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    Study Designs

    observational studies

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    Objectives

    Define and understand design issues

    relating to cohort studies

    Understand concepts including: selection of

    the cohort, defining the population at risk,

    measurement of exposure, outcome status

    and types of cohort data

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    Incidence of Diabetes Among Dependents of the U.S. Military Forces

    Admitted to U.S. Army Treatment Facilities, 1971-1991

    Objective

    To determine the national incidence of diabetes in children by

    studying a group representing all parts of the country: thedependent children of U.S. Military personnel.

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    Incidence of Diabetes Among Dependents of the U.S. Military Forces

    Admitted to U.S. Army Treatment Facilities, 1971-1991

    Research Design and Methods

    Dates of admission, diagnosis of diabetes, age, and gender were

    collected for all 522,326 children age 21 or younger, of active duty

    military personnel admitted to US Army treatment facilitated

    during fiscal years 1971-1991. Incidence rates were expressed as

    cases per 100,000 person-years.

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    Incidence of Diabetes Among Dependents of the U.S. Military Forces

    Admitted to U.S. Army Treatment Facilities, 1971-1991

    Results -

    A total of 2308 cases of diabetes were diagnosed in 14.3 million

    person-years of follow-up over the 21 years. The overall incidence

    rate of diabetes in this population is 16.2 (95% CI 15.516.91)

    For 1987-1991, the age-specific rates were 8.1 (0-4 years), 15.9 (5-

    9 years, 25.6 (10-14 years), 23.9 (15-19 yrs), and 23.4 (20-21

    years)

    Conclusion ?????

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    Epidemiologic definition of cohort

    Chort: A group of individuals that share a

    common characteristic

    Example:

    Birth cohort: individuals born in the same

    period (often year)

    Exposure cohort: individuals sharing a commonexposure (often an occupational exposure such

    as asbestos, etc.)

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    Definition of a cohort study

    The observation of a cohort(s) over time to

    measure a stated outcome.

    Two primary purposes

    Descriptive (measures of frequency)

    To describe the incidence of an outcome over time

    or to describe the natural history of diseaseAnalytic (measures of association)

    To analyze the relation between occurrence of

    outcomes and risk factors (or predictive factors)

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    Cohort Studies: distinguishing features

    Directionality: forward, incident cases

    E D / D

    PAR PAR = population at risk

    E D / D

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    Cohort Studies

    (prospective, longitudinal)Usually undertaken when:

    sufficient evidence has accumulated from other studies

    to indicate a prospective cohort study is warranted

    a new agent is introduced and requires monitoring forits possible association with adverse health outcomes

    (levaquin, vioxx)

    temporal association is unclear from a case-control

    study

    impressive results are obtained from a c-c study (either

    positive or negative) and issues of validity (selection or

    information bias) are evident or are a concern

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    Is Mold Exposure a Risk Factor for Asthma?

    A remarkably consistent association between homedampness and respiratory symptoms and asthma has beenobserved in

    a large number of studies conducted across manygeographic regions .

    In a recent review of 61 studies, it was concluded thatdampness was a significant risk factor for airway effectssuch as cough, wheeze, and asthma, with odds ratiosranging from 1.4 to 2.2.

    Positive associations have been shown in infants,children, and adults, and

    some evidence fordose-response relations has also beendemonstrated .

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    Is Mold Exposure a Risk Factor for Asthma?

    Although it has been concluded that the evidence

    for a causal association between dampness and

    respiratory morbidity is strong, this evidence isbased mainly on cross-sectional studies and

    prevalence case-control studies;

    few prospective studies have been conducted

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    Cohort Study

    Major Concerns

    Selecting a cohort (sampling frame, sampling

    and recruitment, external vs internal validity) Please read Delnevo et al paperposted on BB

    Exposure assessment

    Follow-up

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    Selecting a Cohort

    Population Based Cohort Studies

    Population Subgroup Cohort Studies

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    Selecting the Cohort

    Population Based Cohort Studies

    Any well-defined population (geographic,occupational, membership in HMOs)

    Typically evaluate multiple hypotheses

    Primary Justification :external validity

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    Example: Nurses Health Study Begun in 1976

    ~ 270 published papers

    Original study question = oral contraceptives and breastcancer

    Many other areas researched

    Cohort Married registered nurses

    Between ages 30-55 (in 1976)

    Living in 11 most populous states whose nursing

    boards agreed to supply members names

    122,000 out of 170,000 responded

    Follow-up to date: 90%

    Thoughts?

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    Example: Nurses Health Study II Begun in 1989

    Original study question: oral contraceptives, diet andlifestyle risk factors in a younger cohort

    Planned to collect better exposure information (type ofOC, duration, important covariates)

    Cohort Registered nurses, 25-42 years,

    Sample size = 125,000

    Recruitment: send a single questionnaire. Enroll all

    eligible who respond 116,686 out of 517,000 enrolled

    Follow-up to date: 90%

    Thoughts?

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    Example: Nurses Health Study III Currently enrolling

    Female RNs and LPNs age 22-42 from around thecountry.

    Research question: how new hormone preparations,dietary patterns and nursing occupational exposures

    impact womans health. An invitational mailing sent to ~ 1 million nurses.

    Thoughts?

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    Selecting the Cohort, contd

    Population Based Cohort Studies

    Advantages

    Estimation of distribution and prevalence of relevant

    exposure variables Calculation of risk factor trends over time

    Strong internal validity

    Strong external validity (primary justification)

    Disadvantages Expensive, logistically complicated

    Often associated with large loss to follow-up

    If exposure is rare, inefficient

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    Selecting the Cohort, contd

    Sampling Frame

    Total population

    Probability samples of the population

    The extent to which a cohort sample is representative of the totalreference population depends on the completeness of the populationframe available to sample from as well as participation rates. please refer to Delnevo et al article as an example.

    Similar to the concept of the source population

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    Selecting the Cohort, contd

    Population Based Cohort Studies :

    External Validity Issues and Considerations

    Depends on eligibility criteria for inclusion

    Initial response of the sample

    Stability of the cohort on follow-up.

    Requires variability of exposure and outcomelevels

    Susceptibility of the population to the risk factor

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    Selecting the Cohort, contd

    Example of the importance :

    Have smokings risk been underestimated by US cohort

    studies that exclude the poor. Presented at APHA,November 2000.

    Source of smoking risk data based on nurses, Cancer

    Society or MRFIT volunteers, HMO members.

    - What do you think of the cohort??

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    Selecting the Cohort: The non-exposed

    internal comparison groups: select from the same

    source population as Exposed

    increases the likelihood that the E and E members are

    from a similar subgroup of the population

    generally have the same follow-up procedures andtherefore, the same likelihood that D will be detected

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    Selecting the Cohort: The non-exposed

    external comparison groups: chosen from a

    different source population

    often general population controls fromarea are used

    - must be susceptible to the same selective

    factors as the E group- less costly if data already available

    - sometimes called SMR studies

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    Selecting the Cohort, contd

    Levels of subject selection:Target Population: population to which resultscan be applied

    Source Population: the population, defined ingeneral terms and enumeratedif possible, from which eligiblesubjects are drawn

    Eligible Population: the population of subjectseligible to participate

    Study Participants: those people you contribute

    data to the study

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    Exposure: important issues

    Definition of exposure: intensity, duration

    Induction period

    Latency

    Changing exposures

    Allocation of person-time in the above

    examples

    Categorizing exposure

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    Exposure: important issues

    Induction period

    Duration of time that it takes from exposre to onset of

    disease

    Time during which exposure occurs time at risk

    Example: radiation exposure and leukemia, ~3.5 years.

    Exposure is classified as high, medium and low based on the

    amount of time working in a job where you are exposed to

    radiation PT at risk. What do you do with the person-time that accrues prior to the

    induction time?

    Only include time at risk of the outcome in the denominator of

    the rate.

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    Exposure: important issues

    Latency period

    Duration of time from disease initiation to

    disease detection.Very relevant when considering covariates such

    as detection bias, etc

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    Exposure: important issues

    Changing exposures:

    Calculation of rates (as opposed to risks) allows flexibility in the

    analysis of cohort data.

    An individual can contribute follow-up to several different

    exposure-specific rates, depending on details of the study

    hypothesis

    The definition of the exposure group corresponds to the definition

    of PT eligible for each level of exposure.

    How to handle changing exposures depends also on crossover effects. If the effect of being exposed is cumulative,

    you can not change exposure groups when exposure

    ceases.

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    Exposure: important issues

    Categorizing exposures

    Often there is no guidance on appropriate categories of exposure.

    Or the line between exposed and unexposed is not defined

    No problem if your data are continuous

    If you want to calculate rates directly, you must observe

    populations within categories of exposure.

    Common error: apportioning to PT time, the unexposed time of a

    person who eventually becomes exposed.

    Occupational study where exposure is categorized according to duration ofemployment in a particular job. Highest exposure category is at least 20 years

    of employment. If a worker has been employed 30 years, it is a mistake to

    assign that employee to the 20+ years of employment because they only

    reached that exposure in the last 10 years. Thats the time frame relevant to

    20+ years of exposure.

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    Exposure: another issue, measurement

    Is Mold Exposure a Risk Factor for Asthma?:

    It is not clear whether molds are merely markers of

    dampness or are causally related to the symptoms

    associated with dampness.

    Assessment of exposure to molds is often done by

    questionnaire.

    It is unknown to what extent questionnaire reports of

    mold growth correlate with exposure to relevant mold

    components .

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    The Duration and Timing of Exposure: Effects of

    Socioeconomic Environment on Adult Health (AM J Public

    Health, 1999;89:1059-1065)

    Objectives: This study investigated timing and

    duration effects of SES on self-rated health at 33 yrs ofage and established whether health risks are modified

    by changing SES and whether cumulative SES operated

    through education.

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    The Duration and Timing of Exposure: Effects of

    Socioeconomic Environment on Adult Health (AM J Public

    Health, 1999;89:1059-1065)

    Methods: Data were from the 1958 British birth

    cohort. Occupational class at birth and at 16, 23, and

    33 years of age was used to generate a lifetime SES

    score.

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    The Duration and Timing of Exposure: Effects of

    Socioeconomic Environment on Adult Health (AM J

    Public Health, 1999;89:1059-1065)

    Results: At 33 yrs of age, 12% of men and women reported poor

    health.

    SES at birth and at 16, 23 and 33 years of age wassignificantly associated with poor health for all ages.

    No large differences in effect sizes emerged, suggestingthat timing was not a major factor.

    Odds of poor health increased by 15% (men) and 18%

    (women) with a 1-unit increase in the lifetime SESscore.

    Strong effects oflifetime SES persisted afteradjustment for education level.

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    Loss to Follow-up

    Major portion of staff efforts are toward

    reducing loss to follow-up.

    Ways to reduce loss to follow-up ??

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    Types of Cohort Studies

    Concurrent

    Retrospective

    Mixed Design

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    Disadvantages:

    Costly, resource intensive (manpower, time and money)

    Loss to follow-up of study subjects

    Inefficient for studying diseases with long latency

    Inefficient for studying rare diseases- example : If ID = 5 per 100,000 per year and sample size calculations

    say you need 100 cases, given an initial cohort of 40,000

    subjects follow-up would have to continue for 50 years

    Study effects

    Changing exposure

    Withdrawals/loss to follow-up

    Basic design allows only 1 risk factor to be studied

    COHORT STUDIES