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ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 En Route Traffic Optimization to Reduce Environmental Impact En Route Traffic Optimization to Reduce Environmental Impact John-Paul Clarke Associate Professor of Aerospace Engineering Director of the Air Transportation Laboratory Georgia Institute of Technology

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Page 1: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

En Route Traffic Optimization to Reduce Environmental ImpactEn Route Traffic Optimization to Reduce Environmental Impact

John-Paul ClarkeAssociate Professor of Aerospace EngineeringDirector of the Air Transportation LaboratoryGeorgia Institute of Technology

Page 2: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

OutlineOutline

1. Introduction2. Optimizing a Corridor of Traffic3. Optimizing Intersection Traffic Flows4. Conclusions

Page 3: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

IntroductionIntroduction

Delays Currently Impact Operations• $5 Billion Impact [Boeing 2001]

Air Traffic Projected to Grow Significantly• Up to three times more traffic• 250% Increase in Delay Hours

Airborne Delays Comprise 24% of all Delay Time [FAA 2000]

Potential benefits of decision-aiding tool to optimally assign flights to available flight levels within a corridor and route traffic in a horizontal plane

• Aircraft performance is dependent on altitude and velocity• Corresponding emissions and fuel burn savings

Resource allocation problem

Page 4: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Optimizing a Corridor of TrafficOptimizing a Corridor of Traffic

Northeastern United States is a good example of a domestic “corridor” that would benefit from improved altitude and speed assignments

• Severely congested• Restricted airspace• Geographical alignment• Urban density

Oceanic tracks are “corridors” that could also benefit from improved altitude assignment as aircraft sometimes get “stuck” behind slower aircraft

• Changes in lateral path restricted

Page 5: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

∞V

TR

Vendurance Vrange

minVT

⎟⎠⎞

⎜⎝⎛

Aircraft Cruise Performance 101Aircraft Cruise Performance 101

Fuel burn curves have different operating points• Minimum delay (i.e. max. cruise speed)• Minimum fuel burn rate• Minimum total fuel burn

Page 6: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Philadelphia

Baltimore

Approx. Coast Line

Restricted Airspace

Approx. Corridor Bounds

Washington

Northeastern US in FocusNortheastern US in Focus

Airports with 20,000+ Hours of Annual Delay Airspace Restrictions

Page 7: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Analysis of Northeastern USAnalysis of Northeastern US

Traffic Modeling

Performance Modeling

Scenario Modeling

ETMS Data

NAS Jetways

BADA Data

Aircraft Models

Flight Envelopes

JetwayDistributions Set of

Scenarios

Decision Model

Simulation Results

Page 8: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

ScenariosScenarios

Baseline (Single Jetway)• Provides estimate of optimization benefits

Reduced Vertical Separation Minimum (RVSM)• Provides more capacity overall

Page 9: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Optimization AlgorithmOptimization Algorithm

0

0

max or min

:,

,

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2 ,2 ,

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i i

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k ki i max

k ki i min

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i max

ki

k M

ij ji

ii

j

x f

subject toTv x x i N

Ta v v i N

v C z v i N k M

v C z v i N k M

a a fps i Na a fps i N

z i N

y y i N j N i jy i N

x

∈ ∈

= − ∀ ∈

= − ∀ ∈

≤ − + ∀ ∈ ∈

≥ − − + ∀ ∈ ∈

≥ = ∀ ∈≤ = − ∀ ∈

= ∀ ∈

+ = ∀ ∈ ∀ ∈ ≠

= ∀ ∈

∑ ∑

1 1

2 12

3 3

4 4

(3 ) , , ,

(1 ) ,

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k ki i j ij

k k ki i i i i

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x C z z y s i N j N k M

f C z a v b i N

f C z a v b i N

f C z a v b i N

f C z a v b i N

≥ − − − − + ∀ ∈ ∀ ∈ ∀ ∈

≥ − − + + ∀ ∈

≥ − − + + ∀ ∈

≥ − − + + ∀ ∈

≥ − − + + ∀ ∈

Objective

Kinematics

Performance

Sequencing

Separation

Fuel Burn

Page 10: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Delay & Fuel Burn BenefitsDelay & Fuel Burn Benefits

Baseline• Up to 8.5 minutes delay savings per aircraft• Up to 160 gallons of fuel per aircraft

RVSM• 45% additional delay reduction• No additional fuel burn reduction

Page 11: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Optimizing Intersection Traffic FlowsOptimizing Intersection Traffic Flows

•Ensure safety•Satisfy transfer constraints between sectors

•Avoid obstacles

•Minimize deviation•Reduce fuel costs

Page 12: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Changing Trajectories to Avoid Conflicts and Minimize Cost (e.g. Fuel Burn)Changing Trajectories to Avoid Conflicts and Minimize Cost (e.g. Fuel Burn)

Method 1: Change Airspeed of each

Aircraft

Method 2: Change Heading of each

AircraftMethod 3: Change both Airspeed and Heading

of each Aircraft

Page 13: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Optimization FormulationOptimization Formulation

Cost FunctionEvaluation Criteria

ConstraintsEqualities: Define variables Inequalities: Allowable regions

Page 14: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Cost FunctionCost Function

Fuel and heading cost for each

plane

Decision variables are

Max fuel and heading cost for

all planes

Page 15: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Safety ConstraintsSafety Constraints

Safety regions defined using relative velocity vector

Case 1

Case 2

Case 3

are given from initial conditionsand

Page 16: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Example: Baseline (No Changes)Example: Baseline (No Changes)

- Initial Trajectory- Desired Trajectory

Page 17: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Example: Airspeed and Heading ChangesExample: Airspeed and Heading Changes

- Initial Trajectory- Desired Trajectory- Optimal Trajectory

QuickTime™ and aH.264 decompressor

are needed to see this picture.

Page 18: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

Cleveland Center StudyCleveland Center Study

• Cleveland ARTCC subject of case-study • Center is defined by a collection of latitude,longitude boundary fixes• Sector is non-convex so it has been partitioned into a complimentary and

comprehensive set of convex regions

• Currently developing simulation to• Evaluate algorithm performance• Study fairness implications

• Will develop enhanced algorithmthat considers fairness while optimizing traffic flow

Page 19: En Route Traffic Optimization to Reduce Environmental Impact · ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007 Cleveland Center Study • Cleveland ARTCC

ICAO Colloquium on Aviation Emissions with Exhibition 14 – 16 May 2007

ConclusionsConclusions

Preliminary results suggest that there are significant emissions and fuel burn savings to optimally…

• Assign aircraft to amongst available altitudes with a traffic flow• Reroute traffic flows to prevent conflicts (with other aircraft, weather, terrain)

Algorithm framework provides means for rerouting aircraft around other aircraft, weather, and terrain at minimum cost in terms of emissions and fuel burn

• Potential to reroute around super saturated air masses to avoid contrail formation

Further research needed to take ideas to a working prototype