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PNNL-27186 Conceptual Biorefinery Design and Research Targeted for 2022: Hydrothermal Liquefaction Processing of Wet Waste to Fuels December 2017 LJ Snowden-Swan RT Hallen Y Zhu TR Hart MD Bearden J Liu TE Seiple KO Albrecht SB Jones SP Fox AJ Schmidt GD Maupin JM Billing DC Elliott

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Page 1: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

PNNL-27186

Conceptual Biorefinery Design and Research Targeted for 2022: Hydrothermal Liquefaction Processing of Wet Waste to Fuels

December 2017

LJ Snowden-Swan RT Hallen

Y Zhu TR Hart

MD Bearden J Liu

TE Seiple KO Albrecht

SB Jones SP Fox

AJ Schmidt GD Maupin

JM Billing DC Elliott

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PNNL-27186

Conceptual Biorefinery Design and Research Targeted for 2022: Hydrothermal Liquefaction Processing of Wet Waste to Fuels

LJ Snowden-Swan RT Hallen

Y Zhu TR Hart

MD Bearden J Liu

TE Seiple KO Albrecht

SB Jones SP Fox

AJ Schmidt GD Maupin

JM Billing DC Elliott

December 2017

Prepared for

the U.S. Department of Energy

under Contract DE-AC05-76RL01830

Pacific Northwest National Laboratory

Richland, Washington 99352

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PNNL-27186

iii

Summary

The Department of Energy Bioenergy Technologies Office (BETO) invests in research and

development of new pathways for commercially viable conversion of biomass into drop-in ready

transportation fuels, fuel blendstocks and products. The primary emphasis has been on terrestrial and

algae feedstocks, but more recently BETO has begun to explore the potential of wet wastes for biofuel

production, with focus on wastewater residuals, manure, food waste, and fats, oils and grease. A recent

resource analysis estimates that 77 million dry tons per year of these wastes are generated annually, 65%

of which are underutilized for any beneficial purpose.1 Approximately 14 million dry tons of the total

resource is wastewater residuals (sludge and biosolids) generated at the nation’s wastewater treatment

plants (WWTPs).2 Conversion of this resource into transportation fuels could significantly contribute to

the creation of a new domestic bioenergy and bioproduct industry, while providing an economically and

environmentally sustainable alternative for current waste disposal practices.

Hydrothermal liquefaction (HTL) is a process that uses hot, pressurized water in the condensed phase

to convert biomass to a thermally stable oil product, also known as “biocrude”, which can then be thermo-

catalytically upgraded to hydrocarbon fuel blendstocks. HTL is conceptually simple, has a high carbon

efficiency, and can be applied to a wide range of wet feedstocks at similar processing conditions. The

purpose of this report is to document the conceptual design, economics and supporting data for a sludge-

to-fuel pathway via HTL and biocrude upgrading. The configuration includes a HTL plant that is co-

located with a WWTP and a larger scale biocrude upgrading plant for production of hydrocarbon fuel

blendstocks. Experimental data from bench scale testing of a 1:1 mixture of primary:secondary sludges

are used to establish the economic and technical assumptions for the analysis. The design represents a

goal case for the pathway, targeting performance that is anticipated to be achievable by 2022 with further

research and development. The year 2022 is BETO’s target year for verification of hydrocarbon biofuel

pathways.3 As this analysis represents a goal case, assumed values of several design parameters represent

improvements in the technology relative to what has currently been demonstrated in the laboratory.

While HTL is fairly well developed and may therefore be ready for commercialization prior to 2022,

there are specific advancements addressed in this analysis that are necessary to enhance performance

compared to what has been demonstrated to date. In addition, an important aspect to the pathway is the

upgrading of biocrude to fuel blendstock, an area that has received much less attention and requires

significant research to validate the goal case performance parameters.

Summary economics for the sludge HTL plant and the biocrude upgrading plant are presented in

Figures ES.1 and ES.2, respectively. The estimated plant gate minimum fuel selling price for fuel

blendstock from sludge HTL and upgrading is $3.46/gasoline gallon equivalent (gge) (Figure ES.2). This

price is within the tolerance (+$0.49/gge) of BETO’s $3/gge programmatic cost target3 and illustrates that

fuel blendstocks generated from HTL of sludge and centralized biocrude upgrading have the potential to

1 DOE. 2017. Biofuels and Bioproducts from Wet and Gaseous Waste Streams: Challenges and Opportunities.

Bionergy Technologies Office, Energy Efficiency and Renewable Energy, U.S. Department of Energy, Washington,

D.C. 2 Seiple T, AM Coleman, and RL Skaggs. 2017. “Municipal wastewater sludge as a sustainable bioresource in the

United States.” J. Environ. Manage. 197:(2017) 673-680. http://dx.doi.org/10.1016/j.jenvman.2017.04.032 3 DOE. 2016. Biomass Multi-Year Program Plan. Bionergy Technologies Office, Energy Efficiency and

Renewable Energy, U.S. Department of Energy, Washington, D.C.

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PNNL-27186

iv

be competitive with fossil fuels. This analysis illustrates the feasibility of HTL for point-of-generation

conversion of waste feedstock at a scale 1/20th that of the standard lignocellulosic biorefinery scale

typically used in BETO design cases. The relevance of this work reaches beyond wastewater treatment

sludge to lay the groundwork for application to other distributed wet wastes and blends that together

represent a significant resource of underutilized biomass.

Figure ES.1. Summary economics for sludge HTL plant.

Minimum Selling Price $2.35 $/gge biocrude

Minimum Selling Price $2.53 $/gal biocrude

Biocrude 4.1 million gge/yr

0.47 trillion Btu/yr

132 gge/US ton AFDW sludge

15 million Btu/US ton AFDW sludge

Internal Rate of Return (After-Tax) 10%

Equity Percent of Total Investment 40%

Cost Year 2014

Sludge Dewatering $1,400,000 8% Plant Hours per year 7920

HTL Oil Production $13,100,000 72% Feed rate, dry sludge 110 ton/day

HTL Water Recycle Treatment $3,100,000 17% Feed rate, dry ash-free sludge 93.5 ton/day

Balance of Plant $600,000 3% Feed rate, slurry 69 gal/min

Total Installed Capital Cost $18,200,000 100%

$/gge biocrude $/year

Avoided sludge disposal cost 0.00 $0

Building, site development, add'l piping $3,300,000 Natural Gas 0.14 $600,000

Indirect Costs $12,900,000 Chemicals 0.18 $800,000

Working Capital $1,700,000 Electricity 0.11 $500,000

Land (plant located at WWTP) $100,000 Fixed Costs 0.68 $2,800,000

Capital Depreciation 0.27 $1,100,000

Total Capital Investment (TCI) $36,200,000 Average Income Tax 0.16 $700,000

Average Return on Investment 0.81 $3,300,000

Installed Capital per Annual GGE Biocrude $4.5 2.35

TCI per Annual GGE Biocrude $8.9

Net Electricity Purchased (KW) 818

Loan Rate 8.0% Net Electricity Purchased (KWh/gge product) 1.6

Term (years) 10

Capital Charge Factor (computed) 0.141 (Energy in Biocrude) / (Electricity+Natural Gas Input) 4.1

Overall Carbon Yield to Biocrude

On sludge + natural gas 66%

On sludge 72%

PERFORMANCE

Biocrude from Sludge Hydrothermal Liquefaction

CAPITAL COSTS MANUFACTURING COSTS

Primary/Secondary Wastewater Treatment Sludge (25 wt% solids; 15% ash)

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PNNL-27186

v

Figure ES.2. Summary economics for biocrude upgrading plant.

Biocrude Feedstock Cost: $2.45 $/gge biocrude (includes $0.10/gge transport cost)

Minimum Fuel Selling Price (MFSP) $3.46 $/gge

Diesel Fuel Selling Price $3.71 $/gal

Naphtha Fuel Selling Price $3.42 $/gal

Naphtha Diesel Total

666 1991 2,700 BPSD

9.1 29.6 39 million gge/yr

1.1 3.4 4.5 trillion Btu/yr, LHV basis

0.22 0.73 0.95 gge fuel/gge biocrude

Internal Rate of Return (After-Tax) 10%

Equity Percent of Total Investment 40%

Cost Year 2014

Hydrotreating $33,600,000 45% Plant Hours per year 7920

Hydrocracking $6,600,000 9% Biocrude feed rate 38 mmgal/y

Hydrogen Plant $27,200,000 36%

Steam cycle $1,600,000 2% $/gge fuel blendstock $/year

Balance of Plant $6,500,000 9% Biocrude 2.58 $99,900,000

Total Installed Capital Cost $75,500,000 100% Natural Gas 0.07 $2,800,000

Catalysts & Chemicals 0.01 $500,000

Building, site development, add'l piping $12,400,000 Waste Disposal 0.002 $100,000

Indirect Costs $52,800,000 Electricity and other utilities 0.02 $1,000,000

Working Capital $7,000,000 Fixed Costs 0.24 $9,200,000

Land (included in feedstock cost) $2,700,000 Capital Depreciation 0.002 $4,700,000

Average Income Tax 0.07 $2,800,000

Total Capital Investment (TCI) $150,400,000 Average Return on Investment 0.46 $17,700,000

3.46

Installed Capital per Annual GGE Fuel $2.0

TCI per Annual GGE Fuel $3.9

Net Electricity Purchased (KW) 1,637

Electricity Produced Onsite (KW) 1,812

Electricity Used (KW) 3,449

Loan Rate 8.0% Net Electricity Purchased (KWh/gge product) 0.3

Term (years) 10

Capital Charge Factor (computed) 0.168 Overall Carbon Yield (Naphtha + Diesel)

On biocrude + natural gas 83%

On biocrude 89%

CAPITAL COSTS

Liquid Fuels from Sludge HTL Biocrude Upgrading

MANUFACTURING COSTS

PERFORMANCE

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Acknowledgments

The authors gratefully acknowledge the support for this research provided by the U.S. Department of

Energy through the Bioenergy Technologies Office (BETO). We also thank the reviewers for their

valuable feedback and comments on this report. Pacific Northwest National Laboratory is operated for

the U.S. Department of Energy by Battelle under Contract DE-AC06-76RL01830.

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Abbreviations

ACCE Aspen Capital Cost Estimator

AD anaerobic digestion

AFDW ash-free dry weight

BETO Bioenergy Technologies Office

BOD biochemical oxygen demand

BPSD barrels per stream day

Btu British thermal unit

COD chemical oxygen demand

CSTR continuous stirred tank reactor

CWNS Clean Watershed Needs Survey

DOE U.S. Department of Energy

EPA Environmental Protection Agency

FCI fixed capital investment

FOG fats, oils, and grease

gge gasoline gallon equivalent

HHV Higher Heating Value

HTL hydrothermal liquefaction

IRR internal rate of return

LHSV liquid hourly space velocity

LHV lower heating value

MFSP minimum fuel selling price

MGD million gallons per day

PFR plug flow reactor

PNNL Pacific Northwest National Laboratory

POTW publicly owned treatment works

PSA pressure swing adsorption

TAN total acid number

TCI total capital investment

TCLP toxicity characteristic leaching procedure

TDC total direct cost

TEA techno-economic analysis

U overall heat transfer coefficient

USD United States dollar

WAS waste activated sludge

WE&RF Water Environment & Reuse Foundation

WHSV weight hourly space velocity

WWTP waste water treatment plant

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Contents

Summary ...................................................................................................................................................... iii

Acknowledgments ....................................................................................................................................... vii

Abbreviations ............................................................................................................................................... ix

1.0 Introduction .......................................................................................................................................... 1

1.1 Wastewater Treatment Background ............................................................................................. 2

1.2 Overall Sludge to Fuel Process Summary .................................................................................... 4

1.3 Techno-Economic Analysis Approach ......................................................................................... 4

1.3.1 Definition of Nth Plant ...................................................................................................... 5

1.3.2 General Cost Estimation Basis .......................................................................................... 5

2.0 Process Design and Cost Estimation .................................................................................................... 7

2.1 Basis for Sludge Feedstock, Plant Scale, and Sludge Composition ............................................. 7

2.2 Feedstock Preparation .................................................................................................................. 9

2.3 Hydrothermal Liquefaction ........................................................................................................ 10

2.3.1 Sludge HTL Design Basis ............................................................................................... 12

2.3.2 HTL Capital Costs ........................................................................................................... 13

2.4 HTL Aqueous Phase Treatment ................................................................................................. 15

2.4.1 Aqueous Treatment Design Basis ................................................................................... 15

2.4.2 Aqueous Treatment Capital Costs ................................................................................... 19

2.5 Centralized Biocrude Upgrading ................................................................................................ 19

2.5.1 Biocrude Hydroprocessing Design Basis ........................................................................ 20

2.5.2 Biocrude Hydroprocessing Capital Costs ........................................................................ 22

2.5.3 Hydrogen Generation Design and Cost Basis ................................................................. 23

3.0 Process Economics ............................................................................................................................. 25

3.1 Sludge HTL Plant ....................................................................................................................... 25

3.1.1 Total Capital Investment ................................................................................................. 25

3.1.2 Operating Costs ............................................................................................................... 26

3.1.3 Minimum Biocrude Selling Price .................................................................................... 28

3.2 Biocrude Upgrading Plant .......................................................................................................... 29

3.2.1 Total Capital Investment ................................................................................................. 29

3.2.2 Operating Costs ............................................................................................................... 31

3.2.3 Minimum Fuel Selling Price ........................................................................................... 32

4.0 Economic and Technical Sensitivities ................................................................................................ 33

4.1 Sensitivity Analysis .................................................................................................................... 33

4.2 Regional Resource Scale and Fuel Potential Analysis ............................................................... 35

5.0 Conclusions and Recommendations ................................................................................................... 37

6.0 References .......................................................................................................................................... 38

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Appendix A - Heat and Material Balances ............................................................................................... A.1

Appendix B - Equipment Cost Details .......................................................................................................B.1

Appendix C - Compound Selection ...........................................................................................................C.1

Appendix D - Indices ................................................................................................................................ D.1

Appendix E - TCLP Testing Results.......................................................................................................... E.1

Appendix F - Process Efficiency Metrics .................................................................................................. F.1

Figures

Figure 1. Typical steps for conventional biological treatment at a WWTP (adapted from

Tchobanoglous et al. 2014). .................................................................................................................. 3

Figure 2. Simple block diagram for the WWTP/HTL plant and centralized biocrude upgrading

plant. ..................................................................................................................................................... 4

Figure 3. Process flow for slurry feed preparation. .................................................................................... 10

Figure 4. Process flow for sludge HTL. ..................................................................................................... 12

Figure 5. Process flow for HTL aqueous phase treatment. ........................................................................ 18

Figure 6. Process flow for HTL biocrude hydrotreating. ........................................................................... 20

Figure 7. Boiling point distribution (ASTM D2887) for hydrotreated product from sludge

biocrude. ............................................................................................................................................. 22

Figure 8. Process flow for hydrogen production (from Jones et al. 2014). ................................................ 24

Figure 9. Sludge HTL biocrude production cost for goal case. ................................................................. 29

Figure 10. Upgraded fuel production cost for the goal case. ..................................................................... 32

Figure 11. Sensitivity analysis for sludge HTL plant. ............................................................................... 34

Figure 12. Sensitivity analysis for biocrude upgrading plant. ................................................................... 35

Figure 13. Regional fuel production at $3.50/gge from sludge HTL and biocrude upgrading. ................. 36

Tables

Table 1. Nth-plant assumptions. .................................................................................................................. 5

Table 2. Cost factors for direct and indirect costs. ....................................................................................... 6

Table 3. Municipal sludge ash content (% of total solids) ........................................................................... 8

Table 4. Sludge composition and ash content. ............................................................................................. 9

Table 5. Sludge HTL experimental results and model assumptions. ......................................................... 13

Table 6. HTL reactor specifications. .......................................................................................................... 14

Table 7. Sludge HTL capital costs. ............................................................................................................ 15

Table 8. HTL aqueous phase constituent analysis from experimental run ................................................ 16

Table 9. Comparison of HTL effluent water and WWTP headworks component flows. .......................... 17

Table 10. Possible HTL water ammonia removal/recovery options. ......................................................... 19

Table 11. HTL aqueous phase ammonia removal system capital costs ..................................................... 19

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Table 12. Sludge biocrude hydrotreating experimental results and model assumptions. .......................... 21

Table 13. Hydrocracking model assumptions. ........................................................................................... 22

Table 14. Hydrotreater and hydrocracker capital costs. ............................................................................. 23

Table 15. Hydrogen plant model assumptions. .......................................................................................... 24

Table 16. Annual feed and biocrude product rates for the sludge HTL plant. ........................................... 25

Table 17. Total capital investment for sludge HTL plant. ......................................................................... 26

Table 18. HTL plant variable operating costs. ........................................................................................... 27

Table 19. HTL plant fixed operating costs. ............................................................................................... 27

Table 20. Biocrude MFSP cost breakdown. .............................................................................................. 28

Table 21. Annual feed and product flows for centralized biocrude upgrading plant (processing

biocrude from 10 HTL plants). ........................................................................................................... 29

Table 22. Total capital investment for biocrude upgrading plant. ............................................................. 30

Table 23. Biocrude upgrading plant variable operating costs. ................................................................... 31

Table 24. Biocrude upgrading plant fixed operating costs. ....................................................................... 31

Table 25. Upgraded fuel blendstock MFSP cost breakdown. .................................................................... 32

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1.0 Introduction

For several decades, the Department of Energy Bioenergy Technologies Office (BETO) has

supported research and development for the advancement of bioenergy pathways for terrestrial and algal

feedstocks. More recently, BETO has begun to explore the potential of wet wastes for biofuel production,

and estimates that 77 million dry tons per year of wastewater residuals, manure, food waste, and fats, oils

and grease (FOG) are generated annually, 65% of which are underutilized for any beneficial purpose,

such as for fertilizer, biodiesel or compost (DOE 2017). Conversion of this resource into transportation

fuels could significantly contribute to the nation’s renewable energy goals and provide an economically

and environmentally sustainable alternative for current waste disposal practices.

Approximately 14 million dry tons of wastewater residuals are generated annually at the nation’s

wastewater treatment plants (WWTPs) (Seiple et al. 2017). Costs associated with management and

disposal of these residuals accounts for about 45-65% of the total WWTP’s operating expenses (Nowak

2006; Gray 2010; City of Detroit 2014). Shipping is a significant portion of total sludge management

cost, with some municipalities having to transport their sludge great distances for treatment and disposal

(Peccia and Westerhoff 2015; Hsieh 2013). While cost estimates vary widely, it is evident that reducing

sludge management and disposal costs is a strong industry incentive that introduces the opportunity for

new technology.

Hydrothermal liquefaction (HTL) is a process that uses hot, pressurized water in the condensed phase

to convert wet biomass to an oil product. As such, it is particularly well suited for processing wet waste

feedstocks and eliminates the need for drying that is required for other biomass conversion technologies.

The oil product, also known as “biocrude”, is analogous to petroleum crude in that it contains a mixture of

hydrocarbons with carbon numbers in the gasoline/jet/diesel range. However, it contains higher oxygen

and nitrogen than petroleum and therefore must be hydrotreated to improve compability with petroleum

fuels.

HTL research over the past several decades has included a range of feedstocks from lignocellulosics

to algae to wet wastes. The summary here will focus on liquefaction of sludge feedstock into an oil

product and will not cover the breadth of work done on other feedstocks nor on carbonization of sludge.

Much of the literature on sewage sludge describes testing in lab-scale batch systems. Early work appears

to have originated with Appell et al. (1970), where several organic waste feedstocks were tested in a 500-

ml autoclave system, where the effect of temperature, pressure, and the presence of carbon monoxide (a

reducing agent) and sodium carbonate catalyst on oil yield and composition were examined. A series of

studies in Japan tested various sewage sludges also in the presence of sodium carbonate catalyst

(Yokoyama et al. 1987; Suzuki et al. 1988, 1990; Inoue et al. 1997). More recently, Vardon et al. (2011)

examined properties of biocrude from anaerobically digested sludge, manure and algae. Huang et al.

(2013) and Leng et al. (2015) characterized biocrude from HTL of sludge using ethanol solvent and

studied its emulsification with petroleum diesel, respectively. Malins et al. (2015) examined the effect of

several different catalysts as well as other reaction parameters on biocrude properties. Several recent

studies focused on the migration and ultimate fate of metals during HTL of sludge (Huang et al. 2011;

Huang and Yuan 2016; Leng et al. 2016; Shao et al. 2015; Zhai et al. 2014).

While batch system investigations provide useful information, continuous system testing is necessary

to facilitate engineering scale up and economic analysis of commercial systems. Several studies of

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continuous HTL focused on sewage sludge can be found in the literature. Appell et al. (1971) conducted

initial trials of a continuous 100-500 g/hr unit developed based on their initial batch testing (Appell et al.

1970) with the use of reducing agents. Solvent extraction was used to separate the oil product from the

reaction mixture. While the focus of this effort was conversion of wastes, including sewage sludge, they

reported results only for cellulose. A study by PNNL for the U.S. Environmental Protection Agency

(EPA) conducted larger scale continuous thermochemical liquefaction as a possible alternative sludge

disposal technology (Molton et al. 1986). In this work, a pilot-scale (30 L/hr) reactor system processing

primary sludge at 20% solids and 5% sodium carbonate concentration was demonstrated and solvent

extraction was used to recover the oil. Itoh et al. (1992) tested a mixture of primary and secondary sludge

with no added catalyst in a 500 kg/day (21 L/hr) continuous system and demonstrated continuous

separation of the oil using high pressure distillation. Villadsen et al. (2012) tested a range of waste

feedstocks including sludge in a 30 L/hr continuous pilot system called CatLiq® (Toor et al. 2012), with

the focus being to develop and apply analysis methodology for identification of specific compounds in

HTL biocrudes. Their process utilizes both homogeneous and heterogeneous catalysts in the reactor, and

a centrifuge for biocrude separation.

As part of a collaborative project between BETO and the Water Environment & Reuse Foundation

(WE&RF), PNNL recently conducted continuous HTL of primary, secondary and anaerobically digested

sludges in a 1.5 L/hr bench system (Marrone 2016). Representatives from WWTPs, the EPA, academia,

and engineering consulting firms participated in the joint project. This work was the basis of a

preliminary techno-economic analysis (TEA) for sludge HTL and subsequent biocrude upgrading

(Snowden-Swan et al. 2016) and helped to guide follow-on experiments with more targeted run

conditions, the results of which provide the basis for the present analysis. Complementing earlier

continuous system studies, PNNL work described in Marrone (2016) and herein provides extensive

characterization of sludge feedstock and products from HTL, introduces potential strategies for reducing

ammonia levels in the HTL water stream recycled to the WWTP, and provides testing and product

characterization data from hydrotreating of sludge-derived biocrude.

The purpose of this report is to document the conceptual design, economics and supporting data for a

sludge HTL plant co-located with a WWTP and a centralized sludge biocrude upgrading plant for

production of hydrocarbon fuel blendstocks. The design and TEA represents a goal case for the pathway,

targeting performance that is anticipated to be achievable by 2022 (BETO’s target year for verification of

biofuel hydrocarbon pathways) with further research and development. As such, values of key design

parameters, such as biocrude yield, sludge feed solids, ash content, and sludge heat transfer rate,

represent improvements in the technology relative to what has currently been demonstrated in the

laboratory. This work builds upon and complements the algae HTL design case (Jones et al. 2014) and

the preliminary sludge HTL TEA (Snowden-Swan et al. 2016) to provide goal case economics for an

example of HTL for onsite, point-of-generation conversion of distributed wet waste. In addition, the

resource and fuel potential analysis illustrates potential regional biocrude collection scenarios that could

enable increased fuel production by taking advantage of the low fuel production cost of the largest scale

WWTPs in the nation.

1.1 Wastewater Treatment Background

Municipal wastewater treatment includes various combinations of process steps, depending on the

constituents needing removal and the levels of removal required (Tchobanoglous et al. 2014). The

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complete set of steps for taking sewage to clean water for discharge to the environment is commonly

referred to as a “treatment train.” Figure 1 shows a typical treatment train using conventional primary

settling and secondary biological treatment. Preliminary treatment consists of screening of large debris

and settling of grit, both of which are typically landfilled. Primary treatment involves physical settling of

solids from the wastewater while secondary treatment includes biological and/or chemical means to

remove/reduce biodegradable organics, as normally measured by biochemical oxygen demand (BOD) and

total suspended solids (TSS). Primary sludge results from sedimentation of organic solids (e.g., toilet

paper and excrement) from the wastewater. Approximately 50% of the suspended solids and 33% of the

BOD are removed in the primary step (Amuda et al. 2008). Removal of FOG/scum may be carried out in

separate tanks or at the primary sedimentation tanks. The scum is either sent to the plant’s anaerobic

digester (if present) or landfilled. Secondary treatment typically uses aerobic microbes to convert the

remaining organic material into microbial biomass which is then settled and removed in the secondary

clarifiers. The removed solids are commonly referred to as waste activated sludge (WAS). Typical solids

concentrations of primary sludge and secondary sludge are 3% and 0.8%, respectively (Tchobanoglous et

al. 2014). Secondary sludge is often concentrated to 3-4% solids using dissolved air floatation thickeners.

Tertiary treatment with filtration/screening is sometimes used to remove residual suspended solids,

particularly for any water reuse applications. In addition, some plants include nutrient removal in their

secondary or tertiary treatment steps, especially if they are near their permitted nitrogen and/or

phosphorus effluent limits (Tchobanoglous et al. 2014). Nutrient removal may be carried out either

biologically or through chemical methods. More restrictive limits on effluent nutrient levels generally

exist in areas near water bodies that are vulnerable to eutrophication and degraded water quality. The

final step in the liquid treatment train is disinfection, after which the treated water is discharged to the

environment. Various water streams resulting from thickening and dewatering of sludges and digested

biosolids are generally routed back to the plant influent or “headworks” (Tchobanoglous et al. 2014).

Given increasingly strict regulatory limits, the trend is toward more thorough water cleaning to remove a

greater number of constitutents and at higher removal levels (Tchobanoglous et al. 2014). The industry as

a whole is also moving beyond the conventional end-of-pipe treatment role to becoming sustainable

resource recovery facilities of the future, driving toward options that maximize energy and nutrient

recovery while producing clean water.

Screenings and grit to landfill

Primary scum and sludge

Waste activated sludge

Return activated sludge Backwash to headworks

Raw Waste-water

Screening

Grit removal

Primary settling

Aerobic treatment

Secondary settling

Filtration

Effluent toEnvironment

Preliminary TreatmentPrimary

Treatment Conventional Secondary Treatment

TertiaryTreatment(optional) Disinfection

Figure 1. Typical steps for conventional biological treatment at a WWTP (adapted from Tchobanoglous

et al. 2014).

The most common methods that WWTPs use to manage their sludge include stabilization and land

application, landfill disposal, or incineration. Stabilization is commonly achieved through anaerobic

digestion (AD), but can also be accomplished by alkaline addition, drying, or composting. The AD

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process produces biogas that can be used for onsite heat or power, and “biosolids”, which can be land

applied as a fertilizer alternative. Land application of biosolids is regulated according to CFR 40 Part

503. The type of land to which biosolids may be applied depends on the pathogen and pollutant (metal)

concentrations in the biosolids. Land application of biosolids provides benefit to soils by adding nutrients

and decreasing evaporative water loss, but in some areas faces the challenge of public concern over health

risks (SCAP 2013; Peccia and Westerhoff 2015). HTL could provide a more sustainable alternative than

current sludge management methods, with additional benefits of relatively small footprint, high

operational certainty, high percent solids reduction, and destruction of bioactive components.

1.2 Overall Sludge to Fuel Process Summary

A simple block diagram of the overall HTL plant and biocrude upgrading process scheme is shown

in Figure 2. The HTL facility is assumed to be co-located with the WWTP to avoid the cost of

transporting sludge. It is possible that collection of sludge within a reasonable radius within densely

populated regions may be feasible and should be further investigated to enable larger economies of scale

for the HTL facility. The HTL process produces an oil phase (biocrude), a solids stream containing

mostly ash and some char, and an aqueous stream containing 1-3% carbon. The flow of the aqueous

stream is less than 1% of the headworks flow, however it is highly concentrated in nutrients (relative to

the influent) and therefore may need treatment prior to recycling back to the headworks of the WWTP.

The biocrude is transported by tanker truck to a larger scale centralized upgrading plant for conversion to

fuel naphtha and diesel blendstocks. The use of natural gas is assumed at both the HTL and upgrading

facilities for process heat and hydrogen, respectively.

Figure 2. Simple block diagram for the WWTP/HTL plant and centralized biocrude upgrading plant.

1.3 Techno-Economic Analysis Approach

The approach to developing conversion process techno-economics is similar to that employed in

previous analyses conducted for the Bioenergy Technologies Office (BETO) (Dutta et al. 2015; Jones et

al. 2013, 2014; Tan et al. 2015). Process flow diagrams and models are based on experimental results

from completed and ongoing research, as well as information from commercial vendors for mature and

similar technologies. To assure consistency across all biomass conversion pathways, BETO developed a

set of economic assumptions that are used for all TEAs and are documented in BETO’s Multi-Year

Program Plan (DOE 2016). An important aspect of these assumptions is that they reflect an “nth plant”

design, as described below.

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1.3.1 Definition of Nth Plant

A standard reference basis common to the conceptual design reports, known as the “nth” plant design,

is used. These assumptions do not account for additional costs that would normally be incurred for a

first-of-a-kind plant, including special financing, equipment redundancies, large contingencies and longer

startup times necessary for the first few plants. For nth plant designs, it is assumed that the costs reflect a

future time when the technology is mature and several plants have already been built and are operating.

The specific assumptions are shown in Table 1. These assumptions are consistent across BETO design

cases, thus allowing a standard basis for comparison of different conversion technologies within the

context of a well-defined hypothetical plant. While WWTPs may use other economic assumptions or

methods of estimating project feasibility when evaluating alternative sludge treatment technologies, this

analysis should provide the key information needed to apply to a specific plant’s circumstances. It is also

worth noting that tax incentives and other credits that may be applicable (e.g., credits under the

Renewable Fuel Standard or cellulosic biofuels bonus depreciation) but are excluded from the analysis to

represent plant economics independent of any government subsidies.

Table 1. Nth-plant assumptions.

Assumption Description Assumed Value

Internal rate of return (IRR) 10%

Plant financing debt/equity 60% / 40% of total capital investment (TCI)

Plant life 30 years

Income tax rate 35%

Interest rate for debt financing 8.0% annually

Term for debt financing 10 years

Working capital cost 5.0% of fixed capital investment (excluding land)

Depreciation schedule 7-years MACRS(a) schedule

Construction period 3 years (8% 1st yr, 60% 2nd yr, 32% 3rd yr)

Plant salvage value No value

Start-up time 6 months

Revenue and costs during start-up Revenue = 50% of normal

Variable costs = 75% of normal

Fixed costs = 100% of normal

On-stream factor 90% (7,884 operating hours per year)

(a) Modified accelerated cost recovery system

1.3.2 General Cost Estimation Basis

All costs in this report are on a 2014 constant dollar basis. This is the current reference year that

BETO uses to facilitate comparison of various conversion technologies (DOE 2016). Indices used to

convert capital and operating costs to 2014 dollars can be found in Appendix D.

Capital costs are estimated from a variety of resources. The heat and material balances generated by

the simulation software (Aspen Plus [AspenTech 2013]) are used to size the major pieces of equipment.

These are input to Aspen Capital Cost Estimator (ACCE) software to determine the installed capital cost.

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In addition, select data from commercial vendors, either as budgetary estimates or from their published

literature are used when available.

The original cost reflects the year of the cost quote or estimate, and the scale of the equipment. All

capital costs are adjusted to an annualized 2014 basis using the Chemical Engineering (CE) magazine’s

published indices:

Cost in 2014 $ = equipment cost in quote year × (2014 index = 576.1

quote cost year index)

The scale is adjusted to match the appropriate scaling term (heat exchanger area for example) by

using the following expression:

Scaled equipment cost = cost at original scale × (scale up capacity

original capacity)

n

where ‘n’ is the scale factor, typically, 0.6 to 0.7.

Once the equipment is scaled and adjusted to the common cost year, factors are applied to calculate

the total capital investment. Individual installation factors calculated by ACCE are multiplied to

equipment costs, unless installed costs are already available from vendors. The total direct cost is the sum

of all the installed equipment costs, plus the costs for buildings, additional piping and site development.

Indirect costs are estimated as 60% of the total installed costs. Factors for the calculation of these

additional direct and indirect costs are listed in Table 2. The sum of the direct and indirect costs is the

fixed capital investment (FCI). The total capital investment is the fixed capital plus working capital and

land costs.

Table 2. Cost factors for direct and indirect costs.

Direct Costs

Item % of Total Installed Cost (TIC)

Buildings 4.0%

Site development 10.0%

Additional piping 4.5%

Total Direct Costs (TDC) 18.5%

Indirect Costs

Item % of TDC

Prorated expenses 10%

Home office & construction fees 20%

Field expenses 10%

Project contingency 10%

Startup and permits 10%

Total Indirect Costs 60%

Working Capital 5% of FCI

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Operating costs are estimated by using the results from the Aspen Plus heat and material balances and

applying the assumptions shown in Section 3.0. For the cooling tower, it is assumed that water is

available at 90 °F with a 20 °F allowable temperature rise.

2.0 Process Design and Cost Estimation

This section describes the bases for the design and costing of the sludge HTL plant and the

centralized biocrude upgrading plant. Detailed heat and material balances are presented in Appendix A.

2.1 Basis for Sludge Feedstock, Plant Scale, and Sludge Composition

Sludges from primary and secondary treatment, as well as biosolids from AD have all been shown to

be viable feedstocks for the HTL process (Marrone 2016). A common process configuration includes

both primary and secondary treatment, and therefore, mixed primary/secondary sludge was selected as the

feedstock for the baseline model. While there will be variation from plant to plant in the relative

proportions of primary and secondary sludge generated, a 1:1 ratio was chosen as representative of a

typical plant (Turovskiy and Mathai 2006; ASCE 2000). HTL can also be applied to biosolids from AD,

however direct conversion of sludge obviously results in a greater yield of liquid fuel from the plant’s

influent wastewater carbon.

Existing municipal wastewater treatment plants range from < 0.1 million gallon per day (MGD) to

950 MGD (EPA 2016). The largest 3% of these plants (> 13 MGD) produce approximately 60% of the

total sludge generated in the U.S. (Seiple et al. 2017). As the size of WWTPs is highly variable, the scale

of the HTL and upgrading plant were chosen through an iterative process whereby economics were

evaluated and then sensitivity and regional analyses were performed to support a reasonable base case

scale that is in context of the current WWTP size range and geographical distribution. Through this

process, a base case scale of 110 dry ton/day sludge (including ash) was selected as the approximate

minimum size that is economically feasible (due to economies of scale). This corresponds to a WWTP

that processes about 110 MGD incoming wastewater and serves approximately 1.3 million people (EPA

2016). While this plant scale represents the minimal scale economically feasible for an individual HTL

plant, the regional analysis presented in Section 4.0 explores how collecting biocrude in the most densely

populated areas of the country can make smaller plants viable as part of a larger supply network to a

centralized upgrading facility. It is important to note that the economics presented in this analysis reflect

the cost of conventional on-site construction (“stick-built”) that is typical for chemical plants and

refineries. Alternatively, modularization of HTL systems is possible, which could enable smaller scale

applications through reduced investment costs1. As an example, one company estimated that, through

reduced field costs, modularization resulted in a 15% lower project cost than stick-built construction

1 Weber R, J Holladay, C Jenks, E Panisko, L Snowden-Swan, M Gaalswyck, M Ramirez-Corredores, B Baynes, B

Rittman, M Wright, C Hamstra, L Angenent, SJ Hu, L Harmon, and D Boysen. “Modularized Production of Fuels

and other Value-Added Products from Distributed, Waste or Stranded Feedstocks.” Submitted to WIREs.

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(Jameson 2007). Further work is needed to investigate and develop methods for estimating the impact of

modularized manufacturing of HTL systems on the plant project economics and MFSP.

The upgrading plant is assumed to receive biocrude from 10 HTL plants within a 100-mile radius and

produces 2,700 barrels per stream day (BPSD) of fuel blendstocks. Further analysis by the resource

assessment team is needed to determine the optimum radius for individual regions in the country. As

illustrated by the regional analysis presented in Section 4.2, this scale and associated biocrude

intermediate availability is reasonable in several of the most densely populated regions of the country.

For perspective, the upgrader scale is 54% of other BETO design cases of ~5,000 BPSD fuel production

and only 5% of the average scale for combined gasoline and diesel production at U.S. refineries of about

51,000 BPSD (EIA 2016).

Sludge treatment and disposal currently represents a significant expense to WWTPs. Therefore, the

solids reduction resulting from the HTL process would conceivably result in significant savings in

avoided disposal costs to the plant. However, the base case model does not include this savings (i.e., a

zero feedstock cost is used) in order to account for potential market adjustments that may result from

implementation of this technology in the future. Sensitivity analysis around this assumption is presented

in Section 4.0.

Wastewater treatment sludge is composed of water, three basic types of organic macromolecules:

proteins, lipids/fats, and carbohydrates, as well as some inorganic material (ash and grit). Sludge

composition will vary from plant to plant depending on the treatment processes used, types of industrial

dischargers in the region (i.e., sewage chemistry), weather, and other factors. Compositional data on

wastewater sludge is sparse in the literature and those that are available are highly variable and often do

not indicate the source of the sludge (e.g., primary, secondary, mixed, or biosolids). While lipid,

carbohydrate and protein content will vary to some degree from plant to plant, ash content is perhaps the

single most important compositional parameter, as it most directly impacts the overall sludge to biocrude

yield for a given plant size. In other words, the ash in the sludge increases equipment size and therefore

capital expense, but does not contribute any fuel product. Table 3 lists ranges of sludge ash content found

in the literature indicating a wide range of 15-40% for mixed primary/secondary.

Table 3. Municipal sludge ash content (% of total solids)

Primary Secondary Mixed Sludge Source(a)

36 14 25 This work

8 16 12(b) Marrone 2016

35 23-33 28 Manara and Zabaniotou 2012

20-30 NR 15-25 Pennsylvania DEP 2001

10-30 25-35 18-33(b) New Mexico Environment Department 2007

15-40 15-40 15-40(b) Tchobanoglous et al. 2014

20-40 15-40 18-40(b) ASCE 2000

20-25 20-25 20-25(b) von Sperling and Gonçalves 2007

20-30 WEF 2013

(a) All sources except this work and Marrone reported as % volatile matter (VM). Ash is calculated as 100-%VM.

(b) Calculated average mix of 1:1 primary, secondary mixture.

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Ultimate analysis for a 1:1 mixture of primary/secondary sludge provided by the City of Detroit and

Great Lakes Water Authority for HTL testing is given in Table 4. This composition is used for the

modeled sludge feedstock with the exception of ash content, which was decreased from 26% to 15% for

the goal case. A lower ash content was chosen based on two reasons: 1) process knowledge from Detroit

indicates their ash content is likely on the high end of the potential range due to aging infrastructure and

addition of FeCl3 for phosphorus removal in its primary sedimentation step; and 2) the goal case assumes

that future renovations in aging collection systems and outdated processes will lead to reduced sludge ash

content over time. Ideally, enhanced de-gritting and de-ashing technology should also be pursued for

pretreatment of the sludge. The cost of additional processing steps needed for producing a lower ash feed

should be considered in future analyses. Sensitivity analysis around ash content is presented in Section

4.0.

Table 4. Sludge composition and ash content.

50/50 Primary/Secondary

Sludge Mixture Characteristics

Experimental

Data

Model Experimental & Model

Component Wt% dry basis Wt% dry basis Wt% dry, ash free basis

C 41.06 46.83 52.11

H 5.67 6.46 7.19

O 26.06 29.72 33.07

N 4.98 5.68 6.32

S 1.03 1.170 1.30

Ash 26.08 15.0

P 1.86 1.86

HHV Btu/lb(a) 9,936

(a) Calculated by the Boie Equation: HHV (Btu/lb) = (151.2 C + 499.77 H +45.0 S -47.7 O + 27 N)

*100 - 189.0.

2.2 Feedstock Preparation

Dewatering of sludge feedstock is necessary to minimize capital and operating costs for the HTL

process. This section describes the equipment and associated capital necessary to prepare the sludge

slurry feedstock.

Figure 3 shows a simple diagram of the proposed feed preparation steps. Sludges are generated from

the WWTP’s primary and secondary treatment steps at 3% and 0.8% solids content, respectively.

Primary sludge and secondary sludge may be thickened separately before they are mixed as part of

normal WWTP operations. For this analysis, it is assumed that the mixed sludge is intercepted and

mechanically dewatered to the target solids content of 25%. This target is considered the maximum that

is attainable with conventional dewatering technology while still enabling effective pumping through the

HTL system. Secondary sludge is typically more difficult to dewater than primary sludge because of

interstitial water contained in cell mass, therefore mixing the sludge prior to dewatering is likely to

produce the target solids content.

Dewatering of sludges and biosolids is currently carried out to varying degrees at WWTPs to

minimize costs for treatment, transport, and disposition. Common units for dewatering to a high solids

content are the centrifuge, belt filter press, and screw press. Although dewatering equipment are likely to

already be present at the WWTP, capital for investing in a new centrifuge is included in the analysis to

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account for situations in which the existing dewatering unit is toward the end of its life and/or is not a

large enough capacity to handle raw sludges (e.g., in the case of replacing AD). Chemical conditioning of

the secondary sludge is assumed to be required to maximize dewatering efficiency. Water soluble

polymers, or organic polyelectrolytes, are the most commonly used conditioning agents for mechanical

dewatering and act as flocculants that enhance solid/liquid separation in the sludge (Tchobanoglous et al.

2014). Cationic polyacrylamide is the backbone of most polymer used in the industry (Tchobanoglous et

al. 2014). Polymers provide added benefit over inorganic conditioners by not adding ash to the sludge.

Figure 3. Process flow for slurry feed preparation.

The capital cost for the centrifuge is based on a vendor budgetary estimate. The installed equipment

cost for the centrifuge is $1.4 million (2014 $) for 30,000 gal/hr feed capacity. Individual plants have

differing configurations and therefore slight modifications to capital investment and operating costs are to

be expected. Also, certain configurations of biological treatment, such as the use of membrane

bioreactors in lieu of the conventional activated sludge process, or the use of nutrient removal, make

sludge that is difficult to dewater (Tchobanoglous et al. 2014). Centrifugation of a mixture of primary

sludge/WAS of 2-4% solids content, with added polymer at 5-16 lb/dry ton dry solids, is expected to

achieve 25-35% solids content in the product (Stubbart et al. 2006).

2.3 Hydrothermal Liquefaction

The main process steps in the HTL section of the plant are shown in Figure 4. The base case plant

processes 100 dry tons per day of sludge. The modeled process is largely based on previous conceptual

designs for wood HTL and algae HTL (Knorr et al. 2013; Jones et al. 2014). The 25% solids ground

slurry feed is pumped to 2900-3000 psia and then preheated to 550°F (288°C) in two double-pipe heat

exchangers in series using heat from the reactor liquid product (biocrude/aqueous mixture). High-

pressure pumping of biomass slurries has only been demonstrated at bench and smaller pilot scale,

however, it is generally thought to be more easily accomplished at large scale (Elliott 2011). Berglin et

al. (2012) indicated that pumping a 15% solids wood slurry at HTL pressures is viable with commercial

off-the-shelf equipment, such as a twin-screw feeder/piston pump type of system. Sludge is more easily

pumpable than wood slurry and therefore should be possible at scale and at the higher feed solids

assumed in this analysis. A fired heater with hot oil system is used to bring the pressurized feed up to the

reactor temperature of 656°F (347°C) and provide reactor heat. Off-gas from the reactor along with

purchased natural gas are burned in the fired heater to provide this heat. Scrubbing of the off-gas may be

required, depending on local permit requirements. Approximately 20% of the heat is provided by the

HTL off-gas, which is composed of 92% CO2 and 8% C1-C5 gasses).

Mixed Primary/Secondary Sludge

Dewatered Sludge to HTL

Centrifuge

Polymer

Centrate Return to Headworks

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The heated pressurized slurry is fed to the HTL reactor where the contents are converted to an organic

biocrude phase, an aqueous phase, solids and and a small amount of gases. Water at subcritical

conditions has a much lower dielectric constant and higher ion product than water at normal conditions

and therefore provides a reaction medium with improved solvent and catalytic properties (Elliott 2011;

Elliott 2015). The HTL chemistry is complicated, however the general reaction pathways can be put into

three basic categories: 1) depolymerization of the biomass components, 2) decomposition of biomass

monomers by cleavage, dehydration, decarboxylization and deamination, and 3) recombination of

reactive fragments (Toor et al. 2012). The biocrude from sludge is similar to biocrude from algae HTL

and comprises a mixture of fatty acids, amides, ketones, hydrocarbons, phenols, alcohols and other

components.

The HTL reactor effluent is fed to a hot filter where solids are removed. The solids stream consists of

60-70% water, ash, char, and low levels of organics from the aqueous phase and biocrude phase. The

biocrude tends to adhere to the solid particles and therefore the amount lost to the solids depends upon the

ash content in the feed. The mass balance from testing indicates that the solid phase from testing of

Detroit sludge (20% feed solids and 26% ash) contained 7-9% of the total produced biocrude. It is

estimated that about half of this biocrude can be recovered through further work on improved separations

methods. The solids are assumed to be disposed of in a landfill. Solids from experimental HTL testing

were analyzed for hazardous metals content with the toxicity characteristic leaching procedure (TCLP)

and determined to be under the federal regulatory limits. While these results indicate that HTL solids are

non-hazardous, the metals content will depend on the incoming sludge composition and therefore TCLP

testing would need to be performed at each plant and probably on a periodic basis to verify that the solids

can be landfilled.. Metals tested include arsenic, barium, cadmium, chromium, copper, lead, mercury,

nickel, selenium, silver, and zinc (see Appendix E). An attractive alternative to landfilling is to recover

value from the HTL solids, either in the form of separate nutrients (e.g., phosphorus) or a combined

fertilizer product. Further work is needed to explore the technical and economical feasibility of this

option.

After solids separation, the remaining biocrude-aqueous-gas mixture is cooled to 140°F (60°C),

reduced to 30 psia, and separated in a three-phase separator. The biocrude product is stored and then

shipped to a centralized upgrading facility where biocrude is assumed to be collected from multiple HTL

plants in the area. The aqueous stream, which contains effluent water, any remaining soluble organics,

ammonia, and metal salts, is routed to the HTL aqueous phase treatment section of the plant (see section

2.4).

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Heat Exchangers

Filter

Three-Phase Separator

Aqueous to Treatment

Biocrude to Upgrader

FiredPreheaters

Ash+CharHTL Plug Flow

Reactors

Sludge Slurry

Natural Gas

Off Gas

Twin-Screw Feeder / Pump

Figure 4. Process flow for sludge HTL.

2.3.1 Sludge HTL Design Basis

Table 5 shows the experimental testing conditions and product results for the primary/secondary

sludge and the modeled parameters used for the goal case design. The experimental data were collected

from PNNL’s bench scale system similar to previous studies (Elliott et al. 2013; Marrone 2016).

Biocrude yield and feed solids content are important cost drivers that can be improved with further

research. As such, these parameters have been improved for the goal case relative to the experimental

results, with values the experimental team expects can be realized with further research. While there are

potentially thousands of individual compounds present in the biocrude, a simplified list of chemical

compounds is used in the process model. This analysis assumes the same set of compounds modeled in

the previous analysis for algae HTL and biocrude upgrading (Jones et al. 2014), as listed in Appendix C.

This is a reasonable assumption, as biocrude from wastewater sludge has been shown to be similar in

composition to biocrude from algae (Jarvis et al. 2017).

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Table 5. Sludge HTL experimental results and model assumptions.

Operating Conditions and Results

Experimental Results

(WW06 SS-2)

Aspen Model

Assumption (Goal

Case)

Temperature, °F (°C) 656 (347) 656 (347)

Pressure, psia (MPa) 2979 (20.5) 2979 (20.5)

Feed solids, wt%

Ash included

Ash-free basis

20%

15%

25%

21%

LHSV, vol./h per vol. reactor

Equivalent residence time, minutes

3.6 Hybrid CSTR-PFR(d)

17

6 PFR

10

Product yields(a) (dry, ash free sludge),

wt%

Oil

Aqueous

Gas

Solids

44%

31%

16%

9%

48%

25%

16%

11%

HTL dry oil analysis, wt%

C

H

O

N

S

P

Ash

78.5%

10.7%

4.7%

4.8%

1.2%

0.0

0.06%

78.3%

10.8%

4.8%

4.9%

1.2%

Not modeled(b)

0.0%

HTL dry oil H:C Ratio 1.6 1.6

HTL oil dry HHV, Btu/lb (MJ/kg) 17,000 (39.5)(c) 17,100 (39.7)

HTL oil moisture, wt% 4.4 wt% 4.0 wt%

HTL oil wet density 0.98 0.98

Aqueous phase COD (mg/L) 61,300 61,100

Aqueous phase density (g/ml) 1.0 0.98 Aspen est.

(a) Recovered after separations.

(b) Phosphorus partitioning is not directly modeled in Aspen because of the small quantity,

most of which reports to the solid phase.

(c) Calculated using Boie’s equation (Boie 1953).

(d) The experimental system includes a continuous flow stirred-tank reactor (CSTR) followed

by a plug-flow reactor (PFR). The CSTR helps prevent overheating of the feed.

2.3.2 HTL Capital Costs

The HTL section capital costs are primarily based on estimates developed by Knorr et al. (2013) for a

wood HTL system under the National Advanced Biofuels Consortium (NABC), and scaled to the rate of

the sludge HTL plant. Major equipment costs adapted from the NABC work include the feed/product

exchangers, trim preheater, hot oil system, solids filter, and oil/water separator. Due to the corrosive

nature of the HTL environment, stainless steel 316-L is selected for process equipment The experimental

HTL system is constructed of stainless steel 316-L (with the exception of the CSTR, which is Inconel),

for which no measurable corrosion has been detected during testing of sludges. In addition, materials of

contruction testing, including systematic ex-situ coupon testing, in-situ coupon testing, and destructive

evaluation of system components indicated no measurable corrosion of stainless steel 316-L coupons

during 1000 hours exposure time. Feed/product heat exchange is modeled using two double-pipe type

exchangers in series. Attempts to obtain budgetary estimates for these exchangers were unsuccessful and

therefore capital costs are scaled on estimates provided by Knorr et al. (2013). The feed/product

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exchanger areas are adjusted based on a more optimistic heat transfer rate that is thought to be attainable

for the goal case. The heat transfer coefficient is dependent on the physical properties of the sludge (e.g.,

viscosity, heat capacity, density) as well as flow properties (e.g., pipe diameter, line velocity). Testing of

the PNNL bench scale tube-in-tube heat exchanger has shown an overall heat transfer coefficient (U) of

50 Btu/hr/ft2/°F for heating a 15% wood slurry from 77°F to 549°F (25-287°C) with hot oil. The general

trend in viscosity among feedstock slurries at similar solids content has been observed in PNNL testing as

algae<sludge<wood and therefore a higher heat rate is expected for sludge compare to wood. In addition,

sludge viscosity should decrease with shear rate and consequently scaled up systems should provide for

higher heat rates. With higher line velocities and higher Reynolds Numbers, an overall U of 100

Btu/hr/ft2/°F for the combined feed/product exchangers is considered achievable in the goal case

timeframe. Further work is needed to characterize the rheology of the sludge at relevant line velocities

and temperature ranges, investigate configurations/strategies for improved sludge heating, evaluate the

effect of fouling on the heat transfer coefficient and ultimately demonstrate the achievable heat exchange

rate at larger than bench scale.

The HTL reactor is a jacketed serpentine pipe with heating oil in the annular space, similar to a

double-pipe heat exchanger. To minimize pressure drop, a configuration of two reactors in parallel is

assumed, similar to the design in Knorr et al. (2013). The developed parameters for each reactor are

listed in Table 6. ACCE was used to estimate the equipment cost of a fully jacketed pipe with elbow

fittings for the reactor. Based on the PNNL experimental runs to date, an oil jacket is recommended to

minimize heat losses over the length of the reactor. The reactor design in Knorr et al. (2013) also

assumed a serpentine pipe type reactor, but without an oil jacket. Therefore, the capital estimate

presented in this analysis is slightly more expensive than the Knorr design.

Table 6. HTL reactor specifications.

Spec Value Spec Value

Feed Rate, lb/hr (gal/hr) 18,300 (2,100) Overall Length, ft 530

LHSV, hr-1 6 Line velocity, ft/min 53

Reactor Volume, gal 350 Surface Area, ft2 550

Inside Pipe Diameter, inch 4 U, Btu/hr/ft2/°F 154 (Knorr et al. 2013)

Pipe Thickness, inch 0.67 Q, mmBtu/hr 2.4

Pipe Material SS316 Pipe section length, ft 25

Pipe Schedule XXH Number of pipe sections 21

Note: Two of the specified reactors are used in parallel for the process.

The capital costs for each of the major process components of the HTL section are given in Table 7.

Individual equipment costs as well as scaling assumptions and installation factors can be found in

Appendix B.

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Table 7. Sludge HTL capital costs.

Item

Purchased,

million USD

(2014)

Installed,

million USD

(2014) Source

HTL Reactor System: Pumps, heat

integration, HTL reactor, knockout drums

$5.67 $11.34 Knorr et al. 2013; ACCE

(reactor)

Phase separation $0.47 $1.12 ACCE (product coolers);

Knorr et al. 2013

(separators)

Hot oil system for reactor and trim heater $0.48 $0.64 Knorr et al. 2013

Total $6.6 $13.1

2.4 HTL Aqueous Phase Treatment

2.4.1 Aqueous Treatment Design Basis

After separation from the biocrude product, the HTL aqueous phase is routed back to the WWTP’s

treatment train. Table 8 lists the measured HTL aqueous phase constituent concentrations from the

experimental run with Detroit sludge. While the organic and ammonia levels in the HTL water are high

relative to a typical WWTP influent, the overall volume is small. Table 9 provides a comparison of the

component loadings from the HTL water versus the average WWTP headworks (calculated for 100 MGD

at concentrations from Tchobanoglous et al. (2014). As shown in Table 9, the HTL water contributes 9%

and 18% of the BOD and ammonia load to the WWTP, respectively. The organic content, which is

essentially all dissolved, would likely be processed without issue by the activated sludge process (note

that the extra aerating power required is included in the analysis). The high ammonia, on the other hand,

could cause problems at some plants, such as toxicity impacts and/or pass through to the WWTP’s

discharge to the environment. Significantly high phosphate levels may also pose a problem. Some plants

may be able to recycle the HTL aqueous stream directly back to primary or secondary treatment without

pre-treatment. Others, particularly those that are already near their permitted effluent nitrogen and/or

phosphorus limit and/or do not already have an enhanced nutrient removal step in the main treatment

train, might have to treat this stream to reduce loads on the plant. In any case, it is anticipated that

effluent limits will become increasingly stringent and nutrient recovery will become more important for

WWTPs in the future. Therefore, as a conservative measure, treatment of the HTL water is included in

the design.

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Table 8. HTL aqueous phase constituent analysis from experimental run

Constituent mg/L(a)

BOD(d) 22,900

COD 61,300

CODs Not measured

TOC (total organic carbon) 20,550

Total Carbon 24,700

TKN(b) (total Keldahl nitrogen) 7,670

TSS (total suspended solids) Not measured

Nitrogen (total)

Free ammonia-Nitrogen

7,700

4,900

Calcium <1

Phosphorus (total) 11

Potassium 280

Sodium 140

Sulfur 461

Silicon 294

Chloride 280

Nitrate 36

Phosphate <10

Sulfate 196

Alkalinity as CaCO3, total(b) 15,700

Dissolved Organics

Acetic Acid

Acetone

Ethanol

Methanol

P-Cresol

Propanoic acid

5,450

1,090

240

6,870

1,170

2,040

Phenolics, total recoverable(b) 69

pH 7.8

(a) Detroit sludge; WW-06 SS-2 (20% solids feed; LHSV=4 hr-1)

(b) Detroit sludge; WW-06 (composite of LHSV 2 hr-1 and 4 hr-1)

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Table 9. Comparison of HTL effluent water and WWTP headworks component flows.

Untreated WWTP

Headworks

Wastewater

HTL Aqueous

Phase Effluent

Contribution of

HTL Effluent water

to Headworks

Loadings(%)

Flow Rate for 100 MGD WWTP, gal/min 69,444 67(a) 0.2%

Constituent lb/day(b) lb/day % Contribution

BOD(d) 166,907 16,512 9%

COD 423,945 44,200 9%

CODs 147,713 Not measured Not measured

TOC (total organic carbon) 136,864 14,817 10%

Total Carbon Not listed 17,810 Not listed

TKN(d) (total Keldahl nitrogen) 29,209 5,530 16%

TSS (total suspended solids) 162,735 Not measured Not measured

Nitrogen (total)

Free ammonia-Nitrogen

29,209

16,691

5,552

3,533

16%

17%

Calcium Not listed <0.7 Not listed

Phosphorus (total) 4,673 8 0.2%

Potassium 13,353 202 1.5%

Sodium Not listed 101 Not listed

Sulfur Not listed 332 Not listed

Silicon Not listed 212 Not listed

Chloride 49,238 202 0.4%

Nitrate 0 26 100%

Phosphate 653 <7 1%

Sulfate 30,043 141 0.5%

Alkalinity as CaCO3, total(d) Not listed 11,320 Not listed

(a) Using Table 8 data and assuming 100 dry ton/day sludge is generated

(b) Based on concentrations given in Tchobanoglous et al. 2014

Possible treatment options for ammonia removal from the HTL aqueous stream include physical

methods, such as ammonia stripping or membranes, as well as biological methods. An air stripping

system was selected for the design as this option is well established and reliable for lowering the

ammonia content of wastewater (EPA 2000). As shown in Figure 5, the HTL aqueous stream is initially

treated with lime (CaO) to raise the pH to 11 and shift the NH3/NH4+ equilibrium to the gas phase. Lime

treatment causes CaCO3 and CaPO4 to precipitate and is therefore effective for removing phosphate, if

present. After clarification of precipitated CaCO3 and CaPO4, the effluent water containing dissolved

ammonia gas is contacted with an air stream in a packed tower where the ammonia gas is stripped from

the wastewater. Preliminary modeling indicates that air stripping will also remove volatile oxygenates

(e.g., ethanol, acetone, acetic acid, butanol) from the wastewater at levels that are likely too high to

recover a marketable ammonia product. Therefore, the ammonia/air stream is treated with a thermal

oxidation unit (THROX) where ammonia and organics are catalytically combusted to N2, CO2 and H2O

and released to the atmosphere.

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A membrane system and biological based methods were also examined as possible options for

ammonia removal from the HTL aqueous stream. It is possible a membrane system could be used to

recover saleable ammonia byproduct, but the efficacy of a membrane is highly uncertain as fouling from

precipitated salts (following pH adjustment) is a significant risk. Biological treatment systems for the

anaerobic oxidation of ammonium (anammox) in WWTP sidestreams have been installed at several

facilities in the U.S. and Europe WWTP (Pugh 2015). Preliminary discussions with vendors indicate that

a hybrid system consisting of an anaerobic blanket and anammox (Lu et al. 2016) is a plausible option.

However, this option does not allow for nutrient product recovery as ammonia is oxidized to nitrogen gas

in the biological process. Recovery of a nitrogen product pure enough to be saleable will likely require

removal of the organics prior to the ammonia recovery step. For example, catalytic hydrothermal

gasification (CHG), which can be used to convert organics in wastewater to methane (Jones et al. 2014),

could be coupled with air stripping or a membrane system to recover a pure ammonia byproduct.

AirStripper

Treated WaterTo Headworks

Lime softening &

clarifierHTL Aqueous

Quicklime (CaO)

CaPO4, CaCO3

Air

ThermalOxidizer

Natural gas

N2, H2O

Figure 5. Process flow for HTL aqueous phase treatment.

Table 10 summarizes some advantages and disadvantages of each treatment method considered for

this initial technology screening. Note that this list is not intended to be comprehensive, as there are

likely other possible treatment options that could not be included in this initial screening. The treatment

scheme using ammonia stripping is preliminary and as such, further experimental testing and analysis is

needed to test its feasibility and to determine the most appropriate and economical treatment option for

the HTL aqueous phase. Additional work is also needed to determine the overall impact of recycling the

HTL water on the WWTP. For example, there may be components other than ammonia that could build

up in the HTL water and at the least, require a purge.

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Table 10. Possible HTL water ammonia removal/recovery options.

Option Pros Cons

No Treatment (direct recycle

to WWTP)

Little/no cost May cause WWTP effluent nitrogen level to

increase.

NH3 Stripping Conventional technology;

Potential recovery of NH3

byproduct

Organics in NH3 stream may be too high for saleable

product; destruction of NH3 is expensive and GHG-

intensive; Does not remove other nitrogen.

Membrane Off-the-shelf; Potential

recovery of NH3 byproduct;

Simple system; small

footprint

Potential membrane fouling with organics and/or

suspended solids; Organics in NH3 stream may be

too high for saleable product; Does not remove other

nitrogen.

Biological (Anammox or

Nitrification-Denitrification)

Fairly well-established for

WWTP AD centrate

treatment

Additional biological operations and associated

potential for upsets; May require methanol (for

nitrification-denitrification; No option for product

recovery (produces N2 gas).

2.4.2 Aqueous Treatment Capital Costs

A separate, preliminary model for the aqueous phase treatment section was developed with Aspen’s

electrolyte package to enable more accurate prediction of lime requirements for pH adjustment and get

initial estimates for capital and operating costs. Capital costs for the lime softening, air stripping, and

thermal oxidation equipment were estimated with ACCE. Table 11 shows the purchased and installed

cost for the complete treatment process.

Table 11. HTL aqueous phase ammonia removal system capital costs

Equipment

Purchased, million

USD (2014)

Installed, million

USD (2014) Source

Lime softening and clarification $0.43 $1.04 ACCE, v. 8.8

Air stripping $0.63 $1.51 ACCE v. 8.8

Thermal oxidation $0.22 $0.53 ACCE, v. 8.8

Total $1.3 $3.1

2.5 Centralized Biocrude Upgrading

The HTL biocrude requires catalytic processing to remove oxygen, nitrogen, and sulfur before it can

be used as fuel blendstock. Biocrude produced from multiple plants within a geographical area is

collected at a central facility where it is hydroprocessed and finished into fuel products. The upgrading

plant is assumed to process 2,700 BPSD of biocrude, which is equivalent to the output of ten HTL

facilities, each processing 110 dry ton/day sludge. The upgrading plant flow diagram is shown in Figure

6 and based on that modeled in Jones et al. (2014). Prior to upgrading, a desalting process similar to that

used in a petroleum refinery is used to remove inorganic components from the biocrude to prevent

deactivation of the hydrotreating catalyst. The biocrude is then pumped to ~1500 psia, mixed with

compressed hydrogen, and preheated to the hydrotreater reactor temperature of ~750°F (400°C).

Hydrogen is produced onsite via steam reforming of the process off-gas and additional purchased natural

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gas (see Section 2.5.3). A guard bed directly upstream of the hydrotreater is used to remove soluble iron

that may be present in the biocrude. In contrast to algae HTL biocrude (Jarvis et al. 2016), no solubilized

iron complexes were observed in the sludge HTL biocrude and therefore a filter may be sufficient for

mineral removal in lieu of a guard bed in the future. However, there may be other mineral compounds

present that are unlikely to be captured by a filter. Further investigation is needed in this area to verify

effective biocrude cleanup strategies. During the hydrotreating process, biocrude oxygen is converted to

CO2 and water, nitrogen is converted to ammonia, and sulfur is converted to hydrogen sulfide. The

resulting hydrocarbon product consists of a mixture of paraffins, olefins, naphthenes and aromatics that

lie within the gasoline, jet and diesel boiling ranges. The hydrotreater reactor effluent is cooled to

condense the produced water and hydrocarbons and the organic phase is fractionated into four boiling

point cuts: C4 minus, naphtha range, diesel range and heavy oil range material. The heavy cut is cracked

in a conventional hydrocracker to produce additional naphtha and diesel range products. As product cut

analysis is not yet available, simulated distillation data are used to estimate the volumes of naphtha, diesel

and heavy oil boiling range material. The wastewater from the process is high in ammonia and therefore

will likely require treatment prior to sending to a WWTP. A stripping system similar to that described for

HTL water treatment is assumed for the upgrading plant.

Biocrude Feed

HydrotreaterR-310

P-310

H-311

Makeup CompressorC-311

Feed/Product HX-318A

Air Fin CondenserH-316

HP FlashV-311

LP FlashV-315

PSAV-300

Offgas to A350

To Water Treatment

Lights ColumnT -310

Diesel ColumnT-330

To Gasoline Pool

To Diesel Pool

To A350 Hydrocracker

E-310

Naphtha ColumnT -320

336

Hydrogen From A400

Recycle CompressorC-310

HX-320

Figure 6. Process flow for HTL biocrude hydrotreating.

2.5.1 Biocrude Hydroprocessing Design Basis

The design basis for hydrotreating is presented in Table 12. The experimental data was collected

from bench scale flow reactors at PNNL. The modeled goal case assumes improved hydrotreated product

yield and reactor space velocity relative to that demonstrated in the testing. Based on the experience of

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the experimental team, these values are expected to be attainable within the time frame of the goal case

with further research and development.

Table 12. Sludge biocrude hydrotreating experimental results and model assumptions.

Component

Experimental

(HT-62005-60)

Model

(goal case)

Temperature, °F (°C) 752 (400) 752 (400)

Pressure, psia 1540 1515

Catalyst

Sulfided?

CoMo/alumina-F

Yes

CoMo/alumina

Purchased presulfided

LHSV, vol./hour per vol. catalyst 0.18 0.50

WHSV, wt./hr per wt. catalyst 0.29 0.81

HTL biocrude feed rate, ml/h 5.6 Commercial scale

Total continuous run time, hours 302 (total run) Not applicable

Chemical H2 consumption, wt/wt HTL biocrude (wet) 0.046 0.044

Product yields, lb/lb dry biocrude (vol/vol wet biocrude)

Hydrotreated oila

Aqueous phase

Gas

0.82 (0.99)

0.14 (0.13)

0.08

0.84 (0.97)

0.13 (0.19)

0.07

Product oil, wt%

C

H

O

N

S

85.6%

14.6%

1.0%

<0.05%

7-10 ppm

85.3%

14.1%

0.6%

0.04%

0.0%

Aqueous carbon, wt% 0.10% 0.17%

Gas analysis, volume%

CO2, CO

CH4

C2+

NH3

NH4HS

0%

51%

49%

Not measured

Not measured

0%

33%

38%

26%

3%

TAN, feed (product) 59 (<0.01) Not calculated

Viscosity@40 °C, cSt,

feed (product)

400 (2.7)

Not calculated

Density@40 °C, g/ml,

feed (product)

0.98 (0.79)

0.98 (0.79)

(a) Yield after phase separation

The hydrocarbon compounds used to model the hydrotreated product are similar to those used for

previous algae HTL modeling (Jones et al. 2014) and are listed in Appendix C. Figure 7 shows the

boiling point curves from simulated distillation (ASTM Method D2887) for the hydrotreated product

from experimental testing and the modeled hydrotreated product. Actual distillation was also performed

on the hydrotreated product and matched well with the D2887 results.

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Figure 7. Boiling point distribution (ASTM D2887) for hydrotreated product from sludge biocrude.

The heavy oil fraction from hydrotreating is assumed to be hydrocracked into additional gasoline and

diesel range fuel. No experimental data are yet available for hydrocracking of hydrotreated HTL

biocrude, so it is assumed that the heavy cut is processed similar to petroleum operations. The

hydrocracking assumptions for the model are given in Table 13.

Table 13. Hydrocracking model assumptions.

Process Basis Assumptions

Hydrocracking heavier than

diesel portion of hydrotreated

HTL biocrude

No experimental data, assumed to be

similar to conventional hydrocrackers

LHSV=1

Temperature: 734 °F (390 °C)

Pressure: 1035 psia

H2 chemical consumption:

0.004 wt/wt heavy oil

Product breakdown:

Gas (excluding excess H2); 3 wt%

Liquid fuels: 96 wt%

Aqueous: 1 wt%

2.5.2 Biocrude Hydroprocessing Capital Costs

Table 14 shows the capital costs for the hydrotreater and hydrocracker systems, which are based on a

review of conventional naphtha, diesel and kerosene hydrotreaters as published in the IHS 2014 Yearbook

and from Petroleum Refining Technology and Economics (Gary 2007). Additional cost details can be

found in Appendix B.

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Table 14. Hydrotreater and hydrocracker capital costs.

Item or Area

Purchased, million

USD (2014)

Installed, million USD

(2014) Source

Hydrotreater system (2732 BPSD feed) 21.1 33.6 IHS 2014a

Hydrocracker system (1020 BPSD feed) 4.4 6.6 IHS 2014a

The costs spanned a broad range from simple naphtha hydrodesulfurization units, to multi-stage

hydrocrackers. In addition to the reactor(s), each system at least includes recycle compressors, multi-

stage flash systems and distillation. The hydrotreater system also includes the cost of a desalter and guard

bed. Costs for a generic hydrocracking system (2000 psia) were chosen as the basis for hydrotreating and

hydrocracking. While these costs are generally applicable to HTL oil hydrotreating as they employ

similar temperatures and pressures, conventional refining space velocities tend to be higher. Reactor cost

sensitivity is considered in Section 4.0.

2.5.3 Hydrogen Generation Design and Cost Basis

The hydrogen plant is a conventional natural gas based steam reformer. Most of the off-gas is used to

fire the reformer. However, a portion of the off-gas is compressed and mixed with makeup natural gas

which is then sent to a hydrodesulfurizer (HDS) unit. Figure 8 (Jones et al. 2014) shows the simplified

flow scheme for hydrogen generation by steam reforming of natural gas (IHS 2014b; Meyers 2004; H2A

2013) combined with the off-gas streams from hydrotreating and hydrocracking. Hydrogen for the HDS

unit is supplied by the off-gas stream. The gas exiting the HDS unit is then mixed with superheated

steam and sent through an adiabatic pre-reformer to convert C2+ compounds to methane prior to entering

the main steam reformer to produce syngas. This reduces the rate of coking in the main reformer. The

syngas hydrogen content is increased by high temperature shift. After condensing out the water, the

hydrogen is purified by pressure swing adsorption (PSA). Off-gas from the PSA is recycled to the

reformer burners.

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Figure 8. Process flow for hydrogen production (from Jones et al. 2014).

Saturated and superheated steams are generated by recuperating heat from the reformer exhaust and

cooling the product from the water gas shift reactor. The generated steam is used in the reformer and also

to provide process heat, including the distillation column reboilers.

The design assumptions are shown in Table 15. Gibbs minimization reactors are used to model the pre-

reforming, methane reforming and burner reactions. The reactor methane conversion of 80 mole %

matches that reported by IHS (2014b).

Table 15. Hydrogen plant model assumptions.

Equipment Assumptions

Pre-reformer

Outlet temperature 925 F (496 C)

Outlet pressure 429 psia

Steam/carbon ratio 3.5

Methane Reformer

Steam pressure 670 psia

Outlet temperature 1562 F (850 C)

Outlet pressure 399 psia

Burners Bridge wall temperature 1800 F (982 C)

Pressure Slightly positive

Shift Reactor

Outlet temperature 568 F (300 C)

Outlet pressure 388 psia

Approach to equilibrium 98%

PSA Hydrogen delivery pressure 376 psia

Hydrogen recovery 90%

Capital costs for hydrogen generation are taken from the IHS PEP 2014 Yearbook and scaled to the

necessary hydrogen production rate using the IHS scale factor. The equipment includes a sulfur guard

PSA

Shift

Steam Drum

Methane Reformer

Hydrogen

Offgas

Air

Offgas

Natural Gas

Flue Gas

Condensed Water

HDS

Pre-Reformer

SuperheatedSteam

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bed, pre-reformer, primary reformer with nickel catalyst, high temperature shift reactor, pressure swing

adsorption unit, waste heat recovery producing high pressure steam and all associated outside battery

limit equipment. Conventional steam reformer hydrogen plants range in scale from 1 to 100 million scf

of hydrogen per day. The hydrogen plant scale needed for the centralized biocrude upgrading plant is at

the low end: 9 million scf per day. The purchased capital and installed capital cost for this plant is $14.2

million and $27.2 million (in 2014 dollars), respectively. Additional cost details can be found in

Appendix B.

3.0 Process Economics

The process economic analysis involves first determining the total capital investment (TCI), the

variable operating costs, and the fixed operating costs for each of the HTL and biocrude upgrading plants.

Discounted cash flow rate of return analysis is then used to determine the fuel production cost using

standard methodology used for all BETO design cases. The summary economics and performance for the

HTL plant and the upgrading plant are presented in the following sections. Sensitivity analysis around

key technical and economic assumptions is presented in Section 4.0.

3.1 Sludge HTL Plant

Table 16 lists the feed and biocrude product flow rates for the sludge HTL plant goal case.

Table 16. Annual feed and biocrude product rates for the sludge HTL plant.

Stream Million gallons/year Million lb/year

Dry sludge (15% ash) feed N/A 73

Dry, ash-free sludge feed N/A 62

Total slurry feed (25% solids) 33 290

HTL biocrude product 3.8 30

HTL aqueous phase 25 9.4

HTL solids (dry) N/A 2000

3.1.1 Total Capital Investment

Table 17 summarizes the costs presented in Section 2.0 for the sludge HTL plant goal case including

the balance of plant items such as the tank farm, flare and cooling water system. The HTL section of the

plant contributes 72% the total installed capital.

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Table 17. Total capital investment for sludge HTL plant.

Cost Item Million US Dollars (2014$)

Sludge dewatering 1.43

HTL biocrude production 13.1

HTL aqueous phase treatment 3.09

Balance of plant 0.62

Total Installed Cost (TIC) 18.2

Buildings (4% of TIC) 0.73

Site development (10% of TIC) 1.82

Additional piping (4.5% of TIC) 0.73

Total Direct Costs (TDC) 21.5

Indirect Costs

Prorated expenses (10% TDC) 2.15

Home office & construction fees (20% TDC) 4.30

Field expenses (10% TDC) 2.15

Project contingency (10% TDC) 2.15

Startup and permits (10% TDC) 2.15

Total Indirect 12.9

Fixed Capital Investment (FCI) 34.4

Working Capital (5% of FCI) 1.72

Land(a) 0.009

Total Capital Investment (TCI) 36.2

(a) Scaled on Dutta et al. 2011

3.1.2 Operating Costs

Variable operating costs and supporting assumptions for the sludge HTL plant are given in Table 18.

The largest contributors to annual operating cost are quicklime for HTL aqueous phase ammonia

stripping, natural gas for the HTL process, extra aeration power needed for processing the recycled HTL

water in the WWTP’s biological treatment step, and polymer consumed for sludge dewatering.

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Table 18. HTL plant variable operating costs.

Variable Value Source

Total Cost (2014),

million USD/year

Sludge Dewatering

Polymer, $/lb (2013$) 1.73 City of Detroit 2014 0.33(a)

HTL Processing

Natural Gas, $/1000 scf (2014$) 5.62 EIA 2014a 0.39

Electricity, ¢/kWh (2014$) 7.09 EIA 2014b 0.10

HTL Aqueous Phase Treatment

Quicklime, $/ton (2014$) 107 USGS 2016 0.42

Natural gas (for THROX unit), $/1000 scf

(2014$)

5.62 EIA 2014a 0.18

Extra Aeration at WWTP

Electricity, kWh/lb COD removed

(assuming100% COD removal)

0.40 Wan et al. 2016 0.36

Total 1.78

(a) For a polymer dose of 10.5 lb/dry ton secondary sludge.

Fixed costs for the HTL plant are shown in Table 19. Salaries are taken from Dutta et al. (2011) and

converted to a 2014 dollar basis using US Bureau of Labor Statistics labor cost indices. The factors for

benefits and maintenance, insurance and taxes are the standard assumptions used for BETO design cases.

Table 19. HTL plant fixed operating costs.

Position Title Number

Total Cost (2014),

million USD/year

Conversion Plant (unburdened)

Plant Manager 1 0.15

Plant Engineer 1 0.07

Maintenance Super 1 0.06

Lab Manager 1 0.06

Shift Supervisor 3 0.14

Lab Technician 1 0.04

Maintenance Tech 1 0.04

Shift Operators 4 0.19

Yard Employees 1 0.03

Clerks & Secretaries 1 0.04

Subtotal 0.81

Overhead & maintenance 90% of labor & supervision 0.73

Maintenance capital 3% of TIC 0.98

Insurance and taxes 0.7% of FCI 0.24

Total Other Fixed Costs 2.76

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3.1.3 Minimum Biocrude Selling Price

The minimum fuel selling price (MFSP) of the biocrude is determined using a discounted cash flow

rate of return analysis. The MFSP is the plant gate selling price of the fuel product that makes the net

present value of the project equal to zero with a 10% discounted cash flow rate of return over a 30 year

plant life and 40% equity with the remainder debt financed at 8% interest for a 10 year term (see Table 1,

Section 1.3). The resulting MFSP for the 100 dry ton/day sludge HTL plant is $2.35/gge biocrude, or

$2.53/gallon. The modeled biocrude has a lower heating value (LHV) of 124,990 Btu/gal. A LHV of

116,090 Btu/gal (ANL 2016) is used to convert the heat value of the fuel products to a gasoline gallon

equivalent basis. Table 20 shows the breakdown of costs contributing to the MFSP of the biocrude. This

MFSP corresponds to a revenue from biocrude sales of $9.6 million/year. The payback period of the

project, calculated as the fixed capital investment divided by the average annual cash flow (Peters et al.

2004), is 13 years at the assumed 10% internal rate of return (IRR). This payback period does not

consider any avoided sludge disposal costs that would be incurred due to reduction of solids from HTL.

Figure 9 shows the contribution of each section of the HTL plant to the overall MFSP. The HTL section

of the plant constitutes 72% of the production cost. Sensitivity analysis around key financial and

technical assumptions and their impact on the MFSP is presented in Section 4.0.

Table 20. Biocrude MFSP cost breakdown.

$/gge

biocrude

$/year

(2014 USD)

Natural Gas 0.14 $600,000

Quicklime, Polymer 0.18 $800,000

Electricity 0.11 $500,000

Fixed Costs 0.68 $2,800,000

Capital Depreciation 0.27 $1,100,000

Average Income Tax 0.16 $700,000

Average Return on Investment 0.81 $3,300,000

Total 2.35

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Figure 9. Sludge HTL biocrude production cost for goal case.

3.2 Biocrude Upgrading Plant

Table 21 lists the feed and product flow rates for the centralized sludge biocrude upgrading facility.

The plant processes 2,730 BPSD of biocrude feed (from 10 HTL plants) and produces 2,660 BPSD of

diesel and gasoline blendstocks.

Table 21. Annual feed and product flows for centralized biocrude upgrading plant (processing biocrude

from 10 HTL plants).

Stream Million gal/year Million lbs/year

Biocrude feed 37.9 296.2

Hydrotreated oil 36.6 242.6

Diesel blendstock 27.6 (29.6 million gge/year)(a) 183.8

Naphtha (gasoline blendstock) 9.2 (9.1 million gge/year) (a) 56.5

(a) Based on a gasoline LHV of 116,090 Btu/gal (ANL 2016).

3.2.1 Total Capital Investment

Table 22 summarizes the costs presented in Section 2.0 for the sludge HTL biocrude upgrading plant

including the steam cycle and balance of plant items such as the tank farm, flare and cooling water

system. The hydrotreating section of the plant has the single highest installed capital cost.

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Table 22. Total capital investment for biocrude upgrading plant.

Cost Item Million US Dollars (2014$)

Hydrotreating 33.6

Hydrocracking 6.6

Hydrogen plant 27.2

Steam cycle 1.6

Balance of plant 6.5

Total Installed Cost (TIC) 75.6

Buildings (4% of TIC) 3.0

Site development (10% of TIC) 7.6

Additional piping (4.5% of TIC) 1.8

Total Direct Costs (TDC) 87.9

Indirect Costs

Prorated expenses (10% TDC) 8.8

Home office & construction fees (20% TDC) 17.6

Field expenses (10% TDC) 8.8

Project contingency (10% TDC) 8.8

Startup and permits (10% TDC) 8.8

Total Indirect 52.8

Fixed Capital Investment (FCI) 140.7

Working Capital (5% of FCI) 7.0

Land (6% of TPEC)(a) 2.7

Total Capital Investment (TCI) 150.4

(a) Total purchased equipment cost

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3.2.2 Operating Costs

Table 23 and Table 24 list the plant variable and fixed operating costs and supporting assumptions for

the biocrude upgrading facility. Biocrude cost is the large majority (95%) of the operating cost and

therefore efforts aimed at reducing its production cost are critical to reducing the final fuel MFSP.

Table 23. Biocrude upgrading plant variable operating costs.

Variable Value Source

Total Cost

(2014), million

USD/year

Biocrude cost, $/gge (2014$) 2.42(a) This analysis 99.9

Hydrotreating catalyst, $/lb (2014$)

(2 year life)

16.6 IHS 2014c 0.40

Hydrocracking catalyst, $/lb (2014$)

(5 year life)

16.6 IHS 2014c 0.03

Hydrogen plant catalyst, $/1000scf H2

(2014$) (5 year life)

0.0205 IHS 2014b 0.06

Natural gas, $/1000scf (2014$) 5.62 EIA 2014a 2.79

Cooling tower chemical, $/lb (2007$) 1.36 Humbird et al. 2011 0.01

Boiler chemical, $/lb (2007$) 2.27 Humbird et al. 2011 0.01

Electricity, ¢/kWh (2014$) 7.09 EIA 2014b 0.92

Water makeup, $/ton (2001$) 0.20 Humbird et al. 2011 0.05

Wastewater fee, $/ton (2001$) 0.48 Peters et al. 2004 0.07

Total 104.2

(a) Includes 10 cents/gge cost for biocrude transportation to the refinery (Sheppard 2011).

Table 24. Biocrude upgrading plant fixed operating costs.

Position Title Number

Total Cost (2014),

million USD/year

Conversion Plant (unburdened)

Plant Manager 1 0.15

Plant Engineer 1 0.07

Maintenance Super 1 0.06

Lab Manager 1 0.06

Shift Supervisor 3 0.14

Lab Technician 3 0.12

Maintenance Tech 6 0.24

Shift Operators 25 1.20

Yard Employees 4 0.11

Clerks & Secretaries 1 0.04

Subtotal 2.19

Overhead & maintenance 90% of labor & supervision 1.97

Maintenance capital 3% of TIC 4.05

Insurance and taxes 0.7% of FCI 0.99

Total Other Fixed Costs 9.18

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3.2.3 Minimum Fuel Selling Price

The MFSP for the goal case centralized upgrading plant is $3.46/gge fuel blendstock. Table 25

shows the breakdown of costs contributing to the fuel blendstock MFSP. Note that the cost of the

biocrude feed is given per gge of upgraded fuel, considering that 1.05 gge of biocrude is needed to make

1 gge of upgraded fuel. Figure 10 shows the contribution of each section of the upgrading plant to the

overall MFSP. Again, the overriding impact of biocrude price on the fuel production price is evident.

Sensitivity analysis around key financial and technical assumptions and their impact on the MFSP is

presented in Section 4.0.

Table 25. Upgraded fuel blendstock MFSP cost breakdown.

$/gge

final

fuel $/year

Biocrude Feed 2.58 $99,900,000

Natural Gas 0.07 $2,800,000

Catalysts & Chemicals 0.01 $500,000

Waste Disposal 0.002 $100,000

Electricity and other utilities 0.02 $1,000,000

Fixed Costs 0.24 $9,200,000

Capital Depreciation 0.002 $4,700,000

Average Income Tax 0.07 $2,800,000

Average Return on Investment 0.46 $17,700,000

Total 3.46

Figure 10. Upgraded fuel production cost for the goal case.

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4.0 Economic and Technical Sensitivities

4.1 Sensitivity Analysis

Figure 11 shows the results of sensitivity analysis around the key technical and economic modeling

assumptions. A wide range of plant scale of 50 to 950 dry ton/day was selected to include the largest

plants in the country. Collectively this size range covers 52% of the total WWTP capacity represented in

the 2012 CWNS data (EPA 2016). Smaller sized plants are not economically feasible under conventional

equipment scaling assumptions for stick-built plants (i.e., the sixth-tenths rule), however biocrude

collection scenarios centered around large WWTPs in densely populated regions could include smaller

plants while still meeting the goal fuel MFSP, as explored in Section 4.2. As sludge management and

disposal currently constitutes a major expense to the wastewater industry, the impact of avoided sludge

disposal cost (feedstock cost) is an important aspect of reflecting the current reality for WWTPs. In some

cases, the HTL plant would be owned by the WWTP, in others by a private company. In the latter case,

the avoided sludge disposal cost may be in the form of a fee that WWTPs would pay to the HTL

owner/operator that would allow sharing of the cost savings between the two parties. A range of $200/dry

ton credit (avoided cost) to a $25/dry ton sludge cost was assessed for the sensitivity analysis. Biocrude

yield and feed solids content were varied based on minimum values observed in experimental testing and

maximum values thought to be possible with extensive research and development. The biocrude yield

will vary depending on the composition of the sludge, generally following the trend of

lipids>proteins>carbohydrates (Biller and Ross 2011). Hence, blending of sludge with high-lipid waste

feedstocks such as FOG from WWTP skimming operations and animal rendering wastes could result in

significantly higher yields. Note that there may be competition for these feedstocks in certain areas and

this aspect needs to be considered on an individual plant basis when determining project feasibility.

Sludge ash content will also vary considerably from plant to plant. As a comparative example, ash

content of sludges provided by MetroVancouver in the LIFT study ranged from 7 to 12 wt% (Marrone

2016), while the mixed sludge provided by the City of Detroit was 26 wt%. We believe the Detroit

sludge to be on the upper end and MetroVancouver to be on the lower end of the spectrum and

accordingly, a range of 5-30% ash content was investigated. Note that the ash sensitivity only considers

changes in yield that are proportional to organic content and does not include possible influences of ash

content on HTL chemistry (e.g., catalytic) or oil separations (e.g., biocrude adhering to solids). There is

uncertainty regarding the amount of extra heat exchange capacity that will be needed due to fouling of the

sludge preheaters. The overall heat exchanger coefficient (U) was varied by -50% to + 25% of the base

case value to illustrate the potential impact of this factor on cost.

As shown in Figure 12, variability in the plant scale has the greatest impact on MFSP. Biocrude

yield, sludge ash content and the overall heat transfer coefficient for the feed/product heat exchangers are

key technical parameters that significantly affect production cost as well. Consideration of avoided

sludge disposal cost, uncertainty in HTL capital cost, and the assumed IRR used in the discounted cash

flow calculations are key economic assumptions impacting the MFSP. A 10% IRR is assumed for all

conversion pathway TEAs in BETO’s portfolio, however WWTP/HTL plant owners may want a higher

project IRR.

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Figure 11. Sensitivity analysis for sludge HTL plant.

Figure 11 shows the sensitivity of final upgraded fuel MFSP to several economic and technical

parameters for the biocrude upgrading plant model. Biocrude price was varied widely according to the

approximate range seen from the variable HTL plant scale in Figure 11. Upgrader plant scale was varied

from 1,000 to 5,000 BPSD final fuel. For plant scales above the base case, it is likely that a biocrude

supply draw radius larger than the base case of 100 miles would be necessary. A sensitivity case where

the biocrude is upgraded at an existing petroleum refinery (TCI=0) is also considered. As shown, this

option could potentially reduce the MFSP by $0.50/gge. However, more work is needed to characterize

the processing needs of biocrude and the oxygen, nitrogen and sulfur limits that could be tolerated in a

petroleum refinery. The hydrotreated oil yield range shown represents the minimum observed in the

laboratory and the maximum thought to be achievable with the highest quality biocrude. It may be

possible to eliminate the hydrocracker through the use of a specially designed hydrotreating catalyst that

also has cracking capabilities. In this case, the heavy residual would be recycled to the reactor with a

small purge. This case is also included as a sensitivity. The sensitivity analysis shows that biocrude price

has the greatest impact on upgrading production cost. Plant scale, upgrading at an existing refinery, and

hydrotreated oil yield significantly affect cost as well. It is important to note that inherent to the success

of a centralized biocrude upgrader scenario are the contractual arrangements and logistical coordination

that would be required between owners/operators of the HTL/WWTP plants and the regional upgrading

plant.

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Figure 12. Sensitivity analysis for biocrude upgrading plant.

4.2 Regional Resource and Fuel Potential Analysis

As shown in the sensitivity analysis, plant scale is a key cost driver for the sludge biocrude

production cost. The base case of 110 dry ton/day plant is approximately the minimum HTL plant scale

that is feasible within BETO’s $3/gge target when only considering a single WWTP size feeding an

upgrader of 2,700 BPSD fuel production capacity. However, WWTPs larger than 110 dry ton/day can

produce biocrude cheaper than the base case price of $2.35/gge. In this way, blending biocrude from

smaller WWTPs with biocrude from the largest WWTPs could maximize fuel production while still

meeting a feasible average biocrude price for the upgrader.

Using the sludge production dataset published by Seiple et al. (2017) and the HTL and biocrude

upgrading plant cost production models, a siting analysis was performed to identify specific regions of the

country that could support upgraded fuel production at or below $3.50/gge. This analysis is intended to

provide an initial estimate of the general regions of interest rather than identify specific siting locations.

Siting was constrained to the 15,014 existing WWTPs ranging from 0.001 to 812 MGD influent flow.

This was done in part to simplify the siting model, but also because WWTPs are highly spatially

distributed in the U.S. and large scale upgrader facilities are likely to be proximal to biocrude sources due

to transport costs and logistics. It is assumed that each WWTP has its own HTL plant and could send its

biocrude to a central upgrader site. An initial pool of 2,621 siting candidates was developed by

identifying all WWTPs capable of producing $3.50/gge fuel when aggregating biocrude within a travel

radius of 100 miles, without considering resource competition from neighboring facilities. Although only

candidate WWTPs could represent possible upgrader locations, resources from all WWTPs were

considered during siting. Siting begins at the candidate upgrading plant location with the highest total

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fuel blendstock production potential. Resource competition is simulated by ensuring that each WWTP

can only participate in a single service territory. Within a given service territory, biocrude is

incrementally aggregated by prioritizing neighbors by total biocrude rather than transport distance.

Aggregation continues until the fuel price limit can no longer be achieved. Unused neighbors remain

available for subsequent siting iterations, allowing service territories to overlap but ensuring resource

pools are mutually exclusive. After each siting, the total fuel production potential is re-calculated for

remaining candidates using any remaining neighbors. As siting progresses, some viable candidates

become non-viable as their neighbors are scavenged by higher priority candidates. Siting continues until

all candidates are either sited or no longer able to achieve the fuel price limit.

The results of the upgrading plant siting analysis are presented in Figure 13. A total of seven

centralized upgrading sites are feasible in the U.S. given a fuel price limit of $3.50/gge. In total, these

sites utilize 34% (13,000 dry ton/day) of the total daily sludge feedstock in the U.S. to generate

approximately 1.32 million gallons/day of fuel blendstock. A total of 295 WWTPs (2%) were utilized

during siting. They ranged in size from 0.05 to 812 MGD wastewater influent flow, with an average of

40 MGD. Only two facilities had a flow rate less than 1 MGD. On average, candidate sites utilized 13%

(range of 3-31%) of their available neighbors, but consumed 72% (range of 29-94%) of available

biocrude produced within the service area. Regional biocrude aggregation increased fuel blendstock

production output by 225%, over the 0.41 million gallons/day of fuel that could be produced at 9 WWTPs

capable of independently producing fuel at or below $3.50/gge.

Figure 13. Regional fuel production at $3.50/gge from sludge HTL and biocrude upgrading.

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5.0 Conclusions and Recommendations

This analysis shows that fuel blendstocks generated from HTL of sludge and centralized biocrude

upgrading have the potential to be competitive with fossil fuels. The estimated plant gate MFSP of

$3.46/gge final fuel blendstock for the goal case conceptual design for 2022 is within the tolerance of

BETO’s $3/gge programmatic goal for biofuel production cost. This analysis illustrates the feasibility of

HTL for point-of-generation conversion of waste feedstock at a scale 1/20th that of the standard

lignocellulosic biorefinery scale typically used in BETO design cases. The relevance of this work reaches

beyond wastewater treatment sludge to lay the groundwork for application to other distributed wet wastes

and blends that together represent a significant resource of underutilized biomass.

Future research in several key areas is needed to support the goal case design, including:

Increased biocrude yields through

– Improved continuous solid/liquid separations and liquid/liquid separations. Research is needed to

investigate and test improved methods for enhanced phase separation such as coalescers,

continuous solids separation, solids washing, feed de-ashing, and other approaches.

– Incorporation of FOG and other fat-rich waste resources, such as skimmed FOG from the

WWTP, collected restaurant grease trap waste, and regional rendering. Further work is necessary

to determine and test appropriate sludge/FOG blends.

– Increased feed solids concentration. Concentrating the solids increases the amount of carbon

reporting to the biocrude phase during HTL and improves economics through decreased capital

costs and increased energy efficiency. Further work is needed to assess high pressure pumping

and HTL of sludge feed at 25% solids at various ash contents.

– Decreased ash/grit content in the sludge solids through WWTP operations such as improved

degritting and/or deashing technology, and reduced inorganic flocculating agent usage.

Strategies for more effective and scalable heat transfer at HTL operating pressure:

– Improved understanding of fundamental heat and mass transfer limitations for sludge heating and

associated improvements to the design for application at scale. This includes heat transfer studies

to better characterize the preheater equipment needs and rheology studies to determine viscosity

profile as a function of temperature and flow rate.

– Investigation of alternative heat exchanger designs for reduced material costs such as static mixer

heat exchangers, dual-shell configurations (Fassbender 1992), and staged heating with shell/tube

units for the latter portion of preheating.

Cost-effective treatment technologies for the HTL aqueous phase. Baseline testing is needed to

determine the effectiveness of various options (e.g., ammonia stripping, biological methods and

membranes) for nitrogen removal. Further investigation of conversion (e.g., catalytic gasification)

and treatment technologies through collaborative experimental and modeling work with universities

and industry is needed to understand the impacts of full integration with the WWTP.

Address scale challenges for distributed waste feedstocks through:

– Integration of additional waste feedstocks on a regional basis. Resource analysis will help to

identify available waste feedstock blends including manure, FOG, pulp sludge, food waste, etc…

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Testing of different blends to establish overall yields and impact on quality is needed. Dry waste

may also be beneficial as it is cheap to transport relative to wet materials and could reduce

dewatering energy.

– Investigation of the feasibility of transporting sludge to enable larger scale HTL plants.

– Investigation of modular HTL systems for smaller scale applications.

Improved performance of biocrude upgrading through (Jones et al. 2014):

– Improved catalyst performance. Hydrotreating catalyst maintenance and stability are unknown,

as are regeneration protocols and lifetimes. Longer-term testing with biocrude and detailed

characterization of catalyst performance and deactivation modes are needed. Pretreatment steps,

such as desalting, need to be demonstrated.

– Development of hydrodeoxygenation and hydrodenitrogenation reaction kinetics to assist reactor

designs and better inform the choice of co-processing in a petroleum refinery. A possible method

to be more generally applicable might be to establish rate laws for sludge components such as,

lipids, carbohydrates and proteins.

– Both standard and comprehensive characterization of the major distillation fractions, gasoline

range, diesel range, and gas oil range for the HTL oil and the hydrotreated oil. The jet fuel range

should also be characterized, and an understanding of how to produce a jet cut without degrading

naphtha and diesel properties would also be useful. Testing for key final fuel qualities, such as

flash, octane, cetane, and cold flow properties is desirable.

– Demonstration of hydrocracking yields of the gas oil fraction. Combined hydrotreating-

hydrocracking is a possible way to reduce cost and could be achieved through catalyst research

and development.

– Investigation of compatibility of biocrude with petroleum refinery insertion points and other

coprocessing strategies.

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Page 61: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.1

- Heat and Material Balances

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A.2

109

128B

111

128

QH100

115

131

130

132

Feeders/PumpsP-101b

126

F-105Filter

AqueousTo A200

HTL Oil to Upgrading Plant

HTL Solids

105

121

135

R-101 HTL Plug Flow Reactors with Hot

Oil Jacket

A100 HYDROTHERMAL LIQUEFACTION

HTL Plant

Heat Exchangers

HX-100

Air Fin CondenserHX-102

129

Fuel Gas to Combustor

Three-phaseseparator

V-110

HeaterH-105

Heat from Hot OilA110

Heat from Hot OilA110

Feeders/PumpsP-101a

Dewatered Sludge(25% solids)

101

HeaterH-100

Heat from Hot OilA110

109

107

128

111 115

140

132

131

130

136

H-110

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A.3

101 105 107 109 111 115 121 126 128 129 130 131 132 135 136 140 Total Flow lb/hr 36667 36667 36667 36667 36667 36667 36667 5522 31144 31144 31144 1226 26022 3896 3896 31144 Temperature F 60 60 80 85 555 656 656 656 656 351 233 140 140 140 110 140 Pressure psia 15 85 84 3074 2984 2979 2969 2969 2969 1498 30 28 28 28 26 28 Vapor Frac 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 Mass Flow lb/hr H2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CO2 0 0 0 0 0 0 2045 0 2045 2045 2045 1126 919 0 0 2045 H2O 27500 27500 27500 27500 27500 27500 27506 3301 24205 24205 24205 0 24049 156 156 24205 NH3 0 0 0 0 0 0 130 0 130 130 130 0 130 0 0 130 CH4 0 0 0 0 0 0 37 0 37 37 37 37 0 0 0 37 C2H6 0 0 0 0 0 0 12 0 12 12 12 12 0 0 0 12 C3H8 0 0 0 0 0 0 4 0 4 4 4 4 0 0 0 4 N-C4H10 0 0 0 0 0 0 34 0 34 34 34 34 0 0 0 34 N-PENTAN 0 0 0 0 0 0 12 0 12 12 12 12 0 0 0 12 METHANOL 0 0 0 0 0 0 218 0 218 218 218 0 218 0 0 218 ETHANOL 0 0 0 0 0 0 9 0 9 9 9 0 9 0 0 9 ACETONE 0 0 0 0 0 0 38 0 38 38 38 0 38 0 0 38 ACEACID 0 0 0 0 0 0 179 0 179 179 179 0 179 0 0 179 PROACID 0 0 0 0 0 0 65 0 65 65 65 0 65 0 0 65 ETHAMIN 0 0 0 0 0 0 96 0 96 96 96 0 96 0 0 96 2-PYRRLD 0 0 0 0 0 0 47 0 47 47 47 0 47 0 0 47 2-PIPERD 0 0 0 0 0 0 47 0 47 47 47 0 47 0 0 47 7-LACTAM 0 0 0 0 0 0 78 0 78 78 78 0 78 0 0 78 C5H9NS 0 0 0 0 0 0 245 0 245 245 245 0 89 156 156 245 TOLUENE 0 0 0 0 0 0 112 0 112 112 112 0 0 112 112 112 RYRO3ETM 0 0 0 0 0 0 198 0 198 198 198 0 0 198 198 198 PHENO4M 0 0 0 0 0 0 17 0 17 17 17 0 0 17 17 17 AMIPHENO 0 0 0 0 0 0 34 0 34 34 34 0 0 34 34 34 INDOLE 0 0 0 0 0 0 206 0 206 206 206 0 0 206 206 206 2-PYTENE 0 0 0 0 0 0 258 0 258 258 258 0 0 258 258 258 C15OLEF 0 0 0 0 0 0 258 0 258 258 258 0 0 258 258 258 MC12AMID 0 0 0 0 0 0 223 0 223 223 223 0 0 223 223 223 C16AMIDE 0 0 0 0 0 0 206 0 206 206 206 0 0 206 206 206 C18AMIDE 0 0 0 0 0 0 430 0 430 430 430 0 0 430 430 430 C16:0FA 0 0 0 0 0 0 304 0 304 304 304 0 12 292 292 304 C18:1FA 0 0 0 0 0 0 421 0 421 421 421 0 0 421 421 421 C13H18 0 0 0 0 0 0 344 0 344 344 344 0 0 344 344 344 HEVOIL1 0 0 0 0 0 0 418 0 418 418 418 0 47 371 371 418 HEVOIL2 0 0 0 0 0 0 215 0 215 215 215 0 0 215 215 215 SLUDGE 9167 9167 9167 9167 9167 9167 0 0 0 0 0 0 0 0 0 0 ASH 0 0 0 0 0 0 1377 1377 0 0 0 0 0 0 0 0 SOLID 0 0 0 0 0 0 845 845 0 0 0 0 0 0 0 0 Enthalpy mmBtu/hr -202.74 -202.73 -202.11 -201.70 -186.30 -181.06 -178.06 -23.28 -154.74 -170.14 -170.14 -4.45 -168.18 -3.35 -3.53 -175.76

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A.4

671170

157

131

Fuel Gas From A100

156

A110 Combustor & Heat Transfer Circulation Oil

HTL Plant

Natural Gas

172

Exhaust

160

CombustorR-150

H-151Air

Air BlowerK-155

Exhaust BlowerK-150

Circ. Heat Transfer Oil

(Details not shown)

Heat from Hot OilTo A100 Feed Prep

Heat from Hot OilTo A100 HTL

171

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A.5

131 156 157 160 170 171 172 Total Flow lb/hr 1226 374 11342 11342 9742 9742 9742 Temperature F 140 60 491 533 90 132 350 Pressure psia 28 450 15 17 15 18 16 Vapor Frac 1 1 1 1 1 1 1 Mass Flow lb/hr N2 0 2 7216 7216 7214 7214 7214 O2 0 0 368 368 2210 2210 2210 AR 0 0 123 123 123 123 123 CO2 1126 4 2433 2433 5 5 5 H2O 0 0 1202 1202 190 190 190 NH3 0 0 0 0 0 0 0 CH4 37 368 0 0 0 0 0 C2H6 12 0 0 0 0 0 0 C3H8 4 0 0 0 0 0 0 N-C4H10 34 0 0 0 0 0 0 N-PENTAN 12 0 0 0 0 0 0 HEXANE 0 0 0 0 0 0 0 METHANOL 0 0 0 0 0 0 0 ETHANOL 0 0 0 0 0 0 0 ACETONE 0 0 0 0 0 0 0 ACEACID 0 0 0 0 0 0 0 PROACID 0 0 0 0 0 0 0 ETHAMIN 0 0 0 0 0 0 0 2-PYRRLD 0 0 0 0 0 0 0 2-PIPERD 0 0 0 0 0 0 0 7-LACTAM 0 0 0 0 0 0 0 C5H9NS 0 0 0 0 0 0 0 TOLUENE 0 0 0 0 0 0 0 RYRO3ETM 0 0 0 0 0 0 0 PHENO4M 0 0 0 0 0 0 0 AMIPHENO 0 0 0 0 0 0 0 INDOLE 0 0 0 0 0 0 0 2-PYTENE 0 0 0 0 0 0 0 C15OLEF 0 0 0 0 0 0 0 MC12AMID 0 0 0 0 0 0 0 C16AMIDE 0 0 0 0 0 0 0 C18AMIDE 0 0 0 0 0 0 0 C16:0FA 0 0 0 0 0 0 0 C18:1FA 0 0 0 0 0 0 0 C13H18 0 0 0 0 0 0 0 HEVOIL1 0 0 0 0 0 0 0 HEVOIL2 0 0 0 0 0 0 0 Enthalpy, mmBtu/hr -4.45 -0.78 -15.04 -14.91 -1.09 -0.99 -0.46

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A.6

HTL Aqueous From A100

Hydrated Lime

ClarifierCL-215

Lime Sludge

NH3 StripperT-220

THROX UnitTX-230

Water recycle to headworks

Air

Exhaust

Natural Gas

202

220

237

230

242

225

235

218

203

132

222 232

A200 HTL Aqueous TreatmentHTL Plant

H-230

K-230

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A.7

132 202 203 218 220 222 225 230 232 235 237 242 Mass Flow lb/hr 25901 1314 175 25125 21139 58986 55000 55000 59161 59161 55000 2091 Temperature F 140 70 70 164 106 116 59 66 600 401 301 165 Pressure psia 28 15 25 60 15 15 15 15 15 15 15 60 Vapor Frac 0 0 1 0 0 1 1 1 1 1 1 0 Solid Frac 0 1 0 0 0 0 0 0 0 0 0 1 Volume Flow cuft/hr 2883 9 2476 415 341 885766 721495 706958 1658570 1346800 1023720 16 Mass Flow lb/hr H2O 23919 0 0 24097 20533 3911 347 347 4815 4815 347 268 N2 0 0 0 0 28 41249 41277 41277 41355 41355 41277 0 O2 0 0 0 0 22 12628 12650 12650 11285 11285 12650 0 AR 0 0 0 0 1 699 701 701 699 699 701 0 CO2 454 0 0 0 1 24 25 25 963 963 25 0 NH3 6 0 0 129 0 129 0 0 0 0 0 1 METHANE 0 0 175 0 0 0 0 0 0 0 0 0 METHANOL 218 0 0 216 10 206 0 0 0 0 0 2 ETHANOL 9 0 0 9 0 9 0 0 0 0 0 0 ETHAMIN 96 0 0 43 0 43 0 0 43 43 0 53 ACETONE 38 0 0 38 0 38 0 0 0 0 0 0 ACEACID 179 0 0 177 130 47 0 0 0 0 0 2 PROACID 65 0 0 64 62 2 0 0 0 0 0 1 2-PYRRLD 47 0 0 46 46 0 0 0 0 0 0 1 2-PIPERD 47 0 0 46 46 0 0 0 0 0 0 1 7-LACTAM 78 0 0 77 77 0 0 0 0 0 0 1 C5H9NS 89 0 0 88 88 0 0 0 0 0 0 1 C16:0FA 12 0 0 12 12 0 0 0 0 0 0 0 HEVOIL1 47 0 0 46 46 0 0 0 0 0 0 1 CA++ 0 0 0 7 7 0 0 0 0 0 0 0 K+ 7 0 0 7 7 0 0 0 0 0 0 0 NA+ 4 0 0 4 4 0 0 0 0 0 0 0 NH4+ 131 0 0 0 0 0 0 0 0 0 0 0 CL- 7 0 0 7 7 0 0 0 0 0 0 0 PO4--- 0 0 0 0 0 0 0 0 0 0 0 0 SO4-- 5 0 0 5 5 0 0 0 0 0 0 0 HCO3- 442 0 0 0 0 0 0 0 0 0 0 0 CO3-- 2 0 0 0 0 0 0 0 0 0 0 0 OH- 0 0 0 6 6 0 0 0 0 0 0 0 CA3PO4*2 0 0 0 0 0 0 0 0 0 0 0 0 CACO3 0 0 0 0 0 0 0 0 0 0 0 1759 CA(OH)2 0 1314 0 0 0 0 0 0 0 0 0 0

Enthalpy mmBtu/hr -168.01 -7.52 -0.35 -164.58 -140.62 -23.07 -2.35 -2.25 -23.42 -26.56 0.89 -10.96

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A.8

HTL OilFrom Tanks

306

HydrotreaterR-310

307301

P-310

H-311

Makeup CompressorK-311

308

328

327

304303

Feed/Product HX-318A

Air Fin CondenserH-316

316

315

323

HP FlashV-311

LP FlashV-315

PSAV-300

318

Offgas to A350

332 320

To WWT

324

Lights ColumnT -310

334

Diesel ColumnT-330

338

337

339

To Gasoline Pool

To Diesel Pool

To A350 Hydrocracker

330

317

325

322

311

326

321E-310

Naphtha ColumnT -320

336

335

HydrogenFrom A400

Recycle CompressorK-310

HX-320

312

A310 HYDROTREATINGUpgrading Plant

319

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A.9

301 304 306 307 308 311 312 315 316 317 320 321 322 324 325 326 327 328 330 331 332 334 335 336 337 338 339 341 Total Flow lb/hr 38961 43887 43887 38961 1988 43887 43887 43887 43887 43887 5171 36821 31476 31476 4128 2938 4926 4926 1988 36821 841 30635 6423 24212 12262 11950 5143 7066 Temperature F 80 335 591 92 354 750 581 246 300 110 78 110 78 220 110 110 209 244 140 78 108 409 205 560 487 656 108 110 Pressure psia 26 1525 1515 1530 710 1515 725 724 725 717 55 717 55 54 20 707 707 1530 336 55 48 50 25 25 19 19 20 717 Vapor Frac 0 1 1 0 1 1 1 1 1 1 0 0 0 0 1 1 1 1 1 0 1 0 0 0 0 0 1 1 Mass Flow lb/hr H2 0 4926 3284 0 1988 3284 3284 3284 3284 3284 0 19 1 1 326 2938 4926 4926 1988 19 1 0 0 0 0 0 346 3265 H2O 1560 1560 3525 1560 0 3525 3525 3525 3525 3525 3375 3383 6 6 142 0 0 0 0 3383 6 0 0 0 0 0 150 142 NH3 0 0 1969 0 0 1969 1969 1969 1969 1969 1259 1290 16 16 679 0 0 0 0 1290 16 0 0 0 0 0 711 679 CH4 0 0 850 0 0 850 850 850 850 850 0 31 6 6 819 0 0 0 0 31 6 0 0 0 0 0 850 819 C2H6 0 0 1028 0 0 1028 1028 1028 1028 1028 0 133 75 75 895 0 0 0 0 133 75 0 0 0 0 0 1027 895 C3H8 0 0 557 0 0 557 557 557 557 557 0 170 139 139 388 0 0 0 0 170 136 2 2 0 0 0 555 388 N-C4H10 0 0 188 0 0 188 188 188 188 188 1 104 99 99 84 0 0 0 0 104 57 42 42 0 0 0 145 84 N-PENTAN 0 0 1521 0 0 1521 1521 1521 1521 1521 6 1167 1147 1147 354 0 0 0 0 1167 287 860 860 0 0 0 655 354 HEXANE 0 0 354 0 0 354 354 354 354 354 0 317 315 315 37 0 0 0 0 317 39 276 276 0 0 0 78 37 C5H9NS 1559 1559 0 1559 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 TOLUENE 1117 1117 531 1117 0 531 531 531 531 531 0 516 516 516 15 0 0 0 0 516 23 492 492 0 0 0 39 15 RYRO3ETM 1976 1976 0 1976 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 PHENO4M 172 172 0 172 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AMIPHENO 344 344 0 344 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 INDOLE 2062 2062 0 2062 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2-PYTENE 2578 2578 0 2578 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C15OLEF 2578 2578 0 2578 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 MC12AMID 2234 2234 0 2234 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C16AMIDE 2062 2062 0 2062 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C18AMIDE 4296 4296 0 4296 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C16:0FA 2921 2921 496 2921 0 496 496 496 496 496 0 496 495 495 0 0 0 0 0 496 0 495 0 495 25 470 0 0 C18:1FA 4210 4210 0 4210 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C13H18 3437 3437 0 3437 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HEVOIL1 3708 3708 0 3708 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 HEVOIL2 2148 2148 0 2148 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2MPENTA 0 0 460 0 0 460 460 460 460 460 1 397 394 394 63 0 0 0 0 397 61 334 334 0 0 0 126 63 CC5-METH 0 0 248 0 0 248 248 248 248 248 1 225 224 224 22 0 0 0 0 225 24 200 200 0 0 0 47 22 2MHEXAN 0 0 460 0 0 460 460 460 460 460 1 433 431 431 28 0 0 0 0 433 33 398 398 0 0 0 61 28 CC6-METH 0 0 177 0 0 177 177 177 177 177 0 170 169 169 7 0 0 0 0 170 9 160 160 0 0 0 17 7 PIPERDIN 0 0 71 0 0 71 71 71 71 71 16 70 54 54 0 0 0 0 0 70 2 52 52 0 0 0 2 0 3MHEPTA 0 0 354 0 0 354 354 354 354 354 0 345 345 345 8 0 0 0 0 345 12 333 333 0 0 0 21 8 OCTANE 0 0 248 0 0 248 248 248 248 248 0 243 243 243 4 0 0 0 0 243 7 237 237 0 0 0 11 4 ETHCYC6 0 0 265 0 0 265 265 265 265 265 0 261 261 261 4 0 0 0 0 261 6 255 255 0 0 0 10 4 ETHBENZ 0 0 265 0 0 265 265 265 265 265 0 262 262 262 3 0 0 0 0 262 6 256 256 0 0 0 9 3 O-XYLENE 0 0 425 0 0 425 425 425 425 425 0 421 420 420 4 0 0 0 0 421 7 413 413 0 0 0 11 4 C9H20 0 0 602 0 0 602 602 602 602 602 0 597 597 597 4 0 0 0 0 597 7 590 590 0 0 0 12 4 CC6-PRO 0 0 460 0 0 460 460 460 460 460 0 457 457 457 3 0 0 0 0 457 5 452 451 0 0 0 8 3 C3BENZ 0 0 283 0 0 283 283 283 283 283 0 282 281 281 2 0 0 0 0 282 3 278 278 0 0 0 5 2 4MNONAN 0 0 283 0 0 283 283 283 283 283 0 282 282 282 1 0 0 0 0 282 2 280 279 1 1 0 4 1 C10H22 0 0 354 0 0 354 354 354 354 354 0 353 353 353 1 0 0 0 0 353 2 351 337 14 14 0 3 1 C4BENZ 0 0 531 0 0 531 531 531 531 531 0 530 530 530 1 0 0 0 0 530 2 527 175 352 352 0 4 1 C10H12 0 0 602 0 0 602 602 602 602 602 0 601 600 600 1 0 0 0 0 601 2 598 2 596 596 0 3 1 C12H26 0 0 425 0 0 425 425 425 425 425 0 425 425 425 0 0 0 0 0 425 0 424 0 424 424 0 1 0 1234NA 0 0 708 0 0 708 708 708 708 708 0 707 707 707 1 0 0 0 0 707 2 705 0 705 705 0 2 1 CC6-HEX 0 0 708 0 0 708 708 708 708 708 0 708 708 708 0 0 0 0 0 708 1 707 0 707 707 0 1 0 14DMNAPH 0 0 885 0 0 885 885 885 885 885 0 885 884 884 0 0 0 0 0 885 1 884 0 884 884 0 1 0 C7BENZ 0 0 1062 0 0 1062 1062 1062 1062 1062 0 1062 1061 1061 0 0 0 0 0 1062 0 1061 0 1061 1061 0 1 0 C8BENZ 0 0 814 0 0 814 814 814 814 814 0 814 814 814 0 0 0 0 0 814 0 814 0 814 814 0 0 0 TETMC16 0 0 2124 0 0 2124 2124 2124 2124 2124 0 2124 2124 2124 0 0 0 0 0 2124 0 2124 0 2124 675 1448 0 0 C22H42O4 0 0 708 0 0 708 708 708 708 708 0 708 708 708 0 0 0 0 0 708 0 708 0 708 0 708 0 0 C15H32 0 0 708 0 0 708 708 708 708 708 0 708 708 708 0 0 0 0 0 708 0 708 0 708 707 1 0 0 C16H34 0 0 2124 0 0 2124 2124 2124 2124 2124 0 2124 2124 2124 0 0 0 0 0 2124 0 2124 0 2124 2053 71 0 0 C17H36 0 0 3540 0 0 3540 3540 3540 3540 3540 0 3539 3539 3539 0 0 0 0 0 3539 0 3539 0 3539 2247 1292 0 0 C18H38 0 0 3186 0 0 3186 3186 3186 3186 3186 0 3186 3186 3186 0 0 0 0 0 3186 0 3186 0 3186 930 2255 0 0 C20H42 0 0 2124 0 0 2124 2124 2124 2124 2124 0 2124 2124 2124 0 0 0 0 0 2124 0 2124 0 2124 65 2059 0 0 C22H46 0 0 531 0 0 531 531 531 531 531 0 531 531 531 0 0 0 0 0 531 0 531 0 531 1 530 0 0 C24H50 0 0 1239 0 0 1239 1239 1239 1239 1239 0 1239 1239 1239 0 0 0 0 0 1239 0 1239 0 1239 0 1239 0 0 C28H58 0 0 885 0 0 885 885 885 885 885 0 885 885 885 0 0 0 0 0 885 0 885 0 885 0 885 0 0 C30H62 0 0 283 0 0 283 283 283 283 283 0 283 283 283 0 0 0 0 0 283 0 283 0 283 0 283 0 0 C32H66 0 0 708 0 0 708 708 708 708 708 0 708 708 708 0 0 0 0 0 708 0 708 0 708 0 708 0 0 NH4HS 0 0 689 0 0 689 689 689 689 689 459 459 1 1 229 0 0 0 0 459 0 1 0 1 0 1 229 229 2*NH4CO3 0 0 49 0 0 49 49 49 49 49 49 49 0 0 0 0 0 0 0 49 0 0 0 0 0 0 0 0 Enthalpy, mmBtu/hr -35.88 -24.19 -31.70 -35.40 1.93 -24.48 -31.73 -46.31 -44.00 -52.51 -26.52 -49.47 -23.81 -21.50 -5.46 0.36 2.29 2.97 0.44 -49.47 -0.75 -17.05 -4.12 -11.23 -4.72 -6.28 -6.40 -5.13

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A.10

Heavy OilFrom A310

HydrocrackerR-350

HydrogenFrom A400

P-350

H-351Make-up Compressor

K-350

V-380

Naphtha SplitterT-350

385

To Gasoline Pool

To Diesel Pool

386

Trim HeaterH-352

365

355

383

389

377

362

381

353

350

351

380

361

Off-Gas From A310

Air Fin CondenserH-371

T-350 ReboilerHX-381

V-375

352

376

378

Make-up CompressorK-355

339

370

374 372

368

To Ammonia Scrubber

366

A350 HYDROCRACKINGUpgrading Plant

Page 71: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.11

339 350 351 352 353 355 361 362 365 366 368 370 372 374 376 377 378 380 381 383 385 386 389 Total Flow lb/hr 5143 11950 125 125 12676 12676 11950 12676 12676 5557 182 12676 12676 12676 752 602 150 602 11924 11742 82 716 10944 Temperature F 108 653 140 297 584 700 661 741 753 135 137 655 140 300 140 140 140 148 140 137 140 140 520 Pressure psia 20 19 336 1040 1035 1030 1035 1010 1010 20 30 1009 1006 1008 1006 1006 1006 1040 1006 30 20 20 24 Vapor Frac 1 0 1 1 1 1 0 1 1 1 1 1 1 1 1 1 1 1 0 0 1 0 0 Mass Flow lb/hr H2 346 0 125 125 420 420 0 420 377 428 8 377 377 377 368 295 74 295 8 0 0 0 0 CO2 0 0 0 0 262 262 0 262 430 168 91 430 430 430 327 262 65 262 103 12 11 0 0 H2O 150 0 0 0 12 12 0 12 78 216 51 78 78 78 15 12 3 12 63 12 11 1 0 NH3 711 0 0 0 0 0 0 0 0 711 0 0 0 0 0 0 0 0 0 0 0 0 0 CH4 850 0 0 0 0 0 0 0 0 850 0 0 0 0 0 0 0 0 0 0 0 0 0 C2H6 1027 0 0 0 0 0 0 0 0 1027 0 0 0 0 0 0 0 0 0 0 0 0 0 C3H8 555 0 0 0 0 0 0 0 0 555 0 0 0 0 0 0 0 0 0 0 0 0 0 N-C4H10 145 0 0 0 26 26 0 26 137 215 23 137 137 137 33 26 7 26 104 82 40 41 1 N-PENTAN 655 0 0 0 0 0 0 0 0 655 0 0 0 0 0 0 0 0 0 0 0 0 0 HEXANE 78 0 0 0 1 1 0 1 15 80 1 15 15 15 1 1 0 1 15 14 2 12 0 TOLUENE 39 0 0 0 0 0 0 0 0 39 0 0 0 0 0 0 0 0 0 0 0 0 0 C16:0FA 0 470 0 0 470 470 470 470 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2MPENTA 126 0 0 0 0 0 0 0 0 126 0 0 0 0 0 0 0 0 0 0 0 0 0 CC5-METH 47 0 0 0 0 0 0 0 0 47 0 0 0 0 0 0 0 0 0 0 0 0 0 2MHEXAN 61 0 0 0 0 0 0 0 0 61 0 0 0 0 0 0 0 0 0 0 0 0 0 HEPTANE 0 0 0 0 1 1 0 1 75 5 1 75 75 75 1 1 0 1 74 72 4 63 6 CC6-METH 17 0 0 0 0 0 0 0 0 17 0 0 0 0 0 0 0 0 0 0 0 0 0 PIPERDIN 2 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 3MHEPTA 21 0 0 0 3 3 0 3 440 35 4 440 440 440 4 3 1 3 436 432 10 344 78 OCTANE 11 0 0 0 1 1 0 1 166 15 1 166 166 166 1 1 0 1 165 163 3 123 38 ETHCYC6 10 0 0 0 0 0 0 0 0 10 0 0 0 0 0 0 0 0 0 0 0 0 0 ETHBENZ 9 0 0 0 0 0 0 0 0 9 0 0 0 0 0 0 0 0 0 0 0 0 0 O-XYLENE 11 0 0 0 0 0 0 0 0 11 0 0 0 0 0 0 0 0 0 0 0 0 0 C9H20 12 0 0 0 1 1 0 1 253 14 1 253 253 253 1 1 0 1 252 252 1 114 137 CC6-PRO 8 0 0 0 0 0 0 0 0 8 0 0 0 0 0 0 0 0 0 0 0 0 0 C3BENZ 5 0 0 0 0 0 0 0 0 5 0 0 0 0 0 0 0 0 0 0 0 0 0 4MNONAN 4 0 0 0 0 0 0 0 0 4 0 0 0 0 0 0 0 0 0 0 0 0 0 C10H22 3 0 0 0 0 0 0 0 391 4 0 391 391 391 0 0 0 0 390 390 0 19 370 C4BENZ 4 0 0 0 0 0 0 0 0 4 0 0 0 0 0 0 0 0 0 0 0 0 0 C11H24 0 0 0 0 0 0 0 0 501 0 0 501 501 501 0 0 0 0 501 501 0 0 501 C10H12 3 0 0 0 0 0 0 0 0 3 0 0 0 0 0 0 0 0 0 0 0 0 0 C12H26 1 0 0 0 0 0 0 0 563 1 0 563 563 563 0 0 0 0 563 563 0 0 563 1234NA 2 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 CC6-HEX 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 14DMNAPH 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 C13H28 0 0 0 0 0 0 0 0 520 0 0 520 520 520 0 0 0 0 520 520 0 0 520 C7BENZ 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 TETMC16 0 1448 0 0 1448 1448 1448 1448 1448 0 0 1448 1448 1448 0 0 0 0 1448 1448 0 0 1448 C22H42O4 0 708 0 0 708 708 708 708 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C14H30 0 0 0 0 0 0 0 0 384 0 0 384 384 384 0 0 0 0 384 384 0 0 384 C15H32 0 1 0 0 1 1 1 1 337 0 0 337 337 337 0 0 0 0 337 337 0 0 337 C16H34 0 71 0 0 71 71 71 71 695 0 0 695 695 695 0 0 0 0 695 695 0 0 695 C17H36 0 1292 0 0 1292 1292 1292 1292 1423 0 0 1423 1423 1423 0 0 0 0 1423 1423 0 0 1423 C18H38 0 2255 0 0 2255 2255 2255 2255 2324 0 0 2324 2324 2324 0 0 0 0 2324 2324 0 0 2324 C19H40 0 0 0 0 0 0 0 0 35 0 0 35 35 35 0 0 0 0 35 35 0 0 35 C20H42 0 2059 0 0 2059 2059 2059 2059 2074 0 0 2074 2074 2074 0 0 0 0 2074 2074 0 0 2074 C21H44 0 0 0 0 0 0 0 0 9 0 0 9 9 9 0 0 0 0 9 9 0 0 9 C22H46 0 530 0 0 530 530 530 530 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C24H50 0 1239 0 0 1239 1239 1239 1239 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C28H58 0 885 0 0 885 885 885 885 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C30H62 0 283 0 0 283 283 283 283 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C32H66 0 708 0 0 708 708 708 708 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NH4HS 229 1 0 0 1 1 1 1 1 229 0 1 1 1 0 0 0 0 0 0 0 0 0 Enthalpy, mmBtu/hr -6.40 -6.36 0.03 0.10 -7.20 -5.84 -6.27 -5.30 -5.30 -7.49 -0.67 -6.67 -11.85 -10.49 -1.29 -1.03 -0.26 -1.02 -10.56 -9.93 -0.16 -0.66 -6.38

Page 72: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.12

C389 391

392

A350 Naphtha Naphtha Storage

386

A310 Naphtha

337

Diesel Storage

393

A310 Diesel

390

Air CoolerH-365

A350 Diesel

389

Air CoolerH-360

Heat RecoveryHX-385

335

A300 PRODUCT COOLINGUpgrading Plant

392

391 394

Page 73: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.13

335 337 386 389 390 391 392 393 394 Total Flow lb/hr 6423 12262 716 10944 7140 23206 7140 23206 23206 Temperature F 205 487 140 520 192 496 140 140 300 Pressure psia 25 19 20 24 20 19 19 17 18 Vapor Frac 0 0 0 0 0 0 0 0 0 Mass Flow lb/hr H2O 0 0 1 0 1 0 1 0 0 C3H8 2 0 0 0 2 0 2 0 0 N-C4H10 42 0 41 1 83 1 83 1 1 N-PENTAN 860 0 0 0 860 0 860 0 0 HEXANE 276 0 12 0 288 0 288 0 0 TOLUENE 492 0 0 0 492 0 492 0 0 C16:0FA 0 25 0 0 0 25 0 25 25 2MPENTA 334 0 0 0 334 0 334 0 0 CC5-METH 200 0 0 0 200 0 200 0 0 2MHEXAN 398 0 0 0 398 0 398 0 0 HEPTANE 0 0 63 6 63 6 63 6 6 CC6-METH 160 0 0 0 160 0 160 0 0 PIPERDIN 52 0 0 0 52 0 52 0 0 3MHEPTA 333 0 344 78 677 78 677 78 78 OCTANE 237 0 123 38 360 38 360 38 38 ETHCYC6 255 0 0 0 255 0 255 0 0 ETHBENZ 256 0 0 0 256 0 256 0 0 O-XYLENE 413 0 0 0 413 0 413 0 0 C9H20 590 0 114 137 703 137 703 137 137 CC6-PRO 451 0 0 0 451 0 451 0 0 C3BENZ 278 0 0 0 278 0 278 0 0 4MNONAN 279 1 0 0 279 1 279 1 1 C10H22 337 14 19 370 356 384 356 384 384 C4BENZ 175 352 0 0 175 352 175 352 352 C11H24 0 0 0 501 0 501 0 501 501 C10H12 2 596 0 0 2 596 2 596 596 C12H26 0 424 0 563 0 987 0 987 987 1234NA 0 705 0 0 0 705 0 705 705 CC6-HEX 0 707 0 0 0 707 0 707 707 14DMNAPH 0 884 0 0 0 884 0 884 884 C13H28 0 0 0 520 0 520 0 520 520 C7BENZ 0 1061 0 0 0 1061 0 1061 1061 C8BENZ 0 814 0 0 0 814 0 814 814 TETMC16 0 675 0 1448 0 2124 0 2124 2124 C14H30 0 0 0 384 0 384 0 384 384 C15H32 0 707 0 337 0 1044 0 1044 1044 C16H34 0 2053 0 695 0 2748 0 2748 2748 C17H36 0 2247 0 1423 0 3670 0 3670 3670 C18H38 0 930 0 2324 0 3255 0 3255 3255 C19H40 0 0 0 35 0 35 0 35 35 C20H42 0 65 0 2074 0 2139 0 2139 2139 C21H44 0 0 0 9 0 9 0 9 9 C22H46 0 1 0 0 0 1 0 1 1 Enthalpy, mmBtu/hr -4.12 -4.72 -0.66 -6.38 -4.78 -11.10 -5.01 -16.36 -14.27

Page 74: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.14

NH3 Scrubber

Offgas From A350

366

To A400

367

Water

To WWT

A300 AMMONIA SCRUBBERUpgrading Plant

Page 75: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.15

366 WATER 367 To WWT

Total Flow lb/hr 5557 15313 4905 15965

Temperature F 135 90 114 116

Pressure psia 20 30 20 20

Vapor Frac 1 0 1 0

Mass Flow lb/hr

H2 428 0 428 0

CO2 168 0 167 0

H2O 216 15313 472 15057

NH3 711 0 36 674

CH4 850 0 850 0

C2H6 1027 0 1027 0

C3H8 555 0 555 0

N-C4H10 215 0 215 0

N-PENTAN 655 0 654 1

HEXANE 80 0 80 0

TOLUENE 39 0 38 0

C16:0FA 0 0 0 0

2MPENTA 126 0 125 0

CC5-METH 47 0 47 0

2MHEXAN 61 0 61 0

HEPTANE 5 0 5 0

CC6-METH 17 0 17 0

PIPERDIN 2 0 1 1

3MHEPTA 35 0 35 0

OCTANE 15 0 15 0

ETHCYC6 10 0 10 0

ETHBENZ 9 0 9 0

O-XYLENE 11 0 11 0

C9H20 14 0 14 0

CC6-PRO 8 0 8 0

C3BENZ 5 0 5 0

4MNONAN 4 0 4 0

C10H22 4 0 4 0

C4BENZ 4 0 4 0

C11H24 0 0 0 0

C10H12 3 0 3 0

C12H26 1 0 1 0

1234NA 2 0 2 0

CC6-HEX 1 0 1 0

14DMNAPH 1 0 1 0

C7BENZ 1 0 1 0

NH4HS 229 0 0 229

Enthalpy, mmBtu/hr -7.49 -104.21 -7.88 -103.82

Page 76: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.16

426

401

428

427

416

419

421

330

Steam Reformer

420

Air

367A350 Offgas from

NH3 Scrubber

Flue Gas

Condensate to BFW makeup

411

460

468

402

410

413

439

423

HydrogenTo A350

HydrogenTo A310

351

434417

Natural Gas

Steam Drum

Pre-Reformer

Sulfur Removal

Water Gas Shift

PSA

425

415

A400 HYDROGEN PLANTUpgrading Plant

461

Condensate to WWT

436

H-415

H-414

K-400

K-462

K-461

H-420

H-425

H-430

Page 77: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.17

330 351 367 401 402 410 411 413 415 417 419 420 421 423 425 426 427 428 434 436 439 460 461 468 Total Flow lb/hr 1988 125 4905 1203 1475 27575 27575 27575 21563 27575 27575 27575 15632 27575 2113 11943 13519 58212 4537 368 27575 58212 58212 72934 Temperature F 140 140 114 60 60 542 900 957 700 300 1562 140 140 572 140 140 140 400 291 114 1050 90 175 322 Pressure psia 336 336 20 450 450 450 450 410 659 348 359 346 346 359 336 346 20 21 450 20 409 15 21 16 Vapor Frac 1 1 1 1 1 1 1 1 1 1 1 1 1 1 1 0 1 1 1 0 1 1 1 1 Mass Flow lb/hr H2 1988 125 428 0 0 428 428 434 0 2347 2066 2347 2347 2066 2113 0 235 0 428 0 434 0 0 0 CO 0 0 0 0 0 0 0 41 0 593 4505 593 593 4505 0 0 593 0 0 0 41 0 0 0 N2 0 0 0 7 8 8 8 35 0 36 36 36 36 36 0 0 36 43105 0 0 35 43105 43105 43147 O2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 13207 0 0 0 13207 13207 2199 AR 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 735 0 0 0 735 735 735 CO2 0 0 167 13 16 184 184 1638 0 11427 5279 11427 11418 5279 0 9 11418 29 167 0 1638 29 29 18448 H2O 0 0 472 0 0 21731 21731 20514 21563 12145 14662 12145 211 14662 0 11934 211 1136 168 303 20514 1136 1136 8403 H2S 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 SO2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NH3 0 0 36 0 0 36 36 4 0 2 2 2 2 2 0 0 2 0 36 0 4 0 0 2 CH4 0 0 850 1183 1450 2300 2300 4909 0 1024 1024 1024 1024 1024 0 0 1024 0 849 0 4909 0 0 0 C2H6 0 0 1027 0 0 1027 1027 0 0 0 0 0 0 0 0 0 0 0 1027 1 0 0 0 0 C3H8 0 0 555 0 0 554 554 0 0 0 0 0 0 0 0 0 0 0 554 1 0 0 0 0 N-C4H10 0 0 215 0 0 214 214 0 0 0 0 0 0 0 0 0 0 0 214 1 0 0 0 0 N-PENTAN 0 0 654 0 0 646 646 0 0 0 0 0 0 0 0 0 0 0 646 8 0 0 0 0 HEXANE 0 0 80 0 0 78 78 0 0 0 0 0 0 0 0 0 0 0 78 2 0 0 0 0 TOLUENE 0 0 38 0 0 34 34 0 0 0 0 0 0 0 0 0 0 0 34 4 0 0 0 0 C16:0FA 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2MPENTA 0 0 125 0 0 123 123 0 0 0 0 0 0 0 0 0 0 0 123 3 0 0 0 0 CC5-METH 0 0 47 0 0 46 46 0 0 0 0 0 0 0 0 0 0 0 46 2 0 0 0 0 2MHEXAN 0 0 61 0 0 58 58 0 0 0 0 0 0 0 0 0 0 0 58 3 0 0 0 0 HEPTANE 0 0 5 0 0 5 5 0 0 0 0 0 0 0 0 0 0 0 5 0 0 0 0 0 CC6-METH 0 0 17 0 0 15 15 0 0 0 0 0 0 0 0 0 0 0 15 1 0 0 0 0 3MHEPTA 0 0 35 0 0 30 30 0 0 0 0 0 0 0 0 0 0 0 30 5 0 0 0 0 OCTANE 0 0 15 0 0 13 13 0 0 0 0 0 0 0 0 0 0 0 13 3 0 0 0 0 ETHCYC6 0 0 10 0 0 8 8 0 0 0 0 0 0 0 0 0 0 0 8 2 0 0 0 0 ETHBENZ 0 0 9 0 0 7 7 0 0 0 0 0 0 0 0 0 0 0 7 2 0 0 0 0 O-XYLENE 0 0 11 0 0 8 8 0 0 0 0 0 0 0 0 0 0 0 8 3 0 0 0 0 C9H20 0 0 14 0 0 9 9 0 0 0 0 0 0 0 0 0 0 0 9 5 0 0 0 0 CC6-PRO 0 0 8 0 0 5 5 0 0 0 0 0 0 0 0 0 0 0 5 3 0 0 0 0 C3BENZ 0 0 5 0 0 3 3 0 0 0 0 0 0 0 0 0 0 0 3 2 0 0 0 0 4MNONAN 0 0 4 0 0 2 2 0 0 0 0 0 0 0 0 0 0 0 2 2 0 0 0 0 C10H22 0 0 4 0 0 2 2 0 0 0 0 0 0 0 0 0 0 0 2 2 0 0 0 0 C4BENZ 0 0 4 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 2 0 0 0 0 C10H12 0 0 3 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 2 0 0 0 0 C12H26 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 1234NA 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 CC6-HEX 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 14DMNAPH 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 C13H28 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C7BENZ 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 TETMC16 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C22H42O4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C15H32 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C16H34 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C17H36 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C18H38 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C19H40 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C20H42 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C21H44 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C22H46 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C24H50 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C28H58 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C30H62 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 C32H66 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 NH4HS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Enthalpy, mmBtu/hr 0.44 0.03 -7.88 -2.44 -2.99 -127.43 -121.36 -121.36 -118.93 -118.61 -87.74 -128.91 -47.49 -106.37 0.47 -81.42 -47.92 -2.04 -5.50 -2.11 -119.71 -6.49 -5.27 -114.72

Page 78: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.18

618

426

709

648

Boiler Feedwater Makeup

Steam TurbineE-601

Steam System A600

645

600

647

Blowdown

Steam to A400

CondenserHX-600

A300, A400 Process Heat

415

Cooling Water Service – A700

Cooling Tower Makeup

A310, 350 Service Return

730

710Blowdown

Losses

Cooling Water to A310,350

715

713

760

A600 Service Return

A400 Condensate

A600 STEAM SYSTEMA700 COOLING WATER

Upgrading Plant

633

709

618

Page 79: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.19

415 426 600 618 633 645 648 647 709 710 713 715 730 760

Total Flow lb/hr 21563 11943 851 10479 42546 20124 20124 20124 1016260 23485 4453 1036140 100370 935773

Temperature F 700 140 112 60 232 700 148 148 90 60 89 89 110 110

Pressure psia 659 346 15 15 22 659 4 4 15 15 15 75 60 60

Vapor Frac 1 0 0 0 0 1 0 1 0 0 0 0 0 0

Mass Flow lb/hr

H2 0 0 0 0 0 0 0 0 0 0 0 0 0

CO 0 0 0 0 0 0 0 0 0 0 0 0 0

N2 0 0 0 0 0 0 0 0 0 0 0 0 0

CO2 9 0 0 9 0 0 0 0 0 0 0 0 0

H2O 21563 11934 851 10479 42538 20124 20124 20124 1016260 23485 4453 1036140 100370 935773

NH3 0 0 0 0 0 0 0 0 0 0 0 0 0

CH4 0 0 0 0 0 0 0 0 0 0 0 0 0

C2H6 0 0 0 0 0 0 0 0 0 0 0 0 0

Enthalpy, mmBtu/hr -118.93 -81.42 -5.78 -71.66 -283.58 -111.05 -135.85 -117.56 -6990.40 -162.35 -30.63 -7127.60 -688.07 -6415.00

Page 80: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

A.20

Heat Exchanger Duty Summary Power Summary

Power Summary

Process Flow Diagram Equip ID Duty, mmBTU/hr Equip ID HP A100 - HTL

H-100 0.61 P101a 3.34

Hx-100 15.41 P101b 160.87 H-105 5.24 R-101 3 HX-102 5.26 H-110 0.18 A110 - Combustor

H-151 0.52 K-150 50.92

A200 - Aqueous Treatment K-155 39.09

H-230 3.14 K-230 36.01

A310 - Hydrotreating H-311 7.25 P-310 106.57 HX-318A 2.31 K-311 585.59 H-316 4.84 K-310 1497.52 E-310 1.36 T-310 Condenser 0.64 T-310 Reboiler 4.34 T-320 Condenser 4.55 T-320 Reboiler 6.26 T-336 Condenser 2.64 T-336 Reboiler 2.87 A350 – Hydrocracking

H-351 1.36 P-350 35.53

H-352 0.53 K-350 53.91 H-371 1.36 K-355 3.51 T-350 Condenser 0.24 T-350 Reboiler 2.98 A300 - Product Cooling H-360 0.23 HX-385 3.18 H-365 2.08 A400 - Hydrogen Plant H-414 6.07 K-400 841.39 H-415 1.64 K-461 477.53 H-420 18.63 K-462 277.69 H-425 12.24 H-430 10.3 A600 - Steam System HX-600 18.29 E-601 2556.50

Page 81: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

B.1

- Equipment Cost Details

HTL Plant:

Equipment

Number

Number

Required

Number

Spares Equipment Name

Scaling

Stream

Original

Equipment

Stream Flow

New

Flows

stream

flow units

Size

Ratio

Original Equip

Cost (per unit)

Base

Year

COST BASIS:

installed (i) or

bare (b)

Total Original

Equip Cost

(Req'd &

Spare) in

Base Year

Scaling

Exponent

Scaled Cost

in Base Year

Installation

Factor

Installed Cost

in Base Year

Installed Cost

in 2014$

Scaled

Uninstalled

Cost in

2014$ Ref

A 10 Feed Prep - Sludge Dewatering and Grinding

C-101

0 Bowl Centrifuge - GEA

raw sludge

rate 26,417 29,296 gal/hr 1.11 $700,000 2016 b $700,000 0.6 744,817 1.8 1,340,670 1,425,808 $792,115 2

A10 Total 1,425,808 792,115

A100 HTL Oil ProductionP-101 1 0 Twin Screw Feeder and Feed Pump S101 575 69 gal/min 0.12 $1,094,100 2011 b $1,094,100 0.8 200,098 2.3 460,226 452,683 $196,819 1HX-100 1 0 Feed/Product Exchangers Area 35,540 1,284 ft2 0.04 $31,860,000 2012 b $31,860,000 0.7 3,117,016 2.2 6,857,436 6,757,730 $3,071,695 1H-105 1 0 Feed Trim Heater duty 32.1 5.2 mmBtu/hr 0.16 $998,850 2012 b $998,850 0.7 279,350 2.2 614,571 605,635 $275,289 1R-101 1 0 HTL Reactor S101 33,333 36,667 lb/h 1.10 $770,992 1Q 2014 b $770,992 1 848,109 1.2 975,326 980,431 $852,549 3K-110 1 0 Reactor K/O Drum S101 304,939 36,667 lb/h 0.12 $5,700,243 2011 b $5,700,243 0.7 1,294,010 2.0 2,588,021 2,545,601 $1,272,801 1

1 0 Hot Oil System duty 64 8.6 mmBtu/hr 0.14 $1,265,600 2011 b $1,265,600 0.6 380,997 1.4 545,968 537,020 $374,752 1

1 0 Dowtherm

capacity of

system 23,200 3,137 gal 0.14 $782,847 2011 b $782,847 1 105,857 1.0 105,857 104,122 $104,122 1HX-102 1 0 Reactor Product Air Cooler duty 5.12 5.26 mmBtu/hr 1.03 $63,200 1Q 2014 b $63,200 0.7 64,405 2.0 127,521 128,189 $64,742 3F-105 1 0 Solids Filter S101 2,420 69 gal/min 0.03 $1,017,998 2011 b $1,017,998 0.6 120,198 1.7 204,337 200,988 $118,228 1V-110 1 0 Oil/Water Separator S101 2,420 69 gal/min 0.03 $2,653,959 2011 b $2,653,959 0.7 219,485 2.0 438,969 431,774 $215,887 1

H-110 1 0 Biocrude Cooler duty 0.170 0.181 mmBtu/hr 1.06 $63,200 1Q 2014 b $63,200 0.7 66,008 5.4 356,442 358,308 $66,353 3

A100 Total 13,102,481 6,613,237

A200 HTL Water TreatmentCL-215 1 0 Lime Softening S101 34,000 36,667 lb/hr 1.08 $410,100 1Q2014 b $410,100 0.65 430,730 2.4 1,033,752 1,039,163 $432,985 5T-220 1 0 Ammonia Stripping S101 34,000 36,667 lb/hr 1.08 $596,800 1Q2014 b $596,800 0.65 626,822 2.4 1,504,373 1,512,248 $630,103 5

TX-230 1 0 THROX Unit S101 34,000 36,667 lb/hr 1.08 $210,900 1Q2014 b $210,900 0.65 221,509 2.4 531,622 534,405 $222,669 5

A200 $542,000 $3,085,816 $1,285,757

A700 OSBL - including cooling water system

1 0 Cooling Tower System (packaged) circ rate 150 18 gal/min 0.12 $5,900 1Q 2014 b $5,900 0.6 1,659 10.1 16,756 16,844 $1,668 31 1 Cooling Water Pump circ rate 16 18 gal/min 1.13 $4,400 1Q 2014 b $8,800 0.6 9,477 4 37,907 38,105 $9,526 31 0 Plant Air Compressor S101 - dry 2,205 110 ton/day 0.05 $87,922 2007 b $87,922 0.3 35,770 1.57 56,158 61,577 $39,221 41 0 Firewater Pump S101 - dry 2,205 110 ton/day 0.05 $23,043 2007 b $23,043 0.3 9,375 3.7 34,686 38,033 $10,279 4

1 0 Instrument Air Dryer S101 - dry 2,205 110 ton/day 0.05 $8,349 2002 b $8,349 0.6 1,382 2.47 3,413 4,971 $2,012 4

1 0 Plant Air Receiver S101 - dry 2,205 110 ton/day 0.05 $21,005 2007 b $21,005 0.65 2,993 5.44 16,280 17,851 $3,281 4

1 0 Firewater Storage Tank S101 - dry 2,205 110 ton/day 0.05 $229,900 2007 b $229,900 0.65 32,755 1.46 47,822 52,437 $35,916 4

1 Biocrude Storage - 3 day S136 31,719 34,419 gal 1.09 $280,900 1Q 2014 b $280,900 0.65 296,216 1.3 385,081 387,097 $297,767 3

A700 Total Subtotal $616,915 $399,671

References Total Equipment Cost $18,231,020 $9,090,780

1 Knorr et al. 2013

2 Vendor Budget Estimate

3 Aspen Capital Cost Estimator, 8.8

4 Dutta et al. 2011

5 Aspen Process Economic Analyzer, V.8.8

Page 82: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

B.2

Upgrading Plant:

Equipment

Number

Number

Required

Number

Spares Equipment Name Scaling Stream

Original

Equipment

Stream Flow

New

Flows

stream

flow units

Size

Ratio

Original

Equip Cost

(per unit)

Base

Year

COST

BASIS:

installed (i)

or bare (b)

Total Original

Equip Cost

(Req'd & Spare)

in Base Year

Scaling

Exponent

Scaled Cost

in Base Year

Installation

Factor

Installed Cost

in Base Year

Installed

Cost in

2014$

Scaled

Uninstalled

Cost in 2014$ Ref

A300 HTL Oil Upgrading and Product Separation

A310 HTL Oil Hydrotreating & Separations1 0 Desalter S301 2,732 2,732 bpd feed 1.00 $768,541 2007 i $768,541 0.75 768,541 2.5 768,541 842,704 $341,176 71 0 Hydrotreater Fe Bed S301 15,472 2,732 bpd feed 0.18 $16,302,021 2014 i $16,302,021 0.75 4,440,161 1.5 4,440,161 4,440,161 $2,940,504 1

R-310 1 0 Hydrotreater Reactor, vessels, columns S301 15,472 2,732 bpd feed 0.18 $77,087,500 2014 i $77,087,500 0.75 20,996,224 1.5 20,996,224 20,996,224 $13,904,784 1K-311 1 0 Hydrogen Compressor S304-H2 3,786.0 4,926.0 lb/hr H2 1.30 $1,385,600 1Q 2011 b $1,385,600 0.8 1,710,365 1.1 1,881,402 1,895,882 $1,723,529 2

V-300 1 0 PSA for Hydrogen Recycle S425-H2 10 9.5 mmscfd H2 0.95 $1,750,000 2004 b $1,750,000 0.8 1,686,237 2.5 4,165,005 5,401,754 $2,186,945 3

A310 Total Subtotal

A310

HDO/N/S $33,576,724 $21,096,937

A350 Hydrocracking and Separations

R-350 1 0 Hydrocracker Unit + auxiliaries S338 15,472 1,021 bpd feed 0.07 $50,858,783 2014 i $50,858,783 0.75 6,619,706 1.5 6,619,706 6,619,706 $4,383,911 1

A350 Total Subtotal A350 HCK $6,619,706 $4,383,911

A400 Hydrogen Plant - OSBL

1 0

Stm Reformer system w/ associated

OSBL S425-H2 24.5 9.5 mmscfd H2 0.39 $50,198,438 2014 i $50,198,438 0.65 27,204,148 1.9 27,204,148 27,204,148 $14,168,827 4

A400

Total Subtotal

A400 H2

Plant $27,204,148 $14,168,827

A600 Power Generation - OSBL Costs accounted for in Hydrogen Plant except for turbine

E-601 1 0 Steam turbine + generator work 1,652 1,812 kW 1.10 $1,268,300 1Q 2014 b $1,268,300 0.85 1,371,980 1.2 1,632,657 1,641,203 $1,379,162 8

A600

Total Subtotal

A600 STM

Gen $1,641,203 $1,379,162

A700 OSBL - including cooling water system1 0 Wastewater treatment (NH3 stripping) S320+SCRB- 34,000 21,135 lb/hr 0.62 $1,217,800 1Q 2014 b $1,217,800 0.65 894,059 2.4 2,145,741 2,156,974 $898,739 81 0 Cooling Tower System S715 7,506,000 1,036,143 lb/hr 0.14 $260,852 2010 b $260,852 0.78 55,668 2.5 137,499 143,815 $58,225 61 0 Cooling Water Pump S715 7,001,377 1,036,143 lb/hr 0.15 $239,375 2007 b $239,375 0.3 134,943 2.1 288,778 316,644 $147,964 61 0 Makeup water pump S618+S710 80,411 33,964 lb/hr 0.42 $6,528 2007 b $6,528 0.3 5,041 4.7 23,792 26,088 $5,527 61 0 Plant Air Compressor S101(dry) X 10 262,454 61,113 lb/hr 0.23 $87,922 2007 b $87,922 0.3 56,784 1.6 89,150 97,753 $62,263 61 0 Firewater Pump S101(dry) X 10 262,454 61,113 lb/hr 0.23 $23,043 2007 b $23,043 0.3 14,882 3.7 55,064 60,377 $16,318 6

1 0 Instrument Air Dryer S101(dry) X 10 262,454 61,113 lb/hr 0.23 $8,349 2002 b $8,349 0.6 3,482 2.5 8,602 12,526 $5,071 6

1 0 Plant Air Receiver S101(dry) X 10 262,454 61,113 lb/hr 0.23 $21,005 2007 b $21,005 0.65 8,146 5.4 44,312 48,588 $8,932 6

1 0 Firewater Storage Tank S101(dry) X 10 262,454 61,113 lb/hr 0.23 $229,900 2007 b $229,900 0.65 89,154 1.5 130,165 142,726 $97,758 6

1 0 Feed Storage - 3 day S301 1,000,000 344,186 gallons 0.34 2,371,900 2010 b $2,371,900 0.7 1,124,221 1.4 1,573,909 1,582,148 $1,130,106 5

1 0 Product Storage - 3 day S392 1,000,000 83,952 gallons 0.08 2,371,900 2010 b $2,371,900 0.7 418,715 1.4 586,200 613,126 $437,947 5

1 0 Product Storage - 3 day S393 1,000,000 250,848 gallons 0.25 2,371,900 2010 b $2,371,900 0.7 900,915 1.4 1,261,281 1,319,216 $942,297 5

A700 Total Subtotal A700 OSBL $6,519,982 $3,811,148

Total Equipment Cost $75,561,763 $44,839,985

References

1 IHS PEP Yearbook 2014a - "Diesel from High Pressure Hydrocracking" (P=2000 psia)

2 Aspen Capital Cost Estimator, 7.3.2

3 Vendor Budget Estimate

4 IHS PEP Yearbook 2014b - "Hydrogen from Natural Gas by Steam Reforming"

5 Aspen Capital Cost Estimator, 7.3.1

6 Dutta et al. 2011

7 Kaiser and Gary 2007

8 Aspen Capital Cost Estimator, 8.8

Page 83: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

C.1

- Compound Selection

C.1 HTL Liquid Products Composition

HTL organic products are a complex mixture of hundreds of compounds. The number and type of

compounds used in the Aspen model to represent HTL oil and the associated aqueous phase must

reasonably match key properties, such as CHONS, density, heating value, GC/MS data, expected HTL oil

distillation range, and aqueous solubility. The compounds chosen for the Aspen model are shown in

Table C.1. Note that this list does not imply that these compounds occur in the given percentages in

actual HTL oil, rather each compound represents a group of compounds that taken together exhibit the

bulk properties. Carbon dioxide and ammonia in the aqueous phase actually form their ionic species in

various amounts and types, including NH4+, NH2COO-, HCO3

-, CO32-. For simplification purposes, ion

formation is not simulated in the HTL model but their pure original compounds are considered.

Table C.1. Compounds used to model HTL liquid products.

HTL Oil

Heat & Mat'l

Balance Names Wt% C H O N S CAS

N-methylthiopyrrolidone C5H9NS 4.167% 5 9 1 1 10441-57-3

Toluene TOLUENE 2.986% 7 8 108-88-3

1H-Pyrrole, 3-ethyl-2,4,5-trimethyl- RYRO3ETM 5.284% 9 15 1 520-69-4

Phenol, 4-methyl- PHENO4M 0.459% 7 8 1 106-44-5

3-methyl-4-aminophenol AMIPHENO 0.919% 7 9 1 1 2835-99-6

Indole INDOLE 5.513% 8 7 1 120-72-9

3,7,11,15-tetramethyl-2-Hexadecene 2-PYTENE 6.892% 20 40 3452-07-1

1-Pentadecene C15OLEF 6.892% 15 30 13360-61-7

N-Methyldodecanamide MC12AMID 5.973% 13 27 1 1 27563-67-3

Palmitamide(Hexadecanamide) C16AMIDE 5.513% 16 33 1 1 629-54-9

9-Octadecenamide, (Z)- C18AMIDE 11.486% 18 35 1 1 301-02-0

Palmitic acid (n-Hexadecanoic acid) C16:0FA 7.811% 16 32 2 57-10-3

Oleic-acid C18:1FA 11.257% 18 34 2 112-80-1

Naphthalene, 1,2,3,4-tetrahydro-

1,1,6-trimethyl- C13H18 9.189% 13 18 91-20-3

Triphenylformazan HEVOIL1 9.915% 19 16 4 531-52-2

Dibenzyl-sebacate HEVOIL2 5.743% 24 30 4 140-24-9

100.000%

HTL Aqueous Phase wt% C H O N S CAS

Methanol METHANOL 2.347% 1 4 1 67-56-1

Ethanol ETHANOL 0.391% 2 6 1 64-17-5

Acetone ACETONE 0.196% 3 6 1 67-64-1

Acetic acid ACEACID 2.347% 2 4 2 64-19-7

propanoic acid PROACID 1.173% 3 6 2 79-09-4

CO2 CO2 68.178% 1 2 124-38-9

NH3 NH3 15.646% 3 1 7664-41-7

Ethyl-amine ETHAMIN 1.956% 2 7 1 75-04-7

Triphenylformazan HEVOIL1 2.738% 19 16 4 531-52-2

N-METHYLTHIOPYRROLIDONE 5.028% 5 9 1 1 10441-57-3

100.000%

Page 84: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

C.2

C.2 Hydrotreated Oil Model Compounds

Similar to HTL oil, hydrotreated oil contains numerous compounds and a limited number are used for

modeling purposes. Table C.2 shows the mixture of compounds used to represent the hydrotreated oil in

the models. Note, that this list does not imply that these compounds occur in the given percentages in

actual hydrotreated oil, rather each compound represents a group of compounds that taken together

exhibit the bulk properties.

Table C.2. Compounds used to model hydrotreated product.

Compound

Heat & Mat'l

Balance Names C H O N Wt% CAS

Pentane N-PENTAN 5 12 4.47% 109-66-0

Pentane, 2-methyl- 2MPENTA 6 14 1.45% 107-83-5

Hexane HEXANE 6 14 1.12% 110-54-3

Cyclopentane, methyl- CC5-METH 6 12 0.78% 96-37-7

Hexane, 2-methyl- 2MHEXAN 7 16 1.45% 591-76-4

Cyclohexane, methyl- CC6-METH 7 14 0.56% 108-87-2

Piperidine PIPERDIN 5 11 1 0.22% 110-89-4

Toluene TOLUENE 7 8 1.68% 108-88-3

Heptane, 3-methyl- 3MHEPTA 8 18 1.12% 589-81-1

Octane OCTANE 8 18 0.78% 111-65-9

Cyclohexane, ethyl- ETHCYC6 8 16 0.84% 1678-91-7

Ethylbenzene ETHBENZ 8 10 0.84% 100-41-4

o-Xylene O-XYLENE 8 10 1.34% 95-47-6

Nonane C9H20 9 20 1.90% 111-84-2

Cyclohexane, propyl- CC6-PRO 9 18 1.45% 1678-92-8

Benzene, propyl- C3BENZ 9 12 0.89% 103-65-1

Nonane, 4-methyl- 4MNONAN 10 22 0.89% 17301-94-9

Decane C10H22 10 22 1.12% 124-18-5

Benzene, butyl- C4BENZ 10 14 1.68% 104-51-8

Benzene, 1-butenyl- C10H12 10 12 1.90% 824-90-8

Dodecane C12H26 12 26 1.34% 112-40-3

Naphthalene, 1,2,3,4-tetrahydro- 1234NA 10 12 2.24% 119-64-2

Cyclohexane, hexyl- CC6-HEX 12 24 2.24% 4292-75-5

Naphthalene, 1,2,3,4-tetrahydro-

1,4-dimethyl- 14DMNAPH 12 16 2.80% 4175-54-6

Benzene, heptyl- C7BENZ 13 20 3.36% 1078-71-3

Benzene, octyl- C8BENZ 14 22 2.57% 2189-60-8

Pentadecane C15H32 15 32 2.24% 629-62-9

Hexadecane C16H34 16 34 6.71% 544-76-3

Heptadecane C17H36 17 36 11.19% 629-78-7

2,6,10,14-Tetramethyl-

hexadecane TETMC16 20 42 6.71% 638-36-8

Octadecane C18H38 18 38 10.07% 593-45-3

Eicosane C20H42 20 42 6.71% 112-95-8

Palmitic acid C16:0FA 16 32 2 1.57% 57-10-3

Heneicosane C21H44 22 46 1.68% 629-94-7

Tetracosane C24H50 24 50 3.91% 646-31-1

Di-2-ethylhexyl-adipate C22H42O4 22 42 4 2.24% 103-23-1

Octacosane C28H58 28 58 2.80% 630-02-4

Triacontane C30H62 30 62 0.89% 638-68-6

Dotriacontane C32H66 32 66 2.24% 544-85-3

Page 85: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

D.1

- Indices

Table D.1. Labor indices.

Source: Bureau of Labor Statistics

Series ID: CEU3232500008 Chemicals

Average Hourly Earnings of Production Workers

Current indices @ http://data.bls.gov/cgi-bin/srgate

YEAR INDEX YEAR INDEX

2005 19.67 2010 21.07

2006 19.60 2011 21.46

2007 19.55 2012 21.45

2008 19.50 2013 21.40

2009 20.30 2014 21.49

Table D.2. Capital cost indices.

Chemical Engineering Magazine, CEI annual index YEAR INDEX YEAR INDEX

1990 357.6 2004 444.2

1991 361.3 2005 468.2

1992 358.2 2006 499.6

1993 359.2 2007 525.4

1994 368.1 2008 575.4

1995 381.1 2009 521.9

1996 381.7 2010 550.8

1997 386.5 2011 585.7

1998 389.5 2012 584.6

1999 390.6 2013 567.3

2000 394.1 2014 576.1

2001 394.3 2015 556.8

2002 395.6 2016 541.7

2003 402.0

Page 86: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

D.2

Table D.3. Inorganic chemical indices.

Source: SRI International Chemical Economics Handbook, Economic Environment of the Chemical

Industry, September 2006

Current indices @https://www.sriconsulting.com/CEH/Private/EECI/EECI.pdf

YEAR INDEX YEAR INDEX

1990 123.6 2003 164.6

1991 125.6 2004 172.8

1992 125.9 2005 187.3

1993 128.2 2006 196.8

1994 132.1 2007 203.3

1995 139.5 2008 228.2

1996 142.1 2009 224.7

1997 147.1 2010 233.7

1998 148.7 2011 252.1

1999 149.7 2012 260.3

2000 156.7 2013 263.9

2001 158.4 2014 269.2

2002 157.3 2015 264.8

Page 87: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

E.1

– TCLP Testing Results

Table E.1. TCLP analysis for HTL solids from Detroit sludge (methods 6010B for metals and 7470A for

mercury).

HTL Solids TCLP Analysis

Metal WW-06 BC Comp, mg/L Federal Limits, mg/L

As n.d. 5

Ba 0.11 100

Cd n.d. 1

Cr n.d. 5

Pb 0.12 5

Hg n.d. 0.2

Ni 0.48 n/a

Se n.d. 1

Ag n.d. 5

Zn 16.7 n/a

Page 88: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons

F.1

- Process Efficiency Metrics

In addition to setting technical and economic targets, BETO determines process efficiency metrics

that can be used to estimate environmental sustainability of biofuels/products pathways, including product

yield, carbon efficiency, energy inputs, and water consumption. These metrics are used in supply chain

sustainability analyses for the pathways using the GREET (ANL 2016a) and WATER (ANL 2016b)

models. Table F.1 lists metric values for the HTL plant (sludge to biocrude) and the overall sludge to

upgraded fuel conversion process. Solids reduction efficiency is also listed for the sludge HTL process as

it is of particular interest to WWTPs for any sludge treatment strategy under consideration.

Table F.1. Process efficiency metrics for sludge HTL and biocrude upgrading goal case.

Process Efficiency Metric

Sludge to

Biocrude

Overall Sludge to

Fuel Blendstocks

Product Yield (% w/w of feedstock)a 48% 39%

Carbon Efficiency of Conversion Process

% C in fuel / feedstock

% C in fuel / feedstock + natural gas

72%

66%

64%

53%

Net Electricity Import (kWh/gge product) 1.6 2.0

Purchased Natural Gas Import (million Btu/gge product)b 0.02 0.04

Product Energy / Input Energy (LHV)c 4.2 2.8

Water Consumption (gal/gge product) 0.05 1.2

Solids Reduction, %

Dry basis

Dry, ash-free basis

76%

89%

n/a

(a) On a dry, ash-free basis

(b) Calculated using natural gas lower heating value of 21,152 Btu/lb from process model.

(c) Includes only direct inputs of electricity and natural gas (for HTL and THROX unit). Biocrude

transport energy not included.

References

ANL. 2016a. Greenhouse Gases, Regulated Emissions, and Energy Use in Transportation (GREET)

Model. Argonne National Laboratory, Argonne, IL. .

ANL. 2016b. Water Analysis Tool for Energy Resources (WATER). Argonne National Laboratory,

Argonne, IL.

Page 89: Conceptual Biorefinery Design and Research Targeted … · CWNS Clean Watershed Needs Survey DOE U.S. Department of Energy ... MFSP minimum fuel selling price MGD million gallons