futures volume 6 issue 5 1974 [doi 10.1016%2f0016-3287%2874%2990064-0] irving h. buchen -- towards a...
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Towards a Hi story of Futut im: The Greeks
429
Though al l deci sions, because of t heir beari ng on the ut ure, necessari l y i nvol ve a measure of
uncert ai nt y, w e ca8 make a broad d~~inc~on here. Same decisions mere appb w ays of th i~ i ng
w it h w hich the ~l iberat or w as a~re~y q e at hog. Ot her ~~~~o~, made at ti mes of crisif
(w hich is but the Greek wordfor f iudgement] . a . involve . . wrays o whi ch t he ~~i b~a~r
w as not accustomed.
Kenneth
Buxke Permanence and Change ( 1935)
Al though onl y a ew may originate a poli cy, w e are all able toudge i t .
PericIes (Athens, circa 430
BC)
TOWARDS A HISTORY OF FUTURISM
THE GREEKS
Irving H Buchen
ON
of the most striking common
characteristics of the present group of
professional prophets is their fascination
with Greek mytholo~. Thus, for
example, one basic forecasting method-
ology is called Delphi ; a telecommunica-
tions data system is designated Oracle;
The Institute of Maryland which is
engaged in grass-roots futures planning
publishes the newsletter
Proteus;
the
programme at Cofumbia University
seeking long-range goals is called The
Prometheus Project and Gerald Fein-
berg published a book with the same
title (a recent anthology is entitled
The Jvew Promet heans) ; the famous film
2001 is subtitled
A Space Odyssey
and
thus picks up all the general references
to Homers epic as well as the Greek
nomenclature of the NASA programme;
the two-way system used by the
University of Illinois Computer Group
uses the acronym PLATO.
To be sure, such historical graftings
are not new. When Machiavelli wished
to dignify politics as a science of power,
he studied various conspiracies in the
Irving H. Buchen is Professor of English at
Fairleigh Dickinson University Madison New
Jersey 07940 USA.
past to codify a set of maxims to
justify the assassination of princes.
Marx saturated himself in the revolu-
tions of history to perfect the technique
of the infallible revolution1 In short,
the pressure of the present compels a
special combing of the past. But the
pressure of the future is not that easily
accommodated because a history of
futurity, anomalous as that may seem,
does not exist. Indeed, the question of
grafting in this instance may be more
rightly interpreted as one of groping.
Nevertheless, it is a happy inadequacy,
for it does urge a re-examination of
past assumptions about futurity as part
of an awareness of current concerns.
The Greek assumptions about futurity
substan~ally shape those of Western
civilisation in general and current
futurists in particular, and also drama-
tise a characteristic compulsion of a
society intimidated by its future: a
preoccupation with origins.
The future is Proteus
Although references to the future
abound in Greek culture and religion,
a minimum representative sample would
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430 Futures Essays
have to include the oracles, the mytho-
logical figures
of Proteus and
Prometheus, the historical and literary
hero, Odysseus, and the p~losophical
contributions of Socrates and Plato.
The best known of many oracles in
ancient Greece were those at Delphi,
associated with Apollo, and at Dodona,
associated with Zeus. Liberally spread
all over Greece and even Asia Minor,
the oracular sites acquired considerable
significance and developed an often
elaborate priestly order of interpreter/
prophets, many of whom are cited in
Greek literature, especially by Homer.
They were often given official state
sanction and support, even later in
Rome, when prophecies of political
significance were sought. Over a period
of time, the various oracular groups
gradually became distinguished by
methodology. Specialisation took the
form of the use of audial means, signs,
dreams and evocation of the dead.
Alth&gh the oracular forecasts were
often enigmatic or entangled riddles
and thus as subject to the interpretation
of the seeker as to that of the prophet,
at least two key Greek assumptions
about futurity emerge clearly. The
first was that the future, for all its
importance to man, was a divine
preserve. As long as it remained so it
ensured the gods eternal durability
over temporary man. Indeed, to seek
to know the future was itself presump-
tuous; and if it was tolerated it was
only so through sacred oracular rituals
which in turn were closely associated
with a god. The future, therefore, was
holy not by appellation alone but out
of the divine perception that only
when one could perceive the end of
things could one comprehend the
whole of things. In short, from the
Greek point of view the terms holy
and
whole have the same root
because they are one and same, sub
speczas et~~~tas
The Greek gods tolerated, with
ritual controls, trafficking with the
future, because they were exonerated
from any of the consequences. All
oracular forecasts, clear or unclear,
were not only subject to the interpre-
tation of the one receiving the forecast;
but encumbered by the burden of his
past and his motives for the future.
Thus, when Agammemnon hastened
to fulfil a prophecy of sacrificing his
daughter, Iphigenia, his previous viola-
tion against the goddess Artemis reared
its bloody head from the past; and
his secret desire to obtain glory for
himself at Troy drew him rapidly to the
future. In other words, the oracular
situation converged the divine and the
mortal, the theological and the psycho-
logical. The former did not fuse with
or guide the latter, for the gods dis-
played all the stinginess and detach-
ment of the powerful and the com-
placent. They could never be held
responsible or accountable for what
happened.
Nor could the Greek attitude be
summed up as the future is what you
make it. For man would never be
granted that much power. While the
gods jealously presided over the future
as their exclusive domain, they also
had an exacting and eternal memory of
the past. Indeed, because every single
judgement is so inextricably enmeshed
in previous judgements it would be
more accurate to describe every inter-
pretation or decision as generational
rather than individualistic in nature.
In other words, Greek man was both
a prisoner of the past and an outcast
from the future. The most that an
oracle offered was a nexus in the
present whereby his imp~sonment
could be acknowledged and thereby
lessened and whereby a threshold to
the future could be accommodated.
The stark and often capricious
expectations of the future, embodied
anthropomorphically in the attitudes
of the gods, contrasts with Judaism and
Christianity. The Prophets of the Old
Testament, though far from gentle in
their forecasts, always prophesied on
behalf of the Family of Israel. The
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Towards a History of Futurism : The Greeks
43
precise nature of the future might be
mysterious but it was assured and
accessible because the world was given
to the end of days. Jesus went even
further because He was openly an
advocate and the supreme interven-
tionist. Surprises on Judgement Day
were never claimed to be capricious
or wilful. But to the Greeks the future
was not that sweet in its promise or
that available in its form. Dreadful
consequences in the future would be
doubly dreadful: they would be the
result of ones personal ignorance of
his past, and of the general ignorance
that flesh is heir to. Given such a
circumscribed and tough view of the
future, it is not surprising that the
Greeks created and
revered the
hero.
Proteus, like his father Poseidon
and many other water deities, possessed
the gift of prophecy; but he alone
bore the most ingenious and perhaps
diabolical Greek image of the future.
Proteus had no fixed shape. As a
result, he was capable of an infinite
number of combinations of the inter-
sects of time and space: from solid to
liquid, from aerial to fiery, from
gigantic to puny. As such, he was in
comic terms the image of the clever
trickster and master of disguises; in
philosophical terms he was the supreme
image of the future as Heraclitean flux.
The major contribution of Proteus is
the extent to which he dramatised the
Greek perception of reality as basically
transformational. Indeed, more than
any other deity, Proteus provided the
organisational key to the first major
literary chronicle of change, Ovids
Metamorphosis AD 8). The coupling of
metamorphosis with futurity finally
suggests that for the Greeks the future
was the supreme version of change-
the future is Proteus. That symbolism
alone would help to explain why
current futurists favour the Greeks
almost exclusively, for the figure of
Proteus is without parallel in Judaism
or Christianity.
FUTURES October 8 4
ialogue with the gods
The importance of Proteus is matched
only by that of Prometheus, who
extends further and in different direc-
tions the Greek attitude towards futur-
ity. Prometheus was and perhaps still
is the first god of technology. But what
is often rightly stressed in the extensive
literature that later regarded him
alternately as the benefactor of man-
kind and the ultimate overreacher are
two concomitant attributes. First, all
science and science-based technology
that men seek to comprehend and wrest
from Nature already exists in compre-
hensible and implementable forms in
Olympus. Almost mystically, all move-
ment from the known to the unknown,
according to the Greeks, was structured
along a line that moved from the
mortal to the divine. The discovery of
any secret was thus the discovery of a
divine secret. In this coupling, science
and religion are one. Second, in name
and action Prometheus epitomised the
supreme condition of forethought. Un-
like his backward brother, he demon-
strated his capacity for generational
far-sightedness by warning his son,
Decalion, sufficiently in advance to
survive, like Noah, the destruction of
mankind by a flood and the subsequent
recreation of the race. The lesson is
clear: whatever is wrested from the
divine futures of the Olympians must
be redeemed by being given back to
the future-to preserve for the future,
as it were, a future.
Failure to embody the principle of
forethought, however, is a human
characteristic, and this is why Odysseus
has been identified as the human
Proteus.
Odysseus,
more than any other
Greek hero, is closer to the patriarchs
of the Old Testament in bringing to
futurity the blend of human fallibility
and heroic persistence. He is the maxi-
mum mortal because he is the maxi-
mum survivor. He is inseparable from
the Odyssean quest. Unlike Proteus
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432 Fut ures Essay s
and more like Plato, Odysseus bears
on his shoulders not only his personal
survival but the future of civilisation.
The Promethean pattern is to keep the
fires of civilisation burning and to fuse
science and religion. The Odyssean
pattern is to keep the social contract
binding and to begin the gradual
separation of history from mythology,
civilisation from religion.
Platos political vision of futurity
was one of temporary perfection and
his acceptance of a cyclical view of
history was perhaps one of the most
generous Greek attitudes towards futur-
ity. His bequest to posterity is a more
politicised version of Odysseus commit-
ment to societal futurity. Specifically,
he intensified the gradual secularisation
of the future; created a partnership
between philosophy and politics as a
substitute for religion; and imparted
to the tradition of the Golden Age the
prospect of a man-made world and
morality. Although these are no mean
contributions, the methodology of dia-
logue overshadowed i%e
Republic
in
importance to subsequent generations
and especially to contemporary futur-
ists.
In the context of the Greek attitudes
towards futurity the dialogue metho-
dology introduces the novel notion that
the future is to be negotiated; and not
between men and the gods but men
and men. In fact in these terms it
would have been more accurate to
designate the Delphi method the Plato
method for, as noted, the former was
more a unilateral monologue than a
transactional exchange. In addition,
although Socrates and Plato and their
friends were not ordinary men and
initially or finally came to value
philosopher kings, the dialogue method-
ology itself is antithetical to the
traditional Greek distinction between
heroes and the masses. If heroes or
masses remain relevant at all to the
process, then the method is the hero;
and those who emerge from the process
as intact as when they entered deserve
to be called masses in Ortegas defini-
tion: they are inert. Although those
who participated in the ancient dia-
logues might be called elitists today,
what was crucially antidotal was that
the method itself was created as a
corrective lest the powerful or the
eloquent overwhelm reason with force
and dazzle. Moreover, the very spread
of different ages and different points
of view, and the granting to each
separate voice, created an epistemology
of mutuality
:
it was a process of
knowing and being known. Above all,
it imparted to all negotiation about the
future what would be called today both
a cross-generational and cross-ideologi-
cal range. In effect, Platonic dialogue
seeks to miniaturise society; as such,
it on the one hand represents the first
task-force approach to a multi-disciplin-
ary think-tank; and on the other, a
dramatic microcosm which Skinner
used,
no matter how clumsily, in
Walden Two and which Owen Barfield
used with greater distinction in Worlds
At art : A D ial ogue of the
1960s (1963).
If the pronouncements of the oracles
were haunted by the persistence of
ghosts from the past seeking incarnation
in the present, then the negotiations
and the exchanges in the present
compelled by Platonic methodology
accommodated the visits of the voices
of the future. If McLuhan is right in
maintaining that Propaganda ends
where dialogue begins, then it also
might be claimed that the genuinely
participatory is inevitably anticipatory.
Odyssean
man
The essential Hellenic assumptions
about futurity are not static and subject
to evolution, but perhaps the most
obvious, with some adjustments, is that
futurity is inevitably entangled in
geneology. As a result, all progression
is simultaneously regression; as Plato
noted,
The unexamined life is not
worth living.
The future is never
totally free from the past; indeed, the
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degree to which it is new at all is
contingent on the degree to which the
old is acknowledged. The future thus
serves to determine the parameters of
free will. If one assumes it is totally a
blank slate, one tragically may reap
the full force of deter~~sm of the
future by the unexamined and un-
acknowledged past. If one despairs of
any novelty, then he reaps the equally
deterministic harvest of his own
impotence of termination. The gods
are stingy and jealous of their secrets,
and tricky in their shapes; but if any-
one can find a way it is the daring and
chameleon-like heroes.
Change is accepted by the Greeks
not as an exception but as a norm of
reality. For the materialist philosophers
the only issue was which irreducible
form of matter or energy constituted
the essence of essences. Even Plato who
valued the absolute constancy of all
forms postulated change as the central
illusion of reality. In other words, to
the Greeks it is in the nature of things
to be on-going. Moreover, because that
assumption was extended totally-to
the gods, to Nature, to man and to the
future-the centrality of flux was thus
not only constantly reinforced at all
levels, but also established a life
imperative positioned between the im-
mortal gods and the recurrent im-
mortality of the diurnal round in order
to invite its fullest expression in
Odysseus as the maximum mortal.
All Greek modes, outlets, figures,
divine or human, associated with
futurity are characterised by multi-
plicity. The Olympian stamp of many
gods and goddesses; the oracular
proliferation sustained by allegiances
to different deities and specialised
modes of foretelling; the generational
concerns of Prometheus; the many
adventures of Odysseus; the multiple
spread of ages and ideologies in
Platonic dialogue-all these find sup-
reme expression in the myriad shapes
of Proteus. Such pervasive variegation,
while reflecting the multiple uncertain-
FUTURES October 974
ties of the future, should not be read
solely that way; for there are many
religions and cultures that share the
same dreads about the future but did
not develop the alternative approaches
of the Greeks. Thus Greek multi-
plicity proceeds out of the recognition
that the future, whatever it will be, is
inherently recalcitrant towards singu-
lar strategies or interpretations. Agam-
memnons tragic sacrifice of his daugh-
ter, and Oedipus incest, both following
o
the heels of oracular riddles, are
seen by the Greek dramatists as mani-
festing not just the sin of ignorance but
of monomania. The antidote regularly
available and disdained by both Agam-
memnon and Oedipus is offered by the
Greek chorus. Indeed, one can maintain
just as the Platonic dialogue supports
the collective multiplicity of its cross-
generational and cross-ideological par-
ticipants, so genuine prophecy to the
Greeks is always choral in nature. Even
if one truly knew what was to be, the
Greeks equated such singular certainty
with lunacy. The classic case is pro-
vided by the prophetess Cassandra who
because of treachery was punished by
Apollo. Her punishment was that
although she spoke the truth she would
be disbelieved by her listeners and
laughed to scorn as a mad woman.
Many centuries later, Turgot confirmed
the Greek sense of ironic justice: If a
man could foresee with certainty all
the events which depend on chance and
if he directed his conduct in the light
of this knowledge, he would pass for a
lunatic. . . .
The Greeks did not create any major
messianic or millenarian doctrines or
support beliefs in apocalyptic deliv-
erance. Even Prometheus does not
qualify, the various Christelogical ref-
erences of later periods not~ths~nding,
as a divine intermediary. His gift of
fire was a terminal gift and not con-
tingent on any providential continu-
ance. His own subsequent story was
essentially an Olympian one and
although destruction on high was a
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4 4 Futuresessays
threatened outcome, it was entangled
in removed machinations. The absence
of the apocalyptic is correlated with the
general absence of the perfectionist in
the Greeks; the attitude that the future
would not terminate precluded the
notion that it could ever be perfect.
What the Greeks did create was the
heroic as the maximum concession to
the absolutist or perfectionist; but even
here the ideal hero (who never really
existed) was subject to the same kinds
of metamorphoses the gods themselves
engaged in. Their superiority resided
in their greater knowledge and control
but especially in their eternal change-
ability; being limited in the last, even
Odysseus had to be limited in the first
two. The Greek stress thus on sequel,
like the emphasis on the choral, found
expression in the picaresque journey
of Odysseus and cylical historicity of
the
Republic;
and presents an image of
the future which is as unfinished,
imperfect and unresolved as the nature
of Platonic dialogue; and which is
finally antithetical to the notion
of
messianic termination.
The essential Greek strategy towards
the future distils to readiness being all.
The threshold for the future to the
Greeks is always the present, but a
specially saturated view of the present.
On the one hand, it must be open but
not overwhelmed by the past. On the
other, it must be receptive but sus-
picious of the future. The Greek hero
who epitomises the saturated state
displays a mind braced by the fortitude
of past examples, self-possessed by the
ingenuities of his present capacities and
stirred into vivid expectations by
emulating Promethean forethought.
Two examples, one ancient, the other
modern, perhaps best sum up the
attitude.
Although Odysseus frequently an-
noyed Pallas Athene by his many
questions, she finally admitted, with
begrudging admiration, that what she
admired most about Odysseus was his
suspicious nature because that is the
sign of a civilised man. Equally
revealing is the codification Nikos
Kazantzakis provides of the commands
given at the three gates to God. The
first is Dare The second is Dare
again.
The third is No further
Kazantzakis concludes: heroes--Greek
ones at least-never listen to the last.
The Rome Worid Special Conference on FuturesResearch 1973
humdnfutures
needs societies ~ecbno~o4ies
Introduction by Bertrand e ouvene l
Futures critical-a review. lohn McHole
The great imbalance, Maurice Guernier
Technics end human culture. Lewis Mumford
Computer models for world problems and policy
formation, Sam Cole end Craig Slnckir
Neither there nor then-e eutopian alternative to the
development model of future society,
Jim ator
Reflections on the relationship between the individual
and society. William Simon
A focus on action, Harold A. Linrtone
Futures studies-quo vadis? Yehezkel Dror
t5.50 or 14.00
IPC Science end Technology Prpss Ltd.,
lPPIHl~~, 32 High Street , Guddford, Surrey.
UK,
Telephone: Guildford 71661
Telex: Scitechpreu Gd. 85556
FUTURES October 1874