eastern ukraine: reconnect, recover, revitalize 3r project ... reconnect, recover, revitalize...

Download Eastern Ukraine: Reconnect, Recover, Revitalize 3R Project ... Reconnect, Recover, Revitalize ¢â‚¬â€œ 3R

Post on 05-Jul-2020

0 views

Category:

Documents

0 download

Embed Size (px)

TRANSCRIPT

  • Eastern Ukraine:

    Reconnect, Recover, Revitalize – 3R Project

    Environment and Social Management Framework

    (ESMF)

    May 2020

  • ESMF for Eastern Ukraine: Reconnect, Recover, Revitalize – 3R Project

    Content

    ACRONYMS & ABBREVIATIONS ................................................................................ 5

    1 INTRODUCTION. .............................................................................................. 10

    1.1 Purpose of the ESMF ........................................................................................ 10

    1.2 Rationale for the ESMF ..................................................................................... 10

    1.3 Approach and Methodology for the Preparation of ESMF .................................. 10

    1.4 Project Description ............................................................................................ 10

    1.4.1 Country, Sector and Institutional Context ..................................................... 10

    1.4.2 Project Overview ......................................................................................... 11

    2 IMPLEMENTING AGENCIES CAPACITY AND IMPLEMENTING ARRANGEMENTS

    15

    2.1 Implementing Agencies Capacity to Manage Environmental and Social Issues . 15

    2.2 Implementing Arrangements .............................................................................. 16

    3 BASELINE DATA ............................................................................................. 19

    3.1 Location and Size .............................................................................................. 19

    3.2 Physical Environment ........................................................................................ 19

    3.2.1 Climate ........................................................................................................ 19

    3.3 Topography and Drainage ................................................................................. 19

    3.3.1 Hydrology .................................................................................................... 19

    3.3.2 Soils and Geology ....................................................................................... 20

    3.4 Biological Environment-Ecosystems .................................................................. 20

    3.4.1 Flora ............................................................................................................ 20

    3.4.2 Fauna .......................................................................................................... 20

    3.5 Natural Protected Areas .................................................................................... 21

    3.6 Socio-Economic Background ............................................................................. 21

    3.6.1 Vulnerable Groups ....................................................................................... 23

    4 DESCRIPTION OF THE ADMINISTRATIVE, POLICY AND REGULATORY

    FRAMEWORK ............................................................................................................. 25

  • ESMF for Eastern Ukraine: Reconnect, Recover, Revitalize – 3R Project

    4.1 The Legal, Regulatory and Policy Framework ................................................... 25

    4.2 Relevant National Laws and Regulations .......................................................... 25

    4.2.1 Occupational health and safety .................................................................... 28

    4.2.2 Social Protection Framework ....................................................................... 29

    4.2.3 Access to information and public participation in Ukrainian Legislation ........ 31

    5 RELEVANT WORLD BANK ENVIRONMENTAL & SOCIAL STANDARDS ..... 33

    5.1 ESS 1 - Assessment and Management of Environmental and Social Risks and Impacts

    33

    5.2 ESS 2 – Labor and Working Conditions ............................................................. 35

    5.3 ESS 3 – Recourse Efficiency, Pollution Prevention and Management ............... 36

    5.4 ESS 4 – Community Health and Safety ............................................................. 37

    5.5 ESS 5 – Land Acquisition, Restrictions on Land Use, and Involuntary Resettlement

    38

    5.6 ESS 6 – Biodiversity Conservation and Sustainable Management of Living Natural

    Resources .................................................................................................................... 38

    5.7 ESS 7- Indigenous Peoples/Sub-Saharan African Historically Underserved Traditional

    Local Communities. ..................................................................................................... 39

    5.8 ESS 8 – Cultural Heritage.................................................................................. 39

    5.9 ESS 9 – Financial Intermediaries ....................................................................... 40

    5.10 ESS 10 – Stakeholder Engagement and Information Disclosure ....................... 40

    6 POTENTIAL ENVIRONMENT AND SOCIAL RISKS AND IMPACT ................. 42

    6.1 Positive Impacts ................................................................................................ 42

    6.2 Adverse Risks and Impacts ............................................................................... 42

    6.2.1 Adverse Environmental Impacts and Risks .................................................. 43

    6.2.2 Adverse Social Impacts ............................................................................... 45

    7 ENVIRONMENTAL AND SOCIAL RISK MANAGEMENT ................................ 48

    7.1 Impacts and Mitigation Measures ...................................................................... 48

    8 ESMF IMPLEMENTATION ............................................................................... 54

    8.1 Identification of Subprojects Eligibility ................................................................ 54

    8.2 Screening for Environmental and Social Risks and Impacts .............................. 55

  • ESMF for Eastern Ukraine: Reconnect, Recover, Revitalize – 3R Project

    8.3 ESMP and Contractor’s ESMP .......................................................................... 56

    8.4 ES Monitoring and Reporting ............................................................................. 57

    8.4.1 Monitoring Plans .......................................................................................... 57

    8.4.2 Monitoring and Reporting Responsibilities ................................................... 57

    8.4.3 Community Monitoring ................................................................................. 59

    8.4.4 Reporting on Environmental and Social Incidents ........................................ 59

    9 PUBLIC CONSULTATION AND DISCLOSURE ............................................... 61

    10 Grievance Redress Mechanism ...................................................................... 62

    10.1 Objectives of the project-based GRM ................................................................ 62

    10.2 GRM Overview and Structure, Communication and Process ............................. 62

    10.3 Grievance Logs ................................................................................................. 63

    10.4 Monitoring and Reporting on Grievances ........................................................... 64

    10.5 World Bank Grievance Redress System ............................................................ 65

    Annex 1. Project Activity Report (Subprojects) ....................................................... 66

    Annex 2. Environmental Screening Checklist .......................................................... 68

    Annex 3. Social Screening Checklist ........................................................................ 70

    Annex 4. Results of Environmental and Social Screening ...................................... 72

    Annex 5. Environmental and Social Management Plan Template for Construction and

    Rehabilitation Activities............................................................................................. 73

    Annex 6. ESIRT reporting requirements ................................................................... 93

    Annex 7. Risk Management and Chance Find Procedures for UXO/Landmines ... 99

  • ESMF for Eastern Ukraine: Reconnect, Recover, Revitalize – 3R Project

    ACRONYMS & ABBREVIATIONS

    BFM Beneficiary feedback mechanism

    CMU Cabinet of Ministers of Ukraine

    CSO Civil Society Organizations

    EIA Environmental Impact Assessment

    ESCP Environmental and Social Commitment Plan

    ESF Environmental and Social Framework

    ESHS Environmental, Social, Health and Safety

    ESIRT Environmental and Social Incident Reporting Toolkit

    ESIA Environmental and Social Impact Assessment

    ESMF Environmental and Social Management Framework

    ESMP Environmental and Social Management Plan

    ESS Environmental and Social Standard

    FGD Focus Group Discussions

    GBV Gender-based violence

    GCA Government Controlled Areas

    GIIP Good International Industry Pr