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    Neuron

    Article

    Normal Movement Selectivity in Autism

    Ilan Dinstein,1,* Cibu Thomas,3 Kate Humphreys,3 Nancy Minshew,4 Marlene Behrmann,3 and David J. Heeger1,21

    Center for Neural Science2Department of Psychology

    New York University, 6 Washington Place, New York, NY 10003, USA3Department of Psychology, Baker Hall, Carnegie Mellon University, Pittsburgh, PA 15213, USA4Department of Neurology, University of Pittsburgh, 3471 Fifth Avenue, Pittsburgh, PA 15213, USA

    *Correspondence: [email protected]

    DOI 10.1016/j.neuron.2010.03.034

    SUMMARY

    It has been proposed that individuals with autism

    have difficulties understanding the goals and inten-

    tions of others because of a fundamental dysfunction

    in the mirror neuron system. Here, however, we showthat individuals with autism exhibited not only normal

    fMRI responses in mirror system areas during obser-

    vation and execution of hand movements but also

    exhibited typical movement-selective adaptation

    (repetition suppression) when observing or execut-

    ing the same movement repeatedly. Movement

    selectivity is a defining characteristic of neurons

    involved in movement perception, including mirror

    neurons, and, as such, these findings argue against

    a mirror system dysfunction in autism.

    INTRODUCTION

    Impaired social interaction is one of the three core symptoms of

    the autism spectrum disorders (ASD) (DSM-IV-TR, 2000). This

    impairment has been attributed to a dysfunction of the human

    mirror neuron system (Fecteau et al., 2006; Iacoboni and

    Dapretto, 2006; Oberman and Ramachandran, 2007; Rizzolatti

    et al., 2009; Williams et al., 2001 ), which is thought to play

    a central role in our ability to perceive the intentions and goals

    of others (Rizzolatti and Craighero, 2004). Evidence supporting

    this hypothesis comes from neuroimaging studies reporting

    weaker mirror system responses in ASD individuals, compared

    with typical control individuals, during movement observation,

    execution, and imitation tasks. However, previous studies havenot assessed the selectivity of cortical activity in mirror system

    areas for particular movements.

    Movement selectivity is a fundamental characteristic of

    neurons involved in movement perception, including mirror

    neurons. Accurate perception and interpretation of an observed

    movement requires the ability to distinguish it from other move-

    ments by representing it with a unique neural response. Indeed,

    movement selectivity is a defining feature of monkey mirror

    neurons; different subsets of mirror neurons respond to partic-

    ular preferred movements, whether observed or executed, so

    that their activity distinguishes between different movements

    and also between different intentions/goals (Fogassi et al.,

    2005; Gallese et al., 1996; Kohler et al., 2002; Umilta et al.,

    2001 ). In previous investigations, we (Dinstein et al., 2007) and

    others (Chong et al., 2008; Hamilton and Grafton, 2006; Kilner

    et al., 2009; Lingnau et al., 2009; Shmuelof and Zohary, 2005)

    have shown that human mirror system areas contain move-

    ment-selective neural populations that adapt when hand move-ments are observed and/or executed repeatedly. Do mirror

    system areas of individuals with ASD also exhibit such move-

    ment-selective responses? The mirror system dysfunction

    hypothesis would predict not.

    Here, we applied an fMRI adaptation protocol to test whether

    high functioning individuals, meeting clinical criteria for autism,

    exhibit movement-selective cortical responses equivalent to

    those of typical controls. Subjects passively observed images

    of hand postures in one experiment and actively executed the

    same hand postures in a second experiment. The autism and

    control subjects exhibited similarly robust cortical responses

    during the observation and execution of hand movements.

    Moreover, the profile of movement selectivity in mirror system

    areas was equivalent in both groups; anterior intraparietal sulcus

    (aIPS) exhibited both motor and visual adaptation (reduced fMRI

    responses for repeated versus nonrepeated movements) and

    ventral premotor (vPM) cortex exhibited motor adaptation.

    These results argue against a mirror system dysfunction in

    autism.

    RESULTS

    The movement observation experiment assessed adaptation in

    the visual domain by comparing fMRI (BOLD) responses during

    observation of a repeating hand posture with responses during

    observation of different hand postures. Similarly, the movement

    execution experiment assessed adaptation in the motor domainby comparing fMRI responses during repeated versus non-

    repeated execution of hand movements (see Experimental

    Procedures). According to the mirror system hypothesis, individ-

    uals with autism should exhibit not only weaker mirror system

    responses during observation and execution of movements,

    but also weaker adaptation during repeated observation and

    execution of movements.

    Whole-brain SPM analyses of the observation and execution

    experiments showed similar results in the autism and control

    groups. Typical visual areas responded during movement obser-

    vation (Figure 1, green), typical motor system areas responded

    during movement execution (Figure 2, blue), and mirror system

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    areas (aIPS and vPM) responded during both observation and

    execution. A direct voxel-by-voxel comparison between the

    two subject groups showed no significant differences between

    the groups in mirror system areas in either experiment. There

    were, however, significantly stronger responses in the control

    group in medial visual areas and a left dorsal lateral occipital

    area during the movement observation experiment and in an

    area below the right aIPS (ipsilateral to the hand used for execu-

    tion) during the movement execution experiment (see Figure S1available online).

    Figure 1. Cortical Responses during Move-

    ment Observation Experiment

    Green: Brain areas exhibiting significantlystronger

    responses during observation than rest.

    Orange: Brain areas exhibiting visual adaptation,

    as reflected in significantly stronger responsesduring nonrepeatblocks (when observingdifferent

    hand movements) than repeat blocks (same hand

    movement repeatedly).

    White ellipses outline the general location of the

    ROIs, which were selected separately for each

    subject.

    More importantly, both subject groups

    exhibited movement-selective responses

    during observation and execution of

    movements. The two subject groups ex-

    hibited smaller fMRI responses in several

    cortical regions including bilateral earlyvisual cortex, lateral occipital cortex,

    and anterior intraparietal sulcus, during

    blocks where the same movement was

    observed repeatedly in comparison to

    blocks where different movements were

    observed (Figure 1, orange). Both subject groups also exhibited

    smaller fMRI responses in several regions including left primary

    motor and somatosensory cortex, bilateral cingulate motor

    area, bilateral anterior intraparietal sulcus, and left ventral pre-

    motor cortex during executed movement repeats versus non-

    repeats (Figure 2, orange).

    A region of interest (ROI) analysis revealed similar results

    across the two groups. We sampled cortical responses from

    two commonly reported mirror system areas, aIPS and vPMcortex, as well as from several control areas that are notbelieved

    Figure 2. Cortical Responses during Move-

    ment Execution Experiment

    Blue: Brain areas exhibiting significantly stronger

    responses during execution than rest.

    Orange: Brain areas exhibiting motor adaptation,

    as reflected in significantly stronger responses

    during nonrepeatblocks (when executing different

    hand movements) than repeat blocks (same hand

    movement repeatedly).

    White ellipses outline the general location of the

    ROIs, which were selected separately for each

    subject.

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    to contain mirror neurons. These included primary motor and

    somatosensory cortex (Mot), early visual cortex (Vis), cingulate

    motor area (CMA), and lateral occipital cortex (LO). All regions

    of interest were sampled separately from left and right hemi-

    sphere except for Mot, which was sampled only in the left hemi-

    sphere (movements were executed with the right hand), and

    CMA, which was sampled bilaterally due to its medial location

    that makes it difficult to separate responses from left and right

    hemispheres. These ten ROIs were defined individually for

    each of the subjects using a set of functional and anatomical

    criteria (see Experimental Procedures, Table S2, and Figure S2).

    The ROI sizes were generally smaller in the autism group, but

    significantly smaller only in left LO (p < 0.05, two-tailed t test,

    uncorrected to increase sensitivity, Figure S2). Note that the sizeof the selected ROIs depended on the statistical significance of

    the functional responses, which were a function of response

    amplitude and variability. Subjects with greater response vari-

    ability would, therefore, be expected to exhibit fewer significantly

    activated voxels leading to smaller ROIs despite similar

    response amplitudes (see variability results below). The ROIs

    were defined based on their overall response to observation

    and execution and not based on a comparison between

    responses during repeat and nonrepeat blocks. There was,

    therefore, no statistical bias for the ROIs to exhibit adaptation.

    The fMRI response amplitudes of the autism and control

    groups (Figure 3 ) were indistinguishable in the movement

    execution and movement observation experiments in all ROIs

    (p > 0.05, two-tailed t test, uncorrected to increase sensitivity).

    More importantly, both the autism and control groups exhibited

    similar magnitudes of adaptation when comparing responses

    during movement repeats and nonrepeats in several visual and

    motor areas (Figure 3). Significantly smaller visual responses to

    repeats were found in left and right LO, left and right aIPS, andin left Vis(p < 0.05, two-tailed paired t test, Bonferroni corrected).

    Significantly smaller motor responses to repeats were found in

    left Mot, bilateral CMA, left and right aIPS, and left and right

    vPM (p < 0.05, two-tailed paired t test, Bonferroni corrected).

    Importantly, right and left aIPS exhibited smaller responses to

    repeats in both the visual and motor domains. The robustness

    of the adaptation effects can be seen in the single subject

    adaptation indices, which showed similar response reductions

    among individuals of both groups (Figure 4 ) with consistent

    visual and motor adaptation in left and right aIPS for the majority

    of subjects. The autism group exhibited significantly stronger

    visual adaptation in left LO during the observation experiment

    Figure 3. Region of Interest Analysis of the Movement Observation

    Experiment (Top) and the Movement Execution Experiment (Bottom)

    Green: Mean response amplitudes when observing different (nonrepeating)

    hand movements, for the autism (light) and control (dark) groups.

    Blue: Mean response amplitudes when executing different (nonrepeating)

    hand movements, for the autism (light) and control (dark) groups.

    Orange: Mean response amplitudes when hand movements were repeated,

    for the autism (light) and control (dark) groups.

    Error barsrepresent SEM. Asterisks indicatestatistically significant adaptation

    (p < 0.05, Bonferroni corrected).

    Figure 4. Adaptation Index for Individuals from the Autism Group(Open Squares) and Control Group (Filled Circles)

    Top: Visual adaptation index in visual and mirror system ROIs.

    Bottom: Motor adaptation index in motor and mirror system ROIs. The index

    was computed as the difference between nonrepeat and repeat responses

    divided by the absolute nonrepeat response (see Experimental Procedures).

    Solid lines denote the average across either the autistic or control subjects.

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    and significantly stronger motor adaptation in left Mot during the

    execution experiment. All other ROIs, including mirror system

    areas, showed no significant difference in the amount of visual

    or motor adaptation (p > 0.05, randomization test, see Experi-

    mental Procedures and Figure S3 ). Equivalent results were

    also found when contracting the selected ROIs to a fixed size

    of 100 functional voxels such that ROI size was matched in all

    subjects of both groups (Figure S6).

    We further characterized the responses of both subject groups

    by assessing the variability of the responses in each subject indi-

    vidually. Theresponses of a typical autistic subject were less reli-

    able/consistent across blocks (strong response to some blocks

    and weak response to others) than those of a typical control

    subject (error bars in Figure 5 ). To quantify this difference in

    response reliability, or, in other words, the within-subject vari-

    ability, we performed two complementary analyses. In the first

    analysis, we computed the average standard deviation (SD)

    across time points and blocks for each subject in each condition(i.e., averaging the error bars of Figure 5, see Experimental

    Procedures) and then compared the SDs across individuals of

    the two subject groups (Figure 6). Subjects with autism exhibited

    significantly larger SDs in right Vis and right vPM during the

    movement observation experiment and in left Mot, CMA, left

    aIPS, left vPM, and right vPM during the movement execution

    experiment (p < 0.05, randomization test, see Experimental

    Procedures and Figure S4 ). Larger within-subject variability in

    the autism group was equally evident in the responses to both

    repeat and nonrepeat blocks.

    In a second analysis, we examined how well the GLM of each

    experiment fit thefMRI response time courses from each subject

    in each ROI. The GLM contained the expected hemodynamic

    responses based on the timing of the task blocks and assuming

    that the responses to successive blocks of a given condition

    were identical. When a particular brain area responds reliably,

    there is a good fit between the model and the brain activity

    such that a large proportion of the variance in the measured

    time-courses can be accounted for by the model. When brain

    responses are more noisy in timing or amplitude, the fit with

    the GLM is worse. Model fits were worse for individuals with

    autism than for controls in several ROIs (Figure 7). Significantly

    larger within-subject variability (poorer fit) was evident in left

    and right Vis during the movement observation experiment and

    in left Mot, left aIPS, and right vPM during the movement execu-

    tion experiment (p < 0.05, randomization test, see Experimental

    Procedures and Figure S5 ). Importantly, autistic and control

    subjects exhibited almost identical hemodynamic responses,

    on average (Figure S7). Noisier responses in the autism group

    were, therefore, due to variability in the amplitude and timing of

    their neural responses and not because of general differences

    in the shape or duration of their hemodynamic responses.

    DISCUSSION

    The results presented here argue against a mirror system

    dysfunction in autism. Individuals diagnosed with autism ex-

    hibited robust responses in commonly reported mirror system

    areas aIPS and vPM both during observation (Figure 1, green)

    and execution (Figure 2, blue) of hand movements, which were

    equivalent to those of the control group. More importantly,

    autistic subjects exhibited visual and motor adaptation in right

    Figure 5. Within-Subject Variability

    Variance across blocks. Average fMRI responses in left visual areas from

    a typical autistic subject (top) and control subject (bottom) during movement

    observation blocks. Responses from blocks where different hand movements

    were presented (gray) and blocks where the same hand movement was pre-

    sented repeatedly (black) were averaged separately. Error bars (SEM across

    blocks) are larger for the autistic than the control subject.

    Figure 6. Within-Subject Variability

    Standard deviation across blocks. Average SD across blocks in the movement

    observation experiment (top) and movement execution experiment (bottom)

    for repeat blocks (white, autism; medium gray, controls) and nonrepeatblocks

    (light gray, autism; dark gray, controls). Asterisks indicate significantly larger

    SD in the autism group (p < 0.05, randomization test, seeExperimental Proce-

    dures). Error bars represent SEM across individuals.

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    and left aIPS, which were indistinguishable in magnitude from

    those of thecontrol subjects (Figures 3 and 4).We interpretthese

    visual and motor adaptation effects as evidence of distinct neural

    populations that respond selectively to particular preferred

    movements and that adapt (decrease their response) when

    a movement is repeatedly observed or executed (Grill-Spector

    and Malach, 2001 ). Such responses would be expected from

    neural populations that respond selectively to particular move-

    ments, including mirror neurons. These experiments, therefore,

    targeted a key feature of movement perception not addressed

    by previous studiesthe ability of neural populations in mirror

    system areas to differentiate between different hand move-

    ments. Distinguishing between movements is a critical step for

    effectively mapping an observed movement onto the specific

    motor neuron population that encodes its execution and for

    determining the correct interpretation of the observed personsintentions as hypothesized by mirror system theories (Dinstein,

    2008; Dinstein et al., 2008).

    In a previous study, we found similar movement-selective

    visual and motor adaptation in areas vPM and aIPS of control

    subjects (Dinstein et al., 2007). In that study, we asked subjects

    to play the rock-paper-scissors game against a videotaped

    opponent while freely choosing their executed movement on

    eachtrial. We compared repeated versus nonrepeated observed

    andexecutedmovements to assessvisual andmotor adaptation

    respectively. These adaptation effects were very similar in both

    distribution and amplitude to those reported here, albeit using

    a different experimental design. This replicability confirms that

    visual and motor adaptation is a robust and reproducible

    phenomenon across different experimental protocols and

    demonstrates its successful use in assessing response selec-

    tivity in a population of autistic subjects. Future use of fMRI

    adaptation protocols in autism research offers many possibilitiesfor precise characterization of neural population selectivity in

    different cortical systems of individuals with autism.

    Previous studies that have examined mirror system responses

    in autism during observation, execution, and imitation of move-

    ments have yielded inconsistent findings. Although some studies

    have reported that individuals with autism exhibit weak fMRI

    (Dapretto et al., 2006 ), EEG (Martineau et al., 2008; Oberman

    et al., 2005), MEG (Nishitani et al., 2004), and TMS-induced cor-

    ticospinal excitability (Theoret et al., 2005) responses, other fMRI

    (Williams et al., 2006), EEG (Oberman et al., 2008; Raymaekers

    et al., 2009), and MEG ( Avikainen et al., 1999) studies have re-

    ported that individuals with autism exhibit equivalent responses

    to those of controls. There are numerous methodological issues

    that could have led to the disparate reports cited above. Forexample, it is difficult to control the behavior of subjects in an

    MRI scanner. When subjects are asked to imitate a movement,

    delays in the timing or length of the movement may greatly

    impact the estimated resulting brain response (e.g., if autistic

    subjects always imitate the movement later/slower than

    controls, their estimated brain response will seem weaker).

    Rather than trying to reconcile the results above, we simply

    suggest that the fact that individuals with autism can exhibit

    equally strong mirror system responses as those of controls

    argues against the claim of a generally dysfunctional mirror

    system in autism.

    A far stronger argument against a mirror system dysfunction in

    autism lies in the finding that individuals with autism exhibit

    movement-selective adaptation equivalent to that of controls.

    Previous mirror system studies have used several different

    experimental tasks to assess mirror system responses, including

    passive observation and active imitation protocols using mean-

    ingless hand movements, hand-object interactions, symbolic

    hand movements, or emotional facial expressions. These

    different tasks recruit numerous neural populations (in mirror

    system and other cortical areas) that might include mirror

    neurons, but also include many other neural populations

    involved in vision, motor planning, motor execution, working

    memory, and emotion. Mirror neurons make up only about

    10% of the neurons that respond during movement observation

    or executionin monkeymirror system areas (Fogassi et al., 2005;

    Gallese et al., 1996; Kohler et al., 2002; Umilta et al., 2001).Current neuroimaging techniques (fMRI, EEG, and MEG) sum

    over the responses of millions of neurons, thereby making it diffi-

    cult to discern which of the many overlapping neural populations

    generated the responses in the autism and control groups.

    Because of this limitation, neither previous mirror system studies

    of autism nor the current adaptation study are capable of

    isolating the responses of mirror neurons alone. Nevertheless,

    by assessing visual andmotoradaptation in mirror systemareas,

    we have isolated the responses of movement-selective neural

    populations important for movement perception, rather than

    summing across the responses of other neural populations

    that coexist in these areas (Dinstein, 2008 ). If mirror system

    Figure 7. Within-Subject Variability

    Goodnessof fit.Average goodnessof fitbetweenthe expectedfMRIresponses

    and the measured fMRI responses in the movement observation experiment

    (top) andmovement execution experiment(bottom)for theautismgroup(white)

    and control group (gray). Asterisks indicate significant goodness-of-fit differ-

    ence between groups (p < 0.05, randomization test, see Experimental Proce-

    dures). Error bars represent SEM.

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    theories of movement perception are indeed correct, one would

    expect subpopulations of mirror neurons to be tuned to the

    movement they encode. This means that mirror system areas

    would be expectedto contain circuits of visual, mirror, andmotor

    neurons that would be intimately interconnected by their selec-tivity/preference for a particular movement. The fact that these

    movement-selective neural circuits respond normally (adapt in

    a movement-selective manner) in individuals with autism

    suggests that the functional integrity of their mirror system

    areas is intact. Characterizing neural selectivity offers a far

    more detailed assessment of the mirror systems functional

    integrity, which was not possible in previous fMRI studies that

    summed over the responses of all neural populations within

    these areas.

    A further important test of mirror system integrity is cross-

    modal adaptation. Cross-modal fMRI adaptation has been

    reported in mirrorsystem areas as subjects observe a movement

    they have just executed or execute a movement they have just

    observed (Chong et al., 2008; Kilner et al., 2009; Lingnau et al.,2009). Such adaptation is a signature of mirror neuron popula-

    tions responding repeatedly to their preferred movement regard-

    less of whether it is being observed or executed. The current

    study was not designed to assess cross-modal adaptation,

    although future studies could do so by building on the results

    reported here.

    In further analyses, we noticed that individual autistic subjects

    exhibited larger block-by-block response variability/unreliability

    than individual control subjects (Figure 5, error bars). It is well

    known that different individuals with autism exhibit distinct and

    unique behavioral symptoms. Such behavioral variability may

    be expected to generate between-subject cortical response

    variability and, indeed, several studies have reported that brain

    responses during different motor and visual tasks are more vari-

    able across autistic individuals than across control individuals

    (Hasson et al., 2009; Humphreys et al., 2008; Muller et al.,

    2003; Muller et al., 2001). Here, however, we describe a different

    type of variability; variability in the brain responses of single

    subjects across different blocks of an experiment. This is a

    measure of the consistency or reliability of a single subjects

    neural responses across different trials/blocks of the experiment

    (within-subject variability). Despite exhibiting equivalent cortical

    response amplitudes on average, individuals with autism ex-

    hibited significantly larger within-subject variability than controls

    in early visual and ventral premotor areas during movement

    observation and in several motor areas during movement execu-

    tion (Figures 6 and 7). This difference in response variability wasnot due to a general difference in the hemodynamic response,

    which was nearly identical in the two groups (Figure S7).

    There may be several sources for the greater within-subject

    response variability found in the autism group. One possibility is

    that individuals with autism behave more variably (with less

    consistency) throughout an experiment than control subjects.

    For example, subjects with autism may have exhibited noisy

    eye movements across blocks, which may have generated

    more variable visual system responses during the movement

    observation experiment. A more exciting (yet speculative) pos-

    sibility is that larger within-subject response variability is a

    measure of increased intrinsic neural noise, which may be a

    general characteristic of neural networks in autism. Several theo-

    ries have proposed that ASD may be caused by early develop-

    ment of abnormally connected, noisy, and hyperplastic

    cortical networks (Markram et al., 2007; Rubenstein and Merze-

    nich,2003) that aremoreprone to epilepsy; a commoncomorbid-ity in autism (Tuchman and Rapin, 2002). These theories suggest

    that noisy neural responses may cause the environment to

    be perceived as inconsistent and noisy, making it difficult for

    the child to cope with the outside world, and driving him/her

    to develop autistic behavioral symptoms in response. Further

    studies assessing within-subject response variability, while

    controlling for within-subject behavioral variability, across age-,

    IQ-, and gender-matched subject groups are urgently needed

    to investigate this hypothesis.

    Regardless of the source of fMRI response variability, our

    results clearly show that this variability is not equal across the

    two subject groups, as is commonly assumed when interpreting

    fMRI studies of autism. An implication of this difference in vari-

    ability is that one should exercise caution when comparing acti-vations using statistical parameter maps (SPM) across the two

    groups (as done in Figures 1 and 2). Differences in statistical

    significance (p values) may be caused by differences in either

    the average response amplitude or by differences in the vari-

    ability of the response across trials/blocks. For example,

    observing a statistically significant activation in the control

    group SPM, which is absent in the autism group SPM, might

    not be due to a weaker response in the autism group. The

    responses might be of equal strength across groups, on

    average, but with larger variability in the autism group.

    Finally, if the mirror system of ASD individuals responds in

    a normal movement-selective manner, why do these individuals

    have problems imitating and understanding the movements/

    intentions of others? First, it is unclear whether individuals with

    autism actually do have such behavioral impairments (Hamilton

    et al., 2007). But even if we accept that they do, this question

    further assumes that our ability to imitate and understand one

    another socially is dependent only on the activity of mirror

    neurons. There is little evidence to support such an assumption

    (see Dinstein et al., 2008; Hickok, 2009; Southgateand Hamilton,

    2008). Even in monkey studies, where mirror neurons have been

    successfully isolated (Fogassi et al., 2005; Gallese et al., 1996;

    Umilta et al., 2001), there is no evidence for a causal relationship

    between mirror neuron activity and the ability of the monkey to

    understand the meaning of an observed movement. Proof of

    such a relationship would require showing that the removal

    (ablation, inactivation) of mirror neurons impairs the monkeysability to understand the meaning of observed movements. As

    yet, this experiment has not been performed. There is also no

    evidence for a connection between mirror neuron activity and

    imitation of movements. This issue has not been studied in

    monkeys although there have been reports that macaque

    monkeys do imitate, at least during infancy (Ferrari et al.,

    2006). Numerous imaging studies have concluded that imitation

    and action understanding in humans are abilities that depend on

    mirror system responses. However, imaging studies do not test

    causality, but rather report brain responses that are associated

    with the performance of a particular task. Moreover, these

    studies clearly show that activities of numerous visual and motor

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    neural populations (not just mirror system areas) are correlated

    with imitation and action understanding tasks. There is, there-

    fore,no concreteevidence to suggest that a dysfunction in mirror

    neurons would cause impairments in imitation or understanding

    the intentions of others. Similarly, there is no reason to expectthat individuals with difficulties imitating or understanding

    actions necessarily have dysfunctional mirror neurons, rather

    than dysfunctions in numerous other neural populations that

    play integral roles in these abilities.

    EXPERIMENTAL PROCEDURES

    Subjects

    Thirteen high-functioning male adults with autism (mean age 27.4, range 19 to

    40 years old) and ten control subjects (five women and five men, mean age

    27.4, range 21 to 35 years old) participated in this study. All subjects had

    normal or corrected-to-normal vision, provided written informed consent,

    and were paid for their participation in the study. Two control subjects and

    two autistic subjects were left-handed, but performed the movements with

    their nondominant right hand. The Committee on Activities Involving HumanSubjects at New York University and the Institutional Review Board at Carne-

    gie Mellon University and the University of Pittsburgh approved the experi-

    mental procedures, which were in compliance with the safety guidelines for

    MRI research. For each subject, we obtained a high-resolution anatomical

    volume, two runs of the movement observation experiment, and two runs of

    the movement execution experiment. Of the data acquired from autistic

    subjects, three data sets were excluded because of jerky head movements

    exceeding 2 mm. The presented analyses are, therefore, based on data

    collected from ten autistic and ten control subjects who completed the exper-

    iments successfully.

    The diagnosis of autism was established using the Autism Diagnostic Inter-

    view Revised (ADI-R) (Lord et al., 1994), the Autism Diagnostic Observation

    Schedule (ADOS) (Lord et al., 2000) and expert clinical evaluation (Table S1).

    Autistic subjects had an average IQ (intelligence quotient) score of 110 (range

    95-128), average ADI social score of 21 (range 15-27), average ADI communi-

    cation scoreof 15(range 8-22),averageADIstereotypyscoreof 6 (range3-10),averageADOS social score of 9 (range 5-13), and average ADOS communica-

    tion scoreof 5 (range4-6).Potential subjectswith autismwereexcluded if they

    had an associated neuropsychiatric or neurological disorder. Exclusion was

    based on neurological history and examination, chromosomal analysis, and/

    or metabolic testing.

    The two subject groups were not matched on IQ or gender. However, this

    only increases our confidence in concluding that individuals with autism

    exhibited indistinguishable mirror system responses from those of the general

    control population.

    Visual Stimuli and Motor Response

    Stimuli were presented via an LCD projector and custom optics onto a rear-

    projection screen in the bore of the MRI scanner. Subjects were supine and

    viewed the screen through an angled mirror, which also prevented them

    from seeing their own hands. A rectangular foam tray was positioned above

    each subjects pelvis and attached to the bed in the scanner. Subjects

    executed movements with their hand resting on the upper surface of the

    tray. The executed movements were videotaped through a window from the

    console room.

    Movement Observation Experiment

    Subjects passively observed still images of six hand postures (rock, paper,

    scissors, thumbs-up, gun, and hang-loose). All subjects completed two runs

    of this experiment. Note that still images of movement end-points/postures

    rather than video clips of movements have been previously used to assess

    mirror system responses in subjects with autism and controls (Dapretto

    et al., 2006) and have been reported to elicit robust mirror system responses

    in typical subjects (e.g., Aziz-Zadeh et al., 2006; Carr et al., 2003 ). Images

    were presented in 9 s blocks of a single hand posture repeated six times

    (repeat blocks) or sixdifferenthand postures(nonrepeat blocks).All nonrepeat

    blocks contained the same hand postures presented in the same order.

    Repeat and nonrepeat blocks were presented in random order, but the

    same random order was used in both runs for each subject. Each image

    was presented for 750 ms followed by 750 ms of blank and the 9 s of visual

    stimulation were followed by 6 s of blank. The experiment contained 9 blocksof each type with 15 s of blank at the beginning and end for a total length of

    5 min.

    Movement Execution Experiment

    Subjects executed the same six hand movements (rock, paper, scissors,

    thumbs-up, gun, and hang-loose) using their right hand, as instructed

    auditorily. All subjects completed two runs of this experiment. Instructions

    were presented in 12 s blocks of a single movementrepeated sixtimes (repeat

    blocks) or six different movements (nonrepeat blocks). Repeat and nonrepeat

    blocks were arranged randomly, but the same random order was used with all

    subjects. Each block contained 12 s of movement execution (2 s for each

    movement) followed by 6 s of rest. The experiment contained 10 blocks of

    each type with 15 s of rest at the beginning and the end for a total length of

    6:30 min. Movement execution trials were slightly longer (2 s) than movement

    observation trials (1.5 s) to allow subjects enough time to execute the

    movements comfortably.

    MRI Acquisition

    Functional and anatomical images of the brain were acquired using identical

    Siemens (Erlangen, Germany) 3T Allegra MRI scanners located at the NYU

    Center for Brain Imaging and the Brain Imaging ResearchCenter in Pittsburgh.

    Both scanners wereequippedwith the sameSiemensbirdcage headcoil used

    for RF transmit and receive. Blood oxygenation level-dependent (BOLD)

    contrast was obtained using a T2*-sensitive echo planar imaging pulse

    sequence (repetition time of 1500 ms for movement observation experiment

    and 2000 ms for movement execution experiment, echo time = 30 ms, flip

    angle = 75, 24 slices, 3 3 3 3 3 mm voxels, field of view = 192 mm). High

    resolution anatomical volumes were acquired with a T1-weighted 3D-

    MPRAGE pulse sequence (1 3 1 3 1 mm).

    Preprocessing, Movement Correction, Segmentation, and Inflation

    fMRI data were processed with the Brain Voyager software package

    (R. Goebel, Brain Innovation, Maastricht, The Netherlands) and with custom

    software written in Matlab (Mathworks, Natick, MA, USA).The firsttwo images

    of each functional scan were discarded. Preprocessing of functional scans

    included 3D motion correction and temporal high-pass filtering with a cutoff

    frequency of 6 cycles per scan. To minimize any residual head movement

    artifacts in data sets of both subject groups, after motion correction, the

    estimated head motion variables were removed (by orthogonal projection)

    from the fMRI time course of each voxel. Functional images were aligned

    with the high-resolution anatomical volume using trilinear interpolation, and

    the anatomical and functional images were transformed to the Talairach coor-

    dinate system (Talairach and Tournoux, 1988). The corticalsurfacewas recon-

    structed from the high-resolution anatomical images, separately for each

    subject; the procedure included segmenting the gray and white matter and

    inflating the gray matter.

    Statistical Parameter Mapping

    We performed a standard statistical parameter mapping (SPM) analysis

    (Friston et al., 1994 ) to assess brain activation associated with each

    experimental condition. In short, we constructed a general linear model

    (GLM) for the underlying neural response to each experimental condition.

    For example, the model for our movement observation experiment was

    a matrix that contained a row for each time point, where neural activity was

    modeled as either on = 1 or off = 0, and a column for each condition:

    repeat and nonrepeat. The expected neural activity model (each column of

    the model matrix) was convolved with a canonical hemodynamic impulse

    response function to create a model of the expected hemodynamic response

    (Boynton et al., 1996). We used linear regression to estimate response ampli-

    tudes (beta values) for each voxel and each condition. Response amplitudes

    were computed separately for each voxel in each subject and then a paired

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    t test was used to determine significant voxel-by-voxel response differences

    across conditions (i.e., treating intersubject differences as a random effect)

    (Friston et al., 1999). Only voxel clusters exceeding 15 mm3 are displayed in

    the statistical maps. Unless stated otherwise, the resulting cortical activation

    maps were rendered on a representative individuals cortical surface.

    ROI Definition and Analysis

    To assess whether cortical areas responding during movement observation

    and/or execution exhibited movement-selective adaptation, we defined ten

    ROIs individually for each subject using a combination of anatomical and

    functional criteria. We overlaid each subjects statistical parameter map for

    observation and execution versus rest on their high-resolution anatomical

    scan and chose all active voxels within a radius of 15 mm around particular

    anatomical landmarks (Figure S2). A false discovery rate (FDR) of 0.05 was

    used to threshold the statistical parameter maps of each subject. FDR is

    a method of correcting for multiple comparisons by controlling for the

    expected proportion of false positives among suprathreshold voxels (Geno-

    vese et al., 2002) rather than for the rate of false positives among all voxels

    as done by the stricter Bonferroni method. SeeFigure S2 for ROI size compar-

    ison and Table S2 for ROI coordinates and a list of the anatomical landmarks

    used. Intwo of thecontrolsubjectsand inthreeof theautismsubjects,the FDR

    analysisdid notyield anysignificantvoxelsin right andleftvPM.In thesecases

    the ROIs were defined entirely based on anatomical criteria, by selecting gray

    matter voxels surrounding the junction between the precentral sulcus and the

    inferior frontal sulcus.

    ROI analyses were carried out by averaging across voxels so as to compute

    a single responsetimecourse foreachROI ineachindividual subject. Weused

    regression with a GLM to estimate fMRI response amplitudes, as described

    above, separatelyfor eachROI in eachsubject individually.We thenperformed

    paired t tests to determine which ROIs showed significant response differ-

    ences across subjects for selected pairs of conditions (e.g., observed repeat

    versus nonrepeat), and corrected for multiple comparisons using the Bonfer-

    roni method.

    Adaptation Index

    Visual and motor adaptation indices werecomputed for eachsubjectand each

    ROI separately. The index was the difference between the average nonrepeatresponseand theaveragerepeatresponse divided by theabsolutevalueof the

    nonrepeat response: (nonrepeat repeat)/[nonrepeat].

    A randomization test was used to assess whether the adaptation indices of

    the two groups were statistically different from each other or not. Specifically,

    we generated a distribution of index differences, according to the null hypoth-

    esis that there was no difference between groups, by randomly assigning indi-

    viduals to either subject group (i.e., randomly shuffling subject identities). The

    randomization was repeated 10,000 times separately for each ROI to charac-

    terize ROI-specific randomized distributions (Figure S3 ). For the adaptation

    difference between the autism and control groups in a particular ROI to be

    considered statistically significant, it had to fall above the 95th percentile or

    below the 5th percentile of the relevant distribution.

    We also performedthe sameanalysis using a similaradaptation index where

    instead of dividing by the absolute nonrepeat response we divided by the sum

    of theabsoluterepeatand nonrepeatresponses.This index hadthe advantage

    of being normalized to 1 such that subjects with relatively large or small adap-tation indices had a smaller affect on the mean of the group. This analysis

    revealed equivalent results leading to the same conclusions as those reported

    using the adaptation index described above.

    Within-Subject Response Variability (Trial-Triggered Average)

    Response variability was characterized, separately for each experimental

    condition, ROI,and subject,by computing the variance across blocks. Specif-

    ically, we extracted 15 and 18 s fMRI segments in the visual and motor exper-

    iments respectively, which began at the onset of each block. This resulted in

    18 visual repeat, 18 visual nonrepeat, 20 motor repeat, and 20 motor nonrep-

    eat segments for each ROI and each subject. Figure 5 shows the average

    visual repeat and nonrepeat segments taken from left visual cortex of a single

    autistic subject and a single control subject during the movement observation

    experiment. The error barsin Figure5 represent the standarderror of the mean

    (SEM) across blocks for each time point in the segment/block.

    To assess variability across subjects, we computed the SD across blocks of

    each condition and averaged the SD across all time points in the block (i.e., all

    time points plotted in Figure 5). This resulted in a single numerical measure for

    each subject; the average SD across blocks of a particular condition. Figure 6showsa comparison of average SDsacrosssubjects of thetwo groups. Statis-

    tics were computed using a randomization test similar to that described for

    adaptation indices. We generated a distribution of SD differences, by

    randomly assigning individuals to either subject group, and determined

    whether the difference in SD of the actual two subject groups fell above the

    95th percentileor below the5th percentile of the identity-randomized difference

    distribution (Figure S4).

    Within-Subject Response Variability (Model Fits)

    Another method for assessing the response variability was to determine the

    goodness of fit between the general linear model and the measured fMRI

    response time-courses. Goodness of fit, r, was computed, separately for

    each subject and each ROI, as the square root of the variance accounted for

    by the estimated hemodynamic responses (Gardner et al., 2005). That is, the

    modeled hemodynamic response time course for each condition (repeat or

    nonrepeat) was multiplied with the appropriate response amplitude (beta

    weight) and the resulting time courses of the two conditions were summed.

    The r2 wasthencomputed bydividingthe varianceof themodeledtimecourse

    by the variance of the measured time course. Statistics were computed using

    a randomizationtest similarto thatdescribedfor adaptation indices(Figure S5).

    We generated a distribution of model fit differences, by randomly assigning

    individuals to either subjectgroup, anddetermined whetherthe model fit differ-

    ence of theactualtwosubjectgroups fell abovethe 95th percentile or below the

    5th percentile of the identity-randomized difference distribution.

    SUPPLEMENTAL INFORMATION

    Supplemental Information includes seven figures and two tables can be found

    with this article online at doi:10.1016/j.neuron.2010.03.034.

    ACKNOWLEDGMENTS

    Supported by National Institutes of Health Grants R01-MH069880 (D.J.H.),

    NICHD/NIDCD PO1/U19 (M.B.; PI: Nancy Minshew), F31-MH080457 (I.D.),

    Pennsylvania Department of Health grant SAP 4100047862, and Cure Autism

    Now (Young Investigator Award, K.H.).

    Accepted: March 5, 2010

    Published: May 12, 2010

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