form 603 notice of initial substantial holder · pacwind holdings lessor trust pacific wind, llc...

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Form 603 To: Company Name/Scheme: ACN/ARSN: 1. Details of substantial holder Name The holder became a substantial holder on: 10 October 2019 The holder became aware on: 14 October 2019 2. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows: 3. Details of relevant interests The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: 4. Details of present registered holders The persons registered as holders of the securities referred to in paragraph 3 above are as follows: Unknown 4,168,683 Ordinary Shares Not applicable Not applicable 4,168,683 Ordinary Shares 28,035 Ordinary Shares 42,835,833 Ordinary Shares 28,035 Ordinary Shares 42,835,833 Ordinary Shares Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley. Voting power (%) Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder Class and number of securities WEST AFRICAN RESOURCES LIMITED 121 539 375 Mitsubishi UFJ Financial Group, Inc. Class of securities Number of securities Person's votes Ordinary Shares 47,032,551 47,032,551 5.40% Holder of relevant interest Nature of relevant interest Holder of relevant interest Registered holder of securities Person entitled to be registered as holder Class and number of securities Mitsubishi UFJ Financial Group, Inc. HSBC Custody Nominees (Australia) Limited Not applicable Mitsubishi UFJ Financial Group, Inc. Mitsubishi UFJ Financial Group, Inc. Morgan Stanley Australia Securities (Nominee) Pty Limited Based on 870,478,852 Ordinary Shares Outstanding Page 1

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Page 1: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Form 603

To: Company Name/Scheme:

ACN/ARSN:

1. Details of substantial holder

Name

The holder became a substantial holder on: 10 October 2019

The holder became aware on: 14 October 2019

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in on the date the substantial holder became a substantial holder are as follows:

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Unknown4,168,683 Ordinary Shares

Not applicable

Not applicable

4,168,683 Ordinary Shares

28,035 Ordinary Shares

42,835,833 Ordinary Shares

28,035 Ordinary Shares

42,835,833 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group, Inc. has voting power of over 20% in Morgan Stanley.

Voting power (%)

Form 603Corporations Act 2001

Section 671BNotice of initial substantial holder

Class and number of securities

WEST AFRICAN RESOURCES LIMITED

121 539 375

Mitsubishi UFJ Financial Group, Inc.

Class of securities Number of securities Person's votes

Ordinary Shares 47,032,551 47,032,551 5.40%

Holder of relevant interest Nature of relevant interest

Holder of relevantinterest

Registered holder of securities

Person entitled to be registered as holder Class and number of securities

Mitsubishi UFJ Financial Group, Inc.

HSBC Custody Nominees (Australia) Limited

Not applicable

Mitsubishi UFJ Financial Group, Inc.

Mitsubishi UFJ Financial Group, Inc.

Morgan Stanley Australia Securities (Nominee) Pty Limited

Based on 870,478,852 Ordinary Shares Outstanding

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Page 2: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Form 603

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that thesubstantial holder became a substantial holder is as follows:

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

7. Addresses

The addresses of persons named in this form are as follows:

8. Signature

Dated 16 October 2019

Authorised signatory

Class and number of securities

Cash Non-cash

Holder of relevant interest Date of acquisition Consideration

See Annexure B to this notice

Name and ACN/ARSN (if applicable) Nature of association

Name Address

Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

See Annexure A to this notice Each company referred to is an associate of Mitsubishi UFJ Financial Group, Inc. under section 12 of the Corporations Act

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Page 3: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

Annexure A

This is Annexure A of 7 pages referred to in Form 603, Notice of initial substantial holder dated 16 October 2019

Authorised signatory Dated 16 October 2019

SCHEDULE

MUFG Bank, Ltd.Mitsubishi UFJ Trust and Banking CorporationMitsubishi UFJ Securities Holdings Co., Ltd.MU Business Engineering, Ltd.The Mitsubishi UFJ Factors LimitedMitsubishi UFJ Jinji Service Co., Ltd.MU Techno-service Co., Ltd.Tokyo Credit Service, Ltd.Tokyo Associates Finance Corp.MU Business Service Co., Ltd.Mitsubishi UFJ Loan Business Co.,Ltd.Mitsubishi UFJ Information Technology, Ltd.MU Center Service Tokyo Co., Ltd.MU Center Service Nagoya Co., Ltd.MU Center Service Osaka Co., Ltd.MU Business Aid Co., Ltd.MU Property Reserch Company LimitedMitsubishi UFJ Home Loan CREDIT CO., LTD.The Diamond Home Credit Company LimitedMitsubishi UFJ Reserch & Consulting Co., Ltd.MU Frontier Servicer Co., Ltd.Otemachi Guarantee Co., Ltd.GD Holdings Company LimitedMU Loan Administration Support Co., Ltd.MU Communications Co.,Ltd.Japan Electronic Monetary Claim OrganizationMU Business Partner Co., Ltd.MUT Business Outsourcing Co., Ltd.Mezzanine Solution II Limited PartnershipMezzanine Solution III Limited Partnership Mitsubishi UFJ Capital Co., Ltd.Mitsubishi UFJ Capital Ⅲ, Limited PartnershipMitsubishi UFJ Capital Ⅳ, Limited PartnershipMitsubishi UFJ Capital Ⅴ, Limited PartnershipMitsubishi UFJ Capital Ⅵ, Limited Partnership Mitsubishi UFJ Capital Ⅶ, Limited Partnership Mitsubishi UFJ Life Science 1, Limited Partnership Mitsubishi UFJ Life Science 2, Limited Partnership Tohoku Senary Industry Support, Limited Partnership

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Page 4: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

OiDE Fund Investment Limited PartnershipMitsubishi UFJ Personal Financial Advisers Co., Ltd.Mitsubishi UFJ Financial Partners Co.,Ltd.The Mitsubishi Asset Brains Company, LimitedBOT Lease Co., Ltd.The Chukyo Bank, Ltd.Nippon Mutual Housing Loan Co., Ltd.JM Real Estate Co., Ltd.Jibun Bank CorporationJACCS CO.,LTD.JALCARD Inc.Yume Shokei Fund No.2Yume Shokei Fund No.3Marunouchi Capital Fund II Limited PartnershipM・U・Trust Sougou Kanri Co., Ltd.Mitsubishi UFJ Trust Business Co., Ltd.Ryoshin Data Co., Ltd.Mitsubishi UFJ Trust Systems Co., Ltd.Mitsubishi UFJ Trust Investment Technology Institute Co., Ltd.Mitsubishi UFJ Trust Hosyo Co., Ltd.M・U・Trust・Apple Planning Company, Ltd.Mitsubishi UFJ Real Estate Services Co., Ltd.Mitsubishi UFJ Daiko Business Co., Ltd.The Master Trust Bank of Japan, Ltd.MU Investments Co., Ltd.Japan Shareholder Services Ltd.Mitsubishi UFJ Kokusai Asset Management Co., Ltd.Tokumei-Kumiai (CPI)Tokumei-Kumiai (GII)Tokumei-Kumiai (Gate Bridge 1) Tokumei-Kumiai (CENTOMILIARDO)Tokumei-Kumiai (MEET)Tokumei-Kumiai (FIELD)Ippan Shadan Houjin LeoneJointly Managed Monetary Trust Fund (Fund Number:550001) MU Trust Property Management Co., Ltd.Tokumei-Kumiai (RICE)TOKKINGAI (Fund Number.900338)TOKKINGAI (Fund Number.900327)TOKKINGAI (Fund Number.900344)AMP Capital Investors KKMM PartnershipMUS Information Systems Co., Ltd.MUS Business Service Co., Ltd.Mitsubishi UFJ Morgan Stanley Securities Co., Ltd.Mitsubishi UFJ Morgan Stanley PB Securities Co., Ltd.kabu.com Securities Co., Ltd.Morgan Stanley MUFG Securities Co., Ltd.Mitsubishi UFJ NICOS Co., Ltd.Card Business Service Co.,Ltd.MU NICOS Business Service Co., Ltd.

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Page 5: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

MU NICOS Credit Co.,Ltd.Ryoshin DC Card Company Ltd.JMS Co., Ltd.Paygent Co., Ltd.JA Card Co., LtdACOM CO., LTD.IR Loan Servicing, Inc.MU Credit Guarantee Co., Ltd.Japan Digital Design, Inc.Crowd Money Inc.MUMEC Visionary Design, Ltd. Global Open Network, Inc.Global Open Network Japan, Inc.MUFG Innovation Partners Co., Ltd.MUFG Innovation Partners No.1 Investment PartnershipMitsubishi Research Institute DCS Co.,Ltd.HR Solution DCS Co.,Ltd.Mitsubishi UFJ Lease & Finance Company LimitedHitachi Capital CorporationNihombashi TG Jigyo Kyodo KumiaiNIHOMBASHI TG SERVICE CO., LTD.SHIN-NIHOMBASHI TSUSHO CO., LTD. Solution Design Co.,ltd.Nippon Record Keeping Network Co., Ltd.Banco MUFG Brasil S.A.9808680 Canada Inc.BTMU (Curacao) Holdings N.V.MUFG Bank (Europe) N.V.MUFG Business Services (Holland) B.V.MUFG Funding (UK) LimitedMUFG Europe Lease (Deutschland) GmbHMUFG Bank (Malaysia) BerhadMUFG North America International, Inc.MUFG Bank Mexico, S.A.MUFG Nominees (HK) LimitedMUFG Nominees (UK) LimitedMUFG Americas Holdings CorporationMUFG Union Bank, N.A.Union Bank of California Leasing, Inc.UBOC Community Development CorporationUnionBanc Investment Services, LLCBankers Commercial CorporationUnionBanCal Equities, Inc.UnionBanCal Leasing CorporationUnionBanCal Mortgage CorporationMills-Ralston, Inc.HighMark Capital Management, Inc.BCC OX I, Inc.BCC OX II, Inc.SEMA OP9 LLCSEMA OP8 LLC

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Page 6: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

MORGANTOWN OL6 LLCMORGANTOWN OL7 LLCMORGANTOWN OL5 LLCDICKERSON OL4 LLCTRL One A, LLCTRL One B, LLCTRL One, LPBM1,LLCUB Leasing CorporationPacific Capital Statutory Trust IShiloh Ⅳ Wind Project, LLCShiloh Ⅳ Holdings Lessor TrustGreen Union I TrustGreen Union II TrustGreen Union III TrustTohlease CorporationMUFG Americas Funding CorporationMUFG Americas Financial & Leasing Corporation B-4U.B. Vehicle Leasing, Inc.MUFG Americas Leasing CorporationMUFG Americas Financial Services, Inc.MUFG Americas Leasing (Canada) CorporationMUFG Americas Leasing & Finance, Inc.MUFG Americas Capital Leasing & Finance, LLCMUFG Americas Corporate Advisory, Inc.MUFG Americas LF Capital LLCMUFG Americas Capital CompanyMUFG Fund Services (USA) LLCMUFG Securities Americas Inc.MUFG Capital Analytics LLCMUFG Investor Services (US), LLCIntrepid Investment Bankers LLCSouthern California Business Development CorporationCatalina Solar Holdings Lessor TrustCatalina Solar, LLCMorgan Stanley MUFG Loan Partners, LLCPT U Finance IndonesiaPT. MU Research and Consulting IndonesiaMU Research and Consulting (Thailand) Co., Ltd.MUFG Participation (Thailand) Co., Ltd.AO MUFG Bank (Eurasia)MUFG Bank (China), Ltd. BTMU Preferred Capital 8 LimitedBTMU Preferred Capital 9 LimitedBTMU Liquidity Reserve Investment LimitedMUFG Bank Turkey Anonim SirketiBank of Ayudhya Public Company LimitedKrungsri Ayudhya AMC LimitedKrungsri Factoring Company LimitedAyudhya Development Leasing Company LimitedAyudhya Capital Auto Lease Public Company Limited

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Page 7: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

Krungsriayudhya Card Company LimitedGeneral Card Services LimitedAyudhya Capital Services Company LimitedKrungsri General Insurance Broker LimitedKrungsri Life Assurance Broker LimitedKrungsri Asset Management Company LimitedTotal Services Solutions Public Company LimitedNgern Tid Lor Company LimitedKrungsri Securities Public Company LimitedSiam Realty and Services Security Co.,Ltd.Krungsri Leasing Services Co., Ltd.Hattha Kaksekar LimitedKrungsri Finnovate Co., Ltd.Tesco Card Services LimitedBTMU Liquidity Reserve Investment 2 LimitedBTMU Liquidity Reserve Investment 3 LimitedPT Guna DharmaPT Bank Danamon Indonesia, Tbk.PT Adira Quantum MultifinancePT Adira Dinamika Multi Finance TbkPT Asuransi Adira DinamikaBOT Lease (HK) Co., Ltd.PT Bumiputera - BOT FinanceBOT Lease Holding Philippines, Inc.BOT Lease and Finance, Philippines, Inc.BOT Lease (Thailand) Co., Ltd.MUFG Holding (Thailand) Co., Ltd.Bangkok MUFG LimitedBOT Lease(Eurasia)LLCBOT Lease (Tianjin) Co., Ltd.BOTL Factoring (Shanghai) Co., Ltd.BOT LEASE MEXICO S.A. DE C.V.BOT FINANCE MEXICO, S.A. DE C.V., SOFOM, E.N.R.GOLDEN ASIA FUND VENTURES LTD.Lakefield Wind Project OP TrustLakefield Wind Project, LLCPacwind Holdings Lessor TrustPacific Wind, LLCVietnam Joint Stock Commercial Bank for Industry and TradeGOLDEN ASIA FUND II, L.P.Security Bank CorporationMitsubishi UFJ Trust International LimitedMitsubishi UFJ Baillie Gifford Asset Management LimitedMitsubishi UFJ Investor Services & Banking (Luxembourg) S.A.MUFG Lux Management Company S.A.Mitsubishi UFJ Investment Services (HK) LimitedMitsubishi UFJ Asset Management (UK) Ltd.LUX J1 FUNDMUFG Investor Services Holdings LimitedMUFG Fund Services (Bermuda) LimitedMUFG Fund Services (Cayman) Limited

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Page 8: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

MUFG Fund Services (Cayman) Group LimitedMUFG Fund Services (Ireland) LimitedFund Secretaries LimitedMUFG Fund Services LimitedMUFG Fund Services (Canada) LimitedMUFG Fund Services (UK) LimitedMUFG Fund Services (Halifax) LimitedMUFG Fund Services (Singapore) Pte. Ltd.MUFG Fund Services (Hong Kong) LimitedMUFG Alternative Fund Services (Cayman) LimitedFirtown International Holdings Ltd.General Secretaries Ltd.AFS Controlled Subsidiary 1 Ltd.AFS Controlled Subsidiary 2 Ltd.AFS Controlled Subsidiary 3 Ltd.MUFG Alternative Fund Services (Ireland) LimitedMUFG Alternative Fund Services (Jersey) LimitedMUFG Jersey Management Company LimitedMUFG Controlled Subsidiary 1 (Cayman) Limited SWS MU FUND MANAGEMENT CO.,LTD.SWSMU (SHANGHAI) ASSETS MANAGEMENT COMPANY LIMITED AMP Capital Holdings LimitedMUFG Global Fund SICAVMUFG Securities EMEA plcMUFG Securities (Europe) N.V.MUFG Securities Asia (Singapore) LimitedMUFG Securities Asia LimitedMitsubishi UFJ Wealth Management Bank (Switzerland), Ltd.MUFG Securities (Canada), Ltd.EASY BUY Public Company LimitedACOM CONSUMER FINANCE CORPORATIONMUFG Capital Finance 8 LimitedMUFG Capital Finance 9 LimitedGOLDEN ASIA FUND, L.P.DCS Information Technology (Shanghai) Co., LtdMRIDCS Americas, Inc.Morgan StanleyPurple Finance (Cayman) International Ltd.Bangkok Mitsubishi UFJ Lease Co., LtdThe California-Sansome CorporationFirst Sentier Investors Holdings Pty LimitedFirst Sentier Investors (Australia) IP Holdings Pty LimitedFirst Sentier Investors (Australia) Services Pty LimitedCFSPAI EUROPE CO LIMITED (COMPANY CODE C41267)CFSPAI EUROPE HOLDCO LIMITED (COMPANY CODE C41260)COLONIAL FIRST STATE ASSET MANAGEMENT (AUSTRALIA) LIMITED (ACN 114 194 311)COLONIAL FIRST STATE INFRASTRUCTURE HOLDINGS LIMITED (ACN 085 313 926)COLONIAL FIRST STATE INFRASTRUCTURE MANAGERS (AUSTRALIA) PTY LTD (ACN 101 384 294)COLONIAL FIRST STATE INVESTMENT MANAGERS (UK) LIMITED (COMPANY NO. 00153197)COLONIAL FIRST STATE MANAGED INFRASTRUCTURE LIMITED (ACN 006 464 428)EDIF II GP S.A.R.L. (COMPANY NO. B204413)

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Page 9: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure A

FIRST STATE EUROPEAN DIVERSIFIED INFRASTRUCTURE S.A.R.L. (COMPANY NO. B134314) FIRST STATE INFRASTRUCTURE MANAGERS (INTERNATIONAL) LIMITED (COMPANY NO. 298444)FIRST STATE INVESTMENT MANAGEMENT (UK) LIMITED (COMPANY NO. SC047708)First Sentier Investors Asia Holdings LimitedFIRST STATE INVESTMENT SERVICES (UK) LIMITED (COMPANY NO. 03904320)FIRST STATE INVESTMENTS (HONG KONG) LIMITED (CR NO. 0206616)FIRST STATE INVESTMENTS (IRELAND) LIMITED (COMPANY NO. 629188)FIRST STATE INVESTMENTS (JAPAN) LIMITED (COMPANY NUMBER 0104-01-093090)FIRST STATE INVESTMENTS (SINGAPORE) (COMPANY NO. 02294743)FIRST STATE INVESTMENTS (UK HOLDINGS) LIMITED (COMPANY NO. 03904310)FIRST STATE INVESTMENTS (UK) LIMITED (COMPANY NO. 02294743)FIRST STATE INVESTMENTS (US) LLC (FILE NUMBER 546 9442)FIRST STATE INVESTMENTS FUND MANAGEMENT S.A.R.L (COMPANY NO. B128117)FIRST STATE INVESTMENTS HOLDINGS (SINGAPORE) LIMITED (REGISTRATION NO. 199901706Z)FIRST STATE INVESTMENTS INTERNATIONAL LIMITED (COMPANY NO. SC079063)FIRST STATE NOMINEES (HONG KONG) LIMITED (CR NO. 0206615)FSIB LTDREALINDEX INVESTMENTS PTY LIMITED (ACN 133 312 017)SI HOLDINGS LIMITED (COMPANY NO. SC109439)TOTAL KEEN INVESTMENT LIMITED (CR NO. 0580652)

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Page 10: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure B

This is Annexure B of 4 pages referred to in Form 603, Notice of initial substantial holder dated 16 October 2019

Authorised signatory Dated 16 October 2019

Cash Non-cashMitsubishi UFJ Financial Group, Inc. 06/11/2019 160.74 n/a 564 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 6/12/2019 81.6 n/a 272 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 6/12/2019 319.64 n/a 1,048 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 7/08/2019 6,312.78 n/a 18,567 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/16/2019 2,850.30 n/a 8,029 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/16/2019 1,390.94 n/a 4,091 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/16/2019 3,031.17 n/a 8,786 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/17/2019 1,035.00 n/a 3,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/17/2019 4,087.00 n/a 12,200 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/18/2019 1,945.83 n/a 5,259 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/19/2019 13,896.00 n/a 38,600 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/19/2019 6,843.72 n/a 17,548 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/23/2019 1,808.25 n/a 4,822 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/23/2019 1,863.14 n/a 4,903 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/24/2019 2,607.56 n/a 6,862 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/29/2019 3.6 n/a 10 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/29/2019 1,007.40 n/a 2,760 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/30/2019 91.02 n/a 246 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/30/2019 22.94 n/a 62 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/31/2019 7.77 n/a 21 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/31/2019 7,321.32 n/a 20,337 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 07/31/2019 7.88 n/a 21 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 8/01/2019 1,493.84 n/a 4,208 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 8/05/2019 8,168.10 n/a 21,495 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 8/05/2019 8,060.63 n/a 21,495 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/13/2019 7,128.00 n/a 16,200 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/13/2019 0.45 n/a 1 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/13/2019 3,731.00 n/a 8,200 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/14/2019 682.52 n/a 1,569 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/16/2019 11,115.00 n/a 24,700 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/19/2019 2,310.00 n/a 5,500 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/19/2019 1,081.20 n/a 2,544 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/21/2019 992.7 n/a 2,206 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/22/2019 1,675.77 n/a 3,683 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/22/2019 1,684.98 n/a 3,663 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/22/2019 9,464.85 n/a 21,033 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/23/2019 1,393.48 n/a 3,167 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/26/2019 2,094.26 n/a 4,274 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/26/2019 8,787.50 n/a 18,500 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/26/2019 1,557.34 n/a 3,211 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/26/2019 2,115.63 n/a 4,274 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/26/2019 1,819.73 n/a 3,831 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 9,219.78 n/a 20,043 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 1,144.78 n/a 2,516 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 8,443.86 n/a 18,257 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 52.36 n/a 112 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 11,410.45 n/a 24,568 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 17,878.32 n/a 38,448 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/27/2019 7,830.20 n/a 16,660 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/28/2019 2,612.50 n/a 5,500 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/28/2019 57,802.49 n/a 119,570 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/28/2019 936.48 n/a 1,951 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/29/2019 23,619.84 n/a 49,208 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/29/2019 2,475.23 n/a 5,130 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/29/2019 1,556.16 n/a 3,242 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/30/2019 1,038.23 n/a 2,209 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 08/30/2019 59,108.88 n/a 121,261 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 1,143.45 n/a 2,310 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 0.48 n/a 1 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 23,549.77 n/a 48,587 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 3,201.97 n/a 6,602 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 2,099.18 n/a 4,306 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 1,592.50 n/a 3,250 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 8,932.80 n/a 18,610 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/02/2019 566.4 n/a 1,180 Ordinary Shares

Annexure B

Holder of relevant interest Date of acquisition (MM/DD/YY)Consideration (9) Class and number interest of

securities

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Annexure B

Mitsubishi UFJ Financial Group, Inc. 9/03/2019 1,550.40 n/a 3,264 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/03/2019 2,325.60 n/a 4,845 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/03/2019 1,331.04 n/a 2,832 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/03/2019 983.24 n/a 2,092 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/03/2019 316.67 n/a 681 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/03/2019 10,084.34 n/a 21,115 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 226.16 n/a 489 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 2,023.98 n/a 4,261 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 34.41 n/a 74 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 446.03 n/a 949 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 8,065.89 n/a 17,346 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 78.26 n/a 172 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 3,281.07 n/a 6,981 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 1,628.78 n/a 3,429 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 3,219.66 n/a 6,924 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 1,802.81 n/a 3,877 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 185.38 n/a 403 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 389.16 n/a 846 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 863.94 n/a 1,848 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/04/2019 777.85 n/a 1,655 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/05/2019 2,920.78 n/a 6,149 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/05/2019 3,333.71 n/a 7,093 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/05/2019 2,271.93 n/a 4,783 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/05/2019 4,792.59 n/a 10,197 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 1,158.43 n/a 2,546 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 1,997.64 n/a 4,296 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 430.1 n/a 935 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 1,831.41 n/a 3,977 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 415.87 n/a 909 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 1,831.40 n/a 3,977 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 263.52 n/a 576 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/06/2019 7,469.02 n/a 16,237 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 2,987.02 n/a 6,529 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 462.01 n/a 983 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 1,502.66 n/a 3,249 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 300.6 n/a 643 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 476.9 n/a 1,004 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 1,464.00 n/a 3,200 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/09/2019 2,987.02 n/a 6,529 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/10/2019 122.85 n/a 260 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/10/2019 7,911.22 n/a 16,568 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/10/2019 840.83 n/a 1,789 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/10/2019 2,012.66 n/a 4,215 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/10/2019 122.85 n/a 260 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/10/2019 303.36 n/a 632 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 660.48 n/a 1,376 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 2,175.63 n/a 4,629 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 4,631.75 n/a 9,700 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 206.13 n/a 425 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 2,425,000.00 n/a 5,000,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 430.87 n/a 893 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/11/2019 536.75 n/a 1,130 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 71.28 n/a 144 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 62.87 n/a 127 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 257.25 n/a 525 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 385 n/a 770 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 1,721.85 n/a 3,461 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 5,500,000.00 n/a 11,000,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 9/12/2019 484.5 n/a 969 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 3,131.00 n/a 6,200 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 899.39 n/a 1,784 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 355.25 n/a 700 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 514.59 n/a 1,009 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 663.3 n/a 1,320 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 297.95 n/a 590 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 424.71 n/a 841 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 260.5 n/a 521 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 565.36 n/a 1,114 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/13/2019 899.31 n/a 1,784 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 1,343.57 n/a 2,454 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 562.86 n/a 1,062 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 685.87 n/a 1,282 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 531.26 n/a 1,052 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 687.35 n/a 1,267 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 34.13 n/a 65 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 294.3 n/a 540 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 100.28 n/a 184 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 292.43 n/a 557 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 1,080.27 n/a 2,049 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 1,211.44 n/a 2,275 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 1,080.23 n/a 2,049 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 297.86 n/a 562 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 348.4 n/a 670 Ordinary Shares

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Page 12: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure B

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 322.91 n/a 618 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 59.95 n/a 109 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/16/2019 1,235.85 n/a 2,247 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 734.76 n/a 1,413 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 8,788.97 n/a 16,821 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 436 n/a 800 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 5.45 n/a 10 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 495.55 n/a 901 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 58.85 n/a 107 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 469.48 n/a 890 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 35.18 n/a 67 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 864.43 n/a 1,631 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 1,778.50 n/a 3,219 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 6,417.00 n/a 12,400 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 438.88 n/a 844 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 1,147.13 n/a 2,185 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 1,102.23 n/a 1,986 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 368.46 n/a 712 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/17/2019 523.8 n/a 970 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/18/2019 5,250,000.00 n/a 10,000,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/19/2019 2,060.25 n/a 4,100 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/19/2019 633.5 n/a 1,267 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/19/2019 3,084.50 n/a 6,200 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 1,495.31 n/a 2,961 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 2,700.43 n/a 5,428 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 1,983.14 n/a 3,927 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 3,878.82 n/a 7,643 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 328.19 n/a 663 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 555.77 n/a 1,106 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 1,447.50 n/a 2,895 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 9,068.50 n/a 18,137 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 8,402.70 n/a 16,639 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 3,036.28 n/a 5,839 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 7,444.04 n/a 14,814 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 1,002.93 n/a 1,986 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 12,677.07 n/a 25,228 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/20/2019 172.21 n/a 341 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/23/2019 1,098.36 n/a 2,053 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/23/2019 304.56 n/a 564 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/24/2019 14,009.22 n/a 25,943 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 9,088.50 n/a 16,600 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 1,294.15 n/a 2,353 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 8,078.58 n/a 14,556 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 1,128.21 n/a 2,042 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 14,664.65 n/a 26,663 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 2,200,000.00 n/a 4,000,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 262.9 n/a 478 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/25/2019 717.23 n/a 1,310 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/26/2019 156.31 n/a 305 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/26/2019 253.26 n/a 469 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/26/2019 566.01 n/a 1,073 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/26/2019 2,431.62 n/a 4,503 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/26/2019 126.88 n/a 244 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/26/2019 1,063.81 n/a 2,036 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 2,566.73 n/a 4,889 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 9,549.12 n/a 19,488 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 3,765.50 n/a 7,531 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 958.27 n/a 1,907 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 3,330.11 n/a 6,313 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 2,783.56 n/a 5,512 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 8,449.68 n/a 16,568 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 11,139.45 n/a 21,218 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 18,557.24 n/a 35,687 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 2,433.89 n/a 4,614 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 1,087.28 n/a 2,071 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 11,077.65 n/a 21,510 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 3,571.87 n/a 7,073 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/27/2019 315 n/a 600 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 4,434.24 n/a 9,238 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 286.65 n/a 585 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 6,051.35 n/a 12,477 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 2,013.41 n/a 4,109 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 2,536.46 n/a 5,203 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 1,017.11 n/a 2,108 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 135.32 n/a 279 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 107.52 n/a 224 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 2,910,000.00 n/a 6,000,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 09/30/2019 6,389.39 n/a 13,174 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 15,234.68 n/a 32,073 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 2,526.72 n/a 5,376 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 264.1 n/a 556 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 1,284.51 n/a 2,733 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 980.35 n/a 2,097 Ordinary Shares

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Page 13: Form 603 Notice of initial substantial holder · Pacwind Holdings Lessor Trust Pacific Wind, LLC Vietnam Joint Stock Commercial Bank for Industry and Trade GOLDEN ASIA FUND II, L.P

Annexure B

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 4,062.24 n/a 8,736 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 7,908.69 n/a 16,827 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 2,513.75 n/a 5,377 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 2,835.86 n/a 6,066 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 1,036.49 n/a 2,229 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/01/2019 546.84 n/a 1,176 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/02/2019 851.17 n/a 1,811 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/02/2019 2,863.71 n/a 6,093 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/02/2019 142.7 n/a 302 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 3,159.23 n/a 6,651 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 267.36 n/a 557 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 1,900,000.00 n/a 4,000,000 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 3,382.88 n/a 6,975 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 666.23 n/a 1,410 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 1,692.46 n/a 3,454 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 47.03 n/a 99 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 1,701.00 n/a 3,600 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 3,192.48 n/a 6,651 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 1,943.23 n/a 4,091 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/03/2019 2,514.31 n/a 5,211 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 3,623.23 n/a 7,709 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 1,906.07 n/a 4,034 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 957.44 n/a 2,048 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 263.04 n/a 548 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 454.55 n/a 999 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 265.54 n/a 568 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/04/2019 427.25 n/a 939 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/07/2019 4,112.71 n/a 8,613 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/07/2019 2,010.68 n/a 4,233 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/07/2019 3,066.13 n/a 6,455 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/07/2019 3,098.40 n/a 6,455 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/07/2019 651.31 n/a 1,364 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/07/2019 5,531.04 n/a 11,523 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 20.46 n/a 44 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 710.99 n/a 1,529 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 1,061.26 n/a 2,258 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 3,937.12 n/a 8,653 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 857.22 n/a 1,884 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 2,950.44 n/a 6,414 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 5,761.35 n/a 12,390 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 3,188.95 n/a 6,785 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 851.46 n/a 1,851 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 11,281.88 n/a 24,004 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 1,250.34 n/a 2,748 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 612.72 n/a 1,332 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 1,684.87 n/a 3,703 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 10,557.00 n/a 22,950 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/08/2019 3,275.09 n/a 7,198 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 1,444.05 n/a 3,209 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 358.23 n/a 805 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 1,165.90 n/a 2,620 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 828.32 n/a 1,851 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 54.12 n/a 123 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 3,369.50 n/a 7,325 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/09/2019 3,872.96 n/a 8,512 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/10/2019 2,819.52 n/a 6,408 Ordinary Shares

Mitsubishi UFJ Financial Group, Inc. 10/10/2019 2,640,000.00 n/a 6,000,000 Ordinary Shares

Page 4