compliance monitoring and reporting under e-waste (management & handling) rules, 2011
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Compliance Monitoring and Reporting under E-Waste (Management & Handling) Rules, 2011. By Anand Kumar Senior Environmental Engineer Central Pollution Control Board 05-12-2013. Implementation Status. Generation more than 800000 MTA Authorized Producer - 35 - PowerPoint PPT PresentationTRANSCRIPT
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Compliance Monitoring and Reporting
underE-Waste (Management & Handling) Rules, 2011
ByAnand Kumar
Senior Environmental Engineer
Central Pollution Control Board05-12-2013
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Implementation Status
Generation more than 800000 MTAAuthorized Producer - 35 Authorized Collection Centres - 76 Dismantler/Recycler - 98 Dismantling/recycling capacity - 293748 MTA
MTA – Metric Tonne Per Annum
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Stake Holders Producer Bulk Consumer/Consumer Collection Centers Dismantlers Recyclers ULBs SPCBs/PCCs – Regulator CPCB – Regulator for RoHS MoEF – Policy Maker
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Type of ApplicantTo Maintain Record in Form -2
Filling Annual
Return in Form - 3
AuthorizationForm-I
RegistrationForm-IV
RoHS Compliance
Individual Consumer X X X X X
Bulk Consumer X X X X
Urban Local Bodies X X X X X
Collection Centre X X
Producer –offer to sell
X
Producer - importer X
Producer - Manufacturing EEE X
Dismantler X
Recycler X
E-Waste (M&H) Rules - 2011 applicability
X = Not applicable = Applicable
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Authorization for Managing ‘Extended Producer Responsibility’ (EPR)
Apply to SPCBs/PCCs concerned in Form – I Model Authorization
Setting up collection centres or take back systems
Creating awareness
Maintaining records in Form – 2
Filing annual returns in Form -3
Producer Compliance Monitoring
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Bulk Consumer Compliance
Channelization of E-Waste generated to authorized collection centers or registered dismantlers or recyclers or is returned to pick-up or take back services provided by the producers
Maintaining records in Form – 2 for inspection by SPCBs/PCCs
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Collection Centers Compliance Monitoring To obtain an authorization To ensure secure storage To ensure safe transportation of e-waste To maintain records in Form 2 To file annual returns in Form 3
The storage capacity of any collection centre should be commensurate with available area, volume of operations (in weight) and type of E-waste.
Calculation of space: Cell phone – 1.0 m3/tonneTelephone – 2.5 m3/tonneStereos – 7.0 m3/tonneMonitor – 5.0 m3/tonneComputers – 4.0 m3/tonneTV – 6.5 m3/tonneFridge – 10 m3/tonneWashing machine – 7.5 m3/tonne Air conditioner – 6.0 m3/tonne
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Collection centre should be secured with boundary wall and security personnel
Both sheds and open spaces with impervious flooring can be permitted for storage of E-waste (IT and TE waste)
Refrigeration/washing machines/air conditioners can be permitted for storage in open space
Containers of appropriate size and shapes should be
Containers can be made of either wood or plastic or mild steel or any appropriate material with sufficient strength and shapes (top-open containers, caged, boxes etc) for holding the e-waste.
These containers should be placed in such a way that there should be adequate space for movement of man and material.
The collection centre where white goods like refrigerator and air conditioners are also stored should have adequate facilities for handling/arresting leakage of compressor oils, CFCs/HCFCs if any.
Collection Centers Compliance MonitoringContd…..
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Collection Centers Compliance MonitoringContd…..
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Questionnaire for Inspection
Whether the collection centre has an MOU/agreement with a dismantler or a recycler?
Whether the area is adequate for the quantity requested?Whether the e-waste are kept properly in designated area?Whether the floor is impervious or not?
Questionnaire for VerificationHow much quantity collected in a year? Whether within limit
prescribed? Whether period of storage is within the stipulated period or not?Whether transferred to dismantler/Recycler and how much?Whether the records are maintained properly?What is the overall condition of housekeeping?
Collection Centers Compliance MonitoringContd…..
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Dismantler Compliance Monitoring
To obtain authorization and registration (Form 1 & Form 4) To ensure proper storage and transportation of e-waste To ensure proper facilities of dismantling
Proper dismantling of e-waste
No processing of dismantled waste for recovery and/or refining
To make available all records to the CPCB or SPCB/PCC for inspection
To ensure proper disposal of non recoverables/non-recyclable residue to Treatment Storage Disposal Facility (TSDF)
To file annual returns in Form 3
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Dismantler Compliance MonitoringContd…..
Dismantlers can perform the following operations
Decontamination Manual dismantling using appropriate tools, PPEs and dust
control equipment. Hammering Shredding Segregation and Specialized separation processes CRT cutting into funnel and panel including removal of phosphor
coating from the panel as well as lead paste binding the panel with the funnel.
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Dismantler Compliance MonitoringContd…..
The premise for dismantling operation should fulfill the following requirements:Weather proof roofing and impermeable surfaces with spillage collection facilities,
decanters, degasser and degreasersAppropriate storage for dissembled spare partsAppropriate containers for storage of batteries, capacitors containing PCBs or PCTs
1. Spillage collection facilities include the impermeable pavement and sealed drainage system.
2. Spill kits to deal with spillages of oils, fuel and acids should be provided and used as appropriate.
Fine grinding, gravity separation/magnetic/density/eddy/current/electromagnetic separators shall not be employed by dismantlers.
Dismantlers shall not be doing fine grinding/wet shredding/wet grinding operations, chemical leaching or heating process or melting the materials.
Dismantlers shall not shred segregated LCDs.
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1. Dismantled circuit boards, CRTs, capacitors, batteries, capacitors containing PCBs (Polychlorinated biphenyls) or PCTs (Polychlorinated ter phenyls)etc shall not be stored in open
2. The dismantler shall not discharge any process wastewater except workers utilities and re-circulated machine cooling water.
Dismantler Compliance MonitoringContd…..
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Dismantler Compliance MonitoringContd…..
Questionnaire for Inspection
Whether the dismantler has an MOU/agreement with recycler?Whether dismantler has adequate facilities for dismantling?Whether dismantler has proper de dusting system? Whether dismantler has marked the operational area and
storage area?Whether the area is adequate for the registered quantity ?Whether well equipped for emergency like fire/accident etc?Whether dismantler is running the pollution Control devices?Whether he is taken TSDF membership?Whether records are maintained properly?Whether returns have been filed?
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Dismantler Compliance MonitoringContd…..
Questionnaire for Verification
How much quantity dismantled in a year? Whether within limit prescribed? Whether proper entry in the pass book has been made? Whether dismantled material transferred to Recycler and how much?Whether the records are maintained properly?To verify whether APC devices were running or not ask for electricity
bills.Whether form 13 of HW (M , H & TM) Rules are maintained for
transporting waste to TSDF?What is the overall condition of housekeeping?
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Recycler Compliance Monitoring
To Obtain an authorization and registration under rules 9 and 11 (From 1 & Form 4)
To have recycling facilities in accordance with the standards or guidelines published by the Central Pollution Control Board from time to time
To maintain records in Form 2 Ensure that residues generated thereof is disposed of
in the treatment and storage disposal facilities File annual returns in Form 3 to the State Pollution
Control Board
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Recycler Compliance MonitoringContd…..
A recycling facility shall have ETP and APC devices
The following processes can be employed by recyclers ;
Manual / semi-manual / automatic dismantling operations Shredding / crushing / grinding / enrichment operations Pyro-metallurgical operations - Smelting furnace Hydro metallurgical operations Electro-weaning CRT cutting Toner cartridge recycling Melting, casting, molding operations (for metals and
plastics)
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Recycler Compliance MonitoringContd…..
Questionnaire for Inspection
Whether recycler has adequate facilities for dismantling and recycling?
Whether ETP and APCDs are adequate ? Whether operational area and the storage area has been
marked?Whether the area is adequate for the registered quantity ?Whether well equipped for emergency like fire/accident
etc?Whether recycler is running the pollution Control devices?Whether he is taken TSDF membership?Whether records are maintained properly?Whether returns have been filed?
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Recycler Compliance MonitoringContd…..
Questionnaire for Verification
How much quantity recycled in a year? Whether within limit prescribed? Whether proper entry in the pass book has been made?Whether the records are maintained properly?To verify whether ETP & APC devices were running or not ask for
electricity bills.Whether form 13 of HW (M , H & TM) Rules are maintained for
transporting residue to TSDF?What is the overall condition of housekeeping?
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Compliance Mechanism/Reporting
Compliance Reporting
PRODUCER
Collection Center Individual /
CommonRecycler / Dismantler
Regulator - SPCB
Consumer
Bulk Consumer
Urban Local Bodies
Authorization & MoU
AuthorizationEPR compliance
authorizationRegistrationEST Compliance
Verification
Verification
Verification
Take-back
CPCB
Compliance Report
National Level Enforcement Ministry of Environment & Forests
RHOSEST Guidelines
Informal Sector, Refurbishes,
collection bins, mobile units etc.
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Thanks
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E-Waste Management – Registered Recyclers/Dismantler
S.No StateNo. of
Registered Unit
Capacity in MTA
1 Andhra Pradesh 2 118002 Chhattisgarh 1 9003 Gujarat 6 174314 Haryana 7 187005 Karnataka 27 230806 Maharashtra 18 216807 MP 1 60008 Rajasthan 6 651309 TN 11 3892710 Uttrakhand 3 2215011 UP 15 7035012 West Bengal 1 600
Total 98 293748
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E-Waste Management – Authorization to Producers
S.No State EPR Authorization Issued
1 Andhra Pradesh 32 Delhi 123 Karnataka 164 Maharashtra 25 Rajasthan 16 UP 1
Total 35
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Regulator
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