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Copyright © Lippincott Williams & Wilkins. Unauthorized reproduction of this article is prohibited. C URRENT O PINION Oral premalignant lesions: any progress with systemic therapies? William N. William Jr Purpose of review To discuss the recent advances in oral cancer risk prediction, as well as agents that have been or are currently being tested in clinical trials, to treat oral premalignant lesions (OPLs) and prevent oral cancers. Recent findings Multiple predictive markers of OPL malignant transformation have been identified in retrospective or correlative studies involving patients enrolled in chemoprevention clinical trials, including chromosomal allelic imbalances, polysomy, p53, overexpression of podoplanin, p63 or epidermal growth factor receptor (EGFR), increased EGFR gene copy number, cyclin D1 polymorphisms, specific gene expression profiles, and specific DNA methylation profiles. Of these, loss of heterozygosity at specific chromosomal sites stands out as the most consistent and extensively characterized molecular marker of oral cancer risk described to date. This biomarker is now being prospectively integrated in chemoprevention clinical trials. Agents that have been or are currently being tested in patients with OPLs include retinoids, epidermal growth factor receptor inhibitors, cyclooxygenase-2 inhibitors, green tea extract, and peroxisome proliferator activated receptor-g agonists. Summary Despite extensive clinical investigations, a standard systemic therapy for patients with OPLs is yet to be developed. Integration of biomarkers of cancer risk into clinical trials using novel agents will hopefully streamline head and neck cancer chemoprevention research. Keywords chemoprevention, leukoplakia, oral premalignant lesions INTRODUCTION The term chemoprevention was first introduced by Sporn et al. [1] in 1976 and was defined as the use of natural, synthetic, or biologic compounds to halt, reverse, or prevent the initial phases of carcinogenesis or the progression of neoplastic cells to cancer. In 2002, the American Association for Cancer Research (AACR) recommended the use of intra-epithelial neo- plasias as a model to develop chemoprevention strat- egies, as these conditions are near obligate precursors to, and risk markers for invasive cancer, and often- times, in themselves, represent entities that require follow-up and/or treatment [2]. In 2006, the AACR updated its recommendations to include ‘molecular intra-epithelial neoplasias’ as possible targets for chemoprevention in reference to molecular aberra- tions that emerge in microscopically normal appear- ing cells during the path of transformation from normal epithelium to cancer [3]. Within the context of the AACR recommendations, oral premalignant lesions (OPLs) represent an excellent opportunity for chemoprevention translational research. OPLs have been clinically defined, are easily accessible for repeat examinations and biopsies, and many of the histo- logical and molecular changes that develop during the early and late phases of malignant transform- ation have been well characterized [4]. Moreover, some studies demonstrate that surgical resection of OPLs may not significantly reduce oral cancer incidence [5], illustrating the concept of field cancer- ization and multifocality of premalignant lesions, Department of Thoracic/Head and Neck Medical Oncology, The Univer- sity of Texas M.D. Anderson Cancer Center, Houston, Texas, USA Correspondence to William N. William Jr, MD, Department of Thoracic/ Head and Neck Medical Oncology, The University of Texas M.D. Ander- son Cancer Center, 1515 Holcombe Boulevard, Unit 432, Houston, TX 77030, USA. Tel: +1 713 792 6363; fax: +1 713 792 1220; e-mail: [email protected] Curr Opin Oncol 2012, 24:205–210 DOI:10.1097/CCO.0b013e32835091bd 1040-8746 ß 2012 Wolters Kluwer Health | Lippincott Williams & Wilkins www.co-oncology.com REVIEW

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Page 1: Chemopreveniton

REVIEW

CURRENTOPINION Oral premalignant lesions: any progress with

systemic therapies?

Copyright © Lippincott W

1040-8746 � 2012 Wolters Kluwer

William N. William Jr

Purpose of review

To discuss the recent advances in oral cancer risk prediction, as well as agents that have been or arecurrently being tested in clinical trials, to treat oral premalignant lesions (OPLs) and prevent oral cancers.

Recent findings

Multiple predictive markers of OPL malignant transformation have been identified in retrospective orcorrelative studies involving patients enrolled in chemoprevention clinical trials, including chromosomalallelic imbalances, polysomy, p53, overexpression of podoplanin, p63 or epidermal growth factor receptor(EGFR), increased EGFR gene copy number, cyclin D1 polymorphisms, specific gene expression profiles,and specific DNA methylation profiles. Of these, loss of heterozygosity at specific chromosomal sites standsout as the most consistent and extensively characterized molecular marker of oral cancer risk described todate. This biomarker is now being prospectively integrated in chemoprevention clinical trials. Agents thathave been or are currently being tested in patients with OPLs include retinoids, epidermal growth factorreceptor inhibitors, cyclooxygenase-2 inhibitors, green tea extract, and peroxisome proliferator activatedreceptor-g agonists.

Summary

Despite extensive clinical investigations, a standard systemic therapy for patients with OPLs is yet to bedeveloped. Integration of biomarkers of cancer risk into clinical trials using novel agents will hopefullystreamline head and neck cancer chemoprevention research.

Keywords

chemoprevention, leukoplakia, oral premalignant lesions

Department of Thoracic/Head and Neck Medical Oncology, The Univer-sity of Texas M.D. Anderson Cancer Center, Houston, Texas, USA

Correspondence to William N. William Jr, MD, Department of Thoracic/Head and Neck Medical Oncology, The University of Texas M.D. Ander-son Cancer Center, 1515 Holcombe Boulevard, Unit 432, Houston, TX77030, USA. Tel: +1 713 792 6363; fax: +1 713 792 1220; e-mail:[email protected]

Curr Opin Oncol 2012, 24:205–210

DOI:10.1097/CCO.0b013e32835091bd

INTRODUCTION

The term chemoprevention was first introduced bySporn et al. [1] in 1976 and was defined as the use ofnatural, synthetic, or biologic compounds to halt,reverse, orprevent the initial phases of carcinogenesisor the progression of neoplastic cells to cancer. In2002, the American Association for Cancer Research(AACR) recommended the use of intra-epithelial neo-plasias as a model to develop chemoprevention strat-egies, as these conditions are near obligate precursorsto, and risk markers for invasive cancer, and often-times, in themselves, represent entities that requirefollow-up and/or treatment [2]. In 2006, the AACRupdated its recommendations to include ‘molecularintra-epithelial neoplasias’ as possible targets forchemoprevention in reference to molecular aberra-tions that emerge in microscopically normal appear-ing cells during the path of transformation fromnormal epithelium to cancer [3]. Within the contextof the AACR recommendations, oral premalignantlesions (OPLs) represent an excellent opportunity for

illiams & Wilkins. Unau

Health | Lippincott Williams & Wilk

chemoprevention translational research. OPLs havebeen clinically defined, are easily accessible for repeatexaminations and biopsies, and many of the histo-logical and molecular changes that develop duringthe early and late phases of malignant transform-ation have been well characterized [4]. Moreover,some studies demonstrate that surgical resectionof OPLs may not significantly reduce oral cancerincidence [5], illustrating the concept of field cancer-ization and multifocality of premalignant lesions,

thorized reproduction of this article is prohibited.

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KEY POINTS

� Oral premalignant lesions (OPLs) represent an excellentplatform for chemoprevention translational research, asthey have been clinically defined, are easily accessiblefor repeat examinations and biopsies, and many of thehistological and molecular changes that develop duringthe early and late phases of malignant transformationhave been well characterized.

� Robust risk prediction models that include molecularbiomarkers are clearly needed to more accuratelyidentify OPLs at higher risk for malignanttransformation.

� To date, loss of heterozygosity at specific chromosomalsites is the best characterized molecular marker of oralcancer risk in patients with OPLs and is now beingused to prospectively select high risk individuals forparticipation in chemoprevention clinical trials.

� Several agents have been or are currently beingevaluated for cancer prevention in patients with OPLs,including retinoids, epidermal growth factor receptorinhibitors, cyclooxygenase-2 inhibitors, green teaextract, and peroxisome proliferator activator receptor-gagonists. However, despite these extensiveinvestigations, a standard systemic therapy for patientswith OPLs is yet to be developed.

� Translational studies embedded in clinical trials willhopefully identify strategies involving novel markersand drugs that may be used to prevent head and neckmalignancies in the future.

Head and neck

thus requiring a systemic approach to address theepithelial surface at risk in its entirety.

We have previously reviewed clinical trialdesign strategies that would lead to the highestlikelihood of developing successful chemopreven-tion interventions [6

&

]. Among these are the need toidentify high cancer risk populations using clinicalmodels with accuracy improved by integration ofmolecular prognostic factors; the need to identifyactive and well tolerated drugs that have beenextensively tested in preclinical models specific toprevention, and that address pathways that aredysregulated in the process of carcinogenesis (and,preferably, that are also associated with high cancerrisk); the need to characterize predictive markers ofbenefit from chemopreventive drugs; and the needto identify intermediary endpoints that can providean early readout of the efficacy of a chemopreven-tive agent, thus streamlining the initial phases ofdrug development in this context. Some of theseaspects have been incorporated into clinical trialsfor oral cancer chemoprevention to a lesser orgreater extent. Herein, we will discuss the recentadvances in oral cancer risk prediction, as well as

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agents that have been or are currently being testedin clinical trials to treat OPLs and/or prevent oralcancers.

ORAL CANCER RISK ASSESSMENT

One of the greatest challenges in the clinicalmanagement of patients with OPLs is to separatethe lesions that will have a benign course and willnot be the cause of significant morbidity from theones that are prone to malignant transformationand will require more intensive surveillance and,perhaps, clinical intervention. There are inconsis-tencies in the natural history of OPLs described inthe literature, and the reported risk of oral cancervaries from 0.06% per year (in community-based studies in developing countries, where theuse of smokeless tobacco is very common) [7,8]to 1–5% per year (in observational studies in theUSA involving patients followed at hospital-based,academic centers) [8,9]. Clinical factors that havebeen identified as markers of higher cancer risk inpatients with OPLs include older age, female sex,localization of the lesions to the floor of the mouthand/or ventral tongue (compared with the buccalmucosa and buccal commisures), nonhomogeneousclinical variant, larger size and extent, lack ofexposure to tobacco prior to the development ofthe lesion, and dysplasia on histological examin-ation [10]. Of these, dysplasia is, perhaps, thecriterion that has influenced clinical managementof OPLs the most [11]. However, the fact thatleukoplakias without dysplasia may still progressto cancer [12], the fact that there is a high inter-examiner and intra-examiner discordance rate asregards to the presence or absence, and grade ofdysplasia on histological examination [13–15],and the fact that not all studies found a correlationbetween the degree of dysplasia and cancer risk [16]highlight the importance of developing more accu-rate prognostic markers for OPLs besides clinical andhistological criteria. As such, several investigatorshave focused on studying the molecular abnormal-ities associated with malignant transformationof OPLs. In this setting, chromosomal allelicimbalances stand out as the most consistent andextensively characterized molecular marker of oralcancer risk described to date.

Chromosomal allelic imbalances occur early onin the process of oral carcinogenesis, oftentimes inlarge areas of the mucosa [17]. In 1996, Mao et al.[18] demonstrated that leukoplakia lesions harbor-ing loss of heterozygosity (LOH) in regions of thegenome containing tumor suppressor genes (3p14and/or 9p21) were associated with a risk of invasivecancer of 37%, compared with only 6% in lesions

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without LOH at 3p14 and/or 9p21. These findingswere subsequently validated by larger retrospectivestudies from two independent groups [5,19,20].Likewise, in patients with a history of oral cancertreated with curative intent, the development ofleukoplakia harboring LOH at 3p and/or 9p wasalso associated with a substantially higher risk ofdevelopment of invasive cancer (72% at 5 years)compared with leukoplakias without LOH atthese chromosomal regions (6% at 5 years) [21].The presence of microsatellite alterations (i.e.,new alleles and/or LOH of 10 markers) at the histo-logically negative margins of resection in patientswith surgically treated head and neck squamouscell carcinomas was also a marker of a higher rateof recurrence compared with cancers with histologi-cally negative margins without such microsatellitealterations [22]. The fact that similar chromosomalabnormalities in premalignant lesions and/or histo-logically normal appearing mucosa are indicativeof an elevated risk of invasive cancer both inpatients with or without a prior history of oralcancer highlights the importance of identifyingmolecular intra-epithelial neoplasias as a possibletarget for chemoprevention. It also supports thedesign of clinical trials that include both patientswithout (i.e., secondary prevention) or with (i.e.,tertiary prevention) a prior history of oral cancer,as long as they carry similar molecular markersof cancer risk, utilizing a convergent approach ofadjuvant therapy and prevention [23]. This isfeatured in the erlotinib prevention of oral cancer(EPOC) trial [see section on epidermal growth factorreceptor (EGFR) targeted chemoprevention], thefirst clinical study to prospectively evaluate LOHas a biomarker of oral cancer risk and to use it asa tool to personalize chemoprevention [6

&

].In addition to chromosomal allelic imbalances,

other strategies have been pursued to characterizemolecular changes that occur in the oral mucosaduring the process of carcinogenesis (especiallytobacco-induced). Bhutani et al. [24] have demon-strated that there is a high correlation of methyl-ation indexes in the promoter region of tumorsuppressor genes (a possible marker of cancer risk)in oral and bronchial tissues of smokers. Boyle et al.[25

&

] and Sridhar et al. [26] have also demonstratedconcordant tobacco-induced gene expression pro-file changes in oral and bronchial mucosa. Althoughthese molecular profiles are yet to be correlated withoral cancer risk, they represent promising strategiesthat may eventually be able to identify diffuseepithelial injury and assist in selecting high-riskcandidates for chemoprevention, as well as identi-fying molecular targets for chemoprevention drugdevelopment.

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1040-8746 � 2012 Wolters Kluwer Health | Lippincott Williams & Wilk

CONTRIBUTIONS OF RETINOID-BASEDCHEMOPREVENTION TRIALS TOTRANSLATIONAL RESEARCHRetinoids are the most extensively studied class ofagents for head and neck cancer chemoprevention.In 1986, Hong et al. [27] reported the results ofa pivotal placebo-controlled randomized study of13-cis-retinoic acid at high doses (1–2 mg/kg perday) for 3 months in patients with oral leukoplakia.Patients assigned to the experimental arm experi-enced more toxicities, but had higher rates ofclinical response (67 versus 10%) and reversal ofdysplasia (54 versus 10%). However, 2–3 monthsafter treatment discontinuation, relapses occurredin 56% of the patients [27]. Vitamin A and/orb-carotene also induced oral leukoplakia clinicalresponses with a favorable toxicity profile inrandomized studies, but relapses were again frequent(50–66% of the patients) after treatment discontinu-ation [28–30].

Subsequent attempts at lowering the dose of13-cis-retinoic acid (to reduce toxicity) and prolong-ing treatment time to 1–3 years (to address the highrelapse rate after treatment discontinuation) werelargely unsuccessful, as the incidence of in-situ orinvasive cancer did not appear to be reduced onlong-term follow-up of the randomized trials usingthese strategies, despite a reduction in size of theleukoplakia lesions [31,32,33

&

]. Taken together, thestudies with retinoids in patients with leukoplakiafailed to develop a regimen that could be consideredstandard of care for management of this condition.Retinoids are effective in eliciting clinical, and evenhistological, responses but these effects are shortlived and do not correlate with reduced invasivecancer incidence long-term. Moreover, retinoidsdo not seem to be able to reverse the underlyingmolecular abnormalities in the oral mucosa, even ifthey produce a clinical or histological response [34].This illustrates the need to develop better strategiesthat can eliminate the premalignant clones andquestions the validity of using leukoplakia responseas a surrogate marker of efficacy in definitive trials.

Although the chemoprevention studies withretinoids have essentially been negative, they setthe stage for the collection of valuable biospecimensfor translational research that has contributed to abetter understanding of the biology of OPLs. Forexample, using specimens from patients enrolled insome of the aforementioned trials, investigatorsat M.D. Anderson Cancer Center have identifiedseveral predictive markers of OPL malignanttransformation, including chromosomal allelicimbalances [18,35], polysomy [35], p53 [35], over-expression of podoplanin [36], p63 [37] or EGFR [38

&

],increased EGFR gene copy number [38

&

], cyclin D1

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polymorphisms [39,40], specific gene expressionprofiles [41

&

], and specific DNA methylation profiles[42

&

]. Although many of these markers still requirevalidation in independent datasets, they can be usedto inform preclinical experiments and future clinicalstudies to specifically address some of the molecularaberrations in OPLs that may confer a high cancerrisk.

EPIDERMAL GROWTH FACTORRECEPTOR-TARGETEDCHEMOPREVENTION

The lack of significant progress on clinical outcomeswith retinoid-based therapies in chemopreventionstudies over the past two decades, coupled with theparallel development of well tolerated and effectivemolecular-targeted drugs to treat invasive cancersof the aerodigestive tract, has sparked the interestto use the latter agents for chemoprevention.EGFR inhibitors were obvious candidates to beevaluated for head and neck cancer prevention,given the positive results observed with cetuximab-based therapies in established head and neck tumors[43]. This strategy is further supported by the morerecent finding from a retrospective study thatEGFR overexpression, or increased EGFR gene copynumber in OPLs was associated with a higher riskof development of invasive cancers [38

&

]. Moreover,in a mouse animal model of chemoprevention,erlotinib significantly prevented progression frommild oral dysplasia to moderate/severe dysplasia andinvasive carcinoma [44

&

].In 2006, the first head and neck cancer chemo-

prevention EGFR inhibitor trial was launched:the erlotinib prevention of oral cancer (EPOC,NCT00402779). In the ongoing EPOC study,patients with OPLs (with or without a prior historyof invasive oral cancer) are evaluated for LOH at 3p,9p and other key chromosomal sites in theirpremalignant lesions. Patients considered at highrisk (based on LOH criteria derived from the retro-spective studies of Mao et al. [18] and Rosin et al.[5,21]) are then randomized to receive placebo orerlotinib 150 mg orally daily for 1 year. The primaryendpoint of the study is incidence of oral cancer.Because the trial focuses on a molecularly definedhigh-risk population (estimated 3-year oral cancerrisk of 35–65%), it allows for a design with a rela-tively small sample size (N¼150 total patients), butyet with sufficient power to detect a possible effectof erlotinib in reducing invasive cancer incidence[6

&

]. This unique design can potentially addresssome of the limitations of the previous chemo-prevention studies that used endpoints of OPLhistological and/or clinical response, which may

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not necessarily correlate with the more clinicallyrelevant endpoint of long-term incidence of inva-sive oral cancer [33

&

]. It is also the first trial that willattempt to prospectively validate a molecular-basedrisk assessment tool and couple it with clinicalintervention. In addition to EPOC, other ongoingstudies with cetuximab (NCT00524017), and erloti-nib plus celecoxib (NCT00400374) may providefurther evidence for a possible role of EGFR inhi-bitors for oral cancer chemoprevention.

CHEMOPREVENTION STUDIES WITHOTHER AGENTS

Besides retinoids and EGFR inhibitors, several otheragents have been studied for head and neck cancerchemoprevention. Selected completed or ongoingclinical trials are briefly reviewed below.

Multiple preclinical experiments and studiesinvolving human tissue specimens have demon-strated a possible role for cyclooxygenase (COX)-2in head and neck squamous cell carcinoma carcino-genesis [45]. In a randomized, placebo-controlled,phase IIb study of an oral rinse with the nonselectiveCOX inhibitor ketorolac, Mulshine et al. [46]observed clinical response rates of 30% in theketorolac arm and 32% in the placebo arm, withno significant differences in histological changesbetween the two arms. An explanation for the nega-tive results is the possible inadequate penetrationof the drug into the epithelium using an oralrinse formulation [46]. Papadimitrakopoulou et al.[47] evaluated different doses of the COX-2inhibitor celecoxib in patients with OPLs in a pilot,placebo-controlled study. There was no increasedactivity of the drug (100–200 mg orally twice daily),as assessed by clinical and histological responserates, compared with placebo [47]. Taken together,the lack of efficacy of ketorolac and celecoxib inthe aforementioned studies and the known risksof cardiovascular toxicity associated with COX-2inhibitors have decreased the enthusiasm for devel-oping these drugs for oral cancer chemoprevention.

Green tea polyphenols have been shown tobe able to modulate multiple molecular targets atvarious cellular levels that ultimately lead to apop-tosis, inhibition of cell proliferation, inhibitionof angiogenesis, and suppression of metastaticpotential (reviewed in detail by Kim et al. [48]).As such, these compounds have been postulatedto be able to prevent head and neck malignancies.Li et al. [49] conducted the first randomized,placebo-controlled trial of green tea (760 mg ofmixed tea capsules orally four times daily plus10% mixed tea ointment topically) in 59 patientswith OPLs. The response rate of 37.9% in the green

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tea arm compared favorably to the 10% responserate in the placebo group [49]. Tsao et al. [50] inves-tigated three different doses of green tea extract(500, 750, or 1000 mg/m2 orally three times dailyfor 12 weeks) compared with placebo in a random-ized, phase II study of 41 patients with OPLs. Thedrug was well tolerated, and the authors observeda dose–response effect, with a 58.8% rate of lesionshrinkage in the two higher dose arms, comparedwith 18.2% in the placebo arm. There were nodifferences in oral cancer-free survival betweenthe groups [50]. Different formulations of green treeextracts [51] and combinations with other agents(such as EGFR inhibitors [52]) are currently beinginvestigated at the preclinical and clinical levels.

Retrospective epidemiologic studies havedemonstrated that diabetic patients treated withthiazolidinediones [peroxisome proliferator activa-tor (PPAR)-g agonists] had a lower incidence oflung cancers [53] and head and neck cancers [54]compared with diabetic patients who did not usethis specific class of oral hypoglycemic drugs. Inanimal models of oral carcinogenesis, the PPAR-gagonists pioglitazone [55] and troglitazone [56]decreased tongue carcinoma multiplicity and inci-dence, respectively, compared with placebo-treatedrats. On the basis of these observations, Rhodus et al.[57

&

] conducted a randomized, placebo-controlled,phase II study of pioglitazone 45 mg orally daily for3 months in 44 patients with oral leukoplakia.Clinical and/or histological responses were seen in68% of the 22 individuals treated with pioglitazone,compared with no significant changes detectedin the placebo group. A larger, randomized, multi-institutional, phase II study is currently underway comparing pioglitazone versus placebo inthe same setting to validate the previous findings(NCT00951379).

ONYX-015 is an attenuated adenovirus cyto-toxic to cells with dysfunctional p53-dependentsignaling pathways. A mouthwash with this virusled to histologic resolution of dysplasia in 37% of19 patients in a pilot clinical trial, but the majorityof the responses were transient [58]. In anotherclinical study using recombinant human adenovirus-p53 delivered through intra-epithelial injections, fiveof 22 patients (22.7%) experienced a completeregression of the leukoplakia lesion after 24 monthsof follow-up [59]. Arguably, despite the clinicalactivity seen in these two studies, mouthwashes orintra-epithelial injections may not be the optimalmode of delivery of adenoviruses to address thefield cancerization effect present in many patientswith oral leukoplakia. Thus, the question is raisedwhether this strategy will be effective in preventingcancers in the aerodigestive tract at large long-term.

Copyright © Lippincott Williams & Wilkins. Unau

1040-8746 � 2012 Wolters Kluwer Health | Lippincott Williams & Wilk

CONCLUSION

Unfortunately, despite extensive investigations,a standard systemic therapy for patients with OPLsis yet to be developed. Nonetheless, there havebeen many advances in head and neck cancerchemoprevention research, supported by improvedunderstanding of the molecular biology of OPLs.Molecular markers of malignant transformationhave been identified in retrospective studies andearly clinical trials with retinoids. This knowledgeprovides the opportunity to develop chemopreven-tive interventions focused on high-risk groups.Translational research embedded in ongoingchemoprevention studies will hopefully identifystrategies involving novel markers and drugs thatmay be used to prevent head and neck malignanciesin the future.

Acknowledgements

None.

Conflicts of interest

This work was supported by the National Institutes ofHealth grants P01 CA106451–06, P30 CA016672–36,and P50 CA097007-09.W.N.W. has received research grants from Eli-Lilly andAstellas Pharma Inc.

REFERENCES AND RECOMMENDEDREADINGPapers of particular interest, published within the annual period of review, havebeen highlighted as:

& of special interest&& of outstanding interest Additional references related to this topic can also be found in the CurrentWorld Literature section in this issue (p. 345).

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Volume 24 � Number 3 � May 2012