Chromophoric dissolved organic matter and dissolved organic
carbon in Chesapeake Bay
E.J. Rochelle-Newall*, T.R. Fisher
Horn Point Laboratory, University of Maryland, Cambridge, MD, 21613, USA
Received 17 January 2001; received in revised form 29 May 2001; accepted 5 September 2001
Abstract
Chromophoric dissolved organic matter (CDOM) is the light absorbing fraction of dissolved organic carbon (DOC). The
optical properties of CDOM potentially permit remote sensing of DOC and CDOM, and correction for CDOM absorption is
essential for remote sensing of chlorophyll a (chl a) in coastal and estuarine waters. To provide data for this purpose, we report
the distributions of CDOM, DOC, and chl a from seven cruises in Chesapeake Bay in 1994–1997. We observed non-
conservative distributions of chl a and DOC in half of the cruises, indicating net accumulations within the estuary; however,
there were no net accumulations or losses of CDOM, measured as absorption at 355 nm or as fluorescence. Freshwater end
member CDOM absorption varied from 2.2 to 4.1 m� 1. Coastal end member CDOM absorption was considerably lower,
ranging over 0.4–1.1 m� 1. The fluorescence/absorption ratio was similar to those reported elsewhere for estuarine and coastal
waters; however, in the lower salinity/high CDOM region of the Bay, the relationship was not constant, suggestive of the
mixing of two or more CDOM sources. Chl a was not correlated with the absorption for most of the cruises nor for the data set
as a whole; however, CDOM and DOC were significantly correlated, with two groups evident in the data. The first group had
high CDOM concentrations per unit DOC and corresponded to the conservative DOC values observed in the transects. The
second group had lower CDOM concentrations per unit DOC and corresponded to the non-conservative DOC values associated
with net DOC accumulation near the chl a maximum on the salinity gradient. This indicates the production of non-
chromophoric DOC in the region of the chl a maximum of Chesapeake Bay. In terms of remote sensing, these data show that (1)
the retrieval of the absorption coefficient of CDOM from fluorescence measurements in the Bay must consider the variability of
the fluorescence/absorption relationship, and (2) estimates of DOC acquired from CDOM absorption will underestimate DOC
in regions with recent, net accumulations of DOC. D 2002 Elsevier Science B.V. All rights reserved.
Keywords: CDOM; DOC; Chesapeake Bay; Mixing diagrams
1. Introduction
Chromophoric dissolved organic matter (CDOM)
is the fraction of the dissolved organic carbon (DOC)
pool that absorbs light in both the ultra violet and
visible ranges (Kirk, 1994). CDOM is of particular
interest to remote sensing because it absorbs blue
light in the same region of the spectrum as chlor-
ophyll a (chl a; Kalle, 1966; Bricaud et al., 1981).
Furthermore, since CDOM can represent a significant
but variable portion of the total absorption of light in
the water column, CDOM concentration is an impor-
tant parameter for optical algorithms used to retrieve
0304-4203/02/$ - see front matter D 2002 Elsevier Science B.V. All rights reserved.
PII: S0304-4203 (01 )00073 -1
* Corresponding author. Observatoire Oceanologique, B.P. 28,
Villefranche-sur-Mer, 06234, France. Tel.: +33-4937-63843; fax:
+33-4937-63834.
E-mail address: [email protected] (E.J. Rochelle-Newall).
www.elsevier.com/locate/marchem
Marine Chemistry 77 (2002) 23–41
algal biomass from remote sensing imagery of ocean
color (DeGrandpre et al., 1996). The significant
absorption of light in the blue wavelengths by
CDOM can result in overestimation of chl a by sa-
tellite sensors, and the inclusion of CDOM in bio-
optical models is essential in both coastal and estua-
rine waters (Carder et al., 1991, Hoge et al., 1999)
and in open ocean waters (Siegel and Michaels,
1996).
There is a strong experimental basis for remote
measurements of CDOM. Hoge et al. (1993) has
shown that there is a robust linear relationship bet-
ween CDOM absorption and fluorescence in coastal
and open ocean regions, and Green and Blough (1994)
have shown that there is also a well-defined expon-
ential relationship between CDOM absorption and
wavelength. This means that retrieval of the CDOM
absorption coefficient from fluorescence measure-
ments at a single excitation wavelength is possible,
which provides an independent method to measure
CDOM concentrations by aerial lidar over wide areas
of both the coastal and open ocean (e.g., Hoge et al.,
1998, 1999).
The robustness of the absorption/fluorescence rela-
tionship has also been examined in estuarine regions.
Nieke et al. (1996) showed that there was a linear re-
lationship between absorption and fluorescence in the
St. Lawrence estuary, similar to that of the open ocean.
In the Baltic, Ferrari and Dowell (1998) showed that
the relationship between CDOM fluorescence and ab-
sorption was linear if self-absorption corrections were
applied for the very high CDOM absorptions observed
there (>5 m � 1).
The remote retrieval of DOC concentrations in
estuaries and the coastal zone may also be feasible.
CDOM represents the chromophoric fraction of DOM
and is usually correlated with the bulk DOC pool.
Vodacek et al. (1995), Ferrari et al. (1996) and Ferrari
(2000) have all reported highly significant correlations
between CDOM and DOC concentration in a range of
waters, with a relatively constant non-chromophoric
DOC fraction of 50–100 mM and a chromophoric
fraction that increases linearly with increasing DOC.
However, Nelson et al. (1998) working at the Ber-
muda Atlantic Time Series (BATS) station, did not
find a significant relationship between CDOM absorp-
tion and bulk DOC concentration over smaller ranges
of values.
Here, we provide more information on the relation-
ships between CDOM and DOC in Chesapeake Bay.
Net increases in DOC concentration in Chesapeake
Bay are associated with the location of the chl a
maximum (Fisher et al., 1998), and here we examine
simultaneously the distributions of CDOM, DOC, and
chl a. The first objective was to examine the relation-
ship between CDOM and DOC in Chesapeake Bay,
and to investigate the effect of the non-conservative
distributions of DOC associated with estuarine phyto-
plankton blooms on the distributions of CDOM. The
second objective of this study was to measure the
concentration of CDOM along the salinity gradient of
Chesapeake Bay and to characterize the relationship
between CDOM absorption and fluorescence over
several seasons.
2. Methods
2.1. Cruises and sample handling
The data for this paper were collected on seven
cruises (R/V Cape Henlopen) within Chesapeake Bay,
a large coastal plain estuary on the east coast of the
USA (Fig. 1). There were two cruises in 1994 in the
lower region of Chesapeake Bay and the adjacent
coastal waters, and in 1996 and 1997, there were five
cruises along an axial transect of the mainstem of
Chesapeake Bay, from freshwater near the Susque-
hanna River in the northern end of the Bay extending
seaward past the Capes of Henry and Charles at the
mouth of the Bay (see Fig. 1 and Table 1).
Water samples were collected using Niskin bottles
on a conductivity, temperature, depth (CTD) rosette
from both surface and sub-pycnocline waters, or using
an acid-cleaned, plastic bucket for surface waters. For
the cruises in 1994, a Neil Brown Mark III CTD sys-
tem was used, and for those during 1996 and 1997, a
Sea Bird Electronics 911+ CTD system was used. Sa-
linity data were obtained from the CTD systems and
from an on-board monitoring system.
Following the collection, all samples were filtered
immediately through Whatman GF/F glass fiber filters
using an all glass, pre-cleaned filtration flask. Pre-
cleaning of glassware consisted of acid washing (10%
HCL and copious rinsing with deionized water), fol-
lowed by combustion at 450 �C for 1 h; plastic was
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4124
Fig. 1. Chesapeake Bay cruise tracks. The solid lines represent the 1994 cruise tracks, and dotted lines are those in 1996 and 1997.
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 25
avoided wherever possible. One hundred milliliters
filtered samples were stored in pre-cleaned, 150-ml
glass bottles, sealed with Teflon-lined caps, and fro-
zen. The samples were stored frozen until the CDOM
and DOC analyses were performed. Duplicate filters
for chl a were also immediately frozen.
2.2. Analyses
Prior to the DOC and CDOM measurements, the
samples were removed from the freezer and were al-
lowed to warm to room temperature. DOC concen-
tration was measured using an adaptation of the
persulphate method of Sharp (1973, 1995). Samples
were combusted in ampoules with persulphate, and
the CO2 produced was detected in a gas chromato-
graph. A full description of the method is in Fisher et
al. (1998). The average standard error for all meas-
urements was 5.2 mM C.
Absorption and fluorescence measurements of the
samples were taken within 2 days after the DOC de-
termination and were performed according to the me-
thod of Hoge et al. (1993) and Green and Blough
(1994). Fluorescence measurements were done using
a 1 cm quartz cell in an Aminco SPF500C spectroflu-
orometer or an Aminco-Bowman AB-2 Luminescence
Spectrometer. An excitation wavelength of 355 nm, an
emission wavelength of 450 nm, and a Milli-Q water
blank were used. All fluorescence data were normal-
ized to the water Raman of the sample and then to a
quinine sulphate standard and are reported as normal-
ized fluorescence units, NFlU, as described in Hoge et
al. (1993). The average standard error of the fluores-
cence measurements was 0.1 NFlU. In order to fa-
cilitate the comparison of our data set with that of
previously published work, we have calculated a con-
version factor to convert between NFlU and QSU
(Coble, 1996), the two units that have been used pre-
viously for fluorescence measurements. For the fluo-
rescence standard, we used 10 mg of quinine sulphate
dihydrate (Baker) dissolved in 1 l 0.1N H2SO4, re-
sulting in a 10 mg l � 1 solution, the fluorescence of
which was set equivalent to 10 NFlU. This concen-
tration is equivalent to a 10 ppb solution of quinine
sulphate and the resulting fluorescence is equivalent
to 10 ppb QSU. Thus, in this work, either normal-
ization method would yield the same value of nor-
malized fluorescence. Although we report the values
of fluorescence in NFlU throughout the paper, it
should be noted that the QSU method would result
in the same values for fluorescence.
Absorption measurements were obtained on a
Perkin-Elmer Lambda 2 spectrophotometer or on a
Hewlett-Packard 8451A, from 280 to 800 nm, using a
10 cm quartz cell, with Milli-Q water as a blank. The
absorbance values were then converted to absorption
coefficients (a(k), m � 1, Green and Blough, 1994).
The average standard error of the absorption measure-
ments was 0.02 m � 1. The S parameters describing the
rate of decrease of CDOM absorption with increasing
wavelength were extracted from the absorption data
using an exponential decay curve fitted to the plot of
Table 1
Cruise descriptions
Cruise I.D. Date Number of stations Sampling depths Average discharge (m3/s)
Apr94 1–4 April 1994 24 surface and sub-pycnocline 4452
Jul94 21–24 July 1994 4 surface and sub-pycnocline 693
Apr96 24–28 April 1996 29 surface 2488
Nov96 1–5 November 1996 18 surface 1490
Apr97 25–27 April 1997 13 surface 1359
Jul97 16–17 July 1997 17 surface 351
Oct97 22–24 October 1997 16 surface 213
The cruises in 1994 were in the lower portion of Chesapeake Bay and adjacent shelf region (partial salinity gradient), whereas cruises in 1996
and 1997 were along an axial transect of the salinity gradient of Chesapeake Bay (see Fig. 1). During the 1994 cruises, samples were collected
both from the surface and from below the pycnocline with a rosette/CTD. Samples were collected manually from the surface for all other
cruises. Discharge values are from the USGS gauge on the Susquehanna River at the Conowingo Dam and are expressed as average daily
discharge for 30 days preceding the cruise (United States Geological Survey 1994, 1996, 1997).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4126
absorption (a(k), m� 1) and wavelength (k) over therange 280–650 nm.
aðkÞ ¼ aðk0Þe�Sðk�k0Þ; ð1Þ
where k0 = 280 nm, the initial wavelength, and S is the
fitted parameter (nm� 1) for the exponential decay of
a(k) with increasing k. Two examples of this proce-
dure are given in Fig. 2. Values of r2 for fitted curves
were typically >0.99.
Chl a concentrations were measured using the fluo-
rometric method of Parsons et al. (1984). Duplicate,
frozen Whatman GF/F filters were grounded and ex-
tracted in 90% acetone; the resulting fluorescence was
measured fluorometrically in a Turner Designs Fluor-
ometer, Model 10. This instrument was calibrated with
a commercially available chl a standard (Sigma) at 12-
month intervals.
2.3. Statistical tests
Both linear regression and Pearsons’ product mo-
ment correlation were used to evaluate the statistical
relationships in this research using Sigma Stat V.2 soft-
ware (SPSS). Statistical significance is reported as ei-
ther NS ( p>0.05), *(0.05>p>0.01), or **( p < 0.01).
2.4. Interpretation of mixing diagrams
Mixing diagrams of concentrations along the sal-
inity gradient were used to infer the net effect of
estuarine processes. Concentrations of chl a, DOC,
and CDOM (as fluorescence or absorption) were
plotted as a function of salinity for each transect, and
two fundamental properties of each plot were exam-
ined: (1) differences in concentrations at the freshwater
and coastal end of the transect, and (2) non-linearity in
the plot between the two end members. The freshwater
end member was defined by the intercept of the data at
zero salinity, and the coastal end member for Ches-
apeake Bay was defined as the concentration at 29.5
psu. The latter was chosen on the basis of the salinity
of incoming bottom water in hydrocasts taken at a
station at the mouth of the bay. Coastal seawater
entering the bottom waters of Chesapeake Bay in six
hydrocasts over 4 years showed a small range of 28.1–
31.7 psu, with a mean ( ± S.E.) salinity of 29.5 ± 1.4.
One of the four patterns may potentially be ob-
served in these kinds of property distributions (Fig. 3).
In the simplest case, there may be no significant
difference between end members (identified by large
open circles with ‘‘ + ’’ marker), with linear mixing
between the end members (a straight line). There is no
example of this type of distribution in the data pre-
sented here, but the distribution type is described in
Fig. 3 for completeness. The second type of distribu-
tion is also linear, but in the example shown, there was
a significant difference between the two end members
(Fig. 3B). When there was some scatter about a
straight line through the points in linear distributions,
but no evidence of non-linearity (e.g., Fig. 3B), the
scatter was interpreted as the result of analytical errors
and small-scale heterogeneity. The full statistical
weight of the line was used to estimate the river end
member at zero salinity (the value measured near the
river was not used). Likewise, since there was no
bottom water value at the Bay mouth on some trans-
ects, the coastal end member was estimated from the
extrapolation of the line to 29.5 psu. In some transects
without complete data spanning the entire length of the
gradient, small extrapolations were required for one of
the end members (e.g., to 29.5 psu in Fig. 3B). Both of
these distribution types (A and B) were interpreted as
conservative mixing, with no net addition or removal
as fresh and seawater mixed along the length of
Chesapeake Bay.
The other two types of mixing diagrams were in-
terpreted as indicative of non-conservative mixing.
Fig. 3C shows an example where the river and coastal
end members were essentially equivalent. The dotted
line connecting the end members was an estimate of
the conservative mixing line between the two end
members. The remainder of the points in the middle of
the transect was clearly elevated above the end mem-
bers, and a third order polynomial was fitted to the
data using SigmaPlot (v.5) software. The significance
of quadratic or cubic terms in increasing r2 was es-
timated by an F-test (Sokal and Rohlf, 1995). The
departure of the elevated points from linearity was
measured by taking the maximum difference between
the conservative mixing line and the fitted polynomial
(Dconc).
The final type of mixing diagram exhibited both
significant end member differences as well as curva-
ture between the end members, as illustrated by Fig.
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 27
3D. In distributions exhibiting this pattern, the con-
servative mixing line (dotted) was usually estimated
from the first and last point on the transect, sometimes
with short extrapolations to the end members, as in
Fig. 3D. A polynomial was fitted to the observed data
points, and the maximum departure from conservative
Fig. 2. The S parameter estimation. Absorption spectra from a high salinity and a low salinity station from October 1996 (panel A) were fitted by
exponential decay curves (Eq. (1)). S defines the rate of decrease of absorption with increasing wavelength. In panel (B), the data are plotted as
the absorption (al) normalized to absorption at 280 nm (al0) to illustrate the differences in the relative rate of decrease of absorption with
wavelength between the two stations (higher S value (0.0195) in the higher salinity station and lower S (0.016) in the lower salinity station).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4128
mixing (Dconc) was computed. On each cruise, we
attempted to separate samples, which were associated
with the line of conservative mixing (filled symbols in
Fig. 3 and subsequent figures), and those which ap-
peared to depart from conservative mixing (open
symbols).
There are some problems with this approach to
mixing diagrams. Variability of end members has long
been recognized as a confounding problem (Loder and
Reichart, 1981; Cifuentes et al., 1990), and we ac-
knowledge that there is some subjectivity in our
assessment of end members. However, attempts were
made to be consistent and statistically rigorous in our
application of the classification shown in Fig. 3, al-
though insufficient data or the nature of the distribu-
tion occasionally required judgments or extrapola-
tions, as in Fig. 3.
3. Results
3.1. Distributions of Chl a, DOC, and CDOM in
Chesapeake Bay
The Susquehanna River is the dominant source of
freshwater to Chesapeake Bay, providing approxi-
mately 60% of the freshwater inputs (Boynton et al.,
1985). Therefore, the flow at the Conowingo Dam pro-
vides a reasonable indicator of the total freshwater
inputs to the Bay (Table 1). Prior to our cruises, the
Fig. 3. Conceptual scheme for the interpretation of mixing diagrams along the salinity gradient of Chesapeake Bay. Circles with ‘‘ + ’’ mark are
estimated property concentrations for the river and coastal end members. The coastal end member was estimated at 29.5 psu, the average salinity
of in-flowing bottom water at the mouth of Chesapeake Bay. Solid lines are examples of statistically fitted lines; dotted lines were estimated
conservative mixing lines between end members. Filled symbols are observed values fitting the estimated conservative mixing line; open
symbols are those elevated above the mixing line.
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 29
Fig. 4. Distributions of chl a, DOC, and CDOM measured as both absorption and fluorescence for surface and sub-pycnocline samples for the
April 1994 cruise as an example of data obtained in the lower Bay and adjacent shelf waters. Note that NFlU and QSU are interchangeable as
the units of fluorescence (see Methods). Distributions are divided into those along the line of conservative mixing (filled symbols) and those that
lie above it (open symbols). Estimated river and coastal end members are marked as circles with ‘‘ + ’’ mark. The highest significant polynomial
regression was fitted to each data set. Solid lines were statistically fitted; dotted lines were estimated conservative mixing lines between end
members.
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4130
Fig. 5. Distributions of concentrations of chl a, DOC and CDOM measured as both absorption and fluorescence for the October 1997 cruise as
an example of data obtained over the entire length of the Bay. Symbols are the same as Fig. 4, note that NFlU and QSU are interchangeable as
the units of fluorescence (see Methods). All samples were surface samples. The highest significant polynomial regression was fitted to the data.
Solid lines were statistically fitted; dotted lines were estimated conservative mixing lines between end members.
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 31
Susquehanna River discharge showed greater than 10-
fold range of conditions, with periods of low fresh-
water inputs (July 1994, July 1997, and October 1997
cruises) and high freshwater flows (April 1994 and
April 1996). The salinity gradient responded to these
flow variations by shifting down the axis of the bay
under high freshwater inputs and up the axis of the bay
under low freshwater flows.
Non-linear distributions of chl a along the salinity
gradient were observed on virtually all cruises (Figs.
3C, 4A, 5A). The only exception was the July 1994
cruise when we observed an apparently linear relation-
Table 2
Summary of distributions of dissolved organic carbon (DOC), CDOM absorption at 355 nm (a(355)), CDOM fluorescence (NFlU), and
chlorophyll a concentration (chl a) along the salinity gradient
Cruise Plot FW
end member
Coastal
end member
Dconc Salinity
of maximum
r2 Distribution Interpretation
Chesapeake Bay
Apr94 surface DOC 282 112 – – 0.62 ** linear (B) no net production
and deep a(355) 3.1 0.9 – – 0.77 ** linear (B) no net production
NFlU 17.0 3.6 – – 0.93 ** linear (B) no net production
chl a 23.3 2.2 32 24.9 0.50 ** non-linear (D) net production
Jul94 surface DOC 341 100 – – 0.71 ** linear (B) no net production
and deep a(355) 2.3 0.8 – – 0.78 ** linear (B) no net production
NFlU 15.4 4.0 – – 0.86 ** linear (B) no net production
chl a 23.0 2.8 – – 0.89 ** linear (B) no net production
Apr96 surface DOC – – – – no data no data –
a(355) 2.7 1.1 – – 0.45 ** linear (B) no net production
NFlU 17.5 5.4 – – 0.67 ** linear (B) no net production
chl a 2.9 2.9 26 19.5 0.72 * non-linear (D) net production
Nov96 surface DOC 240 148 60 13.5 0.76 ** non-linear (C) net production
a(355) 4.1 0.4 – – 0.90 ** linear (B) no net production
NFlU 27.5 2.9 – – 0.92 ** linear (B) no net production
chl a 3.5 3.5 8.1 8.1 0.60 * non-linear (D) net production
Apr97 surface DOC 166 120 32 15.2 0.63 ** non-linear (C) net production
a(355) 2.6 1.5 – – 0.39 * linear (B) no net production
NFlU 13.4 6.3 – – 0.59 ** linear (B) no net production
chl a 8.7 8.7 21 5 0.51 ** non-linear (D) net production
Jul97 surface DOC 241 161 48 16.5 0.50 * non-linear (C) net production
a(355) 2.4 0.9 – – 0.47 ** linear (B) no net production
NFlU 15.1 2.7 – – 0.95 ** linear (B) no net production
chl a 8.7 0.2 10.7, 6.5 8, 16.8 0.37 * non-linear (C) net production
Oct97 surface DOC 221 151 34 17.2 0.79 ** non-linear (C) net production
a(355) 2.5 0.7 – – 0.92 ** linear (B) no net production
NFlU 19.3 4.5 – – 0.95 ** linear (B) no net production
chl a 2.8 2.8 14.3 16.1 0.73 ** non-linear (D) net production
Chesapeake Bay DOC 249 (58.2) 138 (8.6) 44 (12.5) 15.6 (1.6)
average (se) a(355) 2.8 (0.6) 0.9 (0.3) – –
NFlU 17.8 (4.6) 4.2 (1.3) – –
chl a 10.2 (3.0) 2.9 (0.9) 16.9 (3.6) 14.1 (2.7)
For April 1994 and July 1994, there were no significant differences between the distributions of surface and the sub-pycnocline samples;
therefore, the data were pooled for each cruise. Calculated freshwater (FW) and coastal end member concentrations are given (mg l� 1 for chl a,
m� 1 for a(355), mM C for DOC, and NFlU for CDOM fluorescence. For CDOM fluorescence, note that NFlU and QSU yield the same
normalized fluorescence values (see Methods). For cruises with non-conservative distributions, the maximum calculated accumulation (Dconc)
is estimated, as well as the salinity at which the maximum occurred. The r2 values are from the highest significant polynomial regression.
Distributions are interpreted as linear or non-linear, and letters in parentheses correspond to distribution type (see Fig. 3). Values in parentheses
at the bottom of the table correspond to the standard error of the calculated averages. ‘‘ – ’’ indicates no net accumulation. Note that both cruises
in 1994 covered only part of the salinity gradient (e.g. Fig. 4). Statistical significance is reported as either *(0.05>p>0.01), or **( p< 0.01).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4132
ship between chl a concentration and salinity along the
part of the salinity gradient. Chl a distributions for each
cruise are summarized in Table 2. For all cruises other
than July 1994, there were pronounced chl a maxima
discernable in the data indicating the position of the
mid-estuary phytoplankton bloom or chl a maximum
described by Fisher et al. (1988). For one of the cruises,
July 1997, two chl a peaks were evident, the first at a
salinity of 8 psu, and the second in the lower bay at a
salinity of 16–17 psu. There were no significant cor-
relations between Susquehanna River discharge, and
either the distance downstream or the salinity at which
the chl a maximum was observed along the salinity
gradient. In Chesapeake Bay, the position of the chl a
maximum is controlled on the upstream side by high
turbidity (Harding et al., 1986; Fisher et al., 1999),
where phytoplankton are light-limited despite the pres-
ence of high nutrient concentrations. On the down-
stream side, the water is depleted in nutrients, and the
bloom is controlled by nutrient limitation (Fisher et al.,
1988, 1999). In the lower bay, a secondary chl a max-
imum is sometimes observed (e.g., July 1997) and is a
result of nutrient inputs from the rivers in the lower Bay
(Fisher et al., 1988).
Most DOC distributions along the salinity gradient
were non-linear (e.g., Figs. 3D and 5B). Exceptions
were the April and July 1994 cruises, where linear
DOC distributions were observed (e.g. Fig. 4B). As in
Fisher et al. (1998), there were no significant differ-
ences between the distributions of surface and sub-
pycnocline DOC data for the April 1994 and July 1994
cruises; therefore, the data for surface and bottom
samples were combined to increase the power of the
subsequent statistical tests. All non-linear DOC distri-
butions were associated with or were slightly down-
stream of the maximum of chl a (e.g., Figs. 3C, D and
5A, B) consistent with the DOC accumulation
observed by Sondergaard et al. (2000) in mesocosm
experiments, and this non-linearity was interpreted as
evidence of net increases in DOC within the estuary
(Table 2). Similar non-conservative distributions of
DOC in Chesapeake Bay were reported by Fisher et al.
(1998) for cruises in 1989–1991. Freshwater (0 psu)
and marine (29.5 psu) end member concentrations of
DOC averaged 249 ± 58 and 138 ± 8 mM, respectively,
and were not correlated with river discharge. The ave-
rage ± S.E. net accumulation in DOC (DDOC) calcu-
lated for each cruise was 44 ± 12 mM DOC, within the
range observed by Fisher et al. (1998), and the location
of the DOC peak along the salinity gradient was not
correlated with discharge. However, only a small num-
ber of points were available to estimate this relation-
ship.
CDOM was conservative in Chesapeake Bay. Ab-
sorption at 355 nm, a(355), was conservatively dis-
tributed on all cruises (e.g., Figs. 4C and 5C; Table 2).
Similarly, distributions of CDOM fluorescence were
also linear and conservative for Chesapeake Bay
cruises (e.g., Table 2, Figs. 3B, 4D and 5D). For all
cruises, large amounts of CDOM absorption and fluo-
rescence were observed in lower salinity waters which
then decreased linearly toward the seaward end (e.g.,
Figs. 3, 4 and 5). The calculated freshwater end
member varied between 2.3 and 4.1 m � 1 for a(355)
and from 13 to 28 NFlU (Table 2). Similarly, the cal-
culated coastal end member varied between 0.4 and
1.1 m � 1 for a(355) and between 2.7 and 6.3 for NFlU
(Table 2). There were no correlations between dis-
charge and either the freshwater or coastal end member
CDOM, measured as either absorption or fluor-
escence.
The spectral slope of absorption derived from each
sample (S, see Fig. 2A) generally varied between
15� 10� 3 and 25� 10� 3 on all cruises, similar to
the range reported by Vodacek et al. (1997) and Ferrari
(2000). S increased with increasing salinity on most
of the cruises (e.g., Table 3, Figs. 2 and 6A, B). The
two cruises where S was independent of salinity did
Table 3
Relationship of S parameter of (absorption data, see Eq. (1)) and
salinity with calculated freshwater and coastal end members
Cruise Freshwater Coastal S parameter vs. salinity
end member end member
(� 10� 3) (� 10� 3)
Apr94 17.9 17.9 0.01NS 0.01NS
Jul94 17.8 17.8 0.07NS � 0.14NS
Apr96 17.5 20.8 0.49 ** 0.11 **
Nov96 16.3 21.9 0.73 * * 0.19 **
Apr97 17.5 18.7 0.40 * 0.04 **
Jul97 18.7 22.2 0.33 * 0.12 *
Oct97 19.4 21.7 0.33 * 0.08 *
All cruises 18.0 20.4 0.19 ** 0.08 **
Cruise identifiers are as in Table 1. S=Freshwater end member +
b * salinity. For examples, see Fig. 6. Statistical significance is
reported as either NS ( p>0.05), *(0.05>p>0.01), or **( p< 0.01).
r2 b
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 33
not extend the full salinity gradient (April and July
1994). There was little variation in either the calcula-
ted freshwater or coastal end members of the S
parameter (range 16.3–19.4� 10� 3 m � 1 and 17.8–
22.2� 10� 3 m � 1, respectively, Table 3). Combining
all data for the cruises that extended the entire salinity
gradient (Fig. 6C), there is a significant positive in-
crease in S with increasing salinity, consistent with the
findings of Vodacek et al. (1997) and Obernosterer and
Herndl (2000). The regression was a second order pol-
ynomial regression, with an increase in the S parameter
with increasing salinity up to about 15 psu, followed by
Fig. 6. Spectral slope of absorption spectra (S) is shown for two cruises (panels A and B) and for the data set as a whole for a statistical summary
of all cruises (panel C).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4134
a range of approximately constant S at salinities greater
than 15 psu. This composite distribution suggests that
there is a change in the absorption properties of CDOM
over the range of wavelengths examined from fresh-
water to about 15 psu, potentially due to flocculation
(Sholkovitz, 1976), followed by little change at increas-
ing salinities. The lack of change in S at salinities
between 15 and 30 psu has also been observed in the
Fig. 7. CDOM fluorescence (ex355/em450 nm, NFlU) and absorption (a(355), m� 1) relationships for two spring cruises, (panel A) April 1994,
(panel B) April 1996, and for all cruises (panel C). Note that NFlU and QSU are interchangeable as the units of fluorescence (see Methods).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 35
Orinoco plume (Blough et al., 1993; Del Castillo et al.,
1999) and is consistent with the recent findings of Del
Castillo et al. (2000). This potentially explains the
apparent lack of correlation of S with the salinity in
the two cruises from 1994 where only higher salinity
waters were sampled. Smaller values of S in low
salinity waters are the result of greater light absorption
in the 350–400 nm range. When S is smaller, light
attenuation decreases less rapidly as wavelength in-
creases (low S example in Fig. 2B.). In effect, this
means that in lower salinity waters, CDOM was both
higher in general and that absorption was attenuated
less rapidly at longer wavelengths. This results in
relatively greater absorption of blue light at lower
salinities and is the origin of the yellow shift previously
reported for Chesapeake Bay waters (Champ et al.,
1980).
3.2. Relationship between CDOM absorption and
fluorescence
CDOM fluorescence and absorption were signifi-
cantly and positively correlated on each cruise (Fig. 7;
Table 4). Similar correlations have also been observed
by Hoge et al. (1993) and Vodacek et al. (1997). In four
of the seven cruises in Table 4, the correlations were
very strong (r2>0.9; e.g. Fig. 7A). However, in the
other three cruises, there was more scatter in the re-
lationship between a(355) and NFlU (e.g. Fig. 7B). In
April of 1996 and 1997, the lower r2 values reflected
greater variability in the data, which indicates varia-
tions in the quantum yield of fluorescence, suggestive
of changes in the proportion of CDOM sources (e.g.,
terrestrial soils, sediments, and marshes). There was
also some variability in slopes (b parameter in Table 4)
of the regression equation, 3.2–7.5 NFlU/unit a(355),
indicating that the relationship between fluorescence
and absorption was not constant and varied by a factor
of 2–3 between cruises (e.g. Fig. 7, Table 4). However,
the values of NFlU/a(355) were within the range of
those reported by the others from estuarine and coastal
regions (4.8, Hoge et al., 1993; 4.1, Vodacek et al.,
1997; 8.8, Ferrari and Dowell, 1998). Neither the slope
of the regressions between fluorescence and absorption
of CDOM nor the intercepts of the regression were
correlated with discharge from the Susquehanna River.
For each cruise, the intercept of the regression was
usually not significantly different from zero, with one
exception with a small but significant negative inter-
cept. When the data set from Chesapeake Bay was
combined (Fig. 7C), the slope was 6.4 NFlU/a(355),
and the increased statistical power of the combined data
indicated a significant negative intercept (� 1.1, Table
4). The interpretation of this result is that there was
either (1) non-linear NFlU/abs ratios at low absorption
or (2) that there was absorption without a correspond-
ing fluorescence emission (complete absorption) at low
absorption values in high salinity waters.
Table 4
Relationship between CDOM fluorescence (NFlU or QSU) and
absorption (a(355), m� 1)
Cruise r2 b a
Apr94 0.95** 5.5** � 0.99**
Jul94 0.93** 7.0** � 1.4NS
Apr96 0.62** 6.0** 0.7NS
Nov96 0.92** 6.3** 1.3NS
Apr97 0.41** 3.3* 3.6NS
Jul97 0.73** 4.2** 2.2NS
Oct97 0.95** 7.5** 0.23NS
All cruises 0.84** 6.4** � 1.1*
Cruise identifiers are as in Table 1. NFlU(or QSU) = a+ b * a(355).
Statistical significance is reported as either NS ( p>0.05),
*(0.05>p>0.01), or **( p< 0.01).
Table 5
Relationship between CDOM absorption (a(355), m� 1), chl a, and
DOC
Cruise a(355)
correlation with
r2 Slope Intercept
Apr94 chl a 0.20 ** 0.02 ** 0.77 **
DOC 0.70 ** 0.01 ** � 0.15NS
Jul94 chl a 0.86 ** 0.07 * 0.57 **
DOC 0.58 * 0.01 * 0.34NS
Apr96 chl a 0.08NS � 0.02NS 2.2 **
DOC – – –
Nov96 chl a 0.05NS � 0.05NS 3.3 **
DOC 0.12NS 0.01NS � 0.06NS
Apr97 chl a 0.06NS 0.01NS 1.9 **
DOC 0.42 ** 0.02 ** � 0.13NS
Jul97 chl a 0.45 * 0.01 ** 1.0 **
DOC 0.17NS 0.09NS � 0.15NS
Oct97 chl a 0.05NS 0.02NS 1.3 **
DOC 0.44 ** 0.01 ** � 1.2NS
All cruises chl a 0.01NS 0.01NS 1.6 **
DOC 0.59 ** 0.01 ** � 0.39 *
Cruise identifiers are as in Table 2. a(355), m� 1 = intercept +
(slope*chl a or DOC). Statistical significance is reported as either
NS ( p>0.05), *(0.05>p>0.01), or **( p< 0.01).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4136
3.3. Relationships between CDOM absorption, Chl a
and DOC
There were only a few significant relationships
between CDOM and chl a when each cruise was ex-
amined individually. Significant relationships existed
between a(355) and chl a concentration for only three
of the seven cruises (April 1994, July 1994, and July
1997; Table 5). The a(355) distributions did not exhibit
patterns along the salinity gradient similar to that of chl
a, and there were no clear maxima evident in the
CDOM distributions, unlike those of chl a (Figs. 4
and 5). In July 1994, the high r2 value, (r2 = 0.86**)
was a consequence of the paucity of sample points and
Fig. 8. Absorption and DOC concentrations. Panel (A) shows DOC and CDOM absorption for all cruises, and in panel (B) DOC concentrations
are separated into conservative and non-conservative groups. Dashed line on panel (A) represents data of Vodacek et al. (1995).
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 37
the linear distributions of both a(355) and chl a. Com-
bining all of the cruises, there was no significant re-
lationship between CDOM concentration and chl a
concentration.
There were also few significant relationships be-
tween a(355) and DOC on individual cruises (Table 5).
This was probably a consequence of attempting to
relate a primarily non-conservative component (DOC)
with a conservatively distributed component (CDOM)
over fractions of the annual range of each variable.
However, when the data for all cruises are combined,
the correlation was significant (Fig. 8A, r2 = 0.59**).
The line of best fit has a positive intercept on the x-
axis of 35 mM DOC, indicating the presence of a non-
chromophoric fraction of DOC, as well as a chromo-
phoric fraction (DOC with absorption), similar to that
reported by Vodacek et al. (1997) over smaller ranges
of both variables. However, their estimate of the non-
chromophoric intercept (75 mM C) was approximately
a factor of two greater than the data in Fig. 8A (35
mM C). To investigate this further, we separated DOC
concentrations into those which were associated with
conservative mixing of DOC and those which were
above the conservative mixing line in regions of net
accumulation (see Figs. 3 and 5). Separated into two
groups in Fig. 8B, the conservative values (filled
circles) span broader ranges of a(355) and DOC,
and the non-conservative values (open circles) are
characterized by high DOC and moderate a(355). The
separation of the two DOC groups increases the r2
value to 0.70 for the conservative fraction and 0.69
for the non-conservative fraction. This results in a
change in the non-chromophoric DOC intercepts to
50 ( ± 3.3) mM C for the conservative group and
105( ± 13.3) mM C for the non-conservative group,
spanning the value reported by Vodacek et al. (1997).
4. Discussion
4.1. Absorption and fluorescence
Several other studies have demonstrated strong
correlations between CDOM fluorescence and ab-
sorption (Nieke et al., 1996; Vodacek et al., 1995;
Ferrari et al., 1996; Skoog et al., 1996). All have
shown that there are significant linear relationships
between absorption and fluorescence in a variety of
settings over broad ranges of CDOM concentration.
In our data, we also showed that there was a con-
sistently linear relationship between these two para-
meters; however, at high CDOM concentrations (>2
m� 1), there was considerable scatter (Fig. 7). Fur-
thermore, the slope of this relationship varied by a
factor of two to three over seven cruises (Table 4),
although the range was within that previously repor-
ted for other estuarine and coastal regions. The va-
riability in slope may be related to the different
quantum yields of sources of CDOM in the upper
Bay region. Freshwater CDOM (i.e., humic matter)
exhibits higher concentrations of both aromatic and
unsaturated carbon groups than marine humic matter,
as well as higher proportions of phenolic carbon
groups (Malcolm, 1990; Hedges, 1992). The differ-
ences in molecular structure and weight may result in
differences in the quantum yield of fluorescence for
individual components, which in turn influence the
bulk CDOM properties measured here. Green and
Blough (1994) found differences in quantum yield
when they compared riverine samples from the
Tamiami River, which exhibited quantum yields of
fluorescence that were twice as high as Sargasso Sea
values. However, there is no consistent pattern in
riverine data, as the Amazon River fluorescence
quantum yields were lower than those of the Sargasso
Sea (Green and Blough, 1994). However, this varia-
bility may be due to the fact that both 0.4 and 0.2 mmfilters were used and that some of the samples were
extracted on XAD columns, a process that has been
shown to alter the optical properties of CDOM (Green
and Blough, 1994). The data presented here are
unaffected by this effect.
Other processes that may explain the modest corre-
lation coefficients between fluorescence and absorption
in some of our cruises are end member variability and
lateral inputs. These are recognized problems ofmixing
diagrams (Cifuentes et al., 1990), and the influence of
both, along with experimental error, may explain the
scatter in some of the plots. In terms of remote sensing,
the most significant impact of the scatter in the relation-
ship between absorption and fluorescence is that in
Chesapeake Bay the retrieval of the CDOM absorption
coefficient from fluorescence measurements, obtained
either from airborne platforms or in the laboratory
from discrete samples, will have much larger uncer-
tainties than in higher salinity regions.
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–4138
4.2. CDOM and DOC
The data presented here support the relationship
between CDOM and DOC previously reported by
Vodacek et al. (1995, 1997). However, there is consid-
erable variability in the relationship (Fig. 8A), some of
which is identified by separating DOC into conserva-
tive and non-conservative groups (Fig. 8B). The re-
maining variability associated with the conservative
DOC values is probably related to the fact that estuaries
are greatly influenced by inputs from the surrounding
terrestrial environment, with highly fluorescent DOC
entering the estuary from rivers, marshes, sewage, etc.
There is a greater proportion of high molecular weight,
terrestrially derived CDOM in estuarine water com-
pared to that found in more coastal or open ocean
regions, and these sources make DOC more colored.
The internally generated DOC associated with the
estuarine chl a maximum appears to be less colored
than that of the background DOC pool. Furthermore,
comparing our data with the results of Vodacek et al.
(1995, 1997), it is clear that the two very different
processes of photobleaching and DOC accumulation
can have similar impacts on the DOC/CDOM rela-
tionship, although occurring at very different absolute
concentrations.
We expected that photolysis would reduce CDOM
below the turbidity maximum in our data. The effect of
photolysis is well documented (see Moran and Zepp,
1997, and references therein), and should produce
smaller, less colored DOC molecules as CDOM passes
down the salinity gradient into more transparent water.
This would tend to shift the proportions of DOC and
CDOM towards higher uncolored background DOC,
as is observed when we compare our data and that of
Vodacek et al. (1995, 1997). However, we did not
observe any losses of CDOM as either NFlU or a(355)
on the salinity gradient of Chesapeake Bay (Table 2),
and the effects of photolysis may have been confined
to the increases in S parameter with increasing salinity
(Table 3). One possible cause of the increase in the S
parameter is the bleaching of the chromophores so that
there is less absorption at the longer blue wavelengths.
If true, photochemical alterations of CDOM appear to
be small in Chesapeake Bay, despite its long water
residence time (Fisher et al., 1988) and CDOM con-
centrations and properties may be maintained by small
lateral inputs of CDOM from local terrestrial sources.
4.3. CDOM and chl a
There was no clear relationship between CDOM
and chl a. Although accumulations of chl a were
observed in almost all of the transects, no parallel in-
creases in CDOM were observed. The lack of ob-
served relationships between CDOM concentration
and chl a concentration has been reported in other
works, and this implies that CDOM is not directly
released by phytoplankton (Nelson et al., 1998;
Rochelle-Newall et al., 1999; Rochelle-Newall and
Fisher, submitted for publication). Fisher et al. (1998)
proposed that the net accumulations of DOC observed
in Chesapeake Bay were a result of DOC release by
nutrient-limited phytoplankton. The data shown here
demonstrate that the net accumulations of DOC were
less chromophoric than the bulk DOC and provide
further evidence against phytoplankton as a direct
source of CDOM.
4.4. Remote sensing implications
The large surface area of Chesapeake Bay makes it
amenable to remote sensing of surface properties;
however, the effects of CDOM and inorganic partic-
ulates make it difficult to estimate algal biomass and
primary productivity from satellite images of ocean
color. Therefore, a greater understanding of the pro-
cesses that influence CDOM concentration is essential
to allow the use of ocean color measurements to make
estimates of water column light distributions and algal
biomass in estuaries such as Chesapeake Bay.
Previous work using airborne oceanographic plat-
forms, such as NASA’s airborne oceanographic lidar
(AOL), has shown that CDOM concentration can be
estimated from in situ fluorescence, providing distri-
butions of CDOM over wide areas contemporane-
ously (Hoge et al., 1993, 1999; Vodacek et al., 1995).
Platforms such as the AOL collect fluorescence meas-
urements, which can be used to retrieve absorption
coefficients for CDOM, using the relationship that
exists between the amount of fluorescence emission
observed from a known excitation wavelength and the
absorption at the same excitation wavelength (Hoge et
al., 1993). Fluorescence measurements are more sen-
sitive than absorption measurements at the very low
concentrations of CDOM found in open ocean regions
and have the additional advantage of being measura-
E.J. Rochelle-Newall, T.R. Fisher / Marine Chemistry 77 (2002) 23–41 39
ble from an airborne platform. The robustness of the
relationship between absorption and fluorescence lies
in the fact that the quantum yield of fluorescence
appears to be relatively constant for CDOM in open
ocean and coastal regions (Vodacek et al., 1997).
However, the variability of the CDOM fluorescence/
absorption ratio (Fig. 7) implies that the retrieval of
CDOM absorption coefficients from fluorescence
measurements will be subject to errors of up to a fac-
tor of 2. The data also highlight the potential errors
that would be incurred if coastal fluorescence/absorp-
tion ratios are used in estuarine environments.
The data presented here also show the potential
errors in the retrieval of DOC concentration from the
measurements of CDOM concentration. Both Nelson
et al. (1998) and Vodacek et al. (1997) have shown
that errors can occur when trying to estimate DOC
concentration from CDOM absorption in coastal and
open ocean regions. It also appears from these data
that it will be difficult to obtain accurate estimates of
surface DOC concentration in the low and mid salinity
areas of Chesapeake Bay using remote sensing plat-
forms. We estimate by propagation of errors that the
variability in the CDOM/DOC relationship in Ches-
apeake Bay will result in errors ± 20%, which corre-
sponds to an error of 40 mM C for a concentration of
200 mM C. This variability in CDOM to DOC ratios
and the lower chromophoric fraction of DOC associ-
ated with the chl a maximum (Fig. 8) increases the
difficulty of using optical methods for the measure-
ment of DOC concentrations.
Acknowledgements
We would like to thank Dr. Neil Blough for allow-
ing us to access the spectrofluorometer and spectro-
photometer, and Drs. M. Williams and A. Vodacek for
analyzing the samples from 1994. We thank Drs. N.
Blough, D. Stoecker, F. E. Hoge, P. M. Glibert, G. Helz
and three anonymous reviewers for the helpful com-
ments and discussion. This research was funded by
Grant NAGW-3947 to TRF from the NASA Ocean
Biogeochemistry Program, by the student assistantship
funds to EJR-N from HPL, by Grant 5304-4 to TRF
from EPRI, and by Grant NAG5-6249 to TRF from the
NASA Mission to Planet Earth Program. This is con-
tribution number 3497 from Horn Point Laboratory,
University of Maryland Center for Environmental Sci-
ence (HPL-UMCES).
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