FINANCIAL INSTITUTIONS

BANKING NON BANKING

MERCHANT / INVESTMENT BANKING

ICICI , IDBI HDFC …

Commercial & Non Commercial Life Insurance & Venture Capital

General Insurance

Trust & Asset Management Firms

Registrar

Market Regulators /Exchanges

Lead /Co Manager

Bankers

Compliance /Liaison Officer

1 2

3

4

Individual & Corporate Investors

Domestic Investors

& FII

Lenders

Documentation / Prospectus Financial Due

Diligence

Marketing

&

Post Marketing

Applications & Allotment

Financial Regulation & Capital Investment Process

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Underwriters & Stock brokers

FINANCIAL MARKETS

Financial instruments & Trading Requirements

Public Issue / IPO

CURRENCY BOARD

CENTRAL BANK

No discretional monetary policy

Discretional monetary policy

Custodian / Depository

Retail Banking

Institutional Banking

Clearing & Settlement / Tranches

Bought deals QIP / Placement Ex-Rights Transaction costs / Premium price

Market Maker / Dealer

Intermediary Participant

Rights

Demand & Price discovery