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AOlO Rev.112007
FINANCIAL DISCLOSURE REPORT FOR CALENDAR YEAR 2006
Report Required by the Ethics in Government Act of 1978 (5 U.S.C. app. §§ 101-111)
1. Pers-0n Reporting (last name, first, middle initial) 2. Court or Organization 3. Date of Report
HUG, JR., PROCTER R Ninth Circuit Court of Appeals 0412712007
4. Title (Article IDjudges indicate active or senior status; Sa. Report Type (check appropriate type) 6. Reporting Period magistrate judges Indicate full-or part-time)
Nomination, Date 01/0112006D Article Ill Judge, Senior toInitial Annual FinalD 0 12131/2006
Am ended Report D 7. Chambers or Office Address 8. On the basis of the Information contained in this Report and any
modifications pertaining thereto, it is, in my opinion, In compliance with applicable laws and regulations. Bruce Thompson U.S. Courthouse
400 S. Virginia Sl, Suite 708 Reno, Nevada 89501
Reviewing Officer Date
IMPORT ANT NOTES: Tlte instr11dions accompanying this form m11st be followed. Complete all parts, checking the NONE box for each ]Jarlwhere yo11 have no repoitable information. Sign on um page.
I. POSITIONS. (Reporting individJlal 011/y; m pp. 9-13 ofinstructWns.)
IBJ NONE (No reportable positions.)
POSITION NAME OF ORGANIZATION/ENTITY
I.
2.
3. rn -
--
--
II. AGREEMENTS. {Rq>0rting individJud 011ly; see pp. U-16 of inslnldions.)
IBJ NONE (No reportable agreements.)
PARTIES AND TERMS
1.
2.
3.
SOURCE AND TYPE
I
SOURCE DESCRIPIION
INCOME
I.
2.
FINANCIAL DISCLOSURE REPORT
Page 2of11
Name of Person Reporting
HUG, JR., PROCTER R
Date of Report
0412712007
III. NON-INVESTMENT IN co ME. (Rep<nting individual and spouse; seepp. 17-U of instructions.)
A. Filer's Non-Investment Income
(KJ NONE (No reportable non-investment income.)
I.
2.
3.
(yours, not spouse's)
4.
5.
B. Spouse's Non-Investment Income lf y"" wtu married during any portion oftlre reporting year, comp/eJe this stdio1t. -
(Dollar amoamt not required except for honoraria.)
lEJ NONE (No reportable non-investment income.)
SOURCE AND TYPE
I.
2.
3.
4.
5.
IV. REIMBURSEMENTS - transportation, lodging,food, entertainment
(Includes those to spouse and dependent children. See pp. 25-27 ofinstructions.)
NONE (No reportable reimbursements.)
3.
4.
5.
2
2
FINANCIAL DISCLOSURE REPORT
Page 3of11
Name or Person Reporting
HUG, JR., PROCTER R
Date or Report
0412712007
V, G IFfS. (lnchuks those /Q spouse turd dependenl children. Supp. 2/J..31 of instructions.)
[Kl NONE (No reportable gifts.)
SOURCE DESCRIPTION
1.
3.
VALUE
4.
5.
VI, LIABILITIES, (lncbules those ofsp<>MH and dependent chi/drat. Su pp. 32-33 of instructions.)
[Kl NONE (No reportable liabilities.)
CREDITOR DESCRIPTION VALUE CODE
1.
3.
4.
5.
A B.
I J
FINANCIAL DISCLOSURE REPORT
Page 4of11
Name of Pers-0n Reporting
HUG, JR, PROCTER R
Date of Report
0412712007
VII. INVESTMENTS and TRUSTS - income, mbu, trQJISllctions (lnc/Jldes thou of the spouse and dependent children. Su pp. 34-6() of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
C. D.
Description of Assets Income during Gross value at end of Transactions during reporting perioo (mcludingtrust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place '(X)' after each asset Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity of
exempt from prior disclosure Code 1 div., rent, Code 2 Method buy, sell Month - Code2 Code 1 buyer/selle r (A-H) or int) (J-P) Code 3 redemption) Day (J-P) (A-H) (if private
(Q-W) transaction)
1. Storey County Properties F Rent M w
2. West Coast Development E Rent M w (2) +capital Gain
3. Fernley Estates A Interest liquidate 616 J A
4. Brooktree Partners D Rent K u
5. Alternate Energy Investors None liquidate 12130 J A
6. Flowers Escrow Real Estate Mortgage D Interest N T
7. UBSM/MFund B Interest K T
8. Wachovia M/M Fund A Interest J T
9. Wells Fargo M1M Fund D Interest K T
10. Morgan Stanley Dean Witter Liquid Asset A Interest J T
11. United States Treasury Note A Interest sell 916 J A
12. Bank of America A Interest J T
13. Wells Fargo Bank A Interest K T
14. Idaho Housing Bonds A Interest redemption 7/3 K A
15. N. Las Vegas Revenue Bonds A Interest K T
16. Nevada Housing Bonds A Interest L T
17. AT&T Corporation A Dividend J T
l. Income Gain Codeg: A =Sl,000 oc less B =Sl,001 • S2,500 c =$2,501 • $5,000 D =$5,001 -$15,000 E =$15,001 • $50,000 (See Colwnru Bl end D4) F=S5-0,001-SIOO,OOO G =$100,001 -Sl,000,000 HI =$1,000,001 • $5,000,000 H2 =More than $5,000,000
2.VolueCodeo J =$15,000 0£ 1 ... K=$15,00I • $5-0,000 L=$50,00I • SJ00,000 M =$100,001 -$250,000 (See Columns Cl and D3) N =$25-0,001 -$5-00,000 0 =$500,001 • Sl,000,000 Pl =$1,000,001 - $5,000,000 P2=$5,000,001 -$25,000,000
P3 =$25,000,001 -$50,000,000 P4 =More than $5-0,000,000 3. Volue M.ethod Codeo R =Coot (Real &tale Only) T =Cash Market Q =Apprni>al S =Assessment U =Book Value W=&timated
(See Colwnn C2) V =Other
A
FINANCIAL DISCLOSURE REPORT
Page 5of11
Name or Person Reporting
HUG, JR., PROCTER R
Date of Report
04127/2007
VII. INVESTMENTS and TRUSTS -income, value, transactions (Includes those of the spouse and dependent children. See pp. 34-6{) of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c. D. D=ription of Assets Income during Gross value at end of Transactions during reporting period
(UlCluding trust assets) reporting period reporting period
(I) (2) (I) (2) (J) (2) (3) (4) (5) Place • (X)' after each asset Amount Type(e.g. Value Value Type (e.g. Date Value Gain Identity of
exempt from prior disclosure Code I div., rent, Code2 Method buy, selL Mo nth- Code2 Co<le I buyer/seller (A-II) or int) (J-P) Code3 redemption) Day (J-P) (A-H) (if p rivate
(Q-W) transaction)
18. Advanced Medical Optics A Dividend K T
19. Alcatel-Lucent A Dividend J T exchange 1211 J with Lucent Technologies
20. Allergan, Inc. A Dividend K T
21. Alliant Energy Corporation A Dividend sell 819 K D
22. Allianz A Dividend K T
23. Allied Waste Industry A Dividend K T
24. Alvarion A Dividend J T buy 9/11 J
25. America Funds Investment A Dividend K T buy 1125 K
26. Archer Daniels Mid A Dividend K T
27. Barrick Gold A Dividend J T merger I/25 J with Placer Dome
28. Barrick Gold A Dividend sell 819 J A
29. Berkshire Hathoway, Inc. None M T
30. Bob Evans Farms A Dividend K T
31. Bowater, Inc. A Dividend K T
32. CNH Global NV A Dividend J T
33. Canadian National RR. A Dividend K T
34. Canadian Pacific Railway A Dividend J T
l. Income Gain Codes: A =Sl,000 or lest B =Sl,001 • $2,.500 c =$2,.501 -$5,000 D =S5,00I • 115,000 E =$15,001 • $50,000
(See Colnmru Bl and D4) F =S50,001 ·SI 00,000 G =SI00,001 • Sl,000,000 HI =Sl,000,001 • $5,000,000 H2 =More fl= $5,000,000
2. Value Codes J =$15,()()() or 1 ... K=S15,00I -$50,000 L =$50,001 • SJ00,000 M =SI00,001 • $250,000
(See Cohnnns Cl and DJ) N =S250,00 I • $500,000 O=S500,00l -$1,000,000 Pl "'11,000,001 • $5,000,000 P2 =$5,000,001 - $25,000,000
3. Value Method Codes P3 =$25,000,001 -$50,000,000 R =Co.I (Real &!ate Only) P4 M<>« fl= $50,000,000 T=Ca>h MSJkel
(See Colwnn C2) Q =Appraisal V=Other S =Asseument U =Book Value W =Estimated
A
. -·
Date of Report Name of Penon Reporting FINANCIAL DISCLOSURE REPORT
Page 6of11 BUG, JR., PROCTER R 0412712007
VII. INVESTMENTS and TRUSTS -income, vablt, transactions (lncbides those of/he spouse lll!d dependent children. Su pp. 34-60 of filing instructions.)
D NONE (No reportable income, assets, or transactions.)
B. c.
Description of Assets Income during Gross value at end of
(including trust assets) reporting period reporting period
(I) (2) (I) (2) (I) Place • (X)" after each asset Amount Type(e.g. Value Value Type(c.g.
exempt from prior disclosure Code I div., rent, Code 2 Method buy, sell (A-H) or int) (J-P) Code 3 redemption)
(Q-W)
35. Citro: A Dividend J T
36. Continental Airlines A Dividend J T buy
37. Costco Companies A Dividend K T
38. Cryolife, Inc. A Dividend sell
39. Digimark Corporation A Dividend J T
40. Discovery Holding A Dividend sell
41. Delaware Income Fund A Dividend sell
42 Dupont A Dividend K T
43. El an A Dividend J T
44. Elk corp A Dividend J T
45. El Paso A Dividend J T
46. Federal Agricultural Mortgage A Dividend J T
47. Ford Motor Notes B Interest J T buy
48. Franklin Utilities A Interest K T
49. Gannett Company A Dividend sell
50. Genentech A Dividend K T
51. Granite Construction Company A Dividend J T
1. Income Gain Coder.
U =Book Y alne W =Estimated
D.
Transactions during reporting period
(2) (3) (4) Date Value Gain Month- Codc2 Code I
Day (J-P) (A-H)
9/11 J
8/9 J A
12115 J A
5/12 J A
2124 J
1/18 K D
(5) Identity of buyer/seller (if private
transaction)
-------
A41,000orless B'"Sl,001-$2,500 c '"$2,501 . $5,000 D 5,001-$15,000 E 15,001 -$50, 000
(Se< Colurnm Bl and D4) F ,001-$100,000 0 '"SJ00,001 • $1,000,000 HI '"Sl,000,001 • SS,000,000 H2 More than $5,000,000
2. Value Codes J 15,000or \ess K '"SI 5,001 • $50,000 1.. .001 -$100,000 M 100,001 • $250,000
(See Column.1 CJ and 03) N 4250,001 · $500,000 o '"$500,001 - SJ,000,000 Pl 41,000,001 • $5,000,000 P2 45,000,001 - $25,000,000
3. Value Method Codes P3 425,000,001 - $50,000,000 P4 More than $50,000,000 R (Real Eslate Only) T ash Market (See Column C2) Q Appraisal V lher S =Assessment
A
'
D.
(2) (1)
53.
54.
57.
Name of Person Reporting Date of Report FINANCIAL DISCLOSURE REPORT
Page 7of11 04127/2007HUG, JR, PROCTER R
VII. INVESTMENTS and TRUSTS - illcome, vabu, transactions (JncbJdes those of the spouse and d£ptndent children. Stt pp. 34-60 of filing instruc!Wns.)
D NONE (No reportable income, assets, or transactions.)
c.B. Gross value at end of Description of Assets Income during Transactions during reporting period
(including trust assets) reporting period reporting period
(!) (2) (1) (2) (3) (4) (5) Amount Type(e.g. Value ValuePlace '. (X)' after each asset Code I Code 2 Methoddiv., rent, exempt from prior disclosure (A-H) or int) (J-P) Code3
(Q-W)
52. Hanson PLC A Dividend J T
Type (e.g. buy, selL redemption)
Date Month -Day
Value Gain Identity of Code2 Code I buyer/seller
(if private transaction)
(A-H)(J-P)
Heinz HJ Company A Dividend J T
Hitachi, Ltd A Dividend J T
55. Home Depot A Dividend J T
56. Hospira A Dividend sell 5/12 J D
Ida Corporation A Dividend K T
58. Imperial Chemical A Dividend K T
59. International Grune Technology ("JOT") A Dividend K T
60. International Paper A Dividend K T
61. Intel A Dividend K T
62 Janus Fund A Dividend J T (2) +capiml Gain
63. Janus Twentieth Century A Dividend J T (2) +capital Gain
64. Janus Venture A Dividend J T (2) +capital Gain
65. Linear Technology Corporation A Dividend K T
66.
67.
Lucent Technology
Merck & Company
A
A
Dividend
Dividend
J
L
T
T
exchange 1211 J with Alcatel-Lucen
68. Mercury General Corporation A Dividend J T
I. Income Gain Code.: A =Sl,OOOodes. B =Sl,001 -S2,500 c =12,501 -$5,000 D =15,001 -$15,000 E=Sl5,001-S50,000 (See Columns Bl and 04) F=S50,00l -$100,000 G =SIOO,OOl -Sl,000,000 HI =Sl,000,001- $5,000,000 H2 Mor< than $5,000,000
2. Value Codes J =115,000or1 ... K =115,001 -$50,000 L =150,001 -$I 00,000 M =SI 00,001 -$250,000 (See Cohunns C l and D3) N =1250,00 I -S500,000 0 =1500,001 -Sl,000,000 Pl =Sl,000,001 -$5,000,000 P2 =15,000,001 - $25,000,000
3. Yalu.. Method Cod.s P3 =125,000,001 - $50,000,000 R (Real Estate Only) P4 =More than $50,000,000 T Market
(See Column Cl) Q =Appraisal Y thu S =A§essm ent U =Book Value W =Estimated
i
A.
72.
77.
(I) (3)
1
FINANCIAL DISCLOSURE REPORT
Page 8of11
Name ofPerwn Reporting
HUG, JR., PROCTER R
Date ofReport
04mnoo1
VII. INVESTMENTS and TRUSTS -income, vabu, iransactions (I newdes those of the spouse and dependent children. See pp. 34-6/J of filing instructions.)
0 NONE (No reportable income, assets, or transactions.)
Description of Assets
(including trust assets)
Place • (X)" after each asset exempt from prior disclosure
69. Microsoft
70. Mirant C orp.
71. Morgan Stanley Asia P.
NCR Corporation
73. Newell Rubbermaid
74. Newmont Mining Corporation
75. NuveenPFD
76. Oppenheimer Rochester Nat'L Muni Fund
Pall Corporation
78. Peeu Coffee
79. Pfiser
80. Placer Dome
81. Raytheon Company
82. Regis Corporation
83. Royal Dutch Petroleum
84. SeronoSA
85. Sierra Pacific Resources
B. C. Income during Gross value at end of
reporting period reporting period
(I) (2) (I) Amount Type (e.g. Value Codel div., rent, Code 2 (A-H) or int.) (J-P)
A
A
A
A
A
A
A
E
A
A
A
A
A
A
A
A
A
Dividend J
Dividend K
Interest K
Dividend J
Dividend K
Dividend J
Dividend K
Interest 0
Dividend J
Dividend J
Dividend K
Dividend J
Dividend K
Dividend K
Dividend K
Dividend K
Dividend J
(2) Value Type (e.g.
Method buy, sci Code3 redemption)
(Q-W)
T
T buy
T
T
T
T
T buy
T buy
T
T
T
T merger
T
T
T
T
T
D.
Transactions during reporting period
(2) Date Value
Month- Code 2
Day (J-P)
1/8 K
3/10 K
2123 0
In5 J
(4) Gain Code I
(A-H)
(5) Identi t y of
buyer/seller
(if private
transaction)
with Barrick Gold
I. Income Gain Coder. A l.OOOorl.., B 1,001 - $2,500 C 2,50 I -$5,000 D 5,001 - Sl5,000 E =$15,001 • $50,000
(Sec C-O!umns Bl and 04) F=S50,001-SIOO,OOO G 100,001• $1,000,000 HI 1,000,001 -$5,000,000 H2 =More than $5,000,000
2. Value Codeo l 15,000or1 ... K l5,00I -$50,000 L .001 • SI00,000 M 100,001 • $250,000 '
(Sec C-O!umns C l and 03) N 250,001 . s500,ooo 0 00,001 -$1,000,000 Pl 1,000,001 -$5,000,000 P2 5,000,00 I • $25,000,000
P3 5,000,00 I - $50,000,000 P4 =More than $50,000,000 3. Value Method Codes R ost (Re111 &tate Only) T=Cash Marlcet
(Sec Cohunn C2) Q =Appraisal V ther S =Assessment
U =Book Value W =Estimated
A.
FINANCIAL DISCLOSURE REPORT
Page 9ofl1
Name of Person Reporting
HUG, JR., PROCTER R
Dote of Riport
0412712007
VII. INVESTMENTS and TRUSTS - incom vabr lrQllSIJWOns (lncbtda thou of th spouse DJtd dependent chUdren. Sn pp. 3./-60 of filing illslnlctions.)
D NONE (No reportable income, assets, or transactions.)
B. C. D. Description of Assets Income during Gross value at end of T ctiO!lS during reporting period
(inc luding trust assets) reporting period reporting period
(I) (2) (I) (2) (I) (2) (3) (4) (5) Place "(X)' after each asset AmoWlt Type(c.g. Value Value Type (e.g. Date Value Gain Identity of
exempt from prior disclosure Code I div.• rent, Codc2 Method buy, sel Month- Code2 Code I buyer/seller ( A-H) or int.) (J-P) Code 3 redemption) Day (J-P) ( A-H) (if private
(Q-W) transaction)
86. Smith & Nephew A Dividend K T
87. Strats-T, AT&TPFD A Dividend K T buy 2123 K
88. Time Warner A Dividend K T
89. Trimble Navigation, Ltd. A Dividend sell 819 K E
90. UAL Corp. A Dividend J T buy 8/9 J
91. Unilever PLC A Dividend K T
92. Waste Management A Dividend J T
93. W.ells Fargo Stock A Dividend L T
E ""$15,001 - $50,000 I. Income Gain Codell: A =o$1,000 orless B ""$1,001 - S2,500 c ""$2,501 • $5,000 D ""$5,001 -SI 5,000 (See Cclumm B 1 and 04) F ""$50,001 ·SI 00,000 G ""$100,001 - Sl,000,000 HI ""$1,000,001-$5,000,000 H2 =More than S5,000,000
2. Value Codei J 15,000 orle" K""$15,00I-S50,000 L ""$50,001- $100,000 M 100,001 • S250,000 (See Columra Cl and D3) N 50,001 - S500,000 O ""$500,001- Sl,000,000 Pl ""$1,000,001 -$5,000,000 P2 ""$5,000,001 -$25,000,000
3. Value Me!hod Codes P3 =o$25,000,001 - S50,000,oo0 P4 =More than $50,000,000 R =Co.t (Real &tale Only) T=CashM:dd (See Column C2) v =OtherQ =Appraisal S =Assessment
U =Book Vaine W =Estimated
Date of Report Name of Person Reporting FINANCIAL DISCLOSURE REPORT
Page 10of11 04f27n007HUG, JR., PROCTER R
VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. {Indicaitparto/Reporl.).
/a7/07 I I
Date ofReport
0412712007
Name ofPerson Reporting FINANCIAL DISCLOSURE REPORT
Page 11of11 HUG, JR., PROCTER R
IX. CERTIFICATION.
I certify that all infonnation given above (including information pertaining to my spouse and minor or dependent children, ifany) is accurate, true, and complete to the best of my knowledge and belief; and that any information not reported was withheld because it met applicable statutory provisions permitting non-disclosure.
I further certify that earned income from outside employment and honoraria and the acceptance of gifts which have been reported are in compliance with the provisions of S U.S.C. app. § 501 et seq., S U.S.C. § 7353, and Judicial Conference regulations.
Signature Date
NOTE: ANY I LS TO FlLE THIS REPORT MAY BE SUBJECT TO CIVlL AND CRIMINAL SANCTIONS (S U.S.C. app. § l 04)
FILING INSTRUCTIONS
Mail signed original and 3 additional copies to:
Committee on Financial Disclosure Administrative Office of the United States Courts Suite 2-301
One Columbus Circle, N.E. Washington, D.C. 20544