ecm certification - quality austria...product expert ecm [email protected] doc. nr....

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Certification for Entities in Charge of Maintance (ECM) in accordance with EU Directives and EU Regulation 445/2011 required quality standard for holder and Entities in Charge of Maintenance for freight cars Motivation and benefits The EU Directive 2008/110/EC, which was established in order to change the Directive 2004/49/EC, has introduced the “Entity in Charge of Maintenance” (ECM). An ECM has to be allocated to each vehicle and registered as such in the “National Vehicle Register” (NVR). The Directive specifies that railway traffic providers, infrastructural operators or vehicle owners can assume the function of ECM’s. Notwithstanding responsibility of the rail traffic providers and infrastructural operators for safe operation of a train, ECM has to provide for a maintenance system guaranteeing that the vehicles of whose maintenance it is in charge are in a safe operating state. The ECM has to guarantee that the vehicles are maintained in conformity with the maintenance documents for each ve- hicle and the applicable requirements, including maintenance regulations and the TSI rules. It must derive the maintenance measures necessary for its vehicles from the requirements and will carry out the maintenance measures itself or avail itself of maintenance workshops acc. to EU Regulation, with which it concludes contracts. In the case of an existing ISO 9001 certification synergies can be used. Objectives assuring quality, transparency and demonstrability of maintenance of freight cars compliance with the relevant international and national requirements according to the EU Directive safety in railway traffic cross-boundary traffic without obstacles Target group Railway traffic providers, infrastructural operators or ve- hicle owners that can assume the function of ECM’s Maintenance workshops for freight cars Suppliers of freight car elements or rail car elements Criteria All of the freight wagon maintenance competent authorities and workshops need a certification as evidence that they have implemented a maintenance system and that this im- plementation is performed according to the requirements of Annex III of the Council Regulation 445/2011 on 10/05/2011 and ERA Safety Units. These facilities have to submit an application in line with with Annex IV of the VO 445/2011 to the accredited certification body. After receiving all necessary records, the certification body has to complete the certification within four months. Afterwards the Entity in charge of Maintenance Certificate or the Certificate for the Maintenance functions according to Annex V of VO 445/2011 is issued. For the maintenance of other rail vehicles a certificate of con- formity may be issued after an audit corresponding with the criteria of VO 445/2011. Other relevant standards and regulations ISO 9001, SMS railway safety according to EU Directive 2016/798 (EU-RL 49/2004) or the Railway Act § 39 in Aust- ria, ON EN 13816 Transport – Logistics and services – Public transport ECM Certification

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Page 1: ECM Certification - Quality Austria...Product expert ECM rudolf.scharf@qualityaustria.com Doc. Nr. RE_24_00_69, edition: April 2018 ECM Certification Quality Austria Trainings, Zertifizierungs

Certification for Entities in Charge of Maintance (ECM)in accordance with EU Directives and EU Regulation 445/2011 required quality standard for holder and Entities in Charge of Maintenance for freight cars

Motivation and benefits

The EU Directive 2008/110/EC, which was established in

order to change the Directive 2004/49/EC, has introduced

the “Entity in Charge of Maintenance” (ECM). An ECM has

to be allocated to each vehicle and registered as such in the

“National Vehicle Register” (NVR). The Directive specifies that

railway traffic providers, infrastructural operators or vehicle

owners can assume the function of ECM’s.

Notwithstanding responsibility of the rail traffic providers and

infrastructural operators for safe operation of a train, ECM

has to provide for a maintenance system guaranteeing that

the vehicles of whose maintenance it is in charge are in a safe

operating state.

The ECM has to guarantee that the vehicles are maintained

in conformity with the maintenance documents for each ve-

hicle and the applicable requirements, including maintenance

regulations and the TSI rules. It must derive the maintenance

measures necessary for its vehicles from the requirements

and will carry out the maintenance measures itself or avail

itself of maintenance workshops acc. to EU Regulation, with

which it concludes contracts. In the case of an existing ISO

9001 certification synergies can be used.

Objectives

� assuring quality, transparency and demonstrability of

maintenance of freight cars

� compliance with the relevant international and national

requirements according to the EU Directive

� safety in railway traffic

� cross-boundary traffic without obstacles

Target group

� Railway traffic providers, infrastructural operators or ve-

hicle owners that can assume the function of ECM’s

� Maintenance workshops for freight cars

� Suppliers of freight car elements or rail car elements

Criteria

All of the freight wagon maintenance competent authorities

and workshops need a certification as evidence that they

have implemented a maintenance system and that this im-

plementation is performed according to the requirements of

Annex III of the Council Regulation 445/2011 on 10/05/2011

and ERA Safety Units.

These facilities have to submit an application in line with with

Annex IV of the VO 445/2011 to the accredited certification

body. After receiving all necessary records, the certification

body has to complete the certification within four months.

Afterwards the Entity in charge of Maintenance Certificate or

the Certificate for the Maintenance functions according to

Annex V of VO 445/2011 is issued.

For the maintenance of other rail vehicles a certificate of con-

formity may be issued after an audit corresponding with the

criteria of VO 445/2011.

Other relevant standards and regulations

ISO 9001, SMS railway safety according to EU Directive

2016/798 (EU-RL 49/2004) or the Railway Act § 39 in Aust-

ria, ON EN 13816 Transport – Logistics and services – Public

transport

ECM Certification

Page 2: ECM Certification - Quality Austria...Product expert ECM rudolf.scharf@qualityaustria.com Doc. Nr. RE_24_00_69, edition: April 2018 ECM Certification Quality Austria Trainings, Zertifizierungs

Quality Austria is accredited as a certification body for ECM

since 12.12.2012 and is listed as ECM Certification Body at

ERA in the ERADIS database.

Quality Austria introduces itself

Quality Austria - Trainings, Zertifizierungs und Begutachtungs

GmbH is your competence partner for the Integrated Man-

agement System in the fields of Quality, Environment, Safety

and Industry Standards as well as Business Excellence. The

services provided by Quality Austria range from trainings in

the field of international management trends and techniques

via certification of management systems according to inter-

national standards, regulations, national guidelines, directives

and assessments according to the EFQM Excellence Model

to awarding the Austria Quality Seal. The Austrian Excellence

Award will be presented to Austrian organizations in coopera-

tion with the Federal Ministry for Digital and Economic Affairs.

Quality Austria is accredited by the Federal Ministry of Digital

and Economic Affairs and has numerous international regis-

trations and accreditations.

Having more than 1.000 auditors, trainers, assessors and

technical experts, Quality Austria secures successful im-

plementation of standards and regulations within the orga-

nizations and provides sector and product specific know-

how with a very high focus on practical work. Based on the

competence network in the field of comprehensive sector

specific, technical and methodological knowledge as well as

comprehensive experience, trends will be influenced while

innovations will be interpreted and tomorrow’s requirements

will be co-designed actively and consistently in correspond-

ing bodies even on an international scale.

The close connection of Quality Austria as a national rep-

resentative with international partner organizations as well

as cooperations enable global know-how to be imparted

and turn the organization into a competent partner. Quality

Austria cooperates with some 50 partner and member orga-

nizations. Quality Austria is a stable factor when it comes to

creating valuable synergies at the economic site of Austria.

Contact

Wolfgang Pölz, MSc, MBANetwork partner

Product expert International Railway In-

dustry Standard (IRIS) and ISO/TS 22163

[email protected]

Rudolf ScharfNetwork partner

Product expert ECM

[email protected]

Doc

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RE

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9, e

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pril

2018

ECM Certification

Quality AustriaTrainings, Zertifizierungs undBegutachtungs GmbH

HeadquartersZelinkagasse 10/31010 Vienna, Austria, EuropePhone: (+43 1) 274 87 47 Fax: (+43 1) 274 87 47-100

Customer Service CenterAm Winterhafen 14020 Linz, Austria, EuropePhone: (+43 732) 34 23 22 Fax: (+43 732) 34 23 23E-Mail: [email protected]

www.qualityaustria.com