edward f harrington financial disclosure report for 2009

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  • 8/3/2019 Edward F Harrington Financial Disclosure Report for 2009

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    A n 1 o FINANCIAL DISCLOSURE REPORT R e p o r t R e q u i r e d b y t h e E t h i c sIn Government Act oil 978R e ~ . ~ /2 0 1 0 FOR CALENDAR YEAR 200 9 ( 5 u . s . c , a p p . f f, ~ 1 0 1 - 1 1 1 )I. Person Re porting (last name. first, middl~ initial) 2. Court or Organization 3. Date of ReportHARRINGTON, EDWARD F. U.S. District Court, D. of MA 4!1212010

    4. Title (Article I11 judges indicate active or senior statics; 5a, Report Type (check appropriate type) 6. Reporting PeriodmagisUate judges indicate full- or part-time) [] Nomination. Date 01/01/2009Senior Judge [] Initial ~ ~ A .... [] Final to12/31/2009

    5b. [] Amended Report7. Chamber~ or Office Address 8. On the basi~ of the information contained in this Report and anymodifications pertaining thereto, It is, In my opinion, in com plianceU, S. District Court with applicable laws and regulations.1 Courthouse Way, Suite 6130Boston, MA 02210 Reviewing Off icer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed~ Complete all parts.checking the NON E box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . e R , ,o , i . ~ i ~ a l ~ a , , I o . l y : s o ,~ , ~ , . 9 - ~ J o ~ , a t . . s io ~ , r a ~ , o n ~ . JNONE (No reportable positions.)

    POSIT ION IqA M E OF ORQA N IZA T ]ON /E N T IqY1.

    4. :~ ,." -

    I I . A G R E E M E N T S . ~ , ~ o , -s individual only; ,re pp. 14-16 of filin~ inMrUCt~n~)~ N O N E ~ o reportable agreemems.)

    pARTIES AND TE~S

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    FINANCIAL DISCLOSURE REPORT r~m~ Of Persan Reporting I D~te of Repor~ IPage 2 of 7 HAR~NGTON, EDWARD F. 4/12/2010

    I I I . N O N - IN ~ S T M E N T I N C O M E . (Re~rling indivMuaI and spouse; see pp, 17-24 of ~ding tns~uctions.)A. Filers Non-Investment Income

    NONE ~o reportable non-investment income.)D A T E SOURCE AND ~E ~COM~{yau~, n~t sp~s)

    1.

    3.

    4.

    B . S p o u s e s N o n - In v e s t m e n [ In c o m e - If ),ou were married during any potion of the repo~g year, complete Ih~ se~o~NONE ~o reportable non-investment income.)

    SOURCE AND TYPE1.

    2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - ,r - ,s p o ,~ ~ n , t o d ~ ~ , [ o o d , e~te~uf .... L(Includes those to spouse and dependent children: see pp. 2J -27 of filing instructions.)

    N O N E (]go reportable reimbursements.)SOURCE DATES kOCATION PURPOSE ITEMS PAID OR PROVIDED

    1.2.3.

    4.

    5.

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    N ame of Person Reporting Date of ReportPageFINA N CIAL3 of 7 DISCLOSURE RE PORT n A R m N ~ T O r q , E D W A R D F . 4 / I 2 / 2 0 1 0

    V . G I F T S . a~a.do~ t h o s e , o , p o . . .. . d d e p e n d e n t children; s e e p p . 2 8 - 3 1 of filing instrnctlons.)N O N E (No reportable gifts.)

    ~OURCE DESCRIPTION VALUEI.2.3.4.5.

    [~] N O N E ( N o reportable liabilities.)GREDITOR DESCRIPTION _ V A L U E C O D E

    I.2.3.4.5.

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    Iame of Person Reporting D a t e t R e p o r tFINANCIAL DISCLOSURE REPORT[ H A R RI N G T O N , E D W A R D F .

    Page 4 of 7 4/~01o

    NONE ~o reportable income, assets, or transaction.)A. B. C. D.

    De~fifltion of As~ In, me dufng Gross value at end Tr~s~tions dating reposing period(incl~i~g trust ~e~) reposing ~fiod of r~oaing period(~) (~) ( ~ ) I (2 ) (t ) (2) ~ (3~ (4)

    Place "(XI" ~er ~ch ~t ~ount T~e (e.g., Va~e Value T~e (e.g., D a m Value Gain Identi~ ofCode I Co~ 2 M e th o d buy. sell, ~d~ Code 2 [ Code I buyer/sellerf r o m pfor di~losure~ ( A - H ) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) (J-P) (A-H) ( i f p r i v a t e~ t m n s a c t i o n )._. I I ,1. Che~on - Common Stuck A Dividend J T2. C,G.M. Focus Fund A Dividend L T3. Life Insurance - Aetna Life . None J T

    4. Life Insurance - Occidental Life None J T

    5. Fidelity Puritan B Dividend L T6. Savings Bank L ife Ins. Co. of M~sachusetts A Interest J T7. Sovereign Bank of New E ngland Cash A Interest K T8. Sovereign Bank of N ew E ngalnd Cert. of A lnterc~t J TDeposit9. Vanguard Index Tnast 500 B Dividend L T

    1 0 . Vanguard Prime Money Market Fund A Dividend L T

    t 1 . Vanguard GN MA Fund C Dividend L T1 2 . V anguard Growth and Income Fund A Dividend K T1 3 . V anguard Mass. Tax-Ex empt Fund None L T

    1 4 . *Wachovia (cash & mone~, fund) *Wells D Interest L TFargo1 5 . *Wachovia (equities) *Wells Fargo C Dividend1 6 . (A) A llstate Corp. None K Ti7. (B) Medtronic Inc. None K T

    (~e C~ l~m as B I a~ D 4 ) F =$50,~ I - $ ] ~,000 O ~ 1 ~,00 t - $1 ,~,~ H I -$ I ,~,~ I - $5,~0,~ H2 =More ~n

    ] 3. Val~ Mct~ C~cs Q -Ap~ai~l g ~og (Real Estate Only) S ~As~ssm~t T ~h

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    N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r tFINANCIALp.~ge 5 of 7 D I S CL O S U R E R E PO R T H A R R I N G T O N , E D W A R D F . 4 / 1 2 / 2 0 1 0

    V I I. IN V E S T M E N T S a n d T R U S T S - t .. .. .. .. t~ , . tr ..... liot~$ (trnclt~de$ lhose of ~ ...... d dependent children; see pp. 34-60 of ~ling l,qnrucfion~.)NONE ~o reportable income, assets, or transaction.)

    A. B. ~ C. ~ D.Description of As~s I n c o m e d u ri n g Gross value at end ~ Tr~sac~om during reining(i~luding trust asse~) reposing period of repo~ng ~fi~Place "(X)" a~ each as~t Amount ~ T~e (e.g., V alue V alue T~e (e.g, D a t e ~ a l u e Ga~ I Idmtity ofex~pt from prior di~losure ~ I I div., ~n~ C~e 2 Me~ buy, sell, ~d~)~ ~ o d e 2 C~e I ~ buyer/sell~( A - H ) o r i n t . ) ( J - P ) Code 3 r~emption) ( I - P ) ( A -H ) (ifp~vate( Q - W )

    1 8 . (C) F~, Home LNMTG Co~. None K T B uy ~0~23/09 K1 9 . (D) Fed. Home LNMTG Corp. None K T B uy 1 1 1 0 4 / 0 9 K20, (E) Deere & Company None K T21. (F) D onaherCorp. None K T22. (G) C.V.S . None K T23. (tl) Fed. Horn LN B ank None K T B uy 02/23/09 J24. (I) Fed. Horn LN Bank None K T B uy 05/01!09 K25. (J) First Mercury Financial None J T26. (K) Rayonier, Inc. None K T27. (L) E nsco lntl Inc. None K T28. (M) Paychex Inc. None K T2 9 . (N ) Fed. Farm Credit Bank None L T B uy 02/23/09 K30. (O) Fed. Fam~ Credit B ank N one L T B uy 11/10/09 K31. (P) Fed. NA TL MTG Assn, None J T B uy 02/24/09 J32. (Q) Conocophillips N one K T B uy I 1/09/09 K

    33. (R) General E lectric Cap. Corp. None J T B uy 02/23109 J34. (S) Paccar Inc. None J T B uy 02/23/09 J

    3. V~I~ Mct~ C~cs Q -App~isal R ~o~ (~1(S~ Column C2) U =B~k V alue V

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    Name of Person Reporting Date of ReporlPageFINANCIAL6 of 7 DISCLOSURE REPORT ~ t A R ~ N ~ T O N , E D W A R D F . 4 / 1 2 / 2 0 1 0VIII. ADDITIONAL INFORMATION O R EXPLANATIONS. ~n~,~o , of~o~,~

    Part VII . INV ESTME N TS and T R U S T SLine 14: Wells Fargo purchased Wachovia during the reporting period.Line 15: Header only for the listed equities on Lines 16 through 34.

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    FINANCIAL DISCLOSURE REPORT N a ~ e o f P .... Reporti.g DateofRtportPage 7 of 7 HAR R IN G TON , ED W AR D F. 4/12/2010

    IX. CERTIFICATION.! certify that all information given abov e (including information pertaining to my spouse and minor or dependent children, if any) isaccurate, true, and comp lete to the be.st of my knowledge and belief, and that any Information not reported w as withheld because it met app licable statutoryprovisions permitting non-disclosure.I further certify that earned income from outside emplo}anent and hunoraria and the ac ceptance of gifts which have been reported are incompliance w ith the provisions of 5 U.S.C. app. 5 01 et. seq., 5 U.S.C. 735 3, and Judicial Conference regulations.

    N OTE : AN Y IN D IVID U AL W HO KN OW IN G LY AN D W ILFU LLY FALS IFIES OR FAILS TO FILE THIS REPOR T M AY BE S U BJEC T TO C IVILAN D CRIMINAL SAN CTIONS (5 U.S.C, app. 104)

    FILING INSTRUCTIONSMail signed original and 3 ad ditional copies to:

    Committee on Financial DisclosureA dministrative Office of the United States CourtsSuite 2-301One Columbus Circle , N.E .Washington, D.C. 20544