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Neuron
Article
Normal Movement Selectivity in Autism
Ilan Dinstein,1,* Cibu Thomas,3 Kate Humphreys,3 Nancy Minshew,4 Marlene Behrmann,3 and David J. Heeger1,21
Center for Neural Science2Department of Psychology
New York University, 6 Washington Place, New York, NY 10003, USA3Department of Psychology, Baker Hall, Carnegie Mellon University, Pittsburgh, PA 15213, USA4Department of Neurology, University of Pittsburgh, 3471 Fifth Avenue, Pittsburgh, PA 15213, USA
*Correspondence: [email protected]
DOI 10.1016/j.neuron.2010.03.034
SUMMARY
It has been proposed that individuals with autism
have difficulties understanding the goals and inten-
tions of others because of a fundamental dysfunction
in the mirror neuron system. Here, however, we showthat individuals with autism exhibited not only normal
fMRI responses in mirror system areas during obser-
vation and execution of hand movements but also
exhibited typical movement-selective adaptation
(repetition suppression) when observing or execut-
ing the same movement repeatedly. Movement
selectivity is a defining characteristic of neurons
involved in movement perception, including mirror
neurons, and, as such, these findings argue against
a mirror system dysfunction in autism.
INTRODUCTION
Impaired social interaction is one of the three core symptoms of
the autism spectrum disorders (ASD) (DSM-IV-TR, 2000). This
impairment has been attributed to a dysfunction of the human
mirror neuron system (Fecteau et al., 2006; Iacoboni and
Dapretto, 2006; Oberman and Ramachandran, 2007; Rizzolatti
et al., 2009; Williams et al., 2001 ), which is thought to play
a central role in our ability to perceive the intentions and goals
of others (Rizzolatti and Craighero, 2004). Evidence supporting
this hypothesis comes from neuroimaging studies reporting
weaker mirror system responses in ASD individuals, compared
with typical control individuals, during movement observation,
execution, and imitation tasks. However, previous studies havenot assessed the selectivity of cortical activity in mirror system
areas for particular movements.
Movement selectivity is a fundamental characteristic of
neurons involved in movement perception, including mirror
neurons. Accurate perception and interpretation of an observed
movement requires the ability to distinguish it from other move-
ments by representing it with a unique neural response. Indeed,
movement selectivity is a defining feature of monkey mirror
neurons; different subsets of mirror neurons respond to partic-
ular preferred movements, whether observed or executed, so
that their activity distinguishes between different movements
and also between different intentions/goals (Fogassi et al.,
2005; Gallese et al., 1996; Kohler et al., 2002; Umilta et al.,
2001 ). In previous investigations, we (Dinstein et al., 2007) and
others (Chong et al., 2008; Hamilton and Grafton, 2006; Kilner
et al., 2009; Lingnau et al., 2009; Shmuelof and Zohary, 2005)
have shown that human mirror system areas contain move-
ment-selective neural populations that adapt when hand move-ments are observed and/or executed repeatedly. Do mirror
system areas of individuals with ASD also exhibit such move-
ment-selective responses? The mirror system dysfunction
hypothesis would predict not.
Here, we applied an fMRI adaptation protocol to test whether
high functioning individuals, meeting clinical criteria for autism,
exhibit movement-selective cortical responses equivalent to
those of typical controls. Subjects passively observed images
of hand postures in one experiment and actively executed the
same hand postures in a second experiment. The autism and
control subjects exhibited similarly robust cortical responses
during the observation and execution of hand movements.
Moreover, the profile of movement selectivity in mirror system
areas was equivalent in both groups; anterior intraparietal sulcus
(aIPS) exhibited both motor and visual adaptation (reduced fMRI
responses for repeated versus nonrepeated movements) and
ventral premotor (vPM) cortex exhibited motor adaptation.
These results argue against a mirror system dysfunction in
autism.
RESULTS
The movement observation experiment assessed adaptation in
the visual domain by comparing fMRI (BOLD) responses during
observation of a repeating hand posture with responses during
observation of different hand postures. Similarly, the movement
execution experiment assessed adaptation in the motor domainby comparing fMRI responses during repeated versus non-
repeated execution of hand movements (see Experimental
Procedures). According to the mirror system hypothesis, individ-
uals with autism should exhibit not only weaker mirror system
responses during observation and execution of movements,
but also weaker adaptation during repeated observation and
execution of movements.
Whole-brain SPM analyses of the observation and execution
experiments showed similar results in the autism and control
groups. Typical visual areas responded during movement obser-
vation (Figure 1, green), typical motor system areas responded
during movement execution (Figure 2, blue), and mirror system
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areas (aIPS and vPM) responded during both observation and
execution. A direct voxel-by-voxel comparison between the
two subject groups showed no significant differences between
the groups in mirror system areas in either experiment. There
were, however, significantly stronger responses in the control
group in medial visual areas and a left dorsal lateral occipital
area during the movement observation experiment and in an
area below the right aIPS (ipsilateral to the hand used for execu-
tion) during the movement execution experiment (see Figure S1available online).
Figure 1. Cortical Responses during Move-
ment Observation Experiment
Green: Brain areas exhibiting significantlystronger
responses during observation than rest.
Orange: Brain areas exhibiting visual adaptation,
as reflected in significantly stronger responsesduring nonrepeatblocks (when observingdifferent
hand movements) than repeat blocks (same hand
movement repeatedly).
White ellipses outline the general location of the
ROIs, which were selected separately for each
subject.
More importantly, both subject groups
exhibited movement-selective responses
during observation and execution of
movements. The two subject groups ex-
hibited smaller fMRI responses in several
cortical regions including bilateral earlyvisual cortex, lateral occipital cortex,
and anterior intraparietal sulcus, during
blocks where the same movement was
observed repeatedly in comparison to
blocks where different movements were
observed (Figure 1, orange). Both subject groups also exhibited
smaller fMRI responses in several regions including left primary
motor and somatosensory cortex, bilateral cingulate motor
area, bilateral anterior intraparietal sulcus, and left ventral pre-
motor cortex during executed movement repeats versus non-
repeats (Figure 2, orange).
A region of interest (ROI) analysis revealed similar results
across the two groups. We sampled cortical responses from
two commonly reported mirror system areas, aIPS and vPMcortex, as well as from several control areas that are notbelieved
Figure 2. Cortical Responses during Move-
ment Execution Experiment
Blue: Brain areas exhibiting significantly stronger
responses during execution than rest.
Orange: Brain areas exhibiting motor adaptation,
as reflected in significantly stronger responses
during nonrepeatblocks (when executing different
hand movements) than repeat blocks (same hand
movement repeatedly).
White ellipses outline the general location of the
ROIs, which were selected separately for each
subject.
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to contain mirror neurons. These included primary motor and
somatosensory cortex (Mot), early visual cortex (Vis), cingulate
motor area (CMA), and lateral occipital cortex (LO). All regions
of interest were sampled separately from left and right hemi-
sphere except for Mot, which was sampled only in the left hemi-
sphere (movements were executed with the right hand), and
CMA, which was sampled bilaterally due to its medial location
that makes it difficult to separate responses from left and right
hemispheres. These ten ROIs were defined individually for
each of the subjects using a set of functional and anatomical
criteria (see Experimental Procedures, Table S2, and Figure S2).
The ROI sizes were generally smaller in the autism group, but
significantly smaller only in left LO (p < 0.05, two-tailed t test,
uncorrected to increase sensitivity, Figure S2). Note that the sizeof the selected ROIs depended on the statistical significance of
the functional responses, which were a function of response
amplitude and variability. Subjects with greater response vari-
ability would, therefore, be expected to exhibit fewer significantly
activated voxels leading to smaller ROIs despite similar
response amplitudes (see variability results below). The ROIs
were defined based on their overall response to observation
and execution and not based on a comparison between
responses during repeat and nonrepeat blocks. There was,
therefore, no statistical bias for the ROIs to exhibit adaptation.
The fMRI response amplitudes of the autism and control
groups (Figure 3 ) were indistinguishable in the movement
execution and movement observation experiments in all ROIs
(p > 0.05, two-tailed t test, uncorrected to increase sensitivity).
More importantly, both the autism and control groups exhibited
similar magnitudes of adaptation when comparing responses
during movement repeats and nonrepeats in several visual and
motor areas (Figure 3). Significantly smaller visual responses to
repeats were found in left and right LO, left and right aIPS, andin left Vis(p < 0.05, two-tailed paired t test, Bonferroni corrected).
Significantly smaller motor responses to repeats were found in
left Mot, bilateral CMA, left and right aIPS, and left and right
vPM (p < 0.05, two-tailed paired t test, Bonferroni corrected).
Importantly, right and left aIPS exhibited smaller responses to
repeats in both the visual and motor domains. The robustness
of the adaptation effects can be seen in the single subject
adaptation indices, which showed similar response reductions
among individuals of both groups (Figure 4 ) with consistent
visual and motor adaptation in left and right aIPS for the majority
of subjects. The autism group exhibited significantly stronger
visual adaptation in left LO during the observation experiment
Figure 3. Region of Interest Analysis of the Movement Observation
Experiment (Top) and the Movement Execution Experiment (Bottom)
Green: Mean response amplitudes when observing different (nonrepeating)
hand movements, for the autism (light) and control (dark) groups.
Blue: Mean response amplitudes when executing different (nonrepeating)
hand movements, for the autism (light) and control (dark) groups.
Orange: Mean response amplitudes when hand movements were repeated,
for the autism (light) and control (dark) groups.
Error barsrepresent SEM. Asterisks indicatestatistically significant adaptation
(p < 0.05, Bonferroni corrected).
Figure 4. Adaptation Index for Individuals from the Autism Group(Open Squares) and Control Group (Filled Circles)
Top: Visual adaptation index in visual and mirror system ROIs.
Bottom: Motor adaptation index in motor and mirror system ROIs. The index
was computed as the difference between nonrepeat and repeat responses
divided by the absolute nonrepeat response (see Experimental Procedures).
Solid lines denote the average across either the autistic or control subjects.
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and significantly stronger motor adaptation in left Mot during the
execution experiment. All other ROIs, including mirror system
areas, showed no significant difference in the amount of visual
or motor adaptation (p > 0.05, randomization test, see Experi-
mental Procedures and Figure S3 ). Equivalent results were
also found when contracting the selected ROIs to a fixed size
of 100 functional voxels such that ROI size was matched in all
subjects of both groups (Figure S6).
We further characterized the responses of both subject groups
by assessing the variability of the responses in each subject indi-
vidually. Theresponses of a typical autistic subject were less reli-
able/consistent across blocks (strong response to some blocks
and weak response to others) than those of a typical control
subject (error bars in Figure 5 ). To quantify this difference in
response reliability, or, in other words, the within-subject vari-
ability, we performed two complementary analyses. In the first
analysis, we computed the average standard deviation (SD)
across time points and blocks for each subject in each condition(i.e., averaging the error bars of Figure 5, see Experimental
Procedures) and then compared the SDs across individuals of
the two subject groups (Figure 6). Subjects with autism exhibited
significantly larger SDs in right Vis and right vPM during the
movement observation experiment and in left Mot, CMA, left
aIPS, left vPM, and right vPM during the movement execution
experiment (p < 0.05, randomization test, see Experimental
Procedures and Figure S4 ). Larger within-subject variability in
the autism group was equally evident in the responses to both
repeat and nonrepeat blocks.
In a second analysis, we examined how well the GLM of each
experiment fit thefMRI response time courses from each subject
in each ROI. The GLM contained the expected hemodynamic
responses based on the timing of the task blocks and assuming
that the responses to successive blocks of a given condition
were identical. When a particular brain area responds reliably,
there is a good fit between the model and the brain activity
such that a large proportion of the variance in the measured
time-courses can be accounted for by the model. When brain
responses are more noisy in timing or amplitude, the fit with
the GLM is worse. Model fits were worse for individuals with
autism than for controls in several ROIs (Figure 7). Significantly
larger within-subject variability (poorer fit) was evident in left
and right Vis during the movement observation experiment and
in left Mot, left aIPS, and right vPM during the movement execu-
tion experiment (p < 0.05, randomization test, see Experimental
Procedures and Figure S5 ). Importantly, autistic and control
subjects exhibited almost identical hemodynamic responses,
on average (Figure S7). Noisier responses in the autism group
were, therefore, due to variability in the amplitude and timing of
their neural responses and not because of general differences
in the shape or duration of their hemodynamic responses.
DISCUSSION
The results presented here argue against a mirror system
dysfunction in autism. Individuals diagnosed with autism ex-
hibited robust responses in commonly reported mirror system
areas aIPS and vPM both during observation (Figure 1, green)
and execution (Figure 2, blue) of hand movements, which were
equivalent to those of the control group. More importantly,
autistic subjects exhibited visual and motor adaptation in right
Figure 5. Within-Subject Variability
Variance across blocks. Average fMRI responses in left visual areas from
a typical autistic subject (top) and control subject (bottom) during movement
observation blocks. Responses from blocks where different hand movements
were presented (gray) and blocks where the same hand movement was pre-
sented repeatedly (black) were averaged separately. Error bars (SEM across
blocks) are larger for the autistic than the control subject.
Figure 6. Within-Subject Variability
Standard deviation across blocks. Average SD across blocks in the movement
observation experiment (top) and movement execution experiment (bottom)
for repeat blocks (white, autism; medium gray, controls) and nonrepeatblocks
(light gray, autism; dark gray, controls). Asterisks indicate significantly larger
SD in the autism group (p < 0.05, randomization test, seeExperimental Proce-
dures). Error bars represent SEM across individuals.
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and left aIPS, which were indistinguishable in magnitude from
those of thecontrol subjects (Figures 3 and 4).We interpretthese
visual and motor adaptation effects as evidence of distinct neural
populations that respond selectively to particular preferred
movements and that adapt (decrease their response) when
a movement is repeatedly observed or executed (Grill-Spector
and Malach, 2001 ). Such responses would be expected from
neural populations that respond selectively to particular move-
ments, including mirror neurons. These experiments, therefore,
targeted a key feature of movement perception not addressed
by previous studiesthe ability of neural populations in mirror
system areas to differentiate between different hand move-
ments. Distinguishing between movements is a critical step for
effectively mapping an observed movement onto the specific
motor neuron population that encodes its execution and for
determining the correct interpretation of the observed personsintentions as hypothesized by mirror system theories (Dinstein,
2008; Dinstein et al., 2008).
In a previous study, we found similar movement-selective
visual and motor adaptation in areas vPM and aIPS of control
subjects (Dinstein et al., 2007). In that study, we asked subjects
to play the rock-paper-scissors game against a videotaped
opponent while freely choosing their executed movement on
eachtrial. We compared repeated versus nonrepeated observed
andexecutedmovements to assessvisual andmotor adaptation
respectively. These adaptation effects were very similar in both
distribution and amplitude to those reported here, albeit using
a different experimental design. This replicability confirms that
visual and motor adaptation is a robust and reproducible
phenomenon across different experimental protocols and
demonstrates its successful use in assessing response selec-
tivity in a population of autistic subjects. Future use of fMRI
adaptation protocols in autism research offers many possibilitiesfor precise characterization of neural population selectivity in
different cortical systems of individuals with autism.
Previous studies that have examined mirror system responses
in autism during observation, execution, and imitation of move-
ments have yielded inconsistent findings. Although some studies
have reported that individuals with autism exhibit weak fMRI
(Dapretto et al., 2006 ), EEG (Martineau et al., 2008; Oberman
et al., 2005), MEG (Nishitani et al., 2004), and TMS-induced cor-
ticospinal excitability (Theoret et al., 2005) responses, other fMRI
(Williams et al., 2006), EEG (Oberman et al., 2008; Raymaekers
et al., 2009), and MEG ( Avikainen et al., 1999) studies have re-
ported that individuals with autism exhibit equivalent responses
to those of controls. There are numerous methodological issues
that could have led to the disparate reports cited above. Forexample, it is difficult to control the behavior of subjects in an
MRI scanner. When subjects are asked to imitate a movement,
delays in the timing or length of the movement may greatly
impact the estimated resulting brain response (e.g., if autistic
subjects always imitate the movement later/slower than
controls, their estimated brain response will seem weaker).
Rather than trying to reconcile the results above, we simply
suggest that the fact that individuals with autism can exhibit
equally strong mirror system responses as those of controls
argues against the claim of a generally dysfunctional mirror
system in autism.
A far stronger argument against a mirror system dysfunction in
autism lies in the finding that individuals with autism exhibit
movement-selective adaptation equivalent to that of controls.
Previous mirror system studies have used several different
experimental tasks to assess mirror system responses, including
passive observation and active imitation protocols using mean-
ingless hand movements, hand-object interactions, symbolic
hand movements, or emotional facial expressions. These
different tasks recruit numerous neural populations (in mirror
system and other cortical areas) that might include mirror
neurons, but also include many other neural populations
involved in vision, motor planning, motor execution, working
memory, and emotion. Mirror neurons make up only about
10% of the neurons that respond during movement observation
or executionin monkeymirror system areas (Fogassi et al., 2005;
Gallese et al., 1996; Kohler et al., 2002; Umilta et al., 2001).Current neuroimaging techniques (fMRI, EEG, and MEG) sum
over the responses of millions of neurons, thereby making it diffi-
cult to discern which of the many overlapping neural populations
generated the responses in the autism and control groups.
Because of this limitation, neither previous mirror system studies
of autism nor the current adaptation study are capable of
isolating the responses of mirror neurons alone. Nevertheless,
by assessing visual andmotoradaptation in mirror systemareas,
we have isolated the responses of movement-selective neural
populations important for movement perception, rather than
summing across the responses of other neural populations
that coexist in these areas (Dinstein, 2008 ). If mirror system
Figure 7. Within-Subject Variability
Goodnessof fit.Average goodnessof fitbetweenthe expectedfMRIresponses
and the measured fMRI responses in the movement observation experiment
(top) andmovement execution experiment(bottom)for theautismgroup(white)
and control group (gray). Asterisks indicate significant goodness-of-fit differ-
ence between groups (p < 0.05, randomization test, see Experimental Proce-
dures). Error bars represent SEM.
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theories of movement perception are indeed correct, one would
expect subpopulations of mirror neurons to be tuned to the
movement they encode. This means that mirror system areas
would be expectedto contain circuits of visual, mirror, andmotor
neurons that would be intimately interconnected by their selec-tivity/preference for a particular movement. The fact that these
movement-selective neural circuits respond normally (adapt in
a movement-selective manner) in individuals with autism
suggests that the functional integrity of their mirror system
areas is intact. Characterizing neural selectivity offers a far
more detailed assessment of the mirror systems functional
integrity, which was not possible in previous fMRI studies that
summed over the responses of all neural populations within
these areas.
A further important test of mirror system integrity is cross-
modal adaptation. Cross-modal fMRI adaptation has been
reported in mirrorsystem areas as subjects observe a movement
they have just executed or execute a movement they have just
observed (Chong et al., 2008; Kilner et al., 2009; Lingnau et al.,2009). Such adaptation is a signature of mirror neuron popula-
tions responding repeatedly to their preferred movement regard-
less of whether it is being observed or executed. The current
study was not designed to assess cross-modal adaptation,
although future studies could do so by building on the results
reported here.
In further analyses, we noticed that individual autistic subjects
exhibited larger block-by-block response variability/unreliability
than individual control subjects (Figure 5, error bars). It is well
known that different individuals with autism exhibit distinct and
unique behavioral symptoms. Such behavioral variability may
be expected to generate between-subject cortical response
variability and, indeed, several studies have reported that brain
responses during different motor and visual tasks are more vari-
able across autistic individuals than across control individuals
(Hasson et al., 2009; Humphreys et al., 2008; Muller et al.,
2003; Muller et al., 2001). Here, however, we describe a different
type of variability; variability in the brain responses of single
subjects across different blocks of an experiment. This is a
measure of the consistency or reliability of a single subjects
neural responses across different trials/blocks of the experiment
(within-subject variability). Despite exhibiting equivalent cortical
response amplitudes on average, individuals with autism ex-
hibited significantly larger within-subject variability than controls
in early visual and ventral premotor areas during movement
observation and in several motor areas during movement execu-
tion (Figures 6 and 7). This difference in response variability wasnot due to a general difference in the hemodynamic response,
which was nearly identical in the two groups (Figure S7).
There may be several sources for the greater within-subject
response variability found in the autism group. One possibility is
that individuals with autism behave more variably (with less
consistency) throughout an experiment than control subjects.
For example, subjects with autism may have exhibited noisy
eye movements across blocks, which may have generated
more variable visual system responses during the movement
observation experiment. A more exciting (yet speculative) pos-
sibility is that larger within-subject response variability is a
measure of increased intrinsic neural noise, which may be a
general characteristic of neural networks in autism. Several theo-
ries have proposed that ASD may be caused by early develop-
ment of abnormally connected, noisy, and hyperplastic
cortical networks (Markram et al., 2007; Rubenstein and Merze-
nich,2003) that aremoreprone to epilepsy; a commoncomorbid-ity in autism (Tuchman and Rapin, 2002). These theories suggest
that noisy neural responses may cause the environment to
be perceived as inconsistent and noisy, making it difficult for
the child to cope with the outside world, and driving him/her
to develop autistic behavioral symptoms in response. Further
studies assessing within-subject response variability, while
controlling for within-subject behavioral variability, across age-,
IQ-, and gender-matched subject groups are urgently needed
to investigate this hypothesis.
Regardless of the source of fMRI response variability, our
results clearly show that this variability is not equal across the
two subject groups, as is commonly assumed when interpreting
fMRI studies of autism. An implication of this difference in vari-
ability is that one should exercise caution when comparing acti-vations using statistical parameter maps (SPM) across the two
groups (as done in Figures 1 and 2). Differences in statistical
significance (p values) may be caused by differences in either
the average response amplitude or by differences in the vari-
ability of the response across trials/blocks. For example,
observing a statistically significant activation in the control
group SPM, which is absent in the autism group SPM, might
not be due to a weaker response in the autism group. The
responses might be of equal strength across groups, on
average, but with larger variability in the autism group.
Finally, if the mirror system of ASD individuals responds in
a normal movement-selective manner, why do these individuals
have problems imitating and understanding the movements/
intentions of others? First, it is unclear whether individuals with
autism actually do have such behavioral impairments (Hamilton
et al., 2007). But even if we accept that they do, this question
further assumes that our ability to imitate and understand one
another socially is dependent only on the activity of mirror
neurons. There is little evidence to support such an assumption
(see Dinstein et al., 2008; Hickok, 2009; Southgateand Hamilton,
2008). Even in monkey studies, where mirror neurons have been
successfully isolated (Fogassi et al., 2005; Gallese et al., 1996;
Umilta et al., 2001), there is no evidence for a causal relationship
between mirror neuron activity and the ability of the monkey to
understand the meaning of an observed movement. Proof of
such a relationship would require showing that the removal
(ablation, inactivation) of mirror neurons impairs the monkeysability to understand the meaning of observed movements. As
yet, this experiment has not been performed. There is also no
evidence for a connection between mirror neuron activity and
imitation of movements. This issue has not been studied in
monkeys although there have been reports that macaque
monkeys do imitate, at least during infancy (Ferrari et al.,
2006). Numerous imaging studies have concluded that imitation
and action understanding in humans are abilities that depend on
mirror system responses. However, imaging studies do not test
causality, but rather report brain responses that are associated
with the performance of a particular task. Moreover, these
studies clearly show that activities of numerous visual and motor
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neural populations (not just mirror system areas) are correlated
with imitation and action understanding tasks. There is, there-
fore,no concreteevidence to suggest that a dysfunction in mirror
neurons would cause impairments in imitation or understanding
the intentions of others. Similarly, there is no reason to expectthat individuals with difficulties imitating or understanding
actions necessarily have dysfunctional mirror neurons, rather
than dysfunctions in numerous other neural populations that
play integral roles in these abilities.
EXPERIMENTAL PROCEDURES
Subjects
Thirteen high-functioning male adults with autism (mean age 27.4, range 19 to
40 years old) and ten control subjects (five women and five men, mean age
27.4, range 21 to 35 years old) participated in this study. All subjects had
normal or corrected-to-normal vision, provided written informed consent,
and were paid for their participation in the study. Two control subjects and
two autistic subjects were left-handed, but performed the movements with
their nondominant right hand. The Committee on Activities Involving HumanSubjects at New York University and the Institutional Review Board at Carne-
gie Mellon University and the University of Pittsburgh approved the experi-
mental procedures, which were in compliance with the safety guidelines for
MRI research. For each subject, we obtained a high-resolution anatomical
volume, two runs of the movement observation experiment, and two runs of
the movement execution experiment. Of the data acquired from autistic
subjects, three data sets were excluded because of jerky head movements
exceeding 2 mm. The presented analyses are, therefore, based on data
collected from ten autistic and ten control subjects who completed the exper-
iments successfully.
The diagnosis of autism was established using the Autism Diagnostic Inter-
view Revised (ADI-R) (Lord et al., 1994), the Autism Diagnostic Observation
Schedule (ADOS) (Lord et al., 2000) and expert clinical evaluation (Table S1).
Autistic subjects had an average IQ (intelligence quotient) score of 110 (range
95-128), average ADI social score of 21 (range 15-27), average ADI communi-
cation scoreof 15(range 8-22),averageADIstereotypyscoreof 6 (range3-10),averageADOS social score of 9 (range 5-13), and average ADOS communica-
tion scoreof 5 (range4-6).Potential subjectswith autismwereexcluded if they
had an associated neuropsychiatric or neurological disorder. Exclusion was
based on neurological history and examination, chromosomal analysis, and/
or metabolic testing.
The two subject groups were not matched on IQ or gender. However, this
only increases our confidence in concluding that individuals with autism
exhibited indistinguishable mirror system responses from those of the general
control population.
Visual Stimuli and Motor Response
Stimuli were presented via an LCD projector and custom optics onto a rear-
projection screen in the bore of the MRI scanner. Subjects were supine and
viewed the screen through an angled mirror, which also prevented them
from seeing their own hands. A rectangular foam tray was positioned above
each subjects pelvis and attached to the bed in the scanner. Subjects
executed movements with their hand resting on the upper surface of the
tray. The executed movements were videotaped through a window from the
console room.
Movement Observation Experiment
Subjects passively observed still images of six hand postures (rock, paper,
scissors, thumbs-up, gun, and hang-loose). All subjects completed two runs
of this experiment. Note that still images of movement end-points/postures
rather than video clips of movements have been previously used to assess
mirror system responses in subjects with autism and controls (Dapretto
et al., 2006) and have been reported to elicit robust mirror system responses
in typical subjects (e.g., Aziz-Zadeh et al., 2006; Carr et al., 2003 ). Images
were presented in 9 s blocks of a single hand posture repeated six times
(repeat blocks) or sixdifferenthand postures(nonrepeat blocks).All nonrepeat
blocks contained the same hand postures presented in the same order.
Repeat and nonrepeat blocks were presented in random order, but the
same random order was used in both runs for each subject. Each image
was presented for 750 ms followed by 750 ms of blank and the 9 s of visual
stimulation were followed by 6 s of blank. The experiment contained 9 blocksof each type with 15 s of blank at the beginning and end for a total length of
5 min.
Movement Execution Experiment
Subjects executed the same six hand movements (rock, paper, scissors,
thumbs-up, gun, and hang-loose) using their right hand, as instructed
auditorily. All subjects completed two runs of this experiment. Instructions
were presented in 12 s blocks of a single movementrepeated sixtimes (repeat
blocks) or six different movements (nonrepeat blocks). Repeat and nonrepeat
blocks were arranged randomly, but the same random order was used with all
subjects. Each block contained 12 s of movement execution (2 s for each
movement) followed by 6 s of rest. The experiment contained 10 blocks of
each type with 15 s of rest at the beginning and the end for a total length of
6:30 min. Movement execution trials were slightly longer (2 s) than movement
observation trials (1.5 s) to allow subjects enough time to execute the
movements comfortably.
MRI Acquisition
Functional and anatomical images of the brain were acquired using identical
Siemens (Erlangen, Germany) 3T Allegra MRI scanners located at the NYU
Center for Brain Imaging and the Brain Imaging ResearchCenter in Pittsburgh.
Both scanners wereequippedwith the sameSiemensbirdcage headcoil used
for RF transmit and receive. Blood oxygenation level-dependent (BOLD)
contrast was obtained using a T2*-sensitive echo planar imaging pulse
sequence (repetition time of 1500 ms for movement observation experiment
and 2000 ms for movement execution experiment, echo time = 30 ms, flip
angle = 75, 24 slices, 3 3 3 3 3 mm voxels, field of view = 192 mm). High
resolution anatomical volumes were acquired with a T1-weighted 3D-
MPRAGE pulse sequence (1 3 1 3 1 mm).
Preprocessing, Movement Correction, Segmentation, and Inflation
fMRI data were processed with the Brain Voyager software package
(R. Goebel, Brain Innovation, Maastricht, The Netherlands) and with custom
software written in Matlab (Mathworks, Natick, MA, USA).The firsttwo images
of each functional scan were discarded. Preprocessing of functional scans
included 3D motion correction and temporal high-pass filtering with a cutoff
frequency of 6 cycles per scan. To minimize any residual head movement
artifacts in data sets of both subject groups, after motion correction, the
estimated head motion variables were removed (by orthogonal projection)
from the fMRI time course of each voxel. Functional images were aligned
with the high-resolution anatomical volume using trilinear interpolation, and
the anatomical and functional images were transformed to the Talairach coor-
dinate system (Talairach and Tournoux, 1988). The corticalsurfacewas recon-
structed from the high-resolution anatomical images, separately for each
subject; the procedure included segmenting the gray and white matter and
inflating the gray matter.
Statistical Parameter Mapping
We performed a standard statistical parameter mapping (SPM) analysis
(Friston et al., 1994 ) to assess brain activation associated with each
experimental condition. In short, we constructed a general linear model
(GLM) for the underlying neural response to each experimental condition.
For example, the model for our movement observation experiment was
a matrix that contained a row for each time point, where neural activity was
modeled as either on = 1 or off = 0, and a column for each condition:
repeat and nonrepeat. The expected neural activity model (each column of
the model matrix) was convolved with a canonical hemodynamic impulse
response function to create a model of the expected hemodynamic response
(Boynton et al., 1996). We used linear regression to estimate response ampli-
tudes (beta values) for each voxel and each condition. Response amplitudes
were computed separately for each voxel in each subject and then a paired
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t test was used to determine significant voxel-by-voxel response differences
across conditions (i.e., treating intersubject differences as a random effect)
(Friston et al., 1999). Only voxel clusters exceeding 15 mm3 are displayed in
the statistical maps. Unless stated otherwise, the resulting cortical activation
maps were rendered on a representative individuals cortical surface.
ROI Definition and Analysis
To assess whether cortical areas responding during movement observation
and/or execution exhibited movement-selective adaptation, we defined ten
ROIs individually for each subject using a combination of anatomical and
functional criteria. We overlaid each subjects statistical parameter map for
observation and execution versus rest on their high-resolution anatomical
scan and chose all active voxels within a radius of 15 mm around particular
anatomical landmarks (Figure S2). A false discovery rate (FDR) of 0.05 was
used to threshold the statistical parameter maps of each subject. FDR is
a method of correcting for multiple comparisons by controlling for the
expected proportion of false positives among suprathreshold voxels (Geno-
vese et al., 2002) rather than for the rate of false positives among all voxels
as done by the stricter Bonferroni method. SeeFigure S2 for ROI size compar-
ison and Table S2 for ROI coordinates and a list of the anatomical landmarks
used. Intwo of thecontrolsubjectsand inthreeof theautismsubjects,the FDR
analysisdid notyield anysignificantvoxelsin right andleftvPM.In thesecases
the ROIs were defined entirely based on anatomical criteria, by selecting gray
matter voxels surrounding the junction between the precentral sulcus and the
inferior frontal sulcus.
ROI analyses were carried out by averaging across voxels so as to compute
a single responsetimecourse foreachROI ineachindividual subject. Weused
regression with a GLM to estimate fMRI response amplitudes, as described
above, separatelyfor eachROI in eachsubject individually.We thenperformed
paired t tests to determine which ROIs showed significant response differ-
ences across subjects for selected pairs of conditions (e.g., observed repeat
versus nonrepeat), and corrected for multiple comparisons using the Bonfer-
roni method.
Adaptation Index
Visual and motor adaptation indices werecomputed for eachsubjectand each
ROI separately. The index was the difference between the average nonrepeatresponseand theaveragerepeatresponse divided by theabsolutevalueof the
nonrepeat response: (nonrepeat repeat)/[nonrepeat].
A randomization test was used to assess whether the adaptation indices of
the two groups were statistically different from each other or not. Specifically,
we generated a distribution of index differences, according to the null hypoth-
esis that there was no difference between groups, by randomly assigning indi-
viduals to either subject group (i.e., randomly shuffling subject identities). The
randomization was repeated 10,000 times separately for each ROI to charac-
terize ROI-specific randomized distributions (Figure S3 ). For the adaptation
difference between the autism and control groups in a particular ROI to be
considered statistically significant, it had to fall above the 95th percentile or
below the 5th percentile of the relevant distribution.
We also performedthe sameanalysis using a similaradaptation index where
instead of dividing by the absolute nonrepeat response we divided by the sum
of theabsoluterepeatand nonrepeatresponses.This index hadthe advantage
of being normalized to 1 such that subjects with relatively large or small adap-tation indices had a smaller affect on the mean of the group. This analysis
revealed equivalent results leading to the same conclusions as those reported
using the adaptation index described above.
Within-Subject Response Variability (Trial-Triggered Average)
Response variability was characterized, separately for each experimental
condition, ROI,and subject,by computing the variance across blocks. Specif-
ically, we extracted 15 and 18 s fMRI segments in the visual and motor exper-
iments respectively, which began at the onset of each block. This resulted in
18 visual repeat, 18 visual nonrepeat, 20 motor repeat, and 20 motor nonrep-
eat segments for each ROI and each subject. Figure 5 shows the average
visual repeat and nonrepeat segments taken from left visual cortex of a single
autistic subject and a single control subject during the movement observation
experiment. The error barsin Figure5 represent the standarderror of the mean
(SEM) across blocks for each time point in the segment/block.
To assess variability across subjects, we computed the SD across blocks of
each condition and averaged the SD across all time points in the block (i.e., all
time points plotted in Figure 5). This resulted in a single numerical measure for
each subject; the average SD across blocks of a particular condition. Figure 6showsa comparison of average SDsacrosssubjects of thetwo groups. Statis-
tics were computed using a randomization test similar to that described for
adaptation indices. We generated a distribution of SD differences, by
randomly assigning individuals to either subject group, and determined
whether the difference in SD of the actual two subject groups fell above the
95th percentileor below the5th percentile of the identity-randomized difference
distribution (Figure S4).
Within-Subject Response Variability (Model Fits)
Another method for assessing the response variability was to determine the
goodness of fit between the general linear model and the measured fMRI
response time-courses. Goodness of fit, r, was computed, separately for
each subject and each ROI, as the square root of the variance accounted for
by the estimated hemodynamic responses (Gardner et al., 2005). That is, the
modeled hemodynamic response time course for each condition (repeat or
nonrepeat) was multiplied with the appropriate response amplitude (beta
weight) and the resulting time courses of the two conditions were summed.
The r2 wasthencomputed bydividingthe varianceof themodeledtimecourse
by the variance of the measured time course. Statistics were computed using
a randomizationtest similarto thatdescribedfor adaptation indices(Figure S5).
We generated a distribution of model fit differences, by randomly assigning
individuals to either subjectgroup, anddetermined whetherthe model fit differ-
ence of theactualtwosubjectgroups fell abovethe 95th percentile or below the
5th percentile of the identity-randomized difference distribution.
SUPPLEMENTAL INFORMATION
Supplemental Information includes seven figures and two tables can be found
with this article online at doi:10.1016/j.neuron.2010.03.034.
ACKNOWLEDGMENTS
Supported by National Institutes of Health Grants R01-MH069880 (D.J.H.),
NICHD/NIDCD PO1/U19 (M.B.; PI: Nancy Minshew), F31-MH080457 (I.D.),
Pennsylvania Department of Health grant SAP 4100047862, and Cure Autism
Now (Young Investigator Award, K.H.).
Accepted: March 5, 2010
Published: May 12, 2010
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