david marriott. “corporate governance has been gaining more predominance around the world over...

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Page 1: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

David Marriott

Page 2: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has
Page 3: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has
Page 4: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has
Page 5: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

“Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has seen an unprecedented interest in some of the areas that are central to corporate governance:

executive remuneration; boards of directors, independent

non-executive directors; internal controls and risk

management; the role of shareholders.”

Chris Mallin Feb 2009

Page 6: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Rights and equitable treatment of shareholders

Interests of other stakeholders Role and responsibilities of the

board Integrity and ethical behaviour Disclosure and transparency

Source: the Sarbanes-Oxley Act, an attempt by the federal government in the United States to legislate several of the principals recommended in earlier Cadbury and OECD reports

Page 7: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Who are our shareholders/ stakeholders?

What are our obligations to them and how well do we fulfil those obligations?

Does the GB have sufficient relevant skills and understanding to review and challenge management performance?

Is it an adequate size and are there appropriate levels of independence and commitment to fulfil its responsibilities and duties?

Is integrity a fundamental requirement in choosing our chair, vice chair, clerk and GB members (where we have a choice)?

Page 8: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Do we have a code of conduct for us and our leadership team that promotes ethical and responsible decision making?

Do we clarify and make publicly known the roles and responsibilities of the GB and school management to provide stakeholders with a level of accountability?

Have we implemented procedures to independently verify and safeguard the integrity of the school's financial reporting?

Is the disclosure of material matters concerning the school timely and balanced to ensure that all interested parties have access to clear, factual information?

Page 9: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

"If local democracy had worked, if local governing bodies had worked in the most challenging schools and for the most disadvantaged children, we would never have needed academies"

"Often governing bodies are the problem, actually“

Sir Michael Wilshaw Head of Mossbourne academy,

Hackney

Page 10: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

“The new theology of the Coalition government is autonomy and choice…Governors are more important in a more autonomous system. Their ability to challenge and lead is the key.”

Sue Hackman Chief Adviser for School Standards,

DfE 13.10.2011

Page 11: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Being ACCOUNTable

Taking ACCOUNT of

Giving an ACCOUNT

Page 12: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Being accountable for Effectiveness: school performance Efficiency: value for money

Taking account of Performance data Feedback from stakeholders Self-evaluation Policies, plans, improvement

strategies School environment GB’s actions

Giving an account To parents and the community To Ofsted To Diocese

Page 13: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Effectiveness: school performance

Taking account of: Self evaluation (inc GB) RAISEonline Headteacher performance management Stakeholder feedback eg complaints and

compliments Policies, plans, improvement strategies School environment

Efficiency: value for money

Taking account of Schools Financial Value Standard (SFVS) Financial reports to GB Finance committee minutes Financial benchmarking Value for Money tools

Page 14: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

To parents and the community School profile Reports?

Regular communication: Newsletter Website Presence at school

To Ofsted Ensuring the governing body provides

effective challenge and support so that weaknesses are tackled decisively and statutory responsibilities are met

Fulfil statutory responsibilities Shape the direction Challenge and support leaders

Page 15: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

High support

Low support

High challengeLow challenge

Partners or critical friends

‘We share everything –good or bad’.

Supporters Club

‘We’re here to support the head’.

Abdicators

‘We leave it to the professionals’.

Adversaries

‘We keep a very close eye on the staff!’.

Page 16: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Governors’ roles ensure school runs effectively, providing best

possible education challenge and support school to do better take strategic view, set up policies, plans and

targets monitor and evaluate results delegate enough power to head to run school

effectively accountable to parents and LA for how school is

run appoint head and deputy

Head’s roles organises, manages and controls the school day-

to-day expects GB to challenge and support school to do

better discusses main aspects of school life with GB reports to GB on how school is managed

So…the head is the “chief executive”

So…holding the school to account means holding the head to account, in practice

Page 17: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

“Governing bodies should be the key strategic body in schools, responsible for the overall direction that a school takes. In that respect, governors are also therefore the key body for school improvement.’

Lord Hill, 2011

The headteacher is accountable to the governing body – both for the functions performed as part of the headteacher’s normal role, and for powers delegated by the governing body

A Guide to the Law for School Governors, 201

Page 18: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has
Page 19: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

“Heads love mediocre governing bodies”

John Dunford Whole Education Ex head and chair of ASCL

Page 20: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Just add information…

Page 21: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Doing…in what sense? How well should it be doing? How do we know? What should we be looking for? Where might we find it? What questions should we ask? Who can we ask? How do we know if the answers are reliable and

honest? What do we do if we find they’re not?

Page 22: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Data analysis Validation of self-evaluation Triangulation Asking questions - teachers,

parents, youngsters, governors, head…

Observation Comparison Work sampling Discussion between inspectors

Page 23: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

2009

Overall effectiveness How effective and efficient are the provision and related

services in meeting the full range of learners’ needs and why?

What steps need to be taken to improve the provision further?

Achievement and standards How well do learners achieve? The Quality of Provision How effective are teaching, training and learning? How well do programmes and activities meet the needs

and interests of learners? How well are learners guided and supported? Leadership and Management How effective are leadership and management in raising

achievement and supporting all learners?

2012

report on ‘the quality of education provided in the school’ and must give priority to:

the achievement of pupils at the school the quality of teaching in the school the quality of the leadership in and

management of the school the behaviour and safety of pupils at the

school. Inspectors must consider the spiritual,

moral, social and cultural development of pupils; and the extent to which the education provided by the school enables all pupils to achieve, in particular disabled pupils and pupils who have special educational needs.

Page 24: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

What are our values? POLICIES What is our vision? What are we trying to achieve? PLANS

What is the evidence?SEF

Who do we ask and how?

Where do we get the information?DATA

What kinds of achievement do we value?

How do we contribute to planning for it?SDP + PERF. MGT + RESOURCES

How do we know it’s happening?REPORTSVISITS

To whom are we accountable? Inc PROFILE

Page 25: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

Raw data and league tables Value Added (VA) data – RAISEonline Pupil tracking data (anonymised) Ofsted report Self-Evaluation Form (SEF) Headteacher’s report Subject leader report Link governor report School Improvement or Development Plan (and

related progress reports) School Profile School Awards (eg Investors In People, Healthy

Schools, Artsmark; Basic Skills) Curriculum Committee minutes

Page 26: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has

New National Curriculum New assessment regime and

methodology Progress measures EBacc and its effects How well deprived groups do What happens when they leave? New floor standards Value for money – results vs

expenditure What are your internal school

performance indicators?

Page 27: David Marriott.  “Corporate governance has been gaining more predominance around the world over the last decade. However the last year or so…has