dennis jacobs financial disclosure report for 2009

8/3/2019 Dennis Jacobs Financial Disclosure Report for 2009

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1. Person Reporting lia:~t name. first, mtddle mitml) 2. Cour~ or Organization 3. Date of ReportJACOBS. DENNIS Court of Appeals. 2d Circuit 05/04/2010

4. Title ~..\rt~cle III judges )ndicate acnve or ,,enior statu.~. 5a. Report T.,pe (check appropriate v:pet 6. Report ing Periodmagl~trale judge~ indicate tull- or parl-6me~ ] Nomination. [ 2 , a t e 01/01/2009

Circuit Judge- Active t__.l~ Initial ~ Annual i~] Final to12/31/20095b. [] Amended Repo~

7. Chamber,, or Office Address 8- O n the basis of the information contained in this Report and anymodifications pertaining thereto, it is, in my opinion, in complianceU- S. Courlhouse with applicable laws and regulations.500 Pearl StreetNe~\ York. N.Y. 10007 Rcvie~ ing Officer Date

I M P O R T A N T : Y O T I : S : Tt~e instruction~ accompanying this.[brm mu.W be fi~llowed. Complete all parts,checking the .\0% E box fi)r each part where .to, have no reportable information. Sign on last page.

I . POSITIONS. IReporting individual onh: .~ce pp. 9-13 ,~]" filin~ ........rio . . . . . .~ (No reportable posimm.s. ~ON E

POSITION NAME OF ORGANIZATION/ENTITY

.4

r---~ -~c - _

-- ! T - t7 ~ . 2 "!1. A{;REEMENTS. ,u,.; ........., ,a;,-is ,o;,,, ,; , : ,, . , . ; .;,. ; s - ; ~ , , n ; ; ; , , ~ , . . . . . . . . .. . . . . . . . . c])~" "~

D A T F PART ES AND I-FRMS


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F I N A N C I A L D I S C L O S U R E R E PO R T o ,eo, RepPage 2 of 9

[ JACOBS, DENNIS0 5 / 0 4 / 2 0 1 0

I II . N O N - I N V E S T M E N T I N C O M E . ~R,porti, u inai,,ia.~ o.d ~,o~,~,: ~. p~ z z-:4 o Z~ i.~,~.io.~)A . Fi lers Non-Investment Income

~ NONE (No non-investmenteportable lncotne.)DATE SOURCE ~ND TYPE INCOME(yours. not spouses}

B . Spouses Non-I nvestment I ncome -/fy,,u ~ere married during an)port ion of the report ing.rear, complete this section.

NONE t,\~o t~porttti]le non-im~.~tment income.)D A T F ~ S O U R C E A N D T Y P F ,

I

I V . R E 1 M B U R S E 5 i E N T S . .. .. .. .. , . . . . . i , , n - ~ , , d ~ o i , , t , . / i , , , d . , " . . . . . . . i~NON [-~ ~.\:t~ r~porl~d~h: r~i~[~t, .vtv;lt~it .v . ~

SO[rRCE DATES LOCATION PURPOSE ITEMS PAID (3R PROVII)EDI. Ncxx York Intellectual March 27 - 2S. 2009 W a ld orf A sto ria tto tc [. R ec ip ie nt: Ou tsta nd in ~ Mc:ds. lodgingProperty La~ Assocumon New York Cilx Public Service Award2 Brot~klx n La~ School . A ~ n l 4 . 2 0 0 ~ ) Brooklyn. Nev, York J udge. P rinc e Moot Court M ea lsCompelilion

3. B oston (ollcgc Law School April iS, 2009 Newton. Mass. Recipient: William 1!. Travel. meals, lodgingFederalist Socicl.v Rehnquist MemorialAward tbr Public Service4 ARIAS - US. Inc. IAIDA M a . v 5 - 9. 2009 Pahn Beach, Florida Speaker; ARIA S 2000 T rav el. meals, lodgingArbitration Reinsurance & Spring Conl~rcnccArbitration Society~5. Corncl[ Law School & October 27 - October Ithaca, New York Distinguished Tt~r,cl. mc:fls, lodging(orrtcfl Law School _ ) . 2 0 0 - ) Jurist-in-Residence


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N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r ~FINANCIA L DISCLOSURE REPORTJ A C O a S , D E N N I Sage 3 of 9 o 5 / 0 4 / 2 0 1 0

Federalist Society6, Norlhern Di.,,trict of New December 10 - 11. Albany. New York Speaker. Annual NDNY Travel. meals, lodging

fork Federal Court Bar 2009 FCB A Annuai DinnerAssociatior~


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Page 4 of 9 J A C O B S . D E N N I S 0 5 / 0 4 / 2 0 1 0

V . G I F T S . a ,, c ~ d , s those to sp ......d dependent children: ~ee pp. 28-31 of filit~in.wruction~$ )~ NONE No reportable g~s.)

~ DESCRI PTION VALUE1. New York Intellectual Property Law Steuben ~.a~s sculpture "Star Slream" g~ven as O u t s t a n d i n ~ Pub!ic $900.00

.-~ SSo1allort ~r~lCe Award

2.3.4.

5.

~ N O N E t N o re po rta ble l ia bi l i t ic . s . )CREDITOR DESCRIPTION VAI,UE ( OD E

3.4.5.


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PageFINANCIA L5 of 9 DISCLOSURE REPORT ] o s J o ~ ; 2 o t o

VII . INVESTM ENTS and TRU STS - i ........ .t.e. tra nsa ct io ns (Include s tho se o / sp ...... d dependent children; se e pp. 34-60 o f f i l ing ins truct io nso~ NONE (No income, assets, transactions.)eportable orA, B. C. D.Descnpuon of As:~e~s Income during Gross value at end Transact ions during re~mng period

~ mclumn~ l~s~ assels ~ repomng period of ~ing period~I) ~2 ) (I) ~ 2 ) ~ 1 ~ t2) (3) ~4) ~5 ~Pl~ce "(X)" after each asse~ Amount Y~e ~e,g. , V alue V alue Type ~e.g.. Date Value Gain ider,~ of

exempt from prior disciosure Code I div.. rent, C~le 2 Method buy. sell. mmd~:~ Code 2 Code ~ buyer:seller~A-H) or ira.) (J-P} Code 3 re~em pnon~ (J-P~ 1A-H) (if private(Q-W~ transaction ~

t. Muni Bond: New York NY Ser D FGIC C lnteresl Matured 0801109 KI L: I 8;97

2. Muni Bond: Long Island Pwr Au Elec S~s B lmerest Matured 12/01.O9 KGen Rv-A 5;I 983. Muni Bond: New York NY Ser A lnlerest Malured 03/15"09 KH-FGIC-TCRS UNLTDTAX 3~29:014. Muni Bond: New York ST DORM AUTH B Interest K T Redeemed 05/18/09 J

REVS SER-B-E.T.M. 7;U90 (pan)5. Muni Bond: New York ST URB DEV CRP B Imerest Redeemed O1 ,Ot 09 LRV-B-CRCTL FACS I I 1.986. Muni Bond: kl NY Pwr Au Elec Sys Gcn D Interest M YRv DTD 5 I 9g7. Muni Bond: Grcen~ich NY CcmSch l)is~ (" " In~er~t L T

Rldg DTD ~ 24 02~. M um Bund: NY St Twy Auth t lwy & Brdg C Interesl L TRRIg Ser (" ? I 029. MumBond: NY St TWY Aufl~[twy & Brdg C Interest L TRRIg Scr L ~I)T[)? I 02

10. Muni Bond: NY St T~v Aufl~ I Iwv & Brdg D Interes~ L TRtUg Set ~] DTD 7 I 0~)! I. :Muni Bond: NYS F~y .Aufl~ S~c (ore Rc~ C Imcres~ L TRtdg I)TI) ~ - 0212. MuniBond:NY St DCCorr & Youfl~l-ac~ B Inlcresl K TSvc tonlract ~ I 26 02

(NMTY 3 3 0514. MumBtmd; NY( (i (} Scr [-~ ROt" FSA [~ Inlcrcst K T

[ I H ) D 415. Muni Bond: NYNY Scr I. MBIA IBC A tmercst Redeemed 12 Or 09 J6 I0 q716. Mum[~ond: NYNY Set H-F(iIL" 3 29 (ll D Interest L T17. Mulli [~tmd: NYNY Rldg-ScrG4* 3 {12 C tmcres~ L T


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FINA NCIA L DISCLOSURE REPORT ~ ....of Person Reporting Date of ReporlPage 6 of 9 JACOBS, DENNIS 0 5 / 0 4 / 2 0 1 0

VII. INVESTMENTS and TRUSTS - in,. ...... ~ . e , , . . . . . . . , i o ,~ . (Includes those of sp .. . . . . d dependent chi ld .. . . . .. pp. 34-60 of ~ding instructions.I[~l NONE (No income, assets, or transactions.)eportable

k ~ . . . . ~ . c. D .D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g Gross value at end Transacnons d u n n 8 re~ing ~fiodlincluding trust assets) repoamg period o f r e p o m n g p e r i o d

11) (2} (I) 12 ) ~1 ) t2) 131 (4) (5}P l a c e " ( X ) " a f te r e a c h a s s e t . A m o u n t T ~ e ~ e . ~ ., V a l u e V a l u e T~e te.g.. D a te V a lu e G a i n ldent i~ of

e x e m p t f ro m p r io r d i s c lo s u r e C o d e ] d i v . . r e n L C~e 2 M e t h o d b u y . s e l l . mm d63~ C o d e 2 Code I b u y e r s e l l e r( A - H ) o r i n L ~ I J - P ) C~ e 3 r e d e m p t i o n ) t J - P ) (A-H) ( i f p r w a l e(Q-W) l~nsaction)

1 8 . Mu m Bond: NYSt .Thm way Auth . 2nd B lmcrest K THighway & Bridge 9/8/051 9 . M uni Bond: NYSI. Thruway Auth. 2rid B Imcrcsl K THighway & Br idge 9 /8 /052 0 . M uni Bond: NYC G/O Ser .O 6 /2/05 B Interest K T2 1 . Muni Bond: NYC G/O Ser C 8/3/05 B Interest K T2 2 . Muni Bond: NYSt. Thruway Gen Re, Scr H B Interest K T1011 072 3 . Muni Bond: NYS UDC ST Pets Income Tax C " Interest M TI 0 9 0 32 4 . Monc.v Market: W~ ;;era Asset NY Muni A Ira. Di,,. N TMoney Market25. Checking: Chase Manhatlan Bank, NY(" A Intcrcst J T

Fidelity Rolluver IRA F Int. Div. Pl T27. - F idelity (ash Reserves

Baron Grw, vth Fund

29 , - l )odgc & Cox Stock Fund Sold 1)3 I0 0 ) L D

3 0 . - Royce Total Return Fund

3 1 . - American Growth Fund of .-\morion

32. - Drc., fus Mid-Cap Fund

3 3 . - Bond: Fedl I lome Loan Bank Bonds3 4 . - 13ond: Fedl Farm Cr Bks Cons Bd


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DISCLOSURE REPORT [N a m e o f P e r s o n R e p o r t in g D a t e o f R e p o r ~P a g e F I N A N C I A L 7 o f 9 IVII. I N V E S T M E N T S a n d T R U S T S - J . o . , ., v a J . . . ,, a . ,a c , ~ , . s a . a ~ d ~ , t h o . ~ q . . o ~ , a n d dependent c h i l d r e n s e e p l ~ 3 4 - 6 0 of filing instructions.)

NONE (No r e p o r t a b le i n c o m e , a s s e ts , o r t r a n s a c ti o n s . )A , B . C. D _D e s c r i p t io n o f A s s e t s I n c o m e d u r i n g Gross value at end T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

f i n c l u d i n g w u s ! a s s e t s l r e p o r l i n g p e r i o d i o f r e p o r t i n g p e r i o d~ :2 ) II) ~2) -II} " " ~-:) ~3) ii~ .............. ~ 5 ~ "

P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g . , Value Value T y p e t e . g . , D a t e Value Gain l d e n t i , . y o f= x e m p t f r o m p r i o r d i s c l o s u re C o d e i d i v . , r e n t . C o d e 2 M e t h o d buy, sell. m m ~ d c L " . . O C o d e 2 Code I buyer/selleri A - H ~ o r m r . ) U - P ) Code3 r e d e m p t t o n l ( J . - P ~ t A - H ) ( i f p r i v a t e: ( Q - W ) ; t r a n s a c t i o n t

3 5 . - Bond: Fedl Fann Credit B anks FundingCorp

3 6 . - Bond;Fedl Home Ln B k 5~13/I1

3 7 . - Bond: Fedl Farm CR B ks FDG 12!20/I0

3 8 . - Bond: Fcdl Home Ln Bk 11/15/I

3 9 . - Bond: F edl ]lome Ln B k l l.t 5,1 ]

4 0 . - B ond: Fedl Itt:,me Ln B ksGIbl 9,1,5.;13

4 1 . - Bond Fedl [ Iomc Ln Bk~, 02.13/05

4 2 . - FideliL, (.ontrafund

4 3 . - T\,,eedy Bro\~nc Global Value Ftmd

4 4 . - IShare:,lBox Corp.Bt)nd Fund Sold 03;12/0945 - Lt)~.~;~ Sa~ let, hi\ st (iradc Bond (L Y Sold I)3, 10094b. - ]{;tlOt~ Vancu Largt: Cap \"aluc Fund CL l

4 7 . - Bond: F cdl |:artt~ Lr,..dit Bk 2:19, t6 ]

4 8 . - B ond: Fcdl F arm (rcdi~ 13k~ (t)nsl ~,41 g

49 - kidcih3 US Government Rc~crvcs B uy O2 20 09 ~)

5 0 . TIAA-CREF None L T


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. . FI N A N C I A L D I S C L O S U R E R E P O R T I X a m f P e ~ ~ R e P " i " g l o.,ofRe - IPage 8 of 9 J A C O B S . o E ~ t S 0 5 / 0 4 ~ 2 0 ~ 0V III . A DDITIONAL INFORM ATION OR EXPLANA TIONS. a,~i~ ,, ~ , , ,o/~ ,~o~,~

Part VI Investments & Trusts:Line 26 F idelity Rollover IRA: Please note that the F idelity Spartan Index F und was com pletely sold on October 9. 2008. It was erroneously listed as "pansold" at line 34 in the 2008 Financial Disclosure Report. For that reason ~t does no~ appear m ~he 2009 Financial Disciosure Report.


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F I N ~ x N C I A L D I S C L O S U R E R E P O R T IPage 9 of 9 o 5 / 0 ~ / 2 0 1 o

IX . CERTIFICA TION. .I cerdf.v that all information given above (including inform ation pertaining to my spouse and m inor or dependent children, if any) isaccurate, true, and com plete to the best of my knowledge and belief , and that any information not reported was withheld because it met applicable statutory

provisions permitting non-disclosure.1 further certify that earned incom e from outside employm ent and honoraria and the acceptance o f gifts which have been reported age incom pliance with the provisions of 5 U.S.C. app. 501 et. seq., 5 U.S.C. 7353, and Judicial Conference regulations.

N O T E: A NY IN D IVID UA L W H O K N O W IN G L Y A N D W IL F UL L Y FA L S IF IES O R FA L L S T O F IL E T H IS R EPOR T MA Y B E S UB JEC T T O C IVILAND CRIMINA L SANCT IONS (5 U.S.C. app. 104)

FILING INSTRUCTIONSMail signed original and 3 additional copies to:

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle. N.E.Washington. D.C. 20544

dennis jacobs financial disclosure report for 2009

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