Edward Winters, CPPM CF

June 14, 2010

THE DD FORM 1149 FACT OR FICTION

What Do I Hope To Accomplish? WHO

WHAT

WHERE

WHEN

WHY

USES THE FORM?

INFORMATION IS REQUIRED?

CAN YOU FIND INFORMATION?

IS THE FORM USED?

USE THE FORM?

IS THE USE OF THE DD FORM 1149 CONTRACTUALLY REQUIRED?

DD FORM 1149 HISTORY

HISTORY OF THE DD FORM 1149

201020001990

1980

1970

1960

1957

HISTORY OF THE DD FORM 1149

Accounting Guide for Defense Contracts" by Paul M. TruegerPublished by Commerce Clearing House in 1953Includes references to

Armed Services Procurement Act of 1947 Federal Property and Administrative Services Act of 1949 DD250 Original Inventory Schedules, DD542 – DD545 Termination Schedule, DD832 All dated 1951

I believe that the DD Form 1149 was created sometime following the release of ASPR and that the 1951 edition is probably the original.

201020001990

1980

1970

1960

1957

1951

IS THE USE OF THE DD FORM 1149

CONTRACTUALLY REQUIRED?

The only reference to the DD Form 1149 in the DOD FAR Supplement other than Section 253 (Forms) is in Part 245.7101-2

ASK A PROFESSOR

https://akss.dau.mil/askaprof-akss/

ASK A PROFESSOR

ASK YOUR PROPERTY ADMINISTRATOR

From: Sent: Tuesday, September 01, 2009 10:59 AMToCcSubject: Shipment of spare LRU to

Ken,

The use of DD Form 1149 has been kicked around, argued and debated for years and is only one of various forms of documentation that may be used to document the movement/shipment of Government property. Within the past year or two, Mr. James Norman, LMM&FC Property Manager, came to me and ask if I could find any mandatory requirements for LM to use the DD Form 1149 for shipments. I researched this issue and elevated it to my management and concluded that its use is not mandatory unless required by contract, or the contractor's approved procedures. When transferring accountability of Government Property, FAR Parts 45 and 52 require such transfers to be documented by modification to both the losing and gaining contracts, but does not require the use of the DD Form 1149.

Sincerely,

Property AdministratorDCMAC Property

– WHAT DOES THE CONTRACT SAY???

– WHAT DO YOUR PROCEDURES

SAY???

IT DEPENDS!

Section F-10 of a Contract

F-10. Incremental deliveries of The purpose of this CLIN is to provide hardware to specified Government locations at .Upon acceptance of S&A line items by the Government at (Contractor) facilities, the Contractor is authorized to deliver those components in place and subsequently ship to the locations determined by the Government. After Government acceptance, shall provide to the Contracting Officer a list of serial numbers for all serialized parts shipped. Upon receipt of the list, the Government will provide direction to identifying which serial numbers are to be shipped to each destination. The Contractor shall DD1149 serial numbers to the locations provided. The Contractor is authorized to make early deliveries with DCMA concurrence.

SOW SHIPPING DIRECTIONS

INTERNAL PROCEDURES

IF THE 1149 IS NOT CONTRACTUALLY REQUIRED WHY USE THE FORM?

• THE USE OF AN 1149 MAY BE ADDRESSED IN YOUR PROCEDURES

• THE FORM ALREADY EXISTS

• IT’S RECOGNIZABLE

• WHY MAINTAIN 2 DIFFERENT SHIPPING SYSTEMS

WHO USES THE FORM?• DOD COMPONENTS

• DOD CONTRACTORS

• WHAT ABOUT NASA, DOE, DHS, DOT OR DOJ?• NASA FAR SUPPLEMENT 1846.106-70 CONTRACT CLAUSES AND SOLICITATION PROVISIONS• NASA FAR SUPPLEMENT CLAUSE 1852.245-71, INSTALLATION GOVERNMENT PROPERTY• NASA FAR SUPPLEMENT (1845.7101-2)• DOE FAR SUPPLEMENT (952.245-2, 952.245-5 AND 970.5245-1) - NO REFERENCE• DHS FAR SUPPLEMENT (3045-1 AND 3052.245-70) – NO REFERENCE

SURE – W

HY

NOT!

DFARS SUBPART 245.71 – PLANT CLEARANCE FORMS

WHEN IS THE FORM USED?

DOD MANUAL 4161.2-M, APPENDIX E

The DD Form 1149 may be used for the following purposes (unless otherwise approved by the PA, CO, or contract):

- Return of Government-Furnished Property

- Shipment of IPE-

- Internal transfer of Government property between contracts

- Shipment of Government property to other contractors

- Shipments to secondary locations of the prime contractor

- Transfer of title (ownership) for sales and abandonments

WHEN IS THE FORM USED?

WHAT INFORMATION IS RECOMMENDED AND WHERE DO YOU FIND IT?

DOD MANUAL 4161.2-M, APPENDIX E PROVIDES GUIDELINES

CONTRACT/INTERNAL PROCEDURES

INFORMATION NEEDED WILL DEPEND ON THE USE

COMPLETE ADDRESS

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

ATTENTION OF AND M/F INFORMATION

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

REQUISITION NUMBER AND DATE IF APPLICABLE

WHAT INFORMATION IS RECOMMNEDED(SHIPPING)

DATE MATERIAL REQUIRED

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

Shipment Authority

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

VOUCHER NUMBER AND DATE

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

SIGNATURE

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

PART NUMBER, S/N, NSN, RECORD ID #

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

Quantity shipped

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

PRICING INFORMATION

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

SHIPPING INFORMATION(PROVIDED BY SHIPPING DEPT.)

WHAT INFORMATION IS RECOMMENDED(SHIPPING)

LOOSING AND GAINING CONTRACT MOD INFORMATION

WHAT INFORMATION IS RECOMMENDED(CONTRACT TRANSFERS)

LOOSING CONTRACT NUMBER

GAINING CONTRACT NUMBER

QUESTIONS

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QUOTE OF THE DAY

CHANGE IS INEVITABLE – EXCEPT FROM A VENDING MACHINE.

Robert C. Gallegher