developments in public management theory

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Developments in Public Management Theory Public Management Theory Evolution Adrienne A Wallace February 26, 2013

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50+ years of public management theory. A history of public management theory as it applies to public administration.

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Page 1: Developments in public management theory

Developments in Public Management Theory

Public Management Theory EvolutionAdrienne A WallaceFebruary 26, 2013

Page 2: Developments in public management theory

Taylor

1911 Principles of Scientific Management◦Processes and outcomes

Page 3: Developments in public management theory

Gulick

1937 major functions of managementPOSDCORB

◦Planning◦Organizing◦Staffing◦Directing◦Coordinating◦Reporting◦Budgeting

Page 4: Developments in public management theory

Barnard

1938 Acceptance Theory of Authority◦Does management take authority?◦Is it earned?

Page 5: Developments in public management theory

Hawthorne Effect

Group of studies in the late 1920/30’sWorker behavior affected by

communication principlesResearchers hypothesized:

◦that choosing one's own coworkers◦working as a group◦being treated as ◦having a sympathetic supervisor ◦equal to productivity increase

Page 6: Developments in public management theory

50’s, 60’s Middle-Range Theories

Theory X (managerial oversight) vs. Theory Y (integrated individual and org goals)

Group/organizational TheoryRole TheoryCommunication Theory

Page 7: Developments in public management theory

Theory X & Theory Y

Page 8: Developments in public management theory

Traditional vs. New Management

Page 9: Developments in public management theory

Theory X & Theory Y Simplified

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Group Theory

Page 11: Developments in public management theory

Organizational Theory

Page 12: Developments in public management theory

Role Theory

Page 13: Developments in public management theory

Communication Theory

Page 14: Developments in public management theory

Communication Theory

Five different types of communication◦Interpersonal ◦Dyadic◦Small Group◦Public◦Mass

Page 15: Developments in public management theory

Laswell, 1948

Page 16: Developments in public management theory

Shannon-Weaver, 1948-49

Page 17: Developments in public management theory

Interactive Model, 1948-49

Page 18: Developments in public management theory

Osgood Schramm, 1954

Page 19: Developments in public management theory

Activity

1) Draw your ideal model of communication as a manager of public administration.

2) OR, describe it in 2-3 sentences.3) Emphasize preferred methods of

command and feedback.4) Explain and share.

Page 20: Developments in public management theory

70’s, 80’s, 90’s

Doctrines of AdministrationPublic Management TheoryEntrepreneurial Public ManagementNew Public Management (NPM)

◦New Managerialism

Page 21: Developments in public management theory

Hood & Jackson, 1991

1) Ubiquitous (found everywhere)2) Based on “soft data” and “soft logic”3) Constantly shifting “received view” or

“received wisdom”4) Often contradictory5) Unstable, changes with society6) Rotate (aka fashion)

Page 22: Developments in public management theory

New Public Management (NPM)

Hood & Jackson’s doctrines become NPMResult in government that is:

◦Better (for whom? Debated)◦Cleaner◦More efficient◦More professional◦Larger, more expensive

Page 23: Developments in public management theory

Major Ideas of NPM

Structural devolution and decentralizationVertical coordination and autonomy within single

agencyManagerialism and management techniquesContractualism, privatization, and

entrepreneurshipMarket-driven techniques, competition, and

citizens as customersAgainst the Weberian theoryDeregulation and market transactionsPerformance management and output

Page 24: Developments in public management theory

Consequences of NPM

Fragmentation of roles and role ambiguity as a result of structural devolution

Expansion of single-purpose organizations and vertical specialization

Neglecting cooperation across agenciesExcessive managerial autonomyDiscontinuities and nonlinearitiesUndermining political control, creating

mistrust, producing role ambiguity

Page 25: Developments in public management theory

Leadership

Where politic meets administration.Involves visionary skill – look beyond needs to

create valueStudy of what leaders do rather than

management theories.“The manager does things right; the leader

does the right thing” (Bennis, 2003)◦Too much management not enough leadership◦Uses group theory and communication theory

Should do adaptive work Tough under authoritative rule

Page 26: Developments in public management theory

Contract

“government by proxy”“third party government”“the hollow state”“indirect government”1/6th of total federal spending on contract

work

Page 27: Developments in public management theory

Privatization Successful

1) Project can be clearly and precisely described for purposes of negotiation and compliance.

2) Desired outcomes can be measured and identified.

3) Penalties are imposed for noncompliance4) Contractors maybe discontinued or

changed

Page 28: Developments in public management theory

Accountability & Transparency

Information and communication technologies ◦Reduce corruption◦Increase competition◦Collaborative in nature◦Facilitate improved communication◦Increase participation◦Promote transparency via E-government/Social

Media Contractor Government

Page 29: Developments in public management theory

Risks and Returns

NPM grounded in observationsDifficult to replicateNot thought of as ‘scientific’Methods are transferrable *NPM more efficiency (output) than

effective (outcome)Consider differences between day-to-day

problems and long-term societal problemsParadigm is in trouble

Page 30: Developments in public management theory

Post-New Public Management

JUG: joined up government (2003) WG: whole of government (1990’s) More holistic strategy Using insights from the other social sciences, rather than just

economics Designed to “get a grip” on wicked problems Presented as opposite of 'departmentalism', tunnel vision, and

'vertical silos‘ Entails:

◦ Strong political control◦ Reaching out to society via user forums and participation◦ Enabling individual and organized private actors in civil society ◦ Representative government◦ Public-private partnerships with NPO/NGO inclusion◦ Networks◦ Environmentally conscious

Page 31: Developments in public management theory

Major Ideas Post-NPM

Reducing fragmentation through structural integration Asserting recentralization and re-regulation Whole-of-government or joined-up government initiatives Eliminating role ambiguity and creating clear role

relationships Private-public partnerships Increased centralization, capacity building, and

coordination Strengthening central political and administrative

capacity Paying attention to environmental, historical, and cultural

elements

Page 32: Developments in public management theory

Accountability, Performance, & Trust Under NPM & Post-NPM

Both assume public employees are accountable for:◦implementing management goals◦change initiatives.

Employees are expected to:◦comply with new rules, procedures, and

incentives◦be motivated by these external variables

[“because I said so”]

Page 33: Developments in public management theory

Now what?

What if this isn’t the case?Where do we go from here in public

management theory?

Page 34: Developments in public management theory

References

Bertot, J.C., Jaeger, P. T., & Grimes, J. M. (2012). Promoting transparency and accountability through ICTs, social media, and collaborative e-government. Transforming Government: People, Process and Policy, 6(1), 78-91. doi: http://dx.doi.org/10.1108/17506161211214831

Christensen, Tom, and Per Lægreid. "Democracy and Administrative Policy: Contrasting Elements of New Public Management (NPM) and Post-NPM." European Political Science Review : EPSR 3.1 (2011): 125-46. ProQuest Social Sciences Premium Collection. Web. 26 Feb. 2013.

Dunleavy, P., Margetts, H., Bastow, S., & Tinkler, J. (2006). New public management is dead -- long live digital-era governance. Journal of Public Administration Research and Theory, 16(3), 467-494. doi: http://dx.doi.org/10.1093/jopart/mui057

Frederickson, H.G., Smith, K.B., Larimer, C.W., & Licari, M.J. (2012). The public administration theory primer. Boulder, CO: Westview Press. Fu, K. (2012). The interaction of politics and management in public leadership: Measuring public political skill and assessing its effects. (The

Florida State University). ProQuest Dissertations and Theses, 132. Retrieved from http://search.proquest.com/docview/1095719509?accountid=15099. (1095719509).

Girth, A. M. (2010). Accountability and discretion in the age of contracting: When and why do public managers implement sanctions for unsatisfactory contract performance? (The American University). ProQuest Dissertations and Theses, 223. Retrieved from http://search.proquest.com/docview/762408559?accountid=15099. (762408559).

Gudelis, D., & Guogis, A. (2011). Integrating public and business management: A model of interaction between public and private sectors. International Review on Public and Non - Profit Marketing, 8(1), 1-9. doi: http://dx.doi.org/10.1007/s12208-010-0063-4.

Jong, S. Jun. "The Limits of Post-New Public Management and Beyond." Public administration review 69.1 (2009): 161-5.ProQuest Business Collection; ProQuest Psychology Journals; ProQuest Research Library; ProQuest Social Sciences Premium Collection. Web. 26 Feb. 2013.

Kelley, T. M., & Johnston, E. (2012). Discovering the appropriate role of serious games in the design of open governance platforms. Public Administration Quarterly, 36(4), 504-554. Retrieved from http://search.proquest.com/docview/1288363981?accountid=15099.

Luke, B., Kearins, K., & Martie-Louise Verreynne. (2011). The risks and returns of new public management: Political business. The International Journal of Public Sector Management, 24(4), 325-355. doi: http://dx.doi.org/10.1108/09513551111133489.

Levitt, Steven, D. and List, John, A. (2011) "Was there really a Hawthorne Effect at the Hawthorne Plant? an Analysis of the Original Illumination Experiments." American Economic Journal Applied Economics 3.1 : 224-38. ProQuest Business Collection.Web.

Masumi R. Izawa, Michael D. French, and Alan Hedge (2011). Shining New Light on the Hawthorne Illumination Experiments Human Factors: The Journal of the Human Factors and Ergonomics Society October 2011 53: 528-547,doi:10.1177/0018720811417968

Westbrook, M. A. (2012). Building an architecture for leadership development. Public Manager, 41(3), 60-63. Retrieved from http://search.proquest.com/docview/1047052590?accountid=15099.