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Summarised Toolbox for Senior Managers Biodiversity Mainstreaming Toolbox for land-use planning and development in Gauteng

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Page 1: Biodiversity Mainstreaming Toolboxbiodiversityadvisor.sanbi.org/wp-content/uploads/... · Summarised Toolbox for Senior Managers Contents Executive summary 2 Icons used in this document

Summaris

ed Too

lbox fo

r

Senior

Managers

Biodiversity Mainstreaming Toolboxfor land-use planning and development in Gauteng

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Citation: SANBI. 2014. Biodiversity mainstreaming toolbox for land-useplanning and development - Summarised toolbox for senior managers. Compiledby ICLEI – Local Governments for Sustainability and SANBI GrasslandsProgramme. Pretoria. 24 pages.

ISBN: 978-1-919976-93-8

Production management by: Aimee Ginsburg

Design by: Ideaology: Design. Advertising. Digital Pty LTD

Printed by: Typo Colour Specialists cc

Paper: Printed on environmentally friendly Triple Green Print Silk recycledpaper

Copyright: ©South African National Biodiversity Institute. 2014. Reproductionof this publication for educational or other non-commercial purposes isauthorised without prior written permission from the copyright holder providedthe source is fully acknowledged. Reproduction of this publication for resaleor other commercial purposes is prohibited without prior written permissionof the copyright holder.

Photo credits: Grateful thanks go to the many people and organisations whosephotographs bring life to the pages of this report.Cover: Johann SnymanInside: Derek Keats (pg 1), Anthea Stephens (pg 3-4, 10, 16), Jonathan Gill (pg5, 17), SANBI (pg 6, 15), Fred Inklaar (pg 7, 18), Pascal Parent (pg 11-12), AimeeGinsburg (pg 14) and Budu Manaka (pg 19).

Summarised Toolbox for Senior Managersi

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Summarised Toolbox for Senior Managers

Contents

Executive summary 2

Icons used in this document

In order to make the toolbox as user-friendly as possible, a number of iconshave been used to clarify points and to signify further reading.

Tool factsheet.

Key points to be considered or remembered.

Further reading – where to find more information, and/or thetools themselves.

SECTION A: BIODIVERSITY - WHAT YOU NEED 4

TO KNOWA1. Biodiversity is key to a green economy 5

A2. The legal case for biodiversity 8

SECTION B: TOOLS FOR MAINSTREAMING 12BIODIVERSITY INTO GOVERNMENT PLANNINGAND DECISION-MAKING

B1. Tools for land-use planning 14

B2. Tools for environmental authorisations 16

B3. Tools for expanding protected areas 18

In conclusion 20Acronyms 21

Acknowledgements 21

Glossary 22

ii

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Gauteng is South Africa’s smallest and most densely populated andeconomically productive province. As such it has intense land-use pressure,from urban expansion and mining predominantly, and there are severe pressureson Gauteng’s natural resources. To address this, as well as enhance livelihoodsfor the citizens of Gauteng, a range of tools have been developed to aid thewise use of natural resources and sustainable development. These tools helpto mainstream biodiversity objectives into land-use planning and developmentdecision-making.

Biodiversity is in fact key to a green economy. It underpins the ecologicalinfrastructure and natural capital from which flows a range of goods and servicesthat benefit people. This provides a foundation for:

• Economic growth and the creation of jobs in biodiversity management,restoration and maintenance of ecological infrastructure

• Social development through the delivery of services that support the poorest members of society and aid in poverty alleviation

• Human wellbeing including helping us cope with climate-related hazardsand disaster risk reduction.

As one of 17 ‘mega-diverse’ countries in the world, South Africa can play aleading role in showing how biodiversity is strategically integrated into land-use planning and decision-making that supports sustainable development andthe upliftment of local communities. Provincial and local governmentstakeholders are key players in this.

The Biodiversity Mainstreaming Toolbox for land-use planning and developmentin Gauteng has been developed to provide a synopsis of policy, guidelines anddecision-support tools that should be used by provincial and municipalgovernment, amongst other stakeholders. The toolbox makes it easier forofficials and other stakeholders to use biodiversity information and availabletools in executing their mandates and working towards a more sustainable,equitable economy.

This document is a Summarised Toolbox for Senior Managers. It providespoliticians, councillors, Members of the Executive Council (MECs), heads oflocal and provincial governmental departments and other managers with anoverview of the core tools in the Biodiversity Mainstreaming Toolbox as well asthe key legislation and government mandates for the management andconservation of biodiversity.

The tools for land-use planning, environmental authorisations and expansionof protected areas, which are summarised in this document and expanded onin the main toolbox, support the province’s strategic outcome-oriented goal ofSustainable Natural Resource Management. The projects and programmes thatthe tools underpin link to three of the seven provincial pillars for achievingsustainable natural resource management in Gauteng:

• They link directly to pillar 2 on decisive spatial transformation.

• The tools support pillar 1 on radical economic transformation.

• The tools support pillar 6 on modernisation of the economy.

Executive summary

2Summarised Toolbox for Senior Managers

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SECTION A:BIODIVERSITY -WHAT YOU NEED TOKNOW

A1. Biodiversity is key to a greeneconomy

A2. The legal case for biodiversity

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Biodiversity underpins ecologicalinfrastructureBiodiversity is the foundation of sustainable socio-economic development andhuman well-being. Good biodiversity management can help achieve goals injob creation, poverty reduction and climate change adaptation. Unfortunately,the biodiversity sector often struggles to communicate (a) what biodiversity isand (b) how it contributes to socio-economic growth and development.

What is biodiversity?Biodiversity is the variety of genes, species and ecosystems on Earth, and theprocesses that maintain this diversity. It is the living species, ecosystems andnatural processes that constitute nature. Biodiversity is not just about numbersof species, but reflects the variability of plants and animals in ecosystems andcrucially, the processes by which they are supported, and the functions thatthey deliver.

“The diversity of life in South Africa’s ecosystems is a kind of infrastructurewhich, just like roads and railway lines, is critical to the wellbeing of theeconomy, communities and individual people.”

Source: SANBI (2012) Life: the State of South Africa’s Biodiversity.http://bgis.sanbi.org/NBA/LIFEStateBiodiversity2012_lowres.pdf

Biodiversity is key to a green economyBiodiversity is not important simply for its own sake, but also because it underpinsthe ecological infrastructure and natural capital on which human wellbeingdepends. South Africa’s extraordinary biodiversity provides a foundation foreconomic growth (jobs), social development (service delivery), and human well-being. People and our economies depend on healthy, functioning ecosystemsand the services they provide.

Ecological infrastructureEcological infrastructure refers to naturally functioning ecosystems that delivervaluable services to people, such as fresh water, climate regulation, soil formationand disaster risk reduction. It is the nature-based equivalent of built or hardinfrastructure, and is just as important for providing services and underpinningsocio-economic development.

Ecological infrastructure includes, for instance, healthy mountain catchments,rivers, wetlands, coastal dunes, and nodes and corridors of natural habitat,which together form a network of interconnected structural elements in thelandscape. These natural areas buffer us from the effects of climate change.Not all ecosystems are ecological infrastructure, so it makes sense to identifythese ecosystems and invest in their management and maintenance.

The importance of the natural environment in South Africa’s development hasbeen highlighted in the National Development Plan (NDP). The NDP identifiesthe role of a green economy to support job creation and economic developmentinto the future, and highlights the need to conserve and rehabilitate ecosystemsand biodiversity assets1.

A1. Biodiversity is key to a greeneconomy

5

1National Planning Commission. 2012. NationalDevelopment Plan 2030: our future – make itwork. Available from www.npconline.co.za

Key point

Ecological infrastructure, and theservices and benefits it provides,are underpinned by biodiversity.

Summarised Toolbox for Senior Managers

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Summarised Toolbox for Senior Managers 6

2New Growth Path Framework. Available athttp://www.economic.gov.za/communications/51-publications/151-the-new-growth-path-framework

3DBSA & IDC (2011) Green jobs: an estimateof the direct employment potential of a greeningSouth African economy.http://www.idc.co.za/projects/Greenjobs.pdf

A green economyA green economy is one that minimises environmental degradation, and derivesa range of benefits (such as jobs and livelihoods) from biodiversity and ecologicalinfrastructure. At present, green economy considerations tend to focus onenergy efficiency and low carbon technologies that mitigate against climatechange. The potential contribution of biodiversity and ecosystems is sometimesoverlooked, even though it is key to a green economy.

Job creationThe New Growth Path strategy document2 highlights the green economy as oneof the ten drivers of future jobs. Within the green economy, biodiversitymanagement and ecosystem restoration is anticipated to be the principle areaof job creation in the short, medium and long term3. The ongoing ‘Working For’programmes are an example of job creation in biodiversity management. Theseprojects rehabilitate and manage ecosystems, thus providing jobs whilstenhancing ecological infrastructure.

Poverty alleviationBiodiversity management and poverty reduction are interdependent. Poor peopleare often directly dependent on biodiversity and ecosystem services for basicneeds and livelihoods, and often do not have access to alternatives. Degradationof biodiversity therefore impacts the poorest when water, food and shelterbecome unavailable or dangerous to health, and the ability to maintain a livelihood(e.g. fishing, farming) becomes untenable. With budgets and policy directedtowards poverty alleviation, it is important to be aware of the connection betweenbiodiversity and poverty. Even in urban areas, the urban poor are still reliant onecosystem services, particularly waste processing, water and air quality andsmall-scale agricultural production.

Climate change and disaster risk reductionAlthough biodiversity is predicted to be affected by a changing climate, it is alsoitself an important strategic tool for: (a) mitigating (limiting) climate changethrough the removal of carbon dioxide from the atmosphere by plants in forests,thicket, grasslands and other ecosystems; and (b) for helping society adapt toan altered climate through ecosystem-based adaptation (EbA) initiatives.

Healthy, intact ecological infrastructure such as wetlands, coastal dunes andnatural vegetation along river banks help to protect and buffer communitiesfrom the impacts of disaster events that might occur more frequently as a resultof climate change, such as heavy storms, floods and storm surges. Maintenanceof these strategically important ecosystems can offer communities some degreeof protection or buffering and is often more cost-effective than engineeredsolutions. These ecosystems also provide valuable day-to-day ecosystemservices, such as water and food, as well as livelihood opportunities tocommunities.

The role of biodiversity in response strategies to mitigate and adapt to climatechange is highlighted in the Gauteng Climate Change Response Strategy(GCCRS) and Action Plan.

Further reading

GDARD: Gauteng Climate ChangeResponse Strategy and Action Plan,http://www.gdard.gpg.gov.za/DocumentsandForms/Documents/GPG%20Climate%20Change%20Strategy-Draft%20for%20comments.doc

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Key national policy, legislation, strategies andassessments on biodiversitySouth Africa has an extensive policy and legislative framework concerning theenvironment, from the Constitution, all the way through to municipal guidelinesand plans. As a result, and in terms of the Constitution, conservation of theenvironment is a concurrent function of national, provincial and local government.International conventions, such as the Convention on Biological Diversity (CBD),have also informed the legislative framework.

South Africa’s biodiversity legislation is cutting-edge and well-developed.However, challenges remain in ensuring effective implementation andenforcement of policy and legislation; as well as monitoring of policy outcomes.A brief summary of the key components of the legislative framework andbiodiversity strategy documents are outlined in the text box on the next page.

A2. The legal case for biodiversity

Summarised Toolbox for Senior Managers 8

Relationship between internationalconventions, national legislation andbiodiversity policies and strategies inSouth Africa.

Ramsar

Convention ofMigratory Species

(CMS)

United NationsFramework Convention

on Climate Change(UNFCCC)

United NationsConvention to Combat

Desertification(UNCCD)

WorldHeritage

Convention

National EnvironmentManagement Act (NEMA)

NEM: Biodiversity Act NEM: Protected Areas Act

National legislation

Provides information on the stateof biodiversity and informs

national policy and strategy,including the NBSAP and NBF

NBSAP isa CBD

requirement

Biodiversity policies & strategies

NationalBiodiversityFramework

(NBF)

Convention onBiological Diversity

(CBD)

Aichi Targets

NationalBiodiversityAssessment

(NBA)

NationalBiodiversity

Strategy and ActionPlan (NBSAP)

South African Constitution

International conventions

NationalProtected Area

Expansion Strategy(NPAES)

Principal instrument forimplementing CBD. Informs

NBF. Municipalities alsodevelop Local Biodiversity

Strategy & Action Plans(LBSAP)

A requirement of theBiodiversity Act andinformed by the NBA

and the NBSAP

Protected area expansionis facilitated by provisionsin the Protected Area Act

Further reading

NBA report and maps are available on BGIS at http://bgis.sanbi.org/nba/project.aspDownload South Africa’s NBSAP at http://www.cbd.int/doc/world/za/za-nbsap-01-en.pdfThe NBF is available at http://www.greengazette.co.za/notices/national-environmental-management-act-no-107-of-1998-biodiversity-act-national-biodiversity-framework-for-south-africa-draft_20070629-GGN-30027-00801

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Summarised Toolbox for Senior Managers9

South African legislation on biodiversity

White Paper on the Conservation and Sustainable Use of South Africa's Biological Diversity (1997): Theprogressive White Paper on the Conservation and Sustainable Use of South Africa’s Biological Diversity highlightsthe important role of biodiversity and ecosystems in providing ecosystem services particularly to South Africa’sdevelopment agenda. The White Paper outlines the need for new tools for biodiversity management outside theprotected area network. It sets out the vision, mission and principles of a biodiversity strategy for South Africa. Thegoals of the White Paper have been carried through into the Biodiversity Act.

National Environmental Management Act (NEMA) (No. 107 of 1998): NEMA is an overarching framework Actcovering broad principles of environmental management and can be regarded as the most important piece ofenvironmental legislation. NEMA provides for the use of tools such as environmental impact assessments andEnvironmental Management Frameworks. Under the auspices of NEMA are the five ‘specific environmental managementacts’, including the Biodiversity Act and Protected Areas Act.

National Environmental Management: Protected Areas Act (No. 57 of 2003): The Protected Areas Act providesfor the creation and management of a formal protection of a network of areas that are representative of South Africa’sbiodiversity and ecosystems.

National Environmental Management: Biodiversity Act (No. 10 of 2004): The Biodiversity Act provides for theconservation and management of South Africa’s biodiversity. It has been developed in alignment with NEMA for theconservation of species and ecosystems that warrant national protection, sustainable use of indigenous biologicalresources and fair and equitable sharing of benefits arising from bio-prospecting involving indigenous biologicalresources.

National biodiversity assessments and strategy documents

National Biodiversity Assessment (NBA) (2011):The NBA provides information on the state of South Africa'sbiodiversity and ecosystems to i) inform national biodiversity policy and strategy revisions and ii) mainstreamenvironmental decision-making such as land-use planning and the management and restoration of ecosystems.

National Biodiversity Strategy and Action Plan (NBSAP) (2005): A requirement for parties to the Conventionon Biological Diversity (CBD), the NBSAP is the principle instrument used by national governments for implementingthe CBD, and for reporting back. The NBSAP strategic objectives inform the National Biodiversity Framework, whichis a requirement of the Biodiversity Act. South Africa’s NBSAP is currently being updated to reflect the CBD StrategicPlan 2011-2020 and Aichi Targets.

National Biodiversity Framework (NBF) (2008): The NBF focuses on the most urgent strategies and actionsrequired for protecting and managing South Africa's biodiversity. It is a requirement of the Biodiversity Act, isinformed by the NBSAP and NSBA, and points to the roles and responsibilities of key stakeholders in the biodiversitysector, guiding the focus of their work through 33 Priority Actions. The NBF is a short- to medium-term tool (reviewedevery five years), whereas the NBSAP is the long-term strategy.

National Protected Area Expansion Strategy (NPAES) (2008): The NPAES goal is to achieve cost-effectiveprotected area expansion for ecological sustainability and increased resilience to climate change. It sets targets forprotected area expansion, provides maps of the most important areas for protected area expansion (based on theNSBA), and makes recommendations on mechanisms for protected area expansion (facilitated by provisions in theProtected Areas Act).

Key points on the Biodiversity Act

By recognising that biodiversity conservation must also occur outside of protected areas, the Biodiversity Actintroduces tools including:

• Development of a NBF

• Development and publishing of bioregional plans to map and identify Critical Biodiversity Areas (CBAs), and provide guidelines for land-use planning and decision-making in these areas.

• Development and publishing of Biodiversity Management Plans for an ecosystem, an indigenous species, or a migratory species.

• Publishing of threatened ecosystems and species in the Government Gazette, and the requirement for permits forcarrying out a restricted activity involving a threatened species.

• Prevention of the spread, and eradication of, invasive alien species.

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Summarised Toolbox for Senior Managers 10

National government priorities and biodiversitymanagement

The National Development Plan 2030

The National Development Plan (NDP) 2030 offers a long-term perspective onSouth Africa’s priorities, and aims to eliminate poverty and reduce inequalityby 2030. It defines a desired destination and identifies the role different sectorsof society need to play in reaching that goal. The NDP recognises the wealthof natural resources such as biodiversity and the need to protect the environmentwhilst benefiting from mineral resources. It proposes three measures to protectnatural resources in South Africa:

i) An Environmental Management Framework, including biodiversity offsetsfor developments with negative environmental or social impacts.

ii) Targets for protected areas.

iii) Annual reports of the health of natural resources in order to inform policy.

Government priorities and biodiversity

The Medium Term Strategic Framework (MTSF) is a framework that guidesgovernment's programme of work in a particular electoral mandate period. Itprovides a prioritisation framework focusing government efforts on strategicpriority areas. The phased development of new MTSFs every 5 years providesguidance for achieving the NDP priorities.

The MTSF for the period of 2014-2019 provides a framework for implementingSouth Africa’s transition to an environmentally sustainable, climate changeresilient, low-carbon economy. The MTSF is a key input in determining nationalbudget allocations, through the Medium Term Expenditure Framework.

The MTSF strategic priorities are articulated in more detail in key Outcomes,with accompanying measurable outputs and key activities, and Outcome DeliveryAgreements. The latter are performance agreements between the President andMinisters.

Outcome 10 Delivery Agreement

The Government’s main priorities for the period reflected by the MTSF arereflected by 14 Outcomes, derived from the Strategic Plan of The Presidency’sten priorities. These outcomes form the government’s delivery and implementationplans for the period. The plans are reviewed annually and reported on throughoutthe year, forming a key input in determining national budget allocations. Finalbudget allocations affect the order of priorities and phasing of the implementationof the delivery agreements.

Outcome 10 in the MTSF 2014-2019 is ‘protect and enhance our environmentalassets and natural resources’, and sets priorities for relevant governmentdepartments and conservation agencies.

Further reading

More information about the NDP isavailable athttp://www.gov.za/issues/national-development-plan-2030

Updated information about theMTSF and Outcomes is availableat http://www.gov.za

Key point

The NDP recognises the role ofmunicipal and provincialgovernment in the implementationof the plan at the ‘ground-level’.

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SECTION B:TOOLS FORMAINSTREAMINGBIODIVERSITY INTOGOVERNMENTPLANNING ANDDECISION-MAKING

B1. Tools for land-use planning

B2. Tools for environmental authorisations

B3. Tools for expanding protected areas

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Summarised Toolbox for Senior Managers13

Management and conservation of biodiversity priority areas both inside andoutside of protected areas is important to maintaining healthy, functioningecosystems that support people and economic activities in Gauteng.

Expanding and consolidating the protected area network (see section B3)provides one strategy for managing and conserving biodiversity, but reducingloss in biodiversity priority areas that are outside of protected areas is alsonecessary. This requires: integrating biodiversity into land-use planning (sectionB1) at municipal or local government level; mainstreaming biodiversity intodecision-making around environmental authorisations (section B2); andimproving land management practices (such as grazing or fire management) inproduction landscapes such as agriculture, forestry or mining.

A chapter is dedicated to each of these in the Biodiversity Mainstreaming Toolboxfor land-use planning and development in Gauteng. There are several tools andresources available to help mainstream biodiversity into government planningand decision-making.

Some of these tools are discussed in this Summarised Toolbox for Senior Managers(indicated by the section number in the table below), and a more detailed versionof this table with more information on each of the tools and their applicationsis provided in the main Biodiversity Mainstreaming Toolbox.

MANAGING AND CONSERVINGBIODIVERSITY

Tools available to help mainstream biodiversity Land-use EnvironmentalProtected

Sec- into government planning and decision-making

planning

Authorisations

Areas tion Expansion

Core tools

Gauteng Conservation Plan (Gauteng C-Plan) B1

Bioregional plans B1

List of ecosystems threatened and in need of protection B1

National Freshwater Ecosystem Priority Areas B1

Gauteng Protected Areas Expansion Strategy B3

Environmental Management Frameworks B2

Gauteng ridges guideline B2

Red List Plant Species Guidelines

Additional tools

Local Biodiversity Strategy and Action Plans

Grassland Ecosystem Guidelines

Gauteng biodiversity offset guidelines B2

Sustainable development criteria

Lifestyle estate guideline

Mining and Biodiversity Guideline

Gauteng biodiversity stewardship strategy B3

Green servitudes regulatory tool B3

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Informed, long-term land-use planning is the most effective way of optimisinghow land is used socially, economically and environmentally. It is important toplan for biodiversity conservation AND development (i.e. not biodiversityconservation OR development). There is a wealth of biodiversity informationavailable as well as tools and guidelines for integrating this information intoland-use planning and decision-making at a provincial and municipal levelin Gauteng.

Many of these tools provide information on the areas most suited for development,thereby ensuring that biodiversity considerations are not a barrier to development.The core tools are summarised below.

The Gauteng Conservation Plan (GautengC-Plan)The Gauteng Conservation Plan is a spatial biodiversity plan which highlightsCritical Biodiversity Areas (CBAs) and Ecological Support Areas (ESAs) in theGauteng Province. Since habitat loss is the greatest threat to biodiversity,awareness of CBAs and ESAs in land-use planning and decision-making isessential. The Gauteng C-Plan is not simply a map of areas of existing biodiversity;it is a systematic biodiversity plan which determines which areas of remainingbiodiversity most efficiently ensure biodiversity and ecological processes aremaintained into the future.

The Gauteng C-Plan should be used to inform Integrated Development Plans(IDPs) and Spatial Development Frameworks (SDFs), land-use planning andmanagement. CBAs and ESAs identified in the Gauteng C-Plan provide contextto decision-makers when considering applications or the cumulative impact ofdevelopment within CBAs or ESAs.

Bioregional PlansBioregional plans provide powerful tools for municipal land-use planning. Toensure effectiveness, a bioregion aligns with municipal boundaries (district,metropolitan or local) and the bioregional plans are based on a systematicbiodiversity plan. In Gauteng, all bioregional plans are based on Gauteng’sprovincial biodiversity plan, Gauteng C-Plan, discussed above.

Provided for under the Biodiversity Act (No. 10 of 2004), bioregional plans inGauteng may be published by the MEC for Environmental Affairs. They informland-use planning, environmental authorisations and natural resourcemanagement outside of protected areas. Bioregional plans map the CBAs in amunicipality for use in municipal level planning such as the IDP, SDF and zoningschemes. The CBAs identified in bioregional plans also trigger Listing Notice3 of the Environmental Impact Assessment (EIA) regulations.

Once bioregional plans are published, municipalities are legally required toconsider them during spatial planning. Decision-makers must show how thebioregional plan was considered in the decision-making process. A publishedbioregional plan must be reviewed every five years.

B1. Tools for land-use planning

Summarised Toolbox for Senior Managers 14

Further reading

The Gauteng C-Plan is hostedfor GDARD on the SANBIBiodiversity GIS website.http://bgis.sanbi.org/gauteng/project.asp

Further reading

Bioregional plans for each of the municipalities within Gauteng have been developed. Once gazetted, they will behosted by the SANBI Biodiversity GIS website: http://www.bgis.sanbi.org/

Key point

Bioregional plans contain land-use guidelines for CBAs andESAs. These guidelines helpplanners identify appropriatedevelopment zones, the controlsfor these designated areas,provide an indication ofappropriate land-use within eacharea, and provide compatible andincompatible land uses. Althoughthis guidance on appropriate landuses and activities is provided, itdoes not in itself grant or removedevelopment rights.

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Summarised Toolbox for Senior Managers15

List of ecosystems threatened and in need ofprotectionEcosystem threat status refers to the likelihood of an ecosystem persisting intothe future. It is determined by considering how much of that ecosystem type isin poor ecological condition. The Biodiversity Act provides for listing ecosystemsin one of four categories: critically endangered (CR), endangered (EN), vulnerable(VU) or protected. Once a threatened ecosystem is gazetted, this must be takeninto account in land-use planning. Listed ecosystems must be taken into accountin municipal IDPs and SDFs (in terms of the Biodiversity Act) and inenvironmental authorisations in terms of NEMA.

Critically Endangered and Endangered ecosystems trigger a Basic Assessmentin terms of Listing Notice 3 of NEMA. Additionally, threatened ecosystems withlow levels of protection are one of the primary drivers of protected area expansion.

The Biodiversity Act makes provision for the Minister of Environmental Affairsto list threatened ecosystems. A list of threatened terrestrial ecosystems waspublished by the Minister in December 2011, consisting of ecosystemsidentified as threatened based on national criteria, developed in closeconsultation with provinces.

Freshwater Ecosystem Priority AreasFreshwater Ecosystem Priority Areas (FEPAs) are freshwater ecosystems thathave been identified through the National Freshwater Ecosystem Priority Areasproject (NFEPA) as strategic spatial priorities for conserving South Africa’sfreshwater ecosystems and supporting sustainable use of water resources.

FEPA maps were developed using the principles of systematic biodiversityplanning and provide guidance on which rivers, wetlands and estuaries shouldremain in a natural or near-natural condition to support the water resourceprotection goals of the National Water Act and to protect water resources forhuman use. FEPAs do not necessarily need to be excluded from human useentirely, but rather they should be supported by good planning, decision-makingand management to ensure that use and development does not impact on thecondition of the ecosystem.

FEPAs should be included in Protected Area management plans, which aresubmitted to the Minister or MEC for approval. These plans should includefreshwater issues that extend beyond the protected area (e.g. regionalgroundwater issues) if they impact on the protected area and associatedFEPAs in the area.

Further reading

NFEPA documentation includes:• Atlas of Freshwater Ecosystem

Priority Areas in South Africa• GIS data• Implementation manual: how to

use FEPA maps in existing planning and decision-making processes, along with freshwater ecosystem management guidelines.

These resources can be found at:http://bgis.sanbi.org/nfepa/project.asp

Further reading

List of threatened ecosystems,with accompanying maps:http://bgis.sanbi.org/ecosystems/project.asp

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When a developer (the applicant) wishes to engage in an activity that alters theenvironment (e.g. through construction, extraction, removal of indigenousvegetation), an environmental authorisation from the government is requiredprior to the commencement of work. This authorisation is considered in termsof the Environmental Impact Assessment (EIA) regulations, under the NationalEnvironmental Management Act (NEMA) and administered by provincialgovernment.

The EIA process assesses environmental implications of proposed developmentsand informs decisions relating to their authorisation. In addition to the toolsoutlined in section B1, there are a number of other tools to aid in comprehensiveconsideration of impacts on biodiversity and ecological infrastructure, avoidingbiodiversity priority areas, and mitigating unavoidable impacts. Some of thetools available to help streamline environmental authorisations for both developersand competent authorities are summarised below.

Environmental Management FrameworksAn Environmental Management Framework (EMF) is a study of the attributes ofthe environment (social and ecological) in a particular geographical area (suchas a municipality or a water catchment). The overall goal of an EMF is to secureenvironmental protection and to promote sustainability and cooperativeenvironmental governance. This can provide a basis for identifying activitiesand areas that can be excluded from full EIAs or conversely, where an EIA willdefinitely be required. An EMF therefore should provide a user-friendly decision-support system to streamline environmental authorisations.

Sensitive areas outlined in an EMF are geographical areas that trigger a BasicAssessment under Listing Notice 3. They provide context to decision-makerswhen considering individual applications or the cumulative impact ofdevelopment.

NEMA and its Regulations outline the process to be followed in developingan EMF and what should be included in an EMF. EMF regulations (GovernmentNotice R547 in Government Gazette 333.06 of 18 June 2010) make provisionfor the Minister of Environmental Affairs or an MEC to initiate and adopt anEMF for a specific area. In order to initiate an EMF, the Minister or MEC mustconduct a public consultation, prior to the commencement of the draft EMFand make the subsequent draft available for public comment. Revisions of agazetted EMF can be made by further consulting the public.

Gauteng biodiversity offset guidelinesBiodiversity offsets are considered the last possible option for compensatingthe remaining negative biodiversity impacts of a development and should onlycome into consideration after all efforts have been made to avoid, minimise andrehabilitate the impacts of the development, as shown in the diagram of themitigation hierarchy on the following page.

The need for a biodiversity offset for a development will be highlighted duringthe early stages of the EIA. If it is likely that offsets are suitable and will berequired, possible offsets must be investigated during the EIA and decision-making process.

Biodiversity offsets are achieved through the protection of an alternative sitewith the same ecological significance.

B2. Tools for environmentalauthorisations

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Further reading

A specific guideline forbiodiversity offsets in GautengGDARD (2013) has beendeveloped which aligns with thenational biodiversity offsetsframework, which was beingdeveloped at the time of writing.A summarised version of theguideline is also available titled:Concise Guideline on BiodiversityOffsets in Gauteng Province. Formore information contact theGDARD Head of BiodiversityManagement Component at (011)240 2516.

Key point

EMFs provide a vital link betweenthe EIA process (where decisionsare often made at the provincialgovernment level) and theplanning strategies at themunicipal level. An EMF must betaken into account in EIAs. Itshould also support municipalspatial planning by becoming anenvironmental layer that feeds intoSpatial Development Frameworks.

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Gauteng ridges guidelineGauteng’s quartzite ridges are limited in distribution and hold a unique plantspecies composition found nowhere else in the world. The ridges also fulfilecological functions that benefit people and biodiversity, such as recharging ofgroundwater, wetlands and rivers, wildlife dispersal and providing essentialhabitats for pollinators. Important from a habitat and climate change perspective,many ridges have been identified as CBAs and the remaining ridges are identifiedas ESAs.

The Gauteng ridges guideline and map classifies Gauteng’s ridges into fourclasses based on the percentage of natural area remaining on the ridge. Theguidelines provide information on the appropriate use and development of ridgesin the different ridge classes. Applications involving developments on a ridgefalling within Class 1, 2 or 3 must be supported by a study on service provisionand access. An environmental management plan must accompany an application.

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Further reading

GDARD (2006) Developmentguidelines for ridges.http://stepsa.org/national-regional-spatial-dynamics/topnav/knowledge-outputs-1/knowledge-outputs-documents/development-guidelines-for-ridgesFor more information contact theGDARD Biodiversity ManagementDirectorate at (011) 240 3452.

Refers to measures over and above rehabilitation to compensate for the residual negative effects on biodiversity,after every effort has been made to minimise and then rehabilitate impacts. Biodiversity offsets can provide a

mechanism to compensate for significant residual impacts on biodiversity.

Refers to rehabilitation of areas where impacts are unavoidable and measures are provided to returnimpacted areas to near-natural state or an agreed land use after construction. However, rehabilitation

may fall short of replicating the diversity and complexity of a natural system.

Refers to considering alternatives in the project location, siting, scale, layout, technologyand phasing that would minimise impacts on biodiversity and ecosystem services. In cases

where there are environmental and social constraints every effort should be made to minimiseimpacts.

Refers to considering options in project location, siting, scale, layout, technologyand phasing to avoid impacts on biodiversity, associated ecosystem services,

and people. This is the best option, but is not always possible. Where environmentaland social factors give rise to unacceptable negative impacts should development

not take place. In such cases it is unlikely to be possible or appropriate to rely onthe latter steps in the mitigation.

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Avoid or prevent

Minimise

Rehabilitate

Offset

Offsets should not be used to compensate for impacts on irreplaceablebiodiversity or biodiversity underpinning irreplaceable ecosystem servicesas these impacts cannot be fully remedied and are considered to be ‘nonoffset-able’. Biodiversity offsets mitigate biodiversity impacts only. Theycannot be used to offset social impacts, and vice versa.

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B3. Tools for expanding protected areas

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Map showing theGauteng Protected AreaExpansion Strategy –priority areas arecategorised into threelevels.

Further reading

The Gauteng Protected AreaExpansion Strategy will beavailable fromhttp://bgis.sanbi.org.

Increasing the number and extent of protected areas is a key approach in themanagement and conservation of South Africa‘s biodiversity and is a strategyfor adapting to climate change.4 The following tools are aimed at supporting theappropriate expansion of protected areas and should be considered during land-use planning and the environmental authorisation process.

Gauteng Protected Area Expansion StrategyIn order to ensure that a representative sample of all ecosystems as well as keyecological processes are included in the protected area network, national andprovincial Protected Areas Expansion Strategies have been developed to co-ordinate the expansion of protected areas. The purpose of the Gauteng ProtectedArea Expansion Strategy (GPAES) is to provide the framework for protectedarea expansion in Gauteng over the next 20 years.

The GPAES sets out the key strategies for protected area expansion and identifiesspatial priorities and protected area targets. It reflects the focus areas for theNational Protected Area Expansion Strategy, which triggers a Basic Assessmentin an environmental impact assessment (EIA). Although protected area expansionis administered at a provincial level, it is important for municipalities to be awareof the areas that are being prioritised for inclusion into the protected areanetwork, and to take cognisance of these in Integrated Development Plans(IDPs) and Spatial Development Frameworks (SDFs).

The Protected Areas Act states that the Minister of Environmental Affairsor the MEC of a province whose portfolio includes provincial protected areasmay by notice in the Gazette declare an area as a Nature Reserve or ProtectedEnvironment.

4 South Africa’s National Protected AreaExpansion Strategy

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Gauteng biodiversity stewardship strategyBiodiversity stewardship is a systematic approach to entering into agreementswith private and communal landowners to protect and manage biodiversitypriority areas. Entering into a biodiversity stewardship agreement is entirelyvoluntary for the landowner.

Biodiversity stewardship is implemented at the provincial level and is supportedby the Department of Environmental Affairs, the South African NationalBiodiversity Institute and various NGOs. It is led by conservation officials at theGauteng Department for Agriculture and Rural Development (GDARD) and theagreement forms a partnership between the state and landowners for themanagement and conservation of the area. GDARD has developed the Gautengbiodiversity stewardship strategy in line with national guidelines.

The MEC is involved in three of the five types of biodiversity stewardshipagreement, namely Nature Reserves and Protected Environments (declaredunder the Protected Areas Act), and Biodiversity Management Agreements(where the legal mechanism is the Biodiversity Act). Municipalities cansupport the process through supportive property rates policies for land undera biodiversity stewardship agreement.

Green servitudes regulatory toolGreen servitudes are legal mechanisms through which municipalities orconservation agencies can conserve biodiversity and/or ecological infrastructureby limiting certain types of land-use activities on private land. They are used toprotect environmentally sensitive areas where they fall on private property(registered against the title deed).

Green servitudes are different to biodiversity stewardship agreements as theyare employed at a municipal level and can be imposed on a landowner. Theymay also be created on request of a landowner and/or be used in combinationwith biodiversity stewardship where, for instance, a portion of land is of highbiodiversity value and the biodiversity stewardship agreement does not affordlong-term or strict protection. Green servitudes are different but complementaryto green municipal by-laws.

Further reading

For more information on the Cityof Johannesburg (2011) Greenservitudes regulatory tool availablefrom Open Space Planning at theCity of Johannesburg, in theNational Resources Directorate ofthe Department of EnvironmentalPlanning and Management.

Further reading

For more information on theGauteng biodiversity stewardshipstrategy contact the GDARD Headof Biodiversity ManagementComponent at (011) 240 2516.

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In conclusion

Further information on the tools discussed here, as well as other tools, isprovided in the main Biodiversity Mainstreaming Toolbox for land-use planningand development in Gauteng. Each tool has a particular role, and whilst sometools such bioregional plans will be used widely across a range of departmentsand line-functions, others have a more specific use. By providing an introductionto the suite of tools, and indicating how and in what areas to use them, the fulltoolbox provides information on how each of these tools can assist users tomake informed, efficient decisions.

Using these tools during land-use planning and environmental authorisationprocesses will ensure that biodiversity is well accounted for, and that biodiversityis effectively mainstreamed into spatial planning and decision-making. This willhelp ensure that the unique biodiversity of Gauteng will continue to providebenefits and enjoyment to citizens, whilst encouraging resilient developmentand growth.

The main toolbox should be referred to by technical personnel, and furtherreading is recommended as indicated throughout the document. The Biodiversitymainstreaming toolbox for land-use planning and development in Gauteng isavailable online at the following websites:

• ECLEI - http://cbc.iclei.org/biodiversity-mainstreaming-toolbox• Biodiversity Advisor - http://biodiversityadvisor.sanbi.org/industry-and-

conservation/biodiversity-in-the-urban-economy/action-3/

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AcronymsCBA Critical Biodiversity AreaCBD Convention on Biological DiversityCMS Convention on Migratory SpeciesEbA Ecosystem-based adaptation (to climate change)EIA Environmental Impact AssessmentEMF Environmental Management FrameworksESA Ecological Support AreaFEPA Freshwater Ecosystem Priority AreasGCCRS Gauteng Climate Change Responsive StrategyGDARD Gauteng Department of Agriculture and Rural DevelopmentGIS Geographic Information SystemGPAES Gauteng Protected Areas Expansion StrategyIDP Integrated Development PlanLBSAP Local Biodiversity Strategy and Action PlanMEC Member of the Executive CouncilMTSF Medium Term Strategic FrameworkNBA National Biodiversity AssessmentNBF National Biodiversity FrameworkNBSAP National Biodiversity Strategy and Action PlanNDP National Development PlanNEMA National Environmental Management ActNFEPA National Freshwater Ecosystem Priority Areas ProjectNPAES National Protected Area Expansion StrategySANBI South African National Biodiversity InstituteSDF Spatial Development FrameworkUNCCD United Nations Convention to Combat DesertificationUNFCCC United Nations Framework Convention on Climate Change

AcknowledgementsThe Biodiversity mainstreaming toolbox for land-use planning and development in Gauteng – Summarised toolbox forSenior Managers brings together a summary of tools and literature that currently exist to aid the mainstreaming ofbiodiversity into local government land-use planning and decision-making. The toolbox was compiled by ICLEI CitiesBiodiversity Center and the South African National Biodiversity Institute’s Grasslands Programme.

The principal compiler, Liz Metcalfe, was supported by: Aimee Ginsburg (Benefits SE), Budu Manaka and AntheaStephens from the SANBI Grasslands Programme; Shela Patrickson, Russell Galt, Georgina Avlonitis and SarahBirch from the ICLEI Cities Biodiversity Center; and Eleanor McGregor and Abigail Kamineth from GDARD. Specialthanks go to Mandy Driver and Jeffrey Manuel from SANBI for their significant inputs and guidance.

Warm thanks go to others who gave voluntarily of their time to review various aspects of the toolbox. In particular,we would like to thank Susan Stoffberg (West Rand District Municipality), Elsabeth van der Merwe (EkurhuleniMetropolitan Municipality), as well as Tammy Smith, Domitilla Raimondo, Tracey Cumming and Sagwata Manyikeof SANBI. Thanks also to Kevin Zunckel (Zunckel Ecological and Environmental Services), Tenda Mathagu and JaneEagle (City of Johannesburg), and Kennedy Nemutamvuni of SANBI for their input.

Finally, we would like to give thanks to the production team led by Aimee Ginsburg and supported by Craig Smith.

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Biodiversity: The diversity of genes, species and ecosystems on Earth, and the ecological and evolutionary processesthat maintain this diversity.

Biodiversity stewardship: A systematic approach to entering into agreements with private and communal landownersto protect and manage biodiversity priority areas, led by conservation authorities. Different categories of agreementsconfer varying degrees of protection on the land and hold different benefits for landowners. The landowner retainstitle to the land, and the primary responsibility for management remains with the landowner, with technical advice and assistance provided by the conservation authority.

Critical biodiversity areas: Areas required to meet biodiversity targets for ecosystems, species or ecological processes,as identified in a systematic biodiversity plan. May be terrestrial or aquatic.

Critically endangered ecosystem: An ecosystem type that has very little of its original extent (measured as area, length or volume) left in natural or near-natural condition. Most of the ecosystem type has been severely or moderatelymodified from its natural state. The ecosystem type is likely to have lost much of its natural structure and functioning,and species associated with the ecosystem may have been lost.

Ecological infrastructure: Naturally functioning ecosystems that deliver valuable services to people. Networks of ecological infrastructure may take the form of large tracts of natural land or ocean, or small remaining patches or corridors embedded in production landscapes. If ecological infrastructure is degraded or lost, the flow of ecosystemservices will diminish. Ecological infrastructure is just as important as built infrastructure for providing vital servicesthat underpin social and economic activity.

Ecological support areas: An area that is not essential for meeting biodiversity targets but plays an important role in supporting the ecological functioning of one or more Critical Biodiversity Areas or in delivering ecosystem services. May be terrestrial or aquatic.

Ecosystem: An assemblage of living organisms, the interactions between them and with their physical environment. Each ecosystem is characterised by its composition (the living and non-living components of which it is made), itsstructure (how the components are organised in time and pace) and the ecological processes.

Ecosystem services: The benefits that people obtain from ecosystems, including provisioning services (such as foodand water), regulating services (such as flood control), cultural services (such as recreational benefits), and supporting services (such as nutrient cycling, carbon storage) that maintain the conditions for life on Earth. Ecosystemservices are the flows of value to human society that result from ecosystems.

Ecosystem-based adaptation to climate change: The use of biodiversity, ecological infrastructure and ecosystemservices as part of an overall adaptation strategy to help people adapt to the adverse effects of climate change. Includes managing, conserving and restoring ecosystems to buffer humans from the impacts of climate change, rather than relying only on engineered solutions. Combines socio-economic benefits, climate-change adaptation, and biodiversity and ecosystem conservation, contributing to all three of these outcomes simultaneously.

Protected Area: In South Africa, protected areas are defined as geographic areas that are formally protected by the National Environmental Management: Protected Areas Act (No 57 of 2003) and managed mainly for biodiversity conservation. This is a narrower definition than the IUCN definition, which includes area that are not legally protectedand that would be defined in South Africa as conservation areas rather than protected areas.

Sustainable development: Development based on the use of resources that can be replaced or renewed and thereforenot depleted, and that guarantees the welfare and promotes equity of current and future generations.

Systematic biodiversity planning: Asystematic approach for identifying geographic areas of biodiversity importance.The configuration of priority areas is designed to be spatially efficient (i.e. to meet biodiversity targets in the smallestarea possible) and to avoid conflict with other land and water resource uses where possible.

Threatened ecosystem: An ecosystem that has been classified as critically endangered, endangered or vulnerable, based on an analysis of ecosystem threat status. A threatened ecosystem has lost or is losing vital aspects of its structure, function or composition. The Biodiversity Act allows the Minister of Environmental Affairs or a provincialMEC for Environmental Affairs to publish a list of ecosystems taht are threatened and in need of protection. To date,threatened ecosystems have been listed only in the terrestrial environment.

Threatened species: A species that has been classified as Critically Endangered, Endangered or Vulnerable, based on a conservation assessment (Red List), using a standard set of criteria developed by the IUCN for determining the likelihood of a species becoming extinct. A threatened species faces a high-risk of extinction in the near future.

Glossary

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Notes

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The SANBI Grasslands Programme is a partnership between government,non-governmental organisations and the private sector to mainstream biodiversityobjectives and activities into the Grassland Biome, with the intention of balancingbiodiversity conservation and development imperatives in a production landscape.The Programme relies on partnerships to mainstream biodiversity objectivesinto the major production sectors that operate within the Grassland Biome.These sectors include agriculture, forestry, coal mining and urban economies,as well as the enabling environment. The programme has been made possiblethrough support from the United Nations Development Programme (UNDP)and funded by the Global Environment Facility (GEF).

ICLEI – Local Governments for Sustainability is the world's leadingassociation of cities and local governments dedicated to sustainable development.ICLEI promotes local action for global sustainability and supports cities tobecome sustainable, resilient, resource-efficient, biodiverse and low-carbon; tobuild a smart infrastructure; and to develop an inclusive, green urban economy.ICLEI Cities Biodiversity Center, hosted by ICLEI – Africa Secretariat, offers abroad portfolio of supportive services in recognition of the crucial role that citiesand local governments play in the protection and management of biodiversityto achieve healthy, happy communities. ICLEI Cities Biodiversity Center’s flagshipprogramme – Local Action for Biodiversity (LAB) – is a unique global biodiversityprogramme, customized for local and regional authorities around the world.The LAB programme is aimed at improving and enhancing ecosystemmanagement at the local level, and is recognized globally as the leading results-driven local government biodiversity initiative.

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