final essay_psci424
TRANSCRIPT
Roksana
Gabidullina
December 14,
2015
Clientelism, patronage, and the indigenous democracy in the Kyrgyz
Republic
I have neither given nor received unauthorized aid on this
assignment.
Roksana Gabidullina
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Kyrgyzstan is the only country in Central Asia (here defined as
the post-Soviet Union states) that is going through the democratization
process. Indeed, it recently held parliamentary elections that were
corrupt still but less so due to the new technologies involved, such as
fingerprint scanning to minimize carousel voting. But it is also known
to have “clan” relationships, relationships that are very similar to
patronage or clientelism systems. While many consider these systems
to be a corrupting influence on the political process, Fukuyama argues
that clientelism rather than being a corruptive force can under some
circumstances be a sign of early democratic practice since this creates
a system of reciprocity between the elected officials and their
supporters/clients, thus creating a system of accountability and mass
mobilization (Fukuyama 2014, 91). Clientelism must not be discounted
in studies of democratization.
This paper’s research question is as follows: Does the clientelist
system in the Kyrgyz Republic generate democratic processes, such as
reciprocity, accountability, and mass mobilization and thus, be a form
of an early democracy? For Fukuyama, the clientelism entails a
reciprocal relationship between the patron and clients but it differs
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from a patronage system in its larger scale (Fukuyama 2014, 90). The
reason why it’s an early form of democracy is because it promotes
reciprocity, which can, in turn, become accountability for both sides
(Fukuyama 2014, 90). The patron is accountable to the client for
services promised and the client is responsible for supporting the
patron. If the patron fails in delivering promises, then he/she can be
replaced, thus ensuring accountability. Furthermore, this clientelist
system can mobilize voters during election time (Fukuyama 2014, 91).
By studying the system in Kyrgyzstan and its effects on constituency
mobilization, we can confirm or deny Fukuyama’s assertion that
clientelism is an early manifestation of a democracy.
When looking into clientelism and democratization, one must
focus on the patron and clients in the political arena. In this case, I will
focus on the relationship between government officials and their
supporters/clients. In exchange for client’s political support in the
elections, the patron gives jobs, scholarships, or invests in the
community. To find out whether reciprocity exists in Kyrgyzstan’s
clientelist system, I will focus on these exchanges between
government officials and their electorate. Accountability is understood
to mean that if the patron fails to deliver on goods, he/she may be
replaced. Thus, I will also focus on whether an official is punished for
failing to fulfill their end of the bargain by the community withholding
their votes or replacing him/her with someone else. I focus on these
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specifically because check on power, accountability, and elections are
used as markers of democratization.
Background & Theory
The Kyrgyz Republic was once a part of the Soviet Union. The
area that comprises the state was slowly conquered by the Russian
Imperial Army, remained under Imperial Russian rule, and then was
captured by Bolsheviks after sustained fighting by Central Asian rebels
called Basmachis until the 1920s (Roy 2000, 25,58-60). In the October
of 1936, the Autonomous Republic of Kyrgyzia, as it was called then,
became a Soviet Republic (Roy 2000, 61). Kyrgyzstan along with
Tajikistan was one of the more underdeveloped Soviet Republics since
most of the Moscow’s attention was fixated on Uzbekistan, Kazakhstan,
and Turkmenistan. Thus, after obtaining independence at the end of
1991, Kyrgyz Republic was the poorest and experienced a sharp
decline in standard of living and a tumultuous consolidation of power
(Rashid 2002, 68).
Various factions contested the elections in the 90s in the newly
established Kyrgyz Republic coming mostly from the north and south
divide of the country (Luong 2002, 80). The split started with the
Russian imperial invasion when the northern part of the republic came
under Russian rule in 1885. Twenty years later in 1870s did the
southern part of the country become incorporated into the Russian
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Empire after the fall of the Kokand Khanate (Luong 2002, 76). Scholars
write that this divide, which existed due to geographic differences,
solidified and became politicized during the Soviet Union (Luong 2002,
76; Gleason 1997, 98; Cooley 2012, 24-5). The Soviet administration
divided the two regions into oblasty (regions) and reinforced “a sense
of affiliation with a particular piece of territory among the nomadic
Kyrgyz…” and the region became a “surrogate” for the tribal unit
(Luong 2002, 78). After independence, this north south split continued
to affect politics (Roy 2000, 137). The Soviet administration had
divided the north and south with the former primarily industrial and
more educated and the latter more agricultural—a distinction that
continues to this day (Luong 2002, 79).
After the fall, the different factions coming from the different
regions agreed to choose Askar Akaev to be the first post-Soviet
President because he was a learned individual and was a politically
neutral figure (Rashid 2002, 68). Although, Akaev was elected
president, he faced northern and southern factions fighting not only
amongst each other for the resources but also with the president
(Gleason 1997, 98).
‘As a result, the southerners would win because they in the arithmetic majority. The northerners couldn’t accept that, since the capital is in the north’. (Gleason 1997, 98)
Due to the pressures coming from the different factions and from
international donors, the liberally minded Akaev, in turn, gave a lot of
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leeway to the regional government officials, who implemented policies
in the way they wanted to. For example, he wanted to privatize land
but the implementation was left to the local officials (Gleason 1997,
97). They did not follow all of president’s directives and this, along with
strings of natural disasters that marred progress in the country,
pushed Akaev to become more autocratic and eliminate competition
(Roy 2000, 137-8).
Some people attribute corruption and gradual slide of Kyrgyzstan
to authoritarianism (it is currently considered to be a semi-
authoritarian state) to patronage politics (Cooley 2012, 134). The
officials are corrupt once they take part in “illegal transaction[s] where
public and private actors exchange goods for their own enrichment at
the expense of society at large” (Manzetti and Wilson 2007, 952). Once
the corrupt officials become patrons and are “linked to those of lower
social status (clients) in personal ties of reciprocity…patronage and
corruption overlap” (Hutchcroft 1997, 645). Thus, they only take care
of themselves and their client’s needs and have little incentive to
change the system; rather they become vested in keeping
“government institutions cumbersome, corrupt, and ineffective
because this situation enhances their legitimacy status with poor
voters as the true problem solvers” (Manzetti and Wilson 2007, 955).
This hinders not only economic development but also democratization
because only patron’s supporters hold important positions, the
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opposition is pushed out, and patrons use the system to convince
people that only they can solve their problems (Reeves, Rasanayagam,
and Beyer 2014, 19; Cooley 2012, 153; Manzetti and Wilson 2007,
955). Corruption in the Kyrgyz Republic has worsened over the years
as shown by the World Bank’s Worldwide Governance Indicators. Since
corruption negatively impacts the ability of the government,
government effectiveness, rule of law, and regulatory quality have also
worsened (Manzetti and Wilson 2007, 955). In this system, fewer
people would want reform because they would not be able to pursue
their own interests. Accountability to the majority of people does not
exist and it is just a “division of spoils” system (Radnitz 2010, 212).
These are fair criticisms but as we will see later, clientelism can
play a dynamic role in Kyrgyzstan’s democratization process by
creating what Radnitz calls “subversive clientelism”, in which various
opposition forces can activate their networks and topple a president,
who no longer listens to their needs (Radnitz 2010, 80-2). Furthermore,
Kyrgyzstan’s regional divide and less powerful central state allow
officials to compete for scarce resources, thus keeping one faction
from becoming too powerful (Simons 2008, 36). During the Soviet
Union, the leaders of Kyrgyzstan would change between those coming
from the north or south and this pattern continued after the Kyrgyz
Republic obtained independence (Luong 2002, 79). Furthermore, the
different secretaries chosen from different regions used their “positions
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of power to bolster the political and economic position of their
respective oblasts, while maintaining a careful balance among regional
factions” (Luong 2002, 80). This ensured the representation of different
interests, the industrial North and agricultural South, which is
considered to be a good sign for democratization.
Although, government effectiveness, rule of law, and regulatory
quality have been negatively affected as control of corruption has
worsened, the voice and accountability has increased since 1996 in the
Kyrgyz Republic (Worldwide Governance Indicators).
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Because there are limited seats in Parliament, many people compete
for people’s votes on the ground. Those who seem to represent the
people’s needs will be more likely to be selected. Here the “political
contestation” is going to be organized through patron-client factions
and the patrons who will be able to attract the most votes will be
elected (Khan 2005, 705). Those who are patrons try to meet people’s
needs by providing certain goods and services, such as repairing
infrastructure, building schools and mosques, providing scholarships or
loans, or forgiving debts, to name a few (Radnitz 2010, 85). Table 1
shows a list of “clientelist investment” or the list of services patrons
make available for their clients. They can be material, symbolic,
collective, and private (Radnitz 2010, 85). They also campaign on the
promise that they will represent local concerns in the parliament and
all of these actions help to ensure that their clients will vote for them in
the elections (Ismailbekova 2014, 81). Clientelism enables competition
for political power and resources and, in turn, representation in
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Kyrgyzstan.
Fukuyama argues that clientelism is different from patronage in
one key aspect: scale. Clientelism is a larger system that requires
intermediaries between the patron and his/her clients because the
patron cannot meet face to face with every one of his/her clients.
Patronage is on a smaller scale and both the patron and client know
each other (Fukuyama 2014, 86). On the national level and, especially,
on the side of the president, clientelism occurs. The president’s clients
include his family, the region he is from, friends, party, and party’s
electorate. The president cannot meet with every single of his
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constituents, so he has intermediaries—his party—to deliver goods and
services to clients. The clients, in turn, support his party and by
extension, the president. Patronage networks take place within the
local context, such as in cities and villages. The patron here knows the
villagers and the villagers know the patron on a personal level; he can
be the village head’s son or local wealthy businessman. Both systems
as defined by Fukuyama exist in the Kyrgyz Republic.
Clientelism and the Tulip Revolution
In 2005, the opposition members, who took advantage of their
networks to mobilize 40, 000 people to come out and protest against
the president, ousted the president (Radnitz 2010, 131). Akaev was
trying to minimize the opposition by shutting down or buying off
opposition newspapers and enriching his own network (McGlinchey
2011, 92-94). Furthermore, he was enriching himself and his family
thorough the use of rents in return for U.S. access to the air base in
Manas and his family controlled businesses from cement plants,
television channel, newspaper, radio station, ski base, sanatoriums,
and numerous joint stock companies (McGlinchey 2011, 98-9). This
type of control existed since the beginning of the republic but, in terms
of reciprocity, Akaev was able to share and diffuse the vast amounts of
foreign aid he was receiving to his clients within and without the
government (McGlinchey 2011, 96). He delivered on his end by
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appointing supporters to the lucrative positions in the government and
by dispersing money to the regional elites and the NGOs he saw as his
clients and the clients rarely rebelled against him (McGlinchey 2011,
88, 96). He lost this accountability when his clients, especially the
elites, saw their patron (Akaev) disproportionately and directly benefit
from the American fuel contracts. He was not sharing these resources
and was jailing his opponents and former supporters, such as the
Prime Minister Roza Otumbaeva. They defected and activated their
own clientelist networks to mobilize and, ultimately, overthrow the
president.
The opposition tried to fight against him on charges of corruption
but only mobilized people when the president arrested prominent
members, who played the role of patrons to their clients, and many
were deprived of their seats in parliament, which can cut off access to
limited resources, thus decreasing their abilities to deliver what they
promised (Radnitz 2014, 134, 206).
The catalysts were autonomous elites (wealthy businessmen, former government officials, former or active parliamentarians) who were bound to ordinary citizens through the clientelist ties and linked to other elites through preexisting networks. When a number of embedded elites who were running for parliament failed to win in the first round of the elections, they contested the results outside institutional channels…mobilizing street demonstrations….The revolution highlighted the importance of the relatively permissive institutional context in Kyrgyzstan, in which elites independent of the regime were not only able to win the allegiance of the people in their communities but also managed to establish crucial cross-village and cross regional ties to other elites, which solved a
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problem posed by the absence of other cross-regional networks. (Radnitz 2010, 132)
In terms of reciprocity, majority of these elites were relatively wealthy
and thus, were patrons (Radnitz 2011, 137). For example, Jeenbekov,
who lost the first round of elections, and his son were the largest
employers in his village and in Russia and when compared to other
villages, the people in this one lived in “two-story houses, new
mosques, paved roads, and [] modern drainage system” (Radnitz 144).
This patronage was reciprocated when several villagers started
protests when asked to by his son (Radnitz 2011, 145). Then several
other parliamentary runners and their clients from neighboring villages
joined the protests. When national MPs joined, such as Otumbaeva and
Bakiev, the coalition of opposition members grew and became more
national. Then, they gathered, famously, at the Ala-Too square and in
front of the White House and overthrew the president. When asked
why people protested, they said because the arrested people were
theirs, in a sense that the patrons were part of the communities for
supporting them financially and representing their interests (Radnitz
2014, 158). The clients were mobilized to protest to protect their
patrons and protest against those they thought did not represent their
interests. Clientelism played a prominent role in the revolution (Radnitz
2014, 157). Although the mobilization of a network may not seem to be
democratic, it has allowed for a powerful opposition to develop and
vice versa, which checked the power of an authoritarian ruler, who was
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not sharing resources nor power. This, seems to be a case for patron-
clients relationship becoming Radnitz’s “subversive clientelism” that
can represent different interests coming from national and local
governments and even topple a ruler. This may force the leader to be
more accountable lest he be chased out of the country, as it happened
with Akaev.
Voting, clientelism, and the conditions for the foundations of
democracy
As for voting, the patronage network can be a force for
democratization. The relationship between the patronage system and
democracy in Kyrgyzstan is characterized by an “indigenized
understanding of democracy”, where the representative to the
government is the patron of the village and is expected to represent
the locals rather than the national interest but during election also
promotes supporters’ active participation in the political process
(Ismailbekova 2014, 78-80). The representative or “native son” is
“responsive to local sentiment, local norms and practices, and local
identity”—representation that is essential for a democracy
(Ismailbekova 2014, 81). The process for democratic involvement and
participation included the elderly mobilizing the youth and acquainting
the village with the voting rules in the belief that their “native son”,
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who, up to this point, has supported the villagers financially, will do so
on the national stage (Ismailbekova 2014, 87).
To make sure that their votes were not corrupted in the capital,
they would call other to make sure the results were not falsified
(Ismailbekova 2014, 88). The villagers mobilized and tried to promote
accountability by threatening to protest if the results were falsified. In
the end, their representative, their “native son”, and their patron was
elected as a Member of Parliament and later fulfilled the villagers
request for a local café (Ismailbekova 2014, 90, 92). In this one
example, the patronage system ensured political representation and
investment in the community (Ismailbekova 2014, 93-4). Similar
dynamics play out in other cities and villages as well, since these
patronage networks exist in both southern and northern regions.
Patronage politics not only helped with local economic development—
new cafes, roads, mosques, and employment--but also with promoting
democratic norms, namely representation and voice in government
once their patron was elected.
Conclusion
Clientelism and patronage networks are largely seen as forces
that keep the country from developing further and equitably—whether
economically or democratically. Yet, these two systems in the Kyrgyz
Republic were used for political mobilization and development. Since
the Kyrgyz Republic has a more robust opposition than in the
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surrounding countries, these oppositions can check the power of the
central government as demonstrated by the revolutions and can
mobilize people to vote, which are seen as signs of democratization.
Furthermore, it can ensure the representation of needs from those who
did not have their voices heard before. These people can then expect
to be rewarded by having their communities invested in. In the current
context of Kyrgyzstan, where resources are scarce and competition is
high, having a patron is the best way to ensure representation and
economic development, both of which are goals that people around the
world want. Furthermore, the democratic practices, such as reciprocity,
accountability, and mass mobilization are presented in societies with
patron-client relationships and rather than clientelism having a
thoroughly negative impact on the communities, it, as stated before,
allows for development and representation. It can also be a powerful
weapon for toppling an overly corrupt leader. Perhaps, this loyalty to a
patron can slowly turn into a loyalty for a party on a national scale and
allow for a full democratization to take place; the elders are, after all,
acquainting themselves and their villages with voting rules and
mobilization.
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