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Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families and Social Issues

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Page 1: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

Beyond Adversity, Vulnerability and Resilience:

Individual Differences in Developmental Plasticity

Jay Belsky

Institute for the Study of Children, Families and Social Issues

Page 2: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

HOW DIFFERENTIAL SUSCEPTIBILTY DIFFERS FROM

DIATHESIS STRESS

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Page 3: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

Diathesis-Stress vs. Differential Susceptibility

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negative positive environmentenvironment

Positive Positive child outcomechild outcome

no risk/low susceptibilityno risk/low susceptibility

riskrisk

Negative Negative child outcomechild outcome

Bakermans-Kranenburg & Van IJzendoorn, 2006Bakermans-Kranenburg & Van IJzendoorn, 2006

Page 4: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

Diathesis-Stress vs. Differential Susceptibility

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negative positive environmentenvironment

Positive Positive child outcomechild outcome

no risk/low susceptibilityno risk/low susceptibility

riskrisk

Negative Negative child outcomechild outcome

high susceptibilityhigh susceptibility

Bakermans-Kranenburg & Van IJzendoorn, 2006Bakermans-Kranenburg & Van IJzendoorn, 2006

Page 5: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

INFANT TEMPERAMENT AS A

SUSCEPTIBILITY MARKER

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Page 6: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Observed Parenting and Teacher-Rated Behavior Problems in Kindergarten

Bradley, R. H., & Corwyn, R. F. (2008). Infant temperament, parenting, and externalizing behavior in first grade: a test of the differential susceptibility hypothesis. Journal of Child Psychology and Psychiatry and Allied Disciplines, 49(2), 124-131.

Page 7: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Observed Paternal Power Assertion (15 months) and Child Rule-Compatible Conduct (38 months)

Kochanska, G., Aksan, N., & Joy, M. E. (2007). Children's fearfulness as a moderator of parenting in early socialization: Two longitudinal studies. Developmental Psychology, 43(1), 222-237.

Page 8: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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CAN WE MOVEBEYOND

CORRELATIONAL EVIDENCE TO

EXPERIMENTAL DATA?

Page 9: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

ATTACHMENT SECURITY AS FUNCTION OF EXPERIMENTAL-CONTROL

TREATMENT

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(van den Boom, 1990, 1994)

66 %

34 %

22 %

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InsecurePer

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Experimental Control

Page 10: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

Experimental Enhancement of Maternal Sensitivity via Circle of Security:

Effects on Attachment Security

NOTE: Only highly irritable newborns included in study; those labelled “highly irritable” met van den Boom (2004) criteria; but “less irritable” group still more irritable than many other newborns included in sample.Cassidy, J., et al. (submitted). Enhancing infant attachment security: An examination of treatment efficacy and differential susceptibility.

Treatment by Irritability

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Page 11: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

BEYOND TEMPERAMENT: Endophenotypes as Moderators

of Environmental Effects(Boyce & Ellis, 2005)

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Page 12: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Family Adversity, Socio-emotional Behavior and School Readiness

(Cortisol and Respiratory Sinus Arrhythmia Reactivity)

Obradovic, J., Bush, N. R., Stamperdahl, J., Adler, N. E., & Boyce, W. T. (in press). Biological Sensitivity to Context: The Interactive Effects of Stress Reactivity and Family Adversity on Socio-emotional Behavior and School Readiness. Child Development.

Page 13: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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CAN WE MOVEBEYOND

CORRELATIONAL EVIDENCE TO

EXPERIMENTAL DATA?

Page 14: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

EXPERIMENTAL EVIDENCEOF MODERATING ROLE OF CORTISOL

REACTIVITY(VAN DE WIEL ET AL., 2004)

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Sample: 8-13 year olds with disruptive behavior disorder (n = 22).

Design: cortisol reactivity following stressor measured prior to treatment which took the form of either (1) a combined form of group-wise, manual-based behavior therapy (i.e., parent management training and cognitive behavior therapy) or (2) care as usual at the clinic consisting of individual behavior therapy combined with parental guidance (n=5) or family therapy (n=6). No differential effects of treatment emerged so combined treatment groups.Results: Intervention benefits accrued only to those high in physiological reactivity.

Page 15: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Intervention for Children with Disruptive Behavior Disorder

(Cortisol Stress Reactivity: HS=Highly Reactive)

Van de Wiel et al. (2004). Cortisol and treatment effect in children with disruptive behavior disorder: A preliminary study. Journal of the American Academy of Child and Adolescent Psychiatry, 43, 1011-1018.

Page 16: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

BEYOND TEMPERAMENT AND PHYSIOLOGY: Genes as Moderators of Environmental Effects

(GXE)

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Page 17: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

The 5-HTTPLPR Gene

The serotonin-transporter gene (5-HTTP) is a good gene to consider because there is some evidence that infants carrying the short (vs. long) allele are more negatively emotional as newborns (Auerbach et al., 2005). Short alleles have also been linked to depression in females and vulnerability to the depression fostering effects of negative life events in adulthood (Caspi et al., 2003).

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Page 18: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Stressful Life Events and Depression in Young Adulthood

Caspi, A., Sugden, K., Moffitt, T.E., Taylor, A., Craig, I.W., Harrington, H., McClay, J., Mil,l J., Martin, J., Braithwaite, A. & Poulton, R (2003). Influence of life stress on depression: Moderation by a polymorphism in the 5 HTT gene. Science, 301, 386-389.

Page 19: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Risky Family History and Depression in Young Adulthood

Taylor, S. E., Way, B. M., Welch, W. T., Hilmert, C. J., Lehman, B. J., & Eisenberger, N. I. (2006). Early family environment, current adversity, the serotonin transporter promoter polymorphism, and depressive symptomatology. Biological Psychiatry, 60(7), 671-676.

Page 20: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

GXE:The MAOA Gene

The MAOA gene is located on the X chromosome and encodes the MAOA enzyme, which metabolizes neurotransmitters such as norepinephrine, serotonin, and dopamine, rendering them inactive. Deficiencies in MAOA activity have been linked with aggression in mice and humans (i.e., low MAOA activity)—but like other studies looking at direct or main effects of genes on behavior, only

inconsistently, perhaps due to GXE

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Page 21: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

Child maltreatment and Antisocial Behavior

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Caspi, A. et al. (2002). The role of genotype in the cycle of violence in maltreated children. Science, 297, 851-854.

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Childhood maltreatment

Page 22: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Child Maltreatment and Antisocial Behavior

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VASB Scores by MAOA Activity - Whites

Abuse/Neglect Control

Figure 1. Scores on a composite representing the mean of standardized scores of juvenile and lifetime (age 41) of violent and antisocial behavior (VASB) as a function of MAOA activity and a history of child abuse and neglect in whites.

Widom, C. & Brzustowisz, L. (2006). The cycle of violence: Childhood abuse and neglect, MAOA genotype and risk for violent and antisocial behavior. Biological Psychiatry, 60, 684-689.

Juvenile Lifetime

Page 23: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

GXE: The DRD4 Gene

The DRD4 gene codes for a type of dopamine receptor, with the dopaminergic system involved in attentional, motivational, and reward mechanisms in the brain. One variant of this gene, the 7-repeat DRD4 allele, has been linked to lower dopamine reception efficiency, and thus to ADHD and externalizing problems in children, as well as behavioral difficulties, including substance abuse and aggression, in adulthood, .

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Page 24: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

INSERT FIGURE with 2 lines HERE

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Page 25: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

EXPERIMENTAL EVIDENCE

OF GXEIN THE CASE OF

PARENTING INTERVENTION

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Page 26: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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screening pretest posttest follow-up

7- control7+ control7- intervention7+ intervention

CBCL externalizing

Source: Bakermans-Kranenburg et al. (2008). Experimental evidence for differential susceptibility: Dopamine D4 receptor polymorphism (DRD4 VNTR) moderates intervention effects on toddlers' externalizing behavior in a randomized controlled trial. Developmental Psychology, 44, 293-300.

Development of Externalizing Behavior Over Time for Intervention and Control Groups by DRD47-Repeat Allele

Page 27: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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screening pretest posttest follow-up

7- intervention positive disc +7+ intervention positive disc +

7- intervention positive disc -7+ intervention positive disc -

CBCL externalizing

Source: Bakermans-Kranenburg et al. (2008). Experimental evidence for differential susceptibility: Dopamine D4 receptor polymorphism (DRD4 VNTR) moderates intervention effects on toddlers' externalizing behavior in a randomized controlled trial. Developmental Psychology, 44, 293-300.

Development of Externalizing Behavior Over Time for Intervention and Control Groups By DRD47-Repeat Allele

Page 28: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

BEYOND SINGLE GENES:CUMUALTIVE GENETIC

PLASTICITY?

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Page 29: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

Plasticity Genes

(DAT1, DRD2, DRD4, 5HTTLPR, and MAOA),Negative-Positive Mothering

and Lack of Self Control

in Adolescence

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Page 30: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

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Parenting and Adolescent Boys’ Self-Control Regulation

Belsky, J., & Beaver, M. (under review). Cumulative-Genetic Plasticity, Parenting and Adolescent Self-Control/Regulation

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Page 31: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

CONCLUSION

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--Same susceptible individuals; different markers across studies?--Measurement limitations: often limited if any measure of positive environment or even positive functioning.--Language for “upside plasticity”?--Domain specific or domain general?--Mechanisms?--Susceptibility: born or made or “born to be made”?--GXE interaction or epigenetic mediation: EGBehavior--Implications for Intervention

Page 32: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

EVOLUTIONARY FOUNDATIONS

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Page 33: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

DEVELOPMENTAL PATHWAYS OF DIVERGENT REPRODUCTIVE STRATEGIES

TYPE I TYPE II

Marital discord High stress Inadequate $ resources

Spousal harmony Adequate $ resources

Harsh, rejecting insensitive Inconsistent

Sensitive, supportive, responsive Positively affectionate

Insecure attachment Mistrustful internal working model Opportunistic interpersonal orientation

Aggressive Anxious Noncompliant Depressed

Secure attachment Trusting internal working model Reciprocally-rewarding interpersonal orientation

Early maturation / puberty Later maturation / puberty

Earlier sexual activity Short-term, unstable pair bonds Limited parental investment

Later sexual activity Long-term, enduring pair bonds Greater parental investment

A. FAMILY CONTEXT

B. CHILDREARING Infancy / Early Childhood

C. PSYCHOLOGICAL / BEHAVIORAL

DEVELOPMENT

D. SOMATIC DEVELOPMENT

E. REPRODUCTIVE STRATEGY

Page 34: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

BEHAVIOR-GENETIC CHALLENGE:

GENETIC MEDIATION “MASQUERADING” AS

ENVIRONMENTAL EFFECTS

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Page 35: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

WHY—not how--WOULD NATURAL SELECTION CRAFT AN

ORGANISM WHOSE FUTURE FUNCTIONING IS INFLUENCED

BY ITS EARLIER EXPERIENCES?

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Page 36: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

POSSIBLE SOLUTION:CONDITIONAL AND ALTERNATIVE

REPRODUCTIVE STRATEGIES

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Page 37: Beyond Adversity, Vulnerability and Resilience: Individual Differences in Developmental Plasticity Jay Belsky Institute for the Study of Children, Families

AN EVOLUTIONARY ARGUMENT

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Because the future is inherently uncertain, parents cannot know for certain—either consciously or unconsciously—what rearing strategies and practices will prove most beneficial to their offspring’s long-term well being, including their own and their children’s reproductive fitness, the ultimate “target” of natural selection. This is just as true today as it was in the ancestral environmentSS in which humans evolved (i.e., EEAs, not EEA).

Because it was possible, then, for parents to inadvertently lead their children down figurative if not literal dead ends—because the future turned out different from what was (consciously or unconsciously) anticipated--it would have benefited parents to “hedge their bets” by bearing children whose development was more and less likely to be influenced by the rearing environment.