Download - Joseph A DiClerico Jr Financial Disclosure Report for 2009

8/3/2019 Joseph A DiClerico Jr Financial Disclosure Report for 2009

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FINANCIAL DISCLOSURE REPOR T n e p o r , . R e q u i r e d b y t h e l ~ t h i c si n G ov e r m ne nt A c t o f 1978

FOR CALENDAR YEAR 2009

1 . P e r s o n R e p o r t in g ( l a s t n a m e , : f ir s t , m i d d l e i n i t i a l) 2 . Cour~ o r O rgan iza t ion 3. Da te o f Repor t

D i C l e r i c o , J r . , J o seph A . U n i t e d S t a t e s D i s t r i c t C o u r t D i s t r i c t o f N e w H am p s h i r e 5 /4 /2010

4 . T i t l e ( A x f i e l e I I I j u d g e s i n d i c a t e a c t iv e o r , s e n i o r s t a lu s ; 5 a . R e p o r t T y p e ( c h e c k a p p r o p r i a t e t y p e ) 6 . Repor t ing Per iod

m a g i s t r a te j u d g e s i n d i c a t e f u l l - o r p a r l -t i m e )[ ] N o m i n a t i o n , D a t e 1/1/2009

D i s t r i c t Ju d g e S e n i o r S t a t u s [] lnitlat~ ~ A n n u a l

[] Final to

12/31/2009

5 b . [ ] A m e n d e d R e p o r t

7. Chambers or O f f i c e A d d r e s s 8. On the b asis o f lhe in f o rmat ion c on ta ined in th is Repor t and anym o d i f ic a t i o n s per ta in ing thereto , i t i s , In my op in ion , in c ompl ianc e

5 5 P l e as an t S t r e e t , R o o m 4 0 0 with app l icable laws and regula t ions .

C o n c o r d , N H 0 3 3 0 1

R e v iew in g O ffice r D a le

I M P O R T A N T N O T E S : The instructions accompanying this form mast be followed. Complete all parts,

checking the NONE box for each part where you have no reportable in format ion. S ign on last page.

I. P O S I T I O N S . ~ . ~ o , ~ indi, ,idual onl2,; seepp . 9-13 of f i l ing instructions.)

~--~ N O N E (No reportable positions.)

POSITION NAME OF ORGANIZATION/ENTITY

1. Trustee Trust VIII

2. E x ec u t o r ( S e e P a r t V I I I )

3. T ru ste e T ru st X V (S e e P a rt V II I)

I I . A G R E E M E N T S . (Reporting individual nab,; see l,p. 14-1~ of filing

_~. N O N E (N o repor tab l e a greem en t s . )

D A T E_ P A R T I E S A N D T E R M S



FINANCIAL DISCLOSURE REPORT t N ....rPe~o~ Reporting

[

Date of Report

of 15[ D i C l e r i c o , J r . , J o s e p h A .

[

5/4/2010

I I I . N O N - I N V E S T M E N T I N C O M E . r ~ e p o , n n g ~ i v ~ a a ~ a , ~ s p o u s e ; s e e W . ~ 7 - 2 4 of fi~ng ins~u~o~.)

A. Flier’s Non-lnvestment Income

N O N E ~ro rep or ta b le non- inves tment income. . )

~ SOURCE A~ T~E ~COME(yours, not spouse’s)

1.

2.

3.

4.

B . S p o u s e ’ s N o n - l n v e s tm e n t I n c o m e - ~f yoa we~ married during ant, portion of the reporKng year, complete this sectiog

¯ :Dollar amount not required e.zceptfor honoraria.)

~ N O N E ¢No rep or ta b le non- inves tment income.)

DATE SOURCE AND TYPE

2.

3.

4

I V . R E I M B U R S E M E N T S ..... "portatlon, Iodging, faod,

(Include.? ~hose to spouse and dependent children: see ,up. 25-27 of filing instructions.)

N O ~ ’ qE ( N o reportable re imbursements.)

SOUR CE DA TES LQCATION PURPOSE ITEMS PAID OR PROVIDED

1.

2.

3.

4,

5.



Name of Person Reporting Date of Report

FINANCIALpage 3 of 15 DISCLOSURE RE PORT [ DiClerico, Jr.. j Joseph A. 5/412010

~ NONE ~b reportable g~s3

~ DESC~TION VAL~

2.

3.

4.

5.

V I . L I A B I L I T I E S . a.c~aes those o / , , o , ~ e ~.a dependent children: see pp. 32-33 of filing instructions.)

[-~ NONE (No reportable Babiliti~.)

CREDITOR DESCRIPTION VALUE CODE

1.

2.

3.

4.

5.



FINANCIAL DISCLOSURE REPORT [ Nam e of P .....R e p o r t i n g

I

D a t e o f R e p u r t

of i 5[ DiCierico, Jr., Joseph A.

]

5/4/2010

V I I . IN V E S T M E N T S a n d TRUSTS - i~ ....... ~.e, ,..,~.cao.. a~cl,~es ,hose o/ sro.s~ ~,~ ae~e~ ~e~ ~ ~. ~4-~0 o~ ~1~o~.~

N O N E ~ o reportable income, assets, or transactions./

A. ] B. C, D.

D e s c f i p ~ o n o f A s s e ts ~come d tmng G r o s s v a l u e a t e n d Tr~saclions d~ng ~ing pe~

( i n c l~ i ag ~ s t a~ e t s ) reposing period of ~ing

t ~2~

~lace "(X)" aft~ eac~ ~s~t A ~oun~ T ~ ( e . g . . V alue Value T~

[exempt ~om ~or di~logn~e C o d e 1 d i v , . r e n ~ C ~ e 2 MOhod buy, ~, ~ i d & ~ 3 , ~ C o d e 2 C ~ e I b u y ~/ ~ l l e r

!. S h . C o m . A T & T A Divided J T

2. S h . C o m . A lac a t c l L u c e n t N o n e J T

3. S h . C o : t o . Br i s i o l -M e y e r s S q u i bb C D i v i d en d L T

4. S h . C o m , C o e a - C o l a C o . A D i v i d e n d J T

5. S h . C o m . C o m e a s t A D i v i d e n d J T

6. S h . C o m . C o m m u n i t y Ban c o r p B D i v i d e n d K T

7. S h . C o m . E x x o n M o bi l A D i v i d e n d J T

8. S h . C o m . G e n e r a l E le c t r i c D D i v i d e n d M T

9. S h . C o m . N H T h r i f t B m ~ k s ha r e s A D i v i d e n d J T

1 0 . S h . C o m . Z i m m er H o l d i n g s N o n e J T I

~ 1 . S h . C o m . T h e P h o e n i x C o m p an i e s , I n c . N o n e J T

1 2 . Phoen ix Mutual Life Ins . Co . - Life A D i v i d e n d K TI n s u r a n c e

1 3 . IR A , Br o k e r ag e A c c t # 1 A m e r i c an F u n d s : A D i v i d e n d ~" TA m e r . Ba l . F n d , C 1 . C

1 4. IR A Br o k e r ag e A c c t . # 2 C ln t . / Div . M T

1 5 . - A m e r i c an l : u n d s : A m e r . Ba l . F n d . C I . C

1 6 . - A m e r i c an F u n d s :C ap i t a l I n c o m e Bu i ld e rF u n d

1 7 . - U S G o v ’ t S e e u r i t i ~ F u n d C l a ss C

t . I n g o m e G a i n C o d e * : A - $ 1 , 0 0 0 o r l e s s B - $ 1 . 0 0 t - $ 2 , 5 0 0 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $ 5 , 0 0 1 - $ 1 5 ( ~ O E = $ 1 5 ~ 0 0 1 - $ 5 0 , 0 0 0

( S e e C o l u T " ~ a s B I a n d rM ) F - $ 5 0 . 0 0 1 - $ 1 0 ~ . 0 0 0 G - $ 1 0 0 , 0 0 1 - $ 1 0 0 0 . 0 0 0 I l l : $ 1 .0 0 0 , 0 0 1 - $ 5 .0 0 0 .0 0 0 ] 1 2 = M o r e 1 h ar t $5 .0 0 0 ,0 0 0

i 2 . V a l u e C o d e s J " $ 1 5 , 0 0 0 o r l e s s K =$15.001 - $50.000 L = $ 5 0 , 0 9 1 - $ 1 0 0 . 0 0 0 M = $ 1 0 0 . 0 0 1 - $ 25 0 . 0 0 0

i C o l u m n , a C 1 a n d N " $ 2 5 0 . 0 0 1 O = $ 50 0.0 01 $ 1,~ )0 ,9 00 P I = $ 1 ,0 00 ,~ 0 1 $ 5,0 0 0,0 00 P 2 = $ 5 . 0 0 0 ,0 0 1 - $ 2 5 . 0 0 0 , 0 0 05 0 0 , 0 0 0

! P 3 = ’ $ 2 5 . 0 0 0 .0 0 1 - $ 5 0 . 0 0 0 . 00 0 P 4 = M o r e t h a n 5 5 0 . 0 0 0 . 0 0 9

i3 . V a l u e M e t h o d C o d e s Q =A p p ra isa l R = C o ~ t (R e a l E s~ te O n ly ) S = A sse ssm e n t T = C ~ s h M a r k e t

i(S e e C o lu m n C 2 ) U ~ B o o k V a lu e V = O t h e r W = E s t i m a t e d



N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r t

P a g e F I N A N C I A L 5 o f 1 5 D I S C L O S U R E R E P O R T DiClerico, Jr., J o s e p h A . 5 / 4 / 2 0 1 0

VII. INVES TMENTS and TRU STS - ~eom e, ~,~,, , ~ . .. .n o ~ ( I n c l u d e s t h o s e o f s p o u s e a n d d e p e n d e n t c h i l d r e n ; s e e pp. $ 4 - 6 0 of filing i n s t r u c t i o n s . )

[] NONE (No reportable income, assets, or transactions.)

A. B. C. D.

D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t a ’ u s t a s s e t s ) r e p or t in g pe r i o d o f r e p or t i n g pe r i o d

(1) (2) (l) (2 ) (l) (2) (3) : (4) (~ )

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g ., Value Value T y p e ( e .g . , D a t e V alu e Gain I d e n t i t y " o f

e x e m p t f r o m p r i o r d i s c l o s u r e Code I d i v , , r e n t , C o d e 2 M e th o d buy, sell, m m / d d ! y y C ode 2 C ode I buyer/seller

(A-H) o r i n t . ) ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

( Q - W )t

t r a n s a c t i o n )

1 8 . - A m e r i c an F u n d s : Bo n d F u n d o f A m e r i c a

C l a s s C

19 . W el l s F a r g o A d v . B k . D ep . S w eep P r g ( S ee A In te res t M T

P ar t V I I I )

20 . Sh. Com. Vir tus Inves tmen t Par tners , Inc. N o n e J T

21 .

22. LIST B

23 . N H G e e . O b l. Z e r o C o u p B e d . C o l . S v g s N o n e R e d e e m e d 08/03 /09 K CPrg . (2 ) 8/ ! /09

24 . N H S t . C a p . A p p . C o l . S vg s Z e r o ( A d d d a t e : N o n e J T

7/15/ i 1 )

25 . N H S t . C o l . S vg s . Z e r o C o u p B ed ( 2 ) N o n e K T

8/1/01 (Date Corr 8 /1/10)

26 . L e d y a r d Ban k A c c o u n t s A In terest M T

27 . N H S t . C o l . S vg s . Z e r o C o u p . B ed 7 / I / 1 0 N o n e J T

28 . P u e rto R ico P u b. lm p t.G .O . Ze ro C o u p . N o n e K T

Bnd. 7/ I/1 1

29 . N H S t . C o l . S v g s Z e r o C o u p . B e d ( A d d N o n e J TDate 9 /01 /1 I)

30 . N H S t . C o l . S vg s . Z e r o C o u p . B n d ( A d d N o n e J T

D at e 7 / 0 1 /1 3 )

3 1. U n i v e r s i t y P R R e v . Ze r o C o u p . Be d 6 / 0 1 / 1 0 N o n e J T B u y 06/09/09 J

3 2. U n i v e r s i t y P R R e v . Ze r o C o u p . Be d N o n e K T B u y 09/03/09 K( 6 / 0 1 / 1 2 )

3 3. N i l S t. C a p . l m p t . C o l . S vg s . Z e r o C o u p . N o n e J T B u y 1 1 / 1 6 / 0 9 JBn d 7 / 0 1 / 1 5

3 4 1 .

l1 l n e o m e G a i n C o d e s : A - $ 1 , 0 0 0 o r l o s s B = $ 1 ,0 0 1 - $ 2 ,5 0 0 C = $ 2 ,5 0 1 - $ 5 ,0 0 0 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 0 1 - $ 5 0 ,0 0 0

( S e e C o l u m n s B I a n d D 4 ) F - $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 ( 3 = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 H I =$ 1,0 00 ,0 0! - $ 5 .0 00 ,0 00 H 2 =M o re th an $ 5,0 00 ,0 00

2 . Y o l u e C o d e s J = $ 1 5 , 0 0 0 o r l e s s K = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0 L = $ 5 0 ,0 0 1 - $ 1 0 0 ,0 0 0 M = $ 1 0 0 ,0 0 1 . $ 2 5 0 ,0 0 0

( S e e C o t u n m s C I a n d D 3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 ,0 0 0 P I = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

P 3 = $ 25 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 ,0 0 0 P 4 ~ M o r e t h a ~ $ 5 0 , 0 0 0 , 0 0 0

3 . V a l u e M e t h o d C o d e s Q = A p p r a i s al R = C o s t ( R e a r E s t a t e O n l y ) S = A s s e ss m e n t T = C a s h M a r ke t

( S e e C o l u m n C 2 ) U = B o o k V a lu e V = O th e r W = E s l im a te d



FINANCIAL DISCLOSURE REPOR T N a m e o f P e r so n R e p o r t in g DateofRepurt

of 15 DiClerico, Jr. J o s e p h A . 5 / 4 1 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S -i.eom c, v ~ ~ a . ,~ o . ~ C l n a ~ d ~ , h o ~ . o / ~ r o ~ ~ n d ~ r ~ . ~ , children; see p p . 3 4 - 6 0 of filing instructions.)

’--] N O N E ( N o reportable income, assets, or transactions.)

A. B, C. : D.

D e s c r i p t i o n o f A s s e t s Income during G r o s s va l u e a t en d i T r a ~ z a e t i o n s d u r i n g r e p o r t in g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d .... o f r e p o r t i n g p e r i o d

(1) (2) (1) (2) i (1) (2) (3) I (4) ! (5)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e (e.g., Value V alue T y p e (e.g., D a t e Value

C o d e le x e m p t f r o m p r i o r d i s c l o s u r e d i v . , r e n t , Code 2 Method ii buy, sell, m m l d & , . v y C o d ~ 2 C o d e 1 i buyer/seller

( A = H ) o r i n t . )i

( J - P )

Code(Q.W)3

35 . L I S T C

3 6 . L a k e S u n a p e e B a n k A c c o u n t A In te res t K T

37. Property ,S: l~:l NH (See Part VIII None L S

38 . R e n t a l P r o p e r t y - B e a u f o r t C t y , S C ( S e e P a r l D R e n t M Q

39 .

40 . T R U S T I B Im. iD iv . O T

41 . - M an c he s t e r N H G . O , P u b . lm p r o v m t . Bn d7/1/15

42 . - A m e r i c an F u n d s : M o n e y M ar k e t F u n d A( s e e l i n e 4 3 )

43 . ( F o r m e r ly U S T r e as t t r y M o n e y F u n d o fA m e r i c a A )

44 . - W e l l s F a r g o A d v . Bk . D :e p . S w e e p P r g

45 . - L ak e S u n ap e e Ban k A c c o u n t

46 .

47 . T R U S T I I C In t . / Div . M T

48 . -NH Municipal Bnd. Bk 8115/19 R e d e e m e d 08/17/09 K A

49 . - W e l l F a r g o A d v . Bk . D e p . S w e e p P r g .

50 . - A m e r i c an F u n d s : M o n e y M ar k e t F u n d A

( s e e l i n e 5 1 )

5 1 . ( F o r m e r ly U S T r e as u r y M o n e y F u n d o f

A l n e r i c a A )

1. In co me G a i n C o d es : A ~$1,000 or less B =$1,001 - $2 ,500 C =$2,501 - $5,000 D =S5,001 - $15,000 E = $ 1 5 , 0 0 1 - $ 5 0 , 0 0 0

[ (S ~ C o l u m n s B I a n d D 4 ) F =$50.001 - $100,000 G =$100,001 . $1,000,000 H I =[1 ,0 0 0, 00 1 . $ 5, 00 0 ,0 0 0 H 2 =M er e lh an $5 ,0 0 0, 00 0

[ 2 . V a l u e C o d ~ . J -$15,000 or less K =$15,001 - $50,000 L =$50,001 - $100,000 M =$t00,00! - $250,000

: ( Se e Co l u m r ts CI an d D 3 ) N =$250,001 - $500,000 C’ =$500,001 - $1,0~),000 P 1 = $ 1 , 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 9 0 P 2 =$5,000.001 - $25.0~J,000

P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , 0 0 0 , 0 0 0 .P4 ~More than $50,000,000

3 . Va tu ~ lde thod C ode ~ Q =Appraisal R ~Cost IReal Estate Only) S =Assessment T =C~sh Market

(S ee C o l u mn (7 2 ) O ~ B c~ k V a l u e V ~ S ) ~ h e r W =Est imated



FINANCIAL DISCLOSURE REPOR T r ~ m e o f P e r s o n R e p o r t in g D a t e o f R e p o r l

of 15 DiClerico, Jr. J o s e p h A . 5/4/2010

VII. INVESTMENTS and TRUSTS -NONE (No repor tab le incom e, asse t s , or t ransac t ions .)

A, B. ~ C . ~ D.

D e s c r i p t i o n o f A ~ s e ~ I n c o m e d u 6 ~ ~ G ~ s s v a l u e a t e n d ~ " I ’ r~ c t i o n s d ~ i n g r e p o ~ n g p e ~ o d

(includ ing ~s t asse~) ~ing p~iM

Plac e "(X)" a~ eac h ~sset A m o u r ~ T y s e ( e . g . , V alu e V alu e T}~ (e .g ., : Date ] Value G a ~ t d e n t i % " o f

e x e m p t f r o m p r i o r d i s c l o s u r e C ~ e 1 ~ d i v . , r e n t ,’ Code 2 M e th o d buy, sell, ~id&~ Code 2 C ~ e 1 buyer!seller

( A - H ) o r i n t . ) ( J - P ) C ~ d e 3 ~ e d e m p t i o n ) :. [ {J-P) ( A - H ) 0f p r i~ t¢

52 . -G E C a p f u l F in a n c ia l In c. R e de e m e d 08/20/09 K

5 3 . - W ac h o v i a Ban k A c c o u n t A In te res t R e d e e m e d 08/07/09 K

54 .

5 5 . T R U S T V ( A c c o u n t C lo s e d as o f 2 / 2 8 / 0 9 )

56 . - A G E d w ar d s Ban k D e p o s i t P r o g r am O p en 01 /05 /09 J

57. R e d e e m e d 01/06/09 J A

58 . - W ae h o v i a S e c u r i t i e s : C as h H o ld i n g A c c t . C l o s e d 0 2 ~ ’ 0 4 / 0 9 J

59 .

6 0 . T R U S T V ! ll D In t . /D iv . Pl T

61 . -S h. Com. Com muni ty Bancor p

62 . - S h . C o m . N H T l~ i f l Ban k s h a r e s

63 . -NH Mun. Bad. Bk . , P inkerto r! Academyd u e 6 / 1 / 1 3

64 . -Portsmou th NH OlD due 9 / I 5 /18

65 . - W e l l s F a r g o A d v . Bk . D e p . S w e e p P r g .

66 . - L ak e S u n ap e e Ban k A c c o u n t

67 . - A m e r i c an F n n d s : M o n e y M ar k e t F u n d A( s e e l i n e 6 8 )

68 . ( F o r m e r ly U S T r e as u r y M o n e y F u n d o fA m e r i c a A )

l . Income Gain Codes: A -$1,000 or less B =$1,001 - $2,500 C =$2,501 - $5,000 D = $ . 5 , 0 0 1 - $ 1 5 , 0 0 0 E ~$15,001 r $50,000( Se ~ Co l u m n s B I an d 0 4 / F -$50.001 - $ 100,000 G = $ 1 0 0 , 0 0 1 - $ 1 , 0 0 ~ , 0 0 0 HI =$1,000,001 - $5,000,000 H 2 = M o r e th a n $ 5 , 0 0 0 , 0 (1 0

2 . V a lu o C o de s J -$15,000 o r le ss K -$15,001 - $50,000 L ~ $ 50 ,0 0 1 - $ 10 0 ,0 0 0 M ~ $ I0 0 ,0 0 1 - $ 25 0 ,0 ( ’ 1 0

( Se c Co l u m n s C1 an d 0 3 ) N ~$250,001 - $500,000 O = $ 5 0 0 , 0 0 1 - $ 1 , 0 0 0 , 0 0 0 Pl =$1,000,001 - $5,000,000 F 2 ~ $ 5 , 0 0 0 , 0 0 1 - $ 2 5 , 0 0 0 , 0 0 0

P3 -$25,000,001 - $50,000,000 P 4 ~ M o ~ e t h a n $ 5 0 , 0 0 0 , 0 0 03. Value Method Codes Q : ~ A p p r a i s a l R =Cost (Real Estate O~ly) S =Assessment T =Cash Marl~et

( Se e Co l u m n C2 ) IJ -Book Value V =O the r W ~ Estimated



FINANCIAL DISCLOSURE REPORT [ Nam e of Person ReportingDate of Report

of 15[ DiClerico, Jr. J o s e p h A .

5 ! 4 / 2 0 1 0

VII. INVESTMENTS and T R U S T S - ~o,~e, ~a~e, rr,,~,~,io~ a.a.d~. ,ho~, o~ ,,~ ~, ~,~; ~ ~. ~ 4 . 6 0 o ~

N O N E ~ t o reportable income, assets, or transactions$

D ~ s c r i p t i o n o f A s s e ~ G r o s s v a l u e a t ~ d T~fion~ during r~o~ng

( i n c l u d i n g ~ s ~ a s s e s )[ rep~ng p~

, offering ~i~

’ ( 1 9 ( 2 ) (I ) ! (2 ) (I) ’ (2) { (3) (4) [ (5)

, P~ace "~" ae~ each ~set Amour T~ (e.g., V~ue V a l u e T~e (e.g., D a t e V a ~ u e Ga~ ]d~nfi~of

e x e m p t ~ o m p r i o r d i s c lo s u r e C~e 1 d i v . , r e n k C~e 2 M ethod bu y , se l l , ~’d~5~ C~e 2 C o d e t b u y e r ! ~ l l e r

(A -H) o r i n t ) (J-P ) C e de 3 r~emption) (J-P )~ ( A - H )

( i f p r i v a t e

(Q-~ . ~a n sa ct io n )

6 9 .

70 . TRUST IX E I n t . / D i v , P1 T

71 . -Wells Fargo Adv. Dep. Sweep Prg.k.

72 . -American Funds: Am. High lne. Muni Buy 0 7 / 0 6 ! 0 9Bond Fd - A (add’l)

73 . -American Funds: Capital World Growth & Buy 0 7 / 0 6 / 0 9Income Fd - A (add’l)

74 . -American Funds: Fundamental I n v e s t o r s - Buy 0 7 / 0 6 / 0 9A (add’t)

75 . -American Funds: New World Fund - A Buy 0 7 / 0 6 / 0 9(add’l)

76 . -American Funds: Tax Exempt Bond Fund Buy 0 7 / 0 6 / 0 9of America -A (add’l)

7% -Fidelity Advisor Daily Money Fund US S o l d 0 9/ 0 81 0 9Treasury Portfolio

78 . -Sh. Com. Exxon Mobil

7 9 . -Sh. Corn, G eneralElectric

8 0 . - A m e r i c an F u n d s : In t l G r o w t h & In c o m e B u y 0 7 / 0 6 / 0 9 JF u n d - A (add’! )

8 1 . -A m e r ica n F u n ds: A m e r ica n Mu tu a l F u n d- B u y 0 7 / 0 6 / 0 9 JA (add’l)

8 2 .

8 3 . T R U S T X E Jnt . /D iv . O T

8 4 . - W el l s F a r g o A d v , B k . D ep . S w eep P r g .

8 5 . - F i d e li t y A d v i s o r D a i l y M o n ey F u n d U S S o l d 09/08/09 MTreasu ry Po rt fo l io

1. In co m e G a in C o des: A =$1.000 or less B =$1.001 - $2 .500 C =$2 .501 - $5.000 D = $ 5 . 0 0 1 - $ 1 5 .0 0 0 E =$15.001 - $50.000

( Se e Co l u m n s B I an d D4 ) F =$50.~0 1 - $100.000 G ~$1 00.0 01 ̄ $1.000.000 I l l = $ 1 . 0 0 9 . 0 0 1 - $ 5 . 0 . . 3 0 . 0 1 ) 0 ~ ~ M o r e t l ~n $5 . 0 0 0 . 00 0

2 . V alu e C o de s J =$15.000 or le ss K =$15 001 - $50.000 L = $ 5 0 . 1 Y 3 1 - $ 1 O 0 . 0 t) 0 M = $ 1 0 t l .8 0 1 -

( Se e Co l u m n g CI an d D3 ) N =$250.001 - $500.000 O = $ 5 0 0 . 0 ( 1 1 - $ 1 . 0 0 0 .0 0 0 Pl =$1.000.001 - $5.009.000 P 2 = $ 5 . 0 0 0 .0 0 1 -

P 3 = $ 2 5 . 0 0 0 . 0 0 1 - $ 5 0 . 0 0 0 . 0 0 0 P 4 = M o r e ~ h a n

3. Value Method Code~ Q = A p p r a i s a l R =Cost (Re~[ Estate Only) S =A ~ --ssm e n t T --C ash Marke t

(Se e C o lu m n C 2 ) IJ ~ B o o k V a ],e % 2 = O t h er W =Estima|ed



N a m e o f P e r s o n R e p o r t in g D ~ t e o f R e p o r lFINANCIAL DISCLOSURE REPORT[ D i C l e d c o , J r ., J o s e p h A . of 15 5 / 4 / 2 0 1 o

NONE (No reportable income, assets, or transactions.)

A. B. C. [ D,D e s c r ip t io n o f A s s e t s I n o o m e d u r i n g G r o s s v a l u e a t e n d |~ T r a n s a c t i o n s d ~ r i n g r e , p o r t i n g p e x i o d

t r u s t a s s e t s ) ~ r e p o r t i n g p e r i o d1

of r e p o r t i ~ a g

t ~ I d e n t i tw o ± "P l a c e " ( X ) " a f t e r e a c h a s s e t A m ou nt T y p e ( e .g ., Value V alue T 3 ~ p e ( e . ~ . , | Date Value Gain

e x e m p t f r o m p r i o r d i s c l o s u r e C o d e ~ d i v . , r e n t , Code 2 M e th o d . bu y, se ll, !m m/d d/y y C ode 2 I C ode 1 buyerisdler

I ( A - H ) or i n t . ) ( J - P ) C ~ d 3 r ~ d s m p l i o n ) ( J - P ) | ( A - H ) ~ (if private

................................(Q-W)~ , transaction)

8 6 . - D o d g e & C o x S t o ck F u n d

8 7 . - E v e r g r e e n E q u i t y T r u s t : A s s e t A l lo c a t io n Sol d 05/13/09 LFund- A

8 8 . -Everg reen Equ ity Trus t: Asset Allocat ion B u y 05/13 /09 L

F d , C L t

8 9 . B u y 07/06109 J

(Add’l )

9 0 . - H ar bo r F u n d In t e r n a t i o n a l F n n d In v . C L

9 1 . - H ar t f o r d M u t u a l F u n d s C ap i t a l S o l d 05/13/09 KA p p r e c i a t i o n F u n d - A

92 . - H ar t f o r d M u t tm l F D S ln c : C ap i t a l B u y 05/13 /09 KA p p r e c i a t i o n F u n d C L - 1

93 . -Lo n g le a fP a rtn e rs F D S T ru st B u y 07/06/09 J

9 4 . - L o o m i s S ay le s F u n d s I1 S t r a t e g i c In c o m e Sol d 05/I 3/09 KF u n d - A

95 . Lo o m i s S a y l es F u n d s : S t r a teg i c I n c o m e B u y 05/13 /09 KF u n d C L - y

96 . B n y 07/06/09 J

- ( A d d ’ J )

9 7 . - F r a n k l i n T e m p l c t o n M u t u a l G L B L Bu y 0 III 3/09

9 8 .

D i s c o v e r y F u n d - Z

- F r a n k l i n T a x F r e e T r : H i g h Y i e l d T a x F r e e Bu y ~ 5 / 1 3 / 0 9 Jt h e m . F n d - C } a s s A

~ 9 . - O p p e n h e i m e r R o c h e s t e r N a t i o n a l M u n i - A S o l d 0 5 / 1 3 / 0 9 J

I 0 0 : - P i m c o F u n d s : P a c i f i c I n v s t M g m ~ S e r A l l S o l d , 0 5 / ! 3 / 0 9 LA s s e t F u n d - A

1 0 1 . - P I M C O A l l A s se t F N D l n s l. C L B u y 05/] 3/09 L

102. B u y 07/06/09 J(add’ l)

I . I n c o m e G a i n C o d e s : A =$1 ,0 ~*0 o r less 1 3 -$1 ,0 0 l . $2 ,5 0 0 C -5 2 ,5 0 1 - $5 .0 0 0

(S~ Colu~s B I and ~) F "$50,~1 ̄ $1~,~ G ~Sl00,~l ̄ $I,~,~0 HI =51,~,~1 - $5 ~0,~ H2’=Mo~ ~an ~5.~,~

(See CoI~u~ C1 and D3) N -$250,~1 - $500 ,000 O =$5~,~I - $1,~,000 PI ~$1,000,~1 - $5,~0,0~ P2 =$5,000,001 - $~5,~,~

(S~ Column C2) U =B~k Value V ~)thcr W = E s t i m a t e d



FINANCIAL DISCLOSURE REPOR T N .... f P e r s o n R e p o r t in g D a t e o f R e p o r t

Page I0 of 15 D i C l e r i e o , J r ., J os e p h A . 5 / 4 / 2 0 ! 0

N O N E ~ oreportable income, assets, ~r o-ansactions.)

A. B. C. D.

De~pfion of A~ Income during Gro ~ v alu e a t e nd T r ~ a~ t i o n s d ~ g r ~ p o ~ n g p e r i o d

(including ~s t ~se~) r e ~ n g p e r i o d of re~ r t ing pe r i~

Pla~ "(X)" af ter each ~set A m o u n t T ~ e (e .g ., V alu e V alu e T ~ e (e .g ., D a t e V a l u e ] G a i n ] ~den t i~ o f

div. rent, C o d e 2 Me~ buy, se ll, buye r/se lle r( A - H ) ~ orint.) ( J - P ) , C ~ e 3 r e d e m p t i o n ) ] (J-P) (A-H) ~l ( i f ~ i ~ t e

i (Q-~ ~.__~ ~nsact io~)

1 0 3 . - T R o w e P r i c e H i g h Y i e ld F u n d

1 0 4 . - T R o w e ~ c e E m e r g i n g M ~ k e t s S t o c kF u n d

1 0 5 . : T em pl e t o n G l o b a l B o n d F u n d - A

1 0 6 . - F r a n k li n T e m p l e m n M u t u a l S ~ e s F u n d S o ld 0 1 /1 3 /~ LInc . -Z

1 0 7 , - V ~ g u a r d M u n . B D F D L i m i t ~ T e ~ T ~ B u y 09/08/09 ME x e m p t

108 . -Fa i r ho l m e Fund B u y 07/06/09~ J

t0 9 .

1 1 0 . T R U S T X I D tn t . /D iv . N T

1 1 1 . - W el l s F a r g o A d v . B k . D ep . S w eep P r g .

112. - F i d e li t y A d v i s o r D a i ly M o n e y M ar k e t F d

US T~:easury Por t

113. - A m e r i c an F u n d s : C ap i t o l In c o m e Bu i ld e rF u n d - A

1 1 4 . - A m e r i c an F u n d s : C ap i t a l W o r ld G r o w t h

an d In c o m e F u n d - A

1 1 5 . - A m e r i c an F n n d s : In t e r n a t i o n a l G r o w t h &In c o m e F u n d - A

116. - A m e r i c an F u n d s : N e w W o r ld F u n d In c . - A

1 7 .

1 1 8 . T K U S T X I / E In t . /D iv . PI T

1 t 9 . - W el l s F a r g o A d v . B k . D ep . S w eep P r g .

~a] u e Co de s J ~$15,0~ or tess K ~$15,~1 - ,$50,000 L = $5 0 ,~ I - $ I0 0 ,0 ~ M =$] 00,~ 1 - $2 50,0~

P 3 =$2 5 ,~ ,~ I - 5 5 0 ,0 ~ ,0 0 0 ?~ ~’t ~o~ than $50,~0,000

( S e e C o l u m n C 2 ) U = B~ k Value V = ~ h e r W ~ t i m a t e d



N a m e o f P e r s o n R e p o r t in g ID a t e o f R e p o r tFINANCIALDISCLOSUREREPORT

[ DiClerico, Jr., Joseph A.age 11 of 15 s / ~ / 2 O l O

V I I . I N V E S T M E N T S a n d T R U S T S - ~o . . ~ . ~ , ~ . ~ . , ~ o , , a ~ a ~ # ~ a , t ~ o ~ , o / , , o . . .. . , ~ dependent children; see p p . 3 4 - 6 0 off!ling

N O N E ( N o reportable income, assets, or transactions~)

A, B~ C. D.

Description of As~sets I n c o ~ n e d u l i n g G r o s s v a l u e a t e n d T r ~ c f i o n s d u r ~ g ~ e p ~ i n g

( including ~s t ~se~) ~ng ~iod ’ of~ng

Place " (X3" a~ each ~se t ~ o ~ t ~ T y p e ( e . g . , V a l u e Value T~ ( e . g . , Date [ Value G a i n Idenf i~ of

exempt ~om p ~or disc los~e C o d e 1 [ ~ v . , r e n ¢ , C ~ e 2 Me~ buy, sell, ~m~ddiyy~ Code 2 C o d e 1 buy~/sel]~(A-H) ~ o r i n t . ) ( J - P ) C ~ e 3 ~ d ~ p f i o n ) ( J - P ) ( A - H ) ( i f p r i v a t e

120. - F i d e l i ~ , A d v i s o r D a i Iy M o n e y F u n d - U S Sol d 09/08/09 MT r ~s . P o f f o l i o

1 2 1 . - S h C o m . E x x o n M o b i l

1 2 2 . - S h C o m . G e n e m I E l e c ~ c

1 2 3 . - A m e r i c a n F u n ~ : A m e r i c a n H i g h I n c . M ~ i B u y 07/06)’09 JB o n d F u n d - A (add’l )

1 2 4 . - A m er i c a n F u n d s : A m e r i c a n M u a t a l F u n d - B u y 07/06/09 JA ( a d d ’ ~ )

1 2 5 . - A m er i c a n F u n &s : C a p t i a l W o r l d G r o x ~ & B u y 07/06/09 JIn c o m e F u n d - A (add’l )

1 2 6 . - A m e d ~ n F u n d s : F u n ~ e n ~ l I n v e s t o r s - A B u y 07 /06 /09 J(add’l )

1 2 7 . - A m e r i c a n F ~ d s : I n t e r n a t i o n a l G r o ~ & B u y 07/06/09 JIn c o m e F u n d - A (add’ l)

128. -Amefie~ ~: New World F~d - A B u y 07/06/09 J(add’D

1 2 9 . - A r ~ f ic a n F u n ~ : T a x E x e m p t B o n d F u n dB u y 0 7 / 0 6 / ~ Jo f A m e f i ~ - A (add’ l)

130. - A m e r c m ~ F u n ~ : L i m i t e d T e ~ T ~ E X P T B u y 09/08/09 I

B n d F n d o f A m e r i c a

!31 .

1 3 2 . T R U S T X l II D In t , /D iv . O T

1 3 3 . - W e l l s ~ : a r g o A d v . Bk . D e p . P r g .

1 3 ~ . - F i d e l i ty A d v i s o r D a f f y M o n e y F u n d U STreasury . Por t fol io

1 ~ ’ 5 . - A m er i c a n F u n d s : C a p i t a l I n c o m e B u i l de rF u n d - A

136 . - A m e r i c an F u n d s : C ap i t a ! W o r ld G r o w t h &In c o m e F D In c . - A

1. Income Ga~rt Codes: A -$1,000 or Icss B =$],001. $2,500 C =$2,501 - $5,000 D ~ $5.001 - $!3,000 E =$15,001 - $50,000(S~e Colulnns B 1 and D4) F ~ $ 5 0 , 0 0 1 - $ 1 0 0 , 0 0 0 G "$ 100,001 - $1,000,000 HI =$1,000.~0t - $5,0~0,000 H2 =More Ihan $5,000,000

2 , V ~ i l u c C o d e s J -$15,000 or less K -$ ] 5,001 - $50,000 L =$50,001 - $100,000 M ~$100,001 - $250,000( Se e Co l u m n s C I an t i D3 ) N = $ 2 5 0 , 0 0 1 - $ 5 0 0 , 0 0 0 0 = $ 5 0 0 , 0 0 1 - $1,000,000 P l = $ 1 : 0 0 0 , 0 0 1 - $ 5 , 0 0 0 , 0 0 0 P 2 = $ . 5 , 0 0 0 ,0 0 1 - $ 2 5 , 0 9 0 , 0 0 0

P 3 = $ 2 5 , ~ 5 , 3 . 0 t q - $ 5 0 , 0 0 ~ , 0 0 0 P4 "More ~han $50.0~0,0003. Value Melhod Codes Q -Appraisal R ~ C ost ( R e ~ ] ~ s ~ l e O n l y ~ S ~ A . s s e . s s m e n t T =Czsh Markel

( S e e C o l u m n C 2 ) U =Bo ok V alue V =O the r W ~ F ~ s t im a t e d



FINANCIAL DISCLOSURE REPOR T Nam e ofl’erson Reporting Date of Repot~

of 15 DiClerico, Jr., J o s e p h A . 5 / 4 / 2 0 1 0

V I I . I N V E S T M E N T S a n d T R U S T S - income, votue, ~ . . . . ~ o ~ (lnclndes those of spouse and dependeat children; see p ~ 3 4 - 6 0 off ing instructor .)

N O N E ~ % reportable income, assets, or transactions.)A. B. C. ~ D.

Des~iption of Assets ~come dur ing G ~ss va lue a t end T r ~ c t io n s d u r i n g ~ p o ~ i n g p ~ o d

(~cluding ~s t a~ets) r~o~g p~i~ o f r e p o ~ g p e r i ~

(D (2 ) O) (2 ) (~ (2~ (3) (4) (5 )

Place "(’~" after each ~s~ A m o u r , T y ~ (e .g ., V alu ~ V ~ u e T~ ( e . g . , D a t e ] V a l u e G a i n Id~w ofexempt ~om prior diselosur~ Code 1 ~ ~v., ren~ C o d e 2 ~ M e r h ~ buy, sell, n ~ i d 4 ~ y y C o d e 2 C ~ e 1 buyer/sell~

. A - H ) ~ o r i n t . ) ( J - P ) ] C~e3 ~ e m p t i o n ) [ (J-P) ( A - H ) ~ ( i f ~ v a t e

1 3 7 . -A m e r i c a n F~ d s : I n t e r na t i ona l G r o~ h &I n c o m e F u n d - A

1 3 8 . - ~ n e f i c a n F u n d s : N e w W o r l d F u n d - A

1 3 9 .

1 4 0 . T R U S T X I V E hat./Div. PI T

1 4 1 . - W el ls F a r g o A d v . B k . D ep . P r o g .

1 4 2 . - F i d e li t y A d v i s o r D a i l y M o n ey F u n d U S S o l d 09/08/09 MTreasury . Por t fol io

1 4 3 . - D o d g e & C o x S t o c k Fu n d

144. -Everg reen Equ ity Trus t Asset Allocat ion Sol d 05/13/09 MF u n d - A

1 4 5 . - E v e r g r e e n E q u i t y T r u s t - A s s e t A l lo c a t i u n B u y 0 5 1 1 3 / 0 9 MF D C L I

1 4 6 .B u y 07/06/09 J(Add’l )

1 4 7 . - F a i rh o l m e F u n d B u y 07/06/09 J

1 4 8 . - H a r b o r F u n d I n t e r n a t i o n a l F u n d I n v . C L

149, - H ar t f o r d k 4 u t u a l F u n d s C ap i t a l Sol d ! 0 5 / 1 3 / 0 9 KA p p r e c i a t i o n F u n d - A

1 5 0 , - H a r t f o r d M u t u a l F u n d s C a p i t a l B u y 05/13/09 KA p p r e c i a t i o n F D C las s I

I 5 1. - /; ra n k li n T a x F r e e T ru s t - H ig h Y i e ld T a x B u y 05/13/0~ KF r ee I N C M F u n d - A

t 5 2 . ,Lo n g l ea f P a r t n e r s F u n d T r u s t B u y 07/06/09 J

1 5 3 . - Lo o m i s S a y l es F u n d I I S t ra t eg i c I n c o m e ! S o ld 05;’13/09 KF u n d - A I

1 . I n c o m e G a i n C o d e s : A ~ $ 1 , 0 0 0 o r I ~ s B -$1,0O 1 - $2,506 C = $ 2 , 5 0 1 - $ 5 , 0 0 0 D = $5 ,0 0 1 - $1 5 ,0 N .~ E = $ 1 5 . 1 J O l - ~5 0 .0 ~



N a m e o f ]’ e r so n R e p o r t in g D a t e o f R e p e r tFINANCIAL D IS C L OS U R E REPORT

[ D|Clerico, Jr., Joseph A.a g ~ 1 3 o f 1 5 ~ / 4 / 2 0 1 o

V I I. IN V E S T M E N T S a n d T R U S T S - i n c ~ m e ~ v a ~ u e ~ t ra n s a c t i~ n s ( ~ n c ~ u d ~ v ~ h ~ s e ~ f sp ~ u s e a n d d e p e n d e n t c ~ i M r e n ; se e p p . 3 ~ - 6 0 ~ f J I~ n g i n s t r~ s ~

N O N E ( N o reportable income, assets, or transactions.)

D e s c r i p t i o n o f A s s e t s G r o s s v a l u e a t e n di

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

[ |l a c e " ( X ) " a f t e r e a c h a s s e t i A r a o u n tI T y p e ( e . g ., V alu e V alu e , T y p e ( e . g . i Date i Value Gain I d e n t i t y o f

exemfftf iompriordlsclosure [ Code t ! d iv. ,r en t , C o d e 2 M e t ho d buy, se|t , I m n ~ d d -. ~ c y ? C O d e 2 C o d e 1 i buyer/seller

~i (A-H)!ior im.) ( J - P ) C o d e 3 ~dempt ion)

i (J-P) , (A-H)I(ifprivate

! ( Q - V OJ

t r a n s a c t i o n )

1 5 4 . - L o o m i s S ay le s F u n d - S t r a t e g i c L u c o m e B u y 05/ 13/ 09 KF u n d C L - Y

1 5 5 . - F r an k t in T e m p le t o n M u t u a l G L BL B u y 01/ 13/ 09 LD i s c o ve r y F u n d C L- Z

1 5 6 . Bu y 07 /06 /09 J

(Add’l )1 5 7 . - F r an k li n T e m p le t o n M u t t m l S e r i e s F u n d S o l d 01/I 3/09 L

"i58. - O p p e n h e i m e r R o c h e st e r N a t i o n a l S o l d 05/ 13/ 09 KMunic ipals -A

1 5 9 .

1 6 0 , - P i m c o F D S P ac In v e s t m e n t M g r n l S e r . A l l S o l d 05/13 /09 LA s s e t F u n d - A

] 6 1 . - P I M C O A l l A s se t F N D h i s t. C L Bu y 05/13 /09 L

1 6 2 . Bu y 07/06/09 J(Add’l )

1 6 3 . - T R o w e P r i c e T a x F r ee H i g h Yi e ld F u n d

1 6 4 . - T R o w e P r i c e In t ’ l F u n d s E m e r g i n g M ar ke t :S t o c k F u n d

1 6 5 . - T em pl e t o n G l o b a l B o n d F u n d - A

1 6 6 . - V an g u a r d M u n . Bd . F D L i m i t e d T e r m - B u y 09/08/09 M ]Tax-Exempt Por t fol io

1 6 7 . - W a c h o v i a S ec u r i t i e s C a s h H o l d i n g A c c o u n l C l o s e d 01/02/09 K

1. Income GaLn C odes: A =$1,000 or less B = $ ] , 0 0 1 - $ 2 ,500 C =$2~0! - $5,000 D = $ 5 , 0 0 1 - $ 1 5 ,0 0 0 E =$15,001 - $50)000( Se e Co l~ m ns B 1 an d D 4 ) F =$5 0,0 01 - $ l ~ ),0 00 G = $ 1 0 0 , 0 0 1 - $ 1 . 0 0 0 .0 0 0 HI =$I,000,001 - $5,000,000 H.2 =Mere than $5,000,000

2 . V a l u e C o d es l =$15,000 or le~ K-$15,001 . $50,000 L = $ 5 0 , D O J . $ 1 0 0 , 0 0 0 M -~J00,001 - $250,000(S ~ e C o l t ~ mn s C I a n d D 3) N =$2 50 ,0 01 - $5 00 ,0 00 O =$5 00 ,0 01 - $1 ,0 00 ,0 09 PI =$I,000,001 - 15,000,000 P 2 = $ 5 . 0 0 0 , 0 0 1 - . $ 2 5 , 0 0 0 ,0 0 0

P 3 = $ 2 5 , 0 0 0 , 0 0 1 - $ 5 0 , t ’i ) u ,~ 6 0 P4 =More th~ $50,000,0003 . Value M eth~ C od es Q = A p p r a i s l ~ l R =Cost (Real Estate Only) S = A s s e s . c m e n t T =Cash Market

(See Cohtmn C~2) lJ ~Book Value V " O t h e r W = E sf i ma md



FINANCIAL DISCLOSURE REPORT N a , ~ e o f P e r so n R e p o r t i n g [ Date of Report

of 1 ~ DiClerico, J~., Joseph A.

I

5/4/2010

VIII. ADDITIONAL INFORM ATION OR EXPLANAT IONS. an~c~e~, o/R~o~)

P A R T l - P O S I T I O N S :

P a g e 1 , L i n e 2 : E s t a t e d o s ed o n 8 / 1 7 0 9 . N o r epo r t a b le a s s e t s .

P ag e 1 , L i n e 3 : R e p o r t i n g p e r s o n be c am e c o - t r u s t e e o n 6 / 2 8 / 0 9 . U n f i m d e d t r u s t.

P A R T V - G I F T S:

va l u edpremises m 7/0~ .

P A R T V I I - I N V E S T M E N T S A N D T R U S T S :

P ag e 5 , L i n e 1 9 : O n o r a f t e r F e br u a r y 1 3 , 2 0 0 9 , t h e A G E d w ar d s Ban k D e p o s i t P r o g r am w a s d i s co n t i n u e d an d r e p l ac e d b~ t h e W ac h o v i a S e c u r i t i e s Ban k D e p o s i t

S w e e p P r o g r am . E x i s ti n g ba lan e c s i n t h e s e d i sc o n t i n u e d ac c o u n t s w e r e t r an s f e r r e d t o t h e W ae h o v i a P r o g r am . N e x t , d u r i n g 2 0 0 9 , t he W ae h o v i a S e c u r i t i e s Ban kD e p o s i t S w e e p P r o g r am w as r e p l ac e d by t h e W e l l s F a r g o A d v i so r s Ban k D e p o s i t S w e e p P r o g r am . T h e r e f o r e , an y as s e t l i st e d i n t h e 2 ( 1 0 8 r e p o r t a s A G E d w ar d s

Ban k D e p o s i t P r o g r am w i l l be l i s t e d in t h i s re p o r t a s " W e l l s F a r g o A d v . Bk . D e p . S w e e p P r g . " u n l e s s i t w as c lo se d o r r e d e e m e d w h i l e t h e A G E d w ar d s P r o g r amw as i n e f f e c t , i n w h i c h e as e i t w i l l be l i s t e d as t h e A G E d w ar d s P r o g r am T h e s e ac c o u n t c h an g e s h av e o c c u r r e d d u e t o t h e f ac t t h a t W ac h o v i a C o r p . p u r c h as e d A G

E d w ar d s an d t h e n W e l l s F a r g o C o r p . , i n r am , p u r c h as e d W ae h o v i a C o r p .

P ag c 6 , L i n e 3 7 : A s s e s s e d v a lu e i s $ 9 0 , 6 0 0 . E q u a l i za t i o n f ac t o r i s 9 2 . 3 % ( S 9 8 , 1 5 8 ) .

P ag e 6 , L i n e 3 8 : A p p r a i s e d v a lu e an d m ar k e t v a lu e a r e l i st e d o n 2 0 0 9 p r o p e r t y t ax b i l l a s $ 1 9 6 , 6 2 7 .



N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r ~FINANCIAL DISCLOSURE REPORT

[ DiClerico, Jr., Joseph A.5 /4 / 2010age 15 of 15

IX. CERTIFICATION.

I c e r t i f y t h a t a l l i n f o r m a t i o n g i ven a b o ve ( i n c l u d i n g i n f o r m a t i o n pe r t a i n i n g t o m y s po u s e a n d m i n o r o r d epen d en t c h i l d r en , f f a n y ) i sa c c u r a t e , t r ue , a nd c om p l e t e t o t he be st o f m y kn owl e d ge a nd be l i e f , a nd t ha t a ny i n f o r m a t i on no t r e p o r t e d wa s wi t hhe l d be c a us e i t m e t a p p l i c a bl e s ta t u t o r yp r ov i s i ons p e r m i t t i ng non-d i s c l os u r e .

I f u r t h e r c e r t i f y t h a t e a r n ed i n c o m e f r o m o u t s i d e em pl o y m en t a n d h o n o r a r i a a n d t h e a c c ep t a n c e o f g i f t s w h i c h h a ve b een r epo r t ed a r e i nc o m pl i a n c e w i t h t h e p r o v i s i o n s o f 5 U .S .C . a pp . § 5 0 1 e t . s eq . , 5 U .S .C . § 7 35 3 , a n d J u d i c i a l C o n f e r en c e r eg u l a t i o n s .

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D x / V IL F U L L Y F AL S I FI E S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B JE C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U .S . C o a p p . § 1 0 4 )

FILING INSTRUCTIONS

M a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i t te e o n F i n a J J c ia l D i s c lo s u r eA d m i n i s t r a t i v e O f f i c e o f t h e U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g t o n , D . C . 2 0 5 4 4

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