dna & indian courts
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Indian Laws & DNA test results as evicence
India has no specific legislation or provision related to D.N.A testing. There is no
provision under the Hindu Marriage Act, Indian Evidence Act, CrPc or CPC which a
party could be compelled to submit one’s blood sample for examination. In such
cases the court is bound to invoke Section 151, C.P.C for giving appropriate
directions in the larger interest of Justice. Fortunately the courts have been
instrumental in considering D.N.A tests as credible evidence from 1989.
In Goutam Kundu v. State of W.B.5, the Supreme Court expressed the most
reluctant attitude in the application of DNA evidence in resolving the paternity dispute
arising out of a maintenance proceeding. In the said case, the father disputed
paternity and demanded blood grouping test to determine parentage for the purpose
of deciding whether a child is entitled to get maintenance under Section 125 of the
Code of Criminal Procedure from him. In this context, the Supreme Court held that
where purpose of the application was nothing more than to avoid payment of
maintenance, without making out any ground whatever to have recourse to the test,
the application for blood test couldn’t be accepted. It was also held that no person
could be compelled to give sample of blood for analysis against his/her will and no
adverse inference can be drawn against him/her for such refusal.
In a recent judgment of the Supreme Court in the year 2001, Kamti Devi v. Poshi
Ram, the Court gave priority to social parentage over biological parentage and
thereby rejected DNA evidence by observing that though the result of a genuine
DNA test is said to be scientifically accurate it is not enough to escape from theconclusiveness of Section 112 of the Evidence Act, 1872.
In Sharda vs. Dharmpal the Supreme Court took a very positive view regarding
importance as well as admissibility of DNA evidence in matrimonial cases. The
Supreme Court categorically observed that: (SCC p. 524, para 81)
“1. A matrimonial court has the power to order a person to undergo
medical test.
2. Passing of such an order by the court would not be in violation of the
right to personal liberty under Article 21 of the Indian Constitution.
3. However, the court should exercise such a power if the applicant has a
strong prima facie case and there is sufficient material before the court. If
despite the order of the court, the respondent refuses to submit himself to
medical examination, the court will be entitled to draw an adverse inference
against him.”
In the aforesaid case, the Supreme Court by distinguishing its earlier decision in
Goutam Kundu case further held that right to privacy under Article 21 of the
Constitution is not an absolute right and in a case of conflict between the
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fundamental rights of the two parties, the court has to strike balance between the
competing rights.
Law Governing Forensics in India
Law governing expert evidence consists of:
(1) Enacted laws.
(2) Case laws.
(3) Court conventions.
Enacted Laws. The main legal provisions, which govern the expert evidences, are
in:-
•
Indian Constitution. (Article 20 (3) )
• Indian Evidence Act, 1872. ( Sections 45 & 112)
• Code of Criminal Procedure, 1972. ( Sections 53, 194 & 293)
• Identification of Prisoners Act.
The right to silence has various facets. One is that the burden is on the State or
rather the prosecution to prove that the accused is guilty. Another is that an accused
is presumed to be innocent till he is proved to be guilty. A third is the right of the
accused against self incrimination, namely, the right to be silent and that he cannot
be compelled to incriminate himself. There are also exceptions to the rule. An
accused can be compelled to submit to investigation by allowing his photographs
taken, voice recorded, his blood sample tested, his hair or other bodily material used
for DNA testing etc.
In so far as the Indian legal system and its position is concerned, when Indian
Evidence Act 1872 or the Code of Criminal Procedure, 1973 were enacted,
legislature could not anticipate the tremendous development of modern science and
technology and its deep impact on the forensic science as well as well asadministration of justice. Neither the Indian Evidence Act nor the Code of Criminal
Procedure has provisions to manage science and technology issues effectively since
the rules of our judicial system lies on the bedrock of traditional law. There is no
specific or special DNA legislation in India. The admissibility of the DNA evidence
before the court always depends on its accurate and proper collection, preservation
and documentation which can satisfy the court that the evidence which has been put
in front it is reliable. There is no specific legislation which is present in Indian which
can provide specific guidelines to the investigating agencies and the court, and the
procedure to be adopted in the cases involving DNA as its evidence. Moreover, there
is no such specific provision under Indian Evidence Act, 1872 and Code of Criminal
Procedure 1973 to manage science and technology issues.
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For collection of blood samples S. 53 of the CrPC is required which goes with the
marginal heading Examination of the Accused by Medical Practitioner at the request
of the Police. This section deals with examination of the accused by a medical
practitioner at the request of the police officer, if there are reasonable grounds for
believing that an examination of a person will afford evidence as to the commissionof offence. So it shall be lawful for a registered medical practitioner at the request of
the police officer not below the rank of sub-inspector and for any person acting in
good faith in his aid and under his direction, to make such an examination of the
person arrested as is reasonably necessary in order to ascertain the facts which may
afford such evidence and to use such force as is reasonably necessary. This section
does not specifically say whether it would be applicable for DNA tests also. This
section does not state that the police officer shall be entitled to personally collect
semen, blood, hair root, urine, vaginal swab, etc for the purpose of investigation
himself. By the amendment Act of 2005 the CrPC has been amended and added S.
53A which states that examination of a person accused of rape by medical
practitioner. By the amendment act of 2005 the new Explanation now stands which
include within its ambit examination of blood, blood stains, semen, sputum, swabs,
sweat , hair samples and finger nails by the use of modern techniques in the case of
sexual offences including DNA profiling and such other tests which is necessary in a
particular case. Though, S. 53 of CrPC refers only to examination of the accused by
medical practitioner at the request of the public officer but the Court has wider power
for the purpose of doing justice in criminal cases. By issuing direction to the police
officer to collect blood samples from the accused and conduct DNA test for the
purpose of further investigation under S. 173(8) of CrPC. S. 293 (4) (e) of the CrPCprovides for report of certain Government scientific experts. This section is only an
ancillary provision which provides for giving of report by scientific experts.
Neither S. 53A, the amended S. 53A nor S. 164A of the CrPC are adequate to
protect the interest of the suspects as well as the accused. Moreover the application
of S. 53A and 164A is restricted to rape cases.
S. 112 of the Evidence Act raises a conclusive presumption about the paternity of a
child born during the subsistence of a valid marriage. The said conclusiveness can
be rebutted and it can be shown that the parties had no access to each other at thetime when the child could have been begotten. The result of genuine DNA test is
said to be scientifically accurate. If a husband and wife were living together during
the time of conception, and the DNA test revealed that the child was not born to the
husband, the conclusiveness in law would remain unrebuttable. There was an
admitted access between husband and wife during which she could have conceived
and delivered normal child. The presumption under s. 112 was not rebutted. No
adverse inference can be drawn against refusing to submit himself to blood test.
Section 112 requires the party disputing the paternity to prove non-access in order to
dispel the presumption. “Access” and “non-access” mean the existence or non-
existence of opportunities for the sexual intercourse. It does not mean actual co-
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habitation. It is a rebuttable presumption of law under s. 112 that a child born during
the lawful wedlock is legitimate, and that access occurred between the parents. This
presumption can only be displaced by a strong preponderance of evidence and not
by a mere balance of probabilities.
The discovery of genetic fingerprinting with its high specificity and extraordinary
probative properties highlights the question of the scope of the privilege against self-
incrimination. The fact that the public would probably see DNA fingerprinting as
harder to fabricate, as more objective than a verbal statement, it may also mean it is
more difficult for the individual to refuse and for his refusal to be seen as legitimate.
Fear, anxiety, embarrassment, and anger, rather than guilt, may account for non-
cooperation in supplying a bodily sample just as they may account for silence. The
suspect may be apprehensive regarding how the test is conducted and more
importantly, how accurate it is, especially if he does not understand what the test
involves or lacks confidence in the testing procedures and controls. The questionthat now comes to mind is whether or not it is legal for the courts to ask the accused
to supply a sample of his DNA for the analysis. What is of concern here is that does
forcing the accused to provide a sample of his DNA amount to a violation of the
protection against self-incrimination? Also, if the accused refuses to give the sample
then does that mean that an adverse inference will be drawn against him? In the
case of Goutam Kundu v. State of W.B. there was a question of disputed paternity.
The Court held that no person can be compelled to give sample of blood for analysis
against his/her will and no adverse inference can be drawn against him/her for this
refusal. The constitutionality in taking a fingerprint was challenged in the case of
State of Bombay v. Kathi Kalu Oghad. The Supreme Court held that Article 20(3) of
the Constitution gives protection to a person not to be a witness against himself.
However, "to be a witness" is not equivalent to "furnishing evidence" in its widest
term and significance. Giving thumb or finger impression or exhibiting parts of the
body by way of identification are not included in the expression "to be a witness".
Being a witness has been interpreted to mean imparting some sort of knowledge in
testimony. From this it appears that there will be no constitutional restriction on the
collection of samples for DNA analysis.
The State has to satisfy the following:
(1) Obtaining known/unknown biological samples in accordance with law.
(2) The State must establish a proper chain of custody for the substance
subjected to the analysis. A proper foundation connecting the evidence to the
accused or to place or object should be established.
(3) Laboratory procedure, protocol and quality control.
(4) Fair hearing is to be resorted to
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During a trial the proponent of the evidence meets the burden of establishing that the
DNA analysis performed in the present case provides a trustworthy and reliable
method of identifying characteristics in an individual's genetic material. Additionally, if
the evidence is admissible, issues questioning the reliability of test procedures may
attack the weight of the evidence. The party preferring the forensic DNA evidencewill have the affirmative burden of showing the following:
(a) the acquisition of the sample,
(b) the chain of custody of the sample and test results,
(c) the proper labelling of samples,
(d) the testing procedures followed, and
(e) the interpretation of the test results by a scientist properly qualified to
read and interpret the test results.
185th Report of the Law Commission (Part II) Regarding the refusal of a person to
undergo blood tests or a DNA test in criminal cases, we do not again think that any
special provision is to be made in sec. 9 of the Evidence Act, 1872. The Courts can,
in criminal or civil cases, always rely upon a person’s conduct under sec. 9 and no
special provision is necessary in sec. 9 of the Evidence Act. We have, however,
recommended that so far as refusal by a man for undergoing blood tests or DNA
test, for purposes of proving paternity, is concerned, that he should be deemed as
having waived his defence that he is not the father (see sec. 112).