FINANCIAL INSTITUTIONS
BANKING NON BANKING
MERCHANT / INVESTMENT BANKING
ICICI , IDBI HDFC …
Commercial & Non Commercial Life Insurance & Venture Capital
General Insurance
Trust & Asset Management Firms
Registrar
Market Regulators /Exchanges
Lead /Co Manager
Bankers
Compliance /Liaison Officer
1 2
3
4
Individual & Corporate Investors
Domestic Investors
& FII
Lenders
Documentation / Prospectus Financial Due
Diligence
Marketing
&
Post Marketing
Applications & Allotment
Financial Regulation & Capital Investment Process
8/30/2015 1
Underwriters & Stock brokers
FINANCIAL MARKETS
Financial instruments & Trading Requirements
Public Issue / IPO
CURRENCY BOARD
CENTRAL BANK
No discretional monetary policy
Discretional monetary policy
Custodian / Depository
Retail Banking
Institutional Banking
Clearing & Settlement / Tranches
Bought deals QIP / Placement Ex-Rights Transaction costs / Premium price
Market Maker / Dealer
Intermediary Participant
Rights
Demand & Price discovery
