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    TITLE: Carotid Artery Stenting In Patients With Carotid Artery

    Stenosis

    AUTHOR: Jeffrey A. Tice M.D.

    Assistant Professor of Medicine

    Division of General Internal Medicine

    Department of Medicine

    University of California San Francisco

    PUBLISHER: California Technology Assessment Forum

    DATE OF PUBLICATION: October 13, 2010

    PLACE OF PUBLICATION: San Francisco, CA

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    CAROTID ARTERY STENTING IN PATIENTS WITH CAROTID ARTERY STENOSIS

    A Technology Assessment

    INTRODUCTION

    The California Technology Assessment Forum was asked to update its review of the scientific evidence for

    the use of carotid artery stenting for patients with carotid artery stenosis. The topic was last reviewed on

    June 17, 2009. At that time, the data raised concerns about an increased risk of early strokes with

    angioplasty and stenting. Many of the published trials at that time did not use distal embolization protection.

    Since the prior review, there has been increasing emphasis on the use of distal embolization protection

    devices during the angioplasty and stenting procedure in order to prevent early strokes and in 2010

    investigators published the results of the two largest randomized trials directly comparing carotid artery

    stenting to carotid endarterectomy. Thus, it is an opportune time to update the CTAF review on the efficacy

    of carotid artery stenting compared to carotid endarterectomy.

    BACKGROUND

    In the U.S., cerebrovascular disease is currently the third leading cause of death with more than 137,000

    stroke-related fatalities in 2006.1 Annually, there are almost 800,000 strokes and currently there are more

    than 6.4 million stroke survivors with varying degrees of disability.1 In patients with acute stroke,

    angiography studies done within six hours of symptom onset have demonstrated that 75-80% of patients

    with an acute ischemic stroke have an angiographically visible occlusion of an extracranial and/or

    intracranial artery as its cause.2

    Carotid Arterial Disease

    Atherosclerotic stenosis of the carotid artery close to the carotid bifurcation in the neck causes about 20% of

    all ischemic strokes and transient ischemic attacks (TIAs).3, 4 Antiplatelet therapy (e.g., with aspirin and / or

    clopidogrel) and warfarin have been employed for stroke prevention in patients with carotid stenosis. 5, 6

    However, patients with new neurological symptoms associated with severe carotid stenosis have greater

    than a 20% risk of stroke in the following two years. Symptomatic patients are usually defined as individuals

    with TIAs, unilateral transient monocular blindness (amaurosis fugax), or non-disabling stroke on the same

    side as the carotid artery stenosis. Currently, carotid endarterectomy is considered standard treatment for

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    severe carotid artery stenosis.7 In patients with symptomatic, severe (>70%) internal carotid artery stenosis,

    two large randomized clinical trials, the North American Symptomatic Carotid Endarterectomy Trial

    (NASCET) and the European Carotid Surgery Trial (ECST) demonstrated that carotid endarterectomy is

    more beneficial than medical therapy in reducing the risk of stroke.8, 9 In addition, the Asymptomatic Carotid

    Atherosclerosis Study (ACAS) and the Asymptomatic Carotid Surgery Trial (ACST) demonstrated that

    carotid endarterectomy is beneficial in reducing the stroke risk for asymptomatic patients with significant

    carotid artery stenosis.10, 11 Carotid endarterectomy has been shown to normalize impaired cerebral

    hemodynamics.12

    However, carotid endarterectomy surgery usually requires general anesthesia and involves incision of the

    neck, which can lead to cranial or superficial nerve injury and to wound complications. Carotid

    endarterectomy also carries a risk of stroke, sometimes disabling or fatal, and of myocardial infarction sincemany patients with carotid artery stenosis also have coronary artery disease.3 Coexisting medical

    morbidities greatly influence outcomes of, and therefore decisions to undertake, carotid endarterectomy.5

    The American Heart Association and the American Stroke Association jointly recommend that it is

    reasonable to perform revascularization of the carotid artery if the 30-day stroke and death rate is expected

    to be less than six percent for symptomatic patients and less than three percent for asymptomatic

    patients.13, 14 European specialty societies have the same recommendations.15 Advances in medical therapy

    since the ACAS and ACST trials, including statins, better blood pressure control, better control of diabetes,

    and new antiplatelet agents may make medical therapy more effective today than it was in the early 1990s,narrowing the window of benefit for surgical intervention, particularly in asymptomatic patients.16-18 Among

    asymptomatic patients, the annual rate of strokes on the same side as the carotid stenosis has declined

    from approximately 2.2% in 1995 to 0.7% in 2009.19 Thus, the 30-day event rate may need to be much

    lower than 3% in order for the long-term benefits of carotid artery procedures to outweigh their short term

    risks.

    Carotid Artery Angioplasty and Stenting

    Angioplasty of both coronary and non-coronary arteries was introduced in the 1970s. Initially, many

    surgeons had avoided carotid and cerebral artery angioplasty because of the potential for procedure-related

    stroke. Recently, however, angioplasty has been suggested as a safer and more cost-effective alternative to

    carotid endarterectomy in the management of significant carotid artery stenosis. 20, 21 Theoretical benefits

    include reduced morbidity rates, improved long-term patency rates and less anesthetic risks. 22

    Percutaneous transluminal angioplasty, also known as endovascular treatment, is an interventional

    procedure involving balloon dilatation of the atheromatous plaque or vasospasm narrowing the artery.

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    Angioplasty is usually undertaken under local anesthesia, though general anesthesia standby may be

    needed for patient monitoring or management of complications. For example, angioplasty of the carotid

    bulb may precipitate symptomatic bradycardia, tachycardia or a profound vagal response. A temporary

    pacemaker may be needed if temporary complete heart block occurs. Systemic anticoagulation is usually

    started prior to the procedure and baseline angiography is performed to evaluate the diameter of the

    affected vessel. An angioplasty catheter is then introduced into the femoral artery in the groin and

    advanced to the site of arterial stenosis and the balloon inflated across the lesion. After balloon deflation, a

    second angiogram is then performed to assess residual stenosis. Additional balloon inflations may be

    needed. Anticoagulation is continued after the procedure.23

    Recently, angioplasty has been combined with primary stenting of the artery to prevent plaque rupture,

    arterial dissection and acute occlusion of the blood vessel. In this procedure, a catheter carrying the stent, atiny wire mesh tube, is inserted with the catheter into the femoral artery. From there, it is carefully threaded

    to the site of arterial narrowing in the neck or elsewhere. Once in proper position, the stent is mechanically

    expanded so that it can serve as a scaffold to prop open the artery.

    With carotid angioplasty, transcranial Doppler recordings from the ipsilateral middle cerebral artery found

    that that blood flow velocity falls transiently during passage of the balloon catheter through the stenosis in

    the artery or during balloon inflation. However, after the procedure there was a significant improvement in

    blood flow, resulting in normalization of impaired hemodynamics similar to that seen after carotid

    endarterectomy.12

    One of the primary benefits of carotid artery stenting is that it avoids neck dissection and requires only local

    anesthetic for insertion of the catheter in the groin. Thus, the risks associated with general anesthesia are

    minimized, there is no scarring of the neck, and there is minimal risk for injury to the recurrent laryngeal

    nerve.

    Placement of a carotid stent compresses a large proportion of the plaque against the arterial wall, but

    multiple pieces of the plaque may escape through the stent and cause cerebral emboli. Recognition of the

    significance of this problem has led to the development of devices to provide distal embolization protection

    at the time of carotid artery angioplasty and stent deployment, although the value of distal embolization

    protection remains controversial.24-31 The major harm associated with carotid stenting remains the short and

    long term consequences of embolization of plaque debris to the brain during the procedure.32-35

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    In addition, if restenosis occurs after stenting, the standard surgical approach of endarterectomy may be

    either impossible or substantially more difficult to perform because of the stent.36 Finally, stent technology is

    rapidly evolving and the best currently available stent may soon be supplanted.21, 36-41 Thus, carotid

    angioplasty/stenting has remained controversial42-51 and many large, randomized trials have been launched

    to evaluate the procedure.52-58

    TA Criterion 1: The technology must have the appropriate regulatory approval.

    The procedure of Carotid Artery Stenting and Angioplasty does not require FDA clearance. However, the

    devices used in the procedure do. As of this date there are several manufacturers of carotid artery stents

    and embolic protection devices that have received FDA pre-market approval (PMA) for their devices. The

    specific FDA indication for the approved devices is for combined use of a stent with a device for distal

    embolization protection in symptomatic patients with 50% or greater stenosis and in asymptomatic patients

    with 80% or greater stenosis. Any use of a device for other than the FDA approved indication would be

    considered off label use.

    TA Criterion 1 is met.

    TA Criterion 2: The scientific evidence must permit conclusions concerning the

    effectiveness of the technology regarding health outcomes.

    The Medline database, Cochrane clinical trials database, Cochrane reviews database and the Database of

    Abstracts of Reviews of Effects (DARE) were searched using the key words Carotid Stenosis or

    Endarterectomy, Carotid. These were cross-referenced with the keyword stents. The prior search (see

    Appendix) was updated to include the period from January 2009 through September 2010. The

    bibliographies of systematic reviews and key articles were manually searched for additional references.

    References were also solicited from the manufacturers and local experts. The abstracts of citations were

    reviewed for relevance and all potentially relevant articles were reviewed in full.

    Full details of the search terms are included in the Appendix. The Figure describes the search results from

    the updated search. In brief, a total of 304 new references were reviewed (138 from Embase, 132 from

    PubMed, and 34 from the combined Cochrane databases). Many case-series and non-randomized trials

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    were evaluated in prior CTAF reviews.59 The results from the large, prospective stent registries60-78 were

    also reviewed recently.35, 79 Because of the strong evidence base for carotid endarterectomy in the treatment

    of carotid artery stenosis, the improvements in medical and surgical management over the past 20 years,

    and the sensitivity of procedural outcomes to patient characteristics, cohort studies cannot provide reliably

    unbiased results. For instance among the stent registries following 7919 patients treated with stents, the 30-

    day combined stroke, myocardial infarction (MI), and death rate varied from a low of 2.1% in one registry to

    a high of 8.5% in another.79 It is impossible to make valid comparisons between cohorts with such varied

    results to cohorts describing carotid endarterectomy. Thus, we included only randomized trials directly

    comparing carotid artery stenting to carotid endarterectomy in this review.

    Figure: Selection of Studies for Inclusion in Review

    The prior search identified multiple publications from eleven clinical trials that randomized 3,283 patients.3,

    20, 52, 53, 55, 80-97 The updated search identified two new trials32, 98-101 that randomized an additional 4235

    patients and additional reports from three of the trials102-105 described in the prior review. All thirteen of these

    trials are summarized in Tables 1 through 4 below. The majority of the patients randomized to the stent arm

    in the new trials had the procedure performed with some form of distal embolization protection. There are at

    least six additional randomized trials54, 56-58, 106 (Table 2A) comparing stents with distal embolization

    304 potentially relevantreferences screened

    73 abstracts for assessment

    5 studies included in assessment( 9 publications):

    2 new RCTs, updates on 3

    34 studies for full text review

    120 duplicate citations excluded111 excluded: not extracranial, not

    randomized, no endarterectomy

    39 studies excluded(Editorials, reviews, abstracts, no

    clinical outcomes)

    3 studies excluded

    (No clinical outcomes)

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    protection to carotid endarterectomy (http://www.strokecenter.org/trials/, http://www.ClinicalTrials.gov).

    These seven trials plan to randomize more than 14,000 patients and follow from 12 to 60 months.

    The major clinical outcomes assessed in the various trials include the occurrence of neurological deficits, inparticular, amaurosis fugax (transient visual loss), TIA, defined as a neurological deficit persisting 24 hours. Minor strokes have been defined as those causing

    minimal neurological deficit yet no loss of the patients functional independence.107 Major strokes have been

    defined as deficits that persisted beyond 30 days and that caused a change in the patients lifestyle. Other

    outcomes include degree of residual stenosis on immediate post-angioplasty angiography, recurrence of

    carotid stenosis on follow-up Doppler ultrasonography or angiography and occurrence of procedure-related

    complications such as myocardial infarction, cranial nerve palsies, arrhythmias and bleeding complications.

    Complications have been defined as events or conditions that led to additional procedures or prolongedhospitalization.

    Levels of Evidence: 1, 2

    TA Criterion 2 is met.

    TA Criterion 3: The technology must improve the net health outcomes.

    Key health outcomes

    The primary organizations in the United States and Europe agree that in order for the net health outcomes

    to be positive for patients undergoing a procedure to treat carotid artery stenosis, the combined 30 day

    death or stroke rate must be less than 3% for patients who are asymptomatic and less than 6% for those

    who are symptomatic. Furthermore, because there is an immediate risk of stroke and death with the

    procedure, it takes up to five years for the benefits of stroke prevention to outweigh the early harms. The

    landmark studies demonstrating benefit to carotid endarterectomy focused on either symptomatic (ECST,

    NASCET) or asymptomatic patients (ACAS, ACST) and followed more than 3000 symptomatic patients and

    4000 asymptomatic patients for three to five years: the benefits of endarterectomy were not evident until at

    least two to five years of follow-up. Thus, the most important clinical outcomes are the rates of stroke and

    death at 30 days and the combination of those events with stroke and death through five years of follow-up.

    Extended follow-up is particularly important for studies of carotid artery stents given the concerns about late

    http://www.strokecenter.org/trials/http://www.strokecenter.org/trials/http://www.strokecenter.org/trials/http://www.strokecenter.org/trials/
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    in-stent thrombosis observed with coronary artery stents. Other important outcomes include the 30-day rate

    of myocardial infarctions (MI), cranial nerve palsies, long-term cognitive function and quality of life.

    Randomized Trials

    High quality, randomized controlled trials provide the most reliable data for evaluating the effectiveness of

    carotid artery stenting. There are only two small randomized trials comparing stent placement with medical

    management.108, 109 Although underpowered, both reported no trend towards a reduction in strokes among

    patients treated with carotid stenting compared with those treated with medical management alone.

    Descriptions of the thirteen randomized trials comparing stent placement with carotid endarterectomy are

    summarized in Tables 1 through 4. Table 1 summarizes the quality of the trials. Table 2 describes details

    about the patients enrolled in the trials and includes descriptions of the six ongoing clinical trials (Table 2A).

    Table 3 summarizes the primary outcomes and Table 4 describes procedural complications. The prior CTAF

    reviews59, 110 described the first eleven trials in detail. Since that review, long-term follow-up of the Carotid

    and Vertebral Artery Transluminal Angioplasty Study (CAVATAS) trial was published 103 as were two new,

    large trials, the International Carotid Stenting Study (ICSS) and the Carotid Revascularization

    Endarterectomy versus Stenting Trial (CREST), which more than doubles the number of patients

    randomized to treatment with carotid artery stents or carotid endarterectomy.99, 100

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    Table 1: Quality of the Randomized Clinical Trials Comparing Carotid Artery Stent Placement to Carotid Endarterectomy for Carotid Artery Stenosis

    Study Randomization Allocationconcealment

    Comparable groups atrandomization

    Loss to follow-upcomparable?

    Blinded outcomeassessment

    Patientblinding

    Co-interventionsequivalent

    ITT (lost to follow-up included?)

    Overall quality

    Naylor 1998

    Leicester

    Yes Yes NR Yes No No Yes Yes Fair

    CAVATAS 2001

    CAVATAS-CEA

    Yes Yes Yes Yes Yes No Yes Yes Fair

    Alberts 2001

    WALLSTENT

    Yes Yes Yes

    CEA 4 years older

    NR NR No NR NR Poor

    Brooks 2001

    Kentucky 1 (Symp)

    Yes NR YesCEA 3 years older, less

    CAD (31% vs. 39%)

    Yes NR No NR NR Fair-poor

    Brooks 2004

    Kentucky 2 (Asymp)

    Yes NR No: More CAD in stentgroup (35% vs. 20%)

    NR No No Yes NR Fair-poor

    Yadav 2004, 2008

    SAPPHIRE

    Yes

    Non-inferiority

    Yes No: More CAD and priorPTCA in stent groupp10% absolute

    difference in prior PTCA,CABG, CAD

    Yes for 1 yearoutcomes, not for 3

    year outcomes

    Partial (eventidentification not

    blinded)

    No No

    Clopidogrel only instent group

    Yes Fair

    Study terminatedearly due to slowed

    recruitment

    Ling 2006

    TESCAS-C

    Yes NR NR NR NR No NR NR Poor due to limitedreporting

    Mas 2006, 2008

    EVA-3S

    Yes

    Non-inferiority

    NR No: CEA had more strokes(20% vs. 13%, P=0.02);

    more subjects older than 75(20% vs. 13%), but fewercontralateral occlusions

    (1.2% vs. 5%)

    Yes Yes No No: Moreanticoagulation and

    dual antiplatelettherapy in the stent

    group

    Yes in 2008publication

    Fair

    Terminated early dueto excess strokes in

    stent group

    2006; Eckstein 2008

    SPACE

    Yes

    Non-inferiority

    Yes Yes Yes Partial (event

    identification notblinded)

    No No: ASA in both,

    clopidogrel in stentgroup only

    Yes in 2008

    publication

    Fair

    Hoffmann 2008

    BACASS

    Yes Yes No: large differences in %with prior stroke and % with

    amaurosis fugax

    Yes NR No No: clopidogrel only instent group

    Yes Fair-poor

    Steinbauer 2008 Yes NR Yes Yes NR No Yes Yes Fair

    ICSS Investigators2010ICSS

    Yes Yes Yes Yes Partial (eventidentification not

    blinded)

    No NR, likely more ASA+ clopidogrel in the

    stent group

    Yes Fair

    Brott 2010

    CREST

    Yes Yes Yes Yes Partial (eventidentification not

    blinded)

    No No. Clopidogrel orticlopine for 4 weeksin stent group only.

    Yes Fair

    CEA Carotid endarterectomy PTCA Percutaneous transluminal coronary angioplasty EVA-3S Endarterectomy vs. Angioplasty in Patients with Symptomatic Severe Carotid Stenosis TrialCAD Coronary artery disease CABG Coronary artery bypass graft surgery SPACE Stent-protected Percutaneous Angioplasty of the Carotid vs. EndarterectomySAPPHIRE Stenting and Angioplasty with Protection in Patients at High Risk for Endarterectomy ASA Aspirin

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    Table 2: Description of the Procedures and Participants in the Randomized Clinical Trials Comparing Carotid Artery Stent Placement to CarotidEndarterectomy for Carotid Artery Stenosis

    Study Indication

    % symptomatic

    Device

    DEP (%)

    Co-intervention N Follow-upfor primaryoutcome

    Age, yrs

    Sex, %F

    Primaryoutcome

    Inclusion criteria Exclusion criteria Comment

    Naylor 1998

    Leicester

    Symptomatic Wallstent

    No (0%)

    ASA not stopped 23

    Earlytermination

    30 days 67

    47%

    Stroke +death

    70-90% ICAstenosis by U/S

    Stroke in evolutionCrescendo TIAsNon-hemisphericsymptoms

    Single center.Mean stenosis82%. Stoppedearly due to harm.

    CAVATAS 2001

    CAVATAS-CEA

    Symptomatic CAS

    90%

    Angioplasty + 55stents

    No (0%)

    ASA 150 mg +heparin

    504 36 months 67

    30%

    Ipsilateraldisablingstroke +death

    Stenosis requiringinterventionamenable to surgeryor endovascular

    Disabling stroke.Thrombus.Severe intracranialarterial stenosis.

    Multicenter.

    Alberts 2001

    WALLSTENT

    Symptomatic CAS

    100%

    Wallstent

    No (0%)

    ASA 325 bidTiclopidine 250 bid

    For 4 weeks

    219

    Earlytermination

    12 months 68

    36%

    Ipsilateralstroke +death

    60-99% stenosis byangiogram.

    NR Stopped early forharm. Planned n =700

    Brooks 2001

    Kentucky 1 (Symp)

    Symptomatic CAS

    100%

    Wallstent

    No (0%)

    ASA 325 +Clopidogrel 75

    Heparin in stent arm

    104 NR 68

    NR

    NR >70% stenosis byNASCET criteriaLife expectancy > 5years

    Disabling strokeRecent intracranialhemorrhage

    Single center.

    Brooks 2004

    Kentucky 2 (Asymp)

    AsymptomaticCAS0%

    Wallstent orDynalink

    No (0%)

    ASA 325 +Clopidogrel 75

    Heparin in stent arm

    85

    Earlytermination

    48 months 68

    NR

    NR >80% stenosis byNASCET criteriaLife expectancy > 5years

    ArrhythmiaAllergy to ASA,Clopidogrel, heparin

    Single center.

    Yadav 2004, 2008

    SAPPHIRE

    Asymptomatic(238/334 = 71%)

    Symptomatic(96/334 = 29%)

    High risk forsurgical

    complication and

    Cordis Precise orSmart stent with

    Angioguard orAngioguard XP

    Yes (96%)

    Clopidogrel 75 for 2-4weeks in stent group.

    ASA 81 or 325starting 72 hours priorto procedure in bothgroups continued

    indefinitely.

    334

    Earlytermination

    12 months 73

    33%

    Stoke + MI +death

    At least one highrisk factor>18 years old50% stenosissymptomatic or80% stenosisasymptomatic byU/S

    CVA in past 48hoursThrombus present100% occlusionUnable to usecatheter2 stents neededSurgery planned w/I

    30 daysLife expectancy < 1yearOsteal lesion

    Multicenter

    High RiskSignificant heartor lung diseaseContralateralcarotid occlusionPrior radical neck

    surgery, radiation,or endarterectomyon this artery

    Age 80

    Ling 2006

    TESCAS-C

    Symptomatic +asymptomatic

    Unknown %

    NR NR 166 6 months NR 30 day Stoke+ MI + death+ strokes 6

    months

    Severe stenosis NR Multicenter, China

    Paper is inChinese.

    Mas 2006, 2008

    EVA-3S

    Symptomatic CAS

    100%

    Multiple

    Yes (86%)

    100 to 300 mg ASAplus 500 mg

    ticlopidine or 75 mgclopidogrel 3 daysprior to procedure

    and 1 month after instent arm only

    527

    Earlytermination

    48 months 70

    25%

    Ipsilateralstroke +death

    >60%TIA or Ischemicstroke within 4months

    Disabling strokeNon-atheroscleroticcarotid diseaseSevere intracranialcarotid stenosisContraindication toheparin, ticlopidine,or clopidogrelLife expectancy < 2years

    Multicenter,France.

    Stopped early forharm. Planned n =900

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    Study Indication

    % symptomatic

    Device

    DEP (%)

    Co-intervention N Follow-upfor primaryoutcome

    Age, yrs

    Sex, %F

    Primaryoutcome

    Inclusion criteria Exclusion criteria Comment

    2006; Eckstein 2008

    SPACE

    Symptomatic CAS

    100%

    Multiple

    Yes (27%)No (73%)

    100 mg ASA for all

    75 mg/d clopidogrel x33 days for stent arm

    1214

    Earlytermination

    24 months 68

    28%

    Ipsilateralstroke +death

    >50% by angiogramor 70% by U/S

    Age > 50 years

    PregnantIntracranial bleedingwithin 90 days ofrandomization

    Arteriovenousmalformation oraneurysmLife expectancy < 2yearsContraindication forheparin, ASA,

    clopidogrel, orcontrast media

    Multicenter,Europe.

    Stopped early forharm \ futility.Planned n = 1900

    Hoffmann 2008

    BACASS

    Symptomatic CAS

    100%

    Wallstent

    Yes (100%)

    ASA + clopidogrel forstents

    Antiplatelet therapyfor CEA

    20 48 months 70

    15%

    30 day Stoke+ MI + death

    + strokesthrough 48

    months

    > 70% stenosis Unable to FU for 2yearsICA occlusion

    Arteriovenousmalformation oraneurysmLife expectancy < 2yearsContraindication forheparin, ASA,clopidogrel, orcontrast media

    Single center

    Low power

    Steinbauer 2008 Symptomatic CAS

    100%

    Wallstent

    No (0%)

    All subjects: 100 mgASA + 75 mgclopidogrel x 1

    month, then 300 mgASA indefinitely

    87 12 months

    Median 65months

    68

    NR

    30 day Stoke+ MI + death

    + strokesthrough 12

    months

    > 70% stenosis NR Single center

    Low power

    ICSS Investigators2010

    ICSS

    Symptomatic CAS

    100%

    Multiple

    Yes (72%)

    ASA + clopidogrelrecommended for all

    receiving stents

    1713 4 months forthis analysis,

    36 monthsplanned.

    70

    30%

    30 daysStoke + MI +

    death andstroke

    through 3years

    70%Suitable for stenting

    or endarterectomy,No contraindicationto either treatment

    Major strokeThrombus at site

    Life expectancy < 2years

    Multicenter,international.

    Large.

    Brott 2010

    CREST

    Symptomatic(1326) andasymptomatic(1196)

    53%

    ACCULINK

    Yes (96%)

    ASA + clopidogrel orticlopidine for allreceiving stents

    2522 30 monthsfor thisanalysis, 48monthsplanned.

    69

    35%

    30 daysStoke + MI +

    death andipsilateral

    strokethrough 4

    years

    >50% by angiogramor 70% by U/S

    Comorbiditiesinterfering withevaluation endpointsCEA or CAScontraindicatedLife expectancy < 4years

    Multicenter, U.S. -NIH funded trial.Large. Mix ofsymptomatic andasymptomatic.

    CAVATAS Carotid and Vertebral Artery Transluminal Angioplasty Study CAS Carotid artery stenosisNR Not reported NASCET North American Symptomatic Endarterec tomy TrialCVA Cerebral vascular accident CHD Coronary heart diseaseTESCAS-C Trial of endarterectomy versus stenting for the treatment of carotid atherosclerotic stenosis in China

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    Table 2A: Description of the Procedures and Participants in the Ongoing Randomized Clinical Trials Comparing Carotid Artery Stent Placement to CaroEndarterectomy for Carotid Artery Stenosis

    Study

    Year started

    Indication Device

    DEP?

    Co-intervention N Follow-upfor primaryoutcome

    Primary outcome Inclusioncriteria

    Exclusion criteria Comment

    Ongoing trials

    Link

    1999

    Symptomatic Stents 200 ? 30 days Stoke + MI+ death

    > 70%stenosis

    Ages 40-79years

    > 70% stenosis incontralateral carotidartery

    ACT-1

    2005

    Asymptomatic EXACT Stent

    Yes

    1858 12 months 30 days stroke +MI + death andipsilateral strokes

    through 1 year

    Severe carotidartery disease Symptoms in the last180 daysHigh risk for surgery

    Multicenter.

    ACST-2

    2006

    Asymptomatic Stents

    Yes

    5000 12 months 30 days Stoke + MI+ death and stroke

    through 1 year

    UK

    Comparing CarotidStenting WithEndarterectomy inSevere

    AsymptomaticCarotid Stenosis

    2009

    Asymptomatic Stent

    Yes

    500 24 months 30 days Stoke + MI+ death and stroke

    through 2 years

    > 70%stenosis

    Age 18-79

    US

    Agostini

    ?

    Symptomatic Stents 400 24 months 30 days Stoke + MI+ death and stroke

    through 2 years

    Italy

    TACIT

    ?

    Asymptomatic Stents

    Yes

    Best medical care 3500 60 months 30 days Stoke + MI+ death and stroke

    through 5 years

    >60% by U/S

    Age 18-79

    Atrial fibrillationEF < 30%

    3 arms: medicalcare, CEA, stent +DEP. Multicenter,international

    SPACE-2 Asymptomatic Stents

    Yes

    Best medical care 3640 60 months 30 days Stoke + MI+ death and

    ipsilateral strokethrough 5 years

    >70% by U/S

    Age 50-85

    3 arms: medicalcare, CEA, stent +DEP. Multicenter,German.

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    Table 3: Outcomes and Adverse Events in the Randomized Clinical Trials Comparing Carotid Artery Stent Placement to Carotid Endarterectomy for Carotid ArteryStenosis

    Study Procedure N stent

    N CEA

    30 day 1 year Restenosis(70%)

    30 daystroke or

    death

    30 daystroke,

    death, orMI

    30d plus 1year

    ipsilateralstroke

    Stroke MI Dea th Stroke MI Death

    Naylor 1998

    Leicester

    Stent

    Endarterectomy

    7

    10

    5 (45%)

    0 (0%)

    NR

    NR

    0 (0%)

    0 (0%)

    NR NR NR NR 45%

    0%

    NR NR

    CAVATAS 2001

    CAVATAS-CEA

    Angioplasty orStent

    Endarterectomy

    251

    253

    18 (7.1%)

    21 (8.3%)

    0 (0%)

    3 (1.2%)

    7 (2.8%)

    4 (1.6%)

    NR NR NR 14%

    4%

    10%

    10%

    NR 12%

    12%

    Alberts 2001

    WALLSTENT

    Stent

    Endarterectomy

    107

    112

    NR NR NR 4%

    1%

    NR NR NR 12%

    4.5%

    NR 12%

    4%

    Brooks 2001

    Kentucky 1 (Symp)

    Stent

    Endarterectomy

    53

    51

    0 (0%)

    0 (0%)

    NR 0 (0%)

    1 (2%)

    NR NR NR NR 0%

    2%

    NR NR

    Brooks 2004

    Kentucky 2 (Asymp)

    Stent

    Endarterectomy

    43

    42

    0 (0%)

    0 (0%)

    NR 0 (0%)

    0 (0%)

    NR NR NR NR 0%

    0%

    NR NR

    Yadav 2004, 2008

    SAPPHIRE

    Stent

    Endarterectomy

    167

    167

    6 (3.6%)

    5 (3.1%)

    4 (2.4%)

    10 (6.1%)

    2 (1.2%)

    4 (2.5%)

    10 (6.2%)

    12 (79%)

    5 (3.0%)

    10 (6.2%)

    12 (7.4%)

    21 (13.5%)

    0.6%

    4.3%

    5%

    5%

    8 (4.8)

    16 (9.8)

    12%

    20%**

    Ling 2006

    TESCAS-C

    Stent

    Endarterectomy

    82

    84

    NR NR NR NR NR NR NR NR NR 10%

    12%

    Mas 2006, 2008

    EVA-3S

    Stent

    Endarterectomy

    261

    259

    23 (8.8%)

    7 (2.7%)

    1 (0.4%)

    2 (0.8%)

    2 (0.8%)

    3 (1.2%)

    NR NR NR NR 9.6%

    3.9%

    NR 10%

    4.2%

    2006; Eckstein 2008

    SPACE

    Stent

    Endarterectomy

    607

    589

    44 (7.2%)

    37 (6.3%)

    NR 6 (1.0%)

    5 (1.0%)

    NR NR NR 11%

    4.6%

    6.9%

    6.5%

    NR 8.1%

    6.8%Hoffmann 2008

    BACASS

    Stent

    Endarterectomy

    10

    10

    0 (0%)

    1 (10%)

    0 (0%)

    0 (0%)

    0 (0%)

    0 (0%)

    0 (0%)

    0 (0%)

    NR 0 (0%)

    1 (10%)

    0%

    0%

    0%

    10%

    NR 0%

    20%

    Steinbauer 2008 Stent

    Endarterectomy

    43

    44

    0 (0%)

    0 (0%)

    NR NR 1 (2.3%)

    0 (0%)

    0 (0%)

    1 (2.3%)

    0 (0%)

    0 (0%)

    19%

    0%

    NR NR 1 (2.3%)

    0 (0%)

    ICSS Investigators2010ICSS

    Stent

    Endarterectomy

    828

    821

    58 (7.0)

    27 (3.5)

    3 (0.4)

    5 (0.6)

    11 (1.3)

    4(0.5)

    NR NR NR NR 61 (7.4)

    28 (3.4)

    61 (7.4)

    33 (4.0)

    NR

    Brott 2010

    CREST

    Stent

    Endarterectomy

    1262

    1240

    52 (4.1)

    29 (2.3)

    14 (1.1)

    28 (2.3)

    9 (0.7)

    4 (0.3)

    NR NR NR NR 55 (4.4)

    29 (2.3)

    66 (5.2)

    56 (4.5)

    NR

    * Follow-up for primary endpoint ** Includes 30 day MI rate

    CREST Carotid Endarterectomy vs. Stent Trial ICSS International Carotid Stenting Study ACT-1 Asymptomatic Carotid Stenosis, Stenting versus Endarterectomy Trial TACIT Transatlantic Asymptomatic Carotid Intervention Trial. ACST Asymptomatic Carotid Surgery Trial

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    Table 4: Early Complications in the Randomized Clinical Trials Comparing Carotid Artery Stent Placement to Carotid Endarterectomy for Carotid Artery Stenosis

    Study Procedure N stent

    N CEA

    Woundinfection

    Cranialnerve injury

    Hematoma orvascular

    complication

    Bradycardia Hemodynamicinstability

    Naylor 1998

    Leicester

    Stent

    Endarterectomy

    11

    12

    NR

    NR

    0 (0%)

    0 (0%)

    NR

    NR

    NR

    NR

    NR

    NR

    CAVATAS 2001

    CAVATAS-CEA

    Stent

    Endarterectomy

    251

    253

    NR

    NR

    0 (0%)

    22 (8.7%)

    3 (1)

    17 (7)

    NR

    NR

    NR

    NR

    Alberts 2001

    WALLSTENT

    Stent

    Endarterectomy

    107

    112

    NR

    NR

    NR

    NR

    4%

    NR

    7%

    NR

    NR

    NRBrooks 2001

    Kentucky 1 (Symp)

    Stent

    Endarterectomy

    53

    51

    NR

    NR

    0 (0%)

    4 (7.8)

    3 (6)

    1 (2)

    7 (14)

    0 (0)

    12 (24)

    3 (6)Brooks 2004

    Kentucky 2 (Asymp)

    Stent

    Endarterectomy

    43

    42

    NR

    NR

    0 (0%)

    0 (0%)

    0 (0)

    0 (0)

    5 (12)

    0 (0)

    NR

    NR

    Yadav 2004, 2008

    SAPPHIRE

    Stent

    Endarterectomy

    167

    167

    NR

    NR

    0 (0%)

    8 (4.8%)

    2 (1.2)

    1 (0.6)

    NR

    NR

    NR

    NR

    Ling 2006

    TESCAS-C

    Stent

    Endarterectomy

    82

    84

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    NRMas 2006, 2008

    EVA-3S

    Stent

    Endarterectomy

    261

    259

    1 (0.4%)

    1 (0.4%)

    3 (1.1%)

    20 (7.7%)

    9 (3.4%)

    2 (0.8%)

    0 (0%)

    11 (4.2%)

    NR

    NR

    2006; Eckstein 2008

    SPACE

    Stent

    Endarterectomy

    607

    589

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    NR

    Hoffmann 2008

    BACASS

    Stent

    Endarterectomy

    10

    10

    NR

    NR

    0 (0%)

    0 (0%)

    NR

    NR

    NR

    NR

    NR

    NRSteinbauer 2008 Stent

    Endarterectomy

    43

    44

    0 (0%)

    1 (2.3%)

    0 (0%)

    1 (2.3%)

    1 (2.3%)

    6 (14%)

    NR

    NR

    NR

    NR

    ICSS Investigators2010ICSS

    Stent

    Endarterectomy

    828

    821

    NR

    NR

    1 (0.1%)

    45 (5.5%)

    30 (3.6%)

    50 (6.1%)

    NR

    NR

    NR

    NR

    Brott 2010

    CREST

    Stent

    Endarterectomy

    1262

    1240

    NR

    NR

    1 (0.3%)

    58 (4.7%)

    NR

    NR

    NR

    NR

    NR

    NR

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    The International Carotid Stenting Study (ICSS)

    ICSS is the largest randomized trial of patients who are symptomatic from carotid artery stenosis. 99 The

    study randomized 1713 study subjects at 50 centers in Europe, Australia, New Zealand, and Canada toeither carotid artery stenting (n=855) or carotid endarterectomy (n=858). Patients over 40 years of age were

    eligible for randomization if they were symptomatic with at least 50% stenosis of the carotid artery and a

    multidisciplinary team certified them as eligible for both surgery and stenting. Patients were excluded if they

    had experienced a major stroke without recovery of function or had undergone prior endarterectomy or

    stenting or if coronary artery bypass surgery was planned. Experienced centers were required to have a

    surgeon who had performed at least 50 carotid operations and a physician who had performed at least 50

    stenting procedures. The centers could use their preferred stent, but they were encouraged to use a distal

    embolization protection device when possible and to use a combination of aspirin and clopidogrel for thestenting procedure. Investigators and the endpoint adjudication committee were blinded to treatment

    assignment, but neither the patients nor the treating physicians were blinded. The primary outcome for the

    trial is the rate of fatal or disabling stroke in any territory after three years of follow-up. This publication

    presented an interim analysis with follow-up through 120 days.

    The two study groups were similar at baseline. The average age of both groups was 70 years and 30% of

    the subjects were women. Vascular risk factors equally distributed in the two groups as was the most recent

    neurologic event on the side of the carotid artery stenosis. The degree of stenosis was greater than 70% in

    all but 10% of the study subjects. Among the 855 patients randomized to carotid artery stenting, nine

    crossed over to endarterectomy and 18 did not have either procedure performed. Among the 858 patient

    randomized to carotid endarterectomy, 15 crossed over to stenting and 22 did not have either procedure

    performed.

    The 30-day risk of stroke, death or MI was higher in the stenting group (7.4% versus 4.0%, RR 1.83, 95% CI

    1.2 to 2.8, p=0.003). Similarly the risk of stroke or death was higher in the stenting group (7.4% versus

    3.40%, RR 2.16, 95% CI 1.4 to 3.3, p=0.0004). There was also a trend towards higher procedural mortality

    in the stenting group (1.3% versus 0.5%, RR 2.73, 95% CI 0.9-8.5, p=0.072). On the other hand, the rate ofcranial nerve palsies (0.1% versus 5.5%, RR 0.02, 95% CI 0.0-0.16, p

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    death was higher in the stenting group (8.5% versus 4.7%, RR 1.86, 95% CI 1.3 to 2.7, p=0.001). All-cause

    mortality was higher in the stenting group (2.3% versus 0.8%, RR 2.76, 95% CI 1.2-6.6, p=0.017).

    A subset of the subjects enrolled in the ICSS also had an MRI performed using diffusion-weighted imaging(DWI) within a week prior to treatment, one to three days after treatment, and 27 to 33 days after

    treatment.32 The primary endpoint of the study was the presence of at least one new ischemic lesion on the

    MRI performed within three days of treatment. Two hundred and thirty-one subjects had an MRI before and

    after treatment (124 in the stenting group, 107 in the endarterectomy group). Clinically, there were more

    procedural strokes or TIAs in the stenting group (10% versus 3%, RR 4.06, 95% CI 1.2-13.6, p=0.035).

    Similarly, there were more new DWI lesions in the stenting group (62/124 = 50% versus 18/107 = 17%, RR

    5.21, 95% CI 2.8-9.8, p

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    The most recently published randomized trial was the NIH-sponsored CREST.54, 100, 101 The trial compares

    the efficacy of carotid stenting using a single extending system (ACCULINK, Guidant, Temecula, CA) versus

    endarterectomy in symptomatic patients with carotid stenosis.112-114 The RX Accunet embolic protection

    device was used whenever possible (96% of cases in the stenting group). Primary outcome measures are

    stroke, myocardial infarction, or death during a 30-day peri-procedural period, or ipsilateral stroke over a

    follow-up period extending up to four years. The primary eligibility criterion included symptomatic patients

    with carotid artery stenosis >70% by ultrasound or >50% by angiography and asymptomatic patients with

    carotid artery stenosis >70% by ultrasound or >60% by angiography. Patients with medical conditions likely

    to limit their participation during the follow-up or to interfere with outcome evaluation were excluded.

    Patients randomized to the stenting group received aspirin 325 mg twice daily and clopidogrel 75 mg twice

    daily for at least 48 hours prior to stenting and continued aspirin 325 mg daily and either clopidogrel 75 mgdaily or ticlopidine 250 mg twice daily for at least four weeks after the procedure. Patients in the

    endarterectomy group received aspirin 325 mg daily at least 48 hours prior to endarterectomy and daily for a

    year after the procedure. An electrocardiogram was performed prior to both procedures and approximately

    one day and one month after the procedures. Cardiac enzymes were also measured before and after the

    procedure.

    Of the 2522 patients randomized, 53% were symptomatic and 47% asymptomatic. Their average age was

    69 years and 35% were female. The baseline characteristics were similar in the group randomized to

    stenting and the group randomized to endarterectomy. Among the 1271 randomized to stenting, 73

    underwent endarterectomy and 54 had neither procedure. Among the 1251 subjects randomized to

    endarterectomy, 13 received stenting and 44 had neither procedure. All patients from one center (n=20)

    were excluded after randomization because of scientific misconduct at the center.

    The 30-day risk of stroke, death or MI was non-significantly higher in the stenting group (5.2% versus 4.5%,

    RR 1.18, 95% CI 0.8 to 1.7, p=0.38). However, the risk of stroke or death was significantly higher in the

    stenting group (4.4% versus 2.3%, RR 1.90, 95% CI 1.2 to 3.0, p=0.005). There was also a trend towards

    higher procedural mortality in the stenting group (0.7% versus 0.3%, RR 2.25, 95% CI 0.7-7.3, p=0.18). Onthe other hand, the rate of cranial nerve palsies (0.3% versus 4.7%, RR 0.07, 95% CI 0.02-0.18, p NR) and

    of MI were lower in the stenting group.

    CREST also reported their results through four years of follow-up. The four-year risk of stroke, death or MI

    was non-significantly higher in the stenting group (7.2% versus 6.8%, RR 1.11, 95% CI 0.8 to 1.5, p=0.51).

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    The risk of stroke or death remained significantly higher in the stenting group (6.4% versus 4.7%, RR 1.50,

    95% CI 1.05 to 2.1, p=0.03). All-cause mortality was non-significantly higher in the stenting group

    (uncorrected error in the table for %, RR 1.12, 95% CI 0.8 to 1.5, p=0.45).

    There was no interaction with symptomatic status (p=0.84) or sex (p=0.34) for the primary outcome and the

    point estimates were similar for the main outcomes. For example, the relative risks during the periprocedural

    period were similar for any stroke or death (RR 1.88 for asymptomatic patients; RR 1.89 for symptomatic

    patients). Among asymptomatic patients, the 30-day rate of stroke or death was 2.5% for the stenting group

    and 1.4% for the endarterectomy group p=0.15). Among symptomatic patients, the 30-day rate of stroke or

    death was 6.0% for the stenting group and 3.2% for the endarterectomy group (p=0.02). There was an

    interaction with age (p=0.02). Patients older than age 70 tended to do better with carotid endarterectomy

    while patients under the age of 70 tended to do better with carotid stenting. This is similar to the finding inthe subgroup analyses of the EVA-3S and SPACE trials described in the prior CTAF review.110

    The CREST investigators also explored the impact of the various adverse events on quality of life using the

    short-form 36 (SF-36) at one year. Compared with patients not experiencing an adverse event, patients who

    suffered a major stroke experienced a statistically significant decrease in the physical component score (-

    15.8 points, 95% CI -25.1 to -6.4), but not the mental component score (approximately -8.5 points, 95% CI

    crosses 0.). Patients who suffered a minor stroke experienced statistically significant decreases in both the

    physical component score (-4.5 points, 95% CI -7.9 to -1.2) and the mental component score (-3.4 points,

    95% CI-6.3 to -0.5), though the absolute decrement was less on both scales than that reported by patients

    suffering a major stroke. The decrement in the mental component score for major stroke was not statistically

    significant because there were few events, thus the confidence intervals were wide. Patients suffering MIs

    reported non-significant decreases in both the physical and mental component scores that were smaller in

    magnitude than those reported by patients suffering minor strokes. Patients experiencing cranial nerve

    palsies had non-significant increases on all eight subscales of the SF-36. Thus, the investigators found that

    strokes, both major and minor, had a larger impact on patients long-term quality of life than did MIs or

    cranial nerve palsies.

    CREST is the largest randomized trial comparing carotid artery stenting to carotid endarterectomy. In

    general it was a high quality trial, but patients could not be blinded due to the nature of the two interventions

    and case identification was not blinded, although the final adjudication process was blinded. Interpretation is

    also complicated by the mix of asymptomatic and symptomatic patients in the trial. The difference in their

    primary endpoint, stroke, myocardial infarction or death during the periprocedural period or any ipsilateral

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    stroke through four years was not statistically significant. The estimated four-year rate of the primary

    endpoint was 7.2% in the stenting group and 6.8% in the endarterectomy group (absolute difference 0.4%,

    95% CI -1.7 to 2.6%). The rate of stroke or death within 30 days of the stenting procedure was 2.5% for

    asymptomatic patients and 6% for symptomatic patients. The trial also added to the literature on quality of

    life by demonstrating significant decrements in quality of life for patients experiencing both minor and major

    strokes, while no significant decreases were reported by patients experiencing myocardial infarctions or

    cranial nerve injuries. Finally, subgroup analyses suggest that stenting performs significantly worse in older

    patients, but may have improved outcomes when limited to patients younger than 70 years of age.

    Carotid and Vertebral Artery Transluminal Angioplasty Study (CAVATAS) updates

    CAVATAS was the first large randomized trial comparing endovascular treatment to endarterectomy in a

    population of patients with primarily (90%) symptomatic carotid artery stenosis. The study began

    randomization in 1992, prior to the approval of carotid artery stents. Stenting was added to the trial in 1994.

    Two recent publications presented data on the long-term outcomes of the CAVATAS study.98, 102 One

    presented the clinical outcomes for up to eleven years of follow-up (median follow-up five years). 98 The

    second publication compared the restenosis rates of subjects in the angioplasty or stenting group to that of

    the endarterectomy group. 102 The CAVATAS investigators randomized 504 patients to endovascular

    treatment (angioplasty n = 196, stenting in 55) or carotid endarterectomy (n = 253). For the clinical

    outcomes, there were no significant differences between the two groups after long-term follow-up. This

    included disabling stroke or death (RH 1.02, 95% CI 0.79 to 1.32), any stroke or perioperative death (RH

    1.32, 95% CI 0.94 to 1.93), non-perioperative stroke (RH 1.66, 95% CI 0.99 to 2.80), and all cause mortality

    (RH 1.07, 95% CI 0.82 to 1.40). Four hundred and thirteen of the patients had a carotid duplex ultrasound at

    a median of four years follow-up (200 in endovascular group; 213 in endarterectomy group). The five-year

    cumulative incidence of severe carotid artery restenosis (70% restenosis) was 30.7% in the endovascular

    treatment group and 10.5% in the endarterectomy group (p

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    Summary

    As noted above, there is consensus in the literature and among experts that in order for carotid artery

    revascularization to improve net health outcomes, the rate of stroke or death within 30 days of theprocedure must be less than 3% for asymptomatic patients and less than 6% for symptomatic patients.

    Studies using administrative databases in the United States consistently report higher rates of stroke and

    death following carotid artery stenting than following carotid endarterectomy.115-118 A large meta-analysis

    that combined the published literature on carotid artery stenting, including the major registries, found that

    the summary estimate for the 30-day rate of strokes and death was 3.3% for asymptomatic patients and

    7.6% for symptomatic patients,35 although there was a significant trend towards lower rates over time. In the

    ICSS, the largest randomized trial of symptomatic patients, the rate of stroke or death within 30 days was

    7.4%.99

    However, in the most recent randomized trial (CREST), with careful credentialing of the physicians,the rate of stroke or death within 30 days was 2.5% among asymptomatic patients and 6.0% among

    symptomatic patients.100 Thus, in all but the most recent study, experienced clinicians using carotid stents

    with distal embolization protection devices have not been able to meet the standards set for periprocedural

    events rates. Furthermore, in the randomized trials outcomes with carotid artery stenting are consistently

    inferior to those achieved with carotid endarterectomy.34, 99, 119 Subgroup analyses suggest that stents

    perform better in younger patients, but these were post-hoc findings in studies that performed many

    subgroup analyses and may represent the play of chance. Finally, there remains uncertainty about the

    long-term patency of carotid stents, with several studies suggesting higher restenosis rates with stentingthan with endarterectomy. 53, 86, 96, 102

    TA Criterion 3 is not met.

    TA Criterion 4: The technology must be as beneficial as any established alternatives.

    Carotid endarterectomy is the established alternative to carotid angioplasty/stenting for treatment of high-

    grade stenosis of extracranial carotid arteries. The strongest evidence for benefit for the treatment of

    symptomatic patients; carotid endarterectomy also has been shown to reduce the risk of stroke in

    asymptomatic patients with significant carotid artery stenoses, but the net benefit is smaller and is

    dependant upon low perioperative complication rates.

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    In comparative trials, Crawley et al.,120, 121 found that there were significantly more microembolic signals

    during carotid angioplasty than during endarterectomy, though there was no correlation with peri-procedural

    stroke121 or neuropsychological outcomes.120 The current standard is to use distal embolization protection

    when performing angioplasty/stenting. However, there is still controversy about the best way to minimize

    embolization and evidence of greater microembolization with stenting and embolization protection compared

    to carotid endarterectomy.24, 26, 122-124 Using such devices makes the procedure more technically demanding

    and there is conflicting clinical trial literature on the clinical benefits. For instance, in the EVA-3S trial, which

    started requiring use of the distal embolization protection partway through the trial, the 30-day incidence of

    stroke or death was higher in procedures not using the device compared to procedures with the device

    (25% vs. 7.9%, p=0.03). However, the relative risk for 30-day stroke or death compared with

    endarterectomy was higher after distal embolization protection was recommended (3.4, 99% CI 1.1 - 10)

    compared to the prior period (relative risk (RR) 2.0, 95% CI 0.8 5.0).92 As demonstrated in the ICSS, the

    rate of emboli resulting in strokes seen on diffusion weighted imaging with MRI is significantly higher with

    stenting combined with embolization protection than with carotid endarterectomy (73% versus 17%).32

    The most recent Cochrane meta-analysis125 summarized the results of ten randomized trials comparing

    carotid stenting to endarterectomy. They found that the rate of cranial neuropathy was significantly lower

    with stenting (OR 0.16, 95% CI 0.09-0.28) and that there was a potentially important trend towards fewer

    myocardial infarctions (OR 0.24, 95% CI 0.05-1.04). However, the stroke and mortality outcomes all favored

    carotid endarterectomy. The rate of ipsilateral strokes at six months plus 30-day stroke and mortality ratewas significantly higher for patients treated with stenting (OR 1.53, 95% CI 1.14-2.05). The 30-day

    perioperative rates for death (OR 1.14, 95% CI 0.54-2.40), stroke or death (OR 1.53, 95% CI 0.89-2.62),

    disabling stroke or death (OR 1.30, 95% CI 0.87-1.96), and stroke, MI or death (OR 1.37, 95% CI 0.91-2.08)

    all favored carotid endarterectomy, although none achieved statistical significance. The authors concluded

    that the evidence does not support changing clinical practice from carotid endarterectomy as the treatment

    of choice for carotid artery stenosis. Updated meta-analyses, included one performed as part of the ICSS

    primary results publication come to similar conclusions.34, 2010 #235

    Most recently, the investigators of the EVA-3S, SPACE, and ICSS trials submitted their data for a meta-

    analysis of individual patient focusing on short-term outcomes.119 The results were published online in

    September 2010. They presented the results from intention-to-treat analyses done through 120 days of

    follow-up and per protocol analyses through 30 days of follow-up. The goal of the per protocol analysis was

    to accurately assess the rates of major outcomes in patients who actually received the treatment. The per

    protocol was performed on 97% of the patients included in the intention-to-treat meta-analysis (3324/3433).

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    In the 120-day intention to treat analysis, stenting had worse outcomes than endarterectomy for any stroke

    or death (8.9% versus 5.8%, RR 1.53, 95% CI 1.20 to 1.95), disabling stroke or death (4.8% versus 3.7%,

    RR 1.27, 95% CI 0.92 to 1.74), all cause death (1.9% versus 1.3%, RR 1.44, 95% CI 0.84 to 2.47), and any

    stroke (8.2% versus 4.9%, RR 1.66, 95% CI 1.28 to 2.15). The estimates from the 30-day per protocol

    analysis more strongly favored carotid endarterectomy: any stroke or death (7.7% versus 4.4%, RR 1.74,

    95% CI 1.32 to 2.30), disabling stroke or death (3.9% versus 2.6%, RR 1.48, 95% CI 1.0 to 2.15), all cause

    death (1.1% versus 0.6%, RR 1.86, 95% CI 0.87 to 4.00), and any stroke (7.4% versus 4.3%, RR 1.74, 95%

    CI 1.31 to 2.32). They also reported 14 subgroup analyses for the 120-day intention-to-treat analyses of any

    stroke or death and found one significant interaction: stenting appeared comparable to endarterectomy for

    patients younger than 70 years (RR 1.00, 95% CI 0.68 to 1.47), while patients 70 years and older faired

    poorly (RR 2.04, 95% CI1.48 to 2.82, p for interaction = 0.0053).

    In order to assess the impact of embolization protection devices on short term outcomes, we performed our

    own meta-analysis of the 30-day rate of death or stroke in symptomatic patients with subgroups for the

    studies that predominantly used or did not use DEP devices and included results for the symptomatic

    patients in the CREST study (Figure 1). The summary estimate for the recent studies using DEP was 1.8

    (95% CI 1.3 to 2.5) and was essentially identical to that reported by the CREST investigators. The summary

    estimate for the older studies that did not use DEP was 1.5 (95% CI 0.6 to 3.5), suggesting that the use of

    DEP devices has not substantially reduced the excess early strokes and death observed with stenting

    compared to endarterectomy.

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    Figure 1: 30-day rates of stroke and death for randomized trials comparing carotid artery stenting to

    endarterectomy in symptomatic patients.

    The majority of randomized patients included in these meta-analyses were symptomatic, so the resultsapply primarily to that patient group. Only one small randomized trial (n=85) studied exclusively

    asymptomatic patients and there were no events in that trial.85 In addition, the SAPPHIRE trial randomized

    predominantly asymptomatic patients (238/334, 71%), but there was insufficient power to determine if

    differences in outcomes between symptomatic and asymptomatic patients was real (p for interaction = 0.55).

    Similarly, in the CREST trial, about half of the patients were asymptomatic (47%), but there was no

    evidence for better outcomes with stenting in the asymptomatic group (p for interaction = 0.84).

    In summary, for symptomatic patients, the comparative trials convincingly show that carotid artery stenting

    increases the risk for death or stroke. When perioperative myocardial infarctions are included, the trends still

    suggest worse outcomes in the stenting groups. Subgroup analyses clearly demonstrate that patients ages

    70 years and older do much worse with stenting. In younger patients, stenting may be non-inferior to

    endarterectomy, but no randomized trials have focused on this subgroup. Randomized trial data have

    demonstrated higher rates of severe restenosis in the stenting groups at two and five years, even though

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    ipsilateral stroke rates do not appear to differ significantly between the two procedures after the

    perioperative period. The higher rates of restenosis following stenting raises concerns about using the

    devices in younger patients who are likely to have a longer life expectancy than five years. There are too

    few data to draw any firm conclusions about asymptomatic patients. One trial 52, 97 found carotid artery

    stenting to be equivalent to endarterectomy in high risk patients, but the definition of high risk needs further

    refinement. In particular, older patients (>80 years was one of the high risk criteria) fared better with

    endarterectomy than stenting in all of the major randomized trials. It is likely that stents are not inferior to

    endarterectomy (and may be superior) for symptomatic patients in some of the high risk categories, but the

    complex mix of patients and low power in the SAPPHIRE trial do not permit definitive conclusions. Based on

    these findings, it is impossible to conclude that carotid angioplasty/stenting results in net health outcomes

    that are equivalent to or better than the established alternatives of carotid endarterectomy, either for

    symptomatic or asymptomatic patients.

    TA Criterion 4 is not met.

    TA Criterion 5: The improvement must be attainable outside the investigational setting.

    Carotid angioplasty/stenting have been performed in multiple centers in the U.S., Europe, Australia, Canada

    and Japan. Centers performing the technique must have available one or more physicians who have

    received significant specific training in and who have experience with neuroradiology and

    angioplasty/stenting techniques. Complication rates must be kept low if carotid artery stenting is to achieve

    net clinical outcomes that are not inferior to carotid endarterectomy. These procedures are technically

    demanding and patients must be carefully selected. The high 30-day rates of stroke and death for the

    relatively inexperienced clinicians in the EVA-3S trial highlight the importance of training and volume in the

    minimizing the harms associated with stent deployment. The credentialing program for the CREST trial may

    serve as a model in the future, if stents prove useful in a subset of patients with carotid artery stenosis.126, 127

    However, given that no improvement has clearly been demonstrated in the investigational setting for the use

    of carotid angioplasty/stenting for either symptomatic or asymptomatic carotid artery stenosis, no

    conclusions can be drawn regarding its effectiveness in the community setting.

    TA Criterion 5 is not met.

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    CONCLUSION

    The published literature regarding carotid angioplasty/stenting for atherosclerotic primary and recurrent

    stenosis includes many case series, nonrandomized comparative trials and thirteen randomizedcomparative trials. However, much of the early literature evaluates angioplasty/stenting without distal

    embolization protection, a procedure that has fallen out of favor. Both the non-randomized, comparative

    trials and the randomized trials report conflicting results regarding complications associated with carotid

    angioplasty/stenting compared with carotid endarterectomy. In particular, four of the thirteen randomized

    trials were suspended prematurely because of a higher incidence of stroke in the angioplasty/stenting group

    than in the endarterectomy group. A fifth trial (SPACE) was terminated early because it was determined that

    it would have insufficient power to demonstrate the non-inferiority of carotid stenting to endarterectomy.

    Results from the two largest trials were published in 2010, although the ICSS trial has only published shortterm results. Summary estimates from the meta-analyses of the completed trials demonstrated that stenting

    had an increased risk of stroke and death compared to endarterectomy, although stenting has a lower risk

    for cranial nerve palsy and peri-operative MIs compared to endarterectomy. It is important to note that data

    from the CREST trial showed that stokes, even if relatively minor, decrease quality of life significantly, while

    there were no significant changes in quality of life following MI or cranial nerve palsy. Seven large, ongoing

    multicenter trials will randomize over 14,000 patients and follow them for up to five years. These trials

    should continue to clarify the relative risks and benefits of stenting and endarterectomy, particularly in

    asymptomatic patients.

    There is little randomized trial data comparing carotid artery stenting to carotid endarterectomy in

    asymptomatic, low risk patients. Data from the subgroup of asymptomatic patients enrolled in the

    SAPPHIRE trial should not be generalized to lower risk patients. In particular, it is worth noting that the 5.4%

    30-day rate of strokes and death in asymptomatic patients enrolled in the SAPPHIRE trial is higher than the

    three percent threshold recommended by the American Heart Association and the American Stroke

    Association for treatment of asymptomatic patients with carotid stenosis. The CREST trial did report a 2.5%

    30-day rate of strokes and death in their subset of asymptomatic patients, but the much larger database

    from observational studies consistently reports event rates greater than 3%. Additionally, the improvements

    in medical treatment for over the fifteen years since the pivotal trials of endarterectomy for asymptomatic

    carotid artery stenosis suggest that the three percent threshold may be too high. There are two large,

    ongoing randomized trials comparing current stenting and endarterectomy approaches to the current best

    medical therapy (TACIT, SPACE-2). The results of those trials should clarify the role of procedural

    interventions for patients with asymptomatic carotid artery stenosis.

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    Data from the SAPPHIRE trial support the non-inferiority of stent placement with distal embolization

    protection compared to carotid endarterectomy for up to three years in patients at high risk for complications

    from endarterectomy. Many people are advocating the use of stenting in symptomatic, high-risk patients

    based on this trial. However, the SAPPHIRE trial only randomized 95 symptomatic patients. One-year

    results for the primary outcome were similar in the two groups (16.5% stent vs. 16.8% endarterectomy) and

    there were more events in the stent arm from 30 days to one year (14% stent vs. 7% endarterectomy, p not

    reported). Furthermore, the early benefit in the stent arm (primarily a reduction in myocardial infarctions)

    may be due to the use of clopidogrel in the peri-operative period in the stent arm but not in the

    endarterectomy arm of the trial. Finally, in two of the larger randomized trials, patients in at least one of the

    high risk categories, older patients, had better outcomes with carotid endarterectomy. Hence, it appears

    premature to recommend the use of stents over carotid endarterectomy in symptomatic high-risk patients.

    Based on currently available publications, it is impossible to conclude that carotid angioplasty with stenting

    improves the net health outcomes as much as or more than the established alternative of carotid

    endarterectomy for atherosclerotic carotid stenosis. In most of the randomized trial data, carotid

    endarterectomy outperformed carotid stenting. Carotid endarterectomy should remain the procedure of

    choice until randomized trials clearly define a role for carotid artery stenting. Until that time, the use of

    carotid artery stenting to treat carotid artery stenosis should remain a technology used in clinical trials.

    RECOMMENDATION

    It is recommended that carotid artery angioplasty with stenting does not meet California Technology

    Assessment Forum TA Criterion 3 through 5 for improvement in health outcomes.

    October 13, 2010

    This topic was last reviewed by the California Technology Assessment Forum in June 2009 and previouslyin 2005.

    The CTAF panel voted to accept the recommendation as presented.

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    RECOMMENDATIONS OF OTHERS

    Blue Cross Blue Shield Association (BCBSA)

    In an August 2010 assessment of Angioplasty and Stenting of the Cervical Carotid Artery with Embolic

    Protection of the Cerebral Circulation, the Technology Evaluation Center Medical Advisory Panel

    determined that the use of carotid artery angioplasty and stenting with embolic protection of the cerebral

    circulation for patients with carotid artery stenosis does not meet the TEC criteria.

    Centers for Medicare and Medicaid Services (CMS)

    On December 9, 2009, CMS posted a revised National Coverage Decision for Percutaneous Transluminal

    Angioplasty. The NCD notes the following:

    Medicare covers PTA of the carotid artery concurrent with the placement of an FDA-approved carotid stent

    and an FDA-approved or cleared embolic protection device for an FDA-approved indication when furnished

    in accordance with FDA-approved protocols governing post-approval studies..

    We have decided to make no changes in coverage of patient groups for percutaneous transluminal

    angioplasty (PTA) of the carotid artery concurrent with stenting (Medicare NCD Manual 20.7B3 and B). We

    have decided to retain our existing coverage policy with a slight revision to the language regarding embolic

    protection devices.

    The NCD is available on the CMS web site:

    :http://www.cms.gov/mcd/viewdecisionmemo.asp?id=230

    American College of Cardiology, California Chapter (ACCCA)

    The CAACC was invited to provide written opinion and to have a representative attend the meeting to

    provide testimony.

    Society for Cardiovascular and Angiography Interventions (SCAI)

    The SCAI provided a position statement supporting the use of this technology.

    American Society of Neuroradiology (ASN)

    The ASM was invited to provide a position statement and testimony at the meeting.

    http://www.cms.gov/mcd/viewdecisionmemo.asp?id=230http://www.cms.gov/mcd/viewdecisionmemo.asp?id=230http://www.cms.gov/mcd/viewdecisionmemo.asp?id=230http://www.cms.gov/mcd/viewdecisionmemo.asp?id=230
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    Society of Neurointerventional Surgery (SNIS)

    The SNIS was invited to provide a position statement and testimony at the meeting.

    Society for Vascular Surgery (SVS)

    A representative of the SVS attended the meeting to provide testimony and an opinion.

    Association of California Neurologists (ACN)

    The ACN was invited to provide a position statement and testimony at the meeting

    California Association of Neurological Surgeons (CANS)

    CANS was invited to provide a position statement and testimony at the meeting.

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    ABBREVIATIONS USED IN THIS ASSESSMENT:

    OR Odds ratio IDE Investigational Device Exemption

    CI Confidence interval DWI diffusion-weighted imaging

    TIA Transient Ischemic Attack SF-36 Short-Form 36 ACAS Asymptomatic Carotid Atherosclerosis Study

    FDA Food and Drug Administration

    PMA Pre-market Approval

    DARE Database of Abstracts of Reviews of Effects

    MI Myocardial infarction

    CEA Carotid Endarterectomy

    CAD Coronary artery disease

    SAPPHIRE Stenting and Angioplasty with Protection in Patients at High Risk for Endarterectomy

    PTCA Percutaneous transluminal coronary angioplasty

    CABG Coronary artery bypass graft surgery

    EVA-3S Endarterectomy vs. Angioplasty in Patients with Symptomatic Severe Carotid StenosisTrial

    SPACE Stent-protected Percutaneous Angioplasty of the Carotid vs. Endarterectomy

    ASA Aspirin

    CAVATAS Carotid and Vertebral Artery Transluminal Angioplasty Study

    CAS Carotid Artery Stenosis

    NR Not reported

    NASCET North American Symptomatic Carotid Endarterectomy Trial

    CVA Cerebral vascular accident

    CHD Coronary heart disease

    TESCAS Trial of endarterectomy versus stenting for the treatment of carotid atheroscleroticstenosis in China

    CREST Carotid Endarterectomy vs. Stent Trial

    ICSS International Carotid Stenting Study

    ACT Asymptomatic Carotid Stenosis, Stenting versus Endarterectomy Trial

    TACIT Transatlantic Asymptomatic Carotid Intervention Trial

    EF Ejection fraction

    DEP Distal embolization protection

    ECST European Carotid Surgery Trial

    ACST Asymptomatic Carotid Surgery Trial

    RR Relative risk

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    APPENDIX: Search strategy

    PubMed:

    Search Most Recent Queries Time Result

    #19Search #17 NOT #18 14:27:45 461

    #18Search #17 AND Animals, English 14:18:04 20

    #17Search #9 OR #14 Limits: Publication Date from 2004 to 2009, English 14:17:42 481

    #16Search #9 OR #14 Limits: English 14:17:25 702

    #15Search #9 OR #14 14:17:14 770

    #14Search #11 OR #12 OR #13 14:16:57 146

    #13Search #10 AND (RANDOM* OR CONTROLLED) AND (IN

    PROCESS[SB] OR PUBLISHER[SB] OR

    PUBMEDNOTMEDLINE[SB])

    14:16:38 32

    #12Search #10 AND SYSTEMATIC REVIEW* 14:16:12 23

    #11Search #10 Limits: Meta-Analysis, Randomized Controlled Trial,

    Controlled Clinical Trial

    14:16:00 99

    #10Search CAROTID AND STENT* 14:15:35 3514

    #9Search #4 OR #5 OR #6 OR #7 OR #8 14:15:24 716

    #8Search #3 AND TREATMENT OUTCOME[MH] AND (CLINICAL

    TRIAL[PT] OR MULTICENTER STUDY[PT] OR VALIDATION

    STUDIES[PT] OR EVALUATION STUDIES[PT] OR

    LONGITUDINAL STUDIES[MH] OR FOLLOW-UP STUDIES[MH]

    OR COMPARATIVE STUDY[PT])

    14:15:11 392

    #7Search #3 AND SYSTEMATIC REVIEW* 14:14:40 16

    #6Search #3 AND OBSERVATIONAL[TIAB] 14:14:30 14

    #5Search #3 AND (RANDOMIZED CONTROLLED TRIALS AS

    TOPIC[MH] OR CONTROLLED CLINICAL TRIALS AS

    TOPIC[MH] OR RANDOM ALLOCATION[MH])

    14:14:19 187

    #4Search #3 Limits: Meta-Analysis, Randomized Controlled Trial,

    Controlled Clinical Trial, Research Support, N I H, Extramural,

    Research Support, N I H, Intramural, Research Support, Non U S

    Gov't, Research Support, U S Gov't, Non P H S, Research Support, U S

    Gov't, P H S

    14:13:49 255

    #3Search #1 AND #2 14:13:15 2194

    #2Search STENT* 14:13:10 46825

    #1Search CAROTID STENOSIS/SURGERY OR CAROTID

    STENOSIS/THERAPY[MH:NOEXP] OR CAROTID

    STENOSIS[MAJR] OR CAROTID

    ARTERIES/SURGERY[MAJR:NOEXP] OR CEREBROVASCULAR

    DISORDERS/SURGERY [MAJR:NOEXP] ORCEREBROVASCULAR DISORDERS/THERAPY[MAJR:NOEXP]

    OR CAROTID ARTERY DISEASES/SURGERY[MAJR:NOEXP] OR

    CAROTID ARTERY DISEASES/THERAPY[MAJR:NOEXP]

    14:13:00 14204

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    EMBASE.com

    Search Queries

    Access the EMBASE.comInfo siteif you have questions about this message or other features ofthis service. Please do not reply to this email.

    No. Query Results Date

    #1 'carotid artery obstruction'/exp 17,307 06 May 2009

    #2 'stent'/de OR 'coronary stent'/de OR 'drug elutingstent'/de OR 'bare metal stent'/de OR stent*:ti

    49,455 06 May 2009

    #3 'carotid artery obstruction'/exp/mj 8,924 06 May 2009

    #4 'stent'/mj OR 'coronary stent'/mj OR 'drug elutingstent'/mj OR 'bare metal stent'/mj OR stent*:ti 29,653 06 May 2009

    #5 #1 AND #4 1,595 06 May 2009

    #6 #2 AND #3 1,415 06 May 2009

    #7 #5 OR #6 1,946 06 May