19

EQUITY-SMALL CAP FUND

Option NAV (`)

NET ASSET VALUE

Record Date Dividend NAV (`) (in `/Unit)

09-Mar-18 (Reg Plan) 9.10 33.3383

09-Mar-18 (Dir Plan) 11.10 40.7137

28-Aug-15 (Reg Plan) 3.60 23.5236

28-Aug-15 (Dir Plan) 4.30 27.8630

30-Jan-15 (Reg Plan) 4.00 26.0785

LAST DIVIDENDS

Investors understand that their principal will be at Moderately High risk

•

•

Long term capital appreciation

Investment in equity and equity-related securities predominantly of small cap companies.

SBI Small Cap FundThis product is suitable for investors who are seeking^:

Face value: `10

Investment Objective

Quantitative Data

To provide investors with opportunities for long-term growth in capital along with the liquidity of an open-ended scheme by investing predominantly in a well diversified basket of equity stocks of small cap companies.

Fund Details

#Standard Deviation : 26.45%#

Beta : 0.87#

Sharpe Ratio : 0.17

Portfolio Turnover*

Equity Turnover : 0.40

Total Turnover : 0.65

Total Turnover = Equity + Debt + Derivatives # S o u r c e : C R I S I L F u n d A n a l y s e r*Portfolio Turnover = lower of total sale or total purchase for the last 12 months (including equity derivatives) upon Avg. AUM of trailing twelve months.

Risk Free rate: FBIL Overnight Mibor rate (3.40% as on 30th November 2020) Basis for Ratio Calculation: 3 Years Monthly Data Points

Ratios are computed using Total Return Index (TRI) as per SEBI Circular dated Jan 4, 2018

PORTFOLIO CLASSIFICATION BY

ASSET ALLOCATION (%)

Pursuant to payment of dividend, the NAV of Dividend Option of scheme/plans would fall to the extent of payout and statutory levy, if applicable.

• Type of Scheme

An open-ended Equity Scheme predominantly

investing in small cap stocks.

• Date of Allotment: 09/09/2009

• Report As On: 30/11/2020

• AAUM for the Month of November 2020

` 5,822.05 Crores

• AUM as on November 30, 2020

` 6,202.52 Crores

• Fund Manager: Mr. R. Srinivasan

Managing Since: Nov - 2013

Total Experience: Over 26 years

• Benchmark: S&P BSE Small Cap Index

• Exit Load: For exit within one year from the date

of allotment -1%

For exit after one year from the date of allotment

– Nil

• Entry Load: N.A.

• Plans Available: Regular, Direct

• Options: Growth, Dividend

• SIP

All on-going / existing SIPs, STP-in registered

before September 08, 2020 will continue to be

processed in the Scheme.

Fresh registration through SIP/STP-in on or after

September 08, 2020 in the Scheme will be capped

at `5,000 per month per PAN (first

holder/guardian PAN) for daily, weekly, monthly

and quarterly frequencies. The caps for various

frequencies will be as under:

Daily SIP/STP-in: `250,

Weekly SIP/STP-in: `1,250,

Monthly SIP/STP-in: `5,000,

Quarterly SIP/STP-in: `15,000

All other terms and conditions pertaining to

SIPs/STPs remain unchanged under the Scheme.

Kindly refer notice cum addendum dated

September 04, 2020 for further details.

• Minimum Investment and Additional

Investment:

Fresh subscriptions through lumpsum investment

(including additional investments / Switch in) in

the Scheme is discontinued till further notice in

terms of notice cum addendum dated September

04, 2020.

PORTFOLIO CLASSIFICATION BY

INDUSTRY ALLOCATION (%)

PORTFOLIO

^Investors should consult their financial advisers if in doubt about whether the product is suitable for them.

(Previously known as SBI Small & Midcap Fund)

Reg-Plan-Dividend 39.5263

Reg-Plan-Growth 66.9069

Dir-Plan-Dividend 49.8960

Dir-Plan-Growth 73.1059

Cash, Cash Equivalents, And Others

Mid Cap UnclassifiedSmallcap

Consumer Goods 27.31

Industrial Manufacturing 17.89

Chemicals 8.74

Services 8.52

Cement & Cement Products 7.95

Financial Services 7.49

Construction 5.47

Automobile 3.46

Healthcare Services 2.93

Power 1.83

Pharma 1.71

Textiles 1.42

Metals 1.07

Fertilisers & Pesticides 0.89

Paper 0.39

IT 0.27

Cash, Cash Equivalents And Others 2.66

Equity Shares

JK Cement Ltd. 5.89

ELGI Equipments Ltd. 4.75

City Union Bank Ltd. 3.90

Blue Star Ltd. 3.80

V-Guard Industries Ltd. 3.55

Navin Fluorine International Ltd. 3.42

Sheela Foam Ltd. 3.29

Hatsun Agro Product Ltd. 3.26

Techno Electric & Engineering Company Ltd. 3.13

Hawkins Cookers Ltd. 3.05

Tube Investments Of India Ltd. 2.97

Carborundum Universal Ltd. 2.96

Narayana Hrudayalaya Ltd. 2.93

Lemon Tree Hotels Ltd. 2.69

Dixon Technologies (India) Ltd. 2.49

Zydus Wellness Ltd. 2.31

Timken India Ltd. 2.30

CSB Bank Ltd. 2.22

The Great Eastern Shipping Company Ltd. 2.21

Chalet Hotels Ltd. 2.19

Relaxo Footwears Ltd. 2.14

Engineers India Ltd. 2.13

Star Cement Ltd. 2.06

Rossari Biotech Ltd. 1.96

Finolex Industries Ltd. 1.92

Triveni Turbine Ltd. 1.85

Kalpataru Power Transmission Ltd. 1.83

Stock Name (%) Of Total AUMAlembic Ltd. 1.71

Fine Organic Industries Ltd. 1.70

Galaxy Surfactants Ltd. 1.56

Matrimony.Com Ltd. 1.43

Grindwell Norton Ltd. 1.37

Computer Age Management Services Ltd. 1.37

GE T&D India Ltd. 1.35

Vst Industries Ltd. 1.16

Ratnamani Metals & Tubes Ltd. 1.07

V-Mart Retail Ltd. 1.06

Kirloskar Oil Engines Ltd. 0.94

PI Industries Ltd. 0.89

Agro Tech Foods Ltd. 0.79

Garware Technical Fibres Ltd. 0.77

Kewal Kiran Clothing Ltd. 0.65

Rajratan Global Wire Ltd. 0.49

Disa India Ltd. 0.45

Thangamayil Jewellery Ltd. 0.41

Tamil Nadu Newsprint & Papers Ltd. 0.39

Eclerx Services Ltd. 0.27

Fairchem Organics Ltd. 0.10

Shreno Ltd. 0.21

Total 97.13

Total 0.21

Preference Shares

Cash, Cash Equivalents And Others 2.66

Grand Total 100.00

Stock Name (%) Of Total AUM

24.91

68.79

3.64 2.66