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ILLINOIS - RAILTEC Slide 1 © 2014 ERA’s 2 nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods DANGEROUS GOODS TRANSPORTATION PRACTICAL RISK ANALYSIS APPROACH Dr. Rapik Saat, Ph.D., PMP Rail Transportation and Engineering Center (RailTEC) University of Illinois at Urbana-Champaign, U.S.A.

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ILLINOIS - RAILTEC Slide 1

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

DANGEROUS GOODS TRANSPORTATION

PRACTICAL RISK ANALYSIS APPROACH

Dr. Rapik Saat, Ph.D., PMP

Rail Transportation and Engineering Center (RailTEC)

University of Illinois at Urbana-Champaign, U.S.A.

ILLINOIS - RAILTEC Slide 2

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Outline

• Transportation Risk Management Framework

• Dangerous Goods Transportation Practical Risk

Analysis Approach

• Example Dangerous Goods Railway

Transportation Risk

• Appendix

ILLINOIS - RAILTEC Slide 3

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Transportation Risk Management Framework

• A collection of processes and

methodologies for identifying,

assessing and reducing

transportation risks

• Fundamental questions:

– What can go wrong?

– How likely it is?

– What are the

consequences?

– How to effectively use

resources to reduce risks?

Note: Transportation Risk Management (TRM) framework shown on the

right is modified from CCPS (2008) – Guidelines for Chemical

Transportation Safety, Security and Risk Management

Identification &

Prioritization

Primary

Management Systems

Current?

Risk

Reduction

Required?

Review &

Update

Risk Reduction

Strategies

Risk Analysis

Freight

Transportation

Activities

Program

Sustainability Y

Y

N

N

Risk

Assessment

ILLINOIS - RAILTEC Slide 4

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Risk Analysis

• Consideration of causes and

sources of risk, and their

consequences and likelihood

• Methods can be

– Qualitative,

– Semi-quantitative, or

– Quantitative risk analysis

Identification &

Prioritization

Risk

Reduction

Required?

Risk Analysis

Y

Y

N

Risk

Assessment

From TRM framework:

Primary Management System

To TRM framework:

Program Sustainability

To TRM framework:

Risk Reduction Strategies

ILLINOIS - RAILTEC Slide 5

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Dangerous Goods Transportation

Practical Risk Analysis Approach

INITIATING EVENT

Accident or

Non-Accident

RELEASE EVENT

CONSEQUENCE

ILLINOIS - RAILTEC Slide 6

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Initiating Event: Accidents

• Example types of accident-initiated events

• Potential causes:

– Infrastructure defects (e.g. road/rail track)

– Equipment defects

– Human factors

– Navigational failures

– Control system failures

– External events

Road Rail Waterway Air Pipeline

Collision

Overturning

Grade Crossing

Cargo Shifting

Collision

Derailment

Grade Crossing

Collision

Grounding

Ramming

Capsizing

Allision

Crash

Cargo Shifting

External Impact

ILLINOIS - RAILTEC Slide 7

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Initiating Event: Non-Accidents

• Potential causes:

– Improper securement

– Corrosion

– Metallurgical failure

– Overpressure

– Equipment component failures (e.g. valves, rupture

disks, fittings)

– Overfilling or underfilling

– Relief device activation due to surges

– Contamination

– Temperature changes

– Control system failures

ILLINOIS - RAILTEC Slide 8

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Release Incident

• The loss of containment of material

ILLINOIS - RAILTEC Slide 9

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Consequence

• The direct results or impacts of an event

• Outcome of an event affecting objectives

• Examples:

– Fatalities

– Injuries

– Property damage

– Environmental impacts

– Business interruption

– Evacuation

– Distribution system disruption

– Negative publicity

– Excess regulations

ILLINOIS - RAILTEC Slide 10

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Example Dangerous Goods Railway Transportation Risk

• Basic risk equation = probability of an event multiplied by the

consequence of that event

R = PA x PR|A x Q x C

• Probability of a hazardous materials(HM) release event is typically the

product of a series of other probabilities

• Probability of a derailment occurring (PA)

• Probability that the HM car releases product (PR|A)

• Probability distribution of quantity lost (Q)

(can also be expressed as average quantity lost)

• Consequences to people, property, or the environment is determined by

what, where and when the material is spilled (C)

Tank Car

Train Accident

ILLINOIS - RAILTEC Slide 11

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Environmental Risk Analysis of Railway Transportation

of Dangerous Goods

Tank Car

Derailment

Release from

Tank Car

Release Quantity

as Percentage

of Tank Car Capacity

Yes

No

0-5%

5-20%

20-50%

50-80%

80-100%

Clay

Silt

Sand

Soil Type

10

20

50

100

200

Depth to

Groundwater,

(ft)

Remote

Rural

Suburban

Urban

High

Extremely

High

Population

Class

0.1-4.9

5-9.9

10-19.9

20-39.9

40-59.9

60-99.9

≥ 100

Traffic Density

Category (MGTM)

Accident-Caused Release Rate Consequences

Environmental Cleanup Cost

Evacuation Cost

Train Delay Cost

Yes

No

Reference: Saat, M.R., Werth, C.J., Schaeffer, D., Yoon, H. and C.P.L. Barkan (2014). Environmental Risk Analysis of Hazardous Material Rail Transportation.

Journal of Hazardous Materials 264, 560–569.

ILLINOIS - RAILTEC Slide 12

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Probability Analysis

• Accident-caused release rate metric was used to estimate the annual rate of a

release event:

PR = PA x PR|A x M

where:

PA = tank car derailment annual rate per car-mile (Anderson & Barkan 2004)

PR|A = tank car conditional probability of release (Treichel et al. 2006)

M = total number of car miles

References:

Anderson, R. T., and Barkan, C. P. L. (2004). "Railroad accident rates for use in transportation risk analysis." Transportation Research Record: Journal

of the Transportation Research Board, (1863), 88-98.

Treichel, T. T., Hughes, J. P., Barkan, C. P. L., Sims, R. D., Philips, E. A., and Saat, M. R. (2006). Safety Performance of Tank Cars in Accidents:

Probability of Lading Loss. RSI-AAR Railroad Tank Car Safety Research and Test Project, Association of American Railroads, Washington, DC.

ILLINOIS - RAILTEC Slide 13

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Chemicals of Interest’s Routes & Annual Car Miles

Commodity Name

Annual Car

Miles

Acrylonitrile 1,406,133

Benzene 1,541,225

Butyl Acrylates 2,910,782

Cyclohexane 2,036,186

Ethanol 3,013,480

Ethyl Acetate 881,173

Ethyl Acrylate 649,216

Methanol 16,361,224

Methyl Methacrylate 3,944,250

Styrene 6,167,904

Toluene 2,604,849

Vinyl Acetate 5,033,087

Xylenes 9,234,437

ILLINOIS - RAILTEC Slide 14

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Accident-caused Release Rate Summary

0,026

0,035

0,038

0,050

0,072

0,081

0,103

0,119

0,152

0,156

0,199

0,365

0,647

0,0 0,1 0,2 0,3 0,4 0,5 0,6 0,7

Ethyl Acrylate

Ethyl Acetate

Benzene

Acrylonitrile

Butyl Acrylates

Cyclohexane

Toluene

Ethanol

Styrene

Methyl Methacrylate

Vinyl Acetate

Xylenes

Methanol

Accident-Caused Release Rate per Year

(The “probability” or frequency term in the risk definition)

ILLINOIS - RAILTEC Slide 15

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Consequence Analysis • Impacts to Soil and Groundwater

• Hazardous Materials Transportation Environmental

Consequence Model (HMTECM) was used to estimate

soil and groundwater cleanup cost

• Accounts for physicochemical properties, soil type and

depth to groundwater

• Population Exposure

• US Emergency Response Guidebook (ERG) was used to

determine hazard area

• Impact in terms of evacuation cost was estimated

• Train Delay

• Estimate impact due to additional costs related to

locomotives, railcars, fuel and labor

• Accounts for traffic density to estimate total number of

trains delayed

Soil Type

Depth to Groundwater

Population Density

References:

Yoon, H., Werth, C.J., Barkan, C.P.L., Schaeffer, D.J. & Anand, P. 2009, "An environmental screening model

to assess the consequences to soil and groundwater from railroad-tank-car spills of light non-aqueous

phase liquids", Journal of hazardous materials, vol. 165, no. 1-3, pp. 332-344.

Schafer, D.H. & Barkan, C.P.L. 2008, "A prediction model for broken rails and an analysis of their economic

impact", Proceedings of the AREMA Annual Conference, Salt Lake City, UT.

ILLINOIS - RAILTEC Slide 16

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Total Expected Consequence Cost

(The consequence term in the risk definition)

• Expected Cleanup Cost + Evacuation Cost + Train Delay Cost

559 041

627 185

643 117

775 925

795 799

815 172

844 454

882 007

859 578

898 507

907 833

1 069 583

1 239 038

0 500 000 1 000 000 1 500 000

Ethanol

Vinyl Acetate

Butyl Acrylates

Styrene

Methanol

Benzene

Methyl Methacrylate

Ethyl Acetate

Ethyl Acrylate

Acrylonitrile

Toluene

Xylenes

Cyclohexane

Total Consequence Cost ($)

ILLINOIS - RAILTEC Slide 17

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Risk Estimation

Annual Risk

• Accident-Caused Release Rate x Total Expected Consequence Cost

Risk per Ton-Mile

22 075

30 744

30 998

45 168

46 187

66 641

93 545

99 801

118 081

124 871

131 756

390 711

515 051

0 200 000 400 000 600 000

Ethyl Acrylate

Ethyl Acetate

Benzene

Acrylonitrile

Butyl Acrylates

Ethanol

Toluene

Cyclohexane

Styrene

Vinyl Acetate

Methyl Methacrylate

Xylenes

Methanol

Annual Release Risk ($)

0,016

0,020

0,020

0,022

0,024

0,031

0,032

0,032

0,033

0,034

0,035

0,042

0,048

0,00 0,01 0,02 0,03 0,04 0,05 0,06

Butyl Acrylates

Styrene

Benzene

Ethanol

Vinyl Acetate

Methanol

Acrylonitrile

Methyl Methacrylate

Ethyl Acrylate

Ethyl Acetate

Toluene

Xylenes

Cyclohexane

Risk per Ton-Mile (¢)

ILLINOIS - RAILTEC Slide 18

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Risk Profile

0,0

0,1

0,2

0,3

0,4

0,5

0,6

0,7

0,8

0 1 000 000 2 000 000 3 000 000 4 000 000

An

nu

al

Rate

of

Incid

en

t w

ith

To

tal

Co

nseq

uen

ce C

ost

Gre

ate

r th

an

X

Total Consequence Cost ($)

Example risk profile for rail transportation of methanol

ILLINOIS - RAILTEC Slide 19

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Acknowledgements

ILLINOIS - RAILTEC Slide 20

© 2014 ERA’s 2nd Workshop on Risk Evaluation and Assessment - Transport of Dangerous Goods

Thank You for Your Attention!

Dr. Rapik Saat, Ph.D., PMP

Rail Transportation and Engineering Center (RailTEC)

Department of Civil and Environmental Engineering

University of Illinois at Urbana-Champaign

Office: +1(217) 333-6974

Email: [email protected]

Rail Transportation and Engineering Center (RailTEC)

http://ict.illinois.edu/railroad