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Distinguishing between analytical precision and assessment accuracy in relation to materials characterisation Steven Pearce| Principal environmental scientist Perth

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  • Distinguishing between analytical

    precision and assessment accuracy

    in relation to materials

    characterisation

    Steven Pearce| Principal environmental scientist Perth

  • Presentation Title

    Presentation overview

    • Heterogeneity, glossing over the elephant in the data

    room

    • Paradigm of the lab as the provider of accurate data

    • Statistics and data smoothing (professional lies)

    • Materials characterisation, adopting a rational approach

    Materials characterisation

  • Presentation Title

    Materials characterisation

    • Geochemical and geophysical properties

    • Defining specific characteristics that are taken to be

    representative of the bulk properties of the material

    • Classifying materials into groupings based on

    characterisation process

    • Examples:

    • Landfill waste classification

    • Contaminated sites assessment

    • Mine waste classification

    Materials characterisation

  • Presentation Title

    General problems of carrying out

    material characterisation studies

    • Remote location of sites

    • Time pressure (everyone has a schedule), and ultimately

    time is money

    • Need an answer quickly, not recommendations for more

    testing

    • Size of site, volume of material to sample

    • Heterogeneity of materials that require sampling

    End result: Defining bulk properties using “snapshots”

    Materials characterisation

  • Presentation Title

    Bulk properties

    Particle size distribution

    Point source effects

    Geological controls

    Weathering

    Geochemical controls

    Fractionation

    Mine Closure Materials characterisation

  • Presentation Title

    Characterisation

    Concentration

    Distribution

    Volume

    Mine Closure Materials characterisation

  • Presentation Title

    Heterogeneity is the measure of the degree of

    compositional variability of a material. This can be divided

    into

    • inter sample (macro scale): Concentration may occur

    within a particular material (for example in a vein of

    primary mineralisation), at a particular location, or at a

    particular depth (point source contamination)

    • intra sample (micro scale): e.g. various mineral phases

    may be present and unequally distributed (for example

    isolated macro pyrite crystals)

    Materials characterisation

    Defining bulk properties, a scalar problem

  • Presentation Title

    Intra sample variability shown from

    multiple XRF results from a single sample

    (approx 50g dry weight)

    *50g sample split into 3 parts: bulk, 2mm (coarse)

    Composite

    lab result

    within 10%

    of mean of

    XRF

    results

  • Presentation Title

    • Typically, for analysis the lab will extract a small 1-10g

    sub sample of the 1000g parent sample on which to

    complete analysis

    • selection of the sub sample may take place after sieving

    or crushing of the parent sample.

    • Therefore, if intra sample heterogeneity is significant

    then clearly it will be unlikely that a single 1-10g sub

    sample will be representative (chemically or

    mineralogicaly) of the sample as a whole.

    • Bias introduced at early stage

    Mine Closure

    Intra sample variability (analysis bias)

    Materials characterisation

  • Presentation Title

    • Contamination may be concentrated within a particular

    material, at a particular location, or at a particular depth

    • If random sampling is being employed then it is clear that

    inter sample heterogeneity will have a potentially

    significant impact on the ability of the sampling

    programme to characterise the distribution of

    contamination on site

    Mine Closure

    Inter sample variability

    Materials characterisation

  • Presentation Title

    Inter sample variability (90 sample data

    base)

    Copper results:

    Note wide inter

    sample variability

    probably not

    captured the full

    sample population

    distribution range

    Very large

    distribution

    “tail”

    Materials characterisation

  • Presentation Title

    Very different terms although commonly mixed up.

    • Precision is the repeatability of a testing method

    • Accuracy is a reflection of how well the testing characterises

    the sample composition

    Testing a 10g sub sample of material in a laboratory may

    therefore yield high precision result if a duplicate test is

    completed on the same 10g sub sample

    however if a separate 10g sample of the material is tested

    very likely that intra sample variability will be introduced

    that will result in increased error (i.e. reduce accuracy).

    Mine Closure

    Accuracy and precision

    Materials characterisation

  • Presentation Title

    • No analytical technique is 100% precise and so random and systematic

    errors will affect the final result

    • Generally, the error introduced by modern analytical instrumentation as

    analytical bias is likely to be relatively low.

    • A study carried out in Europe (CLAIRE technical bulletin 7) indicates that for

    a particular case study sampling was by far the greatest cause of uncertainty

    rather than analysis.

    • Precision was estimated at 83% of the concentration value for the

    sampling method, but was much lower at 7.5% for analytical method.

    • The overall random component of uncertainty was estimated as being

    83.6%, that is to say, the value of any concentration for an individual

    location was reproduced to within ± 83.6% of the quoted value (at 95%

    confidence).

    • Given that analytical precision was only 7.5%, then clearly the majority of

    the overall variability was related to sampling rather than analytical

    factors.

    Mine Closure

    Accuracy and precision

    Materials characterisation

  • Presentation Title Mine Closure

    Lithological characterisation, vertical

    sampling intervals

    -20

    0

    20

    40

    60

    80

    100

    0 25 50 75 100 125 150 175 200 225 250

    Depth (m)

    Est NAPP

    NA

    PP

    (k

    g H

    2S

    O4/t

    on

    ne

    Materials characterisation

  • Presentation Title Mine Closure

    Elevated heavy metals not related to

    sulfur…

    -20

    0

    20

    40

    60

    80

    100

    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    1.4

    1.6

    1.8

    2

    0 25 50 75 100 125 150 175 200 225 250

    NA

    PP

    (kg

    H2SO

    4/t

    on

    ne

    )

    Depth (m)

    Mercury

    Est NAPP

    Metal x

    Materials characterisation

  • Presentation Title Mine Closure

    Lithological characterisation, vertical

    sampling intervals

    -50

    0

    50

    100

    150

    200

    250

    0

    0.2

    0.4

    0.6

    0.8

    1

    1.2

    1.4

    1.6

    1.8

    2

    0 25 50 75 100 125 150 175 200 225 250

    Depth (m)

    Mercury

    NAG pH 7

    Est NAPP

    Metal x

    Materials characterisation

  • Presentation Title

    Traditional “collect and analyse”

    Environmental Sampling: Aiming for high

    precision on limited sample numbers

    1000 m3 500g 5g

    Typical volume of

    material represented by

    one site sample

    Typical weight of

    sample collected

    Typical weight of

    laboratory sub-

    sample that is

    analysed

    Intra/inter

    sample

    variability

    Intra

    sample

    variability

    Materials characterisation

  • Presentation Title

    Heterogeneity testing (used in mining industry

    for grade control)

    • Coarse fragment ores (stockpile, mill feed etc)

    • 50-100 individual fragments picked one by one

    • Each assayed to extinction

    • Consecutive results graphed

    • Often can see that removal of top few results will drop

    mean grade by orders of magnitude

    • Caused by heterogenity, small pockets of high grade

    material in general low grade background

    • Applies to contaminated sites, similar distributions

    Materials characterisation

  • Presentation Title

    Heterogeneity testing profile

    0

    50

    100

    150

    200

    250

    0 10 20 30 40 50 60 70 80

    mg/

    kg

    HT group

    Inclusion of top 5

    results considerable

    increases mean grade

    Materials characterisation

  • Presentation Title

    Worldwide sampling and testing standards (e.g. ASTM, USEPA,

    UK EA, DEC Australia) based on the premise that collecting

    limited samples from the field and using laboratory to analyse to

    high precision provides the most “accurate” data

    Based on assumption that

    • Only laboratory derived data is acceptable

    • That analytical precision is the cause of most sampling error

    • That statistics can “fill” the data gaps left by low sampling density.

    This assumption is flawed however as multiple studies have

    shown that sample variability (heterogeneity) has the greatest

    impact on accuracy, and that statistics do a poor job of

    interpolation (i.e. Data gap filling).

    The solution is increase to sampling density

    Mine Closure

    Current paradigm “The lab as the provider of

    accurate information”

    Materials characterisation

  • Presentation Title

    Paradigm reflected in guidance docs

    NEPC 1999: 4.7 FIELD TESTING

    • “A variety of field testing devices may be used as a

    limited contribution to the screening of samples on

    contaminated sites”.

    • “The role in providing real-time data needs to be

    augmented by chemical analysis of soil. Their use as the

    sole source of analytical data in the assessment of

    potentially contaminated sites is inappropriate as they

    may give falsely high or low results”.

    Materials characterisation

  • Presentation Title

    Mine Closure

    Embedded assumptions

    Precision - measures the reproducibility of measurements under a given set of conditions. The

    precision of the data is assessed by calculating the Relative Per cent Difference (RPD) between

    duplicate sample pairs.

    200(%)

    do

    do

    CC

    CCRPD

    Where Co = Analyte concentration of the original sample

    Cd = Analyte concentration of the duplicate sample

    The Environmental Consultant will adopt nominal acceptance criteria of 30% RPD for field duplicates

    and splits for inorganics, and nominal acceptance criteria of 50% RPD for field duplicates and splits

    for organics, however it is noted that this will not always be achieved, particularly in heterogeneous

    soil or fill materials, or at low analyte concentrations.

    Question: If analytical techniques are precise why such

    high acceptable RPDs? And why therefore is field

    testing “unacceptable”?

    There is inconsistent logic in this approach which is

    embedded in the industry

    Materials characterisation

  • Presentation Title

    • A given site (or location) will have a given sample

    population distribution that cant be known (without

    testing every gram of material)

    • As we can never know the ‘true’ sample population,

    taking a few soil samples from the site is therefore is

    akin to ‘random’ sampling as nothing prior is known

    about the population distribution

    • Generally the more samples that are analysed from a

    given site (or location) the greater the confidence in the

    overall assessment. The direct relationship between

    increasing levels of confidence with sample numbers

    comes down to simple statistics.

    Mine Closure

    Statistical considerations

    Materials characterisation

  • Presentation Title

    • Guidance on the number of samples to be taken on a site for the

    purposes of contaminated sites assessment based on assumptions

    that do not generally apply to most sites.

    • The key assumptions include that the occurrence of contamination is

    described by normal distribution, and that hotspots present are of

    uniform size, shape and vertical profile.

    • Common for the 95th percentile value to be quoted by assessors

    and requested by regulators as a representative concentration for a

    contaminant upon which to base decisions (to portray an illusion of

    statistical certainty).

    • However, in reality the probability of being able to define anything

    close to the true 95th percentile representative concentration for a

    site is very unlikely when sampling at densities similar to that

    recommended by published guidance

    Mine Closure

    Statistical considerations

    Materials characterisation

  • Presentation Title

    • Statistics commonly cited as a method to account for variability and

    to allow for interpolation to fill data gaps (e.g. US95, outlier tests, non

    parametric analysis etc)

    • However data created in this way is prone to large error and can

    introduce bias into interpretation of data sets.

    • Many broad assumptions are made, most commonly analysis

    techniques assume a normal distributed data set. Problem is most

    data sets are not normally distributed, and in the majority of

    instances the data set is to small to define the true mean, median,

    and minimum/maximum values.

    • Increasing sampling frequency is the only way to accurately fill “data

    gaps” and therefore to reduce the error in calculation of descriptive

    statistics (mean, minimum etc)

    Mine Closure

    Statistics (the magic data gap filler)

    Materials characterisation

  • Presentation Title

    Generated concentration profile, however

    apparent inter sample variability is in fact likely

    to be intra sample heterogeneity

    Materials characterisation

  • Presentation Title

    Increased sampling density

    using on site screening

    Intra sample

    variability assessment

    completed on sub

    samples (as little as

    1g material required)

    10 or more

    samples

    analysed 1000m3

    Materials characterisation

  • Presentation Title

    2D contour plots produced from XRF

    data to show distribution of metals

  • Presentation Title

    Inter sample variability (90

    sample data base)

    Copper results:

    Note wide inter

    sample variability

    probably not

    captured the full

    sample population

    distribution range

    Very large

    distribution

    “tail”

  • Presentation Title

    Intra sample variability shown from XRF

    results from a single sample location

    Intra sample variability

    0

    200

    400

    600

    800

    1000

    1200

    1400

    Co

    pp

    er

    [mg

    /kg

    ]

    Bulk fraction

    Fine fraction

    Coarse fraction

    Lab

    Note: Up to

    800 mg/kg

    variance

    *50g sample split into 3 parts: bulk, 2mm (coarse)

    Composite

    lab result

    within 10%

    of mean of

    XRF

    results

  • Presentation Title

    Characterising the distribution of

    contamination, the case for more samples

    rather than higher precision

    Sample population range: Likely to be larger than defined

    Intra sample variability >10% of inter sample variability,

    difficult to differentiate between the two in some samples

    and therefore determine what is the cause of spatial

    variation in concentration

    Laboratory results rely on compositing, unclear at what

    scale is this acceptable given the level of intra sample

    variability (>100%)

    If we had relied on limited lab samples alone the

    distribution would be even more poorly characterised as a

    result of smaller data set, and compositing, preventing

    understanding of intra sample variability Materials characterisation

  • Presentation Title

    Conclusions

    Limitations of standard methodology of taking less

    samples but aiming for higher precision (lab ICP)

    • Logistical and cost implications of taking physical samples

    and sending to laboratory

    • Poor understanding of intra sample variability

    • Very easy to assume variability between samples is a

    function of lateral or vertical distribution, could be simply be

    a function of intra sample variability

    • Low probability of defining the sample population range and

    true mean, but a high chance of thinking you have

    • Therefore: Not an ideal method for defining areas or

    volumes of material as contaminated

    Materials characterisation

  • Presentation Title

    [email protected]

    www.ghd.com