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FACTBOOK
Fact Book2013
NATIONAL STOCK EXCHANGE OF INDIA LIMITED
Fact Book
Copyright © 2013 by National Stock Exchange of India Ltd. (NSE) Exchange Plaza, Bandra Kurla ComplexBandra (East), Mumbai 400 051 INDIA
All rights reserved. No part of this publication may be produced, stored in a retrieval system or transmitted in any form by any means, electronic, mechanical, photocopying, recording or otherwise without the written permission of NSE, except as stated below. Single photocopies of single chapters may be made for private study or research provided that the source is acknowledged and NSE is notified.
NSE does not guarantee the accuracy of the data included in this publication and accepts no responsibility whatsoever for any consequence of their use.
i
C O N T E N T S
1. National Stock Exchange of India Ltd
1-1 Trading Value of Different Market Segments ................................................................ 2
1-2 Market Capitalisation of different market segments ...................................................... 2
1-3 Records reached in different Market Segments (data from inception to end - March 2013) ........ 2
1-4 Board of Directors of NSEIL .................................................................................... 3
2. Membership
2-1 Eligibility Criteria for Membership ........................................................................... 5
2-2 Growth and Distribution of Members ........................................................................ 9
3. Listing of Securities
3-1 Listing Criteria for Companies on the CM Segment of NSE ..............................................11
3-2 Listing fees in the CM segment ..............................................................................12
3-3 Companies Listed, Permitted to Trade, Available for Trading on the CM Segment ..................13
3-4 Shareholding Pattern at the end of March 2013 for companies listed at NSE .........................14
3-5 Pledged shares data as of March 2013 ......................................................................15
3-6 Eligibility Criteria for Securities on WDM Segment .......................................................15
3-7 Securities Available for Trading on WDM Segment ........................................................17
3-8 Funds Mobilisation on the Exchange ........................................................................18
3-9 Initial Public Offerings (IPOs) of Equity Shares during 2012-13 .........................................18
3-10 Resource Mobilisation through public issue of NCDs during 2012-13 ...................................19
3-11 Rights Issues during 2012-13 ..................................................................................19
3-12 Preferential Allotments by NSE Listed Companies during 2012-13 .....................................20
3-13 Amount raised through QIP during 2012-13 ................................................................25
3-14 Companies Delisted during 2012-13 .........................................................................26
4. Capital Market Segment
4-1 Business Growth of CM Segment .............................................................................28
4-2 Frequency Distribution of Companies traded ..............................................................31
4-3 Trading Frequency of Companies in Cash Segment during 2012-13 ....................................31
4-4 Advances/Declines in Cash Segment of NSE during 2012-13 (No. of Securities) .....................32
4-5 City-wise Turnover in the CM segment ......................................................................32
4-6 Internet Trading Value in the CM segment in comparison with total trading volumes at NSE ......33
Contd...
ii
4-7 Details of Asset Management Companies Listed on NSE as of March 2013 ............................33
4-8 NSE CM transaction charges ..................................................................................34
4-9 The existing rates of Securities Transaction Tax (STT) for CM segment ...............................35
4-10 Percentage Share of Top ‘N’ Securities/Member in Turnover ...........................................35
4-11 ‘50’ Most Active Securities during 2012-13 in Terms of Trading Value .................................36
4-12 Top ‘50’ Companies by Market Capitalisation as on March 31, 2013 ...................................38
4-13 NSE’s 10 Most Active Trading days during the year 2012-2013 ..........................................39
4-14 Individual Securities Single day Trading Records-2012-13 ...............................................40
4-15 Composition of CNX Nifty Index as on March 28, 2013 ...................................................40
4-16 Composition of CNX Nifty Index as on March 28, 2013 ...................................................42
4-17 Industry-wise Weightages of CNX NIFTY Securities as on 28th March, 2013 ..........................44
4-18 CNX NIFTY Index ................................................................................................44
4-19 CNX NIFTY Junior Index .......................................................................................46
4-20 Performance of NSE Indices during the year 2012-13 ....................................................48
4-21 Mutual Funds/ETFs: No of Trades and Trading Value .....................................................48
4-22 Settlement Statistics for CM Segment ......................................................................49
5. Wholesale Debt Market segment
5-1 Business Growth of WDM Segment ...........................................................................52
5-2 Security-wise Distribution of WDM Trades ..................................................................55
5-3 Participant wise Distribution of WDM Turnover ............................................................58
5-4 Share of Top ‘N’ Securities/Trading Members/Participants in Turnover in WDM Segment ..........61
5-5 Market Capitalisation of WDM Securities ...................................................................62
5-6 FIMMDA NSE MIBID/MIBOR Rates 2012-13 ...................................................................65
5-7 1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2013 ......66
5-8 Corporate Bond Trades at NSE (2012-13) ...................................................................67
6. Equity Futures & Options segment
6-1 Business Growth of Futures & Options Market Segment .................................................69
6-2 Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2012-13) .................72
6-3 Internet Trading in the F&O Segment of the Exchange ..................................................72
6-4 Records Achieved in the F&O Segment: 2012-13 ..........................................................72
6-5 Participant wise Trading Value in the F&O Segment (2012-13) .........................................73
6-6 Number of members in different turnover brackets in Futures and Options segment ..............74
Contd...
Contd...
iii
6-7 Number of members in different turnover brackets in Futures and Options Segment ..............75
6-8 Segment wise Contribution of Top ‘N’ Members to turnover on Futures and Options segment ....77
6-9 Top 20 Futures contracts according to number of contracts 2012-13 ..................................78
6-10 Top 20 Option contracts according to number of contracts traded 2012-13 ..........................79
6-11 Number of trades in the Futures & Options Segment ....................................................79
6-12 Settlement Statistics in F&O Segment ......................................................................81
7. Currency Derivatives Segment
7-1 Business Growth of Currency Derivatives Segment at NSE ...............................................83
7-2 Records Achieved in the Currency Futures & Options ....................................................84
7-3 Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2012-2013 .....85
7-4 Settlement Statistics of Currency Derivatives Segment at NSE .........................................85
7-5 Business Growth of Interest Rate Futures ..................................................................86
7-6 Records Achieved in the Interest Rate Futures ............................................................87
7-7 Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2012-2013 ...................................88
7-8 Settlement Statistics in Interest Rate Futures Segment at NSE ........................................88
8. Investor Services, Arbitration
8-1 Receipt and Disposal of Investor Grievance ................................................................90
8-2 Status Report of Arbitration Matters ........................................................................90
Contd...
iv
National Stock Exchange of India 1
2
1National Stock Exchange of India
Table 1-1: Trading Value of Different market segments(` Crores)
Segment/Year 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13
Capital Market 1,945,287 3,551,038 2,752,023 4,138,024 3,577,412 2,810,893 2,708,279
Equity Futures & Options 7,356,242 13,090,478 11,010,482 17,663,665 29,248,221 31,349,732 31,533,004
Wholesale Debt Market 219,106 282,317 335,952 563,816 559,447 633,179 688,788
Currency F&O * -- -- 162,272 1,782,608 3,449,788 4,674,990 5,274,465
Interest Rate Futures ** -- -- -- 2,975 62 3,959 0.22
Total 9,520,635 16,923,833 14,260,729 24,151,088 36,834,929 39,472,753 40,204,536
*Trading in Currency Futures commenced on August 28, 2008
** Trading in Interest Rate Futures commenced on August 31, 2009
Table 1-2: Market Capitalisation of different market segments(` Crores)
Segment/Year Mar-07 Mar-08 Mar-09 Mar-10 Mar-11 Mar-12 Mar-13
CM 3,367,350 4,858,122 2,896,194 6,009,173 6,702,616 6,096,518 6,239,035
WDM 1,784,801 2,123,346 2,848,315 3,165,929 3,594,877 4,272,736 4,928,332
Total 5,152,151 6,981,468 5,744,510 9,175,102 10,297,493 10,369,254 11,167,366
Table 1-3: Records reached in different market segments (data from inception to March 31, 2013)
Parameter Date Magnitude
Capital Market Segment
Record Number of trades 19-May-09 11,260,392
Traded Quantity 19-May-09 19,225.95 Lakh
Turnover 19-May-09 40,151.91 Crores
Market Capitalisation 5-Nov-10 75,60,607.49 Crores
Futures & Options Segment
No. of trades 28-Feb-13 3,847,902
Number of contracts traded 28-Feb-13 13,691,547
Turnover (` Crs) 28-Feb-13 402,091.00
Contd...
3
Parameter Date Magnitude
Currency Derivatives Segment
No. of trades 28-Feb-13 227,905
Number of contracts traded 27-Jul-11 11,121,509
Turnover 27-Jul-11 49,795.79
Wholesale Debt Market Segment
No. of trades 25-Aug-03 2,074
Turnover 13911.57 Crores
Table 1-4: Board of Directors of NSE*
S.No. Name & Company Designation
1 Mr. S. B. MathurFormer ChairmanLife Insurance Corporation of India
Chairman
2 Mr. Ravi NarainFormer Managing Director & CEONational Stock Exchange of India Limited
Vice Chairman[Shareholder Director]
3 Ms. Chitra RamkrishnaNational Stock Exchange of India Limited
Managing Director & CEO
4 Mrs. Shyamala GopinathChairperson, The Clearing Corporation of India Limited &Former Dy. Governor, Reserve Bank of India
Public Interest Director
5 Mr. Abhay HavaldarManaging Director - General Atlantic LLC
Shareholder Director
6 Mr. S. B. MainakExecutive Director(Investment - Operations)Life Insurance Corporation of India
Shareholder Director
7 Mr. Y. H. MalegamChairman EmeritusM/s. S. B. Billimoria & Co., Chartered Accountants
Public Interest Director
8 Dr. KRS MurthyProfessor & Former DirectorIndian Institute of Management, Bangalore
Public Interest Director
9 Mr. Prakash ParthasarathyChief Investment Offi cerAzim Premji Investment Private Limited
Shareholder Director
10 Dr. S. SadagopanDirectorIndian Institute of Information Technology, Bangalore
Public Interest Director
11 Mrs. Pratima M. UmarjiFormer Principal Secretary (Legislation)Government of Maharashtra
Public Interest Director
*As on June 24, 2013.
Contd...
Membership 2
5
2
Cont
d...
MembershipTa
ble
2-1:
Eli
gibi
lity
Cri
teri
a fo
r M
embe
rshi
p
CORP
ORA
TES
(Am
ount
in `
lakh
)Pa
rtic
ular
s/ S
egm
ents
CM
CM a
nd F
&O
WD
MCM
and
WD
M
CM,W
DM
and
F&
OM
inim
um P
aid-
up c
apit
al30
3030
3030
Net
Wor
th
100
100
(Mem
bers
hip
in C
M
segm
ent
and
Trad
ing/
Trad
ing
and
self
cl
eari
ng m
embe
rshi
pin
F&
O s
egm
ent)
300
(Mem
bers
hip
in C
M
segm
ent
and
Trad
ing
and
Clea
ring
mem
bers
hip
in
F&O
seg
men
t)
200
200
200(
Mem
bers
hip
in W
DM
se
gmen
t,
CM s
egm
ent
and
Trad
ing/
Trad
ing
and
Self
Cl
eari
ng m
embe
rshi
p in
F&
O
segm
ent)
300(
Mem
bers
hip
in W
DM
se
gmen
t, C
M s
egm
ent
and
Trad
ing
and
Clea
ring
m
embe
rshi
p in
F&
O s
egm
ent)
Inte
rest
Fre
e Se
curi
ty
Dep
osit
(IF
SD)
wit
h N
SEIL
8511
050
135
160
Inte
rest
Fre
e Se
curi
ty
Dep
osit
(IF
SD)
wit
h N
SCCL
1515
*N
IL15
15 *
Colla
tera
l Sec
urit
y D
epos
it
(CSD
) w
ith
NSC
CL25
25**
NIL
2525
**
Annu
al S
ubsc
ript
ion
11
NIL
11
Adva
nce
Min
imum
Tr
ansa
ctio
n Ch
arge
s fo
r Fu
ture
s Se
gmen
t
NIL
1N
ILN
IL1
Educ
atio
nTw
o di
rect
ors
shou
ld b
e H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
cert
ifi ca
tion
tes
t fo
r Ca
pita
l Mar
ket
- Ca
pita
l Mar
ket
Mod
ule
of N
CFM
.
Two
dire
ctor
s sh
ould
be
HSC
. D
eale
rs s
houl
d al
so h
ave
pass
ed S
EBI a
ppro
ved
cert
ifi ca
tion
tes
t fo
r Ca
pita
l Mar
ket
&
Der
ivat
ives
.
Two
dire
ctor
s sh
ould
be
HSC
. D
eale
rs s
houl
d al
so h
ave
pass
ed
FIM
MD
A-N
SE D
ebt
Mar
ket
(Bas
ic
Mod
ule)
of
NCF
M.
Two
dire
ctor
s sh
ould
be
HSC
. De
aler
s sh
ould
als
o ha
ve
pass
ed
FIM
MDA
-NSE
Deb
t M
arke
t (B
asic
Mod
ule)
of
NCF
M &
SEB
I app
rove
d ce
rtifi
cati
on t
est
for
Capi
tal M
arke
t -
Capi
tal
Mar
ket
Mod
ule
of N
CFM
.
Two
dire
ctor
s sh
ould
be
HSC
. D
eale
rs s
houl
d al
so h
ave
pass
ed
FIM
MD
A-N
SE D
ebt
Mar
ket
(Bas
ic
Mod
ule)
of
NCF
M a
nd S
EBI
appr
oved
cer
tifi c
atio
n te
st f
or
Capi
tal M
arke
t &
Der
ivat
ives
.
Expe
rien
ce--
----
----
----
-Tw
o ye
ar's
expe
rien
ce in
sec
urit
ies
mar
ket-
----
----
----
----
----
--
Oth
er e
ligib
ility
cri
teri
aTh
e ap
plic
ant
mus
t be
eng
aged
sol
ely
in t
he b
usin
ess
of s
ecur
itie
s an
d m
ust
not
be e
ngag
ed in
any
fun
d-ba
sed
acti
vity
. Th
e D
irec
tors
/Sha
reho
lder
s of
the
app
lican
t co
mpa
ny s
houl
d no
t be
def
ault
ers
on a
ny s
tock
exc
hang
e an
d sh
ould
not
be
deba
rred
by
SEBI
for
bei
ng a
ssoc
iate
d w
ith
capi
tal m
arke
t as
inte
rmed
iari
es.
Net
wor
th r
equi
rem
ent
for
Prof
essi
onal
Cle
arin
g m
embe
rs i
n F&
O s
egm
ent
is `
300
lak
hs.
Furt
her
a Pr
ofes
sion
al C
lear
ing
mem
ber
need
s to
bri
ng I
nter
est
Free
Sec
urit
y D
epos
it (
IFSD
) of
` 25
lakh
s w
ith
NSC
CL a
nd C
olla
tera
l Sec
urit
y D
epos
it (
CSD
) of
` 2
5 la
khs
wit
h N
SCCL
as
depo
sits
.
*A
ddit
iona
l Int
eres
t Fr
ee S
ecur
ity
Dep
osit
(IF
SD)
of `
25
lakh
s w
ith
NSC
CL is
req
uire
d fo
r Tr
adin
g an
d Cl
eari
ng M
embe
r (T
M-C
M)
and
for
Trad
ing
and
Self
cle
arin
g M
embe
r (T
M/S
CM).
**
Add
itio
nal C
olla
tera
l Sec
urit
y D
epos
it (
CSD
) of
` 2
5 la
khs
wit
h N
SCCL
is r
equi
red
for
Trad
ing
and
Clea
ring
Mem
ber
(TM
-CM
) an
d fo
r Tr
adin
g an
d Se
lf c
lear
ing
Mem
ber
(TM
/SCM
).
In a
ddit
ion,
a m
embe
r cl
eari
ng f
or o
ther
s is
req
uire
d to
bri
ng in
IFSD
of
` 2
lakh
and
CSD
of
` 8
lakh
per
tra
ding
mem
ber
he u
nder
take
s to
cle
ar in
the
F&
O s
egm
ent.
6
Cont
d...
IND
IVID
UA
LS/P
ART
NER
SHIP
FIR
MS
(Am
ount
in `
lakh
)Pa
rtic
ular
sCM
CM
and
F&
O
WD
MCM
and
WD
M
CM,W
DM
and
F&
O
Net
Wor
th
7575
(M
embe
rshi
p in
CM
se
gmen
t an
d Tr
adin
g m
embe
rshi
p in
F&
O
segm
ent)
100
(Mem
bers
hip
in C
M
segm
ent
and
Trad
ing
and
Self
cle
arin
g m
embe
rshi
p in
F&
O s
egm
ent)
300
(Mem
bers
hip
in C
M
segm
ent
and
Tra
ding
and
Cl
eari
ng m
embe
rshi
p in
F&
O s
egm
ent)
200
200
200
(Mem
bers
hip
in W
DM
se
gmen
t, C
M s
egm
ent
and
Trad
ing/
Trad
ing
and
Self
Cl
eari
ng m
embe
rshi
p in
F&
O s
egm
ent)
300
(Mem
bers
hip
in W
DM
se
gmen
t,CM
seg
men
t an
d Tr
adin
g an
d cl
eari
ng
mem
bers
hip
in F
&O
se
gmen
t)
Inte
rest
Fre
e Se
curi
ty
Dep
osit
(IF
SD)
wit
h N
SEIL
26.5
51.5
5076
.510
1.5
Inte
rest
Fre
e Se
curi
ty
Dep
osit
(IF
SD)
wit
h N
SCCL
66
*N
IL6
6*
Colla
tera
l Sec
urit
y D
epos
it
(CSD
) w
ith
NSC
CL17
.517
.5 *
*N
IL17
.517
.5 *
*
Annu
al S
ubsc
ript
ion
0.5
0.5
NIL
0.5
0.5
Adva
nce
Min
imum
Tr
ansa
ctio
n Ch
arge
s fo
r Fu
ture
s Se
gmen
t
NIL
1N
ILN
IL1
Educ
atio
nPr
opri
etor
/ T
wo
Part
ners
sh
ould
be
HSC
. D
eale
rs s
houl
d al
so h
ave
pass
ed S
EBI a
ppro
ved
cert
ifi ca
tion
tes
t fo
r Ca
pita
l Mar
ket
- C
apit
al
Mar
ket
Mod
ule
of N
CFM
.
Prop
riet
or /
Tw
o Pa
rtne
rs
shou
ld b
e H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SEB
I app
rove
d ce
rtifi
cati
on t
est
for
Capi
tal M
arke
t &
D
eriv
ativ
es.
Prop
riet
or /
Tw
o Pa
rtne
rs
shou
ld b
e H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
FIM
MD
A-N
SE D
ebt
Mar
ket
(Bas
ic M
odul
e) o
f N
CFM
.
Prop
riet
or /
Tw
o Pa
rtne
rs
shou
ld b
e H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
FI
MM
DA-
NSE
Deb
t M
arke
t (B
asic
Mod
ule)
of
NCF
M &
SEB
I app
rove
d ce
rtifi
cati
on t
est
for
Capi
tal M
arke
t- C
apit
al
Mar
ket
Mod
ule
of N
CFM
.
Prop
riet
or /
Tw
o Pa
rtne
rs
shou
ld b
e H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
FI
MM
DA-
NSE
Deb
t M
arke
t (B
asic
Mod
ule)
of
NCF
M &
SEB
I app
rove
d ce
rtifi
cati
on t
est
for
Capi
tal M
arke
t &
D
eriv
ativ
es.
7
Cont
d...
Cont
d... Pa
rtic
ular
sCM
CM
and
F&
O
WD
MCM
and
WD
M
CM,W
DM
and
F&
O
Expe
rien
ce--
----
----
----
-Tw
o ye
ar's
expe
rien
ce in
sec
urit
ies
mar
ket-
----
----
----
----
----
--O
ther
elig
ibili
ty c
rite
ria
The
appl
ican
t sh
ould
not
be
enga
ged
in a
ny f
und
base
d ac
tivi
ty.
The
Prop
riet
or/P
artn
ers
shou
ld n
ot b
e de
faul
ters
on
any
stoc
k ex
chan
ge
and
shou
ld n
ot b
e de
barr
ed b
y SE
BI f
or b
eing
ass
ocia
ted
wit
h ca
pita
l mar
ket
as in
term
edia
ries
Fu
rthe
r, P
artn
ersh
ip fi
rms
shou
ld n
ot b
e en
gage
d in
any
bus
ines
s ot
her
than
Sec
urit
ies.
*Add
itio
nal
Inte
rest
Fre
e Se
curi
ty D
epos
it (
IFSD
) of
` 2
5 la
khs
wit
h N
SCCL
is r
equi
red
for
Trad
ing
and
Clea
ring
Mem
ber
(TM
-CM
) an
d fo
r Tr
adin
g an
d Se
lf c
lear
ing
Mem
ber
(TM
/SCM
).**
Add
itio
nal C
olla
tera
l Sec
urit
y D
epos
it (
CSD
) of
`
25 la
khs
wit
h N
SCCL
is r
equi
red
for
Trad
ing
and
Clea
ring
M
embe
r (T
M-C
M)
and
for
Trad
ing
and
Self
cle
arin
g M
embe
r (T
M/S
CM).
In a
ddit
ion,
a m
embe
r cl
eari
ng f
or o
ther
s is
req
uire
d to
bri
ng in
IFSD
of
` 2
lakh
and
CSD
of
` 8
lakh
per
tra
ding
mem
ber
he u
nder
take
s to
cle
ar in
the
F&
O s
egm
ent.
CURR
ENCY
DER
IVAT
IVES
- Co
rpor
ates
, In
divi
dual
s an
d Fi
rms
(Am
ount
in `
lakh
)
Part
icul
ars
NSE
Mem
bers
New
App
lican
ts
Trad
ing
Mem
bers
hip
Trad
ing
Cum
Se
lf C
lear
ing
Mem
bers
hip
Trad
ing
Cum
Cl
eari
ng
Mem
bers
hip
Trad
ing
Mem
bers
hip
Trad
ing
cum
Se
lf C
lear
ing
Mem
bers
hip
Trad
ing
cum
Cl
eari
ng
Mem
bers
hip
Prof
essi
onal
Cl
eari
ng
Mem
bers
hip
Net
wor
th10
050
010
0010
050
010
0010
00
Cash
to
NSE
IL2
22
22
2 -
Non
-cas
h to
NSE
IL8
88
1318
18-
Cash
to
NSC
CL -
2525
-25
2525
Non
cas
h to
NSC
CL -
2525
-25
2525
Adva
nce
Min
imum
Tr
ansa
ctio
n Ch
arge
s0.
50.
50.
50.
50.
50.
50.
5
8
Cont
d...
Part
icul
ars
NSE
Mem
bers
New
App
lican
ts
Trad
ing
Mem
bers
hip
Trad
ing
Cum
Se
lf C
lear
ing
Mem
bers
hip
Trad
ing
Cum
Cl
eari
ng
Mem
bers
hip
Trad
ing
Mem
bers
hip
Trad
ing
cum
Se
lf C
lear
ing
Mem
bers
hip
Trad
ing
cum
Cl
eari
ng
Mem
bers
hip
Prof
essi
onal
Cl
eari
ng
Mem
bers
hip
Educ
atio
nPr
opri
etor
/Tw
o Pa
rtne
rs/T
wo
dire
ctor
s sh
ould
be
HSC
.D
eale
rs s
houl
d al
so h
ave
pass
ed
SEBI
app
rove
d N
atio
nal I
nsti
tute
of
Sec
urit
ies
Mar
kets
(N
ISM
) Se
ries
I –
Curr
ency
D
eriv
ativ
es
Cert
ifi ca
tion
Ex
amin
atio
n
Prop
riet
or/T
wo
Part
ners
/Tw
o di
rect
ors
shou
ld
be H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
Nat
iona
l Ins
titu
te
of S
ecur
itie
s M
arke
ts (
NIS
M)
Seri
es I
– Cu
rren
cy
Der
ivat
ives
Ce
rtifi
cati
on
Exam
inat
ion
Prop
riet
or/T
wo
Part
ners
/Tw
o di
rect
ors
shou
ld
be H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
Nat
iona
l Ins
titu
te
of S
ecur
itie
s M
arke
ts (
NIS
M)
Seri
es I
– Cu
rren
cy
Der
ivat
ives
Ce
rtifi
cati
on
Exam
inat
ion
Prop
riet
or/T
wo
Part
ners
/Tw
o di
rect
ors
shou
ld
be H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
Nat
iona
l Ins
titu
te
of S
ecur
itie
s M
arke
ts (
NIS
M)
Seri
es I
– Cu
rren
cy
Der
ivat
ives
Ce
rtifi
cati
on
Exam
inat
ion
Prop
riet
or/T
wo
Part
ners
/Tw
o di
rect
ors
shou
ld
be H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
Nat
iona
l Ins
titu
te
of S
ecur
itie
s M
arke
ts (
NIS
M)
Seri
es I
– Cu
rren
cy
Der
ivat
ives
Ce
rtifi
cati
on
Exam
inat
ion
Prop
riet
or/T
wo
Part
ners
/Tw
o di
rect
ors
shou
ld
be H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
Nat
iona
l Ins
titu
te
of S
ecur
itie
s M
arke
ts (
NIS
M)
Seri
es I
– Cu
rren
cy
Der
ivat
ives
Ce
rtifi
cati
on
Exam
inat
ion
Prop
riet
or/T
wo
Part
ners
/Tw
o di
rect
ors
shou
ld
be H
SC.
Dea
lers
sho
uld
also
hav
e pa
ssed
SE
BI a
ppro
ved
Nat
iona
l Ins
titu
te
of S
ecur
itie
s M
arke
ts (
NIS
M)
Seri
es I
– Cu
rren
cy
Der
ivat
ives
Ce
rtifi
cati
on
Exam
inat
ion
Expe
rien
ce--
----
----
----
-Tw
o ye
ar’s
exp
erie
nce
in s
ecur
itie
s m
arke
t---
----
----
----
----
----
Oth
er e
ligib
ility
cri
teri
aPr
opri
etor
/Par
tner
s/D
irec
tors
/Sha
reho
lder
s sh
ould
not
be
defa
ulte
rs o
n an
y st
ock
exch
ange
and
mus
t no
t be
deb
arre
d by
SEB
I for
bei
ng
asso
ciat
ed w
ith
capi
tal m
arke
t as
inte
rmed
iari
es.
The
appl
ican
t m
ust
be e
ngag
ed s
olel
y in
the
bus
ines
s of
sec
urit
ies
and
mus
t no
t be
en
gage
d in
any
fun
d-ba
sed
acti
vity
.*
* In
add
itio
n to
the
ind
ivid
uals
, co
rpor
ates
and
par
tner
ship
fi r
ms,
Ban
ks w
hich
are
aut
hori
zed
by t
he R
eser
ve B
ank
of I
ndia
und
er s
ecti
on 1
0 of
the
For
eign
Exc
hang
e M
anag
emen
t Ac
t, 1
999
as ‘
AD
Cate
gory
- I b
ank’
are
per
mit
ted
to b
ecom
e tr
adin
g an
d cl
eari
ng m
embe
rs o
f th
e cu
rren
cy d
eriv
ativ
es m
arke
t of
the
rec
ogni
zed
stoc
k ex
chan
ges,
on
thei
r ow
n ac
coun
t an
d on
beh
alf
of
thei
r cl
ient
s,
subj
ect
to m
inim
um p
rude
ntia
l re
quir
emen
ts o
f m
inim
um n
et w
orth
of
` 50
0 cr
ores
, m
inim
um C
RAR
of 1
0 pe
r ce
nt,
net
NPA
not
exc
eedi
ng 3
per
cen
t an
d ne
t pr
ofi t
sho
uld
have
bee
n m
ade
for
the
last
3 y
ears
.
The
AD C
ateg
ory-
I ba
nks
whi
ch f
ulfi l
l th
e pr
uden
tial
re
quir
emen
ts a
re r
equi
red
to l
ay d
own
deta
iled
guid
elin
es w
ith
the
appr
oval
of
thei
r Bo
ards
for
tra
ding
and
cle
arin
g of
cur
renc
y de
riva
tive
s co
ntra
cts
and
man
agem
ent
of r
isks
. AD
Cat
egor
y-I
bank
s w
hich
do
not
mee
t th
e ab
ove
min
imum
pru
dent
ial
requ
irem
ents
and
AD
Cat
egot
ry-
I ba
nks
whi
ch a
re U
rban
Co-
oper
ativ
e ba
nks
or S
tate
Co
-ope
rati
ve b
anks
can
par
tici
pate
in t
he c
urre
ncy
deri
vati
ves
mar
ket
only
as
clie
nts,
sub
ject
to
appr
oval
the
refo
re f
rom
the
res
pect
ive
regu
lato
ry D
epar
tmen
ts o
f th
e Re
serv
e Ba
nk.
In c
ase
the
mem
ber
is o
ptin
g fo
r m
embe
rshi
p of
any
oth
er s
egm
ent(
s) in
com
bina
tion
wit
h th
e m
embe
rshi
p of
Cur
renc
y D
eriv
ativ
es s
egm
ent,
the
app
licab
le n
et w
orth
will
be
the
min
imum
net
wor
th
requ
ired
for
the
oth
er s
egm
ent(
s) o
r th
e m
inim
um n
et w
orth
req
uire
d fo
r Cu
rren
cy D
eriv
ativ
es S
egm
ent,
whi
chev
er is
hig
her.
Th
e el
igib
ility
con
diti
on f
or a
pplic
ants
pla
nnin
g to
app
ly f
or n
ew m
embe
rshi
p of
the
Exc
hang
e is
tha
t ei
ther
the
pro
prie
tor/
one
desi
gnat
ed d
irec
tor/
part
ner
or t
he C
ompl
ianc
e O
ffi c
er o
f th
e ap
plic
ant
enti
ty s
houl
d be
suc
cess
fully
cer
tifi e
d ei
ther
in S
ecur
itie
s M
arke
t (B
asic
) M
odul
e or
Com
plia
nce
Offi
cer
s (B
roke
rs)
Mod
ule
or t
he r
elev
ant
mod
ule
pert
aini
ng t
o th
e se
gmen
ts w
here
in m
embe
rshi
p of
th
e Ex
chan
ge h
ad b
een
soug
ht.
9
Table 2-2: Growth and Distribution of Members
Month/Year(end of period)
CM WDM CDS CM/WDM/F&O/CDS
TOTAL
Mar-11 99 3 56 1,215 1,373
Apr-11 99 3 56 1,218 1,376
May-11 100 3 56 1,223 1,382
Jun-11 100 3 57 1,226 1,386
Jul-11 101 3 58 1,224 1,386
Aug-11 101 3 58 1,225 1,387
Sep-11 101 3 59 1,223 1,386
Oct-11 100 3 60 1,230 1,393
Nov-11 102 3 60 1,234 1,399
Dec-11 101 3 59 1,232 1,395
Jan-12 98 4 59 1,231 1,392
Feb-12 96 4 59 1,232 1,391
Mar-12 99 4 61 1,238 1,402
Apr-12 101 4 62 1,238 1,405
May-12 102 4 62 1,240 1,408
Jun-12 99 4 62 1,240 1,405
Jul-12 96 4 62 1,241 1,403
Aug-12 96 4 62 1,243 1,405
Sep-12 95 4 63 1,244 1,406
Oct-12 94 4 63 1,240 1,401
Nov-12 93 4 63 1,244 1,404
Dec-12 93 4 64 1,245 1,406
Jan-13 93 4 64 1,243 1,404
Feb-13 95 4 64 1,242 1,405
Mar-13 94 4 64 1,246 1,408
Listing of Securities 3
11
3Listing of Securities
Table 3-1: Listing Criteria for Companies on the CM Segment of NSE
Criteria Initial Public Offerings (IPOs) Companies listed on other exchanges
Paid-up Equity Capital (PUEC)/Market Capitalisation (MC) /Net Worth
PUEC ≥ ` 10 cr. and MC ≥ ` 25 cr. PUEC ≥ ` 10 cr. and MC ≥ ` 25 cr. OR PUEC ≥ ` 25 cr. ORMC ≥ ` 50 cr. OR The company shall have a net worth of not less than `50 crores in each of the preceding three financial years.
Company/Promoter's Track Record
Atleast 3 years track record of eithera) the applicant seeking listing ORb) the promoters/promoting company
incorporated in or outside India OR c) Partnership firm and subsequently
converted into Company (not in existence as a Company for three years) and approaches the Exchange for listing. The Company subsequently formed would be considered for listing only on fulfillment of conditions stipulated by SEBI in this regard.
Atleast three years track record of eithera) the applicant seeking listing; ORb) the promoters/promoting company,
incorporated in or outside India.
Dividend Record / Net worth / Distributable Profits
-- (a) Dividend paid in at least 2 out of the last 3 financial years immediately preceding the year in which the application has been made OR
(b) The networth of the applicants atleast `50 crores OR
(c) The applicant has distributable profits in at least two out of the last three financial years.
Listing (a) Listed on any other stock exchange for at least last three years OR
(b) listed on the exchange having nationwide trading terminals for at least one year.
Other Requirements
(a) No disciplinary action by other stock exchanges/regulatory authority in past 3 yrs.
(b) Satisfactory redressal mechanism for investor grievances,
(c) distribution of shareholding (d) details of litigation record in past 3
years.(e) Track record of Directors of the
Company
(a) No disciplinary action by other stock exchanges/regulatory authority in past 3 yrs.
(b) Satisfactory redressal mechanism for investor grievances,
(c) distribution of shareholding and (d) details of litigation record in past 3 years(e) Track record of Directors of the Company(f) Change in control of a Company/Utilisation
of funds raised from public
Note:
1. (a) In case of IPOs, Paid up Equity Capital means post issue paid up equity capital.
(b) In case of Existing companies listed on other exchanges, the existing paid up equity capital as well as the paid up equity capital after the proposed issue for which listing is sought shall be taken into account.
2. (a) In case of IPOs, market capitalisation is the product of the issue price and the post-issue number of equity shares.
(b) In case of Existing companies listed on other stock exchanges the market capitalisation shall be calculated by using a 12 month
12
moving average of the market capitalisation over a period of six months immediately preceding the date of application. For the purpose of calculating the market capitalisation over a 12 month period, the average of the weekly high and low of the closing prices of the shares as quoted on the National Stock Exchange during the last twelve months and if the shares are not traded on the National Stock Exchange such average price on any of the recognised Stock Exchanges where those shares are frequently traded shall be taken into account while determining market capitalisation after making necessary adjustments for Corporate Action such as Rights / Bonus Issue/Split.
3. In case of Existing companies listed on other stock exchanges, the requirement of `25 crores market capital shall not be applicable to listing of securities issued by Government Companies, Public Sector Undertakings, Financial Institutions, Nationalised Banks, Statutory Corporations and Banking Companies who are otherwise bound to adhere to all the relevant statutes, guidelines, circulars, clarifications etc. that may be issued by various regulatory authorities from time to time
4. Net worth means paid-up equity capital + reserves excluding revaluation reserve - miscellaneous expenses not written off - negative balance in profit and loss account to the extent not set off.
5. Promoters mean one or more persons with minimum 3 years of experience of each of them in the same line of business and shall be holding at least 20 % of the post issue equity share capital individually or severally.
6. In case a company approaches the Exchange for listing within six months of an IPO, the securities may be considered as eligible for listing if they were otherwise eligible for listing at the time of the IPO. If the company approaches the Exchange for listing after six months of an IPO, the norms for existing listed companies may be applied and market capitalisation be computed based on the period from the IPO to the time of listing.
Table 3-2: Listing fees in the CM segment
Particulars Amount (`)
Initial Listing fees 50,000
Annual Listing fees (on paid-up share, bond and/ or debenture and/or debt capital, etc.)
a) Upto ` 5 Crores 18,000
b) Above ` 5 Crores and upto ` 10 Crores 31,500
c) Above ` 10 Crores and upto ` 20 Crores 57,500
d) Above ` 20 Crores and upto ` 30 Crores 90,000
e) Above ` 30 Crores and upto ` 40 Crores 1,00,000
f) Above ` 40 Crores and upto ` 50 Crores 1,05,000
g) Above ` 50 Crores and upto ` 100 Crores 1,75,000
h) Above ` 100 Crores and upto ` 150 Crores 2,00,000
i) Above ` 150 Crores and upto ` 200 Crores 2,40,000
j) Above ` 200 Crores and upto ` 250 Crores 2,75,000
k) Above ` 250 Crores and upto ` 300 Crores 3,10,000
l) Above ` 300 Crores and upto ` 350 Crores 3,40,000
m) Above ` 350 Crores and upto ` 400 Crores 3,75,000
n) Above ` 400 Crores and upto ` 450 Crores 4,35,000
o) Above ` 450 Crores and upto ` 500 Crores 5,00,000
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc of more than ` 500 crores will have to pay a minimum fees of ` 5,00,000/- and an additional listing fees of ` 3,400/- for every increase of ` 5 crores or part thereof in the paid up share, bond and/ debenture and/or debt capital etc.
Companies which have a paid up share, bond and/or debenture and/or debt capital, etc. of more than ` 1,000 crores will have to pay minimum fees of ` 8,50,000/- and an additional listing fees of ` 3,700/- for every increase of ` 5 crores or part thereof in the paid up share, bond and/or debenture and/or debt capital etc
13
Table 3-3: Companies Listed, Permitted to Trade, Available for Trading on the CM Segment
Month/Year No. of Companies Listed *
No. of Companies Permitted *
No. of Companies Available for Trading * @
Market Capitalisation
(` Cr) *Nov-94 - 300 300 292,637 Mar-95 135 543 678 363,350 Mar-96 422 847 1,269 401,459 Mar-97 550 934 1,484 419,367 Mar-98 612 745 1,357 481,503 Mar-99 648 609 1,254 491,175 Mar-00 720 479 1,152 1,020,426 Mar-01 785 320 1,029 657,847 Mar-02 793 197 890 636,861 Mar-03 818 107 788 537,133 Mar-04 909 18 787 1,120,976 Mar-05 970 1 839 1,585,585 Mar-06 1,069 -- 929 2,813,201 Mar-07 1,228 -- 1,084 3,367,350 Mar-08 1,381 -- 1,236 4,858,122 Mar-09 1,432 -- 1,291 2,896,194 Mar-10 1,470 37 1,359 6,009,173 Apr-10 1,478 36 1,367 6,117,858 May-10 1,484 36 1,374 5,932,578 Jun-10 1,490 45 1,388 6,229,136 Jul-10 1,497 45 1,392 6,340,120 Aug-10 1,504 54 1,408 6,393,418 Sep-10 1,512 54 1,412 6,958,534 Oct-10 1,530 60 1,435 7,055,094 Nov-10 1,536 59 1,440 6,894,912 Dec-10 1,552 59 1,456 7,139,310 Jan-11 1,558 59 1,462 6,441,491 Feb-11 1,563 61 1,470 6,195,967 Mar-11 1,574 61 1,484 6,702,616 Apr-11 1,578 61 1,488 6,753,614 May-11 1,585 61 1,495 6,569,743 Jun-11 1,599 61 1,509 6,574,743 Jul-11 1,606 60 1,514 6,462,238 Aug-11 1,615 60 1,523 5,921,684 Sep-11 1,622 60 1,530 5,820,334 Oct-11 1,631 66 1,543 6,101,891 Nov-11 1,633 66 1,545 5,547,723 Dec-11 1,640 71 1,556 5,232,273 Jan-12 1,641 71 1,557 5,937,039 Feb-12 1,644 71 1,560 6,233,250 Mar-12 1,646 73 1,563 6,096,518 Apr-12 1,649 73 1,564 6,239,035 May-12 1,651 73 1,564 6,385,291 Jun-12 1,648 73 1,564 6,858,653 Jul-12 1,652 73 1,566 6,763,781 Aug-12 1,652 76 1,568 6,603,005 Sep-12 1,657 76 1,573 6,337,676 Oct-12 1,660 76 1,575 6,431,655 Nov-12 1,661 76 1,576 5,942,510 Dec-12 1,665 76 1,580 5,951,540 Jan-13 1,664 76 1,579 6,026,766 Feb-13 1,665 76 1,579 5,695,547 Mar-13 1,666 76 1,582 6,059,258
* At the end of the period.@ Excludes suspended companies.# CNX Nifty Index commenced from November 3, 1995.## CNX Nifty Junior commenced from November 4, 1996.No. Of Compamies Traded excludes Mututal Funds and ETFsDemat turnover includes turnover of all securities which are available for trading in Demat modePlease note that the Exchange conducted a special live trading session on Sunday, May 16, 2010 on auspicious occasion of Akshaya Tritiya for trading in Gold Exchange Traded Fund securities only.
14
Tabl
e 3-
4: S
hare
hold
ing
Patt
ern
at t
he e
nd o
f M
arch
201
3 fo
r co
mpa
nies
lis
ted
at N
SE
Sect
ors
PRO
MO
TERS
PUBL
ICSh
ares
he
ld b
y Cu
stod
ians
an
d ag
ains
t w
hich
D
epos
itor
y Re
ceip
ts
have
bee
n is
sued
INST
ITU
TIO
NA
LN
ON
-IN
STIT
UTI
ON
AL
Indi
an
Prom
oter
sFo
reig
n Pr
omot
ers
Fina
ncia
l In
situ
tion
s/Ba
nks/
Cent
ral
Gov
ernm
ent/
Stat
e G
over
nmen
t/In
sura
nce
Com
pani
es
Fore
ign
Inst
itut
iona
l In
vest
ors
Mut
ual
Fund
s Ve
ntur
e Ca
pita
l Fu
nds
incl
udin
g Fo
reig
n Ve
ntur
e Ca
pita
l Fu
nds
Any
Oth
er B
odie
s Co
rpor
ate
Indi
vidu
als
Any
oth
er
Bank
s45
.8%
1.9%
8.7%
16.9
%3.
5%0.
1%0.
0%4.
6%15
.1%
1.5%
1.8%
Engi
neer
ing
48.7
%3.
6%3.
2%4.
6%4.
8%0.
8%0.
4%8.
5%21
.1%
4.3%
0.1%
Fina
nce
48.6
%2.
8%2.
6%8.
8%1.
5%0.
0%1.
1%9.
2%21
.6%
3.4%
0.4%
FMCG
46.7
%8.
0%2.
2%9.
2%2.
0%0.
0%0.
0%8.
6%19
.9%
3.4%
0.0%
Info
rmat
ion
Tech
nolo
gy34
.0%
9.9%
2.0%
7.2%
1.7%
0.3%
0.1%
9.4%
29.6
%5.
5%0.
4%
Infr
astr
uctu
re54
.4%
3.2%
4.7%
6.3%
3.0%
0.1%
0.0%
8.4%
15.7
%4.
1%0.
2%
Man
ufac
turi
ng48
.9%
6.3%
2.5%
4.6%
1.9%
0.0%
0.2%
9.5%
22.2
%3.
0%0.
9%
Med
ia &
Ent
erta
inm
ent
49.2
%4.
3%1.
3%6.
1%2.
2%0.
0%0.
2%10
.6%
20.7
%4.
1%1.
5%
Petr
oche
mic
als
43.7
%11
.9%
3.0%
5.1%
2.3%
0.0%
0.2%
9.3%
18.8
%3.
5%2.
2%
Phar
mac
euti
cals
44.0
%8.
2%1.
9%6.
8%2.
2%0.
0%0.
2%8.
7%23
.0%
3.0%
1.8%
Serv
ices
44.6
%13
.5%
3.3%
5.2%
2.2%
0.0%
0.0%
10.3
%15
.8%
4.4%
0.7%
Tele
com
mun
icat
ion
45.9
%3.
7%7.
3%5.
6%1.
1%0.
0%0.
1%13
.7%
16.6
%5.
2%0.
8%
Mis
cella
neou
s52
.2%
2.8%
1.2%
5.8%
1.4%
0.1%
0.1%
9.7%
21.3
%4.
5%0.
9%
Gra
nd T
otal
47.3
%6.
4%2.
6%5.
9%2.
0%0.
1%0.
2%9.
3%21
.7%
3.5%
0.9%
15
Table 3-5: Pledged shares data as of March 2013
Sector Classification Indian Promoters
Foreign Promoters
Total Promoters Holding
%age of promoters' ownership pledged
Banks 45.8% 1.9% 47.7% 1.2%
Engineering 48.7% 3.6% 52.3% 10.7%
Finance 48.6% 2.8% 51.5% 3.8%
FMCG 46.7% 8.0% 54.7% 12.6%
Information Technology 34.0% 9.9% 43.9% 16.6%
Infrastructure 54.4% 3.2% 57.6% 16.3%
Manufacturing 48.9% 6.3% 55.3% 15.0%
Media & Entertainment 49.2% 4.3% 53.4% 14.8%
Petrochemicals 43.7% 11.9% 55.6% 11.7%
Pharmaceuticals 44.0% 8.2% 52.2% 14.6%
Services 44.6% 13.5% 58.1% 21.6%
Telecommunication 45.9% 3.7% 49.6% 23.5%
Miscellaneous 52.2% 2.8% 55.0% 8.4%
Total 47.3% 6.4% 53.7% 13.6%
Table 3-6: Eligibility criteria for securities on WDM segment
The security proposed for listing on the WDM segment of NSE should comply with the requirements as indicated hereunder:
Issuer Eligibility Criteria for listing
Public Issue /Private Placement
Non-Structured Product/Non-Market Linked Debentures
Structured Product/Market Linked Debentures
Corporates (Public limited companies and Private limited companies)
• Paid-up capital of `10 crores; or
Market capitalisation of `25 crores (In case of unlisted companies Networth more than `25 crores) • Credit rating
• Networth of 100 crores • Credit Rating prefi x of ‘PP-MLD’
denoting Principal protected market linked debentures followed by the standardized rating symbols
Public Sector Undertaking, Statutory Corporation established/ constituted under Special Act of Parliament /State Legislature, Local bodies/authorities,
• Credit rating • Qualifi es for listing under
the respective Acts, Rules or Regulations under which the securities are issued.
• Networth of 100 crores • Credit Rating prefi x of ‘PP-MLD’
denoting Principal protected market linked debentures followed by the standardized rating symbols
• Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
Contd...
16
Issuer Eligibility Criteria for listing
Public Issue /Private Placement
Non-Structured Product/Non-Market Linked Debentures
Structured Product/Market Linked Debentures
Mutual Funds: Units of any SEBI registered Mutual Fund/scheme : Investment objective to invest predominantly in debt or Scheme is traded in secondary market as debt instrument
Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
• Networth of 100 crores • Credit Rating prefi x of ‘PP-MLD’
denoting Principal protected market linked debentures followed by the standardized rating symbols
• Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
Infrastructure companies : Tax exemption and recognition as infrastructure company under related statutes/regulations
• Credit rating• Qualifi es for listing under
the respective Acts, Rules or Regulations under which the securities are issued.
• Networth of 100 crores • Credit Rating prefi x of ‘PP-MLD’
denoting Principal protected market linked debentures followed by the standardized rating symbols
• Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
Financial Institutions u/s. 4A of Companies Act, 1956 including Industrial Development Corporations
• Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
• Credit rating
• Networth of 100 crores• Credit Rating prefi x of ‘PP-MLD’
denoting Principal protected market linked debentures followed by the standardized rating symbols
• Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
Banks Scheduled banks • Networth of `50 crores or
above• Qualifi es for listing under
the respective Acts, Rules or Regulations under which the securities are issued
Scheduled banks • Networth of 100 crores• Credit Rating prefi x of ‘PP-MLD’
denoting Principal protected market linked debentures followed by the standardized rating symbols
• Qualifi es for listing under the respective Acts, Rules or Regulations under which the securities are issued.
An Issuer shall ensure compliance with SEBI circulars/guidelines and any other law, guidelines/directions of Central Government, other Statutory or local authority issued on regulating the listing of debt instruments from time to time
Contd...
Contd...
17
Tabl
e 3-
7: S
ecur
itie
s Av
aila
ble
for
Trad
ing
on W
DM
Seg
men
t (a
s on
Mar
ch 3
1)
Secu
riti
es20
1020
1120
1220
13
Num
ber
Am
ount
Am
ount
Num
ber
Am
ount
Am
ount
Num
ber
Am
ount
Am
ount
Num
ber
Am
ount
Am
ount
Tota
l(`
cr)
(US
$ m
n)(`
cr)
(US
$ m
n)(`
cr)
(US
$ m
n)(`
cr)
(US
$ m
n)
Gov
ernm
ent
Secu
riti
es1,
461
2,47
2,97
854
7,84
61,
508
2,84
0,18
263
6,09
91,
548
3,30
3,03
764
5,67
31,
618
3,68
2,24
267
7,01
6
T-B
ills
5413
7,50
030
,461
5414
0,41
831
,449
5226
6,68
452
,131
5230
1,05
155
,351
PSU
Bon
ds79
516
1,90
435
,867
852
191,
542
42,8
9997
124
6,64
548
,214
1,05
230
4,84
656
,049
Inst
itut
iona
l.
Bond
s29
977
,568
17,1
8436
110
3,97
323
,286
443
146,
589
28,6
5553
917
3,10
531
,827
Ban
k Bo
nds
518
164,
385
36,4
1751
818
2,61
640
,900
509
189,
289
37,0
0249
520
9,41
338
,503
Corp
orat
e Bo
nds
992
133,
428
29,5
591,
166
169,
337
37,9
251,
605
201,
459
39,3
811,
948
259,
734
47,7
55
Oth
ers
213,
117
690
203,
518
788
203,
518
688
203,
518
647
4,14
03,
150,
880
698,
024
4,47
93,
631,
587
813,
345
5,14
84,
357,
221
851,
743
5,72
44,
933,
910
907,
147
18
Table 3-8: Funds Mobilisation on the Exchange
Particulars 2011-12 2012-13
No. of Issues
Amount Amount No. of Issues
Amount Amount
` crore US $ bn ` crore US $ bn
Equity Public Issues
IPOs 26 4,871 0.95 12 6,289 1.16
FPOs 1 4,578 0.89 - - -
IDR issue 0 - - 0 - -
Rights Issues 11 6,629 1.30 12 7,725 1.42
QIP* 10 2,154 0.42 14 13,964 2.57
Preferential Allotment 184 22,886 4.47 209 42,881 7.88
Non-Convertible Debentures
Public Issue 9 25,383 4.96 9 11,905 2.19
Total 241 66,503 13.00 256 82,763 15.22
*Amount includes amount raised by Housing Development Finance Corporation Limited from Conversion of warrants issued on QIP basis
Table 3-9: Initial Public Offerings (IPOs) of Equity Shares during 2012-13
S. No.
Company Name Issue Size (` Crores)
Issue Price Date of Listing
1 MT Educare Limited 99.00 80.00 12-Apr-12
2 National Buildings Construction Corporation Limited 127.20 106.00 12-Apr-12
3 Tribhovandas Bhimji Zaveri Limited 200.00 120.00 9-May-12
4 Speciality Restaurants Limited 176.09 150.00 30-May-12
5 VKS Projects Limited 55.00 55.00 18-Jul-12
6 Thejo Engineering Limited* 19.00 402.00 18-Sep-12
7 Tara Jewels Limited 179.50 230.00 6-Dec-12
8 Veto Switchgears And Cables Limited* 25.00 50.00 13-Dec-12
9 Credit Analysis And Research Limited 539.97 750.00 26-Dec-12
10 PC Jeweller Limited 601.28 135.00 27-Dec-12
11 Bharti Infratel Limited 4,172.31 220.00 28-Dec-12
12 V-Mart Retail Limited 94.41 210.00 20-Feb-13
Total 6,288.76
*SME IPO
19
Table 3-10: Resource Mobilisation through public issue of NCDs during 2012-13
S.No. Name of the Company Date Amount Mobilised (`crore)
Amount Mobilised(Us $ mn)
1 Infrastructure Development Finance Company Limited 16-Apr-12 179.16 $32.94
2 Shriram Transport Finance Company Limited 21-Aug-12 600.00 $110.32
3 India Infoline Finance Limited 21-Sep-12 500.00 $91.93
4 Shriram City Union Finance Limited 11-Oct-12 433.60 $79.72
5 Religare Finvest Limited 12-Oct-12 332.04 $61.05
6 Muthoot Finance Limited 7-Nov-12 274.94 $50.55
7 Rural Electrifi cation Corporation Limited 24-Dec-12 2,017.35 $370.91
8 Housing & Urban Development Corporation Limited 21-Feb-13 2,194.34 $403.45
9 Indian Railway Finance Corporation Limited 22-Feb-13 5,373.39 $987.95
Total 11,904.82 $2,188.82
Table 3-11: Rights Issues during 2012-13
S.No. Company Name Date of Listing
Amount Mobilised(` Crore)
Amount Mobilised(US $ mn)
1 Neuland Laboratories Limited 2-May-12 10.11 1.86
2 LGB Forge Limited 14-May-12 13.75 2.53
3 Money Matters Financial Services Limited 24-May-12 0.065 0.01
4 Sun Pharma Advanced Research Company Limited 9-Oct-12 118.35 21.76
5 Network18 Media & Investments Limited 16-Oct-12 2,699.62 496.35
6 Bajaj Finserv Limited 22-Oct-12 938.52 172.56
7 EIH Associated Hotels Limited 26-Oct-12 108.81 20.01
8 TV18 Broadcast Limited 26-Oct-12 2,699.16 496.27
9 Uttam Sugar Mills Limited 5-Nov-12 27.21 5.00
10 City Union Bank Limited 17-Jan-2013 128.98 23.71
11 Bhushan Steel Limited 21-Feb-13 237.13 43.60 12 Bajaj Finance Limited 6-Mar-13 743.52 136.70
Total 7,725.23 1,420.36
20
Table 3-12: Preferential Allotments by NSE Listed Companies during 2012-13
S.No. Company Name Amount Raised_____________ ` Crore
Amount Raised_____________ US $ mn
1 Bodal Chemicals Limited 12.09 2.22
2 Orient Paper & Industries Limited 68.70 12.63
3 LIC Housing Finance Limited 810.00 148.93
4 Impex Ferro Tech Limited 35.00 6.44
5 Kinetic Motor Company Limited 3.40 0.63
6 State Bank of India 7,900.00 1,452.49
7 Su-Raj Diamonds and Jewellery Limited 202.80 37.29
8 Development Credit Bank Limited 98.75 18.16
9 Autolite (India) Limited 2.00 0.37
10 Cholamandalam Investment and Finance Company Limited 212.09 38.99
11 Blue Star Infotech Limited 4.01 0.74
12 Murudeshwar Ceramics Limited 3.13 0.58
13 Pitti Laminations Limited 15.86 2.92
14 Syndicate Bank 327.20 60.16
15 Alok Industries Limited 81.60 15.00
16 Kingfi sher Airlines Limited 84.22 15.49
17 Uniply Industries Limited 2.05 0.38
18 Bajaj Finance Limited 305.32 56.14
19 Punjab & Sind Bank 95.30 17.52
20 Bank of India 1,037.45 190.75
21 Religare Enterprises Limited 405.00 74.46
22 Hindustan Motors Limited 14.46 2.66
23 Kingfi sher Airlines Limited 144.27 26.53
24 Central Bank of India 945.31 173.80
25 Responsive Industries Limited 58.47 10.75
26 Allahabad Bank 459.41 84.47
27 Bank of Baroda 1,644.69 302.39
28 Lloyds Steel Industries Limited 284.56 52.32
29 United Bank of India 132.20 24.31
30 ADF Foods Limited 1.30 0.24
31 Precot Meridian Limited 5.15 0.95
32 Bank of Maharashtra 605.10 111.25
33 Shasun Pharmaceuticals Limited 50.00 9.19
34 IDBI Bank Limited 3,319.02 610.23
35 R. S. Software (India) Limited 2.02 0.37
36 Andhra Cements Limited 177.00 32.54
37 Aanjaneya Lifecare Limited 65.00 11.95
38 Ind-Swift Laboratories Limited 12.88 2.37
Contd...
21
S.No. Company Name Amount Raised_____________ ` Crore
Amount Raised_____________ US $ mn
39 Micro Technologies (India) Limited 20.00 3.68
40 Shriram City Union Finance Limited 131.10 24.10
41 UCO Bank 306.82 56.41
42 Indian Overseas Bank 1,743.63 320.58
43 McDowell Holdings Limited 2.98 0.55
44 Deep Industries Limited 10.45 1.92
45 Shri Lakshmi Cotsyn Limited 85.80 15.78
46 Marico Limited 500.00 91.93
47 Aarti Industries Limited 13.92 2.56
48 Dena Bank 151.24 27.81
49 Union Bank of India 650.30 119.56
50 Tilaknagar Industries Limited 31.27 5.75
51 Bhartiya International Limited 2.40 0.44
52 GTL Infrastructure Limited 1,099.48 202.15
53 Prime Focus Limited 55.47 10.20
54 Trident Limited 51.15 9.40
55 APL Apollo Tubes Limited 17.60 3.24
56 Autolite (India) Limited 1.95 0.36
57 DCW Limited 7.64 1.40
58 Punjab National Bank 1,589.91 292.32
59 Punjab National Bank 655.00 120.43
60 Vijaya Bank 147.00 27.03
61 Sathavahana Ispat Limited 10.98 2.02
62 Kamdhenu Ispat Limited 4.48 0.82
63 Jayaswal Neco Industries Limited 155.45 28.58
64 Asian Granito India Limited 5.50 1.01
65 Southern Petrochemicals Industries Corporation Limited 0.02 0.00
66 Titagarh Wagons Limited 48.38 8.89
67 Birla Cotsyn (India) Limited 6.37 1.17
68 GTL Limited 232.99 42.84
69 Kingfi sher Airlines Limited 281.07 51.68
70 Global Offshore Services Limited 1.94 0.36
71 JHS Svendgaard Laboratories Limited 4.89 0.90
72 Nicco Corporation Limited 1.60 0.29
73 Winsome Diamonds and Jewellery Limited 21.00 3.86
74 JSW ISPAT Steel Limited 191.67 35.24
75 Spanco Limited 23.25 4.27
76 Venus Remedies Limited 16.78 3.09
77 B.A.G Films and Media Limited 8.85 1.63
78 Kinetic Motor Company Limited 5.40 0.99
Contd...
Contd...
22
S.No. Company Name Amount Raised_____________ ` Crore
Amount Raised_____________ US $ mn
79 Kinetic Motor Company Limited 2.56 0.47
80 Micro Technologies (India) Limited 7.99 1.47
81 Micro Technologies (India) Limited 12.86 2.36
82 Suryalakshmi Cotton Mills Limited 15.66 2.88
83 Pantaloon Retail (India) Limited 200.00 36.77
84 Pratibha Industries Limited 15.00 2.76
85 The Indian Hotels Company Limited 497.47 91.47
86 Hindustan Motors Limited 14.46 2.66
87 Shilpa Medicare Limited 17.50 3.22
88 Alchemist Limited 13.76 2.53
89 APL Apollo Tubes Limited 11.30 2.08
90 Precot Meridian Limited 5.15 0.95
91 3i Infotech Limited 427.83 78.66
92 Gujarat Pipavav Port Limited 150.52 27.67
93 Tricom India Limited 11.49 2.11
94 Steel Strips Wheels Limited 10.95 2.01
95 West Coast Paper Mills Limited 17.92 3.29
96 Ind-Swift Limited 16.00 2.94
97 Tantia Constructions Limited 7.16 1.32
98 Burnpur Cement Limited 3.48 0.64
99 Shri Lakshmi Cotsyn Limited 23.40 4.30
100 GTL Limited 38.30 7.04
101 Man Industries (India) Limited 30.00 5.52
102 Surana Industries Limited 385.00 70.79
103 The Dhampur Sugar Mills Limited 18.90 3.47
104 Educomp Solutions Limited 33.40 6.14
105 Educomp Solutions Limited 50.00 9.19
106 Educomp Solutions Limited 276.00 50.74
107 The Dhampur Sugar Mills Limited 6.30 1.16
108 Suryajyoti Spinning Mills Limited 3.63 0.67
109 Apollo Hospitals Enterprise Limited 154.82 28.47
110 MSP Steel & Power Limited 60.00 11.03
111 Raj Rayon Industries Limited 9.31 1.71
112 Trent Limited 20.00 3.68
113 Delta Magnets Limited 3.41 0.63
114 Trent Limited 51.55 9.48
115 Global Offshore Services Limited 0.75 0.14
116 Visesh Infotecnics Limited 231.00 42.47
117 Raj Rayon Industries Limited 2.26 0.42
118 3i Infotech Limited 42.38 7.79
Contd...
Contd...
23
S.No. Company Name Amount Raised_____________ ` Crore
Amount Raised_____________ US $ mn
119 Autolite (India) Limited 4.75 0.87
120 Motilal Oswal Financial Services Limited 1.17 0.21
121 Zicom Electronic Security Systems Limited 15.18 2.79
122 Zicom Electronic Security Systems Limited 4.60 0.85
123 Edserv Softsystems Limited 2.00 0.37
124 IFB Industries Limited 42.00 7.72
125 Electrosteel Steels Limited 152.00 27.95
126 Solar Industries India Limited 72.00 13.24
127 GTL Infrastructure Limited 46.66 8.58
128 GTL Infrastructure Limited 44.91 8.26
129 Alphageo (India) Limited 1.50 0.28
130 The Dhampur Sugar Mills Limited 6.70 1.23
131 Euro Ceramics Limited 5.25 0.97
132 IFCI Limited 400.00 73.54
133 Sudar Industries Limited 26.00 4.78
134 Farmax India Limited 21.60 3.97
135 Bhartiya International Limited 3.60 0.66
136 KEI Industries Limited 5.94 1.09
137 Gitanjali Gems Limited 40.00 7.35
138 Rainbow Papers Limited 36.60 6.73
139 Punjab Chemicals & Crop Protection Limited 20.00 3.68
140 Tricom India Limited 6.75 1.24
141 Jain Irrigation Systems Limited 3,988.66 733.35
142 The Dhampur Sugar Mills Limited 8.04 1.48
143 Punjab Chemicals & Crop Protection Limited 30.00 5.52
144 PVR Limited 57.70 10.61
145 Ind-Swift Laboratories Limited 10.85 1.99
146 Trent Limited 78.45 14.42
147 Cheslind Textiles Limited 22.23 4.09
148 Prime Focus Limited 189.15 34.78
149 Pipavav Defence and Offshore Engineering Company Limited 78.00 14.34
150 India Glycols Limited 42.66 7.84
151 Sathavahana Ispat Limited 11.82 2.17
152 Simbhaoli Sugars Limited 3.02 0.56
153 Religare Enterprises Limited 0.03 0.01
154 Omnitech Infosolutions Limited 1.65 0.30
155 SKS Microfi nance Limited 33.55 6.17
156 Hotel Leela Venture Limited 100.00 18.39
157 DCW Limited 4.32 0.79
Contd...
Contd...
24
S.No. Company Name Amount Raised_____________ ` Crore
Amount Raised_____________ US $ mn
158 Everonn Education Limited 2.28 0.42
159 Firstsource Solutions Limited 274.55 50.48
160 Rasoya Proteins Limited 24.48 4.50
161 AI Champdany Industries Limited 4.52 0.83
162 Gujarat NRE Coke Limited 94.86 17.44
163 Spentex Industries Limited 5.10 0.94
164 Arshiya International Limited 44.23 8.13
165 Bajaj Finance Limited 85.28 15.68
166 IFCI Limited 523.00 96.16
167 JVL Agro Industries Limited 22.80 4.19
168 Development Credit Bank Limited 40.62 7.47
169 KPIT Cummins Infosystems Limited 162.00 29.79
170 3i Infotech Limited 42.60 7.83
171 Capital First Limited 50.00 9.19
172 Jindal Drilling And Industries Limited 77.00 14.16
173 Store One Retail India Limited 9.76 1.79
174 Trident Limited 8.53 1.57
175 Marksans Pharma Limited 4.48 0.82
176 Supreme Tex Mart Limited 14.84 2.73
177 Jayaswal Neco Industries Limited 280.00 51.48
178 Tree House Education & Accessories Limited 41.18 7.57
179 GEI Industrial Systems Limited 63.87 11.74
180 GEI Industrial Systems Limited 12.50 2.30
181 Alchemist Limited 14.51 2.67
182 ANG Industries Limited 5.04 0.93
183 Sintex Industries Limited 93.85 17.26
184 Axis Bank Limited 811.47 149.20
185 Lloyds Steel Industries Limited 380.00 69.87
186 Rasoya Proteins Limited 11.52 2.12
187 Rohit Ferro-Tech Limited 201.00 36.96
188 Ashapura Minechem Limited 14.73 2.71
189 Morepen Laboratories Limited 9.90 1.82
190 IL&FS Engineering and Construction Company Limited 75.00 13.79
191 DCW Limited 1.36 0.25
192 Mawana Sugars Limited 6.29 1.16
193 Southern Petrochemicals Industries Corporation Limited 0.14 0.03
194 Oswal Chemicals & Fertilizers Limited 88.20 16.22
195 Educomp Solutions Limited 57.73 10.61
196 3i Infotech Limited 27.12 4.99
197 ADF Foods Limited 11.70 2.15
Contd...
Contd...
25
S.No. Company Name Amount Raised_____________ ` Crore
Amount Raised_____________ US $ mn
198 Bafna Pharmaceuticals Limited 1.30 0.24
199 Bank Of India 809.00 148.74
200 Celebrity Fashions Limited 3.50 0.64
201 Global Offshore Services Limited 0.23 0.04
202 Punjab & Sind Bank 140.00 25.74
203 PVR Limited 260.32 47.86
204 Sharyans Resources Limited 18.75 3.45
205 Southern Petrochemicals Industries Corporation Limited 13.05 2.40
206 Supreme Tex Mart Limited 12.66 2.33
207 Tantia Constructions Limited 13.48 2.48
208 UCO Bank 681.00 125.21
209 Welspun Corp Limited 788.38 144.95
Total 42,881.01 7,884.09
Table 3-13: Amount raised through QIP during 2012-13
S.No. Name of the company Amount Raised(` cr)
Amount Raised( US $ mn)
1 Housing Development Finance Corporation Limited* 0.22 0.04
2 K S Oils Limited 24.48 4.50
3 Housing Development Finance Corporation Limited* 0.56 0.10
4 Housing Development Finance Corporation Limited* 2.00 0.37
5 Housing Development Finance Corporation Limited* 241.22 44.35
6 Housing Development Finance Corporation Limited* 274.38 50.45
7 Housing Development Finance Corporation Limited* 91.14 16.76
8 Housing Development Finance Corporation Limited* 192.61 35.41
9 Housing Development Finance Corporation Limited* 47.29 8.69
10 Gujarat Pipavav Port Limited 199.48 36.68
11 SKS Microfi nance Limited 229.96 42.28
12 Housing Development Finance Corporation Limited* 179.67 33.03
13 Housing Development Finance Corporation Limited* 264.83 48.69
14 Housing Development Finance Corporation Limited* 110.14 20.25
15 Housing Development Finance Corporation Limited* 43.70 8.03
16 Housing Development Finance Corporation Limited* 105.36 19.37
17 Housing Development Finance Corporation Limited* 227.90 41.90
18 Housing Development Finance Corporation Limited* 144.89 26.64
19 Housing Development Finance Corporation Limited* 239.00 43.94
20 Housing Development Finance Corporation Limited* 275.69 50.69
Contd...
Contd...
26
S.No. Name of the company Amount Raised(` cr)
Amount Raised( US $ mn)
21 Housing Development Finance Corporation Limited* 495.36 91.08
22 Housing Development Finance Corporation Limited* 55.30 10.17
23 Housing Development Finance Corporation Limited* 68.87 12.66
24 Housing Development Finance Corporation Limited* 103.72 19.07
25 Housing Development Finance Corporation Limited* 15.17 2.79
26 Housing Development Finance Corporation Limited* 51.49 9.47
27 Housing Development Finance Corporation Limited* 50.48 9.28
28 The South Indian Bank Limited 442.60 81.38
29 Sintex Industries Limited 174.76 32.13
30 Mahindra & Mahindra Financial Services Limited 866.80 159.37
31 Indusind Bank Limited 2,000.64 367.84
32 Talwalkars Better Value Fitness Limited 42.37 7.79
33 Gayatri Projects Limited 75.22 13.83
34 PI Industries Limited 117.33 21.57
35 Axis Bank Limited 4,726.00 868.92
36 Jaiprakash Associates Limited 532.90 97.98
37 Cholamandalam Investment and Finance Company Limited 300.00 55.16
38 Jaiprakash Power Ventures Limited 950.07 174.68
39 Godrej Industries Limited** 370.51 68.12
40 Prestige Estates Projects Limited** 363.97 66.92
Total 14,698.08 2,702.38* Includes Equity Shares allotted on conversion of convertible securities issued on QIP basis** Institutional Placement Programme
Table 3-14: Companies Delisted during 2012-13
Compulsory / Voluntary Delisting Details
Name of the company Symbol Date of Delisting Details
Alfa Laval (India) Limited ALFALAVAL 19-Apr-12 Voluntary
Shree Precoated Steels Limited SHPRE 10-May-12 Voluntary
Patni Computer Systems Limited PATNI 28-May-12 Voluntary
Chemplast Sanmar Limited CHEMPLAST 25-Jun-12 Voluntary
Batliboi Limited BATLIBOI 28-Jun-12 Voluntary
Contd...
Capital Market Segment 4
28
4
Cont
d...
Capital Market SegmentTa
ble
4-1:
Busi
ness
Gro
wth
of
CM S
egm
ent
Mon
th &
Ye
arN
o. o
f Tr
ad-
ing
Day
s
No.
of
com
-pa
nies
Tr
aded
No.
of
Trad
esTr
aded
Q
uant
ity
Trad
ing
Valu
eAv
erag
e D
aily
Tr
adin
g Va
lue
Turn
-ov
er
Rati
o
Dem
at
Trad
ed
Qua
ntit
y
Dem
at T
radi
ng
Valu
eM
arke
t Ca
pita
lisat
ion
(` la
kh)
(lak
h)(`
cr.
)(U
S $
bn)
(` c
r.)
(US
$ m
n.)
(%)
(lak
h)(`
cr.
) (U
S $
bn)
(` c
r.)
(US
$ bn
)
1994
-95
(Nov
.-M
ar.)
102
--3
1,39
11,
805
--17
--0.
500
0--
363
,350
--
1995
-96
246
--66
39,9
1267
,287
--27
6--
16.7
60
0--
401
,459
--
1996
-97
250
--26
413
5,56
129
4,50
3--
1,17
6--
70.2
32
6--
419
,367
--
1997
-98
244
--38
113
5,68
537
0,19
3--
1,52
0--
76.8
831
535
1--
481
,503
--
1998
-99
251
--54
616
5,32
741
4,47
498
1,65
138
984
.38
8,54
223
,818
6 4
91,1
75
116
1999
-00
254
--98
424
2,70
483
9,05
219
23,
303
757
82.2
315
3,77
271
1,70
616
3 1
,020
,426
23
4
2000
-01
251
1,20
1 1
,676
32
9,53
61,
339,
510
287
5,33
71,
144
203.
6230
7,22
21,
264,
337
271
657,
847
141
2001
-02
247
1,01
91,
753
278,
408
513,
167
105
2,07
842
680
.58
277,
717
512,
866
105
636,
861
131
2002
-03
251
899
2,39
836
4,06
661
7,98
913
02,
462
518
115.
0536
4,04
961
7,98
413
053
7133
113
2003
-04
254
804
3,78
071
3,30
01,
099,
534
253
4,32
999
898
.09
713,
300
1,09
9,53
425
31,
120,
976
258
2004
-05
253
856
4,51
079
7,68
51,
140,
072
261
4,50
61,
030
71.9
079
7,68
51,
140,
072
261
1,5
85,5
85
362
2005
-06
251
928
6,0
88
844
,486
1,
569,
558
352
6,2
53
1,40
255
.79
844
,486
1
,569
,558
35
2 2
,813
,201
63
1
2006
-07
249
1,1
14
7,8
46
855
,456
1,
945,
287
446
7,8
12
1,79
257
.77
855
,456
1
,945
,287
44
6 3
,367
,350
77
3
2007
-08
251
1,2
44
11,7
27
1,4
98,4
69
3,55
1,03
8 8
88
14,
148
3,5
40
73.0
9 1
,498
,469
3
,551
,038
8
88
4,8
58,1
22
1,2
15
2008
-09
243
1,2
77
13,6
51
1,4
26,3
55
2,75
2,02
3 5
40
11,
325
2,2
23
95.0
2 1
,426
,355
2
,752
,023
5
40
2,8
96,1
94
568
2009
-10
244
1
,370
16
,816
2
,215
,530
4,
138,
023
917
1
6,95
9 3
,757
6
8.86
2
,215
,530
4
,138
,023
9
17
6,0
09,1
73
1,3
31
Apr-
1020
1346
1,2
05
144
,060
2
76,5
66
62
13,
828
3,0
97
-- 1
44,0
60
276
,566
6
2 6
,117
,858
1
,370
May
-10
2213
49 1
,249
1
39,8
12
284
,625
6
4 1
2,93
7 2
,898
--
139
,812
2
84,6
25
64
5,9
32,5
78
1,3
29
Jun-
1022
1364
1,2
48
143
,616
2
86,1
09
64
13,
005
2,9
13
-- 1
43,6
16
286
,109
6
4 6
,229
,136
1
,395
29
Mon
th &
Ye
arN
o. o
f Tr
ad-
ing
Day
s
No.
of
com
-pa
nies
Tr
aded
No.
of
Trad
esTr
aded
Q
uant
ity
Trad
ing
Valu
eAv
erag
e D
aily
Tr
adin
g Va
lue
Turn
-ov
er
Rati
o
Dem
at
Trad
ed
Qua
ntit
y
Dem
at T
radi
ng
Valu
eM
arke
t Ca
pita
lisat
ion
(` la
kh)
(lak
h)(`
cr.
)(U
S $
bn)
(` c
r.)
(US
$ m
n.)
(%)
(lak
h)(`
cr.
) (U
S $
bn)
(` c
r.)
(US
$ bn
)
Jul-1
022
1373
1,2
19
139
,417
2
78,5
51
62
12,
661
2,8
36
-- 1
39,4
17
278
,551
6
2 6
,340
,120
1
,420
Aug-
1022
1389
1,3
61
152
,467
3
11,9
94
70
14,
182
3,1
76
-- 1
52,4
67
311
,994
7
0 6
,393
,418
1
,432
Sep-
1021
1395
1,3
69
173
,285
3
29,8
69
74
15,
708
3,5
18
-- 1
73,2
85
329
,869
7
4 6
,958
,534
1
,558
Oct
-10
2114
15 1
,447
1
93,2
48
360
,472
8
1 1
7,16
5 3
,844
--
193
,248
3
60,4
72
81
7,0
55,0
94
1,5
80
Nov-
1021
1419
1,4
13
188
,217
3
63,9
93
82
17,
333
3,8
82
-- 1
88,2
17
363
,993
8
2 6
,894
,912
1
,544
Dec-
1022
1432
1,3
07
151
,108
2
95,6
85
66
13,
440
3,0
10
-- 1
51,1
08
295
,685
6
6 7
,139
,310
1
,599
Jan-
1120
1440
1,1
84
130
,217
2
67,3
32
60
13,
367
2,9
94
-- 1
30,2
17
267
,332
6
0 6
,441
,491
1
,443
Feb-
1120
1444
1,2
78
141
,168
2
66,5
04
60
13,
325
2,9
84
-- 1
41,1
68
266
,504
6
0 6
,195
,967
1
,388
Mar
-11
2214
50 1
,227
1
27,9
00
255
,712
5
7 1
1,62
3 2
,603
--
127
,900
2
55,7
12
57
6,7
02,6
16
1,5
01
2010
-11
255
1483
15,
507
1,8
24,5
15
3,57
7,41
0 8
01
14,
029
3,1
42
53.
37
1,8
24,5
15
3,5
77,4
10
801
6
,702
,616
1
,501
Apr-
1118
1453
1,0
73
129
,429
2
28,3
48
45
12,
686
2,4
80
-- 1
29,4
29
228
,348
4
5 6
,753
,614
1
,320
May
-11
2214
63 1
,151
1
15,8
57
233
,876
4
6 1
0,63
1 2
,078
--
115
,857
2
33,8
76
46
6,5
69,7
43
1,2
84
Jun-
1122
1474
1,1
59
122
,299
2
22,4
57
43
10,
112
1,9
77
-- 1
22,2
99
222
,457
4
3 6
,574
,743
1
,285
Jul-1
121
1478
1,1
58
122
,590
2
30,0
03
45
10,
953
2,1
41
-- 1
22,5
90
230
,003
4
5 6
,462
,238
1
,263
Aug-
1121
1489
1,2
36
133
,110
2
35,2
53
46
11,
203
2,1
90
-- 1
33,1
10
235
,253
4
6 5
,921
,684
1
,158
Sep-
1121
1495
1,2
26
132
,298
2
35,2
70
46
11,
203
2,1
90
-- 1
32,2
98
235
,270
4
6 5
,820
,334
1
,138
Oct
-11
1915
10 1
,008
1
01,2
05
193
,293
3
8 1
0,17
3 1
,989
--
101
,205
1
93,2
93
38
6,1
01,8
91
1,1
93
Nov-
1120
1512
1,1
14
123
,804
2
06,3
44
40
10,
317
2,0
17
-- 1
23,8
04
206
,344
4
0 5
,547
,723
1
,084
Dec-
1121
1520
1,0
76
115
,115
1
88,8
86
37
8,9
95
1,7
58
-- 1
15,1
15
188
,886
3
7 5
,232
,273
1
,023
Jan-
1222
1520
1,3
12
148
,303
2
36,8
72
46
10,
767
2,1
05
-- 1
48,3
03
236
,872
4
6 5
,937
,039
1
,161
Cont
d...
Cont
d...
30
Mon
th &
Ye
arN
o. o
f Tr
ad-
ing
Day
s
No.
of
com
-pa
nies
Tr
aded
No.
of
Trad
esTr
aded
Q
uant
ity
Trad
ing
Valu
eAv
erag
e D
aily
Tr
adin
g Va
lue
Turn
-ov
er
Rati
o
Dem
at
Trad
ed
Qua
ntit
y
Dem
at T
radi
ng
Valu
eM
arke
t Ca
pita
lisat
ion
(` la
kh)
(lak
h)(`
cr.
)(U
S $
bn)
(` c
r.)
(US
$ m
n.)
(%)
(lak
h)(`
cr.
) (U
S $
bn)
(` c
r.)
(US
$ bn
)
Feb-
1220
1523
1,5
35
207
,991
3
27,8
08
64
16,
390
3,2
04
-- 2
07,9
91
327
,808
6
4 6
,233
,250
1
,218
Mar
-12
2215
33 1
,329
1
64,9
78
272
,482
5
3 1
2,38
6 2
,421
--
164
,978
2
72,4
82
53
6,0
96,5
18
1,1
92
2011
-12
249
1551
14,
377
1,6
16,9
78
2,81
0,89
3 5
49
11,
289
2,2
07
46.
11
1,6
16,9
78
2,8
10,8
93
549
6
,096
,518
1
,192
Apr-
1220
1529
999
1
16,7
55
198
,324
3
6 9
,916
1
,823
--
116
,755
1
98,3
24
36
6,0
59,2
58
1,1
14
May
-12
2215
30 1
,143
1
29,9
97
216
,755
4
0 9
,852
1
,811
--
129
,997
2
16,7
55
40
5,6
95,5
47
1,0
47
Jun-
1221
1532
1,0
58
125
,022
2
02,1
04
37
9,6
24
1,7
69
-- 1
25,0
22
202
,104
3
7 6
,026
,766
1
,108
Jul-1
222
1532
1,0
99
138
,197
2
10,3
25
39
9,5
60
1,7
58
-- 1
38,1
97
210
,325
3
9 5
,951
,540
1
,094
Aug-
1221
1535
1,0
56
121
,847
2
04,8
74
38
9,7
56
1,7
94
-- 1
21,8
47
204
,874
3
8 5
,942
,510
1
,093
Sep-
1220
1538
1,1
68
143
,798
2
40,1
89
44
12,
009
2,2
08
-- 1
43,7
98
240
,189
4
4 6
,431
,655
1
,183
Oct
-12
2115
41 1
,166
1
47,2
47
239
,795
4
4 1
1,41
9 2
,099
--
147
,247
2
39,7
95
44
6,3
37,6
76
1,1
65
Nov-
1221
1541
1,0
77
134
,788
2
20,9
33
41
10,
521
1,9
34
-- 1
34,7
88
220
,933
4
1 6
,603
,005
1
,214
Dec-
1220
1546
1,1
66
153
,442
2
40,3
25
44
12,
016
2,2
09
-- 1
53,4
42
240
,325
4
4 6
,763
,781
1
,244
Jan-
1323
1545
1,3
89
179
,404
2
95,4
15
54
12,
844
2,3
62
-- 1
79,4
04
295
,415
5
4 6
,858
,653
1
,261
Feb-
1320
1542
1,1
67
139
,273
2
26,6
42
42
11,
332
2,0
84
-- 1
39,2
73
226
,642
4
2 6
,385
,291
1
,174
Mar
-13
1915
42 1
,114
1
29,3
88
212
,598
3
9 1
1,18
9 2
,057
--
129
,388
2
12,5
98
39
6,2
39,0
35
1,1
47
2012
-13
250
1577
13,
605
1,65
9,16
0 2
,708
,279
4
98
10,
833
1,9
92
43
1,6
59,1
60
2,7
08,2
79
498
6
,239
,035
1
,147
Cont
d...
31
Table 4-2: Frequency Distribution of Companies traded
Trading Frequency (Range of
Days)
2009-10 2010-11 2011-12 2012-13
No. of Companies
Traded
Percentage of Total
No. of Companies
Traded
Percentage of Total
No. of Companies
Traded
Percentage of Total
No. of Companies
Traded
Percentage of Total
Above 100 1,301 92.9 1,444 93.7 1,530 94.0 1,561 95.4
91-100 15 1.1 7 0.5 5 0.3 3 0.2
81-90 3 0.2 5 0.3 8 0.5 6 0.4
71-80 9 0.6 7 0.5 7 0.4 5 0.3
61-70 2 0.1 11 0.7 5 0.3 5 0.3
51-60 23 1.6 5 0.3 6 0.4 9 0.5
41-50 6 0.4 6 0.4 3 0.2 3 0.2
31-40 6 0.4 8 0.5 3 0.2 3 0.2
21-30 9 0.6 8 0.5 8 0.5 6 0.4
11-20 14 1.0 11 0.7 8 0.5 4 0.2
1-10 13 0.9 29 1.9 44 2.7 32 2.0
Total 1,401 100.0 1,541 100.0 1,627 100.0 1,637 100.0
Table 4-3: Trading Frequency of Companies in Cash Segment during 2012-13
Month/ Year Companies Available for Trading*
No. of companies Traded Percent of Traded to Available for Trading
Apr-12 1,564 1,529 97.8
May-12 1,564 1,530 97.8
Jun-12 1,564 1,532 98.0
Jul-12 1,566 1,532 97.8
Aug-12 1,568 1,535 97.9
Sep-12 1,573 1,538 97.8
Oct-12 1,575 1,541 97.8
Nov-12 1,576 1,541 97.8
Dec-12 1,580 1,546 97.8
Jan-13 1,579 1,545 97.8
Feb-13 1,579 1,542 97.7
Mar-13 1,582 1,542 97.5
*At the end of the period Includes listed/permitted to trade companies but excludes suspended companies.
32
Table 4-4: Advances/Declines in Cash Segment of NSE during 2012-13 (No. of Securities)
Month/Date NSE
Advances Declines Advance / Decline Ratio
Apr-12 681 883 0.8
May-12 284 1,274 0.2
Jun-12 697 861 0.8
Jul-12 1,166 395 3.0
Aug-12 510 1,054 0.5
Sep-12 894 673 1.3
Oct-12 1,223 345 3.5
Nov-12 640 930 0.7
Dec-12 989 587 1.7
Jan-13 743 837 0.9
Feb-13 174 1,400 0.1
Mar-13 193 1,378 0.1
Note: Advance/Decline is calculated based on the average price methodology.Stocks which have been traded in both months have been considered only
Table 4-5: City-wise Turnover of NSE in the CM segment (in %)
City 2005-06 2006-07 2007-08 2008-09 2009-10 2010-11 2011-12 2012-13Ahmedabad 3.0 2.9 3.4 5.3 7.0 6.2 6.1 4.7
Bangalore 1.7 1.3 0.8 0.6 0.6 0.6 0.5 0.4
Baroda 0.8 0.9 0.8 0.7 0.6 0.5 0.4 0.4
Bhubaneshwar 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Chennai 2.8 2.2 1.9 2.0 1.7 1.6 1.4 1.4
Cochin 0.6 0.5 0.5 0.8 1.4 1.7 1.7 0.0
Coimbatore 0.4 0.3 0.2 0.3 0.3 0.3 0.2 0.2
Delhi 13.4 13.5 14.7 15.0 14.9 10.8 8.4 8.0
Guwahati 0.0 0.0 0.0 0.0 0.0 0.0 0.0 0.0
Hyderabad 1.9 1.2 1.3 1.7 1.8 1.6 1.4 3.0
Indore 0.8 0.8 0.7 0.5 0.6 0.6 0.4 0.4
Jaipur 1.2 0.9 0.7 0.6 0.5 0.5 0.4 0.4
Kanpur 0.2 0.2 0.1 0.1 0.1 0.1 0.1 0.1
Kolkata/Howrah 11.4 10.6 11.0 9.2 8.3 7.5 8.6 7.7
Ludhiana 0.3 0.2 0.2 0.2 0.2 0.1 0.1 0.1
Mangalore 0.1 0.1 0.0 0.0 0.0 0.0 0.0 0.0
Mumbai / Thane 52.4 57.1 57.7 55.9 54.5 58.6 60.4 61.7
Patna 0.1 0.1 0.3 0.0 0.0 0.0 0.0 0.0
Pune 0.6 0.4 0.0 0.2 0.2 0.2 0.2 0.2
Rajkot 0.3 0.4 0.8 1.3 1.4 1.6 1.4 1.2
Others 8.1 6.5 5.0 5.7 5.9 7.5 8.2 10.0
Total 100 100 100 100 100 100 100 100
33
Table 4-6: Internet Trading Value in the CM segment in comparison with total trading volumes at NSE
Year Enabled Members*
Registered Clients*
Internet Trading Value
Internet Trading Value
% of total trading volume
(` crore) (US $ bn)
2006-07 242 2,279,098 337,524 77.43 17.35
2007-08 305 4,405,134 668,399 167.23 18.82
2008-09 349 5,627,789 692,789 135.97 25.17
2009-10 363 5,143,705 921,380 204.12 11.13
2010-11 387 5,640,513 765,271 171.39 10.70
2011-12 428 6,148,447 597,430 116.78 10.63
2012-13 445 6,268,798 583,073 107.20 10.76* At the end of the fi nancial yearTrading value are calculated as buy side + sell side turnoverAbove data is based on statistics on Internet Based Trading uploaded by members.
Table 4-7: Details of Asset Management Companies Listed on NSE as of March 2013
S.No. Name of the AMC
1 AIG Global Asset Management Company (India) Private Limited
2 Axis Asset Management Company Limited
3 BNP Paribas Asset Management India Private Limited
4 Baroda Pioneer Asset Management Company Limited
5 Birla Sun Life Asset Management Company Limited
6 Goldman Sachs Asset Management (India) Private Limited
7 Canara Robeco Asset Management Company Limited
8 Daiwa Asset Management (India) Private Limited
9 Deutsche Asset Management (India) Private Limited
10 DSP BlackRock Investment Managers Private Limited
11 Edelweiss Asset Management Limited
12 Escorts Asset Management Limited
13 Franklin Templeton Asset Management (India) Private Limited
14 HDFC Asset Management Company Limited
15 HSBC Asset Management (India) Private Limited
16 ICICI Prudential Asset Management Company Limited
17 IDBI Asset Management Limited
18 India Infoline Asset Management Company Limited
Contd...
34
S.No. Name of the AMC
19 IDFC Asset Management Company Limited
20 JM Financial Asset Management Private Limited
21 JPMorgan Asset Management India Private Limited
22 Kotak Mahindra Asset Management Company Limited
23 L&T Investment Management Limited
24 LIC NOMURA Mutual Fund Asset Management Company Limited
25 Motilal Oswal Asset Management Company Limited
26 Principal Pnb Asset Management Company Private Limited
27 Pramerica Asset Managers Private Limited
28 Reliance Capital Asset Management Limited
29 Religare Asset Management Company Limited
30 Sahara Asset Management Company Private Limited
31 SBI Funds Management Private Limited
32 Sundaram Asset Management Company Limited
33 Taurus Asset Management Company Limited
34 Union KBC Asset Management Company Private Limited
35 UTI Asset Management Company Limited
36 Quantum Asset Management Company Private Limited
37 BOI AXA Investment Managers Private Limited
Table 4-8: NSE CM transaction charges*
Total Traded Value in a month Revised Transaction Charges (` per lakh of Traded Value)
Up to First ` 1250 cores ` 3.25 each side
More than ` 1250 crores up to ` 2500 crores (on incremental volume)
` 3.20 each side
More than ` 2500 crores up to ` 5000 crores (on incremental volume)
` 3.15 each side
More than ` 5000 crores up to ` 10000 crores(on incremental volume)
` 3.10 each side
More than ` 10000 crores up to ` 15000 crores (on incremental volume)
` 3.05 each side
Exceeding `15000 crores (on incremental volume) ` 3.00 each side
* not applicable to money market instruments, GOLD ETFs or Hangseng Bees
Contd...
35
Table 4-9: The existing rates of Securities Transaction Tax (STT) for CM segment
S.No Taxable securities transaction Rate (%) Payable by
1 Purchase of an equity share in a company or a unit of an equity oriented fund, where –(a) the transaction of such purchase is entered into in a
recognised stock exchange; and(b) the contract for the purchase of such share or unit is
settled by the actual delivery or transfer of such share or unit.
0.1 Purchaser.
2 Sale of an equity share in a company or a unit of an equity oriented fund, where –(a) the transaction of such sale is entered into in a
recognised stock exchange; and(b) the contract for the sale of such share or unit is settled
by the actual delivery or transfer of such share or unit.
0.1 Seller.
3 Sale of an equity share in a company or a unit of an equity oriented fund, where –(a) the transaction of such sale is entered into in a
recognised stock exchange; and(b) the contract for the sale of such share or unit is settled
otherwise than by the actual delivery or transfer of such share or unit.
0.025 Seller.
Table 4-10: Percentage Share of Top ‘N’ Securities/Member in Turnover
No. of Securities/Members
Year 5 10 25 50 100
Securities
1994-95 (Nov.-Mar.) 48.77 55.92 68.98 81.14 91.07
1995-96 82.98 86.60 90.89 93.54 95.87
1996-97 84.55 91.96 95.70 97.03 98.19
1997-98 72.98 85.17 92.41 95.76 97.90
1998-99 52.56 67.11 84.71 92.03 95.98
1999-00 39.56 59.22 82.31 88.69 93.66
2000-01 52.15 72.90 88.93 94.57 97.46
2001-02 44.43 62.92 82.24 91.56 95.91
2002-03 40.58 55.41 77.8 89.16 95.38
2003-04 31.04 44.87 64.32 79.44 91.03
2004-05 25.88 41.65 57.98 72.40 84.26
2005-06 22.15 31.35 46.39 59.22 73.12
2006-07 16.97 25.25 43.46 61.94 77.22
2007-08 16.29 26.78 45.46 61.47 77.29
2008-09 20.48 32.58 56.36 74.66 87.69
2009-10 15.43 26.15 46.80 64.24 78.20
2010-11 15.25 23.03 38.73 53.58 68.93
Contd...
36
No. of Securities/Members
Year 5 10 25 50 1002011-12 17.17 27.14 44.28 59.79 75.742012-13 16.18 26.22 44.30 60.54 76.82
Members
1994-95 (Nov.-Mar.) 18.19 26.60 44.37 61.71 81.12
1995-96 10.65 16.56 28.61 41.93 58.59
1996-97 5.94 10.08 19.67 30.57 45.95
1997-98 6.29 10.59 18.81 29.21 44.24
1998-99 7.73 11.96 20.77 31.66 47.02
1999-00 7.86 12.99 22.78 34.41 49.96
2000-01 7.78 12.76 23.00 33.86 48.79
2001-02 7.14 12.29 23.63 36.32 53.40
2002-03 10.26 16.41 29.07 42.49 59.15
2003-04 11.58 17.36 30.34 44.05 61.37
2004-05 13.52 20.20 34.97 49.01 65.09
2005-06 14.62 22.57 38.17 52.57 38.45
2006-07 14.72 24.27 42.61 56.71 71.22
2007-08 14.57 25.71 44.70 60.11 73.90
2008-09 13.56 23.62 43.55 61.21 75.42
2009-10 14.63 23.48 41.00 57.01 72.71
2010-11 14.35 23.83 42.85 58.61 73.04
2011-12 14.80 25.26 46.30 62.16 76.982012-13 14.25 24.68 46.66 63.07 77.18
Table 4-11: ‘50’ Most Active Securities during 2012-13 in Terms of Trading Value
Rank Name of SecurityTrading Value
% Share in Total Trading Value
Market Capitalisation as on March 31,2013
% Share in Total Market
Capitalisation(` cr) (US $ bn) (` cr) (US $ bn)
1 STATE BANK OF INDIA 130,127 23.93 4.80 139,091 25.57 2.32
2 UNITED SPIRITS LIMITED 82,748 15.21 3.06 24,840 4.57 0.41
3 ICICI BANK LTD. 81,956 15.07 3.03 120,536 22.16 2.01
4 INFOSYS LIMITED 74,346 13.67 2.75 165,917 30.51 2.76
5 TATA MOTORS LIMITED 69,109 12.71 2.55 72,890 13.40 1.21
6 RELIANCE INDUSTRIES LTD 61,002 11.22 2.25 249,555 45.88 4.16
7 AXIS BANK LIMITED 58,380 10.73 2.16 60,792 11.18 1.01
8 LARSEN & TOUBRO LTD. 56,351 10.36 2.08 84,074 15.46 1.40
9 HDFC LTD 53,203 9.78 1.96 127,499 23.44 2.12
10 ITC LTD 42,789 7.87 1.58 244,076 44.88 4.06
11 TATA CONSULTANCY SERVICES LTD 41,851 7.69 1.55 308,409 56.70 5.14
Contd...
Contd...
37
Rank Name of SecurityTrading Value
% Share in Total Trading Value
Market Capitalisation as on March 31,2013
% Share in Total Market
Capitalisation(` cr) (US $ bn) (` cr) (US $ bn)
12 HOUSING DEVELOPMENT & INFRASTRUCTURE LTD 40,420 7.43 1.49 1,936 0.36 0.03
13 HDFC BANK LTD 40,110 7.37 1.48 148,527 27.31 2.47
14 TATA STEEL LIMITED 37,828 6.96 1.40 30,384 5.59 0.51
15 BHARTI AIRTEL LIMITED 37,509 6.90 1.38 110,793 20.37 1.84
16 DLF LIMITED 37,288 6.86 1.38 39,868 7.33 0.66
17 JAIPRAKASH ASSOCIATES LTD 35,397 6.51 1.31 14,524 2.67 0.24
18 RELIANCE CAPITAL LTD 32,900 6.05 1.21 7,681 1.41 0.13
19 CAIRN INDIA LIMITED 31,147 5.73 1.15 52,043 9.57 0.87
20 HINDUSTAN UNILEVER LTD. 27,149 4.99 1.00 100,958 18.56 1.68
21 JET AIRWAYS (INDIA) LTD. 26,545 4.88 0.98 4,471 0.82 0.07
22 MARUTI SUZUKI INDIA LTD. 26,132 4.80 0.96 37,015 6.81 0.62
23 RELIANCE INFRASTRUCTURE LTD 25,509 4.69 0.94 8,533 1.57 0.14
24 PANTALOON RETAIL (I) LTD 25,117 4.62 0.93 3,228 0.59 0.05
25 MAHINDRA & MAHINDRA LTD 24,825 4.56 0.92 52,882 9.72 0.88
26 YES BANK LIMITED 24,114 4.43 0.89 15,358 2.82 0.26
27 BHEL 23,853 4.39 0.88 43,323 7.97 0.72
28 JSW STEEL LIMITED 23,570 4.33 0.87 15,001 2.76 0.25
29 JINDAL STEEL & POWER LTD 22,838 4.20 0.84 32,509 5.98 0.54
30 OIL AND NATURAL GAS CORP. 22,794 4.19 0.84 266,418 48.98 4.44
31 IDFC LIMITED 22,151 4.07 0.82 21,751 4.00 0.36
32 HINDALCO INDUSTRIES LTD 20,646 3.80 0.76 17,538 3.22 0.29
33 UNITECH LTD 19,628 3.61 0.72 6,161 1.13 0.10
34 HCL TECHNOLOGIES LTD 19,071 3.51 0.70 55,247 10.16 0.92
35 BAJAJ AUTO LIMITED 18,889 3.47 0.70 52,073 9.57 0.87
36 RELIANCE COMMUNICATIONS LTD 18,388 3.38 0.68 11,414 2.10 0.19
37 HERO MOTOCORP LIMITED 17,273 3.18 0.64 30,792 5.66 0.51
38 COAL INDIA LTD 16,241 2.99 0.60 195,239 35.90 3.25
39 KARNATAKA BANK LIMITED 15,909 2.93 0.59 2,463 0.45 0.04
40 STERLITE INDS (IND) LTD 15,864 2.92 0.59 31,490 5.79 0.52
41 CIPLA LTD 14,856 2.73 0.55 30,491 5.61 0.51
42 BANK OF BARODA 14,460 2.66 0.53 27,767 5.11 0.46
43 DR. REDDY'S LABORATORIES 14,310 2.63 0.53 30,002 5.52 0.50
44 WIPRO LTD 14,049 2.58 0.52 107,662 19.79 1.79
45 LIC HOUSING FINANCE LTD 13,955 2.57 0.52 11,350 2.09 0.19
46 JUBILANT FOODWORKS LTD 13,833 2.54 0.51 8,134 1.50 0.14
47 NTPC LTD 13,642 2.51 0.50 117,044 21.52 1.95
48 SUN PHARMACEUTICALS IND. 13,568 2.49 0.50 84,809 15.59 1.41
49 PUNJAB NATIONAL BANK 13,145 2.42 0.49 24,350 4.48 0.41
50 POWER FIN CORP LTD. 12,847 2.36 0.47 23,853 4.39 0.40
Total 1,639,633 301.46 60.54 3,472,760 638.50 57.83
Contd...
38
Table 4-12: Top ‘50’ Companies by Market Capitalisation as on March 31, 2013
Rank Name of Security and Industry Market Capitalisation % Share
in Total Market
Capitalisation
Trading Volume During 2012-13
% Share in Total Trading Volume(` cr.) (US $ bn) (` cr.) (US $ bn)
1 TATA CONSULTANCY SERVICES LTD 308,409 56.70 4.94 41,851 7.69 1.57
2 OIL AND NATURAL GAS CORP. 266,418 48.98 4.27 22,794 4.19 0.85
3 RELIANCE INDUSTRIES LTD 249,555 45.88 4.00 61,002 11.22 2.28
4 ITC LTD 244,076 44.88 3.91 42,789 7.87 1.60
5 COAL INDIA LTD 195,239 35.90 3.13 16,241 2.99 0.61
6 INFOSYS LIMITED 165,917 30.51 2.66 74,346 13.67 2.78
7 HDFC BANK LTD 148,527 27.31 2.38 40,110 7.37 1.50
8 STATE BANK OF INDIA 139,091 25.57 2.23 130,127 23.93 4.87
9 HDFC LTD 127,499 23.44 2.04 53,203 9.78 1.99
10 ICICI BANK LTD. 120,536 22.16 1.93 81,956 15.07 3.07
11 NTPC LTD 117,044 21.52 1.88 13,642 2.51 0.51
12 BHARTI AIRTEL LIMITED 110,793 20.37 1.78 37,509 6.90 1.40
13 WIPRO LTD 107,662 19.79 1.73 14,049 2.58 0.53
14 HINDUSTAN UNILEVER LTD. 100,958 18.56 1.62 27,149 4.99 1.02
15 SUN PHARMACEUTICALS IND. 84,809 15.59 1.36 13,568 2.49 0.51
16 LARSEN & TOUBRO LTD. 84,074 15.46 1.35 56,351 10.36 2.11
17 TATA MOTORS LIMITED 72,890 13.40 1.17 69,109 12.71 2.59
18 INDIAN OIL CORP LTD 68,371 12.57 1.10 4,281 0.79 0.16
19 AXIS BANK LIMITED 60,792 11.18 0.97 58,380 10.73 2.19
20 HCL TECHNOLOGIES LTD 55,247 10.16 0.89 19,071 3.51 0.71
21 NMDC LTD. 54,356 9.99 0.87 7,455 1.37 0.28
22 MAHINDRA & MAHINDRA LTD 52,882 9.72 0.85 24,825 4.56 0.93
23 BAJAJ AUTO LIMITED 52,073 9.57 0.83 18,889 3.47 0.71
24 CAIRN INDIA LIMITED 52,043 9.57 0.83 31,147 5.73 1.17
25 HINDUSTAN ZINC LIMITED 51,253 9.42 0.82 2,311 0.42 0.09
26 ULTRATECH CEMENT LIMITED 51,241 9.42 0.82 7,662 1.41 0.29
27 POWER GRID CORP. LTD. 48,982 9.01 0.79 8,767 1.61 0.33
28 KOTAK MAHINDRA BANK LTD 48,675 8.95 0.78 10,814 1.99 0.40
29 ASIAN PAINTS LIMITED 47,166 8.67 0.76 8,064 1.48 0.30
30 NESTLE INDIA LIMITED 44,237 8.13 0.71 3,324 0.61 0.12
31 BHEL 43,323 7.97 0.69 23,853 4.39 0.89
32 GAIL (INDIA) LTD 40,369 7.42 0.65 9,466 1.74 0.35
33 DLF LIMITED 39,868 7.33 0.64 37,288 6.86 1.40
Contd...
39
Rank Name of Security and Industry Market Capitalisation % Share
in Total Market
Capitalisation
Trading Volume During 2012-13
% Share in Total Trading Volume(` cr.) (US $ bn) (` cr.) (US $ bn)
34 IDEA CELLULAR LIMITED 37,741 6.94 0.60 6,838 1.26 0.26
35 MARUTI SUZUKI INDIA LTD. 37,015 6.81 0.59 26,132 4.80 0.98
36 BHARTI INFRATEL LTD. 33,797 6.21 0.54 2,031 0.37 0.08
37 JINDAL STEEL & POWER LTD 32,509 5.98 0.52 22,838 4.20 0.86
38 STERLITE INDS (IND) LTD 31,490 5.79 0.50 15,864 2.92 0.59
39 HERO MOTOCORP LIMITED 30,792 5.66 0.49 17,273 3.18 0.65
40 OIL INDIA LTD 30,703 5.65 0.49 2,954 0.54 0.11
41 CIPLA LTD 30,491 5.61 0.49 14,856 2.73 0.56
42 TATA STEEL LIMITED 30,384 5.59 0.49 37,828 6.96 1.42
43 DR. REDDY'S LABORATORIES 30,002 5.52 0.48 14,310 2.63 0.54
44 BOSCH LIMITED 28,208 5.19 0.45 1,090 0.20 0.04
45 LUPIN LIMITED 28,127 5.17 0.45 10,802 1.99 0.40
46 ADANI PORT & SEZ LTD 27,787 5.11 0.45 4,601 0.85 0.17
47 BANK OF BARODA 27,767 5.11 0.45 14,460 2.66 0.5448 BHARAT PETROLEUM
CORPORATION LTD27,311 5.02 0.44 10,039 1.85 0.38
49 AMBUJA CEMENTS LTD 26,865 4.94 0.43 11,005 2.02 0.4150 GODREJ CONSUMER
PRODUCTS 26,477 4.87 0.43 4,087 0.75 0.15
Total 3,971,844 730.26 63.66 1,288,403 236.89 48.24
Table 4-13: NSE’s 10 Most Active Trading days during the year 2012-2013
S.No. DateHighest Single Day Trading Value
(` cr.) (US $ bn)
1 28-Feb-2013 21,996 4.04
2 30-Nov-2012 20,386 3.75
3 5-Oct-2012 19,934 3.67
4 25-Sep-2012 19,884 3.66
5 29-Nov-2012 19,420 3.57
6 21-Sep-2012 19,083 3.51
7 27-Sep-2012 18,960 3.49
8 17-Sep-2012 18,236 3.35
9 31-May-2012 16,178 2.97
10 24-Sep-2012 16,081 2.96
Contd...
40
Table 4-14: Individual Securities Single day Trading Records-2012-13
Rank Symbol Name of Company DateTraded Value
(` cr.) (US $ bn)
1 CAIRN CAIRN INDIA LIMITED 25-Sep-12 5,458.71 1003.64
2 HDFC HDFC LTD 5-Oct-12 4,538.98 834.54
3 MCDOWELL-N UNITED SPIRITS LIMITED 12-Nov-12 4,240.83 779.72
4 WIPRO WIPRO LTD 15-Mar-13 3,269.57 601.14
5 INFY INFOSYS LIMITED 11-Jan-13 3,075.83 565.52
6 INFY INFOSYS LIMITED 13-Apr-12 2,315.58 425.74
7 SBIN STATE BANK OF INDIA 10-Aug-12 2,089.37 384.15
8 CAIRN CAIRN INDIA LIMITED 29-Jun-12 2,024.99 372.31
9 SRTRANSFIN SHRIRAM TRANSPORT FIN CO. 21-Feb-13 2,011.72 369.87
10 TATAMOTORS TATA MOTORS LIMITED 30-Nov-12 1,952.96 359.07
Data has been compiled for all markets except Auction Market & Retail Debt Market
Table 4-15: Composition of CNX Nifty Index as on March 28, 2013
S.No. Name of Security Issued Capital
(` crore)
Free Float Market
Capitalisa-tion
(` crore)
Weight-age
(Per-cent)
Beta R2 Daily Vola-tility (Per-cent)
Month-ly
Return (Per-cent)
Impact Cost (Per-cent)
1 ACC Ltd. 187.7 10,817.0 0.6 0.8 0.2 1.8 (8.9) 0.06
2 Ambuja Cements Ltd. 308.4 13,272.0 0.7 0.9 0.2 2.3 (9.1) 0.07
3 Asian Paints Ltd. 95.9 22,267.0 1.2 0.7 0.2 1.4 15.1 0.06
4 Axis Bank Ltd. 467.4 40,968.0 2.3 1.5 0.5 1.2 (3.2) 0.06
5 Bajaj Auto Ltd. 289.4 24,166.0 1.3 0.6 0.1 1.9 (8.8) 0.07
6 Bank of Baroda 411.1 11,365.0 0.6 1.5 0.4 2.1 (2.9) 0.06 7 Bharti Airtel Ltd. 1,898.8 34,905.0 1.9 0.8 0.1 2.6 (9.7) 0.06 8 Bharat Heavy Electricals Ltd. 489.5 13,984.0 0.8 1.5 0.3 1.6 (12.0) 0.06 9 Bharat Petroleum Corporation
Ltd. 723.1 9,761.0 0.5 0.7 0.1 1.8 1.6 0.07
10 Cairn India Ltd. 1,910.2 16,105.0 0.9 0.7 0.1 1.6 (8.6) 0.05 11 Cipla Ltd. 160.6 19,270.0 1.1 0.5 0.1 1.4 5.5 0.07 12 Coal India Ltd. 6,316.4 19,524.0 1.1 0.6 0.1 1.7 (0.2) 0.05 13 DLF Ltd. 339.7 8,540.0 0.5 1.7 0.3 3.3 (15.4) 0.06 14 Dr. Reddy's Laboratories Ltd. 84.9 22,332.0 1.2 0.2 0.0 0.8 0.6 0.05 15 GAIL (India) Ltd. 1,268.5 14,295.0 0.8 0.7 0.1 2.2 (4.3) 0.06 16 Grasim Industries Ltd. 91.8 17,874.0 1.0 0.9 0.3 1.1 (4.8) 0.07 17 HCL Technologies Ltd. 139.0 20,923.0 1.2 0.8 0.2 1.5 9.9 0.06 18 Housing Development Finance
Corporation Ltd. 308.6 127,499.0 7.0 0.9 0.3 1.7 9.1 0.06
19 HDFC Bank Ltd. 475.0 114,456.0 6.3 1.0 0.4 1.5 - 0.06 20 Hero MotoCorp Ltd. 39.9 14,715.0 0.8 0.7 0.2 1.8 (7.5) 0.07 21 Hindalco Industries Ltd. 191.5 11,782.0 0.7 1.6 0.4 2.4 (7.4) 0.07
Contd...
41
S.No. Name of Security Issued Capital
(` crore)
Free Float Market
Capitalisa-tion
(` crore)
Weight-age
(Per-cent)
Beta R2 Daily Vola-tility (Per-cent)
Month-ly
Return (Per-cent)
Impact Cost (Per-cent)
22 Hindustan Unilever Ltd. 216.2 47,935.0 2.6 0.4 0.1 1.7 5.4 0.05 23 ICICI Bank Ltd. 1,153.2 120,536.0 6.6 1.7 0.7 2.1 0.5 0.06 24 IDFC Ltd. 1,514.7 17,753.0 1.0 1.8 0.5 2.7 (3.8) 0.07 25 Infosys Ltd. 287.1 139,310.0 7.6 0.8 0.1 0.8 (0.6) 0.05 26 I T C Ltd. 788.7 169,317.0 9.3 0.6 0.1 1.0 5.0 0.05 27 Jindal Steel & Power Ltd. 93.5 13,321.0 0.7 1.7 0.4 2.5 (0.3) 0.07 28 Jaiprakash Associates Ltd. 443.8 7,832.0 0.4 2.2 0.4 3.2 (5.9) 0.07 29 Kotak Mahindra Bank Ltd. 372.7 24,574.0 1.4 1.0 0.3 1.4 (1.0) 0.07 30 Larsen & Toubro Ltd. 123.1 73,901.0 4.1 1.6 0.5 2.0 (0.1) 0.06 31 Lupin Ltd. 89.5 14,950.0 0.8 0.2 0.0 0.8 7.5 0.05 32 Mahindra & Mahindra Ltd. 307.0 39,500.0 2.2 0.9 0.3 1.4 (1.4) 0.05 33 Maruti Suzuki India Ltd. 144.5 16,949.0 0.9 0.9 0.2 2.1 (5.4) 0.06 34 NTPC Ltd. 8,245.5 29,261.0 1.6 0.6 0.2 1.1 (5.9) 0.05 35 Oil & Natural Gas Corporation
Ltd. 4,277.7 55,100.0 3.0 0.9 0.2 1.6 (0.7) 0.07
36 Punjab National Bank 339.2 9,552.0 0.5 1.5 0.4 1.6 (9.2) 0.07 37 Power Grid Corporation of
India Ltd. 4,629.7 14,978.0 0.8 0.7 0.2 1.4 1.4 0.05
38 Ranbaxy Laboratories Ltd. 211.5 6,767.0 0.4 0.6 0.1 1.4 16.0 0.06 39 Reliance Industries Ltd. 3,228.8 126,856.0 7.0 1.0 0.3 1.3 (5.0) 0.06 40 Reliance Infrastructure Ltd. 263.0 4,392.0 0.2 2.2 0.5 3.2 (22.6) 0.07 41 State Bank of India 671.0 53,434.0 2.9 1.5 0.5 1.6 (0.4) 0.04 42 Sesa Goa Ltd. 86.9 6,064.0 0.3 1.7 0.4 2.2 0.4 0.08 43 Siemens Ltd. 71.1 4,933.0 0.3 1.1 0.3 3.0 8.8 0.07 44 Sun Pharmaceutical Industries
Ltd. 103.6 30,801.0 1.7 0.4 0.1 0.8 2.1 0.04
45 Tata Motors Ltd. 541.6 47,586.0 2.6 1.6 0.3 2.0 (6.4) 0.06
46 Tata Power Co. Ltd. 237.3 15,629.0 0.9 1.2 0.3 1.9 2.2 0.07
47 Tata Steel Ltd. 971.2 20,858.0 1.1 1.5 0.5 1.8 (8.4) 0.06
48 Tata Consultancy Services Ltd. 195.7 80,309.0 4.4 0.5 0.1 1.0 3.9 0.05
49 UltraTech Cement Ltd. 274.2 18,951.0 1.0 0.4 0.1 1.2 0.1 0.08
50 Wipro Ltd. 492.6 22,798.0 1.3 0.7 0.1 1.2 5.0 0.06
TOTAL 1,822,971 100.0 0.06 Note :• Beta & R2 are calculated for the period 01-Apr-2012 to 28-Mar-2013 • Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.• The coeffi cient of determination (R2) measures the strength of relationship between two variables the return on a security versus that
of the market. • Volatility is the Std. deviation of the daily returns for the period 01-Mar-2013 to 28-Mar-2013• Last day of trading was March 28, 2013 • Impact Cost for CNX Nifty is for a portfolio of ` 50 Lakhs • Impact Cost for CNX Nifty is the weightage average impact cost
Contd...
42
Table 4-16: Composition of CNX Nifty Junior Index as on March 28, 2013
S. No.
Name of Security
Issued Capital
(` crore)
Free Float Market Cap-italisation (` crore)
Weightage (Percent)
Beta R2 Daily Volatility (Percent)
Monthly Return
(Percent)
Impact Cost
(Percent)
1 Aditya Birla Nuvo Ltd.
113.53 5,283.70 1.66 1.20 0.31 1.50 -2.88 0.11
2 Adani Enterprises Ltd.
109.98 4,921.79 1.54 1.76 0.26 3.07 -6.24 0.12
3 Adani Ports and Special Economic Zone Ltd.
400.68 6,253.37 1.96 0.94 0.12 3.03 0.04 0.11
4 Apollo Hospitals Enterprises Ltd.
69.56 6,396.01 2.01 0.35 0.03 1.75 1.45 0.11
5 Ashok Leyland Ltd.
266.07 2,849.76 0.89 1.07 0.21 2.08 -1.80 0.12
6 Bajaj Holdings & Investment Ltd.
111.29 5,598.26 1.76 0.41 0.06 0.86 -4.48 0.14
7 Bank of India 573.78 5,651.05 1.77 1.40 0.30 2.50 -4.76 0.09
8 Bharat Forge Ltd.
46.56 2,793.72 0.88 0.93 0.19 2.44 -3.20 0.12
9 Biocon Ltd. 100.00 1,943.12 0.61 0.70 0.12 1.41 0.11 0.07
10 Bosch Ltd. 31.40 8,129.87 2.55 0.34 0.07 1.15 2.53 0.10
11 Canara Bank 443.00 5,491.91 1.72 1.45 0.30 2.75 -7.59 0.08
12 Colgate Palmolive (India) Ltd.
13.60 8,273.92 2.60 0.20 0.01 1.64 -2.40 0.08
13 Container Corporation of India Ltd.
129.98 4,944.89 1.55 0.31 0.04 1.11 -0.72 0.19
14 Crompton Greaves Ltd.
128.30 3,508.50 1.10 1.35 0.24 2.02 3.36 0.10
15 Cummins India Ltd.
55.44 6,777.79 2.13 0.55 0.08 1.49 4.62 0.11
16 Dabur India Ltd. 174.29 7,480.15 2.35 0.50 0.09 1.69 8.35 0.08
17 Divi's Laboratories Ltd.
26.55 6,271.83 1.97 0.56 0.08 1.64 -2.23 0.10
18 Exide Industries Ltd.
85.00 5,942.34 1.86 0.45 0.04 1.46 3.48 0.10
19 Federal Bank Ltd.
171.21 8,229.28 2.58 0.78 0.22 1.13 -2.55 0.10
20 GlaxoSmithKline Pharmaceuticals Ltd.
84.70 9,214.75 2.89 0.06 0.00 0.58 4.47 0.10
21 Glenmark Pharmaceuticals Ltd.
27.08 6,478.88 2.03 0.10 0.00 1.47 -7.72 0.08
22 GMR Infrastructure Ltd.
389.24 2,384.52 0.75 2.07 0.30 3.07 22.38 0.14
23 Godrej Consumer Products Ltd.
34.03 8,362.21 2.62 0.21 0.01 2.37 7.32 0.12
24 GlaxoSmithKline Consumer Healthcare Ltd.
42.06 10,038.66 3.15 0.07 0.00 1.27 5.96 0.14
Contd...
43
S. No.
Name of Security
Issued Capital
(` crore)
Free Float Market Cap-italisation (` crore)
Weightage (Percent)
Beta R2 Daily Volatility (Percent)
Monthly Return
(Percent)
Impact Cost
(Percent)
25 Hindustan Petroleum Corporation Ltd.
338.63 4,721.50 1.48 0.51 0.05 1.71 -1.57 0.08
26 IDBI Bank Ltd. 1,278.38 2,755.60 0.86 1.53 0.48 1.66 -8.75 0.08
27 Idea Cellular Ltd.
3,313.51 9,128.56 2.86 0.57 0.06 1.63 -3.15 0.07
28 Indian Hotels Co. Ltd.
80.75 2,701.10 0.85 1.09 0.26 1.89 -0.83 0.13
29 IndusInd Bank Ltd.
522.37 16,888.60 5.30 1.08 0.34 1.82 -1.77 0.08
30 JSW Steel Ltd. 223.12 6,868.43 2.15 1.63 0.35 3.51 -9.05 0.08
31 LIC Housing Finance Ltd.
100.93 6,774.45 2.13 1.39 0.41 2.46 -3.23 0.07
32 United Spirits Ltd.
130.79 17,350.02 5.44 0.88 0.04 2.32 3.21 0.06
33 MphasiS Ltd. 210.12 2,874.69 0.90 0.33 0.03 1.69 3.39 0.12
34 Oracle Financial Services Software Ltd.
42.03 4,237.36 1.33 0.67 0.12 1.83 -8.95 0.09
35 Petronet LNG Ltd.
750.00 4,065.00 1.28 0.47 0.05 1.62 -3.63 0.09
36 Power Finance Corporation Ltd.
1,320.02 6,269.41 1.97 1.57 0.29 3.01 -10.30 0.09
37 Reliance Communications Ltd.
1,032.01 3,668.15 1.15 2.20 0.38 3.65 -9.42 0.10
38 Rural Electrifi cation Corporation Ltd.
987.46 6,834.08 2.14 1.72 0.34 3.31 -8.65 0.10
39 Reliance Capital Ltd.
245.63 3,522.59 1.10 2.29 0.54 2.80 -13.31 0.08
40 Reliance Power Ltd.
2,805.13 4,312.88 1.35 2.10 0.50 2.60 -14.46 0.09
41 Steel Authority of India Ltd.
4,130.53 3,664.41 1.15 1.35 0.35 1.91 -11.78 0.08
42 Shriram Transport Finance Co. Ltd.
226.85 11,691.22 3.67 0.79 0.15 1.84 -0.17 0.12
43 Tata Chemicals Ltd.
254.76 5,648.28 1.77 0.54 0.11 0.98 -1.73 0.08
44 Tech Mahindra Ltd.
127.96 7,115.88 2.23 0.58 0.07 1.66 0.80 0.07
45 Titan Industries Ltd.
88.78 10,686.20 3.35 0.78 0.10 2.68 -1.72 0.08
46 Torrent Power Ltd.
472.45 2,294.22 0.72 0.51 0.04 1.72 -15.53 0.19
47 Union Bank of India
550.55 4,907.57 1.54 1.46 0.24 2.57 2.73 0.09
48 United Phosphorus Ltd.
91.51 3,821.16 1.20 0.81 0.11 2.05 1.38 0.08
49 Yes Bank Ltd. 358.07 11,395.78 3.57 1.28 0.36 1.67 -9.13 0.07
50 Zee Entertainment Enterprises Ltd.
95.40 11,369.60 3.57 0.59 0.06 2.20 -3.46 0.10
Total 318,787.02 1 0.09
Contd...
Contd...
44
• Beta & R2 are calculated for the period 01-Apr-2012 to 28-Mar-2013 • Beta measures the degree to which any portfolio of stocks is affected as compared to the effect on the market as a whole.• The coeffi cient of determination (R2) measures the strength of relationship between two variables the return on a security versus
that of the market. • Volatility is the Std. deviation of the daily returns for the period 01-Mar-2013 to 28-Mar-2013• Last day of trading was March 28, 2013 • Impact Cost for CNX Nifty Junior is for a portfolio of ` 25 Lakhs• Impact Cost for CNX Nifty Junior is the weightage average impact cost
Table 4-17: Industry-wise Weightages of CNX NIFTY Securities as on 28 March, 2013
S.No. Industry FF Market Cap (` Cr.) Weightage
1 Banks 374,885 20.56
2 Computers - Software 263,340 14.45
3 Cigarettes 169,317 9.29
4 Refi neries 136,617 7.49
5 Finance - Housing 127,499 6.99
6 Automobiles - 4 Wheelers 104,035 5.71
7 Pharmaceuticals 94,120 5.16
8 Engineering 73,901 4.05
9 Oil Exploration/Production 71,205 3.91
10 Power 64,260 3.53
11 Cement And Cement Products 60,914 3.34
12 Diversifi ed 47,935 2.63
13 Automobiles - 2 And 3 Wheelers 38,881 2.13
14 Telecommunication - Services 34,905 1.91
15 Steel And Steel Products 34,179 1.87
16 Mining 25,588 1.40
17 Paints 22,267 1.22
18 Electrical Equipment 18,917 1.04
19 Financial Institution 17,753 0.97
20 Construction 16,372 0.90
21 Gas 14,295 0.78
22 Aluminium 11,782 0.65
Total Nifty 1,822,967 100.00
Table 4-18: CNX NIFTY Index*
Month & Year Open High Low Close Volatility (%)
Price To Earning Ratio#
1995-96 (Nov.-Mar.) 1000.00 1067.49 813.12 985.30 1.62 --
1996-97 988.33 1203.11 775.43 968.30 1.67 --
1997-98 931.95 1297.10 929.05 1116.90 1.52 --
1998-99 1117.15 1247.15 800.10 1078.05 1.86 16.531999-00 1082.55 1818.15 916.00 1528.45 1.93 24.60
Contd...
Contd...
45
Month & Year Open High Low Close Volatility (%)
Price To Earning Ratio#
2000-01 1528.70 1636.95 1098.75 1148.20 1.98 17.212001-02 1148.10 1207.00 849.95 1129.55 1.40 18.102002-03 1129.85 1153.30 920.10 978.20 0.99 13.362003-04 977.40 2014.65 920.00 1771.90 1.43 20.702004-05 1771.45 2183.45 1292.20 2035.65 1.61 14.602005-06 2035.90 3433.85 1896.30 3402.55 1.04 20.262006-07 3403.15 4245.30 2595.65 3821.55 1.77 18.402007-08 3820.00 6357.10 3617.00 4734.50 2.02 20.632008-09 4735.65 5298.85 2252.75 3020.95 2.66 14.30Apr-09 3023.85 3517.25 2965.70 3473.95 2.18 16.53
May-09 3478.70 4509.40 3478.70 4448.95 4.15 20.82
Jun-09 4450.40 4693.20 4143.25 4291.10 1.92 19.97
Jul-09 4292.30 4669.75 3918.75 4636.45 2.22 20.68
Aug-09 4633.80 4743.75 4353.45 4662.10 1.78 20.94
Sep-09 4662.20 5087.60 4576.60 5083.95 0.92 22.90
Oct-09 5087.20 5181.95 4687.50 4711.70 1.08 20.45
Nov-09 4712.25 5138.00 4538.50 5032.70 1.58 22.37
Dec-09 5039.70 5221.85 4943.95 5201.05 1.05 23.17
Jan-10 5200.90 5310.85 4766.00 4882.05 1.03 21.00
Feb-10 4882.05 4992.00 4675.40 4922.30 1.18 20.92
Mar-10 4935.60 5329.55 4935.35 5249.10 0.70 22.33
2009-10 3023.85 5329.55 2965.70 5249.10 1.88 22.33Apr-10 5249.20 5399.65 5160.90 5278.00 0.83 22.29
May-10 5278.40 5278.70 4786.45 5086.30 1.56 21.30
Jun-10 5086.25 5366.75 4961.05 5312.50 1.18 22.25
Jul-10 5312.05 5477.50 5225.60 5367.60 0.64 22.31
Aug-10 5369.55 5549.80 5348.90 5402.40 0.68 22.73
Sep-10 5403.05 6073.50 5403.05 6029.95 0.78 25.46
Oct-10 6030.30 6284.10 5937.10 6017.70 1.09 24.71
Nov-10 6092.30 6338.50 5690.35 5862.70 1.29 23.39
Dec-10 5871.00 6147.30 5721.15 6134.50 0.93 24.48
Jan-11 6177.45 6181.05 5416.65 5505.90 1.17 21.06
Feb-11 5537.30 5599.25 5177.70 5333.25 1.50 20.42
Mar-11 5382.00 5872.00 5348.20 5833.75 1.26 22.14
2010-11 5249.20 6338.50 4786.45 5833.75 1.12 22.14Apr-11 5835.00 5944.45 5693.25 5749.50 1.07 21.61
May-11 5766.90 5775.25 5328.70 5560.15 1.11 20.53
Jun-11 5561.05 5657.90 5195.90 5647.40 0.97 20.82
Jul-11 5705.75 5740.40 5453.95 5482.00 0.98 19.76
Aug-11 5527.50 5551.90 4720.00 5001.00 1.55 18.05
Sep-11 5109.80 5169.25 4758.85 4943.25 1.62 17.85
Oct-11 4874.40 5399.70 4728.30 5326.60 1.57 18.90
Contd...
Contd...
46
Month & Year Open High Low Close Volatility (%)
Price To Earning Ratio#
Nov-11 5278.60 5326.45 4639.10 4832.05 1.29 17.49
Dec-11 4970.85 5099.25 4531.15 4624.30 1.52 16.75
Jan-12 4640.20 5217.00 4588.05 5199.25 1.13 18.53
Feb-12 5198.15 5629.95 5159.00 5385.20 1.14 19.09
Mar-12 5366.00 5499.40 5135.95 5295.55 1.33 18.71
2011-12 5835.00 5944.45 4531.15 5295.55 1.29 18.71Apr-12 5296.35 5378.75 5154.30 5248.15 0.84 18.12
May-12 5254.30 5279.60 4788.95 4924.25 0.98 16.66
Jun-12 4910.85 5286.25 4770.35 5278.90 1.14 17.51
Jul-12 5283.85 5348.55 5032.40 5229.00 0.89 17.09
Aug-12 5220.70 5448.60 5164.65 5258.50 0.62 17.64
Sep-12 5276.50 5735.15 5215.70 5703.30 0.96 19.17
Oct-12 5704.75 5815.35 4888.20 5619.70 0.71 18.40
Nov-12 5609.85 5885.25 5548.35 5879.85 0.73 18.59
Dec-12 5878.25 5965.15 5823.15 5905.10 0.52 18.68
Jan-13 5937.65 6111.80 5935.20 6034.75 0.55 18.50
Feb-13 6040.95 6052.95 5671.90 5693.05 0.69 17.66
Mar-13 5702.45 5971.20 5604.85 5682.55 1.50 17.57
2012-13 5296.35 6111.80 4770.35 5682.55 0.82 17.57* CNX Nifty commenced from November 3, 1995# At the end of the periodNote : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-19: CNX NIFTY Junior Index*
Month & Year Open High Low Close Volatility (%)
Price To Earning Ratio#
1996-97 (Nov.-Mar.) 1000.00 1208.87 907.02 1032.95 1.76 --1997-98 1028.30 1395.25 1016.65 1339.40 1.44 --1998-99 1339.75 2079.10 1177.20 2069.20 2.14 18.921999-00 2099.75 5365.90 1631.90 3695.75 2.46 33.472000-01 3720.45 3771.80 1570.20 1601.80 2.75 9.692001-02 1601.40 1676.25 1038.75 1566.95 1.60 6.802002-03 1568.40 1690.35 1231.95 1259.55 1.23 11.682003-04 1260.75 3702.60 1259.75 3392.05 1.57 11.932004-05 3398.00 4705.25 2493.70 4275.15 1.83 13.822005-06 4275.35 6437.40 3998.80 6412.10 0.95 20.252006-07 6415.25 7566.65 4463.75 6878.05 2.05 18.482007-08 6675.85 13209.35 6559.55 7975.75 2.41 16.692008-09 7982.75 9541.00 3587.60 4336.45 2.80 8.69
Apr-09 4343.20 5466.40 4297.45 5281.80 2.55 10.46May-09 5380.05 7544.45 5380.05 7474.30 3.51 15.02Jun-09 7581.80 8169.25 7326.80 7794.70 2.52 15.36Jul-09 7791.90 8537.45 6931.70 8473.65 2.51 14.95
Contd...
Contd...
47
Month & Year Open High Low Close Volatility (%)
Price To Earning Ratio#
Aug-09 8475.45 8697.40 7971.60 8542.40 1.86 15.00Sep-09 8580.40 9373.50 8360.50 9360.65 1.02 16.48Oct-09 9380.35 10094.90 9044.70 9162.40 1.44 14.21Nov-09 9144.65 10096.50 8865.50 9933.20 1.61 15.57Dec-09 9952.80 10456.75 9952.80 10382.70 0.96 16.28Jan-10 10372.40 10896.50 9646.60 9985.70 1.37 14.71Feb-10 9954.45 10287.25 9712.25 10099.95 1.20 14.75Mar-10 10137.45 10822.40 10137.45 10773.75 0.77 15.76
2009-10 4343.20 10896.50 4297.45 10773.75 1.97 15.76Apr-10 10777.00 11129.85 10666.60 11082.10 0.75 15.52May-10 11066.20 11137.85 10152.00 10821.75 1.58 16.59Jun-10 10776.30 11374.85 10608.80 11304.45 0.93 17.24Jul-10 11245.15 11692.05 11183.65 11564.25 0.40 18.20Aug-10 11648.45 12186.95 11588.15 11797.60 0.68 18.26Sep-10 11825.80 12811.85 11825.80 12585.30 0.79 19.96Oct-10 12604.90 13328.10 12604.90 13030.00 0.93 19.88Nov-10 13111.35 13624.10 11371.40 12338.80 1.53 17.73Dec-10 12344.50 12846.15 11470.35 12232.05 1.35 17.59Jan-11 12253.15 12352.40 10604.15 10915.65 1.20 15.43Feb-11 10927.80 11133.95 10037.90 10448.85 1.74 14.66Mar-11 10484.95 11355.35 10484.95 11279.55 1.09 16.18
2010-11 10777.00 13624.10 10037.90 11279.55 1.14 16.18Apr-11 11319.20 11758.15 11259.70 11376.70 0.91 16.87May-11 11385.05 11475.40 10746.70 11444.15 1.06 15.96Jun-11 11448.10 11515.30 10642.20 11234.90 0.88 15.64Jul-11 11239.40 11550.00 10862.10 10910.20 0.98 15.03Aug-11 10972.20 11038.60 9572.55 9989.00 1.28 13.65Sep-11 10004.60 10417.15 9637.20 9822.20 1.36 13.43Oct-11 9815.45 10078.60 9355.80 10047.15 1.21 14.08Nov-11 10044.70 10216.45 8802.90 9089.95 1.25 14.67Dec-11 9094.50 9525.10 8258.50 8333.10 1.33 13.48Jan-12 8333.45 9848.65 8224.15 9812.55 1.19 15.82Feb-12 9813.35 10961.35 9768.90 10438.00 1.71 15.85Mar-12 10437.70 10694.40 10000.95 10450.20 1.49 15.87
2011-12 11319.20 11758.15 8224.15 10450.20 1.26 15.87Apr-12 10449.80 10699.05 10050.30 10226.25 0.80 17.50May-12 10231.60 10304.20 9333.95 9563.15 0.58 16.11Jun-12 9563.40 10118.40 9268.50 10099.55 1.00 15.50Jul-12 10102.75 10412.65 9756.30 10028.55 0.86 15.14Aug-12 10029.35 10288.45 9821.45 9892.15 0.54 17.54Sep-12 9895.85 11073.75 9851.55 11042.75 0.67 19.99Oct-12 11044.70 11353.90 10733.10 10898.45 0.76 18.87Nov-12 10899.45 11805.25 10899.45 11790.60 0.81 16.91Dec-12 11794.00 12348.80 11793.10 12340.05 0.66 17.79
Contd...
Contd...
48
Month & Year Open High Low Close Volatility (%)
Price To Earning Ratio#
Jan-13 12345.60 12744.00 12042.20 12270.55 0.85 17.26Feb-13 12272.40 12393.50 11425.35 11457.75 0.92 17.19Mar-13 11459.30 11932.85 10973.50 11222.80 1.08 16.84
2012-13 10449.80 12744.00 9268.50 11222.80 0.86 16.84* CNX Nifty Junior commenced from November 4, 1996# At the end of period
Note : Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-20: Performance of NSE Indices during the year 2012-13
Indices Record high Closing index values (28-03-13)
Avg. Daily Volatility
(%)
Y-o-Y Returns
Value Date
CNX 100 6,025.05 1/22/2013 5578.90 0.80 7.28CNX 500 4,872.70 1/22/2013 4438.35 0.78 5.13CNX FMCG 15,890.60 12/11/2012 15321.90 0.94 34.10CNX IT 7,420.45 3/7/2013 7219.05 1.29 10.79CNX Midcap 8,859.40 1/9/2013 7401.60 0.90 -4.02CNX Nifty 6,111.80 1/29/2013 5682.55 0.82 7.31CNX Nifty Junior 12,744.00 1/9/2013 11222.80 0.86 7.39IISL CNX Finance* 5,404.63 1/7/2013 4434.34 0.98 13.41Nifty Midcap 50 2,486.45 1/9/2013 1933.00 1.99 -15.99IISL CNX Petrochemicals* 12,017.58 3/15/2013 11447.64 1.25 21.35IISL CNX Pharmaceuticals* 10,055.48 1/9/2013 9513.18 0.67 15.21
* Closing Record High, Other - Record Intra-day HighNote :Volatility is calculated as standard deviation of the Natural Log of returns for the respective month/year
Table 4-21: Mutual Funds/ETFs: No of Trades and Trading Value
Month & Year Mutual Funds Exchange traded fundsNo. of Trades
Trading Value No. of Trades
Trading Value(` cr.) (US $ mn) (` cr.) (US $ mn)
Apr-12 87 1.68 0.31 367,537 1,341.89 246.72 May-12 59 1.92 0.35 272,091 838.25 154.12 Jun-12 47 0.67 0.12 297,476 1,188.70 218.55 Jul-12 77 0.06 0.01 236,651 665.89 122.43 Aug-12 72 0.09 0.02 214,415 749.73 137.84 Sep-12 190 0.34 0.06 307,783 1,266.33 232.83 Oct-12 57 0.85 0.16 292,253 1,004.94 184.77 Nov-12 44 0.06 0.01 459,982 2,602.57 478.51 Dec-12 33 0.10 0.02 347,084 1,232.46 226.60 Jan-13 68 1.24 0.23 311,423 1,006.81 185.11 Feb-13 56 0.13 0.02 278,279 854.72 157.15 Mar-13 23 1.02 0.19 234,719 866.00 159.22 2012-13 813 8.1 1.50 3,619,693 13,618.30 2,503.86
Contd...
49
Tabl
e 4-
22:
Sett
lem
ent
Stat
isti
cs f
or C
M S
egm
ent
Mon
th/Y
ear
No.
of
Trad
es
(Lak
h)
Trad
ed
Qua
ntit
y (L
akh)
Del
iver
ed
Qua
ntit
y (L
akh)
% o
f D
e-liv
ered
Q
uant
ity
to T
rade
d Q
uant
ity
Turn
over
(`
cr.
)D
eliv
ered
Va
lue
(` C
r.)
% o
f D
eliv
-er
ed V
alue
to
Tot
al
Turn
over
Del
iver
ed
Qua
ntit
y in
Dem
at
Mod
e (L
akh)
% o
f D
emat
D
eliv
ered
Q
uant
ity
to T
otal
D
eliv
ered
Q
uant
ity
Del
iver
ed
Valu
e in
D
emat
M
ode
(` c
r.)
Shor
t D
eliv
ery
(Auc
-ti
oned
qu
anti
ty)
(Lak
h)
% o
f Sh
ort
Del
iver
y to
Del
iver
-ab
le
Fund
s Pa
y-in
(`
Cr.)
Secu
riti
es
Pay-
in
(` C
r.)
2005
-06
6,00
081
8,43
822
6,34
627
.66
1,51
6,83
9 4
07,9
76
26.9
0 2
26,3
46
100.
00 4
07,9
76
894
0.39
131
,426
4
07,9
76
2006
-07
7,8
57
850
,515
2
38,5
71
28.0
51,
940,
094
543
,533
28
.02
238
,571
10
0.00
543
,533
76
90.
32 1
73,1
88
543
,533
2007
-08
11,
645
1,48
1,22
9 3
66,9
74
24.7
73,
519,
919
970
,618
2
7.58
3
66,9
74
100.
00 9
70,6
18
997
0.27
309
,543
9
70,6
18
2008
-09
13,
639
1,41
8,92
8 3
03,2
99
21.
38
2,74
9,45
0 6
10,4
98
22.
20
303
,299
10
0.00
610
,498
62
50.
21 2
20,7
04
610
,498
2009
-10
16,
788
2,20
5,87
8 4
73,9
52
21.
49
4,12
9,21
4 9
16,4
60
22.
19
473
,952
1
00.0
0 9
16,4
60
862
0
.18
278
,387
9
16,4
60
Apr-
10 1
,197
1
40,7
23
38,
893
27.
64
273
,344
7
4,64
2 2
7.31
3
8,89
3 10
0.00
74,
642
69
0.18
19,
310
74,
744
May
-10
1,2
54
141
,599
3
7,27
6 2
6.33
2
87,9
31
76,
040
26.
41
37,
276
100.
00 7
6,04
0 5
2 0.
14 2
3,54
1 7
6,12
2
Jun-
10 1
,236
1
41,0
08
34,
547
24.
50
282
,748
7
0,71
0 2
5.01
3
4,54
7 10
0.00
70,
710
60
0.17
22,
292
70,
801
Jul-
10 1
,224
1
40,1
28
38,
654
27.
58
276
,734
7
6,66
5 2
7.70
3
8,65
4 10
0.00
76,
665
60
0.15
20,
145
76,
753
Aug-
10 1
,361
1
53,6
94
44,
245
28.
79
316
,431
8
7,35
8 2
7.61
4
4,24
5 10
0.00
87,
358
146
0.
33 2
1,67
5 8
7,52
1
Sep-
10 1
,295
1
56,9
09
44,
898
28.
61
302
,984
8
7,34
8 2
8.83
4
4,89
8 10
0.00
87,
348
88
0.20
27,
316
87,
471
Oct
-10
1,4
88
198
,534
5
5,60
1 2
8.01
3
68,7
48
105
,539
2
8.62
5
5,60
1 10
0.00
105
,539
8
2 0.
15 2
8,47
9 1
05,6
74
Nov
-10
1,4
11
188
,745
5
3,87
0 2
8.54
3
70,1
57
104
,841
2
8.32
5
3,87
0 10
0.00
104
,841
1
09
0.20
35,
467
104
,996
Dec
-10
1,3
36
154
,480
4
1,21
4 2
6.68
3
02,6
26
82,
082
27.
12
41,
214
100.
00 8
2,08
2 7
5 0.
18 2
4,74
4 8
2,17
1
Jan-
11 1
,168
1
29,0
68
36,
302
28.
13
264
,548
7
4,02
8 2
7.98
3
6,30
2 10
0.00
74,
028
56
0.15
25,
839
74,
105
Feb-
11 1
,262
1
40,0
67
38,
081
27.
19
265
,416
7
1,11
0 2
6.79
3
8,08
1 10
0.00
71,
110
54
0.14
22,
217
71,
191
Mar
-11
1,2
48
125
,953
3
3,78
5 2
6.82
2
53,5
28
67,
652
26.
68
33,
785
100.
00 6
7,65
2 5
2 0.
15 2
2,32
9 6
7,72
0
2010
-11
15,
480
1,81
0,91
0 4
97,3
67
27.
47
3,56
5,19
5 9
78,0
15
27.
43
497
,367
1
00.0
0 9
78,0
15
903
0
.18
293
,357
9
79,2
69
Apr-
11 1
,072
1
29,5
30
38,
194
29.
49
230
,464
6
5,79
0 2
8.55
3
8,19
4 10
0.00
65,
790
109
0.
28 2
0,35
8 6
5,87
4
May
-11
1,1
58
118
,678
3
4,84
5 2
9.36
2
37,4
10
68,
671
28.
93
34,
845
100.
00 6
8,67
1 1
13
0.32
20,
526
68,
823
Jun-
11 1
,156
1
19,3
92
32,
856
27.
52
220
,179
6
2,50
4 2
8.39
3
2,85
6 10
0.00
62,
504
43
0.13
18,
508
62,
575
Jul-
11 1
,147
1
19,1
03
34,
827
29.
24
226
,774
6
6,03
1 2
9.12
3
4,82
7 10
0.00
66,
031
47
0.13
19,
660
66,
105
Cont
d...
50
Mon
th/Y
ear
No.
of
Trad
es
(Lak
h)
Trad
ed
Qua
ntit
y (L
akh)
Del
iver
ed
Qua
ntit
y (L
akh)
% o
f D
e-liv
ered
Q
uant
ity
to T
rade
d Q
uant
ity
Turn
over
(`
cr.
)D
eliv
ered
Va
lue
(` C
r.)
% o
f D
eliv
-er
ed V
alue
to
Tot
al
Turn
over
Del
iver
ed
Qua
ntit
y in
Dem
at
Mod
e (L
akh)
% o
f D
emat
D
eliv
ered
Q
uant
ity
to T
otal
D
eliv
ered
Q
uant
ity
Del
iver
ed
Valu
e in
D
emat
M
ode
(` c
r.)
Shor
t D
eliv
ery
(Auc
-ti
oned
qu
anti
ty)
(Lak
h)
% o
f Sh
ort
Del
iver
y to
Del
iver
-ab
le
Fund
s Pa
y-in
(`
Cr.)
Secu
riti
es
Pay-
in
(` C
r.)
Aug-
11 1
,252
1
35,9
26
39,
968
29.
40
241
,215
6
9,61
3 2
8.86
3
9,96
8 10
0.00
69,
613
48
0.12
22,
199
69,
674
Sep-
11 1
,160
1
25,3
96
32,
847
26.
19
220
,544
5
8,74
1 2
6.63
3
2,84
7 10
0.00
58,
741
44
0.13
22,
571
58,
806
Oct
-11
1,0
60
105
,178
3
0,60
0 2
9.09
2
02,4
60
56,
849
28.
08
30,
600
100.
00 5
6,84
9 5
2 0.
17 1
9,27
0 5
6,90
6
Nov
-11
1,1
17
122
,468
3
5,98
9 2
9.39
2
04,9
09
58,
432
28.
52
35,
989
100.
00 5
8,43
2 5
5 0.
15 1
8,64
3 5
8,48
6
Dec
-11
1,1
05
116
,298
3
2,48
8 2
7.94
1
98,6
07
54,
241
27.
31
32,
488
100.
00 5
4,24
1 3
9 0.
12 1
8,07
0 5
4,28
3
Jan-
12 1
,267
1
44,1
64
37,
757
26.
19
226
,526
6
0,61
2 2
6.76
3
7,75
7 10
0.00
60,
612
63
0.17
18,
502
60,
687
Feb-
12 1
,522
2
02,8
02
52,
023
25.
65
320
,929
9
1,62
5 2
8.55
5
2,02
3 10
0.00
91,
625
53
0.10
31,
946
91,
699
Mar
-12
1,3
55
166
,271
4
0,83
8 2
4.56
2
73,8
71
71,
298
26.
03
40,
838
100.
00 7
1,29
8 3
6 0.
09 2
1,50
1 7
1,35
0
2011
-12
14,
372
1,60
5,20
5 4
43,2
32
27.
61
2,80
3,88
9 7
84,4
07
27.
98
443
,232
1
00.0
0 7
84,4
07
702
0
.16
251
,754
7
85,2
68
Apr-
12 1
,013
1
19,7
53
32,
747
27.3
5 2
04,9
19
57,
871
28.2
4 3
2,74
7 10
0.00
57,
871
600.
18 1
8,08
9 5
7,92
6
May
-12
1,1
33
126
,435
3
2,50
8 25
.71
210
,631
5
5,13
2 26
.17
32,
508
100.
00 5
5,13
2 39
0.12
15,
948
55,
180
Jun-
12 1
,066
1
24,1
10
32,
525
26.2
1 2
02,6
61
55,
541
27.4
1 3
2,52
5 10
0.00
55,
541
370.
11 1
8,97
5 5
5,58
3
Jul-
12 1
,101
1
41,1
46
38,
905
27.5
6 2
14,3
98
63,
834
29.7
7 3
8,90
5 10
0.00
63,
834
560.
14 1
9,27
7 6
3,88
8
Aug-
12 1
,047
1
17,4
61
32,
920
28.0
3 1
98,7
66
57,
289
28.8
2 3
2,92
0 10
0.00
57,
289
670.
20 1
6,18
2 5
7,34
1
Sep-
12 1
,134
1
37,1
20
39,
711
28.9
6 2
31,8
71
73,
978
31.9
0 3
9,71
1 10
0.00
73,
978
600.
15 2
7,48
4 7
4,03
4
Oct
-12
1,2
02
153
,616
4
3,37
3 28
.23
251
,868
7
4,02
3 29
.39
43,
373
100.
00 7
4,02
3 50
0.12
22,
485
74,
077
Nov
-12
1,0
20
121
,292
3
3,16
4 27
.34
200
,939
5
6,21
1 27
.97
33,
164
100.
00 5
6,21
1 51
0.15
15,
207
56,
270
Dec
-12
1,2
31
162
,624
4
6,03
3 28
.31
260
,516
7
7,00
5 29
.56
46,
033
100.
00 7
7,00
5 67
0.15
23,
090
77,
091
Jan-
13 1
,339
1
72,0
52
48,
786
28.3
6 2
83,6
98
87,
391
30.8
0 4
8,78
6 10
0.00
87,
391
520.
11 2
6,14
8 8
7,44
7
Feb-
13 1
,139
1
32,7
17
38,
778
29.2
2 2
20,1
63
71,
022
32.2
6 3
8,77
8 10
0.00
71,
022
580.
15 2
4,57
7 7
1,11
8
Mar
-13
1,1
49
135
,933
3
9,89
9 29
.35
220
,227
6
7,48
7 30
.64
39,
899
100.
00 6
7,48
7 64
0.16
23,
573
67,
550
2012
-13
13,
574
1,64
4,25
9 4
59,3
49
27.9
42,
700,
656
796
,784
29
.50
459
,349
10
0.00
796
,784
66
10.
14 2
51,0
34
797
,504
Cont
d...
Wholesale Debt Market Segment 5
52
5
Cont
d...
Wholesale Debt Market SegmentTa
ble
5-1:
Bus
ines
s G
row
th o
f W
DM
Seg
men
t
Mon
th/Y
ear
All
Trad
esRe
tail
Trad
e
No.
of
acti
ve
secu
riti
es
Num
ber
of
Tr
ades
Trad
ing
Volu
me
Aver
age
Dai
ly T
radi
ng
Volu
me
Ave
rage
Tr
ade
Size
Num
ber
of T
rade
sTr
adin
g Vo
lum
eSh
are
in T
otal
Tr
adin
g Vo
lum
e
(`
cr.)
(U
S $
mn)
(`
cr.)
(U
S $
mn)
(`
cr.)
(`
cr.)
(US
$ m
n)(%
)
1994
- 95
(Ju
n-M
ar)
183
1
,021
6
,781
2
,157
3
0 1
0 6
.64
168
31
.00
9.86
0.45
1995
-96
304
2
,991
1
1,86
8 3
,455
4
1 1
2 3
.97
1,1
15
207.
0060
.26
1.74
1996
-97
524
7
,804
4
2,27
8 1
1,78
3 1
45
40
5.4
2 1
,061
20
1.00
56.0
20.
47
1997
-98
719
1
6,82
1 1
11,2
63
28,
146
385
9
7 6
.61
1,3
90
289.
0073
.02
0.26
1998
-99
1,0
71
16,
092
105
,469
2
4,85
7 3
65
86
6.5
5 1
,522
30
8.00
72.5
40.
29
1999
-00
1,0
57
46,
987
304
,216
6
9,74
2 1
,035
2
37
6.4
7 9
36
218.
0049
.92
0.07
2000
-01
1,0
38
64,
470
428
,582
9
1,89
1 1
,483
3
18
6.6
5 4
98
131.
0028
.09
0.03
2001
-02
979
1
44,8
51
947
,190
1
94,0
96
3,2
77
672
6
.54
378
11
0.00
22.5
40.
01
2002
-03
1,1
23
167
,778
1,
068,
701
224
,990
3
,598
7
58
6.3
7 1
,252
30
0.00
63.1
60.
03
2003
-04
1,0
78
189
,518
1,
316,
096
303
,318
4
,477
1
,032
6
.94
1,4
00
332.
0069
.83
0.03
2004
-05
1,1
51
124
,308
8
87,2
94
202
,810
3
,028
6
92
7.1
4 1
,278
41
0.00
93.7
40.
05
2005
-06
897
6
1,89
1 4
75,5
23
106
,596
1
,755
3
93
7.6
8 8
92
310
.00
69.
49
0.0
7
2006
-07
762
1
9,57
5 2
19,1
06
50,
265
898
2
06
11.
19
399
1
02.0
0 2
3.29
0
.05
2007
-08
601
1
6,17
9 2
82,3
17
70,
632
1,1
38
285
1
7.45
2
11
49.0
0 1
2.26
0
.02
2008
-09
711
1
6,12
9 3
35,9
52
65,
937
1,4
12
277
2
0.83
2
57
64.0
012
.56
0.02
Apr-
09 3
13
2,4
08
45,
653
10,
114
2,8
53
632
1
8.96
1
4 5.
401.
200.
01
May
-09
270
2
,089
4
0,26
6 8
,920
2
,013
4
46
19.
28
8
3.60
0.80
0.01
Jun-
09 2
43
1,9
48
44,
568
9,8
73
2,0
26
449
2
2.88
2
6 7.
501.
660.
02
Jul-
09 2
72
2,5
82
51,
222
11,
347
2,2
27
493
1
9.84
8
0 18
.38
4.07
0.04
Aug-
09 2
74
1,5
83
38,
232
8,4
70
1,9
12
423
2
4.15
8
6 22
.96
5.09
0.06
Sep-
09 2
75
2,3
01
58,
674
12,
998
3,0
88
684
2
5.50
2
66
49.1
210
.88
0.08
Oct
-09
266
1
,875
4
3,73
1 9
,688
2
,302
5
10
23.
32
284
45
.02
9.97
0.10
53
Cont
d... Mon
th/Y
ear
All
Trad
esRe
tail
Trad
e
No.
of
acti
ve
secu
riti
es
Num
ber
of
Tr
ades
Trad
ing
Volu
me
Aver
age
Dai
ly T
radi
ng
Volu
me
Ave
rage
Tr
ade
Size
Num
ber
of T
rade
sTr
adin
g Vo
lum
eSh
are
in T
otal
Tr
adin
g Vo
lum
e
(`
cr.)
(U
S $
mn)
(`
cr.)
(U
S $
mn)
(`
cr.)
(`
cr.)
(US
$ m
n)(%
)
Nov
-09
279
2
,564
6
4,99
9 1
4,39
9 3
,250
7
20
25.
35
253
46
.42
10.2
80.
07
Dec
-09
201
1
,735
3
7,56
7 8
,322
1
,789
3
96
21.
65
382
59
.48
13.1
80.
16
Jan-
10 2
65
1,9
57
57,
036
12,
635
2,8
52
632
2
9.14
4
33
81.5
418
.06
0.14
Feb-
10 2
60
1,4
55
34,
800
7,7
09
1,8
32
406
2
3.92
1
95
39.2
88.
700.
11
Mar
-10
320
1
,572
4
7,06
8 1
0,42
7 2
,353
5
21
29.
94
208
54
.13
11.9
90.
11
2009
-10
1,1
44
24,
069
563
,816
1
24,9
04
2,3
59
523
2
3.42
2
,235
43
3.00
95.9
20.
08
Apr-
10 3
26
1,9
11
61,
824
13,
846
3,2
54
729
3
2.35
5
0 10
.10
2.26
0.02
May
-10
324
2
,555
7
3,25
1 1
6,40
6 3
,663
8
20
28.
67
43
9.75
2.18
0.01
Jun-
10 2
97
2,0
27
50,
143
11,
230
2,2
79
510
2
4.74
1
20
24.2
95.
440.
05
Jul-
10 2
39
1,6
18
47,
135
10,
556
2,1
42
480
2
9.13
7
3 14
.38
3.22
0.03
Aug-
10 2
59
1,9
45
45,
108
10,
103
2,1
48
481
2
3.19
2
37
44.8
110
.04
0.10
Sep-
10 2
78
2,0
94
45,
186
10,
120
2,2
59
506
2
1.58
3
10
59.5
513
.34
0.13
Oct
-10
248
1
,510
4
5,91
3 1
0,28
3 2
,186
4
90
30.
41
123
31
.29
7.01
0.07
Nov
-10
225
1
,191
3
2,44
4 7
,266
1
,622
3
63
27.
24
59
15.3
63.
440.
05
Dec
-10
245
1
,561
3
3,96
2 7
,606
1
,544
3
46
21.
76
355
87
.88
19.6
80.
26
Jan-
11 2
37
1,2
13
45,
220
10,
128
2,2
61
506
3
7.28
8
1.
550.
350.
00
Feb-
11 2
24
1,1
95
34,
897
7,8
16
1,8
37
411
2
9.20
1
3 3.
060.
690.
01
Mar
-11
265
1
,563
4
4,36
3 9
,936
2
,017
4
52
28.
38
6
3.22
0.72
0.01
2010
-11
1,1
11
20,
383
559
,447
1
25,2
96
2,2
56
505
2
7.45
1
,397
30
5.24
68.3
60.
05
Apr-
11 2
24
1,1
94
39,
752
7,7
71
2,4
84
486
3
3.29
9
5 17
.82
3.48
0.04
May
-11
193
1
,136
3
6,35
0 7
,106
1
,731
3
38
32.
00
93
23.4
54.
580.
06
Jun-
11 2
43
1,7
91
50,
823
9,9
35
2,3
10
452
2
8.38
1
91
40.1
67.
850.
08
Jul-
11 2
80
2,0
12
46,
973
9,1
82
2,2
37
437
2
3.35
1
45
46.6
89.
120.
10
Cont
d...
54
Mon
th/Y
ear
All
Trad
esRe
tail
Trad
e
No.
of
acti
ve
secu
riti
es
Num
ber
of
Tr
ades
Trad
ing
Volu
me
Aver
age
Dai
ly T
radi
ng
Volu
me
Ave
rage
Tr
ade
Size
Num
ber
of T
rade
sTr
adin
g Vo
lum
eSh
are
in T
otal
Tr
adin
g Vo
lum
e
(`
cr.)
(U
S $
mn)
(`
cr.)
(U
S $
mn)
(`
cr.)
(`
cr.)
(US
$ m
n)(%
)
Aug-
11 2
58
2,4
11
54,
826
10,
717
2,7
41
536
2
2.74
4
0 12
.91
2.52
0.02
Sep-
11 2
56
2,1
22
50,
314
9,8
35
2,5
16
492
2
3.71
1
04
21.0
34.
110.
04
Oct
-11
235
1
,643
3
6,28
2 7
,092
2
,016
3
94
22.
08
324
66
.49
13.0
00.
18
Nov
-11
270
1
,567
4
3,84
7 8
,571
2
,192
4
29
27.
98
32
7.83
1.53
0.02
Dec
-11
330
2
,971
8
9,33
7 1
7,46
3 4
,254
8
32
30.
07
146
24
.39
4.77
0.03
Jan-
12 2
98
2,9
99
75,
125
14,
685
3,5
77
699
2
5.05
2
9 9.
941.
940.
01
Feb-
12 2
95
1,9
79
55,
793
10,
906
2,9
36
574
2
8.19
3
7 8.
321.
630.
01
Mar
-12
299
1
,622
5
3,75
7 1
0,50
8 2
,688
52
5 3
3.14
4
5 13
.71
2.68
0.03
2011
-12
1,1
40
23,
447
633
,179
1
23,7
73
2,6
49
518
2
7.00
1
,281
29
2.73
57.
22
0.05
Apr-
12 2
59
1,7
00
47,
743
8,7
78
2,6
52
488
2
8.08
1
1 3.
700.
680.
01
May
-12
288
2
,078
5
0,94
1 9
,366
2
,315
4
26
24.
51
90
17.3
33.
190.
03
Jun-
12 3
41
2,5
76
72,
348
13,
302
3,4
45
633
2
8.09
7
3 14
.16
2.60
0.02
Jul-
12 3
26
2,4
16
66,
187
12,
169
3,0
09
553
2
7.40
6
9 11
.15
2.05
0.02
Aug-
12 3
43
1,9
30
48,
626
8,9
40
2,3
16
426
2
5.19
1
98
37.2
16.
840.
08
Sep-
12 3
58
2,6
48
71,
327
13,
114
3,7
54
690
2
6.94
1
84
32.4
65.
970.
05
Oct
-12
396
2
,376
6
6,98
6 1
2,31
6 3
,349
6
16
28.
19
70
13.6
82.
520.
02
Nov
-12
341
1
,721
5
1,36
1 9
,443
2
,703
4
97
29.
84
90
17.7
63.
270.
03
Dec
-12
402
2
,208
7
1,98
0 1
3,23
4 3
,599
6
62
32.
60
94
14.1
12.
590.
02
Jan-
13 4
90
3,5
84
103
,426
1
9,01
6 4
,701
8
64
28.
86
106
18
.55
3.41
0.02
Feb-
13 3
16
1,8
19
65,
154
11,
979
3,4
29
630
3
5.82
1
01
18.6
13.
420.
03
Mar
-13
443
1
,918
7
6,13
6 1
3,99
8 4
,007
7
37
39.
70
17
3.54
0.65
0.00
2012
-13
1,4
21
26,
974
792
,214
1
45,6
56
3,2
60
599
2
9.37
1
,103
20
2.26
37.1
90.
03
Cont
d...
55
Tabl
e 5-
2: S
ecur
ity-
wis
e D
istr
ibut
ion
of W
DM
Tra
des
Mon
th &
Yea
rTu
rnov
er (
In `
Cr.
)Tu
rnov
er (
In %
)
Gov
ernm
ent
Secu
riti
esT-
Bills
PSU
/In
st.
Bond
s*O
ther
sTo
tal
Turn
over
Gov
ern-
men
tSe
curi
ties
T-Bi
llsPS
U/I
nst.
Bo
nds
Oth
ers
1994
-95
(Jun
e-M
arch
) 3
,026
2
,634
8
24
297
6
,781
4
4.63
3
8.84
1
2.15
4
.38
1995
-96
7,7
29
2,2
60
1,1
49
729
1
1,86
8 6
5.13
1
9.04
9
.69
6.1
4
1996
-97
27,
352
10,
957
2,7
69
1,1
99
42,
278
64.
70
25.
92
6.5
5 2
.84
1997
-98
84,
716
18,
870
4,0
50
3,6
27
111
,263
7
6.14
1
6.96
3
.64
3.2
6
1998
-99
84,
576
10,
705
5,0
41
5,1
47
105
,469
8
0.19
1
0.15
4
.78
4.8
8
1999
-00
282
,891
1
1,01
3 4
,867
5
,445
3
04,2
16
92.
99
3.6
2 1
.60
1.7
9
2000
-01
390
,952
2
3,14
3 7
,886
6
,600
4
28,5
82
91.
22
5.4
0 1
.84
1.5
4
2001
-02
902
,105
2
5,57
4 1
0,98
7 8
,619
9
47,1
91
95.
24
2.7
0 1
.16
0.9
1
2003
-03
1,0
00,5
18
32,
275
19,
985
15,
924
1,0
68,7
01
93.
62
3.0
2 1
.87
1.4
9
2003
-04
1,2
18,7
05
55,
671
27,
112
14,
609
1,3
16,0
96
92.
60
4.2
3 2
.06
1.1
1
2004
-05
724
,830
1
24,8
42
17,
835
19,
787
887
,294
8
1.69
1
4.07
2
.01
2.2
3
2005
-06
345
,563
1
05,2
33
12,
173
12,
554
475
,523
7
2.67
2
2.13
2
.56
2.6
4
2006
-07
153
,370
5
1,95
4 4
,418
9
,365
2
19,1
06
70.
00
23.
71
2.0
2 4
.27
2007
-08
194
,347
6
6,06
2 9
,232
1
2,67
6 2
82,3
17
68.
84
23.
40
3.2
7 4
.49
2008
-09
234
,288
5
6,82
4 3
0,00
8 1
4,83
1 3
35,9
52
69.7
416
.91
8.93
4.41
Apr-
09 2
5,18
4 6
,971
9
,215
4
,284
4
5,65
3 5
5.16
1
5.27
2
0.18
9
.38
May
-09
24,
786
6,1
61
6,3
09
3,0
10
40,
266
61.
56
15.
30
15.
67
7.4
7
Jun-
09 2
8,97
9 7
,848
5
,282
2
,459
4
4,56
8 6
5.02
1
7.61
1
1.85
5
.52
Jul-
09 3
3,60
9 5
,824
7
,798
3
,992
5
1,22
2 6
5.61
1
1.37
1
5.22
7
.79
Aug-
09 2
0,08
6 5
,979
7
,502
4
,665
3
8,23
2 5
2.54
1
5.64
1
9.62
1
2.20
Sep-
09 3
8,35
1 8
,094
7
,857
4
,372
5
8,67
4 6
5.36
1
3.79
1
3.39
7
.45
Oct
-09
23,
816
8,6
56
6,2
24
5,0
36
43,
731
54.
46
19.
79
14.
23
11.
52
Nov
-09
42,
052
7,4
72
7,9
40
7,5
34
64,
999
64.
70
11.
50
12.
22
11.
59
Cont
d...
56
Cont
d...
Mon
th &
Yea
rTu
rnov
er (
In `
Cr.
)Tu
rnov
er (
In %
)
Gov
ernm
ent
Secu
riti
esT-
Bills
PSU
/In
st.
Bond
s*O
ther
sTo
tal
Turn
over
Gov
ern-
men
tSe
curi
ties
T-Bi
llsPS
U/I
nst.
Bo
nds
Oth
ers
Dec
-09
24,
434
6,3
24
4,5
58
2,2
51
37,
567
65.
04
16.
83
12.
13
5.9
9
Jan-
10 3
1,36
8 1
0,50
4 7
,001
8
,163
5
7,03
6 5
5.00
1
8.42
1
2.27
1
4.31
Feb-
10 1
8,06
3 6
,990
6
,322
3
,425
3
4,80
0 5
1.90
2
0.09
1
8.17
9
.84
Mar
-10
17,
110
12,
137
10,
825
6,9
95
47,
068
36.
35
25.
79
23.
00
14.
86
2009
-10
327
,837
9
2,96
1 8
6,83
3 5
6,18
5 5
63,8
16
58.
15
16.
49
15.
40
9.9
7
Apr-
10 3
0,53
1 1
1,63
7 1
3,51
6 6
,140
6
1,82
4 4
9.38
1
8.82
2
1.86
9
.93
May
-10
41,
257
9,6
14
16,
383
5,9
98
73,
251
56.
32
13.
12
22.
37
8.1
9
Jun-
10 2
9,72
7 7
,121
9
,081
4
,214
5
0,14
3 5
9.29
1
4.20
1
8.11
8
.40
Jul-
10 2
5,44
1 9
,587
9
,817
2
,290
4
7,13
5 5
3.97
2
0.34
2
0.83
4
.86
Aug-
10 2
5,22
7 7
,395
8
,363
4
,123
4
5,10
8 5
5.93
1
6.39
1
8.54
9
.14
Sep-
10 2
6,62
8 5
,594
9
,368
3
,596
4
5,18
6 5
8.93
1
2.38
2
0.73
7
.96
Oct
-10
27,
475
6,9
42
7,3
14
4,1
81
45,
913
59.
84
15.
12
15.
93
9.1
1
Nov
-10
15,
081
7,5
78
7,3
30
2,4
56
32,
444
46.
48
23.
36
22.
59
7.5
7
Dec
-10
19,
285
6,2
26
6,0
90
2,3
60
33,
962
56.
79
18.
33
17.
93
6.9
5
Jan-
11 2
5,20
9 1
0,23
0 6
,458
3
,323
4
5,22
0 5
5.75
2
2.62
1
4.28
7
.35
Feb-
11 1
5,67
1 8
,529
7
,961
2
,735
3
4,89
7 4
4.91
2
4.44
2
2.81
7
.84
Mar
-11
23,
302
8,2
60
7,9
04
4,8
97
44,
363
52.
53
18.
62
17.
82
11.
04
2010
-11
304
,836
9
8,71
3 1
09,5
86
46,
312
559
,447
5
4.49
1
7.64
1
9.59
8
.28
Apr-
11 1
8,25
1 9
,615
7
,808
4
,078
3
9,75
2 4
5.91
2
4.19
1
9.64
1
0.26
May
-11
16,
620
11,
525
5,3
51
2,8
54
36,
350
45.
72
31.
71
14.
72
7.8
5
Jun-
11 2
3,58
3 1
1,28
1 1
0,53
1 5
,428
5
0,82
3 4
6.40
2
2.20
2
0.72
1
0.68
Jul-
11 1
8,52
2 1
2,59
9 1
0,03
1 5
,821
4
6,97
3 3
9.43
2
6.82
2
1.36
1
2.39
Aug-
11 3
6,17
6 4
,992
1
0,01
6 3
,642
5
4,82
6 6
5.98
9
.11
18.
27
6.6
4
Cont
d...
57
Mon
th &
Yea
rTu
rnov
er (
In `
Cr.
)Tu
rnov
er (
In %
)
Gov
ernm
ent
Secu
riti
esT-
Bills
PSU
/In
st.
Bond
s*O
ther
sTo
tal
Turn
over
Gov
ern-
men
tSe
curi
ties
T-Bi
llsPS
U/I
nst.
Bo
nds
Oth
ers
Sep-
11 3
1,62
8 8
,144
8
,099
2
,444
5
0,31
4 6
2.86
1
6.19
1
6.10
4
.86
Oct
-11
17,
856
5,7
27
10,
009
2,6
90
36,
282
49.
21
15.
79
27.
59
7.4
1
Nov
-11
18,
170
11,
125
11,
523
3,0
29
43,
847
41.
44
25.
37
26.
28
6.9
1
Dec
-11
45,
574
26,
397
12,
959
4,4
07
89,
337
51.
01
29.
55
14.
51
4.9
3
Jan-
12 4
7,26
2 1
3,73
4 1
0,31
9 3
,810
7
5,12
5 6
2.91
1
8.28
1
3.74
5
.07
Feb-
12 2
8,64
8 8
,563
1
2,84
5 5
,738
5
5,79
3 5
1.35
1
5.35
2
3.02
1
0.28
Mar
-12
22,
578
15,
816
10,
412
4,9
50
53,
757
42.
00
29.
42
19.
37
9.2
1
2011
-12
324
,867
1
39,5
19
119
,903
4
8,89
0 6
33,1
79
51.
31
22.
03
18.
94
7.7
2
Apr-
12 2
1,34
3 1
7,24
5 5
,379
3
,777
4
7,74
3 4
4.70
3
6.12
1
1.27
7
.91
May
-12
26,
109
13,
748
7,5
50
3,5
33
50,
941
51.
25
26.
99
14.
82
6.9
4
Jun-
12 3
9,92
7 1
7,38
0 1
0,34
0 4
,702
7
2,34
8 5
5.19
2
4.02
1
4.29
6
.50
Jul-
12 3
4,65
4 1
5,94
6 1
0,64
6 4
,940
6
6,18
7 5
2.36
2
4.09
1
6.09
7
.46
Aug-
12 1
8,68
9 1
4,83
1 1
0,79
3 4
,312
4
8,62
6 3
8.43
3
0.50
2
2.20
8
.87
Sep-
12 3
5,53
2 1
5,48
4 1
4,44
8 5
,863
7
1,32
7 4
9.82
2
1.71
2
0.26
8
.22
Oct
-12
35,
603
9,8
40
13,
979
7,5
63
66,
986
53.
15
14.
69
20.
87
11.
29
Nov
-12
21,
416
15,
148
9,9
74
4,8
23
51,
361
41.
70
29.
49
19.
42
9.3
9
Dec
-12
40,
252
16,
414
9,5
41
5,7
75
71,
980
55.
92
22.
80
13.
25
8.0
2
Jan-
13 6
1,82
0 1
5,75
7 1
5,33
0 1
0,51
8 1
03,4
26
59.
77
15.
24
14.
82
10.
17
Feb-
13 4
0,35
5 1
0,10
3 9
,759
4
,937
6
5,15
4 6
1.94
1
5.51
1
4.98
7
.58
Mar
-13
42,
226
18,
007
10,
131
5,7
73
76,
136
55.
46
23.
65
13.
31
7.5
8
2012
-13
417
,927
1
79,9
02
127
,870
6
6,51
5 7
92,2
14
52.
75
22.
71
16.
14
8.4
0 N
OTE
:
*(PS
U+I
nt.
Bond
s)
Cont
d...
58
Tabl
e 5-
3: P
arti
cipa
nt w
ise
Dis
trib
utio
n of
WD
M T
urno
ver
Mon
th/Y
ear
Turn
over
(In
`Cr
.) T
urno
ver
(In
%)
Trad
ing
Mem
bers
FIs/
MFs
/ Co
rpo-
rate
s
Prim
ary
Dea
lers
Indi
an
Bank
sFo
reig
n Ba
nks
Tota
l Tu
rnov
erTr
adin
g M
embe
rsFI
s/M
Fs/
Corp
o-ra
tes
Prim
ary
Dea
lers
Indi
an
Bank
sFo
reig
n Ba
nks
1994
-95
(Jun
-Mar
) 3
,921
4
36
1
960
1
,463
6
,781
57
.82
6.43
0.02
14.1
621
.57
1995
-96
2,7
87
902
1
38
3,5
69
4,4
73
11,
868
23.4
87.
601.
1630
.07
37.6
9
1996
-97
9,7
03
1,6
11
2,5
79
12,
688
15,
698
42,
278
22.9
53.
816.
1030
.01
37.1
3
1997
-98
21,
975
4,7
84
13,
418
45,
885
25,
201
111
,263
19
.75
4.30
12.0
641
.24
22.6
5
1998
-99
16,
327
5,2
00
15,
441
44,
424
24,
079
105
,469
15
.48
4.93
14.6
442
.12
22.8
3
1999
-00
56,
675
12,
716
59,
079
129
,961
4
5,78
5 3
04,2
16
18.6
34.
1819
.42
42.7
215
.05
2000
-01
99,
602
17,
915
94,
888
143
,746
7
2,43
0 4
28,5
82
23.2
44.
1822
.14
33.5
416
.90
2001
-02
222
,779
3
9,40
3 2
13,1
18
346
,672
1
25,2
19
947
,191
23
.52
4.16
22.5
036
.60
13.2
2
2002
-03
265
,145
4
0,29
0 2
35,4
35
414
,336
1
13,4
96
1,06
8,70
1 24
.81
3.77
22.0
338
.77
10.6
2
2003
-04
458
,001
6
0,01
4 2
24,1
31
478
,533
9
5,41
7 1,
316,
096
34.8
04.
5617
.03
36.3
67.
25
2004
-05
301
,325
4
5,60
7 1
64,1
49
265
,212
1
11,0
00
887
,294
33
.96
5.14
18.5
029
.89
12.5
1
2005
-06
152
,215
1
8,64
1 1
04,0
92
133
,479
6
7,09
6 4
75,5
23
32.0
13.
9221
.89
28.0
714
.11
2006
-07
67,
660
5,9
16
43,
427
57,
033
45,
070
219
,106
30
.88
2.70
19.8
226
.03
20.5
7
2007
-08
107
,704
6
,606
2
4,39
2 6
7,13
5 7
6,48
0 2
82,3
17
38.1
52.
348.
6423
.78
27.0
9
2008
-09
150
,014
1
1,40
8 2
2,10
6 6
0,85
1 9
1,57
3 3
35,9
52
44.6
53.
406.
5818
.11
27.2
6
Apr-
09 2
3,37
0 1
,360
2
,776
7
,784
1
0,36
3 4
5,65
3 51
.19
2.98
6.08
17.0
522
.7
May
-09
19,
102
1,2
56
1,9
21
7,6
55
10,
332
40,
266
47.4
43.
124.
7719
.01
25.6
6
Jun-
09 1
9,90
4 1
,319
2
,362
8
,290
1
2,69
3 4
4,56
8 44
.66
2.96
5.30
18.6
028
.48
Jul-
09 2
1,85
6 1
,286
2
,797
1
2,73
4 1
2,54
9 5
1,22
2 42
.67
2.51
5.46
24.8
624
.50
Aug-
09 1
8,44
3 9
56
1,8
70
8,6
06
8,3
58
38,
232
48.2
42.
504.
8922
.51
21.8
6
Sep-
09 2
3,83
9 1
,637
2
,464
1
5,84
8 1
4,88
6 5
8,67
4 40
.63
2.79
4.20
27.0
125
.37
Oct
-09
23,
864
1,0
67
1,7
54
7,0
01
10,
045
43,
731
54.5
72.
444.
0116
.01
22.9
7
Nov
-09
31,
583
1,8
20
3,3
80
13,
578
14,
638
64,
999
48.5
92.
85.
2020
.89
22.5
2
Cont
d...
59
Mon
th/Y
ear
Turn
over
(In
`Cr
.) T
urno
ver
(In
%)
Trad
ing
Mem
bers
FIs/
MFs
/ Co
rpo-
rate
s
Prim
ary
Dea
lers
Indi
an
Bank
sFo
reig
n Ba
nks
Tota
l Tu
rnov
erTr
adin
g M
embe
rsFI
s/M
Fs/
Corp
o-ra
tes
Prim
ary
Dea
lers
Indi
an
Bank
sFo
reig
n Ba
nks
Dec
-09
20,
519
1,3
45
2,0
06
8,4
56
5,2
41
37,
567
54.6
23.
585.
3422
.51
13.9
5
Jan-
10 3
1,60
4 8
10
1,1
01
8,9
32
14,
590
57,
036
55.4
11.
421.
9315
.66
25.5
8
Feb-
10 1
6,88
1 7
97
1,2
15
7,2
70
8,6
37
34,
800
48.5
12.
293.
4920
.89
24.8
2
Mar
-10
26,
626
1,1
16
2,4
52
5,7
33
11,
141
47,
068
56.5
72.
375.
2112
.18
23.6
7
2009
-10
277
,592
1
4,76
9 2
6,09
6 1
11,8
86
133
,472
5
63,8
16
49.2
32.
634.
6319
.84
23.6
7
Apr-
10 3
1,35
1 1
,552
3
,122
1
0,98
0 1
4,81
9 6
1,82
4 50
.71
2.51
5.05
17.7
623
.97
May
-10
34,
186
2,2
63
2,0
73
12,
445
22,
283
73,
251
46.6
73.
092.
8316
.99
30.4
2
Jun-
10 2
3,62
7 1
,820
2
,221
8
,820
1
3,65
4 5
0,14
3 47
.12
3.63
4.43
17.5
927
.23
Jul-
10 2
3,85
5 1
,376
2
,371
8
,362
1
1,17
1 4
7,13
5 50
.61
2.92
5.03
17.7
423
.70
Aug-
10 2
3,04
6 1
,006
2
,747
7
,091
1
1,21
8 4
5,10
8 51
.09
2.23
6.09
15.7
224
.87
Sep-
10 2
2,47
1 1
,387
2
,020
4
,604
1
4,70
4 4
5,18
6 49
.73
3.07
4.47
10.1
932
.54
Oct
-10
26,
850
1,1
48
1,4
88
2,7
69
13,
659
45,
913
58.4
82.
503.
246.
0329
.75
Nov
-10
20,
034
441
1
,431
2
,625
7
,913
3
2,44
4 61
.75
1.36
4.41
8.09
24.3
9
Dec
-10
21,
600
795
1
,386
2
,785
7
,397
3
3,96
2 63
.60
2.34
4.08
8.20
21.7
8
Jan-
11 2
6,34
5 7
55
1,3
43
3,6
36
13,
141
45,
220
58.2
61.
672.
978.
0429
.06
Feb-
11 2
1,08
1 5
41
1,4
34
3,3
82
8,4
59
34,
897
60.4
11.
554.
119.
6924
.24
Mar
-11
24,
919
333
1
,943
5
,741
1
1,42
8 4
4,36
3 56
.17
0.75
4.38
12.9
425
.76
2010
-11
299
,366
1
3,41
7 2
3,57
9 7
3,23
9 1
49,8
46
559
,447
53
.51
2.41
4.21
13.0
926
.78
Apr-
11 2
6,47
1 3
74
1,8
96
3,4
86
7,5
25
39,
752
66.
59
0.9
4 4
.77
8.7
7 1
8.93
May
-11
22,
763
309
1
,810
4
,264
7
,205
3
6,35
0 6
2.62
0
.85
4.9
8 1
1.73
1
9.82
Jun-
11 2
7,49
0 1
,179
2
,927
8
,061
1
1,16
6 5
0,82
3 5
4.09
2
.32
5.7
6 1
5.86
2
1.97
Jul-
11 2
7,47
5 1
,973
2
,269
6
,238
9
,019
4
6,97
3 5
8.49
4
.20
4.8
3 1
3.28
1
9.20
Aug-
11 2
6,84
8 3
,240
3
,575
7
,955
1
3,20
8 5
4,82
6 4
8.97
5
.91
6.5
2 1
4.51
2
4.09
Sep-
11 2
4,53
8 2
,813
2
,169
8
,886
1
1,90
9 5
0,31
4 4
8.77
5
.59
4.3
1 1
7.66
2
3.67
Cont
d...
Cont
d...
60
Cont
d...
Mon
th/Y
ear
Turn
over
(In
`Cr
.) T
urno
ver
(In
%)
Trad
ing
Mem
bers
FIs/
MFs
/ Co
rpo-
rate
s
Prim
ary
Dea
lers
Indi
an
Bank
sFo
reig
n Ba
nks
Tota
l Tu
rnov
erTr
adin
g M
embe
rsFI
s/M
Fs/
Corp
o-ra
tes
Prim
ary
Dea
lers
Indi
an
Bank
sFo
reig
n Ba
nks
Oct
-11
21,
043
1,2
23
1,2
01
4,3
21
8,4
94
36,
282
58.
00
3.3
7 3
.31
11.
91
23.
41
Nov
-11
26,
900
820
1
,272
5
,757
9
,098
4
3,84
7 6
1.35
1
.87
2.9
0 1
3.13
2
0.75
Dec
-11
47,
375
4,1
09
3,9
13
14,
910
19,
029
89,
337
53.
03
4.6
0 4
.38
16.
69
21.
30
Jan-
12 3
6,66
1 4
,605
2
,479
1
2,67
4 1
8,70
6 7
5,12
5 4
8.80
6
.13
3.3
0 1
6.87
2
4.90
Feb-
12 2
7,45
0 4
,274
1
,506
1
1,96
2 1
0,60
1 5
5,79
3 4
9.20
7
.66
2.7
0 2
1.44
1
9.00
Mar
-12
30,
152
3,5
91
1,3
60
8,0
53
10,
601
53,
757
56.
09
6.6
8 2
.53
14.
98
19.
72
2011
-12
345
,167
2
8,50
9 2
6,37
7 9
6,56
6 1
36,5
59
633
,179
5
4.51
4
.51
4.1
7 1
5.25
2
1.57
Apr-
12 2
3,86
2 1
,447
2
,105
9
,062
1
1,26
7 4
7,74
3 49
.98
3.03
4.41
18.9
823
.60
May
-12
26,
413
2,2
46
2,2
77
9,2
92
10,
713
50,
941
51.8
54.
414.
4718
.24
21.0
3
Jun-
12 3
6,99
9 3
,972
3
,306
1
1,56
1 1
6,51
0 7
2,34
8 51
.14
5.49
4.57
15.9
822
.82
Jul-
12 3
6,14
5 2
,694
1
,880
1
0,35
2 1
5,11
7 6
6,18
7 54
.61
4.07
2.84
15.6
422
.84
Aug-
12 2
6,47
7 1
,556
1
,289
6
,161
1
3,14
3 4
8,62
6 54
.45
3.20
2.65
12.6
727
.03
Sep-
12 3
7,12
5 2
,967
2
,168
1
3,24
5 1
5,82
0 7
1,32
7 52
.05
4.16
3.04
18.5
722
.18
Oct
-12
36,
058
3,0
21
2,5
12
8,7
62
16,
633
66,
986
53.8
34.
513.
7513
.08
24.8
3
Nov
-12
26,
405
2,2
91
1,9
62
8,1
51
12,
553
51,
361
51.4
14.
463.
8215
.87
24.4
4
Dec
-12
39,
589
2,9
73
2,8
07
10,
833
15,
778
71,
980
55.0
04.
133.
9015
.05
21.9
2
Jan-
13 5
4,53
6 7
,395
4
,189
1
8,44
1 1
8,86
5 1
03,4
26
52.7
37.
154.
0517
.83
18.2
4
Feb-
13 3
2,05
6 4
,991
1
,759
1
3,96
9 1
2,37
9 6
5,15
4 49
.20
7.66
2.70
21.4
419
.00
Mar
-13
42,
743
2,0
71
2,6
11
13,
727
14,
984
76,
136
56.1
42.
723.
4318
.03
19.6
8
2012
-13
422
,768
3
4,43
8 2
9,30
9 1
30,6
21
175
,078
7
92,2
14
53.
37
4.3
5 3
.70
16.
49
22.
10
61
Table 5-4: Share of Top ‘N’ Securities/Trading Members/Participants in Turnover in WDM Segment.
YearIn Percent
Top 5 Top 10 Top 25 Top 50 Top 100Securities1994-95 42.84 61.05 80.46 89.81 97.161995-96 57.59 69.46 79.60 86.58 93.241996-97 32.93 48.02 65.65 78.32 90.171997-98 30.65 46.92 71.25 85.00 92.151998-99 26.81 41.89 64.30 78.24 86.661999-00 37.11 55.57 82.12 90.73 95.282000-01 42.20 58.30 80.73 89.97 95.132001-02 51.61 68.50 88.73 94.32 97.192002-03 43.10 65.15 86.91 92.74 96.132003-04 37.06 54.43 81.58 90.66 95.142004-05 43.70 57.51 71.72 80.59 89.552005-06 47.42 59.78 72.02 81.04 89.362006-07 40.90 51.29 65.82 77.15 86.912007-08 39.65 53.31 68.35 79.64 89.552008-09 31.31 43.05 60.42 72.45 83.872009-10 24.19 35.14 53.05 65.63 77.892010-11 26.65 38.63 51.69 61.49 74.222011-12 36.35 44.22 52.63 61.54 72.092012-13 34.02 44.36 53.04 62.32 73.29Trading Members1994-95 51.99 73.05 95.37 100.00 -1995-96 44.36 68.58 96.10 100.00 -1996-97 30.02 51.27 91.57 99.96 100.001997-98 27.17 47.85 83.38 99.82 100.001998-99 29.87 50.45 86.55 99.98 100.001999-00 32.38 53.41 84.46 100.00 -2000-01 35.17 54.25 86.82 100.00 -2001-02 35.18 58.68 88.36 100.00 -2002-03 31.77 53.71 85.49 100.00 -2003-04 30.72 53.01 86.71 100.00 -2004-05 35.75 56.84 86.74 100.00 -2005-06 39.68 60.63 89.38 100.00 -2006-07 57.75 78.01 96.43 100.00 -2007-08 65.32 80.24 97.60 100.00 -2008-09 69.92 82.89 98.38 100.00 -2009-10 73.72 85.28 97.98 100.00 -2010-11 73.58 86.08 98.72 100.00 -2011-12 77.50 89.14 99.41 100.00 -2012-13 81.83 91.18 99.46 100.00Participants1994-95 18.37 27.38 38.40 42.20 -1995-96 29.66 47.15 70.49 76.32 76.581996-97 25.27 44.92 67.00 76.33 77.101997-98 23.60 38.96 65.59 77.96 80.221998-99 22.47 37.39 62.79 79.27 84.511999-00 15.54 27.87 52.51 74.76 81.322000-01 17.51 28.85 50.64 69.72 76.782001-02 17.49 29.25 50.19 69.16 76.492002-03 17.27 28.29 49.22 68.14 75.202003-04 16.66 25.96 44.25 59.87 65.172004-05 16.82 28.64 47.24 61.71 66.002005-06 17.50 30.53 53.61 65.84 67.972006-07 25.85 40.65 59.99 68.17 69.092007-08 28.36 40.64 55.58 61.77 61.842008-09 24.08 38.24 51.19 55.34 55.382009-10 23.40 36.87 47.64 50.77 -2010-11 23.52 35.89 44.63 46.51 -2011-12 20.60 33.77 44.64 45.50 - 2012-13 21.73 34.52 45.64 46.65 -
62
Tabl
e 5-
5: M
arke
t Ca
pita
lisa
tion
of
WD
M S
ecur
itie
s
Mon
th/
Year
Gov
t.
Secu
riti
esPS
U b
onds
Stat
e lo
ans
T-bi
llsO
ther
sTo
tal
Tota
lG
ovt.
Se
curi
ties
PSU
bon
dsSt
ate
loan
sT-
bills
Oth
ers
(` c
r)(U
S $
bn)
(in
perc
ent)
Jun-
94 6
0,71
9 2
0,43
9 1
,833
1
8,47
6 2
0,05
2 12
1,51
8 3
8.66
49
.97
16.8
21.
5115
.20
16.5
0
Mar
-95
86,
175
25,
675
5,8
67
17,
129
23,
334
158,
181
50.
33
54.4
816
.23
3.71
10.8
314
.75
Mar
-96
125
,492
3
0,07
4 1
3,85
0 8
,452
2
9,91
5 20
7,78
3 6
0.49
60
.40
14.4
76.
674.
0714
.40
Mar
-97
169
,830
3
6,21
1 1
8,89
1 1
3,46
0 5
4,38
0 29
2,77
2 8
1.60
58
.01
12.3
76.
454.
6018
.57
Mar
-98
196
,290
3
5,32
3 2
3,98
9 1
7,49
7 7
0,09
1 34
3,19
1 8
6.82
57
.20
10.2
96.
995.
1020
.42
Mar
-99
260
,002
3
4,99
4 3
0,51
6 1
1,29
2 7
4,66
6 41
1,47
0 9
6.98
63
.19
8.50
7.42
2.74
18.1
5
Mar
-00
319
,865
3
9,35
7 3
9,47
7 1
5,34
5 7
9,98
9 49
4,03
3 1
13.2
6 64
.75
7.97
7.99
3.11
16.1
9
Mar
-01
397
,228
3
6,36
5 4
4,62
4 1
7,72
5 8
4,89
4 58
0,83
6 1
24.5
4 68
.39
6.26
7.68
3.05
14.6
2
Mar
-02
542
,601
3
9,94
4 6
1,38
5 2
3,84
9 8
9,01
6 75
6,79
4 1
55.7
2 71
.70
5.28
8.11
3.15
11.7
6
Mar
-03
658
,002
3
8,38
3 7
2,09
4 3
4,91
9 6
1,08
4 86
4,48
1 1
82.0
0 76
.12
4.44
8.34
4.04
7.06
Mar
-04
959
,302
5
6,83
2 7
9,34
0 3
2,69
2 8
7,69
8 1,
215,
864
280
.22
78.9
04.
676.
532.
697.
21
Mar
-05
1,0
06,1
07
68,
398
223
,208
7
3,50
2 9
0,51
9 1,
461,
734
334
.11
68.8
34.
6815
.27
5.03
6.19
Mar
-06
1,0
59,7
89
88,
716
241
,927
7
0,18
6 1
06,9
56
1,56
7,57
4 3
51.4
0 67
.61
5.66
15.4
34.
486.
82
Mar
-07
1,1
82,2
78
89,
628
249
,847
1
15,1
83
147
,865
1,
784,
801
409
.45
66.2
45.
0214
.00
6.45
8.28
Mar
-08
1,3
92,2
19
96,
268
315
,661
1
11,5
62
207
,636
2,
123,
346
531
.23
65.5
74.
5314
.87
5.25
9.77
Mar
-09
1,8
49,9
71
129
,499
4
22,3
62
147
,617
2
98,8
67
2,84
8,31
5 5
59.0
4 64
.95
4.55
14.8
35.
1810
.49
Apr-
09 1
,959
,534
1
31,9
93
423
,688
1
61,5
91
311
,526
2
,988
,332
6
62.0
1 6
5.57
4
.42
14.
18
5.4
1 1
0.42
May
-09
1,9
83,7
40
135
,139
4
31,3
71
146
,531
3
11,6
26
3,0
08,4
07
666
.46
65.
94
4.4
9 1
4.34
4
.87
10.
36
Jun-
09 2
,034
,163
1
36,5
87
436
,946
1
45,3
91
322
,819
3
,075
,905
6
81.4
1 6
6.13
4
.44
14.
21
4.7
3 1
0.50
Jul-
09 2
,065
,255
1
38,7
18
446
,610
1
39,8
16
327
,377
3
,117
,776
6
90.6
9 6
6.24
4
.45
14.
32
4.4
8 1
0.50
Aug-
09 1
,898
,003
1
44,5
72
457
,731
1
37,4
92
332
,661
2
,970
,459
6
58.0
5 6
3.90
4
.87
15.
41
4.6
3 1
1.20
Cont
d...
63
Cont
d...
Mon
th/
Year
Gov
t.
Secu
riti
esPS
U b
onds
Stat
e lo
ans
T-bi
llsO
ther
sTo
tal
Tota
lG
ovt.
Se
curi
ties
PSU
bon
dsSt
ate
loan
sT-
bills
Oth
ers
(` c
r)(U
S $
bn)
(in
perc
ent)
Sep-
09 1
,932
,681
1
45,6
24
472
,392
1
37,5
80
336
,139
3
,024
,417
6
70.0
1 6
3.90
4
.81
15.
62
4.5
5 1
1.11
Oct
-09
1,9
61,3
49
151
,364
4
86,3
63
133
,615
3
40,0
42
3,0
72,7
33
680
.71
63.
83
4.9
3 1
5.83
4
.35
11.
07
Nov
-09
1,9
70,0
02
153
,577
4
97,6
52
132
,538
3
45,4
44
3,0
99,2
14
686
.58
63.
56
4.9
6 1
6.06
4
.28
11.
15
Dec
-09
1,9
79,3
39
155
,927
5
09,7
22
134
,388
3
50,3
72
3,1
29,7
47
693
.34
63.
24
4.9
8 1
6.29
4
.29
11.
19
Jan-
10 1
,966
,140
1
61,8
56
516
,934
1
33,2
24
360
,024
3
,138
,177
6
95.2
1 6
2.65
5
.16
16.
47
4.2
5 1
1.47
Feb-
10 1
,956
,862
1
63,5
90
530
,091
1
33,1
86
369
,630
3
,153
,360
6
98.5
7 6
2.06
5
.19
16.
81
4.2
2 1
1.72
Mar
-10
1,9
50,4
36
162
,979
5
36,9
96
135
,696
3
79,8
23
3,16
5,92
9 7
01.3
6 6
1.61
5
.15
16.
96
4.2
9 1
2.00
Apr-
10 1
,995
,829
1
67,3
02
541
,019
1
34,4
79
384
,368
3
,222
,997
7
21.8
4 6
1.92
5
.19
16.
79
4.1
7 1
1.93
May
-10
2,0
11,4
04
172
,417
5
49,1
13
154
,587
3
97,6
13
3,2
85,1
34
735
.75
61.
23
5.2
5 1
6.72
4
.71
12.
10
Jun-
10 2
,019
,550
1
78,3
33
554
,731
1
29,6
65
402
,536
3
,284
,814
7
35.6
8 6
1.48
5
.43
16.
89
3.9
5 1
2.25
Jul-
10 2
,004
,452
1
82,9
05
559
,810
1
14,8
50
414
,717
3
,276
,734
7
33.8
7 6
1.17
5
.58
17.
08
3.5
1 1
2.66
Aug-
10 2
,059
,461
1
82,6
24
565
,817
1
20,4
85
421
,803
3
,350
,190
7
50.3
2 6
1.47
5
.45
16.
89
3.6
0 1
2.59
Sep-
10 2
,092
,803
1
82,5
57
572
,476
1
16,6
96
425
,451
3
,389
,983
7
59.2
3 6
1.73
5
.39
16.
89
3.4
4 1
2.55
Oct
-10
2,1
26,7
29
182
,111
5
82,9
49
126
,166
4
33,0
49
3,4
51,0
03
772
.90
61.
63
5.2
8 1
6.89
3
.66
12.
55
Nov
-10
2,1
59,0
33
187
,364
5
90,0
58
115
,442
4
34,3
52
3,4
86,2
49
780
.79
61.
93
5.3
7 1
6.93
3
.31
12.
46
Dec
-10
2,1
86,9
89
190
,178
5
95,8
65
123
,772
4
37,9
58
3,5
34,7
61
791
.66
61.
87
5.3
8 1
6.86
3
.50
12.
39
Jan-
11 2
,180
,224
1
91,8
78
602
,331
1
24,5
73
444
,586
3
,543
,592
7
93.6
4 6
1.53
5
.41
17.
00
3.5
2 1
2.55
Feb-
11 2
,183
,077
1
90,9
84
613
,974
1
25,0
27
450
,664
3
,563
,725
7
98.1
5 6
1.26
5
.36
17.
23
3.5
1 1
2.65
Mar
-11
2,1
85,7
21
190
,922
6
22,0
69
137
,677
4
58,4
88
3,59
4,87
7 8
05.1
2 6
0.80
5
.31
17.
30
3.8
3 1
2.75
Apr-
11 2
,214
,424
1
94,0
64
628
,453
1
59,5
95
461
,501
3
,658
,038
7
15.0
7 6
0.54
5
.31
17.
18
4.3
6 1
2.62
May
-11
2,2
24,5
08
194
,940
6
31,8
95
188
,576
4
66,6
21
3,7
06,5
40
724
.55
60.
02
5.2
6 1
7.05
5
.09
12.
59
Jun-
11 2
,250
,868
2
01,0
24
640
,959
2
09,5
88
469
,598
3
,772
,038
7
37.3
5 5
9.67
5
.33
16.
99
5.5
6 1
2.45
Cont
d...
64
Cont
d...
Mon
th/
Year
Gov
t.
Secu
riti
esPS
U b
onds
Stat
e lo
ans
T-bi
llsO
ther
sTo
tal
Tota
lG
ovt.
Se
curi
ties
PSU
bon
dsSt
ate
loan
sT-
bills
Oth
ers
(` c
r)(U
S $
bn)
(in
perc
ent)
Jul-
11 2
,239
,863
2
06,7
55
651
,495
2
32,7
57
473
,888
3
,804
,757
7
43.7
5 5
8.87
5
.43
17.
12
6.1
2 1
2.46
Aug-
11 2
,297
,639
2
13,9
91
663
,561
2
36,3
68
477
,417
3
,888
,976
7
60.2
1 5
9.08
5
.50
17.
06
6.0
8 1
2.28
Sep-
11 2
,305
,223
2
20,5
83
674
,033
2
15,3
21
480
,439
3
,895
,599
7
61.5
1 5
9.18
5
.66
17.
30
5.5
3 1
2.33
Oct
-11
2,3
25,2
06
222
,909
6
84,5
59
218
,160
4
85,5
01
3,9
36,3
34
769
.47
59.
07
5.6
6 1
7.39
5
.54
12.
33
Nov
-11
2,3
61,7
10
225
,674
6
95,6
30
219
,238
4
93,1
70
3,9
95,4
22
781
.02
59.
11
5.6
5 1
7.41
5
.49
12.
34
Dec
-11
2,3
91,7
94
234
,878
7
08,2
54
206
,858
5
06,3
74
4,0
48,1
59
791
.33
59.
08
5.8
0 1
7.50
5
.11
12.
51
Jan-
12 2
,418
,327
2
38,0
85
724
,228
2
26,2
46
521
,888
4
,128
,774
8
07.0
9 5
8.57
5
.77
17.
54
5.4
8 1
2.64
Feb-
12 2
,469
,341
2
39,9
66
739
,241
2
53,0
73
536
,506
4
,238
,129
8
28.4
6 5
8.26
5
.66
17.
44
5.9
7 1
2.66
Mar
-12
2,4
72,1
79
244
,165
7
57,2
81
259
,271
5
39,8
41
4,27
2,73
6 8
35.2
3 5
7.86
5
.71
17.
72
6.0
7 1
2.63
Apr-
12 2
,472
,644
2
47,9
11
761
,001
2
77,8
12
551
,434
4
,310
,802
7
92.5
8 57
.36
5.75
17.6
56.
4412
.79
May
-12
2,5
07,9
88
253
,674
7
73,3
66
315
,708
5
52,6
07
4,4
03,3
43
809
.60
56.
96
5.7
6 1
7.56
7
.17
12.
55
Jun-
12 2
,575
,390
2
57,9
54
781
,257
3
20,8
67
565
,820
4
,501
,288
8
27.6
1 5
7.21
5
.73
17.
36
7.1
3 1
2.57
Jul-
12 2
,631
,910
2
64,1
72
795
,469
3
24,8
43
578
,579
4
,594
,973
8
44.8
3 5
7.28
5
.75
17.
31
7.0
7 1
2.59
Aug-
12 2
,677
,079
2
68,9
08
805
,047
3
17,1
96
595
,099
4
,663
,328
8
57.4
0 5
7.41
5
.77
17.
26
6.8
0 1
2.76
Sep-
12 2
,703
,215
2
66,1
77
821
,979
3
21,0
86
602
,937
4
,715
,394
8
66.9
7 5
7.33
5
.64
17.
43
6.8
1 1
2.79
Oct
-12
2,7
22,8
82
276
,334
8
41,9
05
312
,155
6
13,0
40
4,7
66,3
16
876
.33
57.
13
5.8
0 1
7.66
6
.55
12.
86
Nov
-12
2,7
16,5
59
281
,435
8
55,8
27
306
,396
6
15,8
52
4,7
76,0
69
878
.13
56.
88
5.8
9 1
7.92
6
.42
12.
89
Dec
-12
2,7
41,2
55
288
,740
8
65,9
22
302
,299
6
17,2
49
4,8
15,4
65
885
.37
56.
93
6.0
0 1
7.98
6
.28
12.
82
Jan-
13 2
,763
,300
2
92,5
63
883
,100
3
18,2
51
636
,250
4
,893
,464
8
99.7
1 5
6.47
5
.98
18.
05
6.5
0 1
3.00
Feb-
13 2
,776
,205
2
97,4
85
888
,873
2
98,0
98
641
,787
4
,902
,448
9
01.3
6 5
6.63
6
.07
18.
13
6.0
8 1
3.09
Mar
-13
2,7
69,0
02
305
,606
9
04,1
43
298
,488
6
51,0
93
4,92
8,33
2 9
06.1
2 5
6.19
6
.20
18.
35
6.0
6 1
3.21
65
Table 5-6: FIMMDA NSE MIBID/MIBOR Rates 2012-13
Month/Date
Overnight at 9:40 A.M
3 Day at 9:40 a.m. *
14 day at 11:30 a.m.
1 month rate at 11:30 a.m.
3 month rate at 11:30 a.m.
MIBID MIBOR MIBID MIBOR MIBID MIBOR MIBID MIBOR MIBID MIBOR
Apr-11 6.82 6.89 6.82 6.89 7.31 7.67 7.79 8.24 8.68 9.06
May-11 7.34 7.40 7.40 7.45 7.87 8.18 8.51 8.90 9.31 9.70
Jun-11 7.70 7.75 7.70 7.75 8.32 8.64 8.75 9.07 9.15 9.43
Jul-11 7.97 8.04 7.96 8.03 8.35 8.66 8.78 9.05 9.16 9.41
Aug-11 8.01 8.06 7.97 8.02 8.34 8.67 8.71 9.05 9.12 9.50
Sep-11 8.27 8.32 8.27 8.33 8.73 9.01 8.96 9.24 9.23 9.51
Oct-11 8.53 8.58 8.53 8.58 8.65 8.98 8.99 9.27 9.30 9.57
Nov-11 8.56 8.60 8.62 8.67 8.79 9.06 9.05 9.31 9.34 9.63
Dec-11 8.91 8.99 8.91 8.97 9.50 9.69 9.53 9.80 9.55 9.84
Jan-12 9.00 9.08 9.11 9.19 9.25 9.45 9.43 9.68 9.62 9.91
Feb-12 8.96 9.02 8.72 8.76 9.25 9.53 9.68 9.97 9.99 10.28
Mar-12 11.37 11.99 14.02 14.96 10.48 10.90 10.90 11.32 10.71 11.09
Apr-12 8.32 8.37 8.32 8.38 8.89 9.06 9.11 9.33 9.32 9.64
May-12 8.08 8.14 8.16 8.22 8.84 9.11 9.08 9.33 9.42 9.78
Jun-12 8.23 8.28 8.30 8.36 8.95 9.15 9.08 9.30 9.21 9.41
Jul-12 8.01 8.06 7.98 8.03 8.32 8.55 8.61 8.88 8.93 9.24
Aug-12 7.99 8.04 8.00 8.04 8.25 8.43 8.47 8.66 8.71 8.95
Sep-12 8.02 8.07 8.05 8.10 8.28 8.45 8.46 8.67 8.59 8.81
Oct-12 8.05 8.10 8.06 8.10 8.12 8.28 8.26 8.45 8.44 8.66
Nov-12 8.05 8.09 8.05 8.10 8.06 8.27 8.23 8.46 8.45 8.73
Dec-12 8.19 8.23 8.13 8.18 8.35 8.50 8.52 8.70 8.70 8.92
Jan-13 7.80 7.85 8.05 8.09 8.06 8.20 8.22 8.36 8.64 8.81
Feb-13 7.85 7.90 7.89 7.95 8.16 8.27 8.61 8.74 9.39 9.63
Mar-13 8.78 8.98 13.49 14.44 9.49 9.90 9.30 9.63 9.47 9.78
* last 3 day rate for each month
66
Table 5-7: 1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 30, 2013
Sec_type
Security Issue_Name
Normal Weighted Normal
Historical_Simulation
Weighted Historical_Simulation
EVT Clean Price (off NSE-ZCYC)
Accrued_Interest
GS CG2012 7.40% 0.1300 0.1620 0.1700 0.1610 0.1400 99.8860 3.0005
GS CG2013 7.27% 0.8800 1.2580 1.0860 1.3780 0.9660 98.1570 0.5452
GS CG2016 12.30% 1.0750 1.1010 1.2460 1.5210 1.0260 112.4650 3.0067
GS CG2018 7.83% 1.2080 0.7660 1.3550 0.8870 1.0570 95.7230 3.6757
GS CG2020 7.80% 1.3660 0.6200 1.4300 0.5850 1.1990 94.3320 3.1850
GS CG2021 7.80% 1.4720 0.6410 1.5280 0.6120 1.3140 93.8180 3.6617
GS CG2021 8.79% 1.4990 0.6390 1.6200 0.6320 1.3340 99.8410 3.4672
GS CG2024 9.15% 1.9660 0.8040 2.1560 0.6890 1.8080 102.2310 3.4567
GS CG2027 8.26% 2.6300 1.1890 3.1600 2.1520 2.4220 94.8170 1.3308
GS CG2041 8.83% 5.4220 4.5360 7.5500 3.8960 5.1780 98.5210 2.6490
TB 182D 80612 0.2380 0.3080 0.3000 0.3100 0.2590 98.3910 0
TB 182D 110512 0.1530 0.1920 0.1940 0.4640 0.1650 99.0320 0
TB 182D 170812 0.4140 0.5600 0.5310 0.5710 0.4550 96.8070 0
TB 182D 280912 0.5000 0.6890 0.6380 0.7150 0.5550 95.8690 0
TB 364D 21112 0.5630 0.7840 0.7250 0.8240 0.6240 95.0920 0
TB 364D 51012 0.5130 0.7090 0.6560 0.7330 0.5710 95.7130 0
TB 364D 80313 0.7390 1.0540 0.9030 1.1260 0.8110 92.3470 0
TB 364D 110113 0.6690 0.9470 0.8150 2.2700 0.7320 93.5580 0
TB 364D 141212 0.6290 0.8860 0.7660 2.1680 0.6940 94.1690 0
TB 364D 150612 0.2580 0.3360 0.3250 0.8080 0.2820 98.2320 0
TB 364D 161112 0.5860 0.8200 0.7500 0.8520 0.6460 94.7830 0
TB 364D 190412 0.0770 0.0940 0.1000 0.0930 0.0830 99.5380 0
TB 364D 191012 0.5380 0.7470 0.6920 0.7810 0.6010 95.4020 0
TB 364D 220213 0.7230 1.0290 0.8910 1.0980 0.7910 92.6480 0
TB 364D 240812 0.4290 0.5830 0.5480 0.5930 0.4770 96.6510 0
TB 364D 280612 0.2940 0.3850 0.3750 0.9300 0.3220 97.9360 0
TB 364D 301112 0.6080 0.8540 0.7590 0.8860 0.6690 94.4760 0
TB 91D 60412 0.0280 0.0340 0.0370 0.0330 0.0300 99.8380 0
67
1-day Value-at-Risk (99%) for Government of India Securities Traded as on March 28, 2013
Sec_type Security Issue_Name
Normal Weighted Normal
Historical_Simulation
Weighted Historical_Simulation
EVT Clean Price (off NSE-ZCYC)
Accrued_Interest
GS CG2015 0.0717 0.9810 0.3960 1.2370 0.3040 1.0540 98.5420 2.0713
GS CG2017A 0.0807 1.0930 0.3980 1.2820 0.3060 1.0210 100.2670 1.9054
GS CG2020 0.0819 1.2140 0.3520 1.3040 0.3380 1.0520 100.5160 1.6380
GS CG2022A 0.0815 1.4370 0.3750 1.4920 0.3370 1.2040 99.9190 2.4224
GS CG2024 0.0915 1.7380 0.4050 1.8770 0.5120 1.5140 106.9060 3.4058
GS CG2025 0.082 1.9600 0.4330 2.1590 0.5660 1.7460 99.7130 0.0911
GS CG2026 0.0833 2.1070 0.4440 2.3760 0.3260 1.8510 100.6050 1.8280
GS CG2041 0.0883 5.1330 1.4070 7.0710 4.2160 5.0510 104.5760 2.5999
TB 182D 40713 0.3060 0.0970 0.3940 0.0750 0.3300 97.9710 0.0000
TB 364D 41013 0.5020 0.1710 0.6330 0.1380 0.5450 96.0960 0.0000
TB 364D 60314 0.7210 0.2660 0.8950 0.5260 0.7740 93.0420 0.0000
TB 364D 121213 0.6130 0.2180 0.7580 0.3790 0.6570 94.7090 0.0000
TB 364D 200314 0.7370 0.2730 0.9080 0.5360 0.7870 92.7670 0.0000
TB 364D 230114 0.6710 0.2430 0.8340 0.2040 0.7160 93.8720 0.0000
TB 364D 261213 0.6330 0.2260 0.7830 0.3950 0.6770 94.4300 0.0000Note: 1-day VaR(99%) measure for GoI Securities that traded on NSE-WDM
Table 5-8: Corporate Bond trades at NSE (2012-13)
Month/Year No. of Trades Traded Value (` crore)Apr-11 499 11,886 May-11 370 8,205 Jun-11 719 15,960 Jul-11 915 15,852 Aug-11 718 13,658 Sep-11 710 10,543 Oct-11 913 12,699 Nov-11 589 14,552 Dec-11 888 17,365 Jan-12 1,600 19,152 Feb-12 1,878 29,472 Mar-12 2,178 24,207 2011-12 11,977 193,550 Apr-12 1,233 12,155 May-12 1,342 14,220 Jun-12 1,623 18,918 Jul-12 1,969 19,504 Aug-12 1,893 18,375 Sep-12 2,051 23,373 Oct-12 1,850 25,659 Nov-12 1,456 18,091 Dec-12 1,686 19,319 Jan-13 2,702 31,349 Feb-13 1,407 19,240 Mar-13 1,932 21,908 2012-13 21,144 242,112
Equity Futures & Options Segment 6
69
6
Cont
d...
Equity Futures & Options SegmentTa
ble
6-1:
Bus
ines
s G
row
th o
f Fu
ture
s &
Opt
ions
Mar
ket
Segm
ent
Mont
h/Ye
arIn
dex
Futu
res
Stoc
k Fu
ture
s In
dex
Optio
ns St
ock
Optio
nsTo
tal
Aver
age
Daily
Cont
ract
s Tr
aded
Trad
ing
Volu
me
No.
of C
on-
tract
s Tra
ded
Trad
ing
Valu
eNo
. of
Cont
ract
sNo
tiona
l Tr
adin
g Vol
-um
e
No. o
f Co
ntra
cts
Trad
ed
Notio
nal
Trad
ing V
ol-
ume
No. o
f Co
ntra
cts
Trad
ed
Not
iona
l Tr
adin
g Vo
lum
e
No. o
f Co
ntra
cts
Trad
ed
Notio
nal
Trad
ing
Volu
me
No. o
f Con
-tra
cts T
rade
dTr
adin
g Vol
ume
(No.
) (`
cr.)
(` cr
)(`
cr)
(` cr
)(`
cr)
(`cr
)(U
S $ b
n)(`
cr)
(US $
bn)
Mar-0
1 15
,440
381
- -
- -
--
--
--
15,44
038
118
Mar-0
2 94
,229
2,18
5 50
3,415
13
,989
10,44
6 24
94,7
7311
110
1,708
2,863
37,38
71,0
9475
1,958
20,49
1 4.
20
1,078
0.02
Mar-0
3 32
5,299
6,
624
1,13
8,980
29
,770
53,78
8 1,1
1635
,739
740
255,6
587,1
6314
0,540
3,919
1,950
,004
49,33
2 10
.39
2,467
0.52
Mar-0
4 2,
505,1
02
88,71
0 3,
777,2
06
144,2
43
132,3
52
4,811
92,36
43,3
5736
7,722
14,30
913
1,874
5,051
7,006
,620
260,4
81 60
.03
11,84
0 2.
73
Mar-0
5 2,
076,9
75
86,39
8 4,
708,6
87
175,3
63
213,6
32
9,074
211,3
858,9
1836
9,895
14,49
611
3,590
4,608
7,694
,164
298,8
57 68
.31
13,58
4 3.
11
Mar-0
6 5,
952,2
06
192,0
35
10,84
4,400
47
3,251
68
3,979
22
,407
772,3
72
24,69
0 44
4,604
18
,576
92,65
7 3,
890
18,79
0,218
73
4,849
16
4.73
33,40
2 7.
49
Mar-0
7 15
,648,8
05
290,9
57
10,87
3,236
27
7,378
2,
985,4
72
57,68
3 2,
908,3
74
55,63
9 38
4,679
9,
530
111,3
33
2,57
6 32
,911,8
99
693,7
63
159.1
6 33
,036
7.58
Mar-0
8 15
,692,5
32
359,9
70
16,12
6,212
33
0,390
2,
639,8
45
66,13
1 2,
231,4
04
54,18
6 40
4,472
8,
674
93,20
7 1,
862
37,18
7,672
82
1,215
20
5.46
45,62
3 11
.41
Mar-0
9 20
,497,1
52
276,6
77
10,18
4,028
28
9,362
15
,617,0
55
228,2
18
15,83
1,030
21
5,881
62
1,556
19
,332
344,9
86
10,46
1 63
,095,8
07
1,03
9,931
20
4.11
51,99
7 10
.21
Mar-1
0 10
,542,7
34
268,2
66
11,42
0,625
40
5,316
15
,597,9
29
412,9
52
16,98
2,025
43
0,214
1,
061,5
62
38,57
2 35
5,557
12
,826
55,96
0,432
1,
568,1
47
347.4
0 74
,674
16.54
2009
-10 17
8,306
,889
3,93
4,389
14
5,591
,240
5,19
5,247
16
7,683
,928
4,04
9,266
17
3,695
,595
3,97
8,699
10,6
14,14
7 38
9,158
3,
402,1
23
116,9
07
679,2
93,92
2 17
,663,6
65
3,91
3.08
72,39
2 16
.04
Apr-1
0 10
,785,3
88
279,5
72
11,41
8,975
40
9,844
16
,303,1
27
441,5
22
17,77
3,216
46
3,950
1,
465,0
75
57,69
2 48
4,789
19
,039
58,23
0,570
1,
671,6
20
374.3
8 83
,581
18.72
May-1
0 16
,843,6
64
395,6
13
13,88
6,580
43
1,593
23
,502,3
66
611,6
99
24,38
9,036
60
5,759
1,
696,0
94
58,53
7 64
2,775
21
,296
80,96
0,515
2,
124,4
96
475.8
1 10
1,166
22
.66
Jun-1
0 15
,434,3
26
372,2
66
14,15
6,191
42
1,843
20
,596,1
47
549,6
98
24,61
3,415
62
0,245
1,
657,2
20
52,29
7 62
0,790
19
,250
77,07
8,089
2,
035,5
99
455.9
0 92
,527
20.72
Jul-1
0 11
,530,6
14
289,4
23
14,87
7,996
42
3,422
18
,231,4
36
501,7
98
20,65
7,577
54
1,556
1,
879,7
94
56,72
3 57
9,390
16
,988
67,75
6,807
1,
829,9
10
409.8
3 83
,178
18.63
Aug-1
0 11
,566,7
00
299,1
30
16,62
0,194
49
6,267
19
,036,0
06
532,0
13
23,40
0,978
62
5,453
2,
340,5
73
76,82
0 74
7,574
24
,045
73,71
2,025
2,
053,7
28
459.9
6 93
,351
20.91
Sep-1
0 13
,736,5
22
383,8
72
17,86
5,765
55
5,581
27
,314,5
89
813,1
16
30,84
9,458
87
5,353
2,
584,8
21
84,95
4 73
8,494
23
,516
93,08
9,649
2,
736,3
92
612.8
5 13
0,304
29
.18
70
Mont
h/Ye
arIn
dex
Futu
res
Stoc
k Fu
ture
s In
dex
Optio
ns St
ock
Optio
nsTo
tal
Aver
age
Daily
Cont
ract
s Tr
aded
Trad
ing
Volu
me
No.
of C
on-
tract
s Tra
ded
Trad
ing
Valu
eNo
. of
Cont
ract
sNo
tiona
l Tr
adin
g Vol
-um
e
No. o
f Co
ntra
cts
Trad
ed
Notio
nal
Trad
ing V
ol-
ume
No. o
f Co
ntra
cts
Trad
ed
Not
iona
l Tr
adin
g Vo
lum
e
No. o
f Co
ntra
cts
Trad
ed
Notio
nal
Trad
ing
Volu
me
No. o
f Con
-tra
cts T
rade
dTr
adin
g Vol
ume
(No.
) (`
cr.)
(` cr
)(`
cr)
(` cr
)(`
cr)
(`cr
)(U
S $ b
n)(`
cr)
(US $
bn)
Oct-1
0 13
,795,6
12
402,4
57
18,38
1,074
60
8,830
27
,772,2
94
871,8
65
27,77
7,663
83
3,649
2,
457,3
85
86,79
6 61
6,995
20
,897
90,80
1,023
2,
824,4
93
632.5
9 13
4,500
30
.12
Nov-1
0 14
,761,0
31
424,7
89
18,36
4,437
53
9,872
30
,496,3
10
946,3
24
32,12
2,151
95
6,620
2,
324,0
75
75,78
6 73
1,246
22
,455
98,79
9,250
2,
965,8
46
664.2
4 14
1,231
31
.63
Dec-1
0 11
,406,7
12
322,7
93
15,40
9,764
43
2,644
24
,533,3
40
751,1
92
26,15
1,091
76
8,088
2,
021,5
45
61,35
6 71
9,867
21
,035
80,24
2,319
2,
357,1
09
527.9
1 10
7,141
24
.00
Jan-11
14,09
5,425
38
4,484
14
,823,0
64
411,1
49
33,39
3,126
99
6,718
33
,645,5
31
965,7
97
2,03
5,556
61
,787
736,0
53
21,89
8 98
,728,7
55
2,84
1,834
63
6.47
142,0
92
31.82
Feb-1
1 15
,734,3
18
402,7
59
16,04
8,082
40
1,307
37
,924,3
68
1,05
9,766
36
,681,9
57
984,5
87
2,07
0,078
56
,955
906,6
31
23,92
1 10
9,365
,434
2,92
9,295
65
6.06
146,4
65
32.80
Mar-1
1 15
,333,3
41
399,5
95
14,18
9,337
36
3,405
35
,430,1
35
1,01
4,990
38
,043,2
40
1,03
3,607
1,
741,3
44
47,40
6 71
0,229
18
,897
105,4
47,62
6 2,
877,9
00
644.5
5 13
0,814
29
.30
2010
-11 16
5,023
,653
4,35
6,755
18
6,041
,459
5,49
5,757
31
4,533
,244
9,09
0,702
33
6,105
,313
9,27
4,664
24,2
73,56
0 77
7,109
8,
234,8
33
253,2
35
1,03
4,212
,062
29,24
8,221
6,
550.5
5 11
5,150
25
.79
Apr-1
1 10
,271,4
39
282,3
03
12,88
0,705
35
3,159
28
,212,0
15
843,8
35
27,81
9,338
80
2,046
1,
755,0
56
52,78
5 60
1,461
17
,173
81,54
0,014
2,
351,3
00
459.6
3 13
0,628
25
.53
May-1
1 11
,888,8
38
305,7
45
13,47
4,455
33
6,689
36
,280,3
74
1,02
7,313
31
,754,1
62
865,5
84
1,87
3,595
50
,101
770,4
01
19,70
7 96
,041,8
25
2,60
5,138
50
9.25
118,4
15
23.15
Jun-1
1 10
,313,3
35
265,1
78
12,99
3,351
32
2,695
33
,130,7
53
928,5
33
31,70
2,572
85
6,038
1,
865,1
61
47,52
0 73
9,167
18
,214
90,74
4,339
2,
438,1
77
476.6
1 11
0,826
21
.66
Jul-1
1 10
,048,8
59
265,6
41
12,26
0,020
34
9,891
33
,395,7
53
957,6
47
32,87
2,684
91
0,079
1,
951,5
42
57,73
4 84
8,888
23
,974
91,37
7,746
2,
564,9
65
501.4
0 12
2,141
23
.88
Aug-1
1 14
,585,6
94
347,1
77
13,36
6,537
33
3,791
41
,974,9
23
1,10
7,825
44
,166,9
28
1,10
1,698
1,
942,0
86
51,80
1 84
9,593
21
,457
116,8
85,76
1 2,
963,7
49
579.3
5 14
1,131
27
.59
Sep-1
1 14
,796,4
35
346,8
26
13,32
9,926
32
6,290
39
,308,6
48
1,01
7,491
43
,813,3
88
1,06
8,239
2,
017,5
90
51,57
5 1,
039,6
58
24,84
3 11
4,305
,645
2,83
5,264
55
4.23
135,0
13
26.39
Oct-1
1 11
,289,9
88
265,9
45
11,35
8,625
27
9,971
30
,205,9
15
791,2
13
33,74
4,688
82
9,905
1,
636,0
32
43,37
2 90
5,536
22
,814
89,14
0,784
2,
233,2
21
436.5
5 11
7,538
22
.98
Nov-1
1 13
,469,5
78
312,1
39
13,39
8,165
30
5,421
40
,898,6
35
1,05
5,219
39
,644,1
52
972,0
17
1,92
7,405
47
,176
1,02
4,494
24
,586
110,3
62,42
9 2,
716,5
59
531.0
3 13
5,828
26
.55
Dec-1
1 13
,886,6
01
307,1
98
12,75
5,993
27
9,921
45
,273,9
35
1,13
2,427
41
,606,0
78
976,3
24
2,03
1,464
46
,806
1,19
3,943
26
,188
116,7
48,01
4 2,
768,8
63
541.2
5 13
1,851
25
.77
Jan-12
10,85
6,475
25
0,738
13
,958,0
30
350,8
48
29,80
4,342
75
9,484
32
,619,6
99
783,0
58
2,67
8,358
70
,805
1,47
9,438
36
,554
91,39
6,342
2,
251,4
87
440.1
2 10
2,340
20
.01
Feb-1
2 11
,289,4
36
291,1
38
15,30
6,021
45
1,869
30
,011,7
09
842,3
14
35,30
4,439
93
4,906
2,
673,0
87
83,49
5 1,
354,9
68
38,05
6 95
,939,6
60
2,64
1,778
51
6.41
132,0
89
25.82
Cont
d...
Cont
d...
71
Cont
d...
Mont
h/Ye
arIn
dex
Futu
res
Stoc
k Fu
ture
s In
dex
Optio
ns St
ock
Optio
nsTo
tal
Aver
age
Daily
Cont
ract
s Tr
aded
Trad
ing
Volu
me
No.
of C
on-
tract
s Tra
ded
Trad
ing
Valu
eNo
. of
Cont
ract
sNo
tiona
l Tr
adin
g Vol
-um
e
No. o
f Co
ntra
cts
Trad
ed
Notio
nal
Trad
ing V
ol-
ume
No. o
f Co
ntra
cts
Trad
ed
Not
iona
l Tr
adin
g Vo
lum
e
No. o
f Co
ntra
cts
Trad
ed
Notio
nal
Trad
ing
Volu
me
No. o
f Con
-tra
cts T
rade
dTr
adin
g Vol
ume
(No.
) (`
cr.)
(` cr
)(`
cr)
(` cr
)(`
cr)
(`cr
)(U
S $ b
n)(`
cr)
(US $
bn)
Mar-1
2 13
,492,0
62
337,9
72
13,26
2,789
38
4,126
39
,537,6
75
1,091
,001
40,93
4,931
1,
065,8
36
2,21
3,907
68
,600
1,12
1,541
31
,696
110,5
62,90
5 2,
979,2
31
582.3
8 13
5,420
26
.47
2011
-12 14
6,188
,740
3,57
7,998
15
8,344
,617
4,07
4,671
42
8,034
,677
11,55
4,301
43
5,983
,059
11,16
5,731
24,5
65,28
3 67
1,770
11
,929,0
88
305,2
61
1,20
5,045
,464
31,34
9,732
6,
128.2
0 12
5,903
24
.61
Apr-1
2 9,
218,7
25
228,9
89
10,73
9,998
30
3,853
29
,280,6
35
794,3
04
30,11
5,955
77
9,556
2,24
7,374
66
,906
1,20
9,497
33
,709
82,81
2,184
2,
207,3
17
405.8
4 11
0,366
20
.29
May-1
2 11
,444,3
10
266,0
02
12,74
8,867
30
3,008
40
,665,1
71
1,04
3,274
40
,786,8
98
994,6
63 2,
924,7
87
74,82
7 1,
582,6
75
38,07
0 11
0,152
,708
2,71
9,843
50
0.07
123,6
29
22.73
Jun-1
2 11
,066,7
29
264,3
04
12,48
2,626
30
4,796
36
,455,9
48
954,4
61
40,80
5,513
1,0
09,01
6 2,
663,5
31
69,77
6 1,
538,0
86
38,35
3 10
5,012
,433
2,64
0,706
48
5.52
125,7
48
23.12
Jul-1
2 9,
049,8
37
224,5
04
12,43
6,098
33
5,785
33
,704,3
66
902,1
57
33,27
8,441
85
5,034
2,97
3,873
87
,361
1,73
8,965
48
,242
93,18
1,580
2,
453,0
83
451.0
2 11
1,504
20
.50
Aug-1
2 7,
881,9
56
199,6
28
11,67
5,491
31
5,699
31
,996,9
45
872,1
82
34,36
2,496
90
0,817
3,19
4,140
92
,736
1,88
0,897
51
,106
90,99
1,925
2,
432,1
69
447.1
8 11
5,818
21
.29
Sep-1
2 7,
815,6
24
206,9
10
12,44
1,509
34
9,877
32
,873,6
01
931,5
14
34,58
4,867
93
9,078
3,61
7,771
10
7,683
2,
030,6
24
56,88
6 93
,363,9
96
2,59
1,948
47
6.55
129,5
97
23.83
Oct-1
2 7,
925,5
35
216,0
04
12,99
2,449
38
8,103
33
,459,5
34
978,2
40
33,03
5,666
92
9,356
4,03
0,434
13
1,361
2,
353,5
57
71,14
5 93
,797,1
75
2,71
4,209
49
9.03
129,2
48
23.76
Nov-1
2 6,
169,7
41
169,7
57
12,20
3,483
34
9,431
31
,529,9
01
918,0
51
30,69
6,054
86
3,008
3,84
9,301
11
8,162
2,
124,7
94
61,40
8 86
,573,2
74
2,47
9,817
45
5.94
123,9
91
22.80
Dec-1
2 6,
081,8
95
176,4
92
12,87
4,846
39
2,327
33
,253,7
63
1,00
6,468
30
,429,7
80
887,5
05 3,
842,1
61
121,4
88
1,89
7,239
56
,112
88,37
9,684
2,
640,3
93
485.4
6 13
2,020
24
.27
Jan-13
6,33
7,412
19
0,094
14
,648,2
79
495,3
66
31,92
8,225
98
6,535
32
,838,1
91
980,3
84 5,
590,4
23
193,2
97
3,31
1,826
10
5,300
94
,654,3
56
2,95
0,975
54
2.57
128,3
03
23.59
Feb-1
3 6,
051,6
54
179,6
82
11,50
0,825
36
1,294
32
,736,3
91
989,7
32
29,06
4,930
84
9,614
3,96
6,515
12
8,628
2,
165,1
83
66,14
7 85
,485,4
98
2,57
5,097
47
3.46
128,7
55
23.67
Mar-1
3 7,
056,9
67
204,7
63
10,96
7,220
32
4,332
40
,645,9
97
1,20
4,569
42
,347,8
81
1,212
,059
3,59
8,909
11
0,553
2,
445,6
31
71,17
0 10
7,062
,605
3,12
7,446
57
5.01
164,6
02
30.26
2012
-13 96
,100,3
85
2,52
7,131
14
7,711
,691
4,22
3,872
40
8,530
,477
11,58
1,485
41
2,346
,672
11,20
0,089
42,4
99,21
9 1,
302,7
79
24,27
8,974
69
7,648
1,
131,4
67,41
8 31
,533,0
04
5,79
7.65
1,52
3,581
28
0.13
72
Table 6-2: Benchmark Indices Contracts & Trading Volume in F&O Segment of NSE (2012-13)
Products Underlying No. of Contracts Turnover
` cr. US $ bn
NIFTY CNX Nifty 862,519,602 23,890,021.53 4,392.41
BANKNIFTY BANK Nifty 46,458,215 1,318,166.29 242.36
MINIFTY CNX Nifty 7,243,050 77,690.99 14.28
CNXIT CNX IT 38,596 1,215.00 0.22
Nifty Midcap 50 Nifty Midcap 50 2,682 93.31 0.02
CNXINFRA CNXINFRA 146 3.67 0.00
CNXPSE CNXPSE 291 6.46 0.00
DJIA DJIA 206,680 6,826.57 1.26
S&P 500 S&P 500 65,512 2,322.68 0.43
FTSE100 FTSE100 442,760 12,358.35 2.27
TOTAL 916,977,534 25,308,704.86 4,653.25
Table 6-3: Internet Trading in the F&O Segment of the Exchange
Year Enabled members *
Registered clients *
Internet Trading Value
Internet Trading Value
% of Total Trading Volume(`cr.) (US $ bn)
2006-07 242 1,616,218 1,214,961 278.73 8.26
2007-08 305 3,432,771 2,417,165 604.75 9.24
2008-09 337 4,426,577 1,686,208 330.95 7.66
2009-10 356 3,529,947 2,694,513 596.92 7.63
2010-11 380 4,363,400 4,318,184 967.12 7.38
2011-12 421 4,151,677 4,910,582 959.91 7.83
2012-13 437 3,833,149 5,905,158 1,085.72 9.36
* At the end of financial year.
Table 6-4: Records Achieved in the F&O Segment : 2012-13
Product Traded Value (` in crores) (US $ mn) Date
Index Futures 29,261 5,379.92 28-Feb-13
Stock Futures 48,473 8,912.23 28-Feb-13
Index Options 308,254 56,675.49 28-Feb-13
Stock Options 23,263 4,277.13 11-Jan-13
Total F&O Traded Value 402,091 73,928.33 28-Feb-13
73
Table 6-5: Participant wise Trading Value in the F&O Segment (2012-13)
Month/Year
Institutional investors Retail Proprietary
Gross Traded Value % to GrossTurn-over
Gross Traded Value % to GrossTurn-over
Gross Traded Value % to GrossTurn-over
` crore US $ bn ` crore US $ bn ` crore US $ bn
2007-08 3,256,034 814.62 12.44 16,485,724 4,124.52 62.97 6,439,196 1,611.01 24.59
2008-09 2,944,454 577.91 13.37 12,250,029 2,404.32 55.63 6,826,484 1,339.84 31.00
2009-10 4,772,915 1,057.36 13.51 19,378,966 4,293.08 54.86 11,175,447 2,475.73 31.63
Apr-10 424,873 95.16 12.71 1,822,859 408.26 54.52 1,095,508 245.35 32.77
May-10 624,790 139.93 14.70 2,138,386 478.92 50.33 1,485,815 332.77 34.97
Jun-10 559,492 125.31 13.74 2,077,989 465.40 51.04 1,433,718 321.10 35.22
Jul-10 504,995 113.10 13.80 1,877,529 420.50 51.30 1,277,296 286.07 34.90
Aug-10 572,151 128.14 13.93 2,109,255 472.40 51.35 1,426,050 319.38 34.72
Sep-10 660,993 148.04 12.08 2,781,964 623.06 50.83 2,029,827 454.61 37.09
Oct-10 636,181 142.48 11.26 2,871,131 643.03 50.83 2,141,674 479.66 37.91
Nov-10 766,117 171.58 12.92 2,864,322 641.51 48.29 2,301,253 515.40 38.80
Dec-10 550,826 123.37 11.68 2,299,762 515.06 48.78 1,863,630 417.39 39.54
Jan-11 715,846 160.32 12.59 2,619,239 586.62 46.08 2,348,583 526.00 41.33
Feb-11 735,189 164.66 12.55 2,621,110 587.03 44.74 2,502,290 560.42 42.71
Mar-11 672,242 150.56 11.68 2,678,890 599.98 46.54 2,404,669 538.56 41.78
2010-11 7,423,695 1,662.64 12.69 28,762,436 6,441.75 49.17 22,310,313 4,996.71 38.14
Apr-11 555,194 108.53 11.81 2,215,441 433.07 47.11 1,931,966 377.66 41.08
May-11 637,960 124.71 12.24 2,386,254 466.46 45.80 2,186,062 427.33 41.96
Jun-11 587,363 114.82 12.05 2,176,061 425.37 44.62 2,112,930 413.03 43.33
Jul-11 654,761 127.99 12.77 2,263,419 442.45 44.12 2,211,749 432.35 43.11
Aug-11 918,819 179.61 15.50 2,381,401 465.51 40.18 2,627,278 513.58 44.32
Sep-11 895,482 175.05 15.79 2,207,121 431.44 38.92 2,567,925 501.97 45.29
Oct-11 730,670 142.83 16.36 1,810,926 354.00 40.55 1,924,847 376.27 43.09
Nov-11 1,003,943 196.25 18.48 2,064,302 403.53 37.99 2,364,872 462.28 43.53
Dec-11 1,110,140 217.01 20.05 1,955,960 382.35 35.32 2,471,624 483.15 44.63
Jan-12 824,514 161.17 18.31 1,711,796 334.62 38.01 1,966,664 384.44 43.67
Feb-12 1,030,012 201.35 19.49 2,042,642 399.29 38.66 2,210,903 432.18 41.84
Mar-12 1,221,847 238.84 20.51 2,159,190 422.08 36.24 2,577,425 503.83 43.26
2011-12 10,170,705 1,988.15 16.22 25,374,513 4,960.17 40.47 27,154,245 5,308.07 43.31
Apr-12 820,221 150.81 18.58 1,635,584 300.72 37.05 1,958,828 360.15 44.37
May-12 1,113,118 204.66 20.46 1,915,628 352.21 35.22 2,410,940 443.27 44.32
Jun-12 1,057,546 194.44 20.02 1,895,154 348.44 35.88 2,328,713 428.16 44.09
Jul-12 799,888 147.07 16.30 1,819,039 334.45 37.08 2,287,239 420.53 46.62
Aug-12 788,960 145.06 16.22 1,761,029 323.78 36.20 2,314,347 425.52 47.58
Contd...
74
Contd...
Month/Year
Institutional investors Retail Proprietary
Gross Traded Value % to GrossTurn-over
Gross Traded Value % to GrossTurn-over
Gross Traded Value % to GrossTurn-over
` crore US $ bn ` crore US $ bn ` crore US $ bn
Sep-12 849,517 156.19 16.39 1,864,544 342.81 35.97 2,469,836 454.10 47.64
Oct-12 927,090 170.45 17.08 1,990,928 366.05 36.68 2,510,401 461.56 46.25
Nov-12 760,587 139.84 15.34 1,897,137 348.81 38.25 2,301,910 423.23 46.41
Dec-12 852,434 156.73 16.14 1,982,682 364.54 37.55 2,445,670 449.66 46.31
Jan-13 1,006,523 185.06 17.05 2,278,529 418.93 38.61 2,616,899 481.14 44.34
Feb-13 857,676 157.69 16.65 1,892,046 347.87 36.74 2,400,472 441.35 46.61
Mar-13 1,081,910 198.92 17.30 2,218,683 407.93 35.47 2,954,299 543.18 47.23
2012-13 9,908,947 1,821.86 16.63 23,150,983 4,256.53 38.85 26,529,718 4,877.75 44.52
Table 6-6: Number of members in different turnover brackets in Futures and Options Segment
Upto ` 10 crores
` 10 crores upto ` 50
crores
` 50 crores upto `250
crores
` 250 crores upto `500
crores
` 500 crores upto `1000
crores
` 1000 crores and more
2007-08 12 13 45 37 54 691
2008-09 21 28 81 65 91 661
2009-10 19 38 68 48 67 780
Apr-10 63 109 226 118 121 346
May-10 60 101 208 123 118 380
Jun-10 68 107 207 122 119 380
Jul-10 69 107 221 120 118 367
Aug-10 62 110 212 121 128 384
Sep-10 60 100 193 122 133 419
Oct-10 57 99 185 116 130 441
Nov-10 57 111 170 135 125 435
Dec-10 69 119 208 111 124 406
Jan-11 53 125 201 118 120 421
Feb-11 63 112 198 111 134 419
Mar-11 73 120 183 127 123 421
2010-11 17 22 82 57 59 844
Apr-11 75 129 202 132 124 385
May-11 79 118 210 125 129 387
Jun-11 91 118 218 120 142 361
Jul-11 83 126 217 120 125 382
Aug-11 81 121 217 117 123 394
Sep-11 84 127 210 137 105 380
Contd...
75
Upto ` 10 crores
` 10 crores upto ` 50
crores
` 50 crores upto `250
crores
` 250 crores upto `500
crores
` 500 crores upto `1000
crores
` 1000 crores and more
Oct-11 83 145 215 133 127 339
Nov-11 77 130 218 123 115 381
Dec-11 76 125 228 120 110 382
Jan-12 82 122 230 112 122 370
Feb-12 64 114 218 119 127 394
Mar-12 69 119 218 120 126 391
2011-12 15 34 78 75 70 831
Apr-12 84 126 229 129 124 344
May-12 79 127 232 102 129 366
Jun-12 78 124 231 112 118 373
Jul-12 77 123 231 118 113 371
Aug-12 84 126 214 133 107 371
Sep-12 70 124 229 117 120 373
Oct-12 74 113 225 124 120 387
Nov-12 70 131 228 120 126 362
Dec-12 68 115 236 115 129 374
Jan-13 57 112 236 106 128 404
Feb-13 77 131 229 108 122 378
Mar-13 82 131 216 111 118 385
2012-13 18 21 87 61 85 811
Table 6-7: Number of members in different turnover brackets in Futures and Options Segment
Month Futures Segment Options SegmentNumber of Members Number of Members
Upto ` 10
crores
` 10 crores upto ` 50
crores
` 50 crores upto `250
crores
` 250 crores upto `500
crores
` 500 crores upto
`1000 crores
` 1000 crores
and more
Upto ` 10
crores
` 10 crores upto ` 50
crores
` 50 crores upto `250
crores
` 250 crores upto `500
crores
` 500 crores upto
`1000 crores
` 1000 crores
and more
2007-08 13 14 50 42 57 676 98 96 176 96 91 295
2008-09 29 36 95 70 104 613 111 99 162 103 90 382
2009-10 28 41 93 55 88 715 96 85 146 88 94 511
Apr-10 89 138 274 121 121 240 242 175 206 81 75 204
May-10 87 136 262 121 125 259 223 144 220 93 80 230
Jun-10 98 126 264 132 123 260 229 159 207 91 96 221
Jul-10 102 134 269 127 122 248 222 172 205 90 103 210
Aug-10 96 139 265 129 132 256 212 181 217 88 96 223
Contd...
Contd...
76
Month Futures Segment Options SegmentNumber of Members Number of Members
Upto ` 10
crores
` 10 crores upto ` 50
crores
` 50 crores upto `250
crores
` 250 crores upto `500
crores
` 500 crores upto
`1000 crores
` 1000 crores
and more
Upto ` 10
crores
` 10 crores upto ` 50
crores
` 50 crores upto `250
crores
` 250 crores upto `500
crores
` 500 crores upto
`1000 crores
` 1000 crores
and more
Sep-10 93 134 259 127 132 282 203 147 211 95 101 270
Oct-10 83 140 235 135 137 298 206 139 217 98 90 278
Nov-10 88 146 238 130 146 285 210 136 227 82 102 276
Dec-10 104 156 264 135 114 264 216 154 214 91 96 266
Jan-11 80 174 268 134 121 261 207 148 205 91 106 281
Feb-11 103 158 271 138 116 251 199 143 201 91 100 303
Mar-11 114 155 272 147 114 245 215 127 188 108 100 309
2010-11 26 32 118 69 83 753 83 71 108 77 84 658
Apr-11 119 166 290 137 118 217 215 127 188 108 100 309
May-11 114 173 296 139 112 214 236 141 195 110 102 263
Jun-11 129 172 297 131 117 204 235 137 206 98 109 265
Jul-11 123 177 301 127 111 214 236 143 198 100 108 268
Aug-11 131 168 296 135 106 217 225 134 210 92 107 285
Sep-11 132 176 283 138 100 214 227 138 224 76 98 280
Oct-11 138 190 297 125 109 183 241 149 213 101 85 253
Nov-11 136 178 290 122 113 205 230 153 183 109 94 275
Dec-11 133 183 289 122 117 197 221 136 205 113 84 282
Jan-12 126 178 292 124 104 214 243 140 198 112 95 250
Feb-12 106 157 282 133 113 245 218 152 192 117 87 270
Mar-12 125 167 268 138 117 228 223 146 203 93 102 276
2011-12 30 52 121 93 117 690 89 70 131 60 92 661
Apr-12 134 178 287 153 99 185 246 156 193 117 74 250
May-12 134 178 289 127 110 197 235 144 200 89 96 271
Jun-12 136 178 279 130 114 199 228 147 208 87 99 267
Jul-12 120 191 270 145 112 195 229 153 196 100 87 268
Aug-12 136 181 286 141 105 186 231 141 205 95 97 266
Sep-12 125 185 289 144 104 186 215 148 202 78 112 278
Oct-12 120 187 272 146 107 211 220 156 198 85 103 281
Nov-12 124 210 270 143 115 175 215 157 201 82 114 268
Dec-12 118 183 279 141 121 195 199 164 203 86 116 269
Jan-13 103 172 275 150 119 224 205 164 183 87 120 284
Feb-13 136 198 281 136 116 178 222 145 204 85 115 274
Mar-13 147 195 297 130 104 170 208 147 191 89 110 298
2012-13 35 41 128 99 120 660 88 68 110 79 90 648
Contd...
77
Table 6-8: Segment wise Contribution of Top ‘N’ Members to turnover on Futures and Options segment
(in percent)
Month Futures Segment Options SegmentTop 5
MembersTop 10
MembersTop 15
MembersTop 25
MembersTop 5
MembersTop 10
MembersTop 15
MembersTop 25
Members
2005-06 12 20 26 36 23 36 45 55
2006-07 14 22 28 38 23 36 46 58
2007-08 14 23 29 39 23 34 43 56
2008-09 17 25 31 41 18 31 40 54
2009-10 15 22 28 38 25 32 42 54
Apr-10 14 22 29 39 24 35 42 54
May-10 14 23 30 40 26 35 42 54
Jun-10 14 23 30 39 25 35 43 55
Jul-10 14 23 30 40 24 33 42 54
Aug-10 15 24 30 40 24 34 42 53
Sep-10 15 24 30 40 25 36 44 56
Oct-10 14 22 29 39 25 36 44 56
Nov-10 13 22 29 39 28 39 47 58
Dec-10 13 22 29 39 28 38 45 55
Jan-11 13 22 29 39 27 37 45 55
Feb-11 13 21 29 40 27 38 46 55
Mar-11 13 21 29 39 25 37 44 54
2010-11 14 22 29 39 26 35 42 53
Apr-11 14 22 29 40 26 38 46 56
May-11 13 22 30 41 26 37 46 56
Jun-11 13 22 29 41 27 37 45 55
Jul-11 13 22 29 41 25 37 44 55
Aug-11 13 23 31 44 25 37 44 56
Sep-11 13 22 30 43 24 36 44 55
Oct-11 13 22 30 43 22 34 42 53
Nov-11 13 23 31 44 21 34 42 54
Dec-11 13 23 31 44 23 35 43 54
Jan-12 13 23 31 42 21 33 41 52
Feb-12 13 23 30 42 20 33 41 53
Mar-12 13 23 30 42 22 33 42 54
2011-12 13 22 29 42 22 34 41 52
Apr-12 14 23 31 43 20 31 40 51
May-12 14 24 31 43 18 29 39 51
Contd...
78
Month Futures Segment Options SegmentTop 5
MembersTop 10
MembersTop 15
MembersTop 25
MembersTop 5
MembersTop 10
MembersTop 15
MembersTop 25
Members
Jun-12 14 23 31 42 18 31 39 52
Jul-12 14 23 31 42 15 27 37 50
Aug-12 13 23 31 43 16 28 37 51
Sep-12 15 25 33 44 16 26 36 50
Oct-12 15 25 32 43 18 29 38 51
Nov-12 15 25 32 43 16 28 38 52
Dec-12 15 24 32 43 17 30 40 54
Jan-13 14 24 31 43 18 30 39 53
Feb-13 15 26 33 44 18 31 41 54
Mar-13 15 26 33 45 19 32 42 55
2012-13 14 24 32 43 17 28 38 51
Table 6-9: Top 20 Futures contracts according to number of contracts 2012-13
S.No. Name of the Contract Number of Contracts
Turnover Percentage of contracts to Top
20 contracts(` cr.)
1 NIFTYMay 2012 8,415,696 210,655.08 10.19
2 NIFTYJune 2012 7,278,085 183,630.06 8.82
3 NIFTYAugust 2012 6,287,378 166,401.83 7.62
4 NIFTYJuly 2012 5,745,580 149,945.36 6.96
5 NIFTYMarch 2013 5,502,911 159,633.90 6.67
6 NIFTYSeptember 2012 5,365,543 147,116.34 6.50
7 NIFTYApril 2012 5,254,679 138,543.28 6.36
8 NIFTYOctober 2012 5,088,100 145,211.48 6.16
9 NIFTYNovember 2012 4,985,034 141,917.73 6.04
10 NIFTYJanuary 2013 4,668,167 140,630.65 5.65
11 NIFTYDecember 2012 4,460,722 131,353.20 5.40
12 NIFTYFebruary 2013 4,399,675 130,255.54 5.33
13 BANKNIFTYMay 2012 2,311,084 55,344.54 2.80
14 BANKNIFTYJune 2012 2,297,323 56,199.92 2.78
15 BANKNIFTYAugust 2012 1,971,956 51,258.18 2.39
16 BANKNIFTYSeptember 2012 1,829,408 48,607.28 2.22
17 BANKNIFTYMarch 2013 1,736,744 50,791.23 2.10
18 BANKNIFTYNovember 2012 1,681,185 48,463.65 2.04
19 BANKNIFTYJuly 2012 1,662,798 43,326.62 2.01
20 BANKNIFTYJanuary 2013 1,617,155 51,472.36 1.96
TOTAL 82,559,223 2,250,758.25 100.00
Contd...
79
Table 6-10: Top 20 Option contracts according to No.of Contracts traded 2012-13
S.No. Name of the Contract Number of Contracts
Turnover Percentage of contracts to Top
20 contracts(` cr.)
1 NIFTYJanuary 2013 CE 6100 11,480,086 351,845.62 5.91
2 NIFTYJanuary 2013 PE 6000 10,749,318 324,325.82 5.53
3 NIFTYDecember 2012 CE 6000 10,605,558 319,667.32 5.46
4 NIFTYDecember 2012 CE 5900 10,371,751 308,680.61 5.34
5 NIFTYJune 2012 CE 5200 10,329,994 269,932.88 5.32
6 NIFTYAugust 2012 CE 5400 10,181,535 276,683.23 5.24
7 NIFTYMarch 2013 PE 5700 10,025,620 287,813.30 5.16
8 NIFTYOctober 2012 CE 5700 9,960,586 286,447.03 5.13
9 NIFTYDecember 2012 PE 5900 9,811,190 291,614.75 5.05
10 NIFTYOctober 2012 PE 5700 9,774,868 280,885.65 5.03
11 NIFTYMay 2012 PE 4900 9,628,545 238,400.16 4.95
12 NIFTYNovember 2012 PE 5600 9,364,942 263,889.35 4.82
13 NIFTYJune 2012 CE 5100 9,330,138 240,904.11 4.80
14 NIFTYJune 2012 PE 5100 9,197,095 236,460.09 4.73
15 NIFTYNovember 2012 CE 5700 9,088,979 261,356.79 4.68
16 NIFTYAugust 2012 PE 5300 9,041,207 241,044.99 4.65
17 NIFTYMay 2012 CE 5000 9,025,071 227,313.97 4.64
18 NIFTYNovember 2012 CE 5800 8,842,616 257,736.34 4.55
19 NIFTYMarch 2013 PE 5600 8,809,879 247,415.67 4.53
20 NIFTYMay 2012 PE 4800 8,702,073 210,543.06 4.48
TOTAL 194,321,051 5,422,960.75 100.00
Table 6-11: Number of trades in the Futures & Options Segment
Month/Year Index Futures Stock Futures Index Options Stock Options Total
2007-08 30,897,058 153,187,768 10,370,483 7,767,865 202,223,174
2008-09 58,898,232 153,256,283 43,740,142 9,331,300 265,225,957
2009-10 57,564,449 120,163,033 76,949,992 11,494,712 266,172,186
Apr-10 3,550,368 9,078,946 7,835,860 1,587,080 22,052,254
May-10 5,446,889 11,017,825 11,379,904 1,929,153 29,773,771
Jun-10 5,158,970 11,311,895 10,688,299 1,844,111 29,003,275
Jul-10 3,882,242 11,328,421 7,831,418 1,930,386 24,972,467
Aug-10 3,670,865 12,589,080 8,999,685 2,413,112 27,672,742
Sep-10 4,214,293 13,577,930 12,000,679 2,618,849 32,411,751
Contd...
80
Month/Year Index Futures Stock Futures Index Options Stock Options Total
Oct-10 4,228,444 14,122,383 12,155,129 2,438,497 32,944,453
Nov-10 4,513,830 14,051,588 13,678,879 2,394,422 34,638,719
Dec-10 3,872,582 11,900,303 11,978,070 2,239,156 29,990,111
Jan-11 4,744,957 11,374,019 14,811,312 2,186,574 33,116,862
Feb-11 5,283,447 12,327,123 17,435,980 2,372,075 37,418,625
Mar-11 5,532,819 10,876,578 18,355,309 1,970,210 36,734,916
2010-11 54,099,706 143,556,091 147,150,524 25,923,625 370,729,946
Apr-11 3,760,983 9,764,673 14,162,182 1,867,635 29,555,473
May-11 4,498,819 10,187,973 16,870,875 2,066,383 33,624,050
Jun-11 3,933,333 10,228,817 15,633,095 2,049,785 31,845,030
Jul-11 3,821,529 9,613,110 15,963,657 2,180,081 31,578,377
Aug-11 5,519,086 10,306,058 21,331,797 2,121,219 39,278,160
Sep-11 5,732,295 10,153,489 20,211,575 2,310,542 38,407,901
Oct-11 4,491,209 8,493,398 15,575,544 1,889,654 30,449,805
Nov-11 5,349,848 10,180,920 20,269,347 2,152,512 37,952,627
Dec-11 5,977,120 9,795,377 22,075,645 2,281,175 40,129,317
Jan-12 4,577,325 10,896,671 15,877,661 2,975,406 34,327,063
Feb-12 4,598,468 12,325,626 17,240,529 2,998,487 37,163,110
Mar-12 5,453,335 10,741,634 22,126,589 2,472,903 40,794,461
2011-12 57,713,350 122,687,746 217,338,496 27,365,782 425,105,374
Apr-12 3,714,837 8,406,636 15,777,206 2,394,700 30,293,379
May-12 4,798,810 10,006,573 19,883,886 3,153,481 37,842,750
Jun-12 4,723,786 9,854,508 18,258,363 2,983,161 35,819,818
Jul-12 3,700,672 9,772,208 14,850,095 3,241,985 31,564,960
Aug-12 3,146,717 9,168,328 13,762,676 3,537,216 29,614,937
Sep-12 2,931,286 9,889,491 13,692,987 3,941,425 30,455,189
Oct-12 2,930,307 10,152,996 14,603,697 4,465,733 32,152,733
Nov-12 2,357,016 9,365,963 13,025,996 4,255,525 29,004,500
Dec-12 2,310,677 9,960,354 14,204,771 4,126,867 30,602,669
Jan-13 2,409,550 11,756,067 15,028,433 6,266,537 35,460,587
Feb-13 2,259,389 9,216,435 14,015,673 4,444,449 29,935,946
Mar-13 2,723,645 8,793,565 19,241,427 4,303,118 35,061,755
2012-13 38,006,692 116,343,124 186,345,210 47,114,197 387,809,223
Contd...
81
Table 6-12: Settlement Statistics in F&O Segment
Month/Year
Index/Stock Futures Index/Stock Options TotalMTM
SettlementFinal
SettlementPremium
SettlementExercise
Settlement(`cr) (`cr) (`cr) (`cr) (`cr) (US $ mn)
Apr-12 2,884.20 33.38 899.03 56.37 3,872.98 712.09
May-12 4,279.60 51.81 1,041.20 93.09 5,465.70 1,004.92
Jun-12 3,399.46 28.69 1,092.45 124.35 4,644.95 854.02
Jul-12 3,457.92 163.05 1,402.19 74.48 5,097.64 937.25
Aug-12 2,374.68 59.57 1,024.41 63.69 3,522.35 647.62
Sep-12 3,272.74 65.58 1,062.39 145.94 4,546.66 835.95
Oct-12 3,246.05 44.75 860.60 47.17 4,198.57 771.95
Nov-12 3,361.72 132.76 825.82 134.17 4,454.47 819.00
Dec-12 3,128.93 77.84 905.98 342.08 4,454.83 819.06
Jan-13 4,661.27 47.55 857.93 114.89 5,681.64 1,044.62
Feb-13 4,204.58 382.36 839.86 201.18 5,627.98 1,034.76
Mar-13 3,654.08 131.93 1,101.45 303.55 5,191.01 954.42
2012-13 41,925.23 1,219.27 11,913.31 1,700.97 56,758.78 10,435.65
Currency DerivativesSegment 7
83
7Currency Derivatives Segment
Table 7-1: Business Growth of Currency Derivatives Segment at NSE
Month/ Year
No. of trading
days
No. of Contracts
Traded
Trading Value(` Cr)
Trading Value(US $ mn)
Average Daily
Trading Value(` Cr)
Average Daily
Trading Value
(US $ mn)
No. of Contracts
Trading Value(` Cr.)
Trading Value
(US $ mn)
Sep-08* 22 1,258,099 5,763 1,131 262 51.42 90,871 428 84.00
Oct-08 20 2,275,261 11,142 2,187 557 109.32 170,202 851 167.03
Nov-08 18 3,233,679 15,969 3,134 887 174.09 146,262 737 144.65
Dec-08 21 4,681,593 22,840 4,483 1,088 213.54 177,520 867 170.17
Jan-09 20 4,900,904 23,980 4,707 1,199 235.33 254,797 1,247 244.75
Feb-09 19 6,416,059 31,761 6,234 1,672 328.16 315,317 1,612 316.39
Mar-09 19 9,907,173 50,817 9,974 2,675 525.02 257,554 1,313 257.70
2008-09 139 32,672,768 162,272 31,849 1,167 229.05 257,554 1,313 257.70
Apr-09 16 7,851,502 39,386 8,725 2,462 545.41 206,620 1,039 230.17
May-09 20 13,682,468 66,431 14,717 3,322 735.93 318,203 1,504 333.19
Jun-09 22 15,724,507 75,363 16,695 3,426 758.97 267,400 1,285 284.67
Jul-09 23 19,888,011 96,523 21,383 4,197 929.77 318,298 1,531 339.17
Aug-09 20 18,672,623 90,396 20,026 4,520 1001.33 394,756 1,933 428.22
Sep-09 19 22,251,896 107,789 23,879 5,673 1256.76 360,603 1,739 385.25
Oct-09 20 32,267,958 150,843 33,417 7,542 1670.80 447,812 2,109 467.21
Nov-09 20 33,794,926 157,554 34,903 7,878 1745.24 493,018 2,297 508.86
Dec-09 21 41,004,341 191,415 42,405 9,115 2019.27 406,200 1,896 420.03
Jan-10 20 60,223,714 276,742 61,307 13,837 3065.35 615,612 2,852 631.81
Feb-10 19 52,112,185 246,875 54,691 12,993 2878.38 637,465 2,976 659.28
Mar-10 20 61,132,852 283,292 62,759 14,165 3138.02 427,873 1,964 435.09
2009-10 240 378,606,983 1,782,608 394,907 7,428 1645.55 427,873 1,964 435.09
Apr-10 19 77,085,167 345,932 77,476 18,207 4077.71 591,253 2,679 599.92
May-10 20 77,744,870 359,680 80,555 17,984 4027.77 788,154 3,702 829.21
Jun-10 22 69,837,533 327,382 73,322 14,881 3332.82 977,138 4,600 1030.31
Jul-10 22 44,924,854 213,353 47,784 9,698 2171.98 858,180 4,057 908.59
Aug-10 21 42,639,638 201,239 45,070 9,583 2146.21 944,422 4,514 1011.05
Sep-10 20 61,586,474 284,704 63,764 14,235 3188.18 842,910 3,876 868.01
Oct-10 21 68,099,263 305,597 68,443 14,552 3259.18 1,018,752 4,645 1040.32
Nov-10 21 58,303,944 266,332 59,649 12,682 2840.42 1,461,861 6,828 1529.26
Dec-10 22 51,935,953 237,564 53,206 10,798 2418.45 1,436,849 6,540 1464.82
Jan-11 20 59,571,331 274,833 61,553 13,742 3077.63 1,917,266 9,000 2015.62
Feb-11 19 55,228,606 254,654 57,033 13,403 3001.75 2,285,522 10,540 2360.66
Mar-11 22 82,644,442 378,517 84,774 17,205 3853.38 3,020,562 13,690 3065.99
2010-11 249 749,602,075 3,449,788 772,629 13,855 3102.93 3,020,562 13,690 3065.99
84
Month/ Year
No. of trading
days
No. of Contracts
Traded
Trading Value(` Cr)
Trading Value(US $ mn)
Average Daily
Trading Value(` Cr)
Average Daily
Trading Value
(US $ mn)
No. of Contracts
Trading Value(` Cr.)
Trading Value
(US $ mn)
Apr-11 16 77,253,546 348,467 68,118 21,779 4257.37 3,243,550 14,673 2868.33
May-11 21 94,542,712 432,502 84,545 20,595 4025.94 3,374,676 15,437 3017.55
Jun-11 22 96,622,415 442,877 86,573 20,131 3935.14 4,298,647 19,505 3812.71
Jul-11 21 122,272,205 555,282 108,546 26,442 5168.84 6,055,316 27,081 5293.66
Aug-11 20 127,239,855 585,123 114,379 29,256 5718.95 4,368,210 20,465 4000.52
Sep-11 20 85,142,803 411,553 80,450 20,578 4022.49 3,681,049 18,213 3560.26
Oct-11 19 54,705,444 273,114 53,388 14,374 2809.90 3,695,468 18,247 3566.82
Nov-11 20 62,296,040 321,666 62,879 16,083 3143.94 3,663,965 19,339 3780.42
Dec-11 21 62,158,879 331,805 64,861 15,800 3088.60 2,387,654 12,886 2518.87
Jan-12 21 69,456,293 359,481 70,271 17,118 3346.23 3,093,921 15,513 3032.55
Feb-12 19 59,669,874 296,896 58,037 15,626 3054.57 3,041,082 15,149 2961.37
Mar-12 20 61,984,066 316,224 61,815 15,811 3090.76 2,959,055 15,328 2996.24
2011-12 240 973,344,132 4,674,990 913,860 19,479 3807.75 2,959,055 15,328 2996.24
Apr-12 20 49,684,569 260,451 47,886 13,023 2394.32 3,322,444 17,737 3261.16
May-12 22 82,490,519 453,946 83,462 20,634 3793.74 3,504,174 19,913 3661.16
Jun-12 21 69,624,353 393,619 72,371 18,744 3446.22 3,519,170 19,918 3662.05
Jul-12 22 83,611,989 467,274 85,913 21,240 3905.13 3,267,658 18,388 3380.89
Aug-12 21 58,715,174 328,907 60,473 15,662 2879.65 3,319,129 18,694 3437.08
Sep-12 19 72,551,533 397,592 73,101 20,926 3847.43 3,459,475 18,451 3392.36
Oct-12 20 94,860,746 507,426 93,295 25,371 4664.76 3,437,306 18,825 3461.11
Nov-12 20 84,515,590 467,875 86,023 23,394 4301.17 4,569,734 25,176 4628.89
Dec-12 20 81,164,915 448,753 82,508 22,438 4125.38 4,102,895 22,872 4205.20
Jan-13 22 106,705,891 586,025 107,746 26,637 4897.56 4,665,849 25,155 4624.99
Feb-13 19 91,017,848 497,277 91,429 26,172 4812.07 4,823,407 26,399 4853.67
Mar-13 19 84,300,321 465,320 85,554 24,491 4502.82 3,657,304 20,101 3695.73
2012-13 245 959,243,448 5,274,465 969,761 21,528 3958.21 3,657,304 20,101 3695.73
* Includes turnover details for August 29,2008- the fi rst day of trading of Currency futures at NSE.Currency Options were introducded at NSE w.e.f October 29, 2010.
Table 7-2: Records achieved in the Currency Futures & Options segment from the date of inception till 31 March 2013
CDS Segment Date Number/Value
Record number of trades 28-Feb-13 227,905
Record number of contracts 27-Jul-11 11,121,509
Record Daily Notional Turnover (` Crs) 27-Jul-11 49,795.79
Note:
Trading Value :- For Futures, Value of contract = Traded Qty*Traded Price.For Options, Value of contract = Traded Qty*(Strike Price+Traded Premium)
Contd...
85
Table 7-3: Top 5 Currency Futures & Options Contracts on the basis of Turnover for the F.Y 2012-2013
Rank
Contract NameTotal Traded
QuantityTotal Traded Value
(` In Crs)
Total Traded Value (%) to Currency Fu-
tures & Options Total Traded Value
Instrument Type
Contract Symbol Expiry
1 FUTCUR USDINR 29-Jan-13 66,605,561 363,639.41 6.89
2 FUTCUR USDINR 29-Oct-12 66,260,489 352,291.09 6.68
3 FUTCUR USDINR 27-Dec-12 60,714,609 333,182.00 6.32
4 FUTCUR USDINR 27-Mar-13 60,576,626 330,473.73 6.27
5 FUTCUR USDINR 27-Jul-12 57,963,953 323,266.78 6.13Note:- Total Traded Value of Currency Futures & Options for FY 2012-13 is ` 5274464.65 Crs
Table 7-4: Settlement Statistics of Currency Derivatives Segment at NSE
Month/Year MTM Settlement Final Settlement
` Crores US $ mn ` Crores US $ mn
Apr-12 431.01 79.25 44.68 8.21
May-12 1,119.85 205.90 97.90 18.00
Jun-12 735.97 135.31 51.22 9.42
Jul-12 835.77 153.66 32.47 5.97
Aug-12 424.49 78.05 26.52 4.88
Sep-12 625.43 114.99 41.79 7.68
Oct-12 743.44 136.69 37.74 6.94
Nov-12 747.00 137.34 50.45 9.28
Dec-12 558.91 102.76 27.54 5.06
Jan-13 746.33 137.22 58.50 10.76
Feb-13 629.82 115.80 49.84 9.16
Mar-13 465.28 85.55 65.93 12.12
2012-13 8,063.31 1,482.52 584.57 107.48Note: 1. Currency Futures trading statred at NSE on August 29, 2008
2. Currency Options were introduced at NSE w.e.f October 29, 2010
3. MTM Settlement includes Futures MTM settlement as well as Option Premium settlement values
4. Final Settlement includes Futures Final settlement as well as Options Exercise settlement values
86
Table 7-5: Business Growth of Interest Rate Futures
Open Interest at the end of
Month/ Year
No. of trading
days
No. of Con-tracts Traded
Trading Value(` Cr)
Trading Value
(US $ mn)
Average Daily
Trading Value(` Cr)
Average Daily
Trading Value
(US $ mn)
No. of Con-tracts
Trading Value(` Cr.)
Trading Value
(US $ mn)
Aug-09 1 14,559 267.31 59.22 267.31 59.22 1,893 34.66 7.68
Sep-09 19 79,648 1,473.37 326.40 77.55 17.18 4,952 92.28 20.44
Oct-09 20 21,198 394.09 87.30 19.71 4.37 6,128 113.57 25.16
Nov-09 20 18,134 337.00 74.66 16.84 3.73 6,600 124.00 27.47
Dec-09 21 11,687 215.32 47.70 10.25 2.27 2,305 42.22 9.35
Jan-10 20 6,443 118.82 26.32 5.94 1.32 2,576 47.77 10.58
Feb-10 19 3,124 57.42 12.72 3.02 0.67 3,547 64.92 14.38
Mar-10 20 6,101 111.38 24.67 5.57 1.23 758 14.15 3.13
2009-10 140 160,894 2,975.00 659.06 21.25 4.71 758 14.15 3.13
Apr-10 19 407 7.44 1.67 0.39 0.09 838 15.48 3.47
May-10 20 1,177 21.62 4.84 0.02 0.00 1,004 18.91 4.24
Jun-10 22 917 17.16 3.84 0.78 0.17 63 1.18 0.26
Jul-10 22 205 3.80 0.85 0.17 0.04 63 1.17 0.26
Aug-10 21 26 0.49 0.11 0.02 0.01 62 1.15 0.26
Sep-10 20 79 1.47 0.33 0.07 0.02 0 0.00 0.00
Oct-10 21 24 0.44 0.10 0.02 0.00 6 0.11 0.02
Nov-10 21 29 0.54 0.12 0.03 0.01 2 0.04 0.01
Dec-10 22 442 8.16 1.83 0.37 0.08 1 0.02 0.00
Jan-11 20 17 0.31 0.07 0.02 0.00 4 0.07 0.02
Feb-11 19 11 0.20 0.05 0.01 0.00 2 0.04 0.01
Mar-11 22 14 0.26 0.06 0.01 0.00 1 0.02 0.00
2010-11 249 3,348 61.90 13.86 0.25 0.06 1 0.02 0.00
Apr-11 16 5 0.09 0.02 0.01 0.00 0 0.00 0.00
May-11 21 0 0.00 0.00 0.00 - 0 0.00 0.00
Jun-11 22 0 0.00 0.00 0.00 - 0 0.00 0.00
Jul-11 21 197,217 3,628.76 709.34 172.80 33.78 2,963 58.04 11.35
Aug-11 20 16,927 311.05 60.80 15.55 3.04 501 9.82 1.92
Sep-11 20 1,050 19.29 3.77 0.96 0.19 1 0.02 0.00
Oct-11 19 1 0.02 0.00 0.00 0.00 2 0.04 0.01
Nov-11 20 0 0.00 0.00 0.00 - 1 0.02 0.00
Contd...
87
Open Interest at the end of
Month/ Year
No. of trading
days
No. of Con-tracts Traded
Trading Value(` Cr)
Trading Value
(US $ mn)
Average Daily
Trading Value(` Cr)
Average Daily
Trading Value
(US $ mn)
No. of Con-tracts
Trading Value(` Cr.)
Trading Value
(US $ mn)
Dec-11 21 0 0.00 0.00 0.00 - 0 0.00 0.00
Jan-12 21 0 0.00 0.00 0.00 - 0 0.00 0.00
Feb-12 19 0 0.00 0.00 0.00 - 0 0.00 0.00
Mar-12 20 0 0.00 0.00 0.00 - 0 0.00 0.00
2011-12 240 215,200 3,959.21 773.94 16.50 3.22 0 0.00 0.00
Apr-12 18 11 0.20 0.04 0.01 0.00 0 0.00 0.00
May-12 22 1 0.02 0.00 0.00 0.00 0 0.00 0.00
Jun-12 21 0 0.00 - 0.00 - 0 0.00 0.00
Jul-12 22 0 0.00 - 0.00 - 0 0.00 0.00
Aug-12 21 0 0.00 - 0.00 - 0 0.00 0.00
Sep-12 20 0 0.00 - 0.00 - 0 0.00 0.00
Oct-12 20 0 0.00 - 0.00 - 0 0.00 0.00
Nov-12 20 0 0.00 - 0.00 - 0 0.00 0.00
Dec-12 20 0 0.00 - 0.00 - 0 0.00 0.00
Jan-13 22 0 0.00 - 0.00 - 0 0.00 0.00
Feb-13 19 0 0.00 - 0.00 - 0 0.00 0.00
Mar-13 19 0 0.00 - 0.00 - 0 0.00 0.00
2012-13 244 12 0.22 0.04 0.00 0.00 0 0.00 0.00
Note: Trading in Interest Rate Futures on Currency Derivatives Segment was introduced on August 31,2009 IRF includes both 10 Year GSecs and 91 DTB Trading in Interest Rate Futures contracts in 91 Day GOI T-Bill on Currency Derivatives Segment were introduced on July 4, 2011
Table 7-6: Records Achieved in the Interest Rate Futures : Records (From the date of inception till 31 March 2013)
Particulars Date Number/Value
Record number of trades (date and number) 31-Aug-09 1,475
Record number of contracts (date and number) 4-Jul-11 39,755
Record daily turnover ` in Crs (date and value) 4-Jul-11 731.24
Contd...
88
Table 7-7: Top 5 IRD Contracts on the basis of Turnover for the F.Y. 2012-2013
Rank Contract Name Total Traded Quantity
Total Traded Value (` In Crs)
Total Traded Value (%) to Interest rate
products Total Traded Value
Instrument Type
Contract Symbol
Expiry
1 FUTIRT 91DTB 25-Apr-12 10 0.18 83.30
2 FUTIRT 91DTB 27-Jun-12 2 0.04 16.70
3 FUTIRD 10YGS7 27-Jun-12 0 0.00 0.00
4 FUTIRD 10YGS7 26-Sep-12 0 0.00 0.00
5 FUTIRD 10YGS7 27-Dec-12 0 0.00 0.00
Note:- Total Traded Value of Interest Rates Futures for FY 2012-13 is ` 0.2195 Crs
Table 7-8: Settlement Statistics in Interest Rate Futures# Segment at NSE
Month/Year MTM Settlement Physical Delivery Settlement
` Crores US $ mn ` Crores US $ mn
Apr-12 - - - -
May-12 - - - -
Jun-12 - - - -
Jul-12 - - - -
Aug-12 - - - -
Sep-12 - - - -
Oct-12 - - - -
Nov-12 - - - -
Dec-12 - - - -
Jan-13 - - - -
Feb-13 - - - -
Mar-13 - - - -
2012-13 - - - -
# Interest Rate Futures trading started on August 31, 2009.IRF includes both 10 Year GSecs and 91 DTBOpen interest is valued at daily settlement prices91 DTB was introduced on July 04, 2011
Investor Services,Arbitration 8
90
8Investor Services, Arbitration
Table 8-1: Receipt and Disposal of Investor Grievance
Year Against Members Against Companies
Pending at the
beginning
Received Disposed Pending at the end
Pending at the
beginning
Received Disposed Pending at the end
1994-95 0 0 0 0 0 2 0 2
1995-96 0 56 13 43 2 39 17 24
1996-97 43 320 72 291 24 415 102 337
1997-98 291 259 439 111 337 576 716 197
1998-99 111 383 347 147 197 592 380 409
1999-00 147 197 298 46 409 808 842 375
2000-01 46 263 201 108 375 1,095 1,111 359
2001-02 108 789 710 187 359 607 667 299
2002-03 187 345 418 114 299 587 626 260
2003-04 114 282 253 143 260 527 558 229
2004-05 143 435 409 169 229 1304 1128 405
2005-06 169 1128 1051 246 405 1023 1200 228
2006-07 246 1367 1460 153 228 774 769 233
2007-08 153 1915 1101 967 233 964 888 309
2008-09 967 5191 5020 1138 309 734 983 60
2009-10 1138 5892 6226 804 60 881 772 169
2010-11 804 6610 6253 1161 169 1418 1157 430
2011-12 1161 5401 5495 1067 430 1334 1651 113
2012-13 1067 4721 4910 878 113 1644 1500 257
Table 8-2: Status Report of Arbitration Matters
Year No. of Cases Received Withdrawn Awards Pending
1998 164 2 162 0
1999 CM 153 5 148 0
1999 WDM 2 1 1 0
2000 CM 149 6 143 0
2000 WDM 1 0 1 0
2001 CM 342 19 323 0
2001 WDM 0 0 0 0
2001 F&O 1 0 1 0
Contd...
91
Contd...
Year No. of Cases Received Withdrawn Awards Pending
2002 CM 275 7 268 0
2002 WDM 0 0 0 0
2002 F&O 5 0 5 0
2003 CM 136 4 132 0
2003 WDM 0 0 0 0
2003 F&O 17 0 17 0
2004 CM 119 6 113 0
2004 WDM 0 0 0 0
2004 F&O 42 3 39 0
2005 CM 138 3 135 0
2005 WDM 0 0 0 0
2005 F&O 66 0 66 0
2006 CM 224 5 219 0
2006 WDM 0 0 0 0
2006 F&O 191 8 183 0
2006 CO 1 0 1 0
2007 CM 275 9 266 0
2007 F&O 221 3 218 0
2008 CM 61 1 60 0
2008 F&O 116 1 115 0
2008-09 CM 758 21 737 0
2008-09 F&O 2,433 98 2335 0
2009-10 CM 517 52 465 0
2009-10 F&O 502 43 459 0
2010-11 CM 258 13 244 1
2010-11 F&O 276 7 267 2
2011-12 CM 286 8 275 3
2011-12 F&O 278 6 271 1
2012-13 CM 280 3 196 81
2012-13 F&O 330 6 247 77
Total 8,617 340 8,112 165
Notes
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
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Notes
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