doing_a_doctorate_in_germany
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RequirementsProgrammes
Career Prospects
in Germany | 2010
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Editorial 3
Doing a Doctorate in Germany
blisher
D
scher Akademischer Austauschdienst
man Academic Exchange Service
edyallee 50
5 Bonn
many
dination:
ander Haridi, Cornelia Hauswald, Section 532: Promotion o
y and Research in Germany, Campaigns
shing House:
etts-Verlag
kenallee 7181
7 Frankurt
many
rs:
t Schayan (responsible),
da Achterhold, Dr. Sabine Giehle
gn: Sylvia Bernhardt
uction: Andr Herzog
slators: R.W. Culverhouse, Pauline Cumbers,
k Whitfeld
r Design: Christian Padberg
re Credits: cover: Drthe Hagenguth; page 3: Dominik Gigler,
erhoer/Himsel/DAAD (2), Dominik Mentzos, Jrg Glscher; page
sserhoer/Himsel/DAAD; page 5: Jan Greune, page 7: Dominik
r; pages 8/9: Tim Wegner; page 10: Jrg Glscher; pages 11, 12:
enscheid/DAAD; page 13: Jan Greune; page 14: Jrg Glscher;
15: Dominik Mentzos; page 19: Ausserhoer/Himsel/DAAD; pagean Greune; page 23: Dominik Gigler; pages 24/25: Toma
vic; page 27: Jrg Glscher; page 28: Jan Greune; page 30:
erhoer/Himsel/DAAD, Jan Jacob Homann, Hub/DAAD; page
usserhoer/Himsel/DAAD (2); Hub/DAAD;
er: Boniatius GmbH, Paderborn
ber 2009
AD
publication was unded by the German Federal Foreign Ofce.
04 What Germany oers as a centre o
higher education and research
06 Which paths lead to a doctorate
10 What structured programmes oer
12 What proessors expect
14 What everyday research involves
16 Where to do a doctorate
A doctorate is a decision or lie, an investment in your uture but also a time-consuming
challenge that needs to be given careul consideration. A doctorate demands a great deal
o energy, discipline and perseverance. In Germany some 25,000 graduates successully
complete the doctoral process every year ar more than in any other European country.
And increasing numbers o up-and-coming international researchers are coming to
Germany to write their doctoral dissertations, to complete their doctorates as members o
research teams: since 1997 the number o oreigners registered as doctoral students in
Germany has more than doubled to just under 17,000.
The German doctorate enjoys an outstanding reputation in all disciplines. And today
universities and research institutions between Aachen and Zittau present young research-
ers with many dierent paths to a doctorate. Especially the structured doctoral programmes
that have been established over recent years oer international graduates extremely attrac-
tive opportunities as a member o a research team that provides intensive support and
swit results. Nevertheless, there is no single ideal path to a doctoral degree. That is why
this brochure aims to present an overview o the dierent orms o doctoral research rom
traditional individual supervision to the structured programmes at graduate schools, re-
search training groups and the International Max Planck Research Schools. It should also
help by providing a lot o useul inormation on the ormal requirements as well as
dierent orms o unding. International students who have decided to do a doctorate in
Germany will also have their say: they report on their everyday routine and their experi-
ences, oer tips and words o encouragement or other scholars considering taking up
the challenge o doctoral research. Human resources consultant Dr. Tiemo Kracht con-
frms that this decision is worthwhile: In any event, doing a doctorate in Germany is
a beneft. However, he also explains that the important thing about a d octorate is not
the academic title, but t he satisaction o getting to grips with complex subject matter.
And that has its own lasting merit irrespective o your subsequent career.
We hope you have an enjoyable and inormative read.
Web addresses lead to more
detailed inormation on each
topic.
Contents
18 What you can do beore you start
20 Which orms o unding exist
22 What is special about lie in Germany
26 How a doctorate can help your
career
30 Where to fnd more inormation
Long versions o the interviews
with experts are available online
at www.daad.de/promotion
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Higher Education Landscape
ghly two-thirds o the 360 higher edu-
ion institutions (universities, universi-
es o applied sciences, colleges o art
d music) in Germany are state-run. In
ntrast to many other countries, private
gher education institutions play only a
or role. Well over 90% o the students
Germany attend a state-run institution
higher education. The principle o the
nity o research and teaching applies
t universities: in other words, they are
eaching institutions and centres o ad-
ced research that engage in intensive
change with scholars and research in-
stitutions in and outside Germany.
erman Research Foundation (DFG)
e DFG is the central, sel-governing re-
rch organisation and the most impor-
tant under o research in Germany.
Doctorate Involves Research:esearch in Germany
www.daad.de
The DAAD website oers everything you
need to know about higher education in
Germany. A scholarship database helps
users fnd appropriate unding opportuni-
ties (German, English, Spanish).
www.research-in-germany.deThis Internet portal is aimed at interna-
tional scholars and provides a great deal
o useul inormation about the research
landscape in Germany. It also highlights
recent developments in German higher
education and oers advice and guidance
or research visits (German, English).
www.hochschulkompass.de
The German Rectors Conerence (HRK)
provides inormation about study pro-
grammes and international collaborations
at this address. A database enables visi-
tors to search or doctoral programmes,
or example, or the names and addresses
o contacts at universities (German, Eng-
lish).
Germany is a world-class centre o scholar-
ship and research. German universities
and research institutions are among the
best in the world. There are many reasons
or this: or example, the large choice o
higher education centres and types o insti-
tution namely some 165 locations with
360 higher education institutions includ-
ing 140 entitled to award doctorates (uni-
versities o applied sciences do not have
this right). Additionally, Germany can oer
a wide range o subjects (more than 5,000
dierent study programmes rom agricul-
ture to zoology), well-equipped research
establishments as well as highly qualifed
sta and an increasingly international
orientation.
Germany is one o the worlds most attrac-
tive centres o higher education: some
235,000 oreigners study here (including
56,000 with a German school-leaving
qualifcation). That means that more than
one in ten students holds an international
passport and Germany is t he most impor-
tant host country or international students
ater the USA and the UK.
However, top research is not only conduct-
ed at universities. Hundreds o non-univer-
sity research establishments oer ideal
working conditions rarely matched any-
where in the world. The most productive
research organizations include the Max
Planck Society, the Helmholtz Association,
the Leibniz Association and the Fraun-
hoer Society. The Helmholtz Association
alone with 16 research centres and 8,000
sta has an annual budget o roughly
2.8 billion euros. Since the Max Planck So-
ciety was ounded in 1948, researchers at
its 76 institutes have been honoured with
17 Nobel Prizes in addition to numerous
other international awards.
Excellence clusters
The German higher education landscape
stands out because o the close cooperation
between universities, research institutions
and industry. Research institutions and
business enterprises come together at the
regional level in excellence clusters to
pool their innovative orce. That is also
why Germany is one o t he leading coun-
tries in innovative, orward-looking re-
search felds such as environmental tech-
nology and nanotechnology. This applies to
research and industry: or example, Ger-
many ranks third in relation to patent reg-
istrations in nanotechnology and ourth in
nanoscientifc publications. In the environ-
mental feld, Germany holds a leading
position among the OECD countries in
terms o the proportion o gross domestic
product spent on research and develop-
ment.
German universities also enjoy great inter-
national recognition in the humanities and
social sciences. Innovative researchers and
prize-winners teach at German universi-
ties. Humanities specialists and social
scientists have won 58 o the 270 Gottried
Wilhelm Leibniz Prizes, the most highly
endowed German research award, that
have been presented since 1986.
Structured doctoral programmes
Doctoral students in Germany are part o
this research process. Gaining a doctorate
is seen as the frst phase o a research ca-
reer. That also explains how the traditional
process o attaining a German doctorate
diers in many respects rom the Anglo-
American PhD system, in which the PhD
student merely acquires a degree. How-
ever, German higher education is in the
midst o a ar-reaching process o renewal
and many universities already have what
are known as structured doctoral pro-grammes and research training groups
(Doktorandenkolleg). Additionally, re-
Doing a Doctorate in Germany
Links
Research in Germany 5
Doctorates Germany Ranks First
in Europe
USA 56,067
Germany 24,946
UK 16,456
Japan 15,979
France 9,818
Italy 9,604
An international comparison o completed
doctorates in the OECD countries (in absolute terms,
2006), source: OECD
search schools and centres comparable to
Anglo-American graduate schools have al-
so been established in collaboration with
non-university institutions such as Max
Planck Institutes or the German Research
Foundation (Deutsche Forschungsgemein-
schat, DFG). Their structured doctoral
programmes enrich the higher education
system and expand the opportunities or
international students to gain a doctorate
in Germany.
Many scientifc organizations and research
institutions support young international
scholars with project unding, scholarships
and prizes. The most important are the
Federal Ministry o Education and Re-
search (BMBF), the DFG and the GermanAcademic Exchange Service (Deutscher
Akademischer Austauschdienst, DAAD).
German Academic
Exchange Service (DAAD)
The DAAD, a joint agency o institutions o
higher education in Germany and major
unding organization, supports interna-
tional relations in the higher education
sector. As a rule, its programmes and
projects are open to all disciplines and
countries and beneft Germans and non-
Germans alike. The DAAD maintains a
worldwide network o ofces, lecturers
and alumni associations and also oers
guidance abroad.
rn surroundings: Norman Foster, the leading British architect, designed the Philological Library at FU Berlin
Advanced scientifc research:
Max Planck Institute or Plant Breeding
Research, Cologne
8,997
9,707
10,644
12,326
13,411
14,84715,283
15,818
16,994
8,000
10,000
12,000
14,000
16,000
18,000
1999/00 2000/01 2001/02 2002/03 2003/04 2004/05 2005/06 2006/07 2007/08
Increasing Numbers of International Doctoral Students in Germany
Registered
doctoralstudents,
Destatis2009
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Finanzierung
Pros and Cons: Structured Doctoral Programmes
Doing a Doctorate in Germany
Wheres the best place to study or a doc-
torate? Douwe Bonthuis had no trouble an-
swering this question. My subject was the
decisive actor, says the Dutchman. For
the last two years he has been researching
a biophysical question at the TU Munich.
The group working with my proessor,
Roland Netz, is considered one o the best
in Europe.
I you decide to do a doctorate in Germany,
you can choose between two dierent ap-
proaches. Students who take the traditional
route must rst nd a supervisor (Doktor-
vater or Doktormutter) beore they can start
on their doctoral dissertation, which they
complete very much on their own. This very
ree system with no compulsory attendance,
deadlines or binding curriculum calls or a
great deal o personal initiative. Doctoral
students are very much let to their own de-
vices. However, or someone like 27-year-old
Douwe Bonthuis, who wanted to complete
his doctorate with a particular specialist,
this so-called apprentice model is very ap-
propriate. The vast majority o doctoral stu-
dents in Germany according to data pub-
lished by the German Science Council,
some 90% still select this approach.
Additionally, however, a second route to a
doctoral degree is gaining in popularity and
attracting increasing numbers o students:
The literary studies specialist was won over
by the programme at the International
Graduate School or the Study o Culture
at Giessen University: Doctoral students
meet with two proessors every two weeks
to discuss their results in special collo-
quia, explains the Russian researcher.
That structures your schedule enormous-
ly. I you take the traditional doctoral path,
you also have the opportunity to exchange
views in postgraduate seminars and collo-
quia, but structured programmes oer
much more intensive support and encour-
agement.
Whats best? A doctoral programme or the
apprentice model? The choice hinges on a
variety o actors. First o all, it depends
on the specialist interest, says Dr. Birgit
Klsener, DAAD. For practical reasons
ructured or Traditional?ths to a Doctorate
Paths to a Doctorate
Supervisors
n German the supervisor o a doctoral
ent is known as Doktorvater or Doktor-
ter (literary doctor ather or doctor
ther). No one has an automatic right
be accepted as a doctoral student by a
oessor. In all cases outside structured
grammes acceptance by a supervisor
s the prerequisite or recognition as a
octoral student by a university and ad-
ance to study and/or take the doctoral
examination.
Research Training Groups
A group o researchers study a topical
ject within these temporary organiza-
. Research training groups are unded
y the DFG, universities or oundations.
With 10 to 20 doctoral students, these
oups are manageable and enable very
intensive support. Research training
ups are interdisciplinary in nature and
er doctoral students tailormade semi-
and programmes. As a rule, a doctor-
takes three years in such a group (see
page 17).
Graduate Schools
e graduate schools established under
e auspices o the Excellence Initiative
are much broader in scope and more
nterdisciplinary in nature than the the-
tically more ocused research training
roups. Participants are integrated in a
m in which they regularly present theirresults. Admittance is dependent on a
rormance-based selection procedure.
terviews are even conducted by video
nk or oreign students (see page 17).
Structured programmes quickly lead to
a doctoral degree as a rule in three years.
Supervision is carried out by several
university teachers. Doctoral students are
not dependent on the goodwill o a single
proessor.
Special emphasis is placed on team-
work and practical application. Students
requently work on joint research projects
and have a lot o opportunity to exchange
views with other students and supervisors.
The question o unding is oten re-
solved by acceptance on the programme.
Foreign doctoral students are supported
The traditional doctoralpath was ideal or me
because I wanted to writemy doctoral dissertation
under the supervision o myproessor. His research groupis one o the best in Europe.The act that I have to holdseminars does involve work,but I also beneft rom that.
Douwe Bonthuis, Netherlands
The physicist is doing a doctorate at the
TU Munich.
it involves completing a doctorate within the
ramework o a structured programme com-
parable with the PhD programmes oered
by the higher education systems in English-
speaking countries. Structured doctoral pro-
grammes are oered by:
Research training groups organized by
the German Research Foundation
(DFG)
Graduate schools at universities
Doctoral programmes at universities
International Max Planck Research
Schools
There are already some 600 structured doc-
toral programmes available in Germany.
Many o them are internationally oriented
and conducted in English. They are usually
organized by several research groups work-
ing in close cooperation, which enables re-
search o the highest standard. Such pro-
grammes oer many advantages, especially
or international candidates. These include,
or example, curricular programmes, exi-
ble admittance or Bachelors graduates and
also more general support in everyday situa-
tions. Another advantage is the relatively
short time in which doctoral students can
achieve their goal as a rule, ater three
years. Ksenia Robbe rom St. Petersburg,
who is also 27 years old, decided in avour
o this kind o structured doctoral pro-
gramme.
many people remain at the university
where they studied or spent a semester
abroad and then just use the options that
are available to them there. I you studied
abroad and now want to do a doctorate in
Germany, it is much easier to gain an over-
view o structured doctoral programmes
rom outside the country. Places on these
programmes are advertised publicly and
the application process is more transpar-
ent. Frequently support contracts are
agreed that precisely dene rights and obli-
gations. That gives doctoral candidates a
better idea o what is expected o them.
One major dierence to the traditional ap-
prentice model is the act that as a rule
structured programmes give doctoral stu-
dents two supervisors. That means their
academic support does not depend on the
goodwill o a single proessor. An interdis-
Structured Doctoral Programmes
These doctoral programmes are run at
universities according to a relatively strict
timetable and involve intensive support.
They have a clearly defned curriculum
that prescribes participation in seminars
and the production o papers at specifc
intervals. As a rule, this kind o doctorate
takes three years.
!in a variety o ways throughout the entire
doctoral process. Assistance with every-day problems is also provided, as is
personal guidance.
Applicants have to complete a multi-
level application procedure. Thats why
you must plan ahead and leave enough
time or the application process.
The programme o colloquia and
workshops is very packed. I you attempt
to take all the options available, you can
easily overload your timetable.
The subject o your doctoral dissertation
must t in with the programme; it is oten
not possible to select your own subject.
qualities as a mentor. It is useul to put
out eelers in the department early on,because word soon spreads about who
successully supports doctoral students.
A traditional doctorate takes longer
roughly our to ve years.
The subjects o doctoral dissertations
are requently too specialized, too little
integrated into research rameworks.
You have to take care o unding
yoursel.
There are ew guidelines and doctoral
students have to struggle through on
their own.
Although the apprentice model
demands a high degree o individual ini-tiative, it also oers doctoral students a
great deal o reedom and enables them
to shape their own doctoral research.
It is particularly well suited or doctoral
students who would like to study or a
doctorate with a specic proessor.
The traditional path oers great
reedom in the choice o subject or the
doctoral dissertation (particularly in
the humanities and social sciences).
Finding a suitable supervisor can
prove difcult. He or she should be an
expert in the eld, but also have certain
Pros and Cons: Traditional Doctorate
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Finanzierung
I decided in avour o a structured doc-toral programme at a graduate school. I
like the interdisciplinary work atmos-phere. Additionally, the timetable is well-
structured and there are lots o interestingseminars on oer.
Ksenia Robbe, Russia
The literary studies specialist is studying or a doctorate at the
International Graduate School or the Study o Culture in Giessen.
Doing a Doctorate in Germany
www.academics.com
The joint website o weekly newspaper
Die Zeit and specialist journal Forschung
& Lehre oers a lot o topical inormation
under the heading Do a PhD. This in-
cludes articles on the advantages and dis-
advantages o a traditional doctorate and
structured programmes, advice on appli-
cations and unding as well as background
inormation on the dierences between
subjects (German, English).
Link
Proessor Neher, you are the speaker o the International Max Planck Research
School (IMPRS) or Neurosciences in Gttingen. Do structured programmes rep-
resent a more attractive route to a doctorate than the traditional path?Doctoral students used to be very much let to their own devices, which is not easy,
especially or international candidates. The IMPRSs oer support that makes the
process easier. We help students nd their eet, or example, by assisting them in
their dealings with authorities or establishing contacts with ellow researchers.
Has the traditional supervisor gone out o style?
It is a good system or the best, because it oers much greater reedom provided the
supervisor is committed. But that is not always the case. To that extent, supervision by
a committee with several members certainly has advantages. Having to present your
results beore a commission once a year can add a healthy element o compulsion.
How are German doctoral degrees regarded internationally?
In our subject, very highly indeed! In biochemistry and neurosciences successul doc-
toral students rom Germany are highly appreciated as postdoc researchers abroad.
Paths to a Doctorate
ciplinary ramework also enables students
to look beyond their own noses. Dierent
disciplines work within the graduate
school, so I also have dealings with histori-
ans and ethnologists, emphasizes English
studies specialist Ksenia Robbe. I could
already sense the open-minded work at-
mosphere on the website that was a very
important criteria or me.
The programme in Giessen relies on
multilevel monitoring. Doctoral and post-
doc scholars rom dierent disciplines
work together in what are known as re-
search areas. Everyone can present his
or her project in these courses and re-ceives eedback rom very dierent direc-
tions, says Ksenia Robbe. Interchange
also unctions very well on an inormal
level because all the doctoral students are
in the same building. Its great that I
only have to walk across the corridor to
discuss a question, enthuses the Russian
researcher. She makes ull use o the
graduate schools many opportunities.
She has courses two or three days a week
and heads a seminar or students hersel
every Monday. Its a voluntary arrange-
ment, not an obligation. I choose the
subjects mysel and structure and devel-
op the course, says Ksenia Robbe.
For Douwe Bonthuis, who is taking the
traditional path to a doctorate, teaching is
part o his contract. The Dutchman has
a part-time (three-quarters) post at the TU
Munich and is well able to live on thesalary. He has to teach ve seminars, each
o them on a dierent subject. In the
beginning he was not very enthusiastic
about this obligation. Today, however,
he sees the advantages: Seminars involve
a lot o work, but they oer a good op-
portunity to gain teaching experience and
to revise undamental principles. The
natural scientist spends the remaining
time doing research very traditionally
on his own. In experimental physics,
o course, the situation is very dierent,
explains Douwe Bonthuis. Work in
the laboratory is always done in a team,
you exchange opinions and discuss
your ndings. He decided very con-
sciously in avour o a doctorate in the
Has the traditional supervisor gone out o style?
An interview with Nobel laureate Proessor Erwin Neher
www.daad.de/promotion
erences between Subject Groups
e kind o doctorate candidates choose
depends on the subject:
Humanities and Social Sciences
ge, interdepartmental research projects
rarer here than in the natural sciences.
ugh the traditional apprentice model is
prevalent, a growing interest in struc-
red programmes is evident here too. A
nt study ocusing on international doc-
ates in Germany (HIS), which involved
nline survey o doctoral students at 20
ersities, shows that so ar some 15% o
anities specialists are involved in struc-
d programmes. One quarter o doctoralents are employed as research assist-
s at university and non-university insti-
. A little over hal o all up-and-coming
archers in the humanities conduct their
research alone.
eld o theoretical physics. He meets with
his supervisor twice a week, the working
group comes together once a week. The
dierences between subject groupsare
considerable: while humanities specialists
or social scientists oten work on their
doctorate alone, natural scientists and en-
gineers are more likely to have doctoral
Engineering and Natural Sciences
Roughly hal the doctoral students in
the natural sciences (the proportion is a
little higher among engineers) become
research assistants and are tied into re-
search projects rom the outset. They are
regarded as colleagues rom their frst
day and gain valuable experience or their
uture careers. Time management is the
order to the day: not neglecting your own
research can become a challenge in addi-
tion to the many duties at the institute.
Medicine
Whether they are involved in clinical, ex-
perimental or theoretical research, medical
scientists usually take the traditional route
to a doctorate. Students should complete
their doctorate beore beginning their
strenuous internship. In research terms, a
doctoral dissertation in medicine is more
comparable with a diploma thesis and in-
volves ar less input than in other disci-
plines.
posts and work with colleagues within
their respective department. This is a de-
velopment that is now also emerging
in other disciplines. DAAD expert Birgit
Klsener says, In principle, the struc-
tured doctoral programmes are ostering
a culture that has always existed in the
natural sciences.
Most Popular Doctorate Subjects
Biology 14.2%
Chemistry 11.6%
Medicine 10.6%
Physics 8.4%
Mechanical Engineering 4.0%
Electrical Engineering 3.%
Subjects with the most doctorates by oreign
students, 200 (o a total o 3,4 passed
examinations), source: Destatis
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Doing a Doctorate in Germany
Compared with other countries, ound the
Federal Report on the Promotion o Up
and Coming Academic Research Talent
(BuWIN), Germany oers the broadest
range o research opportunities or doctoral
students everything rom cultural studies
to photonics. Thats also why gaining an
overview o the countless programmes on
oer is not easy (see box or useul tips). In
addition, each programme has its own dis-
tinct individual eatures. Yet a students
choice o programme can have a decisive
impact on his or her success. It denitely
pays o to obtain as much inormation as
you can and, i necessary, to use the adviso-
ry services provided by DAAD ofces or
DAAD inormation centres abroad (ad-
dresses and links can be ound on the
DAAD website at www.daad.de/ofces).
In addition to the research training groups,
international research training groups,
graduate schools and International Max
Planck Research Schools mentioned earli-
er, the DAAD has also selected 188 inter-
national doctoral programmes that meet
specic criteria. These programmes cover
almost all subject areas. A particularly
large number are available, however, in
mathematical and scientic disciplines as
well as in law, economics and the social
sciences.
The Helmholtz Association maintains a
total o 16 world-class research centres, in-
cluding such well-known institutions as
the Alred Wegener Institute or Polar and
Marine Research in Bremerhaven, the Ger-
man Electron Synchrotron in Hamburg
and the German Cancer Research Centre
in Heidelberg. Special emphasis is placed
on international research and key areas in-
clude interchange with China and Russia.
Doctoral research in industry
Programmes involving industrial coopera-
tion can be particularly interesting. Re-
search-oriented companies nd it useul to
attract up-and-coming researchers through
doctoral programmes, while doing a doc-
torate in industry or business oers re-
searchers an attractive combination o the-
ory and practice. Many big-name German
companies cooperate with universities and
oer appropriate research projects. As a
ructured Programmes:ide Range o Opportunities
Paths to a Doctorate 11
ternational Doctoral Programmes
DAAD maintains an Internet database
uctured doctoral programmes in Ger-
many. All the programmes listed have
en careully selected by the DAAD and
d out, or example, because they oer
ernationally recognized qualifcations
are conducted partly or wholly in Eng-
h (or another oreign language). Their
ricula are internationally oriented and
involve, or example, periods abroad
or participation by oreign visiting lec-
s. The programmes in the DAAD data-
e also oer special academic and gen-
eral support or international doctoral
ents. More inormation is available at
w.daad.de/international-programmes
Im doing a doctorate in the
environmental technology sector
and am investigating cost-benet
analyses o waste water treatment
plants. Water is an important subject in
my country. I need to exchange views
with other researchers. Next door there
are statisticians and chemists I can
discuss results with them at any time.
Jaime Cardona, Columbia
The economist is completing a doctorate at
the Helmholtz Interdisciplinary Graduate School
or Environmental Research in Leipzig.
Structured doctoral programmes o a high
standard have also been established under
the umbrella o the Helmholtz Association,
Germanys largest scientic organization.
rule, young researchers receive temporary
contracts o employment, which also pro-
vides nancial security while they com-
plete their doctoral research. In return,
they have to work in the respective corpo-
rate departments. However, combining a
job and research does not only demand a
great deal o discipline. The interests o
university and company can dier and a
subject o great scientic interest may not
interest the company at all. Nonetheless,
this combination has great advantages: it
allows doctoral students to gain proession-
al experience and establish important con-
tacts. I they are employed by the company
ater completing their doctorate, they usu-
ally assume responsibility much aster, be-
cause theres no induction period. Compa-
nies such as Nokia Siemens Networks
(NSN), Audi and BoschRexroth, or exam-
ple, oer opportunities to join the business
through doctoral research.
Helmholtz Association
The Helmholtz Association is a community
o 16 scientifc-technical and biological-
medical research centres. With 28,000
sta and an annual budget o 2.8 billion
euros, it is Germanys largest scientifc or-
ganization. Its mission is to advance re-
search that contributes to answering the
urgent questions o science, society and
industry. In the process, it ocuses, or ex-
ample, on questions o mobility and ener-
gy supply or on fnding therapies or pre-
viously incurable diseases.
Dr. Gdler, can you briefy explain what the Research Explorer oers?
The Research Explorer is a unique online directory o German research centres that
provides central access to inormation about nearly 20,000 institutes at higher edu-
cation institutions and non-university research establishments with just a ew clicks
o the mouse.
What is the services main target group?
The Research Explorer is completely bilingual and designed to present inormation
in German and English. It is thus aimed at an international audience or example,
young researchers who are interested in conducting research in Germany. However,
established researchers and the sta o international research and support organiza-
tions will also nd it a useul starting point. REx is the best means o gaining inor-
mation about and rom the main participants in publicly unded research in Germa-
ny rom one source.
How can oreign students who are interested in doing a doctorate in Germany
best use REx?For an initial overview o the higher education institutions that oer your particular
subject, you just have to select the subject and you will be presented with a list. The
second step then leads to the website o the institute, which will present up-to-date
inormation and the relevant contacts. Cooperation with another partner, the Ger-
man Rectors Conerence (HRK), will make it possible to use REx to conduct direct
searches o doctoral study opportunities at higher education institutions rom the
beginning o 2010.
Can you describe the most eective way o carrying out a search?
To gain an initial impression, you can rst select a city rom the map to see which
institutes are available at that location. I you want to nd an institute with a specic
subject specialization, you use the Search Assistant to select a subject group. You
can then gradually narrow down the area o research until you obtain the desired
result.
How can you use the Research Explorer (REx)? An interview with Dr. Jrgen
Gdler, director o the Inormation Management Department at the DFG
www.daad.de/promotion
www.research-explorer.dg.de
Research Explorer is the research direc-
tory o the DFG and DAAD. Continuously
updated, it includes details o some 20,000
institutes at German higher education in-
stitutions and non-university research
establishments which can be searched ac-
cording to geographical, subject and other
structural criteria (German and English).
www.helmholtz.de
The Helmholtz Association provides inor-
mation on its website about vacancies or
doctoral students under the heading
Working at Helmholtz (German, English,
Chinese, Russian).
Links
Finding the Right Doctoral
Programme
Theres no way around it: nding a suit-
able doctoral programme involves in-
tensive individual inquiry. There is not
one comprehensive overview o all the
dierent programmes.
The ollowing websites, or example,
provide a useul starting point or re-
search:
www.hochschulkompass.de
www.research-explorer.dg.de
Websites o the Max Planck Institutes,
the Fraunhoer Society, Helmholtz
Association, and the Leibniz
Association
Websites o universities and graduate
centres
It is also possible to use the advisory
services provided by DAAD ofces and
DAAD inormation centres abroad (see
page 30).
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Finanzierung 13Doing a Doctorate in Germany
Every doctorate is a challenge rom the
initial choice o a suitable topic to nding
an interested doctoral supervisor or an ap-
propriate doctoral programme. The entire
process, which not only involves writing a
doctoral dissertation but also an oral ex-
aminationand publishing the dissertation,
can certainly have its ups and downs.
Sometimes the work involved is not quite
the way you imagined or relations with
your supervisor turn out to be dicult.
Perseverance and sel-criticism are also re-
quired in order to successully and produc-
tively complete the doctoral process.
International doctoral students are expect-
ed to be open-minded about the German
higher education system (see interview),
which difers considerably in many points
rom models in other countries. The tradi-
tional doctoral process in particular de-
mands a high degree o personal initiative.
Basically, the candidates should take the
ollowing points into account:
Motivation
Given that the topic o the dissertation will
keep the doctoral student busy or several
years, it should be well chosen and o real
interest to the candidate. Ater all, the best
motivation or work is to enjoy it. I you
have a genuine enthusiasm or the research
project, then you will persevere during di-
cult phases. An additional motivation is the
experience o accomplishment at an early
stage or example, through publication.
Doctorate:eeting the Challenge
Paths to a Doctorate 13
Doctoral Dissertation
naugural dissertation is an independ-
t written work o research with which
doctoral student applies to be awarded
octoral degree. The ormal criteria are
laid down in the respective university
epartments examination regulations.
he doctoral dissertation is intended to
ove the candidates ability to carry out
horough academic research and must
stitute an advance in knowledge. Pre-
ting a dissertation is the precondition
or initiating the doctoral process.
Time Management
Doing a doctorate involves various tasks.
For example, i you are working as an as-
sistant in a university department, you w ill
have teaching duties and administrative
tasks to perorm in addition to your re-
search work. The best advice comes rom
colleagues: doctoral candidates can benet
rom their experience and learn how to
set priorities and structure tasks.
Cooperation
Particularly when it comes to the appren-
tice model, the doctoral student is depend-
ent on the goodwill o one university pro-
essor. This dependence is something that
has to be accepted, even i this is occasion-
ally hard. The success o your doctorate is
at risk i you do not have the ull support o
your supervisor.
Teamwork
Research has a lot to do with communica-
tion, debate and collaboration. Working on
your own or months may get you no-
where. I the regular presentation o your
results is not institutionalized as in struc-
tured programmes then doctoral students
themselves must ensure that they receive
eedback on their work.
Flexibility
Supervisors oten leave part o the supervi-
sion to their assistants. Doctoral candidates
should thereore be open-minded and not
xated too much on one person. Exchanges
o ideas with postdoc researchers take
place on a more equal basis and are there-
ore oten a lot more relaxed.
AdaptabilityEvery university department and every
research institute has unwritten laws that
have to be obeyed. Initially, you should
be more reserved and get to know the new
surroundings.
Working Techniques
The ormal requirements o research
work in Germany difer rom those in
other countries. Even i doctoral students
have already acquired a basic research
methodology during their earlier studies,
they should expand their repertoire. Ater
all, they are involved in understanding
and processing a much more complex
subject matter than or a rst degree.
Many universities provide appropriate
courses or this.
Oral Examination
Part o the doctoral process is an oral
examination in the orm o a so-called
Rigorosum or Disputation. During this
oral exam, the candidate presents the
method and fndings o his or her disser-
tation publicly at the university and
deends and substantiates them in a sub-
sequent discussion. As a rule, the Rigoro-
sum constitutes a non-public oral valida-
tion o the academic qualifcation. In
addition to these two, there are also other
mixed orms.
Publication
As a rule, the doctoral certifcate is only
granted to the doctoral candidate when,
within a certain time-limit, the dissertation
is made publicly available in printed or
similarly reproduced orm, and when a
certain number o obligatory copies have
been presented to the university. The can-
didate then receives the right to use the
title o Doctor. Most universities now
accept a variety o ways o publishing doc-
toral dissertations (publishing house, scien-
tifc journal, electronic orm, etc.). They
are laid down in the respective examina-
tion regulations.
Proessor Gymnich, as one o the authors o Handbuch Promotion, a guide or
doctoral students, you ocused on The Internationalization o Doctoral Train-
ing. Over the past years, the percentage o international doctoral students in
Germany has risen signifcantly. How did that come about?
Overall there is growing interest in studying in Germany. In recent years, German
universities have also begun to compete more or doctoral students at the interna-
tional level, and this is now bearing ruit. A German doctorate still has a good repu-
tation and this applies both to the traditional doctorate and structured pro-
grammes.
As a proessor, what do you expect o international doctoral students?
I you want to do a d octorate in Germany, you should be open-minded and willing to
adapt to a new academic system. This starts with the very way research texts are writ-
ten. They are much more ormalized in Germany than in France, or example.
What should uture doctoral students pay attention to when selecting a university?
One point is whether there are multilingual opportunities and how the nal exam-
ination is structured. At some universities you can be examined in English, French
or Spanish, which can be helpul. In terms o content, too, there are great diferences
between the examinations. In Giessen, the main points in the doctoral dissertation
are presented and discussed; in Heidelberg, this is ollowed by general questions;
in Bonn, our theses have to be submitted that have nothing at all to do w ith the
doctoral dissertation. It is important to study the examination regulations in good
time.
What do proessors expect o international doctoral candidates?
An interview with Proessor Mar ion Gymnich, University o Bonn
www.daad.de/promotion
ue and collaboration: doctoral
nts should try to get early feedback
ir work
Good communication: Professor Liqiu Meng, TU Munich, in conversation with students
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Doing a Doctorate in Germany
Research Training Groups
octoral research training groups com-
ne elements o the traditional supervi-
n o individual doctoral students with
nnovations o structured doctoral pro-
mmes. These groups are supported in
tutionalized orm by an association o
university proessors whose aim is to
tly train and advise doctoral students.
mpared with the traditional approach,
s improved supervision is intended to
siderably shorten the time required to
mplete a doctorate. What is more, doc-
al research training groups oer more
ortunities or eedback and help candi-
s fnd their place in the scientifc com-
unity. This is ideal or overcoming the
uent social and scientifc isolation ex-
enced by traditional doctoral students
nd minimizing the risks that can arise
ring the doctoral process. Universities
an concentrate their doctoral research
ning groups in centres or postgradu-
ate studies.
Moussa Sangare has just held a conerence
with his working group on Skype and
exchanged ideas with ve other doctoral
students about the next phase o their
research. The 39-year-old Arican has been
studying or a doctorate at the TU Dresden
or the past two years. He is writing his
doctoral dissertation on the quality o pri-
vate universities in his country, Ivory
Coast. Regular exchanges o ideas in small
working groups and scheduled lectures
and seminars are part o the programme
oered by the research training group on
lielong learning. This encourages net-
working and orms a clearly dened rame-
work, thereby integrating signicant com-
ponents o structured doctoral
programmes.
Dresden is another example o the t rend
towards graduate schools and postgraduate
research groups that is catching on at Ger-
man universities. We meet regularly or
workshops and colloquia where we present
our research ndings, says Sangare. The
doctoral students receive eedback rom all
our proessors in the participating depart-
ments. These research groups are small
and the working language is German
which is no problem or the Arican stu-
dent, who studied German and trained as
a teacher o German in Abidjan. I I do
have a question, I simply have to go to my
colleagues next door and they help me im-
mediately. His doctoral supervisor, who
already supervised his Masters, is also
available when he needs him. This dia-
logue is important or Sangare. Which is
why he cycles to his ofce at the Institute
or Vocational Education as early as possi-
ble every morning. Over the past weeks, he
has taken advantage o every minute so as
to complete the theoretical part o his
work.
He opens his laptop every day on the dot o
ten, works at his dissertation until early
evening and then, to counterbalance this,
does two hours o sport. Ater that, he
works at his desk oten until late into the
night. He is surrounded by piles o books,
which he was able to order and collect
rom the university library.
Moussa Sangare is a bit behind in his
schedule. He has a scholarship rom the
Hans Bckler Foundation, which supports
the research training group. This political
oundation also expects sociopolitical in-
volvement rom its scholarship-holders, so
Sangare has already written a book about
the political situation in his country. Now
he has to make up or the time he devoted
to that publication. The scholarship is or
three years, during which he has to com-
plete his dissertation. At the moment, my
best riend is discipline.
Sociologist Szilvia Major is planning to
take a lot more t ime or her doctoral disser-
tation on long-term partnerships. To -
nance her doctorate, the Hungarian candi-
aration. Anyone like Szilvia Major who
aims to study or a doctorate on the basis
o the traditional apprentice model relies
heavily on the commitment o a single uni-
versity proessor. Given that she is a coun-
sellor or international doctoral students,
she hears many a lament about this partic-
ular topic. Her own experience, however, is
that a committed university proessor can
have a great impact, even within the tradi-tional doctoral ramework. My proessors
doctoral students all meet twice a month
or a weekend where he lives to present
their research ndings, says Major. They
stay at the local youth hostel. Its not ob-
ligatory, but its very useul.
Szilvia Major is married to a Hungarian
trainee doctor. They dont know i they
want to return t o Hungary. Moussa San-
gare on the other hand is very keen to n-
ish his doctorate or personal reasons. He
has three children he only sees once a year.
My goal is to return home immediately a-
ter my doctorate to work there at the uni-
versity and be able to lead a normal amily
lie.
date works three times a week as a
counsellor or oreign doctoral students at
the University o Giessen. She is clear
about her career goal: I would like to work
in partnership counselling, which is what
my dissertation ocuses on. The 27-year-
old is taking the traditional doctoral path,
so she is able to combine writing her dis-
sertation with a part-time job at her univer-
sitys International Ofce. I think its im-portant that I gather practical experience
while writing my dissertaion even i it
takes longer as a result.
Szilvia Major is reckoning with a period o
our or ve years to complete her doctor-
ate: Im still in the reading phase, when I
can occasionally take a book with me to the
swimming pool, she says. But when she
starts on the theoretical part, she intends to
work in her ofce at the university every
morning and to lock her door rom midday
to devote hersel ully to her dissertation.
She is convinced this is a good plan: That
way, the day is structured. But it all re-
quires sel-discipline, which is why I could
never work at home. I need the spatial sep-
esearch Routine: Sel-DisciplineEssential
When I start on the theoretical part o my dissertation,
Ill be in my university ofce every day and make sure my
day is properly structured. I couldnt work at home.
Szilvia Major, Hungary
The sociologist is doing her doctorate at Giessen University and also advises oreign doctoral students.
My best riend is discipline. I
would like to complete my
doctorate quickly. We regularly
discuss our fndings in work-
shops, which I fnd very helpul.
Moussa Sangare, Ivory Coast
The German teacher is doing his doctorate at the
research training group on lielong learning at the
TU Dresden.
German
Although you can get by with English in
many doctoral programmes and in most
university towns, you will miss out on
many aspects o everyday lie i you have
no knowledge o German. And dont or-
get that German is an important language
o business and research. More than 100
million people speak German as their
mother tongue and another 24 millionpeople worldwide can speak the language.
Paths to a Doctorate 15
blog.scholarz.net
Everything on this communication plat-
orm or junior researchers revolves
around studying or a doctorate and writ-
ing a doctoral dissertation. Also o interest
are the posts on working scientifcally in
Web 2.0 (German, English).
Link
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Promovieren in Deutschland
Binational Doctoral Programmes
Binational doctoral programmes, also
known as cotutelle programmes, involve
cooperation in the supervision o doctoral
candidates between (at least) one interna-
tional university and one German univer-
sity. As a rule, this includes working visits
to produce the doctoral dissertation at the
participating institutions as well as the
participation o external supervisors in the
fnal doctoral examination process. Per-
manent partnerships have been ormed,
or example, in the international research
training groups supported by the DFG and
the 25 Franco-German graduate colleges
organized under the umbrella o the
Franco-German University (FGU). Howev-
er, this process does not conclude with
the award o a binational doctorate, but
a doctoral degree gained on the basis o
German examination regulations.
Doing a Doctorate in Germany Locations 17
International Max Planck
Research Schools
International Max Planck Research Schools
(IMPRS) are part o a support programme
or young researchers that is aimed at es-
pecially gited German and international
students. The 55 International Max Planck
Research Schools at 32 locations oer anopportunity to prepare or a doctorate with-
in the ramework o a structured interdisci-
plinary training programme under excel-
lent research conditions.
Special emphasis is placed on international
cooperation: the research schools are espe-
cially aimed at international doctoral stu-
dents, whom they wish to interest in study-
ing or a doctorate in Germany. It is hoped
that hal o the students will come rom
outside Germany. In September 2009 the
proportion o international doctoral stu-
dents among the 2,100 IMPRS partici-
pants was 53%. The doctoral examination
can be completed either at a German high-
er education institution or the students
home university.
Schleswig-Holstein
Lower Saxony
North Rhine-Westphalia
Rhineland-Palatinate
Saarland
Hesse
Baden-Wrttemberg
Bavaria
Thuringia
Saxony-Anhalt
Saxony
Brandenburg
Berlin
Mecklenburg-WesternPomerania
Hamburg
Bremen
Hannover
Berlin
Lbeck
Hamburg
BremenOldenburg
Braunschweig
Frankfurt/O.Osnabrck
Hildesheim
Clausthal-Zellerfeld
Magdeburg
Friedensau
Leipzig
Dresden
Chemnitz
Freiberg
Cottbus
Potsdam
GreifswaldRostock
Kiel
Flensburg
Zittau
Passau
Bochum
Mnster
Dortmund
HagenDsseldorf
Duisburg
St. AugustinBonn
Aachen
Trier
Mainz
Landau
Frankfurt a.M.
Darmstadt
Kaiserslautern
Karlsruhe
Ludwigsburg
Stuttgart
Tbingen
Freiburg
Augsburg
Benediktbeuern
MunichMartinsried
Seewiesen-Starnberg
Garching
Regensburg
Erlangen
Cologne
Essen Witten-Herdecke
Bielefeld
Detmold
EichstttIngolstadt
Neuendettelsau
BayreuthBamberg
Konstanz
Weilheim-Bierbronnen
Lahr
SaarbrckenSpeyer
KoblenzVallendar
Oestrich-Winkel
Oberursel
Paderborn
Wuppertal
Hohenheim
Bruchsal
WeingartenTrossingen
Wrzburg
Nuremberg
Bad Nauheim
Golm
Kaltenburg-Lindau
Lneburg
Vechta
Halle
ErfurtWeimar
Ilmenau
Jena
Gttingen
hafenFriedrichs-
Schwbisch Gmnd
GieenFulda
Marburg
Kassel
Siegen
Mannheim
Heidelberg
Ulm
7
2
2
3
3
4
3
7
3
3
4
3
4
4
2
5
2
2
2
2
3
2
2
2
2
here Can You Study forDoctorate? An Overview
Universities with the right to
award doctorates
Cities with several universities
with the right to award doctorates
Excellence Initiative Graduate
Schools
International Max Planck
Research Schools
2
Research Training Groups, GraduateSchools, Max Planck Research Schools
Excellence Initiative
Graduate Schools
These graduate schools are doctoral pro-
grammes unded within the ramework o
the Excellence Initiative. They oer struc-
tured programmes or doctoral students in
an outstanding research environment. At
the present time, 39 graduate schools arebeing unded with an average o roughly
5.7 million euros each or 5 years. Graduate
schools are more broadly based than the
more specialized research training groups:
several departments engage in joint re-
search on an overarching question. A great
deal o emphasis is placed on the interna-
tional and interdisciplinary composition o
the teams. One advantage o interdepart-
mental cooperation is the intensive inter-
change between doctoral students and pro-
essors o related subject areas. Fast-track
programmes can enable especially highly
qualifed candidates to start at the graduate
school ater only one Masters year. The ex-
amination can also usually be completed in
English.
Research Training Groups and Inter-
national Research Training Groups
The German Research Foundation (DFG)
currently supports 227 research training
groups (Graduiertenkolleg, GRK), including
58 international research training groups
(IGK). One or more international universi-
ties cooperate with a German university
in the international research training
groups. Doctoral students are supported by
a group at the German university and a
partner group abroad. Doctoral students
draw up a personal doctoral plan with a
fxed time rame in conjunction with their
proessors. Study and research pro-
grammes are developed jointly and the
doctoral students are supervised by two
proessors, who belong to dierent univer-
sities. Additionally, bilateral doctoral
support entails a six-month stay abroad
with the respective partner.
Higher Education and Rankings
The German higher education system o-
ers a wide range o dierent institutions.
Germanys 360 higher education institu-
tions include universities, technical univer-
sities, colleges o art, music and flm as
well as the universities o applied sciences
(Fachhochschule, FH), which, however, do
not have the right to award doctorates. Aca-
demic excellence is not only ound in big
cities. Rankings do not traditionally play
a great role in students choice o universi-
ty. Reliable rankings based on various
indicators o academic perormance and
quality have only been produced or a
ew years. The ollowing rankings can be
recommended:
www.che-ranking.de
www.dfg.de/ranking
www.humboldt-foundation.de/ranking
Higher Education and
Education Policy
Germany is a ederation o 16 Lnder,
or states, each o which has its own,
lthough limited sovereignty. The Fed-
eration and the Lnder cooperate on
ducational matters, but undamentally
education policy, which also includes
he administration o higher education
stitutions, is largely the responsibility
he Lnder. The Federation is primarily
sponsible or the felds o educational
arch, vocational training, urther train-
as well as degrees and research und-
ing at higher education institutions.
www.dfg.de/gk
The German Research Foundation (DFG)
lists all currently unded national and in-
ternational research training groups at
this address (German, English).
www.dfg.de/exzellenzinitiative/
gsc
This is where the DFG presents an over-
view, including links, o the unded gradu-
ate schools (German, English).
www.mpg.de
Clicking on the Research Schools
heading at this address takes you to an
overview o all International Max Planck
Research Schools (German, English).
www.helmholtz.de/
graduiertenschulen-kollegs
The Helmholtz Association supports
young researchers in graduate schools
and research schools (German, English).
Links
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ceptance as a doctoral student. As a rule
you need a certicate rom your supervisor,
certied qualication documents, and a
certicate recognizing that your university
certicates make you eligible or doctoral
studies. The next step is enrolment or a
doctoral degree course. However, you do
not have to enrol or doctoral studies in all
subject areas. It depends on the respective
departments doctoral regulations, which
everyone should read through very careully.
They can be ound on every departments
website. Enrolment as a doctoral student
has many advantages or example, a bet-
ter status under Aliens Law. Admission to
the course o study is a prerequisite. This
is usually issued by the registrars oce on
submission o your qualications, the cer-
ticate o recognition and i necessary
proo o your language skills. You have to
provide evidence o your knowledge o
German (DSH or TestDaF examinations) i
your dissertation is to be w ritten in Ger-
man. This is by no means always the case,
and it depends upon the respective doctoral
degree regulations.
In principle, i you are applying or a place
in a structured doctoral programme or at a
research training group or graduate school,
you will have to take similar steps. In this
case, however, the application or the pro-
gramme takes top priority. The research
subject or the planned doctoral disserta-
tion must t in with the main ocus o the
programme, and students must have grad-
uated with a good or very good grade in
an examination that is recognized in Ger-many. The application, which can oten be
made over the Internet, usually but not
always proceeds in several stages. First, a
en Steps to Becoming a Doctoral Student www.internationale-studierende.de
Comprehensive and very useul inorma-
tion or international students provided by
Deutsches Studentenwerk, the student
services organization (German, English).
www.research-in-germany.de/faq
This central website on research in Ger-
many oers an inormation brochure
FAQs Prepare your research stay, which
you can download as a PDF fle (English).
Doctoral Regulations
These contain the most important aca-
demic and departmental rules governing
the doctorate procedure. They cover ad-
mission to a doctoral programme, admis-
sion conditions (degree qualifcations,
grades, etc.), regulations on submitting
the dissertation and drawing up expert
opinions, as well as the details o the oral
examination.
DSH
The German Language Examination or
University Admission (DSH) consists o a
written and an oral exam and is usually
ree o charge. Some universities charge
ees. An alternative is to urnish proo o
having passed an examination in your
home country according to the TestDaF
procedure (www.testda.de).
Residence Permit
All doctoral students rom non-EU coun-
tries or countries outside the European
Economic Area require a residence permit.
It is issued by the local aliens authority
(Auslnderamt), where you can also ob-
tain the application or a residence permit.
A residence permit is always limited to a
certain time period, but can be extended.
The application or renewal must always
be submitted beore the permit expires.
Recognition of a
University Degree
plications or recognition o university
rees can be made at the deans ofce,
e respective departments doctoral ad-
ions board or the universitys interna-
nal ofce. In some cases, fnal admis-
sion to the doctoral process is made
endent on a urther examination to es-
tablish whether the candidate has an
ivalent level o profciency to that o a
erman qualifcation. Law aculties re-
ently make additional demands result-
rom the dierences in curricula relat-
g to respective national legal systems.
Studying for a Doctorate
with a Bachelors Degree
articularly well-qualifed oreign appli-
cants can also be admitted to doctoral
studies with a Bachelors degree. As a
e, admission is subject to an aptitude
est. This is usually preceded by a one-
preparation period. Individual univer-
s decide on the procedure and access
it. Decisions on admission are always
n on a case-by-case basis. Candidates
ould thereore contact the responsible
ulty. Regulations can also be ound in
the respective departments doctoral
degree regulations.
Anyone who wants to study or a doctorate
in Germany has to have a recognized
university degree. This usually means
having a qualication equivalent to a Mas-
ters degree, or a German Magister, Dip-
lom or Staatsexamen. In exceptional cases
you may also be accepted as a doctoral can-
didate with a Bachelors degree. The next
step is to nd a supervisor a Doktorvateror Doktormutter in German or to apply
or a place in a structured doctoral pro-
gramme.
At present the most common path to a doc-
torate in Germany involves working under
the supervision o a proessor. Everyone
has to decide or themselves which eld o
research they want to pursue, and which
universities and proessors are on their
short list. The potential doctoral student
then has to apply personally to these uni-
versity proessors. It is important to do so
in good time, preerably in person (or in
writing) and you should be well-prepared
with inormation about your previous
background and academic perormance
and your academic goals. Well-prepared
also means that you should already have a
brie synopsis o the doctoral dissertation
you are planning to write. Then you have
to convince your chosen supervisor to
accept you. Ater all, the relationship be-
tween supervisor and doctoral student
is supposed to last several years usually
three to ve and involves a l ot o work
or both sides.
Once you have ound a supervisor, themost important step has been taken. The
responsible department or the doctoral
admissions board must conrm your ac-
denitely not enter the country on a tourist
visa. This cannot be converted later, and
you may be orced to return to your home
country.
Top o the to-do list on arriving in Germany
is registering with the local residents reg-
istration oce (Einwohnermeldeamt) or
citizens service centre (Brgerservice).Everyone has to register there. Furthermore,
i you dont come rom an EU country, Ice-
land, Norway or Liechtenstein, you also
have to go to the local aliens authority
(Auslnderamt) to apply or a residence
permit. For this you need proo o your
health insurance (you also need this or en-
rolment, see page 22). You will automatically
have health insurance cover i you have a
contract o employment. It is also important
to look or a place to live early enough. You
usually need a certicate o enrolment to
get a place in a student hostel. Student ser-
vices will help with accommodation. Doc-
toral students also need a current account.
You can open one at any bank or savings
bank it is usually ree o charge.
letter o application with your CV, rst
degree thesis, a synopsis o your planned
dissertation and the reasons or your appli-
cation is submitted to the responsible
deans oce or school. You may then be
asked to submit a detailed application with
a more comprehensive synopsis and at
least two reerences rom university teach-
ers. The third stage usually consists o apersonal interview. The programme and
college websites provide inormation on
the exact procedures. I your application is
successul, you will take part in a doctoral
programme with seminars and tutorials
geared to a doctoral students needs, and
be given individual supervision by a team
o university proessors. A personal tutor is
usually available to help with ormalities.
Practical advice
Irrespective o whether you will be study-
ing with a supervisor or in a structured
programme, the bureaucracy is the same
or everyone. Future doctoral students
rom non-EU countries need the appropri-
ate visa to enter the country. They should
efore You Start: First Stepsowards a Doctorate in Germany
gree
Find and convince
a supervisor,
or apply to join
a doctoral
programme or
research training
group
Apply for
recognition
of your
degree
If neces-
sary, apply
for accept-
ance as a
doctoral
student in
the depart-
ment
If necessary,
apply for admis-
sion to the doc-
toral process (at
some universi-
ties this is not
necessary until
later)
If neces-
sary, apply
for admis-
sion to a
course
of studies
If necessary,
enrol as a
doctoral student
Links
Requirements 19Doing a Doctorate in Germany
A knowledge of the German language
is always useful but not neces-
sarily an absolute prerequisite for
doing a doctorate in Germany
www.daad.de/promotion
What does an application to become a doctoral student need to be success-
ful? An Interview with Professor Sandra Klevansky, Director of the Graduate
School of Fundamental Physics at Heidelberg University
Professor Klevansky, what requirements do doctoral students have to meet in Ger-
many apart from the academic ones?
First and oremost they have to be able to work independently and autonomously. This
is important in Germany.
What should an application for acceptance as a doctoral student include in order to
be successful? And what mistakes can be avoided in advance?
We expect outstanding grades, a comprehensive application with all the necessary docu-
mentation (certicates, transcripts o records, reerences) and a clearly ormulated inter-
est in the subject. Applicants should not take an unprepared, nave approach. They should
nd out how the process in Germany difers rom studying or a doctorate in their own
country in order to avoid unnecessary surprises or example, that doctoral students do
not only conduct research but may also have to attend courses or give lectures.
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Doing a Doctorate in Germany
Most weekends, Yang Ji and his wie
Hang Zhao can be seen riding around on
their bikes. They cycle through the Eng-
lish Garden or to the Olympic Park,
stretch out on the grass and enjoy the
summer. Munich is a very beautiul
city, says the Chinese computer science
graduate, who is studying or his doctor-
ate at the TU Munich. The people are
open, the environment is very interna-
tional, and everything is very green here.
Ater graduating rom the Friedrich
Schiller University, Jena, in 2007, Ji had
two oers o a doctoral position, one in
Munich and one in Stuttgart. He let his
newly married wie decide it wasnt a
dicult choice or her. Hang Zhao had
frst come to Munich as a student in 2001
to take German courses. I still have
many riends here rom that time. She
subsequently went to Jena to study Ger-
man as a oreign language.
osmopolitan or Cozy:ving in Germany
Living in Germany 23
Cost o Living
ccording to a survey by the Deutsches
Studentenwerk, an average student in
ermany has about 770 euros a month
his or her disposal. O this, 266 euros
spent on rent, 147 euros on ood and
50 euros on clothing. The average stu-
nt spends 82 euros a month on travel;
ealth insurance costs 54 euros. Tele-
ne, Internet, radio and TV ees add up
43 euros. Another 35 euros is needed
r equipment and study materials such
ooks. That leaves 62 euros or leisure,
ulture and sport so that the monthly
costs average 739 euros.
Health Insurance
eryone must have health insurance in
Germany. Proo o health insurance is
ired both or enrolment at the univer-
ty and or your residence permit. You
n be insured with either a statutory or
rivate health insurance company. The
ms vary, depending on the purpose o
dence and your age. Student services
have more details on this.
Moving rom the small university town in
Thuringia to the Bavarian capital in
southern Germany was quite a change or
the young couple. In Jena, its easy to
fnd an apartment or 200 euros at the
most, they explain. We lived in a student
hostel and didnt pay much. But the cost
o living varies quite a lot in Germany,
and Munich is one o the most expensive
cities in the country. The rents are high,
and fnding a place to live is dicult. The
universitys international oce helps in-
ternational doctoral students in their
search, says Ji. He himsel quickly ound
a place on his own through an Internet
website. The scientist pays 780 euros or
www.daad.de/aaa
The DAADs database lists the international
ofces (Akademische Auslandsmter)
at German universities. They can help you
with key issues o higher education and
everyday lie (English, German, Spanish).
www.deutsch-uni.com
This website compiled by the German-as-
a-oreign-language experts at LMU in
Munich makes it easy to fnd courses or
learning German at home on your own
computer. Some o the courses are
personally supervised by tutors (in six
languages).
Links
a two-room apartment in the student dis-
trict o Schwabing. The owner is a gradu-
ate o the TU Munich, Ji says, so we
have something in common.
Yang Ji is employed as a research assistant
at the Computation in Engineering Depart-
ment. There are no fxed working hours.
We come in between nine and ten in the
morning and work until six in the
evening. The computer scientist spends
the early evening with his wie. He then
takes care o some organizational work at
home, flling in orms or preparing a semi-
nar. At the beginning there was a minor
crisis between us, he says. I had so many
things to do at the same time, and my
thoughts were elsewhere in the evenings.
Its a major challenge or many scientists
to make progress with their own research
while assisting with exercises or work-
shops at the same time. The TU Munich
thereore oers targeted training courses
or all doctoral students, where they can
improve their skills in presentation and
personal time management. These
courses have helped me a lot, Ji stresses.
Ive learned to set priorities and work my
way through one thing ater another in a
concentrated way.
The atmosphere is very relaxed in his de-
partment, he says. It doesnt matter what
country you come rom. Everyone is re-
garded as a colleague. His teammates also
have things in common apart rom re-
search. They do sport and go hiking in themountains together. Once a week they
cook together with the proessor in the in-
stitute kitchen. Its a good opportunity to
exchange ideas over lunch and sometimes
have a laugh about everyday academic lie,
says the doctoral student. For example,
about the bureaucracy in Germany, he
adds mischievously.
The scientists talk English among them-
selves and the working group is very inter-
national and diverse. Even so, its very,
very important to learn German, says
Yang Ji. He came to Germany eight years
ago rom north China to study or the Ger-
man Abitur(school-leaving) exam and
learn German at a college in Jena. He was
We enjoyed living in Jena. A small town has theadvantage that you can settle in more easily. But we
also like Munich very much especially its inter-national fair and the mentality o the people here.
Ji Yang and Hang Zhao, China
The computer scientist is studying or his doctorate at the TU Munich; his wie Hang Zhao
is studying in Munich and Jena.
just 19 years old at that time. He tried t o
speak a lot o German rom the beginning.
Most people react very patiently and open-
ly, and theyre riendly about helping you
theres no need to have inhibitions.
His wie, Hang Zhao is just about to fn-
ish her course o study. Shes writing her
thesis in Munich and travels to Jena by
train every two weeks to keep appoint-
ments at the university there. Ji eels it
was a great advantage that he spent his
frst years in Germany in a smaller city
where everything was within comortable
reach. I used to walk the same route
rom my room to the campus every day; I
knew the lady at the bakery and the library
Main Countries o Origin
The most common countries o origin o oreign doc-
toral students, 2007 (rom a total o 3,499 examina-
tions passed), source: Destatis
China 8.2%
India 7.1%
Poland 5.1%
Russia 4.9%
Italy 3.9%
Greece 3.5%
Romania 3.4%
Austria 3.3%
France 3.0%
Turkey 2.7%
sta it was a bit like a amily. You can
settle in more easily. In Munich, by con-
trast, everything is much more interna-
tional, he says. But the couple like that,
too: I can go out or a Chinese or Thai or
Vietnamese meal here. You can fnd sim-
ply everything even speciality ood
shops, says Yang Ji.
Furthermore, he is particularly ond o
the mentality o people in the Alpine oot-
hills. I love Munich because the Bavari-
ans have a culture and identity o their
own and are so proud o it, says Yang Ji.
And, o course, he also appreciates the
amous beer. I think the Oktoberest is
great!
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Doing a Doctorate in Germany
That was ve years ago.
As a DAAD scholarship-
holder, I obtained a Masters degree in
computer science in Saarbrcken. The city
seemed like a paradise to me! So calm, and
you could get everywhere you wanted to go
in 15 minutes. While I was there, I started
courses in ballroom and Latin dancing.
ommitment and Initiative:hat You Need to Feel at Home
Living in Germany 25
Getting Used to Life in Germany
he international ofces at universities
research institutes do a lot to make it
ier or international doctoral students
ettle in. Sightseeing tours, excursions
to the surrounding area and language
rses all help, especially in the frst ew
nths, and enable people to make con-
s and gain an impression o their new
me. Everywhere, student bodies, inter-
onal orums and working groups oer
pportunity to engage in academic lie.
re are also many opportunities or in-
sting leisure pursuits o campus. This
ht be a cooking class, a dance club or
subscription to the local gym. The ad-
ntage is that you can also get to know
ople there who have nothing whatso-
ever to do with research!
www.thesis.de
This interdisciplinary network or doctoraland postdoc students already has about
600 members. They are organized in local
and regional networks and also meet
or regular get-togethers and events (Ger-
man).
www.internationale-studierende.de
The Deutsches Studentenwerk website
has collected lots o tips or a smooth start
to your time in Germany under the head-
ing On arrival (German, English).
www.studenten-wg.de
You can use the search unction here
to look or apartments or rooms in shared
apartments throughout Germany
(German).
Links
I came to Germany after studying
mathematics in Istanbul.
That was very good or me because I was
the only oreigner there and everybody
spoke German. This helped me to get to
know many dierent people and not just
students o my own age at the university. I
was enthusiastic about the Germans men-
tality their respect, openness and riend-
liness and Im still riends with many o
Youre more likely to get value or
money here. Apartments are cheaper andoten easier to nd than in big cities.
This is a major advantage, especially or
amilies.
Its oten easier to settle in here: every-
thing is much smaller, less complicated,
you can nd your way around quickly
and are soon meeting amiliar aces.
Get on your bike! Being close to nature
is one o the great advantages o the more
rural towns.
Typical university towns like Heidel-
berg, Freiburg or Constance have a
strong student inrastructure.
Anyone who likes opera, theatre,
exhibitions and big-city bustle in gener-al will love cities like Berlin, Munich,
Cologne, Hamburg or Frankurt.
Shopping is almost like being home;
the cosmopolitan air o big cities also
rubs o on the kind o shops that are
available. Its no problem here to nd
international specialities.
Large cities usually also have a high
concentration o international compa-
nies. This is particularly interesting or
people who want to do a doctorate in a
company or make job contacts at an
early stage.
!Small towns are quieter, but also
more provincial. The range o culturalevents is more limited (but the quality
isnt necessarily poorer).
There are usually ewer international
restaurants and grocery stores.
And although major corporations
dont settle exclusively in metropolitan
areas, they do tend to be more concen-
trated there. This is a drawback when
youre looking or a potential employer.
Longer travel times to the nearest air-
port.
them today. My ather also studied in Ger-
many. I was actually born here, but grew
up in Turkey. I wanted to study here to get
to know the country, the people and the
culture; I also appreciate the individual
reedom in Germany. I was also looking
or an opportunity to study at a university
with high, international standards. I decid-
ed in avour o the private Jacobs Universi-
ty Bremen because o the expertise o my
supervisor, Proessor Michael Kohlhase, in
the eld o articial intelligence, and be-
cause the campus is so international: its
exceptional to be among students rom
100 countries. I had a scholarship in the
rst year; now I have a part-time job in a
research project. My doctoral dissertation
examines ways o enabling dierent com-
puter systems to work together in mathe-
matical knowledge management. Apart
rom the research, Im involved in the
Graduate Students Association. It means a
lot to me to be involved in shaping the col-
lege lie. I live in Bremen-Nord. Its very
idyllic there, very green. In my spare time I
like to ride my bike or go jogging, and the
area is ideal or that. But I never really have
much time or it, Im araid!
Yet all these advantages have their
price. Rents are high, as is the generalcost o living. The capital Berlin, o all
places, is an exception here: living in
Berlin is much cheaper than in other
major German cities or comparable Eu-
ropean capitals.
A new language, new surroundings,
new job, little ree time. Finding your
way around as a newcomer in a big city
isnt easy.
And you need a lot o luck i you
bring your amily with you, because
crches and nurseries are completely
overrun in many city districts. It can be
difcult to nd childcare places.
Everyday life on campus: Fulya Horozal,
27, is studying for her doctorate on
knowledge management in computer
systems under Professor Michael Kohlhase
Fulya Horozal, Turkey
The researcher is a PhD student in the
Computer Science Department at
Jacobs University in Bremen.
Pros and Cons: Doing a Doctorate in a Big City Pros and Cons: Doing a Doctorate in a Small Town
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