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1/18 REVIEW PROTOCOL TEMPLATE Recommendation 2 Should governments, funders and accrediting bodies support the implementation of higher education policies for mandatory faculty development programmes that are relevant to the evolving health care needs of their communities? A systematic review Review protocol Organization, City, Country: University of Cambridge, Cambridge, United Kingdom Prepared by: Alison Andrew Date: July 2011 Senior supervisor Francesca Celletti Project lead Rebecca Bailey Research team members Rachel Marie Amiya, Carmen Dolea, Annette Mwansa Nkowane, Erica Lynette Wheeler, Rodrigo Rodriguez Fernandez.

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REVIEW PROTOCOL TEMPLATE

Recommendation 2

Should governments, funders and accrediting bodies support the implementation of higher education policies for mandatory faculty development programmes that are relevant to the evolving health care needs of their communities?

A systematic review

Review protocol

Organization, City, Country: University of Cambridge, Cambridge, United Kingdom Prepared by: Alison Andrew Date: July 2011 Senior supervisor Francesca Celletti Project lead Rebecca Bailey Research team members Rachel Marie Amiya, Carmen Dolea, Annette Mwansa

Nkowane, Erica Lynette Wheeler, Rodrigo Rodriguez Fernandez.

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Table of Contents

A SYSTEMATIC REVIEW ............................................................................................................................ 1

1.0 Background ......................................................................................................... 3

2.0 Objective ............................................................................................................. 3

3.0 Review Question ................................................................................................. 3

4.0 Evidence gathering and study selection .............................................................. 3

5.0 Assessment of risk of bias and data extraction ................................................. 11

6.0 Data synthesis ................................................................................................... 11

7.0 Dissemination ................................................................................................... 11

8.0 Resource implications ....................................................................................... 11

9.0 References ......................................................................................................... 12

Appendix A: database search strategy .......................................................................... 13

Appendix B: data extraction forms (see attached excel workbook) ............................. 14

Appendix C: Example of databases, websites and journals which could be searched . 15

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1.0 Background

Include definitions, answers to background questions, description of the intervention and how it might work to help better understand the question.

It is a given that faulty and teaching staff are rewarded and recognized for their service delivery function, including research functions. This question addresses the effect of additionally rewarding and recognizing faculty and teaching staff specifically for their teaching efforts on a transformative scale up of health professional education. In any scheme to recognize and reward faculty and teaching staff for their teaching efforts a suitable measure of teaching effort or outcomes is essential. Various measures of evaluating teaching performance have been evaluated in the literature and include student ratings, Relative Value Scales which weights teaching activities according to labor intensity, preparation time, level of responsibility and educational value (Bardes et. al) and peer review (Irby et. al). This literature review does not attempt to evaluate different systems of evaluating teaching although such reviews have been published (Beckman et al). The range of interventions that reward and incentivize teaching that this literature review will study is broad; any form of recognition or reward whether monetary or not will be included in the analysis.

2.0 Objective

To assess the effectiveness of packages of salaries, benefits and recognition for faculty and teaching staff, including current health workers, on the quantity, quality and relevance of health professionals.

3.0 Review Question

For the purposes of this literature review, the population, intervention, comparators and outcomes (PICO) framework to inform the review objectives are presented below.

Population Intervention Comparison Outcome

Faculty and teaching staff

Packages of salaries, benefits and recognition for faculty and teaching staff that incentivize and reward teaching

Packages of salaries, benefits and recognition for faculty and teaching staff that do not incentivize and reward teaching.

Quantity, quality and relevance of health professionals

4.0 Evidence gathering and study selection

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4.1 Evidence gathering

The evidence gathering process will start with a search for existing systematic literature

reviews. Depending on the results of the search for systematic reviews, an additional

literature search will be conducted to expand, fill the gaps, or serve as, the systematic

literature review.

The evidence gathering approach will have four components:

4.1.1 Searching databases

The databases in the table below will be searched with a pre-determined strategy as

detailed in Appendix A. In cases where the search results are small in number, search

terms will be reduced to maximize the search sensitivity.

Topic/Field Database

Health and

Higher

Education,

Systematic

Literature

Reviews

Systematic review database:

JBI

Cochrane Library (CDSR)

DARE

Campbell Library

Biomedicine

and health

sciences

All Evidence Based Medicine Reviews: ACP Journal Club,

Database of Abstracts of Reviews of Effects (DARE), NHS

Economic Evaluation Database

Bandolier

British Nursing Index and Achieve

CINAHL

Cochrane Library (CDSR, CCTR, CMR)

EMBASE

Global Health Library (Global Index Medicus)

Global Health

Health Systems Evidence

MEDLINE/PubMed

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SCOPUS

UK Pubmed Central

Social

sciences

Campbell Library

ISI Web of knowledge

JSTOR

Social Care Online

Social Science Research Network

Education Academic Search Alumni Edition

Academic Search Premise

BEME database: Best Evidence Medical Education

ERIC

PsycINFO

Regional

databases for

biomedicine

and health

sciences

Africa

African Index Medicus http://indexmedicus.afro.who.int

Australia

Australasian Medical Index www.nla.gov.au/ami

China and Taiwan

Chinese Biomedical Literature Database

China Journal Net

Chinese Medical Current Content

EASTVIEW (China) http://online.eastview.com

Hyread

Taiwan Electronic Periodical Services

WanFang Data

Eastern Mediterranean

Index Medicus for Eastern Mediterranean Region

www.emro.who.int/his/vhsl

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India

IndMED www.indmed.nic.in

Japan

J-STAGE www.jstage.go.jp

Korea

KoreaMed www.koreamed.org/searchbasic.php

Latin America and the Caribbean

LILACS www.bases.bireme.br/cgi-

bin/wxislind.exe/iah/online/?IsisScript=iah/iah.xis&base=LILACS&l

ang=i

Russia and Ukraine

EASTVIEW (Russia) http://online.eastview.com

Panteleimon for Russia and Ukraine

www.panteleimon.org/maine.php3

South-East Asia

Index Medicus for the South-East Asia Region (IMSEAR)

www.library.searo.who.int/modules.php?op=modload&name=we

bsis&file=imsear

Western Pacific

Western Pacific Region Index Medicus (WPRIM) www.wprim.org

General

databases

Google scholar

Google

4.1.2 Hand searching

The following journals and websites will be hand-searched for relevant articles:

Resources that will be searched by hand

Journals:

Academic Medicine

American Journal of Health Studies

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Assessment & Evaluation in Higher Education

International Journal for Quality in Health Care

International Journal for Academic Development

International Journal of Pharmacy Education

Journal of Interprofessional Care

Journal of Nursing Care Quality

Journal of Quality in Clinical Practice

Managed Care Quarterly

Medical Teacher

Quality and Safety in Health Care

Quality Assurance Journal

Quality in Health Care

Quality in Primary Care

Quality Management in Health Care

Teaching and Teacher Education

The International Journal of Risk and Safety in Medicine

Grey Literature

Agency for Healthcare Research and Quality

Academic Archive On-line

Biomed http://www.biomedcentral.com/

Controlled clinical trials database

Digital Dissertation Consortium

FADE Library http://www.fade.nhs.uk/

Grey Literature Network Service http://www.greynet.org

HMIC: Health Management Information Consortium

http://library.nhs.uk/help/resource/hmic

International Network for Quality Assurance Agencies in Higher Education

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(INQAAHE) http://www.inqaahe.org/

INTUTE http://www.intute.ac.uk/

Index to Theses (UK and Ireland) http://www.theses.com

Lancashire Care Library and Information Service

MEDNAR http://mednar.com/mednar/search.html

National Library of Medicine Gateway

National Library of Guidelines

New York Academy of Medicine Grey Literature site

http://www.nyam.org/library/online-resources/grey-literature-report/

Netting the Evidence www.nettingtheevidence.org.uk

NHS Evidence

OpenSIGLE System for Information on Grey Literature in Europe www.opengrey.eu

ProQuest Dissertation and Thesis

The Networked Digital Library of Theses and Dissertations

UNESCO Literature Database

http://www.unesco.org/new/en/unesco/resources/online-

materials/publications/unesdoc-database/

Web of Science

WHO's Library Database (WHOLIS)

WHO portal of clinical trials

World Bank http://www.worldbank.org

Websites:

Association of American Medical Colleges

American Academy of Family Physicians

American College of Physicians

Council on Graduate Medical Education

HRH Global Resource Centre

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International Council of Nurses http://www.icn.ch

SAMSS Sub-Saharan African Medical Schools Study http://www.samss.org

The Joint Commission http://www.jointcommission.org

World Federation of Medical Education http://www.wfme.org

4.1.3 Expert network consultations

A network of health professional education experts will be consulted by email to identify

additional grey literature or research that has not been found through the above

processes. The following experts and networks will be contacted.

Experts and networks to be contacted regarding additional articles

UNESCO, Prof Ian Couper, University of Witwatersrand, selected members of the WHO

expert group on Increasing access to health workers in remote and rural areas through

improved retention.

4.1.4 Reference searches Bibliographies of those papers that match the eligibility criteria below will be searched by hand to identify any further, relevant references, which will be subject to the same screening and selection process.

4.2 Eligibility criteria

After gathering the evidence, the following eligibility criteria will be applied to the results and all identified references screened independently by two reviewers (Francesca Celletti and Rebecca Bailey) using a three-stage approach to reviewing the title, abstract and full text.

4.2.1 Types of studies: All types of evaluative study designs are eligible for inclusion, including grey literature. Studies will not be selected on methodological quality.

4.2.2 Types of participants: This is a succinct description of the types of participants that you will include. For example, you might copy the health professionals definition here.

This review will consider all public and private educational institutions and their

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associated clinical practice placement sites of health professionals, including:

Medical Doctors - both Generalist and Specialist Practitioners, including Public Health Doctors (ISCO-08 minor group 221)

Nursing Professionals - both Generalist and Specialist Practitioners, including Nurse Practitioners and Public Health Nurses (ISCO-08 minor group 222, unit 2221)

Midwifery Professionals, including Public Health Midwives (ISCO-08 minor group 222, unit 2222)

Dentists (ISCO-08 minor group 226, unit 2261)

Pharmacists (ISCO-08 minor group 226, unit 2262)

4.2.3 Types of intervention: This is a succinct description of the types of intervention you will include.

Interventions this literature review will include are any interventions that recognize and/or reward teaching. Such interventions can be monetary, in the form of performance related pay schemes or bonuses, can involve fringe benefits, such as access to facilities, or purely non-monetary, such as a letter of recognition.

4.2.4 Types of outcome measures:

The primary outcomes of interest are the quantity, quality and relevance of practicing health professionals. These are defined by a number of measurable outcomes found in the Outcomes Framework document. Other important outcomes include values and preferences, resource use/costs, benefits and harms, as well as all other unintended effects of the intervention. Studies that include other outcomes should not be excluded at this stage in the evidence retrieval. Other secondary outcomes can also be defined, as needed.

4.3 Exclusion criteria

Editorials, newspaper articles and other forms of popular media will be excluded. Failure to meet any one of the above eligibility criteria (section 3.2) will result in exclusion from the review and any apparent discrepancies during the selection process will be resolved by a third, independent reviewer. The number of excluded studies (including reasons for exclusion for those excluded following review of the full text) will be recorded at each stage.

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5.0 Assessment of risk of bias and data extraction

Following the initial selection of literature, the reviewers will consult with the WHO Secretariat regarding the process to be followed for summarizing the studies. Data will be extracted from relevant papers using predefined evidence summary templates attached in Appendix B. Data will be collected regarding the reasons for exclusion, characteristics of included studies, participants, interventions (including comparators) and outcomes. The final decision for inclusion or exclusion will be made by a team consisting of the WHO Secretariat, methodologist and researchers conducting the review. Any potential disagreement will be recorded and resolved by further discussion.

Risk of bias across studies will be assessed using the approach outlined by the Grading of Recommendations Assessment Development and Evaluation (GRADE) working group. Any disagreements will be recorded and resolved by involvement of an additional reviewer.

6.0 Data synthesis

The availability of appropriate data and resources to conduct a meta-analysis will be considered, where feasible.

7.0 Dissemination

A final set of tables including a GRADE Evidence Table and Descriptive Evidence Table will be produced and submitted to the WHO Secretariat as stipulated in the Procedures for the Retrieval of Evidence and Summary of Evidence. In addition, a manuscript will be prepared for submission to a peer-reviewed journal.

8.0 Resource implications

The project lead will work closely with the WHO Secretariat to define the scope and methods of the review and facilitate access to unpublished literature, supporting translation of foreign language literature where necessary. Proposed milestones and timescales are outlined below:

MILESTONES

Identification and retrieval of the evidence

Conduct literature review, hand searching, and contacts with experts and networks

Summarizing evidence in Descriptive

Evidence Tables (Table 1. Summary of systematic literature reviews, Table 2. Summary of relevant literature)

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9.0 References

When citing articles, please use the WHO standard citation format, called the Harvard system. The Harvard citation system shows the author and date in the body of the text. This may be done in one of two ways: Ballance, Ewart & Fitzsimmons (2001) have reported ... It has been reported (Ballance, Ewart & Fitzsimmons, 2001) that ... Some examples of formatting reference lists: Article in a Journal Burt BA, Pai S (2001). Sugar consumption and caries risk: a systematic review. Journal of Dental Education, 65:1017–1023.

Chapter in a book Melton L J III (1995). Epidemiology of fractures. In: Riggs BL, Melton L J III, eds. Osteoporosis: etiology, diagnosis, and management, 2nd ed. Philadelphia, PA, Lippincott-Raven, 225–247.

Corporate author Heart Protection Study Collaborative Group (2002). MRC/BHF Heart Protection Study of antioxidant vitamin supplementation in 20 536 high-risk individuals: a randomised placebo-controlled trial. Lancet, 360:23–33.

WHO Publication with no named author World Health Organization (2003). The international pharmacopoeia, 3rd ed. Vol. 5. Tests and general requirements for dosage forms; quality specifications for pharmaceutical substances and tablets. Geneva, World Health Organization.

More on the WHO-style can be found here: http://www.nlm.nih.gov/bsd/uniform_requirements.html

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Appendix A: database search strategy

Search terms

Search Concept PUBMED Search Strategy ERIC Descriptors Population (Faculty[Mesh] OR Preceptorship[Mesh]

OR Mentors[Mesh] OR Faculty[tw] OR Faculties[tw] OR "Academic physician"[tw] OR "Academic Physicians"[tw] OR teachers[tw] OR teacher[tw] OR mentors[tw] OR mentor[tw] OR preceptor[tw] OR preceptors[tw] OR tutor[tw] OR tutors[tw] OR educator[tw] OR educators[tw] OR "teaching staff"[tw] OR lecturer[tw] OR lecturers[tw] OR instructor[tw] OR instructors[tw] OR professor[tw] OR professors[tw]) OR trainer[tw] OR trainers[tw]

Intervention ((Pay[tw] OR Paying[tw] OR Salary[tw] OR Salaries[tw] OR compensate[tw] OR compensation[tw] OR Remunerate[tw] OR Remuneration[tw] OR Income[tw] OR wage[tw] OR stipend[tw] OR benefit[tw] OR benefits[tw] OR stipend[tw] OR stipends[tw] OR "salaries and fringe benefits"[MeSH]) AND (Performance[tw] OR Excellence[tw] OR Merit[tw] OR Productivity[tw] OR Quality[tw] OR value[tw] OR ability[tw]]))

OR (Recognition[tw] OR Recognise[tw] OR Recognize[tw] OR Recognising[tw] OR Recognizing[tw] OR reward[tw] OR rewards[tw] OR rewarding[tw] OR incentive[tw] OR incentives[tw] OR incentivizing[tw] OR incentivising[tw] OR bonus[tw] OR bonuses[tw] OR Award[tw] OR Awards[tw] OR Awarding[tw] OR "Reimbursement, Incentive"[Mesh] OR "Employee Incentive Plans"[Mesh])

Incentive, Teacher

Salaries; Remuneration); Teacher

Promotion Rewards Retirement Benefits

Merit Pay; Recognition (achievement)

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Other search concepts, as needed

The above MeSH thesaurus headings, keywords and free text terms will be amended as required in accordance with each different database used to maximize sensitivity. The scope of each free text search should include the study title and abstract where possible. Individual MESH and free text terms will be combined with the Boolean operator OR, unless otherwise specified. Each search concept should then be combined with the Boolean operator AND as follows: population AND intervention. An example search outlining the appropriate combination of terms is detailed below, executed using PubMed. Search limits

Limit category Specified limit

Languages English

Publication type None

Date of publication 1990-2011

Study design None

Other limits None

Databases (same as section 3.1.1 above)

Topic/Field Database Ex: Education Ex: ERIC, Campbell, Education Research Complete…

Example search output – PubMed (DATE)

Cut and paste from PubMed here, for example:

No. Search term Hits

1 PATIENTS/ 13675

2 OUTPATIENTS/ 6288

139 128 OR 129 OR 130 OR 131 OR 132 OR 133 OR 134 OR

135 OR 136 OR 137 OR 138 213037

140 63 AND 110 AND 127 AND 139 635

141

63 AND 110 AND 127 AND 139 [Limit to: Humans and

(Languages Chinese or English or French or Japanese or

Portuguese or Russian or Spanish)]

584

Appendix B: data extraction forms (see attached excel workbook)

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1) GRADE Evidence Table Template.xls 2) Descriptive Evidence Table.xls

Appendix C: Example of databases, websites and journals which could be searched

Databases

Databases for biomedicine and health sciences:

Pubmed/MEDLINE

CINAHL

Cochrane Library (CDSR)

Health Systems Evidence (PPD/CCNC)

UK Pubmed Central

Global Health Library (Global Index Medicus)

UK Pubmed Central Databases for social sciences:

ISI Web of knowledge

Campbell Library

Social Science Research Network

Databases for education:

ERIC

BEME database

Regional databases for biomedicine and health sciences:

African Index Medicus (www.indexmedicus.afro.who.int)

Australasian Medical Index (www.nla.gov.au/ami)

Index Medicus for Eastern Mediterranean Region (www.emro.who.int/his/vhsl)

Chinese Biomedical Literature Database (CBM) (www.imicams.ac.cn/cbm/index.asp)

IndMED (www.indmed.nic.in)

KoreaMed (www.koreamed.org/searchbasic.php)

LILACS (www.bases.bireme.br/cgi-bin/wxislind.exe/iah/online/?IsisScript=iah/iah.xis&base=LILACS&lang=i)

Index Medicus for the South-East Asia Region (IMSEAR)

(www.library.searo.who.int/modules.php?op=modload&name=websis&file=imsear) Panteleimon for Russia and Ukraine (www.panteleimon.org/maine.php3)

Western Pacific Region Index Medicus (WPRIM) (wprim.wpro.who.int/SearchBasic.php)

PASCAL (www.international.inist.fr/article21.html)

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General databases:

Google Scholar

4.1.2 Hand searching

The following journals and websites will be hand-searched for relevant articles:

Resources that will be searched by hand, for peer-reviewed articles and grey literature

Assessment & Evaluation in Higher Education

American Journal of Health Studies

Teaching and Teacher Education

Academic Medicine

Journal of Interprofessional Care

Academic Medicine

Medical Teacher

International Journal for Academic Development

WHO's Library Database (WHOLIS)

SAMMS

HRH Global Resource Center

World Federation of Medical Education

International Council of Nurses

Association of American Medical Colleges

Council on Graduate Medical Education

American Academy of Family Physicians

American College of Physicians

World Bank

HMIC database

Grey Literature Network Service http://www.greynet.org

OPENSIGLE System for Information on Grey Literature in Europe http://opensigle.inist.fr/

NewYork Academy of Medicine Grey Literature site http://www.nyam.org/library/online-resources/grey-literature-report/

FADE Library http://www.fade.nhs.uk/

HMIC: Health Management Information Consortium http://library.nhs.uk/help/resource/hmic

Biomed http://www.biomedcentral.com/

INTUTE http://www.intute.ac.uk/

a) The effect of packages of salaries, benefits and recognition for faculty and teaching staff, which incentivize and reward teaching, on the quantity, quality and relevance of health professionals.

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(Faculty[Mesh] OR Preceptorship[Mesh] OR Mentors[Mesh]OR Faculty[tw] OR Faculties[tw] OR "Academic physician"[tw] OR "Academic Physicians"[tw] OR teachers[tw] OR teacher[tw] OR mentors[tw] OR mentor[tw] OR preceptor[tw] OR preceptors[tw] OR tutor[tw] OR tutors[tw] OR educator[tw] OR educators[tw] OR "teaching staff"[tw] OR lecturer[tw] OR lecturers[tw] OR instructor[tw] OR instructors[tw] OR trainer[tw] OR trainers[tw]

AND

(((Pay[tw] OR Paying[tw] OR Salary[tw] OR Salaries[tw] OR compensate[tw] OR compensation[tw] OR Remunerate[tw] OR Remuneration[tw] OR Income[tw] OR wage[tw] OR stipend[tw] OR stipends[tw] OR "salaries and fringe benefits"[MeSH]) AND (Performance[tw] OR Excellence[tw] OR Merit[tw] OR Productivity[tw] OR Quality[tw] OR value[tw] OR ability[tw]))

OR (Recognition[tw] OR Recognise[tw] OR Recognize[tw] OR Recognising[tw] OR Recognizing[tw] OR reward[tw] OR rewards[tw] OR rewarding[tw] OR incentive[tw] OR incentives[tw] OR incentivizing[tw] OR incentivising[tw] OR incentivize[tw] OR incentivise[tw] OR incentivizes[tw] OR incentivises[tw] OR bonus[tw] OR bonuses[tw] OR Award[tw] OR Awards[tw] OR Awarding[tw] OR "Reimbursement, Incentive"[Mesh] OR "Employee Incentive Plans"[Mesh]))

Search Most Recent Queries Result

#7 Search (#1 AND #6) Limits: English, Publication Date from 1990 to 2011 4093

#6 Search (#4) OR #5 Limits: English, Publication Date from 1990 to 2011 294661

#5 Search (Recognition[tw] OR Recognise[tw] OR Recognize[tw] OR

Recognising[tw] OR Recognizing[tw] OR reward[tw] OR rewards[tw] OR

rewarding[tw] OR incentive[tw] OR incentives[tw] OR incentivizing[tw]

OR incentivising[tw] OR incentivize[tw] OR incentivise[tw] OR

incentivizes[tw] OR incentivises[tw] OR bonus[tw] OR bonuses[tw] OR

Award[tw] OR Awards[tw] OR Awarding[tw] OR "Reimbursement,

Incentive"[Mesh] OR "Employee Incentive Plans"[Mesh]) Limits: English,

272087

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Publication Date from 1990 to 2011

#4 Search (#2) AND #3 Limits: English, Publication Date from 1990 to 2011 25360

#3 Search (Performance[tw] OR Excellence[tw] OR Merit[tw] OR

Productivity[tw] OR Quality[tw] OR value[tw] OR ability[tw]) Limits:

English, Publication Date from 1990 to 2011

1463677

#2 Search (Pay[tw] OR Paying[tw] OR Salary[tw] OR Salaries[tw] OR

compensate[tw] OR compensation[tw] OR Remunerate[tw] OR

Remuneration[tw] OR Income[tw] OR wage[tw] OR stipend[tw] OR

stipends[tw] OR "salaries and fringe benefits"[MeSH]) Limits: English,

Publication Date from 1990 to 2011

111315

#1 Search (Faculty[Mesh] OR Preceptorship[Mesh] OR Mentors[Mesh]OR

Faculty[tw] OR Faculties[tw] OR "Academic physician"[tw] OR

"Academic Physicians"[tw] OR teachers[tw] OR teacher[tw] OR

mentors[tw] OR mentor[tw] OR preceptor[tw] OR preceptors[tw] OR

tutor[tw] OR tutors[tw] OR educator[tw] OR educators[tw] OR "teaching

staff"[tw] OR lecturer[tw] OR lecturers[tw] OR instructor[tw] OR

instructors[tw] OR trainer[tw] OR trainers[tw]) Limits: English,

Publication Date from 1990 to 2011

62612