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Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid Steven Van de Walle HRWG / IPSG EUPAN Meeting 4th April, Dublin Castle

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Page 1: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

Cross Country Comparison of Reforms

The View of Top Executives in 11 European Countries

Preliminary Results from the COCOPS Executive Survey

Gerhard HammerschmidSteven Van de Walle

HRWG / IPSG EUPAN Meeting4th April, Dublin Castle

Page 2: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 2EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

• EU FP 7 project together with 10 university partners in 10 EU countries: Coordinating for Cohesion in the Public Sector of the Future (2011-2014)

• Seeks to comparatively and quantitatively assess the impact of New Public Management-style reforms in European countries

• Systematic analyses of citizen survey data, budgetary/employment statistics, reform evaluation documents (database)

• Largest EU wide executive survey on the impact of management reforms

• www.cocops.eu

COCOPS Project

Page 3: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 3EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Reforms in EuropeThe COCOPS European-wide survey

• Survey sent to more than 22.000 executives in 11 European States

• Comparative sample covering top executives from both central government ministries and agencies/subordinate bodies plus additional executives in employment and health

• Online Survey with different country versions (translated to national languages)

• Per March 2013 survey completed in 11 countries with answers from 5185 executives (overall response rate 23.1%)

• In 4 more countries in progress

• Sample for the current presentation:central government top executives(n=3460)

14,0%

9,0%

16,1%

12,1%6,6%

4,7%

5,7%

8,5%

8,3%

8,3%

6,6% Austria

Estonia

France

Germany

Hungary

Italy

Netherlands

Norway

Portugal

Spain

UK

Page 4: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 4EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Use of Instruments in Organization

Question: To what extent are the following instruments used in your organization?(1 = not at all; 7 = to a large extent)

1 2 3 4 5 6 7

Performance related pay

Decentralisation of staffing decisions

Decentralisation of financial decisions

Internal steering by contract

Service points for customers (e.g. one stop shops)

Cost accounting systems

Risk management

Benchmarking

Customer/user surveys

Quality management systems

Codes of conduct

Management by objectives and results

Business/strategic planning

Staff appraisal talks/performance appraisal

Page 5: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 5EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent are performance appraisals used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

Spain

Hungary

Italy

Austria

Portugal

Germany

Norway

Estonia

France

United Kingdom

The Netherlands

Page 6: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 6EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent is business/strategic planning used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

Hungary

Spain

France

Italy

Germany

Austria

Portugal

The Netherlands

Estonia

Norway

United Kingdom

Page 7: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 7EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent is mangement by objectives/results used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

Spain

Hungary

Estonia

Germany

France

Austria

Portugal

Italy

The Netherlands

Norway

United Kingdom

Page 8: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 8EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent is performance related pay used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

Portugal

Spain

Austria

Hungary

Norway

Germany

Estonia

The Netherlands

France

United Kingdom

Italy

Page 9: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 9EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent are quality management systems used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

Hungary

France

Germany

Italy

Spain

Portugal

Austria

Estonia

United Kingdom

Norway

The Netherlands

Page 10: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 10EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent is benchmarking used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

Hungary

Spain

Norway

Germany

Austria

France

Portugal

Italy

The Netherlands

United Kingdom

Estonia

Page 11: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 11EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: To what extent are customer/user surveys used in your organization?(1 = not at all; 7 = to a large extent)

Use of Instruments in Organization

1 2 3 4 5 6 7

France

Spain

Italy

Austria

Germany

Hungary

Norway

Estonia

Portugal

The Netherlands

United Kingdom

Page 12: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 12EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: How important are the following reform trends in your policy area?(1 = not at all; 7 = to a large extent)

Relevance of Reform Trendsin Policy Area

1 2 3 4 5 6 7

Privatisation

Creation of autonomous agencies or corporatization

Extending state provision into new areas

Contracting out

Citizen participation methods/initiatives

Mergers of government organisations

Flexible employment

External partnerships and strategic alliances

Treatment of service users as customers

Internal bureaucracy reduction / cutting red tape

Focusing on outcomes and results

Public sector downsizing

Transparency and open government

Digital or e-government

Collaboration and cooperation among different public sector actors

Page 13: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 13EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: How important is public sector downsizing in your policy area?(1 = not at all; 7 = to a large extent)

Relevance of Reform Trendsin Policy Area

1 2 3 4 5 6 7

Norway

Italy

Portugal

Austria

Hungary

Spain

Germany

The Netherlands

Estonia

France

United Kingdom

Page 14: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 14EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: How important is digital/e-government in your policy area?(1 = not at all; 7 = to a large extent)

Relevance of Reform Trendsin Policy Area

1 2 3 4 5 6 7

Hungary

France

Germany

The Netherlands

Austria

Spain

United Kingdom

Norway

Estonia

Italy

Portugal

Page 15: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 15EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: How important is flexibilisation of employment in your policy area?(1 = not at all; 7 = to a large extent)

Relevance of Reform Trendsin Policy Area

1 2 3 4 5 6 7

Hungary

France

Spain

Austria

Germany

Norway

Portugal

United Kingdom

Italy

The Netherlands

Estonia

Page 16: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 16EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: How important is customer orientation in your policy area?(1 = not at all; 7 = to a large extent)

Relevance of Reform Trendsin Policy Area

1 2 3 4 5 6 7

France

Norway

Italy

Spain

The Netherlands

Germany

United Kingdom

Austria

Hungary

Estonia

Portugal

Page 17: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 17EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Question: How important is citizen participation in your policy area?(1 = not at all; 7 = to a large extent)

Relevance of Reform Trendsin Policy Area

1 2 3 4 5 6 7

France

Hungary

Spain

Norway

Austria

The Netherlands

United Kingdom

Italy

Germany

Estonia

Portugal

Page 18: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 18EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Assessment of ReformsSuccessfull and Enough?

Question: Public sector reforms in my policy area tend to be successful vs. unsuccessful; tend to be too much vs. not enough (both scale 1-10)

UK

DE

FR

ES

IT

EE

NO

NL

HU

AT

PT

3

4

5

6

7

8

3 4 5 6 7 8

Not

dem

andi

ng e

noug

h (1

) To

o de

man

ding

(10)

Unsuccessful (1) - Successful (10)

Page 19: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 19EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Impact of ReformsOverall Development of Public Admin.

Question: Compared with 5 years ago, how would you say things have developed when it comes to the way public administration runs in your country? (1-3 = deteriorated; 8-10 improved)

0% 10% 20% 30% 40% 50%

Spain

United Kingdom

Germany

France

Portugal

Austria

Italy

Hungary

Norway

Estonia

The Netherlands

Improved Deteriorated

Page 20: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 20EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Impact of ReformsPerformance Changes

Question: Thinking of your policy area over the last five years how would you rate the way public administration has performed on the dimension cost and efficiency?(1 = deteriorated significantly; 7= improved significantly)

1 2 3 4 5 6 7

Spain

France

Hungary

Estonia

Portugal

Italy

Austria

Norway

Germany

The Netherlands

United Kingdom

Page 21: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 21EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Impact of ReformsPerformance Changes

Question: Thinking of your policy area over the last five years how would you rate the way public administration has performed on the dimension service quality?(1 = deteriorated significantly; 7= improved significantly)

1 2 3 4 5 6 7

France

Spain

Italy

Hungary

United Kingdom

Germany

Estonia

Portugal

The Netherlands

Norway

Austria

Page 22: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 22EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Impact of ReformsPerformance Changes

Question: Thinking of your policy area over the last five years how would you rate the way public administration has performed on the dimension policy effectiveness?(1 = deteriorated significantly; 7= improved significantly)

1 2 3 4 5 6 7

Austria

Germany

France

Spain

Italy

Portugal

Estonia

Norway

United Kingdom

Hungary

The Netherlands

Page 23: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 23EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Impact of ReformsPerformance Changes

Question: Thinking of your policy area over the last five years how would you rate the way p.a.has performed on the dimension staff motivation and attitudes towards work?(1 = deteriorated significantly; 7= improved significantly)

1 2 3 4 5 6 7

Portugal

France

Italy

Spain

United Kingdom

Estonia

Austria

Germany

Hungary

The Netherlands

Norway

Page 24: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 24EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Impact of ReformsPerformance Changes

Question: Thinking of your policy area over the last 5years how would you rate the way p.a. has performed on the dimension attractiveness of the public sector as an employer?(1 = deteriorated significantly; 7= improved significantly)

1 2 3 4 5 6 7

Portugal

United Kingdom

France

Hungary

The Netherlands

Austria

Estonia

Spain

Germany

Italy

Norway

Page 25: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 25EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

First Conclusions and Points for Discussion

• Success Factors with regard to own organization• Strategic/business planning, target/result orientation, performance appraisal• Clear targets• Policy and budgetary autonomy

• Success Factors with regard to policy field:• Administrative reform with high public involvement, top-down, consistent

and with a focus on service improvement (vs. cost-cutting and savings)• Content focus on citizen participation, reduction of red tape, transparency &

„open government“• Good cooperation among government bodies and with other sectors

• We are especially interested in – Your comments, interpretations and conclusions?– Areas of interest for further analyses?– Recommendations for a policy brief we can draw from this?

Page 26: Cross Country Comparison of Reforms The View of Top Executives in 11 European Countries Preliminary Results from the COCOPS Executive Survey Gerhard Hammerschmid

slide 26EUPAN Meeting, 4th April 2013, Dublin (Preliminary Results – Please do not cite!)

Further Information and Results

• Homepage: www.cocops.eu• Working Paper Series• Policy Briefs• Research Results (Deliverables)• Events• Newsletter

The research leading to these results has received funding from the European Community’s Seventh Framework Programme under grant agreement No. 266887 (Project COCOPS), Socio-economic Sciences and Humanities.

Contact us:

Gerhard Hammerschmid Steven Van de Walle

Professor for Public and Financial Management Professor of Public AdministrationHertie School of Governance Erasmus University RotterdamFriedrichstr. 180 PO Box 1738, room M7-1210117 Berlin 3000 DR RotterdamT: +49 30 259219201 T: +31 10 408 [email protected] [email protected]