clinical use of botulinum toxins in oral and maxillofacial surgery

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Invited Review Paper Therapeutics Clinical use of botulinum toxins in oral and maxillofacial surgery O. W. Majid: Clinical use of botulinum toxins in oral and maxillofacial surgery. Int. J. Oral Maxillofac. Surg. 2010; 39: 197–207. # 2009 International Association of Oral and Maxillofacial Surgeons. Published by Elsevier Ltd. All rights reserved. O. W. Majid Department of Oral and Maxillofacial Surgery, College of Dentistry, University of Mosul, Mosul, Iraq Botulinum toxin (BTX) is a bacterial toxin that could be used as a medicine. Clinical applications of BTX have been expanding over the last 30 years and novel applications reported. Its mechanism of inhibiting acetylcholine release at neuromuscular junctions following local injection is unique for the treatment of facial wrinkles. Other dose-dependent anti-neuroinflammatory effects and vascular modulating properties have extended its spectrum of applications. Conditions such as temporomandibular joint disorders, sialorrhea, headache and neuropathic facial pain, muscle movement disorders, and facial nerve palsy could also be treated with this drug. Further applications of BTX are likely to be developed. This paper reviews the established and emerging applications of BTX in the field of oral and maxillofacial surgery. An overview of the pharmacology, toxicity and preparations of the agent is given. Keywords: botulinum; clinical use. Accepted for publication 30 October 2009 Available online 2 December 2009 Purified botulinum toxin (BTX) was the first bacterial toxin used as a medicine. Since its introduction into clinical use, over 30 years ago, it has become a versa- tile drug in various fields of medicine. The clinical applications of BTX have been expanding and novel applications devel- oped. BTX is widely used in cosmetic appli- cations for the treatment of facial wrinkles after local injection, but conditions such as temporomandibular joint disorders, sialor- rhea, headache and neuropathic facial pain, muscle movement disorders, and facial nerve palsy could be treated with this drug. Many other indications are under investigation, and further applica- tions for BTX are likely to be devel- oped 220 . In the maxillofacial region, most studies on the use of BTX are of low quality (noncomparative, non-rando- mized trials), but the overall results were promising. In this review, established and emerging applications of BTX in the field of oral and maxillofacial surgery are discussed. Emphasis is placed on the mechanism of action and outcome of treatment in differ- ent clinical situations. An overview of the pharmacology, toxicity and different pre- parations of the agent is given. History The idea of a possible therapeutic use for botulinum toxin (BTX) was first devel- oped by the German physician and poet Justinus Kerner (1786–1862); he called it ‘sausage poison’. In 1870, Muller, another German physician, coined the name botu- lism. The Latin form is botulus, which means sausage 66 . In 1897, Emile van Ermengem investi- gated an epidemic of botulism in Elle- zelles, Belgium, after the consumption of raw ham. He isolated the bacteria from the ham and produced the disease in laboratory animals by injecting the toxin produced by the organism 41 . BTX was developed as a biological weapon by many countries in the twenti- eth century 50 . Although many countries stopped research related to biological weaponry after signing the Biological and Toxin Weapons Convention, purifica- tion of BTX for medical use continued 222 . A therapeutic use for botulinum toxin type-A (BTX-A) was first studied in pri- mates by Scott et al in 1973 187 . In the late 1970s, the toxin was introduced as a ther- apeutic agent for the treatment of strabis- mus 186 . Since then, its therapeutic applications have expanded into many Int. J. Oral Maxillofac. Surg. 2010; 39: 197–207 doi:10.1016/j.ijom.2009.10.022, available online at http://www.sciencedirect.com 0901-5027/030197 + 11 $36.00/0 # 2009 International Association of Oral and Maxillofacial Surgeons. Published by Elsevier Ltd. All rights reserved.

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Page 1: Clinical use of botulinum toxins in oral and maxillofacial surgery

Invited Review Paper

Therapeutics

Int. J. Oral Maxillofac. Surg. 2010; 39: 197–207doi:10.1016/j.ijom.2009.10.022, available online at http://www.sciencedirect.com

Clinical use of botulinum toxinsin oral and maxillofacial surgeryO. W. Majid: Clinical use of botulinum toxins in oral and maxillofacial surgery. Int. J.Oral Maxillofac. Surg. 2010; 39: 197–207. # 2009 International Association of Oraland Maxillofacial Surgeons. Published by Elsevier Ltd. All rights reserved.

Botulinum toxin (BTX) is a bacterial toxin that could be used as a medicine. Clinicalapplications of BTX have been expanding over the last 30 years and novelapplications reported. Its mechanism of inhibiting acetylcholine release atneuromuscular junctions following local injection is unique for the treatment offacial wrinkles. Other dose-dependent anti-neuroinflammatory effects and vascularmodulating properties have extended its spectrum of applications. Conditions suchas temporomandibular joint disorders, sialorrhea, headache and neuropathic facialpain, muscle movement disorders, and facial nerve palsy could also be treated withthis drug. Further applications of BTX are likely to be developed. This paperreviews the established and emerging applications of BTX in the field of oral andmaxillofacial surgery. An overview of the pharmacology, toxicity and preparationsof the agent is given.

0901-5027/030197 + 11 $36.00/0 # 2009 International Association of Oral and Maxillofacial Surge

O. W. MajidDepartment of Oral and Maxillofacial Surgery,College of Dentistry, University of Mosul,Mosul, Iraq

Keywords: botulinum; clinical use.

Accepted for publication 30 October 2009Available online 2 December 2009

Purified botulinum toxin (BTX) was thefirst bacterial toxin used as a medicine.Since its introduction into clinical use,over 30 years ago, it has become a versa-tile drug in various fields of medicine. Theclinical applications of BTX have beenexpanding and novel applications devel-oped.

BTX is widely used in cosmetic appli-cations for the treatment of facial wrinklesafter local injection, but conditions such astemporomandibular joint disorders, sialor-rhea, headache and neuropathic facialpain, muscle movement disorders, andfacial nerve palsy could be treated withthis drug. Many other indications areunder investigation, and further applica-tions for BTX are likely to be devel-oped220. In the maxillofacial region,most studies on the use of BTX are oflow quality (noncomparative, non-rando-

mized trials), but the overall results werepromising.

In this review, established and emergingapplications of BTX in the field of oral andmaxillofacial surgery are discussed.Emphasis is placed on the mechanism ofaction and outcome of treatment in differ-ent clinical situations. An overview of thepharmacology, toxicity and different pre-parations of the agent is given.

History

The idea of a possible therapeutic use forbotulinum toxin (BTX) was first devel-oped by the German physician and poetJustinus Kerner (1786–1862); he called it‘sausage poison’. In 1870, Muller, anotherGerman physician, coined the name botu-lism. The Latin form is botulus, whichmeans sausage66.

In 1897, Emile van Ermengem investi-gated an epidemic of botulism in Elle-zelles, Belgium, after the consumptionof raw ham. He isolated the bacteria fromthe ham and produced the disease inlaboratory animals by injecting the toxinproduced by the organism41.

BTX was developed as a biologicalweapon by many countries in the twenti-eth century50. Although many countriesstopped research related to biologicalweaponry after signing the Biologicaland Toxin Weapons Convention, purifica-tion of BTX for medical use continued222.

A therapeutic use for botulinum toxintype-A (BTX-A) was first studied in pri-mates by Scott et al in 1973187. In the late1970s, the toxin was introduced as a ther-apeutic agent for the treatment of strabis-mus186. Since then, its therapeuticapplications have expanded into many

ons. Published by Elsevier Ltd. All rights reserved.

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198 Majid

different fields, often with innovativetreatments and surprising results.

BTX was first used for treating facialwrinkles and aging skin in 1988, but itswidespread cosmetic use did not occuruntil the mid-1990s148. There was muchspeculation about the storage, dilution,delivery methods and treatment doses. Inmaxillofacial surgical practice, Niamtureported on the cosmetic use of BTX forfacial rhytids and dynamic lines in 1999and 2000147,149. During the mid- andlate-1990s, BTX was used for lateralcanthal lines (crow’s feet), platysmalbanding, orbicularis oris injection, mass-eter muscle injection and the treatmentof temporomandibular disorders(TMDs). Later, there were manyattempts to use BTX for different clin-ical situations in oral and maxillofacialsurgery.

Bacteriology

Clostridium species bacteria are sporulat-ing, obligate anaerobic, Gram-positivebacilli. The spores of C. botulinum areubiquitous, distributed widely in soil andmarine sediments worldwide and oftenfound in the intestinal tract of domesticgrazing animals199,206.

Under appropriate environmental orlaboratory conditions, spores can germi-nate into vegetative cells that will producetoxin. C. botulinum grows and producesneurotoxin in the anaerobic conditionsfrequently encountered in the canning orpreservation of foods200,223.

Seven different strains of Clostridiumhave been described (designated A, B, C(1 and 2), D, E, F and G), and eachproduces a distinct neurotoxin identifiedby the corresponding letter of the bacterialstrain producing it, so, there are 7 distinctneurotoxins (BTX-A, -B, -C, -D, -E, -F, -G)100,216. Humans can be affected by thetoxins of 5 strains (A, B, E, F and G) andare not affected by the toxins of strains Cand D71,100. All 7 toxins may potentiallycause botulism in humans given a highenough exposure140. All 7 neurotoxins arestructurally similar but immunologicallydistinct92. There is some serum cross-reactivity among the serotypes becausethey share some sequence homology withone another as well as with tetanustoxin91.

Structure and Toxicity

Toxins produced by clostridial bacteriaare high-molecular-weight protein com-plexes that include 3 key proteins: a 150-kDa toxin, a non-toxin hemagglutinin

protein, and a non-toxin non-hemagglu-tinin protein. The 150-kDa toxin is com-posed of a 100-kDa heavy chain and a 50-kDa light chain. Disulfide and noncova-lent bonds link the heavy and light chains,and both chains are required for neuro-toxicity100.

BTX is the most toxic material known.It is 4 times more lethal in mice thantetanus toxin, 1 � 1010 more lethal thancurare, and 100 � 1010 more lethal thansodium cyanide33. The estimated humandose (assuming a weight of 70 kg) of typeA toxin lethal to 50% of an exposedpopulation (the LD50) is estimated, basedon animal studies, to be approximately0.09–0.15 mg by intravenous administra-tion, 0.7–0.9 mg by inhalation and 70 mgby oral administration76,96,180,188. Basedon findings from primate studies, humanLD50 for intramuscular BTX injection isestimated at 2500–3000 U for a 70-kgadult (35–40 U/kg).

Mechanism of Action

BTX is a protease that causes temporarychemical denervation of skeletal muscleby blocking the Ca+2-mediated release ofacetylcholine from nerve endings of alphaand gamma motor neurons (myoneuraljunction), producing a transient dose-dependent weakening of the muscle activ-ity rendering it nonfunctional without sys-temic effects23. This inhibition ofmuscular contraction is believed to befollowed by the sprouting of new axonterminals, which results in synaptic regen-eration and the reestablishment of neuro-muscular transmission15.

The 7 neurotoxins have different spe-cific toxicities,87,113,151 different durationsof persistence in nerve cells49,74, and dif-ferent potencies5. All BTX serotypes, ulti-mately, inhibit acetylcholine release.

The area of flaccidity produced may belarger than the area of muscle denervatedas a result of postulated paralysis ofgamma motor neurones, so the output ofthe muscle spindles is reduced leading toreduced muscular contraction at adjacentsites within the injected muscle150. Weak-ening of surrounding muscles not injectedmay also occur because of toxin diffusion.Animal studies have demonstrated thatBTX-A diffuses across fascial planes tosurrounding muscles193.

Clinical effect occurs within approxi-mately 3–7 days (typically seen after 1–3days) after administration, followed by 1–2 weeks of maximum effect, which thenlevels off to a moderate plateau until fullnerve recovery within 3–6 months (typi-cally at approximately 3 months)176.

Preparations

A number of BTX preparations have beenapproved in different countries. Currently,there are 6 different BTXs available on themarket, 5 contain BTX-A (Botox, Dys-port, Xeomin, Prosigne and PurTox) andthe other contains BTX-B (Myoblocs/NeuroBlocs). Approval procedures arecomplex and vary between preparationsand countries, but, in general, Botox hasgarnered the most approvals worldwide,followed by Dysport220.

Treatment doses of BTX vary depend-ing on the brand of toxin used. The dosegiven for any toxin refers only to thatparticular preparation and does not readilytransfer to doses of other products, even ifthey are of the same toxin serotype. Theseratios should be applied with extremecaution because different preparationsmay have different efficacy in differentparts of the body77.

BTX-A

Botox (Allergan Inc, USA): BTX-A (ori-ginally called ‘Oculinum’) was first usedin humans in 1968 to treat strabismus187.In 1991, Allergan Inc. purchased severalbatches of this purified BTX-A, and theagent was given the name Botox216.

Botox is the only available BTX pro-duct approved for cosmetic use in NorthAmerica. It is specifically approved for thetherapeutic treatment of strabismus, ble-pharospasm, cervical dystonia and axillaryhyperhidrosis. There are reports of Botoxspecifically improving patient self-percep-tion35,37,38,69,90,124,126,127.

Each vial of Botox contains 5 ng (100U) of air-dried toxin, with 1 unit (U) equalto the median amount necessary to kill50% of female Swiss-Webster miceweighing 18–20 g each after intraperito-neal injection (LD50)135,176,216. Each vialcontains 500 mg of albumin and 900 mg ofsodium chloride135.

Dysport (Ipsen Limited, UK) isanother BTX-A product approved forcosmetic use, which is marketed andsold in many European countries as wellas Russia, New Zealand, Mexico, Brazil,Argentina and Vietnam35. Each vial con-tains 12.5 ng (500 U) of air-dried toxin,125 mg of albumin, and 2.5 mg of lac-tose135. Dysport comes from a differenttype A strain of bacteria than Botox anddoses are not equivalent. Direct compar-isons of Botox and Dysport in animalstudies suggest that the equivalencedoses are 1 U Botox to 2.5–5 U Dysport,though in humans, this conversion islargely an estimate135.

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Clinical use of botulinum toxins in oral and maxillofacial surgery 199

Xeomin (NT-201; Merz Pharmaceuti-cals GmBH, Germany), packaged as afreeze-dried powder, is a purified BTX-A that is free of the accessory complexingproteins (hemagglutinin and nonhemag-glutinin) found in the other BTX-A pro-ducts229. It is reported to be lessimmunogenic than other BTX-A pro-ducts,107 making it useful when largeamounts of toxin are required for extendedperiods77. Animal studies support this, butreliable human immunogenicity data arenot available107.

Many studies have found that Botoxand Xeomin have similar dose-dependentparalytic effects and minimal diffusioneffects on surrounding musculature53,229.It has been suggested that conversion ofBotox and Xeomin doses can be per-formed in a 1:1 ratio allowing exchangeof both BTX drugs in a therapeutic set-ting.

Prosigne (Lanzhou Biological ProductsInstitute, China) is a BTX-A that is onlyapproved in China; it has been availablefor clinical use there since October1993215. Preliminary studies suggest thatProsigne may have therapeutic actionscomparable with Botox for some thera-peutic purposes168,215. Trials specificallyexamining Prosigne for cosmetic uses arelacking77.

PurTox (Mentor Corp, Santa Barbara,CA, USA) is a purified BTX-A that isundergoing trials to approve its efficacyin some therapeutic uses77.

BTX-B

BTX-B is available as Myobloc (SolsticePharmaceuticals, South San Francisco,CA, USA) and is marketed as Neurobloc(Elan Pharmaceuticals, Shannon, CountyClare, Ireland)135. Myobloc has shownefficacy in clinical trials for the treatmentof various movement disorders since 1995and was approved by the FDA for thetreatment of cervical dystonia and hemi-facial spasm in 2001163. Myobloc has notreceived cosmetic approval in any coun-try, but there are reports of its efficacy inthe treatment of lateral canthal, glabellarand forehead rhytides. It appears to offerversatility in cosmetic neuroblockade byexhibiting action in patients resistant toBTX-A products3,11,119,125,135,163,174–176.

Myobloc is preconstituted in vials con-taining 25 ng (2500 U)/0.5 cc, 50 ng (5000U)/1.0 cc and 100 ng (10,000 U)/2.0 cc ofproduct in solution with 0.05% albu-min135. Treatment of patients with cervi-cal dystonia with Botox and Myobloc ledto attempts at equivalency doses in manycosmetic studies (1 U Botox equals

approximately 50–100 U Myobloc), butthe optimal ratio has not been estab-lished77.

Studies comparing the cosmetic effi-cacies of BTX-A and BTX-B reportthat the latter causes more pain duringinjection, has shorter action and prob-ably a less predictable diffusion pat-tern70,73,125,135,163. BTX-B could beuseful in situations in which rapid onsetis desirable or in which there areconcerns about antibody production toBTX-A77.

Cosmetic Uses

Intramuscular injection of BTX to reducefacial wrinkles is the most common cos-metic procedure performed in many coun-tries. In conjunction with fillers, BTXsallow the practitioner to sculpt the facethrough alterations in the dynamics of thefacial muscles. The limited on-label usesof these drugs for hyperkinetic foreheadwrinkles and brow furrows belie its rangeof cosmetic applications.

Facial Wrinkles

Glabellar lines, also called frown lines,occur naturally with facial animation, as aresult of the pulling of the skin by theunderlying musculature, predominantlythe procerus muscle and the corrugatorsupercilii. With aging and chronic activityof the facial muscles, these lines becomemore prominent93. The cosmetic potentialof BTX-A was first explored in the mid1980s in the treatment of hyperfunctionalfacial lines. Since then, BTX-A has beenused to temporarily treat glabellar linesand other hyperfunctional facial linessuch as horizontal forehead lines, lateralcanthal lines ‘crow’s feet’, platysmabands and perioral lines68,75,147. The evi-dence for the effect of BTX in the treat-ment of facial wrinkles is level 2 evidence(evidence from randomized controlledtrials).

The technique for injecting BTX isgenerally simple and most patients toler-ate injections without anesthesia quitewell, although topical anesthetics are usedby some practitioners. Some have usedacid mantle cream mixed with lidocaine(4%) and Lidoderm patches (lidocaine5%)146. Many patients treated with topicalanesthesia elected not to use it for subse-quent treatments148.

Multiple injection techniques have beendescribed. Some authors describe amethod based on brow position36. Othersdescribe a method based on needle angu-lation and measurement147,149. All injec-

tions are now made perpendicular to theskin surface and are tailored to the specificanatomy, but they must be 10 mm awayfrom the bony orbit because the apparentdiffusion of BTA is approximately10 mm148.

Botox has only been approved offi-cially for the treatment of glabellar lines,but other uses have shown the samedegree of improvement for frontalis andlateral canthal regions. Botox has alsobeen used for the reduction of platysmalbands108,134. Several patients with men-talis wrinkling and lower eyelid orbicu-laris hypertrophy were treatedsuccessfully with Botox injections72,148.Other sites treated include the vertical liprhytids (lipstick lines) with minimalimprovement and good patient satisfac-tion but perioral muscular palsy wasreported in some cases148,186. Some havedescribed an improvement in patientswith excessive gingival exposure. Byweakening the lip elevators, the amountof movement decreases and the patientshows less gingiva on smiling34.

Masseteric and temporalis muscle

hypertrophy

Masseteric hypertrophy usually resultsfrom anatomical asymmetry of the jaw,habitual asymmetric use of the jaw,clenching during exercise or sleep, exces-sive chewing of gum or congenital mal-formations. It may be unilateral orbilateral. The early results of treatmentwith intramasseter injections of BTX havebeen encouraging and satisfying topatients, but the effect has not been wellquantified12,138,144,170.

Temporalis muscle hypertrophy is lesscommon but has been managed success-fully using BTX injection; there were noappreciable side effects103.

Therapeutic Uses

BTX has evolved from a poison to aversatile clinical tool for a growing listof conditions resulting from muscularhyperfunction. In the head and neck, thislist includes focal dystonias, vocal ticsand stuttering, cricopharyngeal achalasia,various manifestations of tremor, hemi-facial spasm, temporomandibular jointdysfunction, bruxism, masticatory myal-gias, sialorrhea, hyperhidrosis and head-ache80,220. Recently, it has been reportedfor clinical use in dental implantology forthe prophylactic reduction of masseterand temporalis muscle strength afterimplantation in immediate load proto-cols101.

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Temporomandibular joint (TMJ)

Many reports on BTX-A treatment forTMJ disorders have dealt with TMJ andmasticatory muscle pain78,79, reduced jawopening capacity10,202, recurrent TMJ dis-locations143,195,235, and masticatoryhyperactivity225. Most of these studieswere case series (level 4 evidence).

Temporomandibular disorders (TMDs)are subgroups of musculoskeletal andrheumatologic disorders, and are consid-ered the major cause of pain in the orofa-cial region152. TMDs may be divided intothose related to the muscles acting on thejoint (myofascial) and those related to thejoint itself (arthrogenic). Joint noise, painand a restricted range of mandibularmotion are the most frequent symptomsof TMD58. Directing treatment at the mus-cular component of TMD, which in somepatients can be identified as non-spasticclenching or bruxism, could yield impor-tant therapeutic gains. BTX-A has beeneffective in the treatment of some patientswith TMD with high specificity as well astolerable side-effects82. Injections areusually performed under electromyo-graphic or ultrasonic control12,82.

The source of chronic myofascial painis not clear57,227. There is some consensusthat peripheral and central mechanismsare variably involved in the propagationof pain in TMD192,208. The injection ofBTX-A into the masseter and temporalismuscles of patients with TMD reducedsubjective pain and tenderness in somepatients coincident with the objectiveand subjective weakening of the mastica-tory muscles and not before81,83. Thisobservation was attributed to the pre-sumed action of BTX on nociceptors201

and the inhibitory effect of specific pro-tein-receptor binding within the intracel-lular compartment on the release ofneuropeptides and inflammatory mole-cules, such as calcitonin gene-related pep-tide, substance P, and glutamate56.

Most patients with restricted mouthopening experienced some degree ofimprovement in the maximal range ofvertical motion after BTX therapy. Mus-cular relaxation, reduction of inflamma-tion in the muscle and the TMJ, and theguarding response to pain may contributeto this finding81.

Earlier studies suggest that displace-ment of the articular disc may be caused,precipitated or maintained by lateral pter-ygoid activity or friction between thearticular surfaces of the disc and condylecausing clicking48,115,128. BTX injectioninto the lateral pterygoid muscle hasreduced the clicking associated with

TMD9,26,45,94,95,217. Clicking was perma-nently eliminated in some cases with asmall but distinctive positional improve-ment in the disc–condyle relationship9.

The term ‘bruxism’ is derived from theGreek word brychein, which means ‘togrind or gnash the teeth’141. When severe,this rhythmic grinding is associated withheadache, masseter hypertrophy, dysar-thria, TMJ destruction and dental wear165.Several studies have described the treat-ment of bruxism with BTX104,212,221.Some authors have found that BTX-Ainjection into the flexor muscles of themandible produced subjective and objec-tive reductions in the power of muscularvoluntary contraction in most subjects81.There have been no double-blind studiesto assess the effectiveness of BTX therapyin bruxism.

Arthrocentesis is a less invasive surgicalintervention than open arthrotomy torelieve the discomfort and dysfunctionassociated with chronic cases of internalderangement of TMJ85. Intramuscularinjection of BTX as an adjunct to arthro-centesis of the TMJ gave encouragingresults regarding duration of improve-ment, suggesting that there may besynergy between the two procedures78.

Dislocation of the TMJ occurs when themandibular condyle is displaced anteriorlybeyond the articular eminence. It repre-sents 3% of all reported dislocatedjoints123. There have been several anec-dotal reports of the use of BTX-A astreatment for TMJ dislocation45,143, buta controlled clinical trial is needed toprove evidence of its efficacy. BTX-Awas first used to treat surgical failuresand then used as initial treatment158.The muscle selected varies with each case,but the lateral pterygoid is that most com-monly reported. Treating only the lateralpterygoid muscle appears to be sufficientto prevent temporarily recurrent disloca-tion of the TMJ158, but, in some reports,the superficial part of the masseter at theangle of the mandible was also injected45.

BTX injection is invasive, but it is arelatively conservative option. It is speci-fically indicated in patients for whom con-servative treatment of recurrent dislocationof the TMJ has failed and for whom surgerycarries major risks. BTX injection therapyis also an option in patients who sufferrecurrent dislocation of the TMJ as a resultof impaired muscle coordination secondaryto oromandibular dystonia, neurolepticallyinduced early and late dyskinesias, epilepsyand brain-stem syndromes45,158.

BTX treatment of protracted TMJ dis-location after medical conditions such asanoxic encephalopathy and stroke or cer-

ebrovascular event has also beenreported,6,45,143,191 which could lead toan increase in verbalization, masticationand improved quality of life.

Salivary secretory disorders

Xerostomia is one of the first manifesta-tions of botulism, which led to investiga-tions of its application for sialorrhea anddrooling. Topical injection of BTX-A as aminimally invasive option for the treat-ment of drooling has been used for manyyears in neurological diseases29,86,160. Itsgreatest limitation in this indication is itstransient effectiveness (3–4 months),requiring multiple and expensive admin-istrations32. The therapeutic effect is basedon the inhibitory action of the toxin at thecholinergic receptors of the salivary glandcells, shown in animal experiments60,63.An initial animal model showed a signifi-cant reduction in saliva production with-out direct toxicity to the acinar cells194.

Only pilot studies with relatively smallgroups of patients are available with abrief follow-up (level 4 evidence),although here are some studies on sialor-rhea associated with Parkinson’s disease[level 2 evidence (randomized clinicaltrials)]. The outcome of using BTX-A inthe treatment of drooling appears to beuniformly favorable; the preliminaryresults are promising, with rare reportsof serious complications. Up to two-thirdsof patients experienced a marked or mod-erate improvement in drooling after thetreatment of both parotid glands or parotidand submandibular glands com-bined18,106,122,179. Treatment is mostlyfocused on the parotid gland and to a lesserextent on the submandibular gland. Thesublingual gland is seldom injected220.

BTX has found application for sialor-rhea in Parkinson’s disease112,153,155,162,amyotrophic lateral sclerosis86,189,224,228,cerebral palsy160,207, and carcinoma of theupper digestive tract. It has also been usedfor accumulated saliva and droolingcaused by swallowing disorders aftertumor operations of the upper aerodiges-tive tract62 and for diseases of the gland-ular tissue such as posttraumatic andiatrogenic salivary sialoceles andcysts8,30,31,222 or salivary fistulas after sia-ladenectomy or oropharyngeal cancer sur-gery130–132 where the temporary stoppingof glandular secretory action is needed topromote healing. It has also been usedsuccessfully to treat auriculotemporal(Frey’s) syndrome32,54,111,116,167,190 as itreduces the skin area affected by gustatorysweating by inhibiting the sweat glandsabnormally re-innervated by the choliner-

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Clinical use of botulinum toxins in oral and maxillofacial surgery 201

gic pathway55. BTX-A also has advan-tages in temporarily drooling statesbecause its effect is only temporary61. Inpatients with recurrent and chronic paro-titis, BTX injection resulted in a reductionin the number of episodes of parotid swel-ling32,59. BTX-B has also been successfulin some cases153,162.

With the exception of those with Frey’ssyndrome who are treated intracuta-neously, all of the injections are performedpercutaneously, either intraparenchymalor perilesional. In the case of sialoceles,the extravasation fluid should be drainedbeforehand32. Some authors still use BTXinjections under EMG control131,132 whentreating salivary secretory disorders.According to others, ultrasonographic-assisted intraparenchymal infiltration ispreferable and improves efficacy andsafety31,51,129,220. Others have found nodifference in undesired effects associatedwith the method of drug application133.

Facial pain (other than myofascial origin)

Chronic facial pain often presents difficultmanagement problems requiring interdis-ciplinary consultations and multipleattempts with different therapies. BTXinjections showed some advantages overexisting therapies regarding safety andefficacy18. The evidence provided by theliterature in this area lies in level 2 (ran-domized clinical trials).

Facial pain relief has been reported aftertreatment by BTX for other reasons; suchconditions include regional dystonias1,16,facial wrinkles148, and skull base surgery18.These observations led to the study of non-dystonic pain syndromes, such as myofas-cial pain and tension headache, these pro-duced beneficial results and were thenstudied in larger controlled trials84,171. Sev-eral studies have been conducted on the useof BTX-A in pain conditions such as tensionheadache, myofascial pain, migraine, tri-geminal neuralgia, bruxism and hemifacialcontracture after seventh cranial nerveinjury18,84,114,166,183,184,196,198,225,226.BTX-A was found promising in postopera-tive wound pain including reconstructivefacial and oral surgery, traditional andendoscopic sinus surgery, TMJ surgeryand blowout fracture repair17. Chronicfacial pain following post-dental proce-dures was associated with a poor results17.

Similar benefits have been reportedwith the use of BTX-B4. The ultimateefficacy of BTX in pain is difficult toassess and the data available do notpermit definitive conclusions. Other stu-dies did not show a beneficial effect ofBTX-A67,154,181,185,236.

Facial nerve palsy (FNP)

FNP is a disfiguring condition, differentaspects of which have been treated suc-cessfully using BTX. Most studies werecase series (level 4 evidence).

BTX injection, through an orbital routeor a skin crease, provides a good means ofinducing a protective ptosis by temporarilyparalyzing the levator palpebrae super-ioris64,177. This intentionally induced ptosismay be useful in intensive care patients toprevent desiccation of the cornea89.

Synkinesis is an involuntary uncoordi-nated muscle movement associated withvoluntary movement of the muscle. It issecondary to aberrant regeneration164.BTX-A is commonly used to relieve thesymptoms of synkinesis with markedimprovement19,42.

In patients with facial asymmetry,chemo-denervation of the normal sidewith BTX7,28,43,110,197 has been reportedto be an effective disguising tool. In thissetting, BTX reduces the relative hyper-kinesis of the contralateral side to theparalysis, resulting in a more symmetricalfunction of the face.

An aberrant connection of the salivarysceromotor fibres to the fibres of the lacri-mal gland may develop after a facial palsy,causing a hyperlacrimation whenever thepatient salivates (crocodile tears). Injec-tion of BTX into the lacrimal gland is asuccessful treatment for hyperlacrimationin these cases97,142,169.

Other nerve palsies

Trauma is a common cause of acquiredthird-nerve palsy in adults and chil-dren102,218. Such patients are less likelyto recover than those with palsies of othercauses121. There are few reports (level 4evidence) of BTX injection to the lateralrectus muscle for treatment of third-nervepalsy139,173,210. BTX injection decreasesthe likelihood of contracture of the lateralrectus muscle, thereby allowing return ofmedial rectus muscle function136.

The abducens nerve can be injured dur-ing a severe orbital trauma172. In suchcases, BTX injection of the medial rectusmuscle has been studied with variableimprovements99,109,161.

Muscle movement disorders

BTX has been used since 1977 as a ther-apeutic agent in the treatment of numerousneuromuscular disorders15. BTX-A injec-tions are considered a safe and efficientlocal treatment for focal dystonia andmuscle spasms105. Other serotypes havebeen used with comparable effects44,156.

Dystonia refers to the involuntary con-traction of specific muscles. Numerousstudies document the usefulness of BTXtherapy in the treatment of oromandibulardystonia14,95,213, cervical dystonia (spas-modic torticollis)22,27,44,203, hemifacialspasm26,157,211,232, tardive dyskine-sia205,219,231, and tardive tongue protru-sion dystona40,182. Many studies weredouble-blind randomized trials (level 2evidence).

A specific type in this category is hyper-kinesia of the platysma. In the literature,data on successful treatment of the pla-tysma with BTX are nearly always relatedto its use for aesthetic indica-tions13,21,108,134. BTX also provides afavorable therapeutic option117.

Perioperative use of botulinum toxins

In patients with movement disorders whorequire surgery, the presence of postopera-tive involuntary movements may be detri-mental to healing. BTX weakens themuscle and in so doing may improve post-operative recovery and healing. Woundhealing improves if the muscles involvedare injected with BTX prior to surgery2.

In maxillofacial surgery, patients under-going eyelid reconstructive surgery hadsuccessful wound healing after adjuncttreatment with BTX2. BTX was betterthan placebo in the wound healing offacial lacerations requiring surgery120.BTA has been used to immobilize musclesafter jaw fractures (level 4 evidence)137 toreduce the displacing forces on the frac-ture ends and obtain good immobilizationespecially if rigid internal fixation is notavailable or feasible.

BTX has also been beneficial during theinitial osseointegration phase for dentalimplants. This indication is mostly experi-mental, but some authors have found it tobe safe and effective in the prophylacticreduction of masseter and temporalis mus-cle strength after implantation in immedi-ate loading protocols101.

Complications

Botox has a large margin of safety216. Themost important side effects reported forcosmetic use of BTX include immuno-genicity, allergy and local complications.

Neutralizing antibodies to BTX-A tox-ins can lead to loss of treatment effect.Clinical resistance to BTX-A has beenestimated as high as 7%27, and BTX-Bis being investigated as an alternativetherapeutic agent22,27.

In theory, because human albumin isused in the preparation of Botox, a patient

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could exhibit an allergic reaction,148 butno case has been reported.

Adverse effects such as pain, oedema,erythema, ecchymosis and short-termhypoesthesia may occur after injectionof BTX-A39,148. Other reported adverseevents are headache, blepharoptosis andperioral muscular palsy148,178,204.

In therapeutic applications, complica-tions were mostly local and relativelymild, such as pain, erythema, ecchymosisof the region injected, dry eyes, mouthdroop, ptosis and lid edema, facial muscleweakness, asymmetry of facial expressionduring dynamic facial movements, xeros-tomia, transient dysphagia, restrictedmouth opening, nasal regurgitation andnasal speech, headache, blurred vision,dizziness, upset stomach, infection, neckweakness, voice changes, difficulties inchewing and breathing risk of aspiration,recurrent jaw dislocation, dysarthria, sali-vary duct calculi and local injuries of thecarotid arteries or branches of the facialnerve14,18,24–26,44,45,61,65,79,94,98,129,153,155,

157,159,162,207,214,228,232.Systemic side effects are rarely

reported, generally not dose related, andcan include transient weakness, fatigue,nausea and pruritis14. Flu-like syndromeshave been reported, but they are generallyof brief duration12.

Some adverse effects such as xerosto-mia and dysphagia are more frequentlyseen after treatment with BTX-B thanBTX-A22,27,52,118.

Contraindications

Contraindications to BTX-A are generallyfew. In many studies, no complaints werereceived about systemic problems asso-ciated with cosmetic injection. Allerganlists Botox contraindications as pregnancyand breastfeeding, disorders of the neuro-muscular junction (myasthenia gravis,amyotrophic lateralizing sclerosis, myo-pathies) and theoretical drug interactions(aminoglycoside antibiotics, quinidine,calcium channel blockers, magnesium sul-fate, succinylcholine, and polymyxin)20.Other reported contraindications areEaton–Lambert syndrome and hypersen-sitivity to BTX or one of its ingredients100.

Potential Therapeutic Uses

Topical Formulations

Because intradermal BTX injection hasbeen successful in treating focal hyperhi-drosis of the palms, soles, axillae and facialareas47,145,209, investigators have consid-ered the potential for a topical formulation.

Topical BTX has been used for axillaryhyperhidrosis with promising results88.

Keloid and Hypertrophic Scar

Clinical observations indicate that BTX-Acan improve the appearance of hyper-trophic scar and inhibit its growth46,120,234.Evidence supporting this potential usearise from BTX’s ability to prevent exces-sive muscle contraction of the skin nearkeloid tissue33, and its reported influenceon cellular apoptosis and cellular prolif-eration230,233.

Funding

None.

Competing interests

None declared.

Ethical approval

Not required.

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Address:O.W. MajidDepartment of Oral and Maxillofacial SurgeryCollege of DentistryUniversity of MosulMosul, IraqE-mail: [email protected]