barrons 2020-12-28

VOL. C NO. 52 DECEMBER 28, 2020 $5.00

SMALL-CAP STOCKS ON EIGHT-WEEKWINNING STREAK • PAGE M1

>

63142

As shares of hotels,cruise lines, and casinos

rally on hopes forvaccines, investors need

to be selective.Six stocks that couldgo the distance.PAGE 18

THE NEW SHAPEOF TRAVEL:

HOW TO PLAY IT

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C O N T E N T S 1 2 . 2 8 . 2 0 VO L . C NO . 5 2

Index P.4

Review&Preview P.8

Mailbag P.31

13DFilings P.M7

ChartingtheMarket P.M8

Winners&Losers P.M9

ResearchReports P.M11

MarketView P.M12

Cover background: Yuko Yamada/Getty Images;Neel Kashkari photograph by Ackerman + Gruber

P.4

Up & Down Wall Street:Gauging SentimentThe bulls haven’t been dissuadedby troubling economic news anddysfunction inWashington.ByRANDALLW.FORSYTH

P. 7

Streetwise: Cashing Inon Connected FitnessChasing IPOs probably isn’t thebest way to fatten your wallet.ByJACKHOUGH

P. 10

Alibaba Gets SomeCoal in Its StockingFollow-Up:Antitrust crackdownshighlight the risks in China.ByALROOT&LIZMOYER

P. 11

Weigh In With Your2021 PredictionsTest your skills with Barron’s 20thannual forecasting quiz.ByANDREWBARY

P. 12

A Pool Stock to GetPumped Up AboutAwave of pool purchases liftedPool Corp. stock. Maintenance feescould buoy it for years to come.ByTERESARIVAS&ALROOT

P. 13

Yelp Is a ReopeningPlay That’s CheapA better business model sets upthe online review site up for gainsonce the economy fully reopens.ByERIC J.SAVITZ

P.25

Emerging Markets AreReady to ShineProfile:Here are a few of theWilliam Blair Emerging MarketsGrowth fund’s favorite things.BySARAHMAX

P.27

Funds: The SEC Seeksto Rein In LeverageByLEWISBRAHAM

P.30

Other Voices: GettingBack to InvestingBasics After Covid-19ByCHRISTOPHERSMART

P.31

Economy: Squeeze onCities Hurts PayrollsByALEXANDRASCAGGS

P. 18

These Travel StocksAre Just the TicketCover Story:WhyWynn Resorts,Caesars, and four other stocks areespecially good plays on thepostpandemic travel recovery.ByLAWRENCEC.STRAUSS

P.23

Five Airlines to Keepon Your RadarCarriers such as Delta, Southwest,and Ryanair are ready to rewardinvestors as they rise abovecoronavirus-related turbulence.ByDARENFONDA

P. 15

Tech Trader: Apple’sSlice of the Car MarketByERIC J.SAVITZ

P. 17

Income: The Benefitsof ESG BondsByLESLIEP.NORTON

P.M1

Trader: Small-CapsCould Cool OffByBENLEVISOHN

P.M4

Euro Trader: BASFLooks Like a BuyByRUPERTSTEINER

P.M4

Emerging Markets:Hot Stocks—for a PriceByCRAIGMELLOW

P.M5

Striking Price: How toCapture Disney’s MagicBySTEVENM.SEARS

P.M6

Commodities: HigherSoybean Prices AheadBySIMONCONSTABLE

Photograph byAndrew B. Myers

VOL. C NO. 52 DECEMBER 28, 2020 $5.00

SMALL-CAP STOCKS ON EIGHT-WEEKWINNING STREAK • PAGE M1

>

63142

As shares of hotels,cruise lines, and casinos

rally on hopes forvaccines, investors need

to be selective.Six stocks that couldgo the distance.PAGE 18

THE NEW SHAPEOF TRAVEL:

HOW TO PLAY IT Barron’s Roundtableon Fox BusinessWatch our TV show Fridays at 10p.m. or 11:30 p.m. ET; Saturdays at10 a.m. or 11:30 a.m.; or Sundaysat 7 a.m., 10 a.m., or 11:30 a.m.This week, analysis of potentialmarket surprises in 2021 and aninterview with Kevin Landis, CEOof Firsthand Capital Management.

P.28

The Fed’s Role Beyond RatesQ&A:Minneapolis Fed Chief Neel Kashkari discusses the responsibility that regulatorshave in addressing racial disparities, his beef with big banks, and why he isn’t concernedabout rising government debt. ByLESLIEP.NORTON

Neel Kashkari, head of the Minneapolis Federal Reserve

December 28, 2020 BARRON’S 3

Company Name Symbol Weight

Amazon AMZN 22.88%

Tesla TSLA 15.63%

Home Depot HD 8.64%

McDonald’s MCD 4.75%

Nike B NKE 4.35%

Starbucks SBUX 3.66%

Lowe’s LOW 3.61%

Booking Holdings BKNG 2.60%

Target TGT 2.58%

TJX Companies TJX 2.45%

XLY

Sector SPDRs allow you to invest in pieces of the S&P 500. Like Consumer Discretionary. While adding diversification and reducing single stock risk.

These ETFs combine the diversification of a mutual fund and the tracking of an index with transparency and liquidity.

THE CONSUMER DISCRETIONARY SECTOR OF THE S&P 500 IN ONE ETF

CONSUMER DISCRETIONARY SECTOR SPDR ETF TOP 10 HOLDINGS*

An investor should consider investment objectives, risks, charges and expenses carefully before investing. To obtain a prospectus, which contains this and other information, call 1-866-SECTOR-ETF orvisit www.sectorspdrs.com. Read the prospectus carefully before investing.The S&P 500, SPDRs®, and Select Sector SPDRs® are registered trademarks of Standard & Poor’s Financial Services LLC. and have been licensed for use. The stocks included in each Select Sector Index were selected by the compilation agent. Their composition andweighting can be expected to differ to that in any similar indexes that are published by S&P. The S&P 500 Index is an unmanaged index of 500 common stocks that is generally considered representative of the U.S. stock market. The index is heavily weighted towardstocks with large market capitalizations and represents approximately two-thirds of the total market value of all domestic common stocks. Investors cannot invest directly in an index. The S&P 500 Index figures do not reflect any fees, expenses or taxes. Ordinarybrokerage commissions apply. ETFs are considered transparent because their portfolio holdings are disclosed daily. Liquidity is characterized by a high level of trading activity.

Select Sector SPDRs are subject to risks similar to those of stocks, including those regarding short-selling andmargin account maintenance. All ETFs are subject to risk, including possible loss of principal. Funds focusing on a single sector generally experience greatervolatility. Diversification does not eliminate the risk of experiencing investment losses.

ALPS Portfolio Solutions Distributor, Inc., a registered broker-dealer, is distributor for the Select Sector SPDR Trust.

Visit www.sectorspdrs.com or call 1-866-SECTOR-ETF

*Components and weightings asof 12/21/20. Please see website fordaily updates. Holdings subjectto change.

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4 BARRON’S December 28, 2020

I N D E X Our index lists significant companies mentioned in stories and columns,plus Research Reports, and Corrections & Amplifications. The referencesare to the first page of the item in which the company is mentioned.

For Customer Service, call 1 (800) 544-0422, or go tocustomercenter.barrons.com. For reprints of articles,call 1 (800) 843-0008, or go to djreprints.com.

A Adobe . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Aerojet Rocketdyne Holdings . . . . . . . . . . . . . . . 8Agios Pharmaceuticals . . . . . . . . . . . . . . . . . . . . M8Airbnb . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .M7Airgain . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15Alibaba Group Holding . . . . . . . . . . . . . 6,8,10,M8Allegiant Travel . . . . . . . . . . . . . . . . . . . . . . . . . . . 24Alphabet . . . . . . . . . . . . . . . . . . . . . . . 10,13,M2,M11Amazon.com. . . . . . . . . . . . . . . . . . . . . . . . . .M2,M11Apartment Investment & Management . . .M12Apple . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7,8,9,15,M2

B Best Buy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Blink Charging . . . . . . . . . . . . . . . . . . . . . . . . . . . M8Bonanza Creek Energy . . . . . . . . . . . . . . . . . . . M7Booking Holdings . . . . . . . . . . . . . . . . . . . . . . . . . . 13Boyd Gaming . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21

C Caesars Entertainment . . . . . . . . . . . . . . . . . . . . 21Carnival . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22CBRE Group . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Check Point Software Technologies . . . . . . . . . 8Chewy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .M7Choice Hotels International . . . . . . . . . . . . . . . . 21Cisco Systems . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Contemporary Amperex Technology . . . . . . . . 9Continental . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9CrowdStrike Holdings . . . . . . . . . . . . . . . . . . . . . . 8

D Delta Air Lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . 23Denso . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Devon Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Diamondback Energy . . . . . . . . . . . . . . . . . . . . . . . 8DoorDash. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .M7

E Evolent Health . . . . . . . . . . . . . . . . . . . . . . . . . . . M7Extended Stay America . . . . . . . . . . . . . . . . . . . . 22

F Facebook . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10,M2Fiat Chrysler Automobiles . . . . . . . . . . . . . . . . . 15FireEye . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8,M7,M8Ford Motor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9,15

G GameStop . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M7General Motors . . . . . . . . . . . . . . . . . . . . . . . . . . 9,15Globant . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26Goldman Sachs Group . . . . . . . . . . . . . . . . . . . M12GOL Linhas Aereas Inteligentes . . . . . . . . . . . 24

H Hilton Grand Vacations . . . . . . . . . . . . . . . . . . . . 20Hilton Worldwide Holdings . . . . . . . . . . . . . . . . 20HP Inc . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Hyatt Hotels . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .22

I IAC/InterActiveCorp. . . . . . . . . . . . . . . . . . . . . . . . 8Inseego . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .M7

J JD.com . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10

K Keysight Technologies . . . . . . . . . . . . . . . . . . . . . 17Kilroy Realty . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

L Las Vegas Sands. . . . . . . . . . . . . . . . . . . . . . . . . . .22Leslie's . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12LG Chem . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Lockheed Martin . . . . . . . . . . . . . . . . . . . . . . . . . . . 8LVMH Moet Hennessy Louis Vuitton . . . . . . . 9

MMarriott International . . . . . . . . . . . . . . . . . . . . . 20Marriott Vacations Worldwide . . . . . . . . . . . . . . 20MGM Resorts International . . . . . . . . . . . . . 20,22Microsoft . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M2Moderna . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8,M1Morgan Stanley . . . . . . . . . . . . . . . . . . . . . . . . . .M12

N Nantkwest . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8Nautilus . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7Netflix . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .M2Nikola . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8Nordic Semiconductor . . . . . . . . . . . . . . . . . . . . . 15Norwegian Cruise Line Holdings . . . . . . . . . . 21

Nvidia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17

P Palo Alto Networks . . . . . . . . . . . . . . . . . . . . . . . . . 8Panasonic . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Peloton Interactive . . . . . . . . . . . . . . . . . . . . 7,8,M8Penn National Gaming . . . . . . . . . . . . . . . . . . . . . 21Pfizer . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .M1Pool Corp . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 12

Q QEP Resources . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8QuantumScape . . . . . . . . . . . . . . . . . . . . . . . . . . 9,M8

R RealPage . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8RELX . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Riot Blockchain . . . . . . . . . . . . . . . . . . . . . . . . . . .M8Royal Caribbean Group . . . . . . . . . . . . . . . . . . . . 21Ryanair Holdings . . . . . . . . . . . . . . . . . . . . . . . . . . 24

S Samsung . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9Sea Ltd . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26SecureWorks. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .8SolarWinds . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8Solid Biosciences. . . . . . . . . . . . . . . . . . . . . . . . . .M7Sorrento Therapeutics . . . . . . . . . . . . . . . . . . . . M8Southwest Airlines . . . . . . . . . . . . . . . . . . . . . . . . . 23StoneCo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 26

T Taiwan Semiconductor Manufacturing . . . . . . 26Target . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M3Tencent Holdings . . . . . . . . . . . . . . . . . . . . . . . . . . 26Tesla . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8,9,15,M12Tiffany. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .9TripAdvisor . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13

U UniQure . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8United Airlines Holdings . . . . . . . . . . . . . . . . . . 23

WWilliam Hill . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21WPX Energy . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9W.W. Grainger . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17Wyndham Destinations . . . . . . . . . . . . . . . . . . . . 20Wyndham Hotels & Resorts . . . . . . . . . . . . . . . 20Wynn Resorts . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 22

X XL Fleet . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . M8

Y Yelp . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13,15

Z Zscaler . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 8

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U P & D OWN WA L L S T R E E T OnChristmas Eve, shares ended just shy of recordhighs, despite the grim news of the president’sreaction to the $900 billion fiscal-relief package.

negative words in articles it scansfrom the positive words, then dividingthe difference by the total of words.

But the Aussie researchers suggestthat their NSI news sentiment gauge isa better indicator of current economicconditions than news uncertainty is.

Flattering as it might be to thinkthat these scribblings are influential,experience says that humility is moreappropriate. As wizened observers offinancial matters say, markets makethe news, not the other way around.

For their part, the major stockmar-ket indexes ended on Christmas Evejust a fraction of a percent shy of theirrecords, despite the unfortunate newsof the uncertainty abruptly wrought inWashington when President DonaldTrump suddenly refused to go alongwith the $900 billion fiscal-relief pack-age hammered out over months by con-gressional Republicans and Democrats.

The impasse could portend no re-lief for beleaguered consumers, an endto an eviction moratorium for renters,a lack of funds for vaccine distribu-tion, plus a possible shutdown of thefederal government. Yet the markets’bullish take seems to be that the ulti-mate outcome will be more generouschecks eventually going into mostAmericans’ pockets.

Perhaps so, but traditional eco-nomic indicators show a distinct slow-ing as the positive impulse of the paststimulus measures peters out. Andthe front pages of both Thursday’sWall Street Journal and New YorkTimes chronicled much-weaker-than-expected personal income and spend-ing in November, while new claims forunemployment insurance remainedabove 800,000 in the latest week.

Consumers’ confidence is waning,which probably reflects the softeningjob market more than what they’rereading in the news. The ConferenceBoard’s December reading of thatfactor fell by 4.3 points, to 88.6, thelowest since August and short of theconsensus forecast of 97, with weak-ness in two-thirds of geographicalregions and three-quarters of incomegroups, notes David Rosenberg,founder of Rosenberg Research. Re-spondents describing jobs as “hard toget” rose to a four-month high of 22%from 19.4%, while those viewing jobsas “plentiful” fell to 21.8% from26.3%, which is consistent with con-tinued high jobless claims.

And consumers aren’t taking newsreports of official low inflation read-ings to heart, Rosenberg writes. Theirone-year expectations for inflationrose to 5.9% in December from 5.7%in November, no doubt reflecting thejacked-up prices they see when shop-ping. The bond market also seeshigher inflation in “break-evens” (thedifference in the yield on 10-yearTreasury notes and similar-maturityTreasury inflation-protected securi-ties), or TIPS, which hit 1.97%, a tickabove the April 2019 high.

The Conference Board nonethelessfound increased bullishness on stocks,with a three-month-high 38.5% of re-spondents expecting the market torise, up from 34.4% in November. “Gofigure,” Rosenberg writes. “I supposethey are taking their cue from the pro-moter du jour, Jerome Powell,” theFederal Reserve’s chief.

The central bank expects to keepinterest rates near zero and continueto pump $120 billion a month intothe financial system until the econ-omy is near what it considers fullemployment. That’s apparently allSurprise! Nancy Pelosi, Chuck Schumer, and others in Congress might have more work to do on a relief bill.

Researchers Say NewsMoves Markets. StocksDon’t Buy That Story.

A fter millions of words,I never expected mylife’s work to be re-duced to an economicindicator. Yet that’swhat it has come to,according to research-

ers at Australia’s central bank. And youcan blame Covid-19 for this, as well.

In their quest to gain better andmore timely insights into the economy,economists Kim Nguyen and GianniLa Cava of the Reserve Bank of Aus-tralia have constructed a “news senti-ment index,” or NSI, from articlesabout the economy in major papersDown Under, Bloomberg reported thispast week. They posit that news ac-counts not only provide a real-timeindicator of the economy, but alsohave some “causal” role (their word,not mine) in shaping sentiment amongbusinesses and consumers.

Amid the barrage of accusationsabout fake news and worse, somewould say that what we report wouldqualify as a misleading economic indi-cator. So it was surprising, but hearten-ing, to learn that the researchers viewjournalists’ work as important. TheirNSI also seems like an example of ana-lysts trying to construct innovativegauges of the economy as it undergoesrapid and unprecedented change thattraditional economic indicators canpick up only retrospectively.

Technology has provided a wealthof real-time information that wouldhave been impossible to acquire justa few years ago. Aggregated smart-phone data from Apple and Googleshow where we were going—andweren’t—in the Covid economy,writes Northern Trust Senior Econo-

mist Ryan James Boyle in a researchnote. Platforms such as Homebasetrack hours worked at small busi-nesses, he adds, while Indeed carriesjob postings. Open Table shows res-taurant reservations, while the Trans-portation Security Administrationtracks airline traffic, and credit cardsdisclose consumer spending.

And theWorld Uncertainty Indextracks its namesake factor by keepingcount of mentions of the word “uncer-tainty” and synonyms for it in main-stream news outlets, Boyle adds. Notsurprisingly, the count remains ele-vated, although down from the peakreached earlier this year.

The Australian indicator is con-structed by subtracting the number of

By Randall W.Forsyth

Tasos

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Images


the news that investors need to know.

I t would be understandable if, amid theCovid-19 surge and the postelectioncraziness, it escaped your notice thatthe U.S. Treasury didn’t name China a

currency manipulator in its semiannualreview released this month.

As it happens, this development followsby just over five years our cover storymaintaining that then-candidate DonaldTrump was wrong in charging Beijingwith deliberately devaluing its currency,the remnimbi or yuan. We also took issuewith the Treasury’s contention in 2019 thatChina was manipulating the yuan.

As the Trump administration continuesto argue against the clear arithmetic of thepresidential election numbers after theiraffirmation by the Electoral College, itsTreasury would have an even tougher timeaccusing China of driving its currencylower, given the yuan’s surge to its strongestlevel versus the greenback in over two years.

The buck now buys just 6.53 yuan, afterbreaking decisively below the psychologi-cally important level of seven yuan shortlyafter midyear. What’s actually down is theU.S. Dollar Index, which has plunged bymore than 12% from its peak, hit in March.

The yuan’s strength reflects both China’sswifter recovery from the economic effectsof the coronavirus and its central bank’srelative stimulus restraint, which contrastswith the warp-speed monetary expansionby its counterparts, the Fed and the Euro-pean Central Bank.

These developments haven’t escaped thesharp gaze of our pal Stephanie Pomboy. Inher latest MacroMavens missive, she pointsout that China’s industrial production hasrebounded to its pre-Covid pace, while itsservice sector has topped its earlier growthrate. In contrast, U.S. industrial productioncontinues to decline from year-earlier lev-els, albeit at a slowing rate, while the servicesector is back to pre-Covid levels, but stilloff from its peak readings in 2018.

All of which speaks to the unique char-acter of this economic downturn. In typicalcycles, goods production is the swing fac-tor, falling sharply in contractions andleading in recoveries. Service businessestend to be more stable. In this stay-at-home downturn, however, we were forcedto cut back on services such as travel, eat-ing out, and even nonemergency medicalcare. Meanwhile, we continued to orderstuff online, much of which came fromChina and other Asian nations.

To be sure, China had an advantage indealing with the pandemic, she notes wryly,

with the virus having originated there. Notcomplying with containment measures isn’tan option in an authoritarian society. ButBeijing also has used the crisis to accelerateits long-planned transition from an export-led economy dependent on the rest of theworld to one driven more by domestic con-sumption, Pomboy emphasizes.

As a result, it no longer needs to pro-vide what amounts to vendor financing toits export customers. In the past, Chinawould buy U.S. dollars and Treasuries,printing yuan in the process. That wouldfund the twin U.S. deficits, covering thebudget shortfall and the current accountgap. In the process, Americans could saveless than needed for investment, and con-sume more than they produced.

But, as she shows in a chart with herreport, Beijing shifted from accumulatingTreasuries to shedding Uncle Sam’s IOUsaround five years ago. In the process, thePeople’s Bank of China’s balance sheet hasessentially moved sideways. Meanwhile,the Fed’s balance sheet has exploded, to$7.2 trillion from around $4.1 trillion pre-pandemic. With the greater supply of dol-lars versus yuan, the former has lost valueagainst the latter. Not exactly a surprise.

While it’s running down its holdings ofTreasuries, Beijing is accumulating hardassets, Pomboy notes. Amid slack globaldemand, China’s imports of industrial com-modities have surged, by 39% for copper,74% for steel, and 9.5% for crude oil. At thesame time, the nation has expanded its goldreserves and invested in miners of the pre-cious metal in Africa and elsewhere. “Andnow, with western specs and Robinhoodretailers dumping gold to jump on the Bit-coin bandwagon, you can virtually hear thesnickers across the Pacific, as China snapsup the coins being left behind,” she adds.

Meanwhile, China no longer is proppingup its state-owned zombie companies. It’salso apparently looking to increase compe-tition—witness the antitrust investigationannounced this past week against onlineretailing giantAlibaba Group Holding(ticker: BABA). And by letting the yuanappreciate, Beijing is boosting its popu-lace’s purchasing power, while making itscurrency a viable alternative to the dollar.“Progress toward that goal, I believe, willbe the central topic shaping the New Yearand those that follow,” she concludes.

In other words, the competitive challengefrom China in the future will be representedby a strengthening yuan, not a weakeningone, as Trump has long insisted. B

email: [email protected]

Up & Down Wall Street Continued

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S T R E E TW I S E The experience of Peloton and Nautilus will temptprivate players to go public while prices andpaunches remain plump.

Connected-FitnessStocks Are GettingQuite the Workout

A connected-fitnesscash grab is coming,and Rocky II just gaveme a billion-dollaridea. There’s a scenewhere coach Mickeyclutches a hen and

snarls, “Chicken chasin’ is how wealways used to train in the old days.”

Now hear me out. We secure seedfunding from Nike and PurdueFarms, then geotag some birds, buildtracking apps for smartphones andwatches, and hire studio trainers torecord inspiring Mickeyisms: “Yacatch this thing, ya can catch greasedlightning,” and so on. By next fall,CLUX could be ringing the openingbell at Nasdaq.

OK, the pitch needs fine-tuning.It’s just that every form of exercise Ican think of seems to be going onlineand striking it rich: cycling, rowing,yoga, lifting, and boxing. There arewidespread reports of bellies expand-ing during quarantine, and manygyms remain closed. Vaccines arecoming, which means that by summer,office workers could be seeing oneanother below the Zoom frame for thefirst time in more than a year.

At the same time, Wall Street beck-ons fitness start-ups. As recently asApril, Peloton Interactive (ticker:PTON) was trading below its initialpublic offering price from sevenmonths earlier. Now, the stock isup 473% year to date, valuing it at$47 billion.

RememberNautilus (NLS)? Ayear ago, it was a collection of left-for-dead brands including Bowflex andSchwinn, trading at a dollar and

change a share. This year, it’s up morethan 1,000%, to a recent $21, for amarket value of close to $640 million.A software upgrade has given Nauti-lus a Peloton shine. For $149 a year,or $99 a month, a service called JRNYuses artificial intelligence to personal-ize workouts. There are prerecordedtrainer sessions and an app that cansimulate runs through the Japanesecountryside or Scottish highlands.

Most of Nautilus’ new machineswill connect to its online platformby the end of January, versus a low-single digit percentage two years ago,according to William Blair analystSharon Zackfia, who initiated cover-age of Nautilus with an Outperformrating in early September, when it wasunder $12 a share. She reckons every100,000 subscribers will add 30 centsto yearly earnings per share, even ifproduct investments will cause earn-ings to dip to $1.86 in 2021 from anestimated $2.32 a share this year.

Steve Dyer, who covers Nautilus forCraig-Hallum Capital Group, calls thehome-fitness shift structural, ratherthan only pandemic-related, and sees

Nautilus hitting $28 a share in thenear term. Meeting demand will beone key. The company is addingcapacity for bikes and strengthmachines and recently brought ona second supplier for SelectTech—adumbbell brand with its own smart-phone app.

Peloton isn’t taking this competitiveflex sitting down. This past week, itagreed to pay $420 million for Precor,which makes strength machines andmore for homes, gyms, and hotels.This will give Peloton an inroad to bigcustomers like the no-frills gym chainPlanet Fitness (PLNT) and, perhapsmore important for now, its first U.S.manufacturing presence—625,000square feet in North Carolina andWashington state.

Investors are rapturous. Pelotonstock rose 12% the day after the Pre-cor announcement, adding 10 timesthe deal price to the company’s marketvalue. If that math makes sense,there’s more where it came from: 85%of analysts who cover Peloton recom-mend buying shares, even though thestock price is now 13% above the aver-age target price.

For now, Peloton is only thinlyprofitable. It trades at 10.4 times pro-jected revenue for calendar 2021, ver-sus 1.2 times for Nautilus. MKM Part-ners analyst Rohit Kulkarni, who hasa Neutral rating on Peloton, cites asrisks rising competition from Big Techand private companies.Alphabet(GOOGL) recently gained approvalfrom the European Commission tobuy Fitbit, which makes fitness track-ing bands.Apple (AAPL) this monthlaunched Fitness+, which turns itsphones and watches into workout

companions. In August,Amazon.com (AMZN) launched its own fitnessband, called Halo. And Facebook(FB) has Instagram, a shame-basedmotivational service featuring imagesof the slim and active.

Private players, meanwhile, havealso swarmed to connected fitness. Asummer funding round valued Hyd-row for rowing at more than $100mil-lion. FightCamp, by a company calledHykso, combines heavy bags, onlinevideos, and punch counters—no chick-ens yet. There’s Echelon, which causedPeloton stock to dive when it an-nounced a cheap “Prime” smart bikesold by Amazon, although it has sinceabandoned that name andmade clearthat it isn’t partners with the e-com-merce giant. Mirror, which sells a bigscreen for workouts from kettlebell toLatin dance, was sold earlier this yearto LululemonAthletica (LULU).

Among the most promising of theprivate players is ICON Health andFitness, which owns NordicTrackand a fitness software platform callediFit, with 700,000 paid subscribers.An October funding round valuedICON at $7 billion.

There are many companies likethese, and the experience of Pelotonand Nautilus shares will tempt themto go public while prices andpaunches remain this plump. But theopening-day price pops will pay offonly for early investors. For the restof us, the choice is among already-listed companies that still look reason-ably priced, like maybe Nautilus; orindirect exposure, like with Lulu-lemon; or even less direct exposure,through Big Tech. Fitness+ could helpdrive subscriptions to Apple’s top ser-vice bundle, called Apple One. Wed-bush Securities analyst Daniel Ivesestimates service revenue for Applecould hit $65 billion this fiscal year.He values services alone at $1 trillion.

Or there’s always the entrepre-neurial route: find old exercises thathaven’t yet been given an online up-grade. Come to think of it, forgetRocky II. I just noticed the tickerOOF is still available, and I have anidea for connected medicine balls. B

email: [email protected]

Barron’s StreetwiseIn a weekly podcast by Barron’s, columnist Jack Hough looksat the companies, people, and trends you should be watching.This is Wall Street like you’ve never heard before. Subscribeto Barron’s Streetwise on Spotify, Apple Podcasts,or your favorite listening app.

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By Jack Hough


R E V I EW 30,199.87Dow Industrials: +20.82

488.53Dow Global Index: -1.62

0.93%10-year treasury note: -0.02

WALL STREET SEEKS THE CYBERPLAY

Short and SweetThe Federal Reserve announced thatmajor banks had passed new stresstests and could buy back stock andraise dividends. Stocks wavered onTesla’s entry into the S&P 500, thenrose. Data pointed to a weakeningeconomy. On the short and quiet holi-day week, the Dow industrials edgedup 0.1%, to 30,199.87; the S&P 500slipped 0.2%, to 3703.06; and the Nas-daq Composite rose 0.4%, to 12,804.73.

Confusion on ReliefCongress agreed to a $900 billion stim-ulus measure, which included $600one-time direct payments and $300 inenhanced unemployment benefits aweek. President Trump, in a videotweet, called the bill a “disgrace,” de-manded $2,000 in direct payments,and suggested he might veto it—thusthreatening both the stimulus andfunding to keep the government run-ning. He also vetoed the defense autho-rization bill. On Friday, Republicansdefied Trump and blocked the $2,000stimulus.

Pardon SeasonIn two rounds, Trump pardoned orcommuted sentences for 49 people,including former advisers convictedof lying, lawmakers guilty of variouscrimes, four Blackwater contractorsconvicted of killing 17 Iraqis, and for-mer campaign chief Paul Manafort.

Vaccines and MutationsThe second Covid-19 vaccine, fromModerna, rolled out in the U.S.Front-line health-care workers, long-term care residents, and those over 75are now being vaccinated, followed byessential workers, and then those 64to 79. In the United Kingdom, a newCovid strain, which may be 70%morecontagious, led to lockdowns at homeand travel bans from Europe.

Tesla Joins the ClubOnMonday, Tesla became the largestcompany by market value to join theS&P 500 index. Tesla hit a $695 highon Monday, then settled lower. Sepa-rately, Reuters reported that anAppleEV project, Titan, would have a car by2024 featuring “breakthrough battery

The Upside inA Major HackIt’s a classicWall Street problem: How to play a still-unfolding disaster. Information-technologymanagementsoftware provider SolarWinds admitted twoweeks agothat almost 18,000 customers were left vulnerable, in-cludingmultiple government agencies, in a devastatinghack that experts blamed on Russian security services.Wall Street scrambled to rethink and revalue.

Wedbush’s Dan Ives said that the hack is “likely to be-come the biggest cyber espionage/infiltrations ever seen inthe U.S. government and across the enterprise landscape,”and that security software spending will rise 20% in 2021.“We believe there is a $200 billion growth opportunity incloud security” over five years, he said, hiking price tar-gets on a slew of security stocks, includingCheck PointSoftware, Palo Alto Networks, andZscaler.

Citi’sWalter Pritchard wrote that many potentialtargets have been unable to tell whether they’ve beencompromised—a sign of the attack’s sophistication. “Weexpect a greater focus onmanaged defense, threat hunt-ing, forensics, ‘red teaming’ [testing systems with mockattacks], and incident response, backed up by humanexpertise,” he writes. Best positioned:CrowdStrike,FireEye, Palo Alto Networks, and SecureWorks.

Truist’s Joel Fishbein cut ratings on FireEye and Solar-Winds to Hold from Buy. He noted that a 34% spike inFireEye shares on Dec. 18 smacks of “irrational exuber-ance,” particularly since the firm admitted that it was avictim of the attack. He downgraded SolarWinds after thestock slid 40%, lacking, he wrote, “visibility into potentialbusiness and financial model impact.” —Eric J. Savitz

$18.8 BApple’s record high 2020 R&Dspending. At just under 7% ofrevenues, highest since 2003.

$680 BSmall-business mortgages andloans held by banks in 2019, 6%less than in 2007

2.3%Fall of the pound against thedollar on Monday after Brexittalks sputtered and new Covidlockdowns began. The poundended the day down 0.5%.

11 KNumber of retail-store closuresin 2020, a record, according tothe CoStar Group

To get Numbers by Barron’sdaily, sign up whereveryou listen to podcasts or atBarrons.com/podcasts

THE NUMBERS

HE SAID:

“It will be the firstpriority, the secondpriority, and thethird priority—todeal withCovidandbring downthe spread andbring down thedeath rate.”President-elect JoeBiden

technology” and self-driving capabilities.

Another Brexit CliffhangerU.K. and European Union trade negotia-tors blew through another Sunday dead-line, sending the pound reeling. But,apparently beating a drop-dead Dec. 31deadline, the two sides came up with aChristmas Eve agreement.

Annals of Deal MakingPrivate-equity firm Thoma Bravo agreedto buy real estate management softwareproviderRealPage for $9.6 billion…LockheedMartin said it was acquiringrocket-engine makerAerojet Rocket-dyne for $4.4 billion…IAC/Interactiveis spinning off video production tool pro-vider Vimeo…Diamondback Energysaid it would buyQEPResources for$2.2 billion in stock...Peloton Interactiveis paying $420million for fitness-machinemaker Precor...Chinese regulatorslaunched an antitrust probe intoAlibabaGroupHolding, and the stock lost 13%. Il

lustration

by

Elia

sSte

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Images


P R E V I EW

$59 BILLION VALUE IN THREE MONTHS

Sign up for the Review &Preview daily newsletter atBarrons.com/reviewpreview

Monday 12/28The Federal Reserve Bank of Dallasreleases its Texas Manufacturing Out-look Survey for December. Consensusestimate is for an 11 reading, similar tothe November figure. The index hasrebounded sharply from a record lowset in April and stands at its highestsince late 2018.

Tuesday 12/29S&P CoreLogic releases its Case-Shiller U.S. National Home PriceIndex for October. Economists fore-cast a 7% year-over-year increase,matching the September data. Thatfigure is the highest for the indexsince May of 2014, as the housingmarket continues to be a bright spotfor the economy.

Wednesday 12/30Tiffany holds a virtual special share-holders meeting to vote on a proposedmerger with LVMHMoët HennessyLouis Vuitton. LVMH initiallyagreed to buy Tiffany in an all-cashtransaction for $135 a share 13 monthsago in a deal valued at $16 billion. Duein part to shutdowns caused by thepandemic, the price was renegotiateddown to $131.50 a share in October,saving LVMH $430 million.

The National Association of Real-tors releases its Pending Home SalesIndex for November. Expectations arefor a flat reading, month over month.The index fell by 1% in September andOctober after posting strong gains inthe summer. The index currentlystands just below its all-time peakset earlier this August.

Devon Energy andWPX Energyhold special shareholder meetings toseek approval for their proposed all-stock merger of equals first an-nounced in late September. Under theterms of the deal, Devon shareholderswould own about 57% of the com-bined entity, which would have anenterprise value of roughly $16 billion.

The Census Bureau reports the in-ternational trade balance in goods forNovember. It’s expected to come in atabout an $80 billion deficit, similar tothe past four months. The trade deficitin goods hit a record monthly high of$83.9 billion in August.

TheMortgage BankersAssociationreleases its Market Composite Index,which tracks mortgage-loan applica-tion volume, for the week ending onDec. 25. The index is up strongly yearover year, as the 30-year fixed rate is afull percentage point lower than a yearago, at a recent 2.86%.

Thursday 12/31Fixed-income markets close earlyat 2 p.m. EST for New Year’s Eve.However, the New York Stock Ex-change and Nasdaq keep regulartrading hours.

The Department of Labor reportsinitial jobless claims for the weekending on Dec. 26. Jobless claimshave increased in December, averag-ing 852,000 a week, as Covid-19 caseshave spiked in parts of the country.Until December, claims had fallenevery month since April, averaging740,500 a week in November, downfrom the April peak of more than fivemillion a week.

Friday 1/1Stock and bond markets are closedin observance of New Year’s Day.

Coming EarningsConsensusEstimate Yearago

None

Consensus EstimateDay ConsensusEst LastPeriod

W DecemberChicagoPMI 56.5 58.2

NovemberWholesale Inventories - p 1.0% 1.1%

NovemberPendingHomeSales -1.0% 1.1%

Unlessotherwise indicated, timesareEastern. a-Advanced;f-Final; p-Preliminary; r-Revised Source: FactSet

Formore informationabout comingeconomic reports- andwhat theymean - go toBarron’s freeEconomicCalendar atwww.barrons.com

The Institute for Supply Managementreleases its Chicago Purchasing ManagerIndex for December. Expectations are for

a 56.8 reading, a decrease from November’s 58.2.

Wednesday

Epic Rise of aBattery MakerQuantumScape’s amazing rise continued this past week,like a gift from amarket Santa. Shares of the electric-vehiclebattery maker closed at $131.67, up another 39% after rallying29% onMonday. The stock gained almost 70% over oneweek, and 390% since going public in late November.

On Tuesday, Quantum stock was worth $59 billion, basedon fully diluted 448 million pro forma shares outstanding.The company passed rivals, including LG Chem, SamsungSDI, and Panasonic, in market value. One exception:China’s Contemporary Amperex Technology,which wasworth roughly $110 billion. But Quantumwas also larger inmarket value than FordMotor andGeneral Motors, everyauto component of the Russell 3000 exceptTesla, and twoof the largest auto-parts companies in the world, Japan’sDenso and Germany’s Continental. The shares fell backlater in the week to a market cap of $51 billion.

QuantumScape went public in a merger with a specialpurpose acquisition company, or SPAC, Kensington CapitalAcquisition. GMO’s Jeremy Grantham invested $12.5 millionin QuantumScape seven years ago through his foundation, a4.8-million-share stake nowworth $551 million. (GMO con-firmed that he still owns all the stock.) Grantham dislikesSPACs, he told the Financial Times, but the stake “acciden-tally” turned into the largest investment he has ever made.

What’s really driving the shares? Anecdotally, there isn’tmuch stock to borrow, which suggests a short squeeze. AndEVs and batteries are hot right now. Tesla continues to rise,and Reuters reported thatApple plans to enter the EVmar-ket by 2024, with its own battery technology, which mightcompete with Quantum’s. Or maybe it’s just Santa. —Al Root

Bull RushSince going public in late November,QuantumScape stock has outpacedeven Tesla’s.

Sources: FactSet; Marketwatch

Race to the TopQuantumScape has quickly climbedinto the top ranks by value ofauto-related companies.

QuantumScape & Tesla Shares,December 2020

Sampling of Auto Industry StocksBy Market Capitalization (bil)

Tesla $607.0Contemporary 110.4Amperex Tech

QuantumScape 59.0

General Motors 58.5

LG Chem 58.2

QuantumScapeTesla

Dec.

0

100

200

300%

IllustrationbyEliasStein


about 4% since Dec. 9, when the companywas hit with similar lawsuits. Facebookhas gained roughly 30% year to date, whileAlphabet is up 29%.

Investors appear to be betting that noth-ing will come of the U.S. lawsuits—or thatthe largest U.S. tech companies might beworth as much, or more, if broken up. InChina, however, the government is the law.If it has a problem with Alibaba, Alibabahas a problem.

China isn’t targeting only Alibaba—it isalso targetingMa, who controls Ant Finan-cial, which was forced to pull a planned $34billion initial public offering last month afterthe deal ran afoul of Chinese authorities.Alibaba and Ant said in separate statementsthat they would cooperate with regulators.

China released draft antimonopoly ruleslast month designed to rein in big internetcompanies. Regulators are now lookinginto Alibaba’s use of exclusivity arrange-ments with merchants who sell on its e-commerce platform, preventing them fromworking through rivals like JD.com (JD).

Kessler, the Raymond James analyst,says the tricky part with Alibaba will bequantifying the hit to revenue, if any. AndChina’s regulators are likely to go afterother companies, he says.

Analysts estimate that Alibaba will report$106 billion in sales for the fiscal year end-ing in March 2021, according to FactSet.That would be a 49% increase from fiscal-year 2020. Kessler told Barron’s that e-com-merce sales industrywide are growing at a20% rate in China. Alibaba’s practices “don’tseem to be hurting competitors,” he says.

Trade risk could also remain an issue forU.S. investors in China. President DonaldTrump’s tariffs on Chinese goods roiledmany industries. Investors don’t yet knowhow a Biden administration will treat China.“Trade has been a struggle,” says Rich Sega,global chief investment strategist at Conning.He is hopeful that trade policy will befriendlier under Biden, whom Sega believesis “less likely to use tariffs as a weapon.” B

China TellsAlibabaIt MeansBusinessWith Chinese regulators investigatingantitrust practices at Alibaba, investorsgot a reminder that China’s stockmarket continues to be risky

As the year draws to a close,global investors face increasingrisks related to China, even asthe country offers long-termopportunities.

No one got a harsher re-minder of that fact this past

week than Jack Ma, the billionaire founderof Chinese e-commerce giantAlibabaGroup Holding (ticker: BABA), as China’sgovernment decided on Christmas Eve tocrack down on the sprawling and hugelysuccessful business.

Beijing launched an antitrust investiga-tion into Alibaba, while Ant Group, thecompany’s finance unit, was summoned tomeet with banking watchdogs to discussfinancial regulations. In other words, Ali-baba must play by China’s rules.

Alibaba’s U.S.-listed shares got ham-mered by the news, falling 13.3% on Dec.24 to $34.18. That’s the largest daily per-centage decline since the company wentpublic in 2014, and caps a 30% drop fromthe stock’s late-October peak. “It’s a bit ofan overreaction,” says Raymond James ana-lyst Aaron Kessler, of Thursday’s selloff,adding that shares are still a Strong Buy.

Shares are up almost 5% so far the year.Alibaba’s drubbing stands in sharp con-

trast to the negligible reaction of U.S. techgiants’ shares to the persistent threat ofantitrust prosecutions in recent years.

Shares ofAlphabet (GOOGL), parent ofGoogle, are up about 13% since Oct. 19, theday before the Department of Justice andvarious states filed lawsuits accusing Al-phabet of operating an illegal monopoly.The Nasdaq has rallied 11% in the samespan. Shares of Facebook (FB) are down

By AL ROOT AND LIZ MOYER

Alphabet, Facebook, and Alibaba shares,November to YTD 2020

Alibaba’s WoesFacebook and Alphabet shares haveoutpaced Alibaba since affiliate Ant’s IPO wasderailed in November.

Source: FactSetNov. Dec.

-40

-20

0

20%

AlibabaFacebook Alphabet

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© 2020Dow Jones & Co., Inc. All rights reserved. 2E7837


By ANDREW BARY

T his past year was extraordi-nary by any definition. TheCovid-19 pandemic shocked

the world, and the stock market plum-meted before staging one of its greatestrallies ever.Are stocks ahead of themselves, or

aremore gains in store for 2021?Whatare your predictions for next year?Take our 20th annual forecastingchallenge and see howwell you do. The2020 competition drew about 4,000entries.The rules: Only one answer per

question, although some questionsmayhavemore than one right answer.Based onhistory, a score of 12 (out of apossible 18 points)might be enough towin. Thewinner gets a two-year sub-scription toBarron’s and lunch inNewYorkwith theBarron’s staffmember ofthewinner’s choosingwhenthe pandemic ends.

1.Whatwill the Dow JonesIndustrial Average return in2021, including dividends?� A: Negative �B: 0.1% to 10%

�C: 10.1% to 20% �D: Above 20%

2.Whatwill be the year’sbiggest financial surprise?� A: The S&P 500 index gains

another 15%.

�B: Interest rates rise, and the

10-year Treasury ends at a

yield of 1.75% ormore (it’s now

around 0.95%).

�C: Oil prices rally, with crude

finishing above $60 a barrel

(West Texas Intermediate crude

is now around $45).

�D: Electric-vehicle mania ends;

Tesla stock falls at least 40%.

� E: None of the above

3.Which S&P 500 sectorwillfare best in 2021?� A: Technology �B: Energy

�C: Health care �D: Financials

� E: Utilities

4.Wherewill Bitcoin end? It’s nowaround $23,000.� A: $10,000 or below

�B: $10,001 to $20,000

�C: $20,001 to $30,000

�D: Above $30,000

5.Which FAANG stockwillfare best in 2021?� A: Alphabet �B: Apple

�C: Amazon.com �D: Facebook

� E: Netflix

6.Which hot 2020 IPOwillfareworst in 2021?� A: Snowflake

�B: Palantir Technologies

�C: DoorDash

�D: Airbnb

7.Which losing stock from2020will do best in 2021?� A: Carnival

�B: ExxonMobil

�C: Intel

�D: Boeing

8.What coursewill the pandemictake in the U.S.?� A: Vaccine rollout is an almost

complete success, and life is

close to normal by year end.

�B: Vaccine rollout proves

ineffective, and Covid-19 cases

remain high (25,000 a day or

more) at year end.

�C: Moderate success of

vaccine program: Covid-19

cases nationwide are still

over 10,000 a day at year end,

andmask-wearing is widely

recommended.

9.Whatwill happen inWashington, D.C.?� A: Corporate-tax increase

gets enacted.

�B: Income taxes are raised.

�C: Student-loan forgiveness

of $10,000 ormore for

every borrower is adopted.

�D: Major climate-change

legislation is passed.

� E: None of the above

10.Whatwill be the hottestIPO of 2021 (measured byperformance from IPO price)?

� A: Coinbase (Bitcoin dealer)

�B: Instacart (supermarket

shopping)

�C: Bumble (online dating)

�D: Robinhood (online broker)

� E: Stripe (financial-tech leader)

� F: None goes public.

PredictWhat’sAheadFor 2021Take Barron’s 20th annual

forecasting challenge and tell

us what you think will happen

with markets, companies, and

our country next year

11.Name the top stock in theDow Jones Industrial Averagein 2021 (including dividends).Worth two points.

12.Name theworst stock in theDow Jones Industrial Averagein 2021 (including dividends).Worth two points.

13.Which asset classwill generatethe best returns in 2021?

� A: U.S. stocks (S&P 500 index)

�B: Gold

�C: U.S. bonds

(AGG exchange-traded fund)

�D: Commodities

(DBC Commodity ETF)

� E: Bitcoin

14.Which companywill agreeto be taken over in 2021?

� A: ViacomCBS �B: Biogen

�C: Peloton Interactive

�D:Walgreens Boots Alliance

� E: DocuSign

� F: All will remain independent.

15.Whichwinning stock from2020will do best in 2021?

� A: Tesla

�B: ZoomVideo Communications

�C: Peloton �D: Moderna

16.Which CEOwill no longer beat the helm at the end of 2021?

� A: Berkshire Hathaway’s

Warren Buffett

�B: BlackRock’s Larry Fink

�C:Wells Fargo’s Charles Scharf

�D: Intel’s Bob Swan

� E: Facebook’s Mark Zuckerberg

� F: All will still be on the job.

17. Tiebreaker: At what levelwill the Dow Jones IndustrialAverage finish 2021? (It’s nowaround 30,000.)

My choices are: 1, C; 2, B; 3, B; 4, A;5, A; 6, A; 7, B; 8, A; 9, C; 10, C; 11,

Walgreens; 12, Salesforce.com; 13, D;

14, B; 15, D; 16, A; 17, 34,001.

We’ll name awinner at the startof 2022. Entries can be submittedthrough our interactive systemonline.Alternatively, submissions can be sentvia email to [email protected]. Thedeadline is Sunday, Jan. 3. No one fromNewsCorp, our parent, is eligible towin.Nomail entries are permitted thisyear because of the pandemic. B

TAKETHEQUIZONLINEAn interactiveversion of thisquiz is nowavailable atbarrons.com/2021quiz

IllustrationbyDaveKlug


and replace pools, haven’t had an easytime of late. As an obvious beneficiaryof the Covid-19 pandemic, the stocksoared 130% from its March 2020 lowthrough its November high. Yet likemany stay-at-home stocks, it sold offon recent headlines about a potentialcoronavirus vaccine—it’s down 7%since its peak, to about $365 recently.

With lockdowns continuing andpools in need of maintenance, that’san opportunity for investors to buyinto an industry leader with a remark-ably stable growth outlook.

Covington, La.–based Pool Corp.,with a market value of nearly $15 bil-lion, didn’t need the pandemic toboost its business. In the five years

ended in 2019, the company’s salesgrew by 8% annually, helping its stockreturn an annualized 29% over thatperiod, more than double the S&P500 index’s 12% annual return.

Nearly 60% of Pool Corp.’s revenuecomes from nondiscretionary itemsfor existing pools—such as chemicals,maintenance, and repairs—and an-other 24% comes from replacing orrefurbishing these existing pools. Thatcreates the kind of recurring revenuethat Wall Street loves to see.

The coronavirus lockdowns tookthe company’s business to anotherlevel. In October, Pool Corp., whosebiggest markets are in California,Texas, and Arizona, beat earningsforecasts and predicted that it wouldearn between $8.20 and $8.50 ashare for the full year, up from aprior range of $7.05 to $7.45.

The stock’s recent drop had noth-ing to do with its financials. It tum-bled 16% on Nov. 9, after Pfizer firstsaid that its vaccine for Covid-19 wasat least 90% effective, as investorsworried about whether the companycould keep up its strong growth post-pandemic.

For Pool Corp., the answer ap-pears to be an unequivocal yes. Forone, the surge in demand for newpools probably isn’t over. Considerthe backlog at Blue Haven Pools &Spas, a contractor in Jacksonville,Fla. The company tells callers in arecorded message that it’s booked forthe next two or three months. Add inconstruction time, and it will be fiveor six months, at least, before home-owners can go for a dip.

“Pool-focused contractors areslammed,” says Pool Corp. Chief Fi-

This Pool StockGot a BigCovid Boost. It’s Still a Buy.Consumers who installed swimming pools will have to pay to maintainthem for years to come. That’s good news for Pool Corp.

During the great kiddie-pool shortage of 2020,parents scrounged far andwide for options to keeptheir kids cool and enter-tained through the lock-down. Plastic tubs may

soon be forgotten in the garage, butconsumers who installed the real thingwill be paying to maintain their poolsfor years to come, pandemic or not.And that’s great news for Pool Corp.

Shares of Pool Corp. (ticker:POOL), which distributes swimming-pool supplies and the equipment pro-fessionals use to maintain, refurbish,

By TERESA RIVAS & AL ROOT

nancial Officer Mark Joslin. “It nevergets quantified, it’s all anecdotal, butthe anecdote is [the contractors] ha-ven’t seen a market like this before.”

Covid has also led to an uptick inhomeownership, especially in the sub-urbs, notes Sandy Villere, partner andportfolio manager at Villere & Co. Andeven with a vaccine, families may con-tinue to prefer the comfort of home toa public pool. He also points out thatmore people are moving to Sunbeltstates, where the swimming season islonger. And the lifespan of a pool,wherever it is built, isn’t all that long.

“There are roughly 5.5 millionpools [in the U.S.], and every seven to10 years they need to be replaced orrefurbished,” Villere says.

Pool stock isn’t exactly cheap. Ittrades at just under 40 times nextyear’s earnings, an 80% premium tothe S&P 500. But Pool Corp. has al-ways commanded a premium valua-tion due to its growth and the stabilityof its business—the company hasn’tlost money since at least 1994.

“Each time a new pool is put inanywhere, it grows the installed baseand becomes another recurring an-nuity for Pool Corp.,” Villere says.“This is a nondiscretionary spend,and people pay to maintain thesepools, much like people pay theirphone bill or electric/light bill.”

KeyBanc Capital Markets analystKenneth Zener calls Buy-rated PoolCorp. “expensive but worth it.” Heraised his price target to $400 from$335 after the company reportedstrong third-quarter results in Octo-ber. He models 11% sales growth for2021, higher than recent history, andbelieves Pool Corp. can trade forroughly 44 times his estimated 2021earnings of $9 a share.

The market certainly seems upbeatabout the industry as a whole: Les-lie’s (LESL), a smaller pool company,jumped 30% during its October ini-tial public offering. Originally pricedat $14 to $16 a share, it was bumpedup to $17 a share, opened above $20,and now trades at $28.17. Leslie’s istrading at about 52 times estimated2021 earnings.

If Pool Corp. can make up half thatgap in valuation on 2021 earningsestimates of $9.19, its stock could beworth $423, 16% higher than where itclosed Wednesday. On 2022 earningsof $10.29, it would be worth $473, up30%.

Yes, Pool Corp. stock has had a bigrun—but it isn’t too late to dive in. B S

tanislaw

Pyte

l/Getty

Images

Diving InAfter doubling off the S&P 500’s March low, Pool Corp. stockcould be getting ready to run again.

Source: FactSet

150%

100

50

0

-50

Apr. 2020 Aug. Dec.

Pool Corp.

S&P 500

March 20th


cash. That’s close to 30% of its marketcap of just $2 billion. The companyhas also vowed to buy back stock inthe current quarter.

Maybe you turn to Yelp for diningrecommendations. But restaurantsaccount for only a tenth of its reve-nue. Almost half comes from itshome and local services segment:plumbers, gardeners, electricians,and the like.

Stuck at home during the pan-demic, consumers began sprucing uptheir nests. Home and local servicerevenue rose 20% sequentially in theSeptember quarter, growing in themid-single digits from the same quar-ter a year ago. Yelp had a sequentialincrease of 130,000—almost 35%—inpaying businesses. Searches increased40% from the June quarter.

For years, Yelp relied on a big salesteam to peddle ads to mom-and-popbusinesses. Now, the model is shifting.Yelp has rolled out a self-service sys-

tem that businesses can use to buy adswithout salespeople. And it’s sellingads to businesses with multiple loca-tions, including national chains.

The company monetizes only about20% of the leads it generates in homeservices, CEO Jeremy Stoppelman,who co-founded Yelp in 2004, tellsBarron’s. It is taking steps to increasethat total. Yelp has added new lead-generation tools for contractors, in-cluding Request-a-Quote for seekingbids for home projects.

It has been a long climb back fromthis past spring, when Stoppelmansays he worried that the pandemicthreatened the company’s viability.“By mid-March, there was a massiveslowdown,” he says. “Our ad revenuetook a significant hit. Everyone wasscrambling to survive. We had to re-configure the business.”

In April, Yelp laid off 1,000 peopleand furloughed 1,100 more, reducingits workforce by more than a thirdwhile cutting salaries and work hoursfor the rest. The company grewMarch-quarter revenue 6%, but condi-tions unraveled in the June quarter asthe virus spread. Revenue in the pe-riod fell 32% from the prior year, witha similar decline versus the Marchquarter. Yelp lost almost $24 millionin the quarter.

“It was a very difficult chapter inYelp’s history,” Stoppelman says. “Itisn’t easy to say goodbye to peoplewho are doing a perfectly good job. Iwent through 2008 as CEO of Yelp—we were pre-IPO—riding off venturecapital rather than profitability andnot expecting to make any money. Itslowed us down, and we stoppedhiring, but we didn’t lay people off.”

After a difficult spring, conditionsimproved. “Things reconfigured,” hesays. “By summer, we started seeinga recovery. Virus cases took a dive.Business activity started to pick up.In the initial fog of war, everythingwas bad. But we began to see a lot ofdemand for home services, with somany people spending so much timeat home.”

In August, many restaurants re-opened as Covid-19 cases fell, andYelp’s business rebounded. The com-pany brought back almost all of thefurloughed staff and reversed salarycuts.

In the September quarter, revenuewas down 16% from a year ago, but up31% from the June quarter, crushingWall Street estimates by almost $20million. As restrictions eased, restau-

rant ad revenue doubled in the thirdquarter from the second quarter.

Those numbers prompted ShwetaKhajuria, an analyst with RBC CapitalMarkets, to raise her rating on Yelpstock to Buy from Hold. The numbers,she says, show a company on themend—and benefiting from adjust-ments to its business model. She hasa $34 price target on the stock, about33% above the current level. If thosechanges continue to pay off, the stockcould head north of $40 for the firsttime since 2018.

Justin Patterson of KeyBanc CapitalMarkets recently wrote that Covid-19vaccines are a positive for home ser-vice plays like Yelp, suggesting thatthe consensus forward revenue andmargins estimates are too conserva-tive. The Street consensus calls for2021 revenue of close to $1 billion,with low-double digit growth.

Yelp projects revenue for the De-cember quarter in the range of $220million to $230 million, althoughrecent shutdowns have investorsworried about a miss. Such a disap-pointment wouldn’t change the factthat vaccines are rolling out—or theexpectation that consumer behaviorwill change as the economy reopens.

Khajuria says Yelp will reboundfaster than other travel and entertain-ment businesses. The summer bouncein the company’s results, she notes,demonstrates pent-up demand fordining out—even for people reluctantto travel or attend public events.

Recent antitrust litigation againstAlphabet (GOOGL) unit Google, arival in reviewing restaurants andhome services, could result in mea-sures that help Yelp. But that doesn’tneed to happen for the stock to work.Expect better reviews in 2021. B

As a Reopening Play, YelpDeserves a Positive ReviewThe online recommendation site is growing its home and local service business andsetting itself up for a rebound when restaurants fully reopen. Plus, its stock is cheap.

YELP / NYSE

Year in ReviewHow Yelp’s stock has performed in2020.

Source: FactSet2020

15

20

25

30

$35

“Everyonewasscramblingto survive.We had toreconfigurethebusiness.”Yelp CEOJeremyStoppelman

Yelp stock might merit onlya one-star review for 2020.

The widespread shut-down of indoor dininghas weighed heavily on theonline recommendationservice. Yelp shares have

lost 20% of their value this year, trad-ing at a recent $26.53 and underper-forming the Nasdaq Composite indexby more than 60 percentage points.

Yet changes in its business model,combined with hopes for a reopeningof the economy as Covid-19 vaccinesarrive, give reason to think that Yelp(ticker: YELP) can reach for the stars.

Yelp is trading for a modest twotimes estimated forward sales, wellbelow TripAdvisor (TRIP) at 3.5times and Booking Holdings(BKNG) at eight times. And really, thestock is even cheaper: Yelp ended Sep-tember with almost $600 million in

By ERIC J. SAVITZ

IllustrationbyRobDobi

w013_p2bw

363000_0_w01300_1________xa2020_01.pdf 1

26-Dec-20 04:36:18


Barron’s is seeking to honor women who have achieved positions ofprominence and influence within financial services, who are helping toshape the industry and leading it confidently into the future.

For full details and to submit a nomination, visitbarrons.com/b100womenbarrons.com/b100women

Nominations must be submitted by December 31, 2020.Nominations must be submitted by December 31, 2020.

SUBMISSIONS NOW OPEN

© 2020 Dow Jones & Company, Inc. All rights reserved. 4E5147

K8P0V4L


T E C H T R A D E R Struggling to find unknown and unloved techcompanies that are cheap? Jeffrey Myers ofCobia Capital suggests two.

Why Apple Will StayIn Its Lane if It DrivesToward Auto Market

Root has calculated, the world’s 26largest auto makers last year had salesof more than $2 trillion combined.

But I find the notion of Apple be-coming a full-fledged car companyfar-fetched. Sure, Apple has long beennibbling around the edges of the automarket with its CarPlay service forin-cabin entertainment and maps. YetApple’s expertise is in design, engi-neering, logistics, and marketing. Itdoesn’t manufacture anything, relyingon contractors to make phones, Macs,and other wares. As Citigroup analystJim Suva notes, making cars wouldcompress Apple’s margins, making itan unlikely strategy.

At the same time, Apple is not justgoing to ignore a $2 trillion market.Morgan Stanley auto analyst AdamJonas wrote last week that he and histech analyst colleagues have longthought that Apple would one daydesign and engineer a car.

“It’s not that we believe Applewants to get into the auto industry asconceived by today’s auto companies,but that Apple may have an interestin enhancing the driving experience

with vertical integration of hardware,software, and services,” he said in aresearch note.

Jonas thinks that the value of ser-vices in the “internet of cars”—multi-ply monthly active users (drivers) byaverage revenue per driver—coulddwarf sales from simply selling cars.“The world’s 1.2 billion light vehiclestravel in excess of 10 trillion miles peryear, and humanity spends over 600billion hours of time inside automo-biles annually...the equivalent of 68million years,” he said.

Now, imagine those were autono-mous cars. That would free up a lotof consumer time to watch Apple TV+,listen to Apple Music, read AppleNews, and play in Apple Arcade oniPhones, iPads, or MacBooks.

Tesla CEO Elon Musk entered theiCar discussion on Tuesday. In atweet, he said that during a difficultmoment for his company, he reachedout to Apple CEO Tim Cook to discussselling Tesla to Apple for a 10th of therecent price (let’s call it $60 billion).Cook “refused to take the meeting,”Musk wrote.

Whether an Apple/Tesla combina-tion would have worked, we’ll neverknow.

L et’s get small: The huge 2002tech rally has stripped thelandscape clean of obviousbargains. (Though I think I

found one in Yelp [YELP], see page13.) In search of cheap merchandise,I chatted recently with Jeffrey Meyers,proprietor of Cobia Capital, a NewYork–based hedge fund. His prefer-ence is for unloved and unknown techcompanies with market caps under

$3 billion that trade at modest multi-ples. Here are two examples.

Meyers is keen onAirGain(AIRG), which makes antennae forfixed and mobile wireless applica-tions. He’s especially jazzed about theprospects for a new AirGain antennafor first-responder vehicles that al-lows them greater range so radio sig-nals can penetrate farther into build-ings. AirGain is up about 40% thisyear, but he sees higher highs. Nowtrading for about $15, it could be a $75stock a few years from now, he thinks.

He is also enthusiastic about Nor-dic Semiconductor (NOD.Norway),a Norwegian company that makesBluetooth chips for things other thansmartphones: headsets, keyboards,mice, and other applications. Meyersnotes that the chips are found, forinstance, in Tile tracking devices,which can be attached to almostanything that you wouldn’t want tolose—your dog, say, or your keys.Apple is rumored to be working ona similar product, which he thinksalso could include Nordic’s chips.

Nordic shares aren’t as cheap asthose of other Meyers picks, but thecompany is seeing acceleratinggrowth—revenue was up 45%, yearover year, in the September quarterand 34% sequentially—in a growingniche. Nordic, meanwhile, is gainingsome early traction in chips used incellular-based Internet of Thingsapplications.

Wall Street is looking for…well,there aren’t any U.S. analysts. Justthe kind of stock Meyers loves. Nordiccould be acquisition bait for manypotential buyers, he says, as the chipsector continues to consolidate. B

By Eric J. Savitz

T alk thatApplecould launch anautonomous car assoon as 2024 hadthe market abuzzthis past week.

The iCar chatterstarted with a Reuters report, andinvestors responded by bidding up themarket cap of Apple (ticker: AAPL) byabout $145 billion fromMonday’s lowto Tuesday’s close. That’s more thanthe market values of FordMotor (F),General Motors (GM), and FiatChrysler (FCAU) combined. Imagineif Apple had actually announcedsomething.

Stories about Apple’s ambitions inthe automobile market have swirledfor at least a decade. “Steve Jobs, ifhe’d lived, was going to design aniCar,” Mickey Drexler, a former Appleboard member, said in a 2014 inter-view at the Parsons School of Designin New York. Over the years, therehave been reports that Apple hashired hundreds of engineers for whatis supposedly known as Project Titan.The Reuters report says that Applehas new battery technology that willprovide longer range and lower coststhan existing batteries used by Tesla(TSLA) and others. Apple isn’t sayinganything—it never talks about unan-nounced products—but I doubt thatwe will see iCar dealerships anytimesoon.

To be clear, the appeal of this idea isobvious. Apple’s sales are enormous—Wall Street expects $330 billion in theSeptember 2022 fiscal year. To drivemeaningful growth, it must aim atlarge markets. And as my colleague AlC

hristian

Kaspar-Bartke/G

etty

Images Apple is very unlikely to

become an auto maker likeTesla. At the same time, thereis a huge potential market inthe “internet of cars.” A Tesla. Could Apple be a rival?


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I N C OM E I N V E S T I N G U.S.-domiciled sustainable investments totaled$17.1 trillion at the beginning of 2020, up 42% from$12 trillion at the beginning of 2018.

Here’s Sage Advice:Consider ESG BondsDespite Low Yields

I f you have ever wonderedwhich bond issuers are themost sustainable, wonder nomore: They include the Coun-cil of Europe DevelopmentBank, the European Invest-ment Bank, and German state-

owned development bank KfWGroup.That’s according to a new ranking

by Sage Advisory, an Austin, Texas,investment advisor with a large insti-tutional environmental, social, andgovernance, or ESG, fixed-incomepractice. The nearby table shows theranking for the top 10, including rele-vant factors such as yield; for the top20, please see Barrons.com.

Rounding out the top 10 are RELXCapital, a unit of British informationand analytics company RELX (ticker:REL); the Inter-American Develop-ment Bank; real estate firm CBREGroup (CBRE); the Asian Develop-ment Bank; Rabobank Nederland;testing-equipment manufacturerKey-sight Technologies (KEYS); officedeveloperKilroy Realty (KRC); andMunich Reinsurance.

Typically, yields for sustainablebonds are smaller than those for is-sues with lower ESG ratings, reflect-ing reduced risk and the so-calledgreenium. That’s likely to change assustainable bonds become more popu-lar. Writes UBS strategist MarkHaefele: “Most green bonds trade fairon the issuer’s yield curve, and wethink such scarcity premiums willremain small at just a few basispoints. The ‘greenium’ would also fadeas issuance rises.”

In fact, yields on Sage’s top 50, inthe aggregate, compare well to compa-

rable bonds. It isn’t apples to apples—many issues don’t have a 10-yearbond, for example. Still, Sage did thebest it could. The average issuer on thelist of top 50 is rated A2/A, and theaverage “yield to worst” is 1.66%.Yield to worst is a measure of the low-est possible yield you can receive on abond, based on the date it can getcalled away. By contrast, theBloomberg Barclays US Intermedi-ate Corporate Index andBloomberg Barclays US Aggregateboth yield 1.16%.

Sustainable-bond issuers shouldn’tbe confused with green bonds, whichare issued specifically to fund climateand environmental projects. These areissuers ranked by Sage’s assessment of

their ESG practices.What’s more, a list of sustainable

issuers will look different from one ofsustainable public companies—likethe one Barron’s publishes every win-ter based on data from Calvert Re-search &Management—partly be-cause the Sage ranking includes anumber of development banks thatdon’t issue equity, and many compa-nies high in the rankings don’t havebig bond issues.

Still, generally speaking, the Sageranking of the top 20 includes manyof the same companies that top Bar-ron’s list of sustainable companies:CBRE, Keysight,HP (HPQ), Best Buy(BBY), Cisco Systems (CSCO),Nvidia (NVDA),W.W. Grainger(GWW), andAdobe (ADBE).

High ESG ratings—for bonds aswell as stocks—mean risk reduction,says Bob Smith, president and chiefinvestment officer of Sage Advisory,who began his career rating bonds atMoody’s. “Like on the equity side,you’re buying quality, stability, safety,the ability to withstand adversity,”says Smith.

Indeed, higher-rated ESG bondsperformed better during this year’scrisis, similar to how they performedduring the 2012 European sovereigndebt crisis and the 2016 energy crisis,

according to research by NorthernTrust Asset Management.

“Anchor to windward, the ballast inyour tank, all the things you hearabout why ESG matters were re-flected” in the performance of highlyranked ESG bonds during the crisis,Smith says. “The true virtue is thatthese are exceptionally good diversifi-ers relative to higher-beta equity port-folios” that have a lot of risk.

Companies are increasingly willingto publish ESG metrics and try to im-prove them because of the flood ofinterest in sustainable investing. U.S.-domiciled sustainable investmentstotaled $17.1 trillion at the beginning of2020, up 42% from $12 trillion at thebeginning of 2018, according to USSIF, a prominent trade group for thesustainable-investment industry.

Sage analyzed and ranked the issu-ers according to a proprietary “leafscore,” which assesses the ESG macrorisk for each industry, and then evalu-ates it on a company level. The scoreranges from 1 to 5, with 5 representingESG leaders.

Sage looks at factors includinggreenhouse-gas emissions, watermanagement, carbon intensity, com-munity involvement, discriminationpolicy, ESG performance targets,board diversity, and climate-changerisk, among others. It also looks atcontroversy analysis, considering thecritical issues a company has faced inthe recent past and how it handledthem. It excludes tobacco companies,coal miners, and small arms makers.

Sage, which has $15 billion in assetsunder management, has incorporatedsustainability analysis into its portfo-lios for several years, starting withnegative screening five years ago andadding more sophisticated analysissince then. “Our work is really devotedtoward trying to get people comfortablewith ESG as a risk-mitigation process,”says Smith. “This is just an expansionof fundamental research.”

Some of the issues in the top 50 arebelow investment grade, but havegood ESG scores. Says Smith: “Thesemay be indicators of better credit as-sessments” to come. In all, Sage hasscored about 1,200 issuers with $890billion in issuance. B

By Leslie P. Norton

The 10 Most Sustainable Bond IssuersSage Advisory ranked issuers according to its own ESG rating system.

Moody’s/ Yield to MaturitySage Top 10 Country Sector S&P Rating Worst* Date

Council of Europe France Financials Aa1/AAA 0.41 2/27/2025Development Bank

European Investment Bank Luxembourg Financials Aaa/AAA 1.01 9/23/2030

KfW Group Germany Financials Aaa/AAA 1.02 9/30/2030

RELX Capital U.K. Industrials Baa1/BBB+ 1.70 5/22/2030

Inter-American U.S. Financials Aaa/AAA 0.99 6/15/2029Development Bank

CBRE Group U.S. Real Estate Baa1/BBB+ 1.17 3/1/2026

Asian Development Bank Philippines Financials Aaa/AAA 1.04 10/8/2030

Rabobank Nederland Netherlands Financials Aa3/A+ 1.88 5/29/2029

Keysight Technologies U.S. Information Baa2/BBB 1.64 10/30/2029Technology

Kilroy Realty U.S. Real Estate Baa2/BBB 2.26 2/15/2030*Yield as of Dec. 20. Source: Sage Advisory


HOW TO PLAYA REBOUNDIN DEMANDFOR TRAVELLeisure over business. Cars over airplanes.Analysts see anuneven recovery thatwill boost some companies andsectors sooner thanothers.

Here are six potentialwinners.

Photographs by ANDREW B. MYERS

By LAWRENCE C. STRAUSS

barrons.com/b100women

Nominations must be submitted by December 31, 2020.


(Backgro

und)SuttipongSutira

tanachai/Getty

Images


Corporate travel has fallen offa cliff during the pandemic,taking airline traffic with it.The Las Vegas Strip, ordi-narily bustling with confer-ence-goers and leisure trav-elers alike, more resembles aquiet resort town than the24/7 hive of activity it usu-ally is. No cruise ships—aside from some Covid-stricken stragglers—haveembarked from or entered

U.S. ports since mid-March.Even domestic leisure travel, a

relatively bright spot over the sum-mer and into the fall, is coming upagainst a surge of Covid-19 cases anda fresh round of travel and commer-cial restrictions around the country.Pennsylvania, for instance, recentlyclosed its casinos for the second timethis year to combat the spread of thecoronavirus. Nearly 70% of Ameri-cans said they wouldn’t travel forChristmas, according to a recent sur-vey commissioned by the AmericanHotel & Lodging Association.

It’s not exactly a picture postcardfor travel and tourism these days.

And yet, travel and leisure stocks—including cruise, lodging, casino, andtime-share names—have been on atear. (For a look at airline stocks, turnto page 23.) Some are up 20% or morein recent weeks, though many remaindown on the year. A big impetus camein early November when promisingnews about the efficacy of Covid-19vaccines began to emerge, and thegood feelings continued with the ap-proval and rollout of vaccines.

“It’s a belief that travel will comeback,” Geoffrey Ballotti, CEO ofWyndhamHotels & Resorts (ticker:WH), tells Barron’s. “It’s a belief thatpeople want to get out of the house.They want to travel. They want to seethings come back to normal.”

Still, while the vaccines should pavethe way for better times and earningsacross the travel and tourism industry,the speed and takeup of the rollout arewild cards. Many Americans haveseen their incomes and travel budgetstake a hit, and there is also sure to besome lingering skittishness amongpeople and businesses. Investors,then, need to have a framework.

“From a high level, the way we havegone about this, No. 1, is thinking aboutleisure versus business, No. 2, drivingversus air travel and, No. 3, outdoorsversus indoors,” says David Katz, aleisure and gaming analyst at Jefferies.

Katz expects leisure and businesstravelers will unleash a lot of pent-updemand, starting in the middle of 2021and extending into early 2022. They“will be looking to get out and traveland get caught up,” he says.

With that in mind, investorsshouldn’t fret that they’ve missed theboat. For one thing, there are sure tobe pullbacks after the rally as pan-demic news ebbs and flows. What’smore, some sectors will rebound morequickly than others and there could bebargains among the laggards.

“It’s about picking my names care-fully—the ones I have confidence inthat there’s not any lingering problemsor some sort of impairment to thebusiness model,” says Patrick Scholes,who covers cruises and lodging forTruist Securities.

He points to time-share companies,such asWyndhamDestinations(WYND),Hilton Grand Vacations(HGV), andMarriott VacationsWorldwide (VAC), as compelling

picks because they’ll benefit from astrong demand for domestic leisuretravel and a steady stream of fee in-come, among other things. Marriott’sshares are up about 3% this year, butthe others are still underwater.

They all trade at less than 10 timesenterprise value (mainly market capi-talization, plus net debt) to consensusestimates for 2022 earnings beforeinterest, taxes, depreciation, andamortization, or Ebitda. That com-pares with more than 16 times fortraditional lodging companies likeMarriott International (MAR) andHiltonWorldwide Holdings (HLT).

As for the surge in travel and leisurestocks, Scholes says: “It’s purely vac-cine trade momentum here, becauseit’s not like hotel bookings and roomrates are seeing any green shoots.”During the week ended Dec. 12, forexample, revenue per available room, akey hotel industry metric known asrevpar, was down 57% year over year.

Nevertheless, the backdrop for the

hotel industry coming out of the pan-demic, assuming the vaccines are suc-cessful and widely disseminated, ispromising, says Bill Crow, head of realestate research at Raymond James.That’s partly because “we do expecthotel supply growth to slow over thenext few years,” he tells Barron’s.

“That sets the stage for what shouldbe a multiyear, fundamental upturnfor the group right through 2024-25,assuming we don’t screw up the econ-omy,” he adds.

Another potential catalyst that looksmorewithin reach now is the return ofbusiness travel, onwhichmany compa-nies, includingMarriott InternationalandHiltonWorldwide, depend heavily.While Zoommeetings and other virtualtools have helped businesses getthrough the pandemic, there’s no sub-stitute formaking connections face toface during a conference’s coffee breakor over a drink in the hotel bar.

Steve Reynolds, CEO of TripbamAnalytics, which helps compa-nies monitor and book theirtravel, expects to “see a niceincrease” in next year’s second-

quarter business travel to about 40%of 2019 levels. He’s expecting the fig-ure to hit 60% by the end of 2021—with international travel starting topick up by then—and 80% in 2022.

“Everyone’s just itchy to get back toa conference or to a trade show,”Reynolds says. “They had value be-fore. It’s all about networking in thehallway and bumping into people.”

Mark Finn, portfolio manager of theT. Rowe Price Value fund (TRVLX),spotted a few opportunities in Apriland May when he was aggressivelybuying shares of HiltonWorldwideand Marriott International. “As awfulas the world seemed then, that was notreally that hard to do,” he recalls.

More than a half-year later, Finnstill holds Hilton and Marriott alongwith a smaller position inMGMRe-sorts International (MGM), which ismore of a play on the beleaguered LasVegas Strip. “They are good holdings,but they are not the fat pitches theywere,” he says.

Meanwhile, the major U.S. cruiseoperators have been largely shut downsince mid-March and have extendedsailing suspensions into February orMarch as they look to address theconditional sailing order they receivedin October from the Centers for Dis-ease Control and Prevention. “Rightnow, every one of my clients is sitting

Wish YouWere HereAlthough U.S. hotel revenue per available room has improved since the early days of the pandemic, itcontinues to trail last year's results by signficant margins.

U.S. revenue per available room

March 14, 2020

0%

-25

-50

-75

-100

Sep. Dec.

Sources: STR; Truist Securities

Upscale and luxury hotels have been hit the hardest by the economic fallout from the pandemic,while economy and suburban operators have fared better.

Category

YTD Revenue Per YTD HotelHotel Category Available Room Occupancy

U.S. Average -47.7% -33.4%Luxury -57.6 -55.7

Upper Upscale -61.9 -54.6Upscale -52.2 -41.0

Upper Midscale -43.0 -33.0Midscale -32.2 -24.1

Economy -20.9 -13.5Independents -41.4 -29.5

Location

YTD Revenue Per YTD HotelHotel Category Available Room Occupancy

Urban -63.8% -48.2%Suburban -44.7 -30.7

Airport -52.8 -39.9Interstate -30.6 -22.9

Resort -42.5 -38.4Small Metro/Town -30.5 -23.3

Data compares Jan. 1 through Dec. 12, 2020, versus thecorresponding period in 2019.

Sources: STR; Raymond James

“People arefeeling safer,especiallyto get intheir carand drivesomeplace.They feelthey can doit safely andresponsibly.”Wyndham HotelsCEO GeoffreyBallotti


Carlo Santarelli.Spread across the country in places

like Biloxi, Miss., and Evansville, Ind.,regional gambling properties typicallyserve customers who live within anhour’s drive and who focus on gam-bling—not entertainment, conven-tions, or events.

“Regional casinos have benefitedtremendously from the fact that in a lotof states, they are the only game intown right now, with everything elseclosed,” Santarelli says. The regionalsalso benefit from the buzz about thegrowth potential of online sports bet-ting and igaming, or online casinogambling, in which they’ve been invest-ing. Caesars Entertainment (CZR),for example, is acquiring London-based sports-betting firmWilliamHill(WMH.UK).

Allen says he doesn’t “expect re-gional casino revenues to get back to

2019 peak levels until the second halfof 2022 or 2023, but that is way fasterthan where we think Vegas or hotelswill recover.”

Many lodging stocks have run upas well, though not as much as re-gional gaming shares. Allen says that,from an operational perspective, thoselodging firms “with higher leisureexposure are better positioned thanthose with higher corporate expo-sure”—one example being ChoiceHotels International (CHH).

Another example is WyndhamHotels & Resorts, which gets about70% of its business from leisure trav-elers and benefits from a lot of domes-tic drive-to business.

“The concern right now has beenlooking at that rising case load,” saysBallotti, the company CEO, referringto Covid. Still, he says he sees someencouraging signs for the hotel busi-

ness: “People are feeling safer, espe-cially to get in their car and drivesomeplace. They feel they can do itsafely and responsibly.”

Barron’s spoke with a number ofanalysts and portfolio managers tofind stocks with good potential value.Here they are:

WYNDHAM HOTELS & RESORTSCompared with lodging companiessuch as Marriott International andHiltonWorldwide, Wyndham is moreof a value play. It was recently tradingat about 12.5 times enterprise value toestimated 2022 Ebitda, versus morethan 16 times for Marriott and Hilton.

Wyndham, the world’s largest hotelfranchising company, focuses on mid-scale and economy customers, seg-ments of the market that have held upbetter than higher-end properties. Asof Dec. 12, year-to-date revpar foreconomy hotels was down 20.9%,compared with the total in the corre-sponding 2019 period. Luxury revparwas down 57.6%.

Wyndham caters to “the businesstraveler that has to be out there on theroad,” Ballotti tells Barron’s, addingthat essential workers are key mem-bers of that group. “We saw a greatpickup in the infrastructure busi-ness,” such as cable and utility work-ers. Health-care workers are anotherimportant constituency.

Robert Mollins of Gordon HaskettResearch Advisors observed in aDec. 16 note that Wyndham “isuniquely positioned to capture ‘driveto’ leisure” customers and “blue-collarbusiness transient demand—telecom,front-line workers, infrastructure—allworkers that can’t WFH,” or workfrom home. He has the stock at a Buy.

Unlike most leisure stocks,Wynd-ham continues to pay a quarterly divi-dend, cut to 8 cents a share from 32cents this year. The company is lookingto increase it in 2021. The stock, whichyields 0.6%, has returned about minus10% this year, though it has more thandoubled off its March pandemic lows.

NORWEGIAN CRUISE LINE HOLDINGSCruise stocks, down more than 80%at one point during the initial Covidwave, have been volatile during thepandemic. And just when there will besailing from U.S. ports again remainsup in the air.

Still,Norwegian Cruise LineHoldings (NCLH), the smallest of thethree major U.S. cruise operators,could be an interesting play whenever

Home forThe Holidays

70%Percentageof Americanswho said theywouldn’t travelfor Christmas,according toa survey com-missionedbythe AmericanHotel & LodgingAssociation

on hold,” says Jackie Ceren, who runsa travel agency in Largo, Fla., with anemphasis on cruises.

The companies say they are cau-tiously encouraged by booking trends,but they’re burning through hundredsof millions of dollars every month, andthey aren’t expected to earn a profituntil at least 2022—and a modest one,at that.

But stocks of the cruise operators,though still down at least 40% year todate, have surged on the vaccine news.“People have the ability and willing-ness and desire to go on a cruise post-Covid,” says Chris Woronka, a cruiseand lodging analyst at Deutsche Bank.“That’s bullish. I just think the stockshave priced all of that optimism.”

Woronka, who remains bullishlong term, thinks that expecta-tions about the post-Covidreopening need to be tempered

a bit. “It’s going to be a little more grad-ual of a recovery than we might think,”he says. “I have no idea when cruiselines or airlines or hotels are going tosay you don’t have to wear a mask any-where, but it’s not going to be when thefirst person gets the vaccine or the first10% get vaccinated.”

An example of the valuation eupho-ria: Royal Caribbean Group (RCL)recently fetched more than 18 times itsenterprise value to projected 2022Ebitda, based onWoronka’s estimates.Its 10-year average for that metric isabout nine times, he says.

Stepping back, Thomas Allen, alodging, gaming, and cruise analyst atMorgan Stanley, says that Covid hascreated “some structural shifts in theindustry,” with some sectors recover-ing more quickly than others.

Bearish on cruise stocks, Allen ismore optimistic about leisure travelthan corporate travel. And he favorsgambling within leisure. “We don’tthink Covid has created any meaning-ful structural headwinds to people’swillingness to go to casinos,” he says.

Indeed, a big winner during thepandemic so far has been regionalgambling. Boyd Gaming (BYD), forexample, is up 135% since Barron’srecommended it in May, and PennNational Gaming (PENN) is up morethan 250% this year.

But the run-up means investorsmust be discerning. “Whether it’scost cuts or whether it’s the pace ofthe recovery, there’s a lot of goodnews in these things,” says DeutscheBank lodging and gambling analyst(C

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North American operations do re-sume in 2021.

“When we talk to the very largetravel agencies, they tell us veryclearly that the best booking/reserva-tion demand for future cruises rightnow is on your higher-end, luxurycruises,” says Scholes, the Truist ana-lyst. He has a Hold on Norwegian andpeers Royal Caribbean Group andCarnival (CCL).

Roughly 15% of Norwegian’s fleetcapacity is dedicated to luxury, muchhigher than it is for Royal Caribbeanand Carnival, Scholes says.

Norwegian does have a lot of debt,including some taken on this year tostay afloat as its fleet sits idle. As ofSept. 30, its long-term debt totaledabout $10.6 billion, up considerablyfrom about $6 billion at the end of lastyear. And its recent valuation of 10.5times enterprise value to estimated2022 Ebitda is hardly cheap. Based onconsensus FactSet estimates, thecruise operator isn’t expected to re-turn to profitability until 2022.

But the company’s luxury brands,notably Oceania and Regent SevenSeas, operate fleets with smaller ships,in many cases with under 1,000berths—a potentially more attractiveoption to customers in a post-Covidworld who want to avoid largercrowds. Those vessels, says Scholes,are “less crowded and cramped than amass market three-days-to-the-Baha-mas trip.”

James Hardiman, a Wedbush ana-lyst who rates Norwegian Outper-form, observed in a recent note thatthe company “has positioned itself toeventually emerge from the pandemicand ultimately flourish.”

CAESARS ENTERTAINMENTCaesars Entertainment’s shares havedone well this year, up 26%, reflectinghow strongly regional casinos havesnapped back.

Although Caesars has several signa-ture Las Vegas properties, includingCaesars Palace Las Vegas, it derivedabout three-quarters of its third-quar-ter revenue from regional gamblingoperations. That gives Ceasars, whichmerged with Eldorado Resorts in an$8.6 billion deal in July, some protec-tion as it waits for Las Vegas to recover.

Jefferies’ Katz says that the com-pany’s Las Vegas business “is loyalty-driven, meaning that they don’t havethe same large-scale events and con-ventions” that other gambling compa-nies have. Conventions and events

TravelBreakdownStatistics fromthe U.S. TravelAssociation

$1.1TrillionTotal directspending ontravel in 2019

72%Percent oftotal spendingon leisure travel

28%Percent of totalspending onbusiness travel

have been decimated by the pandemic,eroding Las Vegas traffic.

To broaden its reach, Caesars isacquiringWilliam Hill, a sports-bet-ting company with which it alreadyhad a partnership. “They put togetherthe assets to be a major player in digi-tal gaming,” says Katz. He has Caesarsat a Buy.

The stock looks relatively inexpen-sive versus some of its peers. It wasrecently trading at 9.3 times enterprisevalue to estimated 2022 Ebitda, in linewith its peer average and well belowthe 17.2 multiple for Penn National,according to J.P. Morgan Securities.

One thing to be aware of: Caesarsdoes have a big debt load. As of Sept.30, it totaled about $15.2 billion in long-term debt against total shareholders’equity of $3.4 billion. But helped by thecash flow from its regional gamingproperties, Caesars should be a solidbet, even after its recent run-up.

MARRIOTT VACATIONS WORLDWIDETrading recently at a little under 10times enterprise value to consensus2022 Ebitda, Marriott VacationsWorldwide sports a premium valua-tion among its peers in the time-shareindustry. But the company, whoseshares have held up in a year in whichmany haven’t, looks worthy of thatvaluation.

The time-share business is helpedby a lot of recurring fees and manycustomers who travel by car. Thoughsales have been pressured by thepandemic, they did show some im-provement in the third quarter, com-pared with the total in the previousthree months.

In a note after Marriott Vacations’third-quarter earnings release in No-vember, J.P. Morgan analyst BrandtMontour characterized the company“as a way to play a recovery in U.S.leisure travel.”

He cited the company’s “diversifiedfootprint, with a majority of resortsdrive-able, and linkage to a higher-end loyalty program” as attributesthat “collectively positions [MarriottVacations] uniquely among its time-share peers.” He rates the stock Over-weight.

The company is expected to lose 46cents a share this year, and then re-turn to profitability in 2021 at around$5 a share, according to FactSet. As ofSept. 30, its liquidity, including $660million of cash on its balance sheet,totaled more than $1.3 billion. Netdebt was about $2.7 billion.

Marriot Vacations gets about 20%of its sales from Hawaii, which wasshut down earlier in the pandemic,but which has reopened.

“You’ve really got nowhere to gobut up,” says Truist’s Scholes. “Andthere’s a tremendous amount of pent-up demand for Hawaii.”

EXTENDED STAY AMERICAExtended Stay America (STAY),which caters to customers who needlodging for more than a week, hasheld up reasonably well during thepandemic. Its third-quarter revpardeclined 14.7% from the level a yearearlier. That’s a respectable result,considering that upscale and luxuryhotels have seen revpar decline bymore than 50%.

The stock isn’t garnering as muchrespect as those of some other lodgingcompanies, however. Although welloff of its pandemic-induced lows inMarch and April, Extended StayAmerica has returned about minus4% this year, dividends included.

To preserve cash, the company didcut its quarterly dividend in May, to apenny a share from 23 cents a share.But this past week, it declared a spe-cial payout of 35 cents a share. Thestock yields 0.3%.

Extended Stay America is expectedto earn 24 cents a share this year—down from 95 cents last year—and 56cents in 2021, according to FactSet. Itwas recently trading at about 10.5times enterprise value to estimated2022 Ebitda, a fair valuation com-pared with those of other lodgingstocks likeHyatt Hotels (H) andMarriott International.

Extended Stay’s third-quarter re-sults showed some encouraging signs,one being that its systemwide occu-pancy had been running close to 2019levels in recent months.

The company has about 75% of itslocations in suburban settings—as op-posed to cities—and the majority of itsguests arrive by car.

In a Dec. 17 research note, J.P. Mor-gan said it expects the company “tocontinue generating solid/above peeroperating fundamentals” such as rev-par and occupancy.

WYNN RESORTSShares ofWynnResorts (WYNN) aredown about 18% this year, in part re-flecting the company’s exposure to LasVegas. Last year, it generated about aquarter of its $6.6 billion of operatingrevenue from Sin City. In addition,Wynn isn’t getting help from China’sMacau, where it gets the bulk of itsrevenue, due to Covid and restrictionsfrom the Chinese government.

Still, Morgan Stanley’s Allen seesupside potential. Wynn’s customerbase is higher-end and, he says, thatwill pay off when gambling reboundsin Las Vegas and other markets.

“That means you need fewer visi-tors to come back. It’s just that youneed those visitors to spend more,”says Allen. “What we are seeing forthe regional casinos that have re-opened is that there are fewer visitorsand people are spending a lot more.”

Wynn trades at about 13 times en-terprise value to 2022 Ebtida esti-mates, a slight premium to rivals. LasVegas Sands (LVS), which also hasbig exposure in Macau, was around 12times, andMGMResorts Interna-tional (MGM), which is much more ofa play on the Strip, was at about 10.2times.

Still, Allen says, the company’sprospects are bright. He rates the stockOverweight, with a price target of$120, about 8% above where it tradedrecently. “The beauty of Wynn,” hesays, “is that it somewhat takes thecream of the crop of the market, when-ever the markets open.” B

Have Vaccine, Will Travel?Although travel and leisure stocks have had big runs, especially since the initial positive vaccine news inNovember, many are still underwater this year.

Recent YTD Return Market EV to 2022ECompany / Ticker Price Return Since Nov. 6 Value (bil) Ebitda

Wyndham Hotels & Resorts / WH $56.06 -9.5% 8.7% $5.2 12.5Norwegian Cruise Line Holdings / NCLH 24.50 -58.1 44.4 7.7 10.5

Caesars Entertainment / CZR 76.68 28.6 34.8 16.0 9.3Marriott Vacations Worldwide / VAC 133.08 3.9 16.9 5.5 9.7

Extended Stay America / STAY 13.96 -3.2 10.2 2.5 10.5Wynn Resorts / WYNN 115.30 -16.2 44.0 12.4 12.9E=Estimate. EV=Enterprise Value Source: Bloomberg


The negative is that the shares arepriced for a V-shaped recovery, strikingsome analysts as overly optimistic.JPMorgan’s Jamie Baker recentlydowngraded almost the entire sector toUnderperform, arguing valuationslook full. Deutsche Bank’sMichaelLinenberg cut ratings on all the stocksfromBuy to Hold in December.

Consensus estimates are pricing in arecovery tomore than 80% of 2019revenue in 2022. But there is a big un-known: howmuch business travel goespermanently online. Domestic carriersneed higher-margin business fares toimprove their revenue yield per flight.And the capacity levels, profit marginsand route structures of the “hub-and-spoke” international carriers rely heav-ily on business and first-class fares.

Still, there is a bullish long-termcase. Airlines have slashed operating

expenses, creating a lower cost base onwhich to rebuild revenue.While bal-ance sheets aremore bloated debt, add-ing $70 billion industry-wide, and eq-uity has been diluted as the industryrecapitalized, cash and liquidity arenow high enough that insolvency nolonger poses an imminent threat. The

THESE 5 AIRLINE STOCKSMAY BE WORTH A FLIER,BUT EXPECT HEADWINDSBulls see a leaner industry poised to boostmarginsas the economy recovers. Bears see overlyoptimistic forecasts for a business-travel rebound.By DAREN FONDA

Airlines That Could Cruise HigherInvestors have bid up shares of airline stocks since positive vaccine news began emerging, but these fiveare well positioned for further gains.

Recent YTD PriceAirline / Ticker Price Change 2022E P/E Comment

Delta Air Lines / DAL $40.24 -31% 10.0 A bet on business/internationalrecovery

Southwest Airlines / LUV 46.75 -13 14.8 Domestic leisure-class leaderthat should gain share

Allegiant Travel / ALGT 179.39 3 14.2 Plucky, budget carrier headingfor profitability

Ryanair Holdings / RYAAY 108.49 24 16.0 European low-cost leader withstrong finances

GOL Linhas Aereas 9.41 -48 20.9 Benefiting from demandInteligentes / GOL recovery in Brazil

E= Estimate Sources: Bloomberg; FactSet

long-term outlook formargins is look-ing up, assuming that the carriers staydisciplined about restoring capacityand avoiding price wars.

Here are five stocks to consider.DeltaAirLines (DAL) is aplayon

businessand international travel comingback.Theairline is expected toearn$3.6billion inpretax income in2022,witha10%marginonrevenues,more thandoubleUnited’s.Deltahasamassed$25billion incashand liquidity, and ithasoneof the strongest trans-Atlantic routestructures, including flightsoutof itshub inAtlanta, thebusiest airport inAmerica.Citigroup’sStephenTrent ratesit a toppick.Going for 10 times2022earnings, thevaluation isn’t as stretchedas the low-cost leisure carriers’.

Southwest Airlines (LUV) is thestrongest domestic carrier. It shouldbenefit from the return of theBoeing(BA) 737MAXplane to service; South-west has 34 of the highly fuel-efficientplanes and has orders for another 48 tobe delivered. The carrier’s balancesheet is ironclad and should supporthigher capacity, including 18% gains in

The pandemic can’t end soonenough for airlines, but investorshave priced the carriers’ shares asif the end is in sight.

Airline stocks have climbedsharply as vaccine approvals havelifted hopes for travel, and they

are no longer bargains. The sector hasgained 39% since early November, ver-sus 13% for the S&P 500.While a fewstocks look appealing as longer-termbets, investorsmight need to ride outsome turbulence.

Airlines have hardly found theirwings. Domestic travel is hovering at35% of prepandemic levels, while in-ternational is downmore than 80%. A$15 billion cash infusion fromWash-ington, part of the new stimulus pack-age, would help cover payrolls andavoid more furloughs at companiessuch asAmerican Airlines Group(ticker: AAL) andUnited AirlinesHoldings (UAL). But most of the car-riers are still racking up daily operat-ing losses, and booking trends haveweakened for winter travel as the pan-demic reaches new heights, triggeringnew lockdowns, quarantine rules, andrestrictions on international travel.

Thepath toprofits runs throughaneconomic revival in 2021 andbeyond,and the stocks are tradingon2022 esti-mates.That’s goodandbad for inves-tors.Thepositive is that 2021 is lookingmore like abridgeyear; even if travelrecedes abit thiswinter, pushingdownrevenueand forecasts, the stocks shouldbe supported if estimatesholdup for thelatterhalf of the year and2022.(S

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Images


2021 and 29% in 2022, according toRaymond James, which expects theairline to gainmarket share. Southwestcould also capturemore business fares,now that it’s participating in globaldistribution platforms for corporatetickets. Investors pay a steep price forits strengths, however. Its shares tradeat 15 times 2022 earnings per share,well above the industry average.

AllegiantTravel (ALGT) is an ul-tra-low-cost carrier, targeting small andmidsize cities, vacation hotspots likeFlorida, and its homemarket of LasVegas. Allegiant also sells vacationpackageswith hotels and car rentals. It’sexpected to turn a small operating profitin the fourth quarter, well ahead ofother carriers, andmargins could beatcurrent estimates asAllegiant buysmore used planes at bargain prices. Itsshares trade at 14 times estimated 2022earnings, however, putting the stock inpricey territory.

RyanairHoldings (RYAAY) andGOLLinhasAéreas Inteligentes(GOL) are bets on recoveries in Europeand Brazil.

Ireland-basedRyanair could bewal-loped by near-termheadwinds, includ-ing trade frictions between theUnitedKingdom andEuropeanUnion, andbans onU.K. flights due to the newstrain of Covid-19. But Ryanair’s low-cost operatingmodel and strong finan-cial position should help it capturemar-ket share as travel recovers. The carrieris addingMAXplanes to its fleet andsays they’ll be a “game-changer”with4%more seats and 16% fuel-economygains over older aircraft. Thiswinterwill be rough,with capacity down to40%, but the company aims to operateflights at 70%of available seating tosqueeze out operating profits. At 16times 2022 earnings, the stock trades inlinewith those of peers in similarlystrong positions.

Brazil’s air traffic is runningwellahead of other countries’ andGOL iscapturing a large chunk.Half its reve-nue comes from the São Paolo regionthat is leading Brazil’s economic recov-ery. The airline is operationally break-even and could double revenue by nextJuly, estimates Seaport Global Securitiesanalyst DanielMcKenzie. He calls thestock “a great recovery play onBrazil”andmaintains a $15 target on theAmer-ican depository receipts, implying gainsof 58% from recent prices around $9.50.The stock isn’t cheap at 21 times earn-ings. If the Brazilian real keeps risingagainst the dollar, however, it wouldsweetenU.S. shareholders’ returns. B

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F U N D P R O F I L E Talking With Todd McClone and Casey PreyssCo-Managers, William Blair Emerging Markets Growth

EmergingMarkets’Moment

Photograph by DAVID KASNIC

A lot has changed since Todd McCloneand Casey Preyss began investing inemerging markets in the mid-1990s and2000s. Back then, the investible uni-verse boiled down to Indonesian noodlemanufacturers and Chinese cementcompanies, among a few others.

A few decades later, emerging markets aren’t only aprimary driver of global economic growth; they arehome to some of the world’s most innovative technologycompanies and a growing consumer class. “In China,the domestic market is so huge that there are companieswith $50 billion market caps you’ve never heard of,”says McClone, 52. This isn’t hyperbole. The world’s larg-est spirits company,KweichowMoutai (ticker:600519.China), has a $350 billion market capitalization.“That’s twice as big as McDonald’s,” says Preyss, 44.

Therein lies opportunity, and that is one thing thathasn’t changed, say the co-managers of the $1.2 billionWilliam Blair Emerging Markets Growth fund(WBENX). The all-cap fund ranks in the top 10% ofemerging market funds for every major trailing-returnperiod over the past decade. It has returned nearly 40%over the past year, double that of its average peer and theMSCI EM index. It carries an expense ratio of 1.51%.

While much of this outperformance is due to thefund’s large positions in Taiwan and China—whoseeconomies recovered faster from the Covid-19 down-turn than their emerging market peers—McClone andPreyss base their investment decisions primarily onthe prospects of individual companies. In a nutshell,they are looking for high-quality growth companiescharacterized by strong cash flow, high returns on in-vested capital, and management teams that are goodstewards of capital.

Many of the fund’s 125 holdings were first held by

By SARAH MAX

Todd McClone, left,and Casey Preyss.


the $291 million William Blair EmergingMarkets Small Cap Growth fund(WESNX), which McClone and Preyssalso co-manage; they started at Chicago-based William Blair in 2000 within aweek of each other. By their estimates,small companies account for three per-centage points a year of excess return inthe diversified fund.

Still, growth tends to be easier to comeby when macroeconomic winds are blow-ing in the right direction. “We’re probablyas bullish as we’ve been in the last 10 years,and for a laundry list of reasons,” says Mc-Clone. Going down that list: Many emerg-ing countries are ahead of the U.S. in theirCovid-19 recoveries, andAstraZeneca’s(AZN) vaccine holds promise for thesemarkets; interest rates are near all-timelows; a Biden administration likely means amore predictable trade policy; and a declin-ing U.S. dollar typically translates toemerging market outperformance.

The timing is also right. Emerging mar-ket stock valuations are 15% cheaper thantheir average discounts to developed mar-kets, earnings are poised to grow 25% nextyear, and global fund managers are signifi-cantly underweight emerging marketstocks—meaning they hold fewer of themcompared with their benchmarks.

The managers first bought Chinese techconglomerate Tencent Holdings(700.Hong Kong) in 2008, sold the posi-tion, then bought it again in 2011 when thestock traded around $5 a share. They stillown Tencent, and see potential for Singa-pore-based consumer internet company

Sea Ltd. (SE)—in which Tencent hasroughly a 25% stake—to apply a similarplaybook for gaming, e-commerce, andfinancial services to Southeast Asia. “Theylook like Tencent 10 or 15 years ago,” saysMcClone, but Sea is making progressquickly, particularly with its widely down-loaded e-commerce app, Shopee.

Brazilian fintech firm StoneCo (STNE)isn’t a household name among U.S. inves-tors. The company operates exclusively inBrazil, working to provide small and mid-size merchants with the infrastructure toprocess electronic payments. The stocksurged nearly 40% in November, based onsurprising third-quarter results, but Mc-Clone and Preyss say there is plenty ofroom for growth. “E-commerce penetrationrates in Brazil are about 10%, which is stillvery low relative to developed markets,”says Preyss, noting that about 70% oftransactions in Brazil are in cash.

StoneCo’s success is all about keeping itlocal, but the opposite is true for Argentina-based Globant (GLOB). The IT-servicesoutsourcer works with marquee companiessuch asWalt Disney (DIS),Alphabet(GOOGL), and Southwest Airlines (LUV)on all things digital. Relative to its counter-parts in other markets, such as India, thestock is more expensive, McClone says, but55% more profitable per employee. “This isa pure play on the high-growth areas ofdigitization without the legacy businessesthat you see with other outsourcing compa-nies,” he says.

India’s HDFC Bank (HDB) has been aholding in the fund since the late 1990sbut continues to compound earnings atabout 20% a year, thanks to India’s grow-ing middle class, relatively high interestrates, and increased demand for productslike insurance, credit cards, and mort-gages. “There’s one place you can still kindof be a bank and make good returns, andit’s in India,” McClone says. At a recent 3.5times book value, HDFC stock trades at apremium to most banks, but that valua-tion seems justified. “The industry isgrowing in the high single digits, andHDFC [growth] is more than double that,”says Preyss.

Another longtime holding, TaiwanSemiconductor Manufacturing (TSM), isthe world’s largest semiconductor foundry,with hundreds of customers around theworld, includingApple (AAPL). The fundfirst bought TSMC in 2012 and sees furthergrowth ahead thanks to such megatrendsas 5G mobile, data centers, the Internet ofThings, and artificial intelligence. The com-pany has more than a 50%market sharefor contract chip design and manufactur-ing, Preyss says: “The global tech sectorcontinues to outsource more and more.” B

WilliamBlair EmergingMarketsGrowthTotal Return

1-Yr 5-Yr 10-Yr

WBENX 36.4% 15.5% 6.4%

Diversified EmergingMarkets Category 16.0 11.3 3.6

Top 10 HoldingsCompany / Ticker % of Assets

Taiwan SemiconductorManufacturing / TSM 8.9%

Alibaba Group Holding / BABA 6.6

Tencent Holdings / 700.Hong Kong 6.4

Samsung Electronics / 005390.Korea 4.5

Meituan / 3690.Hong Kong 2.7

Reliance Industries / RIL.India 2.6

JD.com / JD 2.6

MercadoLibre / MELI 2.4

MediaTek / 2454.Taiwan 2.0

Kakao / 035720.Korea 1.9

Total 40.6%

Note: Holdings as of November 30. Returns through Dec. 21;five- and 10-year returns are annualized.

Sources: Morngingstar, William Blair

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F U N D S New rules don’t apply to two of the biggestexchange-traded funds that use leverage toamplify results—thereby increasing risk.

The SEC Seeks toRein in Leverage—butGaps Remain

O ne thing that theexistence of lev-eraged fundsproves is that ifinvestors wantsomething,chances are the

financial-services industry will find away to provide it, even if it meansbending the rules.

For over a decade, funds have beenable to do an end-run around leveragerestrictions by employing swaps andother derivatives—financial contractsthat can amplify an investor’s expo-sure to benchmarks such as the S&P500 index, with little money down.But regulators have finally caught upwith the industry with a new rule itpassed in October.

When Congress created the mod-ern fund industry with the Invest-ment Company Act of 1940, it wasn’tenvisioning swaps, which didn’t existuntil 1981. In the wake of major blow-ups of highly leveraged closed-endfunds in the 1929 crash, the new lawrestricted a fund’s borrowing to 50%of assets, meaning you might get amaximum of 1.5 times the upside ordownside of a portfolio. In practice,mutual funds hardly used leverage atall, due also to restrictions on thekinds of borrowing permitted, pri-marily from banks.

Yet with derivatives, today’s ex-change-traded funds, which alsodidn’t exist in 1940, have as much asthree times leverage. The largest, the$9.6 billion ProShares UltraProQQQ ETF (ticker: TQQQ) triples thedaily performance of the tech-stock-ladenNasdaq 100 index, and is up an

eye-popping 101% in 2020. Mean-while, theDirexion Daily Semicon-ductor Bear 3X (SOXS), which pro-vides three times the inverse of thedaily return of the PHLX Semicon-ductor index, is down 92%.

The SEC’s new rule “18f-4” estab-lishes clear derivatives-exposure pa-rameters. It allows the creation of newfunds that have two times, or 2X, theirunderlying benchmark’s exposure viaderivatives, but forbids any new fundswith three times, or 3X, exposure. Itgrandfathers in existing 3X funds sothey can continue to operate.

The rule was some 10 years in themaking. In 2010, after the financialcrisis, the SEC issued a moratoriumon granting approval to money man-agers wishing to launch such lever-aged funds, pending further review.Like now, it grandfathered inProShares and Direxion.

The rule opens the door for compe-tition in the 2X ETF space while clos-ing it in 3X. “We’ve had this de factoduopoly for a very long time,” saysRob Nestor, president of Rafferty As-set Management, Direxion’s invest-ment advisor. “Frankly, we’ve neverbeen comfortable with that, becausewe believe open markets are the bed-rock of our financial-products indus-try.” He feels the moratorium on new3X ETFs is unnecessary, as “there’sample evidence that, despite the anec-dotes that are often foisted, the vastmajority of the marketplace under-stands the risk.”

One potential benefit to investorsfrom new entrants in the leveragedETF space would be fee competition.The largest 2X ETF, the $3.8 billionProShares Ultra QQQ (QLD), alsopegged to the Nasdaq 100, has a0.95% expense ratio, almost five timesthe unleveredNasdaq ETF InvescoQQQ’s (QQQ) 0.20%.

Yet significant competition seemsunlikely. “The larger establishedplayers within the ETF industry thatlikely have a chance to compete donot want to touch these products,”says Todd Rosenbluth, CFRA’s headof ETF and mutual fund research.“They have made it quite clear thatleverage and inverse products aresomething different to them, and areconcerned about these products be-ing available in the marketplace.”Rosenbluth is referring to a letter the

largest ETF managers, includingBlackRock, Vanguard, and StateStreet, sent to stock exchanges inMay requesting that exchanges ceasecalling leveraged funds ETFs, andreclassify them as exchange-tradedinstruments. Vanguard won’t evenallow these ETFs to be traded on itsbrokerage.

Moreover, because most investorswho buy leveraged ETFs are traderswith no intention of holding themlong term, asset-management fees areless important than trading volumes.As such, the largest widely tradedProShares and Direxion ETFs willhave a distinct advantage over anynewcomers.

That said, traditional money man-agers are no strangers to these tools.Derivatives and leverage are widelyused, most notably in bond and alter-native, or hedged, mutual funds. Manyof the largest actively managed bondfunds make extensive use of deriva-tives, and will sometimes leveragetheir bets on interest rates, currencies,Treasury bonds, or other fixed-incomesecurities. Although their exposure isapplied to less-volatile securities thantech stocks, any kind of leverage cancause problems during periods ofmarket stress.

While the rule will affect all fundswith derivative exposure, one glaringomission from it is leveraged exchange-traded notes. Because such invest-ments technically aren’t funds butbank-issued debt instruments—whichadds a layer of default risk to the le-verage—they aren’t governed by theInvestment Company Act. For thisreason, ETNs such asMicroSectorsGold Miners 3X Leveraged (GDXU)could launch this December, despitethe SEC ruling.

Nestor expects the SEC will proba-bly close this regulatory gap soon. Inthe meantime, the omission couldhave unintended consequences.

“I think if you’re going to continueto see net new exposure in the 3X vein,it’s going to just simply go to ETNs,”says Morningstar’s director of globalETF research, Ben Johnson. “This isthe way markets respond to new rulesand barriers. It’s no different thanwater. Water finds a way in.” B

By Lewis Braham

Largest Leveraged ETFsTotal Return

ETF / Ticker YTD 5-Yr 10-Yr Assets (bil)

ProShares UltraPro QQQ / TQQQ 100.6% 56.3% 49.4% $9.6

ProShares Ultra QQQ / QLD 83.4 42.2 36.2 3.8

ProShares Ultra S&P500 / SSO 17.7 24.1 22.8 3.1

Direxion Daily Financial Bull 3X / FAS -39.8 15.6 17.8 2.0

Direxion Daily Technology Bull 3X / TECL 61.3 61.4 42.7 2.0

Direxion Daily Semiconductor Bull 3X / SOXL 61.7 77.1 43.7 1.9

ProShares UltraPro S&P500 / UPRO 4.9 29.8 29.5 1.7

Direxion Daily S&P500 Bull 3X / SPXL 4.5 29.5 28.7 1.7

Direxion Daily Small Cap Bull 3X / TNA -8.8 16.3 14.1 1.5

ProShares UltraPro Short QQQ / SQQQ -85.7 -59.6 -54.0 1.4Data through December 21; five- and 10-year returns are annualized. Source: Morningstar Direct


“We’ve used the powers we haveaggressively, and they’ve been effectivein stabilizing financial markets and

Photograph by ACKERMAN + GRUBER

Q & A An Interview With Neel KashkariChief, Minneapolis Federal Reserve

Don’tBlameThe Fed forLowRates

If you want a central bank president for our times,look no further than Neel Kashkari, chief of theMinneapolis Federal Reserve.

Kashkari cast votes on the Federal OpenMarketCommittee in a year when the Fed took unprece-dented steps to bolster the economy during thepandemic. And as the nation struggled with social

justice this year, the Minneapolis Fed also held a summiton racism in the economy.Why? Because the Fed, in or-der to read the economy correctly, needs to look at dispar-ities across all sectors, Kashkari told us. Barron’s recentlyspoke with the former engineer and politician, just a fewweeks after he returned from paternity leave. Keep read-ing our edited conversation for more.

Barron’s: The S&P 500 index, the Dow, the Russell2000, and Bitcoin are at new highs, while bondyields have plunged. The Fed has created a thornyproblem for pension funds and others.Neel Kashkari: I don’t know that we have created athorny problem. Our job is to try to achieve our dualmandate of stable prices and maximum employment.We still have 10 million Americans out of work, relativeto January, and inflation continues to be below our 2%target. [Inflation in November was 1.2%.] If we saw amodest uptick in inflation, I think we would call thatsuccess. We’re watching the data very carefully andtaking appropriate action. What’s the alternative? Weshould raise interest rates to try to keep the stock mar-ket from climbing higher and, in doing so, keep moreAmericans out of work? That seems like a lousy trade.

The Fed controls interest rates in the short term; theglobal economy sets interest rates over the long term.Interest rates all around the world over the past 20 or30 years have been gradually declining. It’s not becauseof central banks. It’s because of broader macroeconomic

By LESLIE P. NORTON


keeping credit flowing,” Kashkari says ofthe Fed. “At the end of the day, this is ahealth-care crisis, and it’s going to be

forces, such as the balance betweensavings and investment, demograph-ics, and technology development. If wesaid, “Well, let’s just go raise ratesbecause we feel higher rates are ‘nor-mal,’ ” that would put the economyback into recession. It would keepworkers on the sidelines. How is thatgoing to help pension funds?

The Fed’s firepower this yearincluded lots of lending facilities.How successful have they been?They’ve been very successful at keep-ing this health-care crisis from becom-ing a financial crisis. I applaud ourchairman, Jay Powell, for leading usaggressively in March, when the econ-omy shut down and there was a veryreal risk of having a full-blown finan-cial crisis.

Some of the actions to supportsmall and midsize businesses havebeen less effective than we would haveliked. That’s because of the nature ofthe crisis. For example, the MainStreet lending program to providelow-cost loans to midsize businesseshas gotten a lot of attention. A lot ofbusinesses said, “Look, we don’t needa loan; our business has been shut bythe pandemic. How can I take on moredebt right now? I need a grant.”

The Paycheck Protection Programthat Congress created was very effec-tive in getting money to small busi-nesses. The key feature of that is, thoseare forgivable loans if you meet certaincriteria. We’ve used the powers wehave aggressively, and they’ve beeneffective in stabilizing financial marketsand keeping credit flowing. At the endof the day, this is a health-care crisis,and it’s going to be the vaccines andscientists and doctors and nurses whoget this crisis behind us.

You oversaw the Troubled AssetRelief Program during the2008-09 financial crisis. Recently,you asked big investors to push formore banking reform, includinghigher capital ratios. Do you thinkbanks should be broken up?I haven’t called for banks to be brokenup; I said that’s one of the options thatshould be looked at. What I ultimatelyproposed was much higher capital re-

quirements on the biggest banks [spe-cifically, an increase to 24% from 13%today] so they can endure their ownrisks and cover their own losses. Thatmight lead some banks to choose torestructure themselves or break them-selves up so they don’t have to havethese high capital requirements.

The banks will say, “Look how resil-ient we were during the Covid crisis.”That’s misleading. How did people paytheir car payments, their rent, mort-gage, credit-card bills? If Congresswasn’t generous with assistance, thelosses would have been borne by thebanks. So the banks are disingenuous.

InMarch, we saw a near-term col-lapse of the short-term credit markets.Banks and nonbanks, industrial compa-nies, borrow from short-term overnightmoneymarkets.Why do thesemarketsexist? They allow for key funding ingood times.Why should a blue-chipindustrial fund itself overnight whentomorrow its funding could dry up andall of a sudden the central bank has tostep in, just so it can eke out a few extrabasis points of profit? That seems sillytome. Onemore point: Communitybanks, the small banks in America, aremuchmore highly capitalized than thegiant banks. And yet the small banksdon’t pose a systemic risk to the econ-omy. How does that make any sense?

Minnesota has some of the largestsocial disparities in the country,highlighted by the pandemic andGeorge Floyd’s killing. The Minne-apolis Fed recently convened asummit on racism and the econ-omy, in concert with the Atlantaand Boston Feds. Why is this anissue for central banks?In the history of the Federal Reserve,the focus has been on the median, in-stead of looking at the disparities. Inrecent years, we’ve started to look atdifferent experiences in the labor mar-ket.We should be aggressive in howwe think about what role we can play.I don’t think we can use interest ratesto target one racial group or one geog-raphy, because you set rates for thenation as a whole. But a deeper under-standing of what different groups areexperiencing can make us smarter andmore effective as we think about the

optimal policy for the country.For five years, I argued that we were

misreading the labor market—that rateincreases were assuming we were atmaximum employment, but there werestill workers who wanted to work butdidn’t find jobs. Guess what? It turnedout to be true.We were surprised in2018-19 by howmany workers cameoff the sidelines. If we do a better jobof getting more intel, more insightsfrom diverse communities, we will bebetter at assessing if we are at maxi-mum unemployment and not raisingrates prematurely.

In what other ways can the Fedcreate more inclusiveness?One, we supervise banks and makesure they treat all their customersfairly and equally and give everybodyequal access to credit. We just updatedour Community Reinvestment Actregulations, to be aggressive in makingsure banks are providing credit fairly.

Two, there’s our research. In 2017,the Minneapolis Fed launched a newresearch center, the Opportunity andInclusive Growth Institute, to tap thepower of our Ph.D. economists to comeup with potential solutions. Some wemight be able to implement ourselves.Many will require Congress. A tangibleone is a specific piece of legislation[proposing a civil right to a quality edu-cation].We think that could be trans-formational to education over time.

You’ve said you weren’t concernedabout rising government debtcaused by the pandemic. Why not?The U.S. government has extraordi-nary debt capacity. We have the capac-ity to support our fellow Americans,individuals and small and midsizebusinesses, until we get this pandemicbehind us. That’s different than say-ing, “Hey, I’m going to have unlimitedgovernment spending forever.” No. 1,this is a wartime investment we’remaking. No. 2, something curioushappened when the pandemic hit:The savings rate took off.

Let’s say there are two sectors ofthe economy: the one where you and Iwork, and the restaurant sector, whichshut down. We used to support theworkers in the restaurant sector by

going to restaurants, so in a way, theywere our employees. Now, we aren’tgoing to restaurants. Their incomeshave gone to zero, and our savingshave gone up. When you and I savemore money, we put it in the bank,and it ends up going to the bond mar-ket. So, through our domestic savings,we have the capacity to support theseworkers. The fact that our nationalsavings rate went up in this crisisshows that there’s this pool of excesssavings in our economy available tosupport workers who’ve been laid off.

What is the incoming Biden ad-ministration’s role in addressingthe pandemic?Working with Congress to get as muchassistance as possible to individuals,families, small businesses, and thestates. States should be doing localizedlockdowns, and the federal governmentshould be providing generous assis-tance to those affected by those lock-downs. If the Biden administration andCongress can make sure the fiscal as-sistance is there, then governors mayhave more willingness to say, “We’regoing to take the hard medicine andsave lives.” Then, when vaccines arewidely available, we can reopen safely.[In an email to Barron’s after Congresspassed a major stimulus package thisweek, Kashkari said, “I applaud Con-gress for passing more Covid relief. Itwill help provide a bridge until vac-cines are widely available.”]

You’re a Republican who ran forgovernor of California and lost toJerry Brown. How would you healthis country’s political divisions?Americans of all parties agree on lotsof things. Education of kids is one. In-frastructure is another. One issue that’sbig in our region is rural broadband.As a country, we ought to decide thatevery American deserves the right tohigh-speed internet. I’ve written pub-licly about the need for a reformed im-migration system. Right now, there area lot of laid-off Americans, but whenwe get this pandemic behind us, we’regoing to need more workers to feed oureconomy.

Thanks, Neel. B

the vaccines and scientists anddoctors and nurseswho get thiscrisis behind us.”

“Asa country,weought todecide that everyAmericandeserves the right tohigh-speed internet.”

Too MuchU.S. Debt?“We have thecapacity tosupport ourfellow Ameri-cans, individualsand small andmidsize busi-nesses, untilwe get thispandemic behindus. That’sdifferent thansaying, ’Hey, I’mgoing to haveunlimited gov-ernment spend-ing forever.’ ”

24%The level ofcapital reservesthat Kashkariwould like bigbanks to hold,so they cancover theirlosses in a crisis,even if UncleSam isn’t helpingthe public payrent, loans, andother obligations


O T H E R V O I C E S Investors who’ve had to become overnightexperts in infectious diseasemay finally havesomething to look forward to in the new year.

The End of PandemicInvesting Is Near. SayHello to Old Worries.

A fter months of grap-pling with infectionrates, comorbidityrisks, and the elusivedepths of human anx-iety, in 2021 investorscan get back to what

they are meant to be good at: dis-counting future returns.

Tighter government restrictionsand rising Covid-19 caseloads willmake for a difficult winter, but therollout of effective vaccines in Europeand the U.S. means that market ana-lysts can give up any pretense of in-sight as amateur epidemiologists andreturn to parsing economic data, scru-tinizing earnings reports, and takingsome rough assessment of politicalrisk. Specifically, U.S. investors willneed to keep a sharp eye on lingeringwounds to the labor force, fresh risksto corporate balance sheets, and thereturn of global tensions with China.

Investing has always been more artthan science, but the pandemic shockand the massive policy response re-quired even more heroic assumptionsbased on estimates perched on guesses.The actual infectious-disease special-ists were themselves coming to termswith the pace of the Covid-19 spread.

In the U.S., especially, political par-ties then filtered the science into com-peting narratives that delivered abroad range of policy responses andlevels of lockdown. Beleaguered finan-cial analysts were left adrift to con-template the deep recesses of humanfear and likely behavior. When willeveryone go shopping again? Whenwill they board a train? When willthey dare to shake hands?

After a challenging winter, the re-covery will likely accelerate as corona-virus fears dissipate. Even today’selevated markets may have room torun amid a burst of relief and the ani-mal spirits that John Maynard Keynesidentified. We will get a surge in pent-up shopping, delayed travel, and cele-bratory parties.

Before we know it, we will findourselves deep into the new normaland wondering why it seems so muchlike the old normal—but with someadditional wounds from this year’strauma.

Already, the U.S. labor market datano longer delivers wild swings re-corded in the lockdowns this spring as

it returns to familiar incremental pat-terns. Many jobs are back, but themomentum is slowing, with initialjobless claims now trending highertoward a million per week. For therising numbers of long-term unem-ployed, finding a steady paycheck willget progressively harder.

A new relief package is on the way,but months of congressional delaysand fresh winter lockdowns willmake the recovery slower and morepainful than it might have been. Re-call, economic forecasters were wor-ried about stagnating global growthrates well before most of us had everheard the word “coronavirus.” Noneof the secular challenges stemmingfrom demographic change, technolog-ical innovation, and excess savingshas gone away.

A s the macroeconomic datahelps paint a clearer picture,companies have returned toproviding earnings guidance

after months of giving up altogetheramid peak uncertainty. There’s stillplenty of gaming to steady shareprices, but it’s a familiar game thatallows investors to sharpen their pen-cils and make reasonable forecaststhat help assess current valuations.

By ChristopherSmart

While many risk assets havemoved higher in the vaccine excite-ment, it will soon become a stock-picker’s world of choosing winnersand losers. With large firms awash inshort-term liquidity, analysts willneed to identify which business mod-els will deliver long-term solvency ina world of new work, shopping, andtravel habits. Fresh investments inwork-from-home technology willboost margins for some, but not all.Some managements may return thatexcess capital to shareholders, butothers will be tempted into problem-atic acquisitions.

Finally, as postpandemic investorsleave behind nebulous recovery pro-jections based on obscure public-health websites, they can return toequally ambitious assessments ofglobal political risks. These, at least,are more familiar, even if they spot-light a world order that continues todisintegrate. If anything, the pan-demic has accelerated widening gapsin wealth, technological literacy, andcommitment to global engagement.

Most difficult will be the compli-cated relationship between the U.S.and China, which has grown evenmore complex and emotional in thename-calling and recriminations overthe origin of the novel coronavirus.Meanwhile, the new Biden adminis-tration has promised to repair rela-tionships with allies, but they are al-ready skeptical of an America that hasturned inward. And the list of otherchallenges that might raise discountrates or oil prices remains long: accel-erating climate change, unravelingcybersecurity, and the perennial con-cerns about Middle East tensions.

The new year will soon feel familiarto investors who navigated theCovid-19 shock mostly rudderlesswhile pretending to understand thecharts. But the return to familiar wa-ters means avoiding the same oldshoals and understanding that some—slower economic growth, transform-ing business models, and rising globalstrains—have grown even moretreacherous. B

Christopher Smart is chief global strategistand head of the Barings Investment Institute. Ill

ustrationbyAdamSimpson


T H E E C O N OMY

Municipal Budget CrunchPuts Pressure on Payrolls

Stateand localgovernmentswon’treceivedirect aid if the latestversionof the$910billionstimuluspackageis signed into law—andwhen it

comes toemploymentatmunicipalities,there isa lotof lostgroundtorecover.

The bipartisan stimulus deal that Con-gress passed onDec. 21 includes $600stimulus checks, expanded unemploymentaid, and $325 billion of small-businessfunding, aswell as extra direct funding formunicipal entities such as schools, trans-portation, and state health-care efforts. Thebill doesn’tmake grants to states—a topic ofcontroversy during negotiations. Andwhile it isn’t clear if the packagewill besigned into law, stimulus should indirectlysupportmunicipal revenue through salesand property taxes.

“Overall, we think the agreementwillallow finances tomuddle through. It offersa short-term lifeline for schools,mass tran-sit, and health care, and helps avoid thebenefit cliff thatwas soon to occur,”wroteTomKozlik, head ofmunicipal strategy andcreditwithHilltopSecurities.

ADec. 23 report from the National As-sociation of State Budget Officers providesa sobering view of states’ fiscal situations.Revenue fell for the fiscal year ended June30, for the first time in a decade, accordingto preliminary data.

Part of the reason for the declinemaybe the Cares Act’s tax-deadline delay toJuly 15. Even so, states are planning toreduce general-fund spending by 1.1% inthe current fiscal year, according to thereport. The second-most commonwaystates say they are cutting back, behind“targeted cuts,” is hiring freezes.

In fact, after a temporary hiring re-bound in April andMay, state and localgovernments have lost workers the pastfewmonths, according to the Bureau ofLabor Statistics. This year’s budgetcrunch and pandemic have dealt a severeblow to a sector that has historically pro-

vided nearly 15% of U.S. payrolls.Since February, there have been

roughly 1.4million state and local govern-ment jobs lost, according to the BLS,nearly 7% of the jobs that existed in thatsector before the pandemic.

That 7%maynot sound too severe, as it isroughly comparable to the total shareof jobslost in theU.S.But evenas the job-creationtrendhas continuedacross the total labormarket, it has reversedcoursewithin stateand local governments.While therehavebeena total of 1.5million jobs created in theU.S. sinceAugust, state and local govern-mentpayrollshave fallenby321,000.

Excluding theworst of the job losses inMayand June, state and local governmentemploymenthasn’t been this lowanymonthsince2001.Thosepayrollsnowmakeupslightly less than 13%of the totalU.S.non-farmpayrollworkforce—the lowestpropor-tion sinceat least 1975,BLSdata show.

To be fair, it does look like at least 9,000additional job losses could be avoided if thebill becomes law. Congress allocated about$4 billion in funding forNewYork’sMetro-politan TransportationAuthority, and theagency says thatmoneywill allow it to “getthrough 2021without devastating servicecuts and layoffs.”

Schoolswould also get some relief fromthe package. That and the transit reliefshould provide “a good chunk ofmoney—to start,” says Elizabeth Pancotti, policyadviser at EmployAmerica. She estimatesthat a “plurality” of state and local jobs lostwere in education, though it isn’t yet clearhowmany are permanent.

Even if the aid arrives, 2021maynot getoff to thebest start—K-12 education is slatedto see the largest cuts in state general-fundspending,with enactedbudgets reflecting a$7.4billion reduction.Before thepandemic,governorshad recommendedanaggregate$8.1 billion increase in spending.

“Schools are just facing insurmount-able costs,” Pancotti says. “It’s likely we’llhave to come back to exploremore discre-tionary funding.” B

By Alexandra Scaggs

Send letters to [email protected]. To beconsidered for publication, correspondencemust bear the writer’s name, address, andphone number. Letters are subject toediting.

The Readback, a podcast taking you insidethe latest stories, is available wherever youlisten to podcasts.

MA I L B A G

Stock Market OutlookFor the New YearTo the Editor:Inflation is definitely going to be an issue(“The StockMarket Could Gain Another10%Next Year, Experts Say,” Cover Story,Dec. 18). Corporations will undoubtedlyraise prices (hence inflation) as they passthrough our new administration’s highercorporate tax rates.David SloughOn Barrons.com

To the Editor:My simple recipe is two-thirds S&P 500 andone-third Nasdaq 100. Back-test that overfive, 10, or 15 years and you’ll beat all the“experts.” Buy and hold the Bogle way, andyou’ll sleep a whole lot better.David JohnsonOn Barrons.com

Barron’s Stock PicksTo the Editor:I created a portfolio equal-weighted with$10,000 of each stock that Barron’s recom-mended a year back for $100,000 (“HereAre Barron’s 10 Top Stock for the New Year,”Dec. 18). As of Friday night, the value wentup by $7,832.14 excluding dividends. I amexcited to see the 2021 portfolio returns ayear from now.SreeniMekaOn Barrons.com

Investing in BitcoinTo the Editor:While the lack of a Bitcoin exchange-tradedfund that trades on U.S. exchanges might becorrect, there is easy access for Americaninvestors to a somewhat similar product[effectively a closed-end fund] on the To-ronto Stock Exchange (“How to Invest inBitcoin: It Can Be Easy, butWatch Out forFees,” Dec. 18). QBTC and QBTC.U (the U.S.dollar version) have been trading for manymonths now and give investors access to a

much less costly product, and without thesix-month holding restriction, that are fea-tures of the Grayscale product.Wayne GibsonToronto

Private Equity in 401(k)sTo the Editor:I understand that the two leaders at thelargest private-equity enterprises wouldpush to expand their reach from the insti-tutional and high-net-worth market to en-croach upon individuals with a 401(k), butI must ask, at what cost? (“How to FixAmerica’s Yawning Retirement Gap,” OtherVoices, Dec. 18). Tony James and HartleyRogers contend that “patient capital” his-torically outperforms the public markets tothe tune of 500 basis points, but I questionhow returns compress over time, how per-formance varies by manager, and if thisopportunity ultimately benefits everydayindividuals. Furthermore, touting that de-fined-benefit plans have been able to reapthese rewards leads one to question if thatis the ideal poster child for their campaign.From a more logistical standpoint, howwould rollovers, loans, and distributions beachieved with illiquid assets?

Also, I would be curious to know howtechnical information can be relayed toindividual investors and how managerswould protect themselves from sharingthese types of “trade secrets.”AllenHerskowitzPound Ridge, N.Y.


Congratulations to the 2020Grants for Change Winners!

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26-Dec-20 04:35:48

MARKET WEEKDecember 21 through December 24, 2020

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Charting theMarket P.M8

Winners&Losers P.M9

ResearchReports P.M11

MarketView P.M12

Statistics P.M13

30,199.8752-wk: +5.52% YTD: +5.82% Wkly: +0.07%

Dow Jones Industrials

3,703.06S&P 500

52-wk: +14.30% YTD: +14.62% Wkly: -0.17%

12,804.73Nasdaq Composite

52-wk: +41.92% YTD: +42.71% Wkly: +0.38%

2,003.95Russell 2000 Index

52-wk: +20.07% YTD: +20.11% Wkly: +1.72%

4%

0

-1

2

1

3

Monday Tuesday Wednesday Thursday Close

Source: Barron’s Statistics

MARK E T P E R FORMANC E DASHBOARD

CHR I S TMAS DAYMARK E T S C LOS E D

Long-Term ConvictionIndexes opened down aftera more contagious variant ofthe coronavirus appeared inthe U.K., but rebounded toclose flat on Monday.

Relief RallyThe Russell 2000 and the NasdaqComposite led the market onTuesday after Congress passeda $900 billion fiscal stimulus bill. Not So Fast

President Trump demanded last-minute stimulus-billchanges. Investors shrugged off the delay, seeing itas a matter of when, not if.

Merry ChristmasStock indexes closed near thebreak-even line on Thursday’shalf-day, in thin Christmas Evetrading.

THE TRADER

Small-CapsHave BeenToo Hot.What ThatMeans forStocks.

T hese days, goodthings really docome in small pack-ages. But are theygetting too good?

It was a “meh”kind of week for the

stock market, with a day and a half offfor Christmas, and trading volumevery, very low. The S&P 500 indexfinished off 0.2%, at 3703.06, the Nas-daq Composite rose 0.4%, to12,804.73, and the Dow Jones Indus-trial Average split the difference, fin-ishing the week up 20.82 points, or0.1%, at 30,199.87.

But it certainly wasn’t meh forsmall-cap stocks. The Russell 2000gained 1.7%, to 2003.95, and closedthe week just off an all-time high.

Don’t look to the news for a reasonfor the Russell’s rise. Congress passed aroughly $900 billion coronavirus aidpackage, only to see President DonaldTrump release a video criticizing thepackage and not saying whether heplanned to sign it into law. A new strainof Covid-19 in the United Kingdomcaused some consternation as well,althoughModerna (ticker: MRNA) andPfizer (PFE) both said they thoughttheir vaccines would work on it, as wellas the more common variant.

On the data front, every piece of“good” economic news, like a big dropin jobless claims, appeared to be ac-companied by a bad one, like a declinein personal income and consumption.If anything, the Russell 2000’s re-turns should have been far more

muted than they were.There’s been nothing muted about

the Russell in recent weeks, however.This week’s gain was its eighthstraight, and the small-cap index hasclimbed 30% during that stretch, eas-ily outpacing the Dow’s 14% rise, theS&P 500’s 13% advance, and the Nas-daq’s 17% gain. “This is one of thoselong-forecasted rotations onWallStreet that’s finally right after all theseyears,” says Dave Donabedian, chiefinvestment officer at CIBC PrivateWealth Management.

The Russell 2000 could be readyfor a pause, however. The index hasgained 102% off its March 18 low, onlythe second time it has doubled off itsbottom in its history. The other timeoccurred in 1983, when the Russell

By Ben Levisohn

M2 BARRON’S December 28, 2020

gained 110% off its low, according to Be-spoke Investment Group data, although itcame close in 2010, when it gained 94% offits 2009 low as the stock market wasemerging from the financial crisis. The in-dex dropped 15% from June 1983 to June1984, but tallied an 18% gain fromMarch2010 to March 2011.

Market technicals also suggest thatsmall-caps need some time to cool down.The Russell 2000 traded more than 30%above its 200-day moving average this pastweek, the largest gap on record, accordingto the Bear Traps Report’s LarryMcDonald. “This speaks to near-termdownside, mean-reversion,” he explains.

The timing of the recent highs is inauspi-cious for small-caps, too. The Russell 2000has closed at an all-time high during the lasttrading week of the year only two times inits history, observes Jason Goepfert, founderof Sundial Capital Research. In both cases,the Russell was lower three months later. Ifwe include 52-week highs, the Russell falls60% of the time, for a median loss of 0.1%.

The Russell’s rally points to strong mar-ket breadth—when small is outpacing large,more stocks have to be participating in therally. And that certainly has been the case,with NYSE Composite breadth having risenfor eight weeks.

Still, some oddities have started poppingin the breadth measures, says Goepfert. Henotes that even as the index gained 1% to arecord high on Tuesday, breadth was decid-edly lukewarm, with NYSE Up Issues andUp Volume both well below 50%. Thatdoesn’t happen very often when the stockmarket has been near a high—but it did nearthe market tops in 2000 and 2007. “Wewouldn’t put a lot of weight on this yet, but ifwe start to see clusters of oddities like this, itwill quickly raise a yellow flag,” he writes.

Another possible downside of that posi-tive breadth: Big tech has been sitting outthe recent market upturns. Of the so-calledFANMAG stocks—Facebook (FB),Ama-

zon.com (AMZN),Netflix (NFLX),Micro-soft (MSFT),Apple (AAPL), and GoogleparentAlphabet (GOOGL)—only Alphabethas been able to rally to a new high in recentweeks, even as the S&P 500 closed at a re-cord as recently as Dec. 17. The market hasshown it can rise even if the titans of tech sitit out, and that’s good news.

Still, their lack of participation worriesNed Davis, senior investment strategist atNed Davis Research. He notes that the S&P500 has gained 15% in 2020, but only halfthat without the six stocks, which, as agroup, peaked on Sept. 2. “[They] have re-fused to confirm the new highs in the mar-ket,” he writes. If they start to break down,“that could be an important warning.”

For now, though, we’ll give the stock mar-ket the benefit of the doubt. It’s earned it.

Looking Back on 2020I blew it.

I know that sounds harsh, especially in ayear as difficult as 2020. But in the Tradercolumn each week, I try to help readersthink about possible outcomes for the stockmarket—the potential risks and rewards—so they can make decisions about their in-vestments and not be spooked by whatmight come next. And so while my calls onindividual stocks turned out to be prettygood, it’s my calls on the market that I’llhave a hard time living down.

The worst part is that I saw a downturncoming, if not exactly this kind. In 2018, Iwrote that a bear market wouldn’t comeuntil 2020, and in November 2019, I warnedthat a downturn, as signaled by the yieldcurve, was looming and investors should becautious. But I wasn’t cautious enough whenCovid-19 arrived on the scene, and I was toocautious when the market bottomed. Thatmistake was made worse by the fact that Icalled for the Federal Reserve to act quicklyand for a major fiscal package, but I didn’tturn bullish when both happened.

Instead, I clung to the idea that the mar-

Vital SignsThursday's Week's Week's

Close Change %Chg.

DJ Industrials 30199.87 +20.82 +0.07

DJTransportation 12522.92 -43.15 -0.34

DJUtilities 845.97 -11.29 -1.32

DJ65Stocks 10000.95 -23.96 -0.24

DJUSMarket 937.80 -0.46 -0.05

NYSEComp. 14382.50 -85.32 -0.59

NYSEAmerComp. 2332.17 -4.02 -0.17

S&P500 3703.06 -6.35 -0.17

S&PMidCap 2315.36 +28.10 +1.23

S&PSmallCap 1121.51 +13.35 +1.20

Nasdaq 12804.73 +49.10 +0.38

ValueLine (arith.) 7895.16 +30.17 +0.38

Russell 2000 2003.95 +33.96 +1.72

DJUSTSMFloat 38887.44 +32.61 +0.08

LastWeek WeekEarlier

NYSEAdvances 1,688 1,855

Declines 1,526 1,381

Unchanged 56 43

NewHighs 496 549

NewLows 12 21

AvDailyVol (mil) 3,659.6 4,895.4

Dollar (Finex spot index) 90.33 90.02

T-Bond (CBTnearby futures) 172-240 172-040

CrudeOil (NYM light sweet crude) 48.23 49.10

InflationKR-CRB (FuturesPrice Index) 165.55 166.45

Gold (CMXnearby futures) 1879.90 1885.70

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December 28, 2020 BARRON’S M3

ket would follow the typical bear-marketpath—a big drop, a bounce, and then a sec-ond drop, which would be the one to buy.But that second drop never came. And Istuck with that view for far too long, as Ibattled the realization that I had been in-correct and the fear that I would becomebullish just as the market was ready for apullback. I finally changed my tune in June,but by then the easy gains were gone.

That massive miss tarnished what wasotherwise a decent year for the column. Iargued to anyone who would listen that thepresidential election wouldn’t matter forthe market—and it didn’t. My stock picks,though there weren’t as many hits as therehad been in the past, were also solid, beat-ing the S&P 500 by one percentage point. Irecommended buying Lennar (LEN) onJan. 3, and the stock has gained 42% sincethen, outpacing the S&P 500 by 28 per-centage points. I said to avoidAMC Enter-tainment Holdings (AMC) after itsbounce, arguing that the movie businesshad been changed too much by Covid-19. Itsstock has fallen 44% since then. And onAug. 14, I recommended buying Target(TGT) before its earnings report in Au-gust—and the stock has gained 27% sincethen, easily topping the S&P 500’s 9.5%rise over the same period.

Restaurants turned out to be a decentplace to find opportunities. I recommendedbuying Starbucks (SBUX) in August, cit-ing its potential for a big rebound onceCovid-19 cases started to decline. Its stockhas gained 22% since then, easily beatingthe S&P 500’s 5.3% gain during the sameperiod. EvenMcDonald’s (MCD), which Ipicked on July 24, gained nearly 8% sincethen, even if it ended up lagging the S&P500 by seven percentage points.

The same couldn’t be said for my twoworst picks. I recommended investors takeprofits on Apple in August after the tech

titan announced that it would split itsstock. Part of my argument was technical—Apple stock was trading 24% above its 50-day moving average, the most since 2008.Apple’s rise was also due almost entirely tothe willingness of investors to pay more forthe stock, not because its earnings had ac-celerated. The call was the right one, butthe timing was off. Apple stock peaked onSept. 2, just a few days after the split, andhas yet to regain that high. Still, the stock isup 16% since my call. Ouch.

It seems that every year I pick at leastone energy stock, and every year that pickturns out to be a stinker. I pickedWhitingPetroleum (WLL) in 2014 and 2015 beforefinally wising up, and it filed for bank-ruptcy in 2020. This year, it was BP’s (BP)turn. The oil giant’s stock has fallen 41%since I picked it on Jan. 24, 54 percentagepoints worse than the stock market overthe same period, as the coronavirus reces-sion caused oil prices to turn negative andcalled into question the future of big, legacyenergy companies. It doesn’t help that themarket has basically accepted that renew-able energy will replace oil and has startedto price that in as if it’s happening now.

There’s still a lot to like about BP, how-ever. It pays a 6.4% dividend and needs oil toaverage only $39 a barrel to cover its payout,according to J.P. Morgan analyst ChristyanMalek. The company is already makingprogress in reducing its debt and couldreach its target earlier than expected, result-ing in the potential for even more cash re-turned through share buybacks. Finally, BPis quickly changing its business for a worldwhere oil is a less important source of en-ergy. That has its risks, but it’s an opportu-nity too. BP trades at a 12% discount to thesector based on 2022 earnings, so thoserisks are likely priced in.

I’ll probably regret it later, but BP lookslike a good long-term bet. B

Industry ActionPerformance of the Dow Jones U.S. Industrials, ranked by weekly percent change.*

Financials 1.06%

Technology 0.79

Industrials–0.43

Consumer Services–0.51

Basic Materials–0.64

Health Care–0.83

Utilities–0.87

Consumer Goods–1.07

Oil & Gas–1.85

Telecommunications–2.08

Source: S&P Dow Jones Indices* For breakdown see page M36.

Visit www.sectorspdrs.com or call 1-866-SECTOR-ETF

HEALTH CARE SECTOR OFTHE S&P 500 IN ONE ETF

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All ETFs are subject to risk, including possible loss of principal. Sector ETF products are also subject to sector risks and non-diversification risks, which generallyresults in greater price fluctuations than the overall stock market. Ordinary brokerage commissions apply.

The S&P 500 is an index of 500 common stocks that is generally considered representative of the U.S. stock market. You cannot invest directly in an index.

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S hares in BASF , the world’s larg-est publicly traded chemicalmaker, have fallen 8.12% over thepast five years, due to competi-

tion from China and weaker global de-mand for some products.

BASF (ticker: BAS.Germany), whoseproducts include absorbent sponges indiapers, foam for car seats, and vitamins,has six interconnected divisions. Manu-facturing spans both upstream anddownstream markets. Upstream, petro-chemical products are generated early inthe refinery process. Downstream, plantsconvert raw materials into finished prod-ucts, such as agricultural pesticides andpersonal-care items.

Chief Executive Officer Martin Bruder-müller, who took the helm in 2018, hasfocused on increasing profit margins bydeveloping new downstream products.He has also shifted the portfolio towarditems that command higher prices. Thosethat don’t, such as construction chemicalsand pigments, have been, or are being,divested.

But the auto industry, BASF’s largestcustomer, has been hit hard by the pan-demic. That sent the shares reeling inApril. They fell sharply again in October,to 46.63 euros ($57.09), over fears of asecond wave of Covid-19.

The stock has since recovered to€63.53, but still represents a potentialbuying opportunity. Third-quarter re-sults, disclosed in late October, came in30% ahead of the consensus forecastearly that month. And as Covid vaccinesare deployed, BASF should see a growthcycle developing.

Laurence Alexander, an analyst at Jef-feries who has a €68 price target and aBuy rating on BASF, argues in a note: “Webelieve the risk/reward remains favorable,given the prospects of a recovery in Chi-nese demand, better automotive produc-tion trends, and…a global restock cycle,”

By Rupert Steiner retail sales in Brazil compared with 21%in China, notes Malcolm Dorson, LatinAmerica portfolio manager at Mirae As-set Global Investments.

But with the longer runway in emerg-ing markets comes hotter competition.Alibaba Group Holdings’ (BABA) dom-inance of Chinese online shoppingseemed impregnable, until it wasn’t.Smaller rivals JD.com (JD) and Pin-duoduo (PDD) took large bites of theincumbent’s lunch during this pandemicyear. Shares in both upstarts more thandoubled, while Alibaba’s crept up 20%.Nio was just No. 7 in 2020 Chinese elec-tric-vehicle sales, indicating a big shake-out to come. MercadoLibre is fending offmultiple attacks in its core Brazilian mar-ket—from old-school retailers headingonline, such as Lojas Americanas(LAME4.Brazil), and start-up fintechslike PagSeguro Digital (PAGS) andStoneCo (STNE).

Hot emerging market stocks may welltake a breather heading into 2021, saysDaraWhite, global head of emergingmarkets equity at Columbia Threadnee-dle Investments. “The core growth seg-ment may go sideways for a while,” hesays. “But it’s still inning three or four ofa nine-inning ballgame.”

Invesco’s Leverenz is moving moredecisively away fromwhat he calls theFOMO (fear-of-missing-out) bubble. In-stead he’s buying Chinese consumer com-panies such as hotel operatorHuazhuGroup (HTHT) and fast-food purveyorYumChina Holdings (YUMC), and In-dian financials:KotakMahindra Bank(KMB: India) andHDFCBank (HDB).

The coming years promise new greatnames in nascent, crowded emergingmarket sectors such as Chinese solar-equipment makersDago New Energy(DQ), GCL-Poly Energy Holdings(3800.Hong Kong), and Xinyi SolarHoldings (968.Hong Kong)

There are plenty of thrills left in emerg-ing markets, but they won’t come cheap. B

E U R O P E A N T R A D E R

BASF Has the RightChemistry for a Rebound

most likely in 2021’s first half.Tim Jones, an analyst at Deutsche

Bank, has a Buy rating on BASF andforesees a 12% increase in its stock price,to €71. “BASF is entering a sweet spot,with three key drivers of the share price,”potentially in the next 12 to 18 months, hewrites. The drivers: increased demandthat boosts earnings, divestment throughthe initial public offering of the Winter-shall Dea oil-and-gas business, and acyclical recovery of profit margins.

BASF, based in Ludwigshafen amRhein, employs more than 117,000work-ers and has a market value of €59 billion. Itfetches 17.8 times this year’s expected earn-ings and is valued in line with its peers.The company posted income before tax of€3.3 billion for 2019, down from €5.2 bil-lion because of changes to the way it re-ports its figures, on sales of €59 billion.

Brudermüller said in a Novemberupdate that “the fourth quarter contin-ues to present risks, given the uncer-tainty surrounding the further recoveryof the markets, the future course of thecoronavirus pandemic, and any renewedrestrictions on economic activity to con-tain the pandemic. We do not see anymaterial new or increased risks as a re-sult of the crisis.”

Since taking the helm, Brudermüllerhas tried to make BASF’s culture moreentrepreneurial, customer-focused, andagile. While his campaign seems to be onschedule, the results have been hidden bythe impact of Covid and by the tougheconomic conditions.

A cost-cutting plan aimed at delivering€2 billion of savings is under way, and bynext year the workforce will have beenreduced by at least 6,000 (not includingemployees from parts of the business thatare being divested or floated on the stockmarket).

These various moves, combined withan improving macro environment, couldproduce the right chemistry to boost theshare price. B

EM E R G I N G M A R K E T S

Hot Growth Stocks DriveOptimism and Anxieties

Y ou think Tesla stock had a goodrun this year?

Shares in Elon Musk’s elec-tric-car dynamo (ticker: TSLA)

jumped a mere 670% during 2020. Chi-nese competitorNio (NIO) posted an11-fold increase.

EVs aren’t the only sector whereemerging market stars left U.S. names inthe dust.Amazon.com’s (AMZN) 75%advane lagged Latin American e-com-merce sensationMercadoLibre’s (MELI)by 200%. Southeast Asian online market-place Sea (SE) climbed fourfold. Chinesesocial-media powerTencent (700.HongKong) outperformed Facebook (FB) 50%to 30%.

This growth-stock alpha explosion ispushing optimism about emerging mar-kets. “You’ve gone from arbitraging low-cost labor to a China that is producingmore Ph.D.s and patents than the U.S.,”says Brian Freiwald, manager of the Put-nam Emerging Markets Equity fund.“The 2020s will be the decade of EM.”

But the vertical valuation climbs aremaking other managers nervous. “Inves-tors have dived into the disruptive, next-thing story without any real nuance,”says Justin Leverenz, chief investmentofficer for developing-market equities atInvesco. “That’s created a clutch of com-panies around the world whose stocksare divorced from reality.”

There are reasons emerging marketdisrupters caught fire this year. Com-pared to the maturing U.S. FAANG com-panies, they are still…emerging. Tencentflashes two or three ads a day at its bil-lion or so WeChat users, compared with25 for Facebook. Tencent can graduallyincrease the number of ads directed at itshuge base, creating top-line growth po-tential for the Chinese giant.

The rest of Asia and Latin America arepractically virgin terrain for digital ser-vices. E-commerce accounts for 3% of

By Craig Mellow


T H E S T R I K I N G P R I C E Disney stock, which was largely written off as acasualty of the pandemic, has since become oneof the great success stories of a difficult year.

Placing a Bullish Bet onDisney Before Earnings

W alt Disney’s strategic pivot in2020—one of the worst yearsimaginable for a theme-parkoperator—is a case study in

how effective leaders are often a company’smost important asset.

Executive abilities are never carried on acorporate balance sheet or given some tan-gible valuation, but Disney’s (ticker: DIS)executives are proof of just how much agood team can accomplish even under dra-matic pressures that seem to threaten theeconomic essence of their company.

When investors were determined to seenothing but trouble for Disney as theCovid-19 pandemic threatened earnings byshuttering theme parks, the company’sleaders developed a streaming-contentstrategy that has seemingly changed thecompany’s fortunes onWall Street.

No longer are investors obsessed overthe fact that only brave souls would visittheme parks during a viral pandemic.Now, they are captivated by the potentialvalue of Disney’s content catalog and cre-ative muscle.

In October, Disney reorganized its mediaand entertainment business to develop andproduce original content for streaming con-tent directly to consumers. The home ofMickeyMouse is now harnessing its world-renowned creativity on a centralized globaldistribution team to deliver and monetizecontent across Disney’s many platforms,including Disney+, Hulu, and ESPN+.

Disney stock, which was largely writtenoff as a casualty of the Covid-19 pandemic,has since become one of the great successstories of a difficult year. Shares are tradingnear a 52-week high, and investors are ex-cited about the future, especially as the pan-demic seems poised to end in 2021 thanks tothe vaccine rollout.

We were early to recognize that Disneylikely had a “streaming strategy” before itbecame a central fact of the stock. Our cluewas when the company unveiledHamilton

on its Disney+ streaming-video service. Therelease created nationwide excitement anddid almost nothing to the stock. At the time,the stock was around $113, and shares weredown 21% for the year.

Now, the stock is up 20% for the year,and investors cannot get enough of the com-pany—especially after Disney recently re-vealed a tremendously bullish forecast.

In anticipation that investors will likewhat Disney reports when first-quarterearnings are released in early February, con-sider an aggressive options strategy thatpositions you to buy stock at $170, whileparticipating in rallies above $180. The “riskreversal”—that is, selling a put and buying acall with a higher strike price but the sameexpiration—expresses a view that Disney isa stock worth owning.

With Disney’s stock at $173.73, inves-tors can sell the February $170 put forabout $7.50, and buy the February $180call for $6.80. If the stock is below $170 atexpiration, you would be obligated to buythe stock, cover the put at a higher price,or roll the put to avoid exercise. Shouldthe stock advance, however, you wouldpocket the credit for selling the put andbuying the call.

At $190, for example, the call would beworth $10. Remember, the risk reversal paysinvestors for agreeing to buy the stock at$170 (or to cover or adjust the short put) andto participate in gains above $180.

During the past 52 weeks, Disney stockhas ranged from $79.07 to $179.45.

Without doubt, dancing around a high-flying stock in the options market isn’t forthe fainthearted. The potential profit profilesare attractive, but they always seem attrac-tive. Be mindful of the risk created by sellinga put so close to the stock price.

The risk reversal expresses confidencethat Disney’s executives will continue theirmanagerial tour de force, the likes of whichshould be streamed and studied in businessschools. But anything unexpected—like ahiccup in streaming content strategy—couldroil the best-laid plans of mice and men. B

By Steven M. Sears

EquityOptions

CBOE VOLATILITY INDEXVIX Close VIX Futures

10

30

50

70

90

J F M A M J J A S O N D

Source: CBOEDaily Values

THE EQUITY-ONLY PUT-CALL RATIOPut-Call Ratio S&P 500 Index

30507090110130150170190210230250270290310


Source: McMillan Analysis Corp.

SPX SKEWImplied volatility %

8

9

10

11

12

13

14

15

16%


Source: Credit Suisse Equity Derivatives Strategy

NDX SKEWImplied volatility %

7

8

9

10

11

12

13

14

15

16%


Source: Credit Suisse Equity Derivatives Strategy

Skew indicates whether the options market expects a stock-market advance or decline. It measures the differencebetween the implied volatility of puts and calls that are 10% out of the money and expire in three months. Higherreadings are bearish.

Week'sMostActiveCompany Symbol Tot Vol Calls Puts AvgTot Vol IV%ile RatioRealPage RP 27059 15240 11819 308 0 87.9500.com WBAI 4438 2146 2292 68 99 65.3PlatinumGroupMetals PLG 4322 3478 844 112 50 38.6eMagin EMAN 24437 24160 277 844 100 29.0CuroGroup CURO 15720 5091 10629 616 79 25.5AquaMetals AQMS 44983 44063 920 2688 97 16.7Magna International MGA 29287 27430 1857 1908 95 15.3Atlantica Sustainable InfrastructureAY 5393 4759 634 368 96 14.7Cybersecurity ETF CIBR 7467 7097 370 548 95 13.6180Degree Capital TURN 12485 12422 63 960 100 13.0FireEye FEYE 1087116 937345 149771 92768 98 11.7Bio Telemetry BEAT 16753 11774 4979 1452 0 11.5Aclaris Therapeutics ACRS 3744 2599 1145 368 74 10.2CBAK Energy Technology CBAT 210316 91282 119034 21180 20 9.9CyberArk Software CYBR 46688 40759 5929 4768 51 9.8Cyber Security ETF HACK 16956 15931 1025 1872 95 9.1Sunworks SUNW 15115 13417 1698 1712 92 8.8SolarWinds SWI 36002 18828 17174 4284 99 8.4Kopin KOPN 18201 17218 983 2284 100 8.0Apartment Investment andMgmt AIV 31727 26712 5015 4044 97 7.8

This table of themost active options this week, as compared toaverageweekly activity – not just raw volume. The idea is that theunusually heavy trading in these optionsmight be a predictor of corporate activity – takeovers, earnings surprises, earnings pre-announcements, biotech FDA hearings or drug trial result announcements, and so forth. Dividend arbitrage has been eliminated. Inshort, this list attempts to identify where heavy speculation is taking place. These options are likely to be expensive in comparison totheir usual pricing levels. Furthermore,many of these situationsmay be rumor-driven.Most rumors do not prove to be true, so oneshould be aware of these increased risks if trading in these namesRatio is the Tot Vol divided by Avg Tot Vol. IV%ile is how expensive the options are on a scale from0 to 100.

Source:McMillan Analysis


C OMMO D I T I E S

Bad Weather Is GoodNews for Soybean Prices

R ecent unseasonably dry weatherin South America, and worriesthat the lack of moisture will con-tinue, could propel soybean

prices more than 40% higher in the firstquarter of 2021.

“South America is a little too dry anduncomfortably dry,” says Sal Gilbertie,founder and CEO of commodity exchange-traded fund company Teucrium Trading.“We could have a serious lowering of thecrop estimates over the next threemonths.”

Such continuing dryness could causeirreparable damage to this year’s Braziliansoybean crop and send futures prices forthe grain as high as $18 a bushel, up from$12.43 recently, according to a recent Teu-crium report. Brazil is the largest soybeanexporter. That would follow an alreadyspectacular rally, up from $8.22 in March,says Macrotrends.net.

Savvy investors might consider buyingMay-dated soybean futures contracts onthe CME, or alternatively, the TeucriumSoybean (SOYB) exchange-traded fund,which tracks soybean futures prices. Thefund has rallied 34% over the six monthsthrough Dec. 21, and 18% this yearthrough the same date, according to datafrom Bloomberg.

What sparked the rally is an increase indemand from China, which needs thegrain to feed livestock as it brings its hogherd back to full strength following 2019’sdevastating outbreak of African SwineFever.

The disease led to the slaughter of morethan 200 million Chinese pigs last year,according to a recent report from S&PGlobal.

China is expected to import 100 millionmetric tons of soybeans for the 2020-21season, according to U.S. Department ofAgriculture estimates. That’s a 21% jumpfrom the 2018-19 season.

“China is importing record amounts of

soybeans,” says Gilbertie. That will likelyalso help boost U.S. exports.

The demand surge is what caused therecent rally. But looking forward, unfavor-able weather will be what propels priceseven higher in early 2021.

The combination of a current La Niñaweather system and a low count of darkspots on the solar surface will likely meanlower precipitation, says Joe D’Aleo, chiefmeteorologist for agriculture at Weather-Bell Analytics in New York. “In years oflow solar activity and La Niña, it tends tobe dry,” he says.

He isn’t alone in being concerned aboutthe weather. “From our weather forecast,we think there will be problems with thedrought continuing, and that will causeirreparable crop damage,” says ShawnHackett, president of Hackett FinancialAdvisors.

In the fall, the lack of moisture delayedthe soybean planting. And while recent“spotty, sporadic rainfall” gave some reliefto the crop, he says, that much-needed rainwill likely soon give way to more droughtand could irreparably damage the crop inJanuary and February.

Those two months are critical towhether the crop is a good one or a badone, says Hackett. The make-or-breakmonths for the Brazilian crop will be de-termined, and poor weather could de-crease yields, sending prices higher.

Buying soybean futures is risky. It’seven more so when basing trading onweather forecasts.

Some decent rain in Brazil couldquickly rescue a partially depleted cropand send prices lower. That means anyonebuying a soybean futures contract shouldobserve the market and be prepared toclose their position if the Brazilian weatherturns decidedly from dry to wet over thenext few weeks.

Still, on balance, the risks favor bettingon higher soybean prices at this time. “Ifcrops are as bad as we think they will be,then prices could go higher,” says Hackett. B

By Simon Constable

SMALL SPACES.BIG OPPORTUNITIES.

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LEGAL NOTICES

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I N S I D E S C O O P

Ryan Cohen, co-founder of pet-supplies retailerChewy, boughtmore shares ofvideogame retailerGameStop. He’snow the No. 2shareholder.

underlie a 4.5% convertible pre-ferred series offered through aprivate placement that closed onDec. 11. With the latest investment,Blackstone has an 8.5% interest inFireEye. Two Blackstone directorscurrently serve on FireEye’s board.

Increases inHoldingsSolid Biosciences (SLDB)Perceptive Advisors discloseda higher stake in the biotech com-pany of 10,803,857 shares. Percep-tive bought 4,054,054 Solid Biosci-ences shares for $3.70 each througha private placement that closed onDec. 10. Perceptive now owns 12.7%of Solid Biosciences’ outstandingstock.

Decreases inHoldingsBonanzaCreek Energy(BCEI)Mangrove Capital disclosed alower position in the independentoil-and-gas explorer of 1,343,678shares. Mangrove Capital cut itsBonanza Creek stake by nearly aquarter with the sale of 426,826shares from Dec. 14 through Dec. 18at prices ranging from $20.63 to$22.40 apiece. Mangrove gave noreason for the divestment and nowholds 6.4% of Bonanza Creek’stradable stock.

Inseego (INSG)North Sound Trading sold acombined 2,401,995 shares of thenetworking and Internet of Thingscompany. North Sound disposed ofthose Inseego shares from Dec. 14through Dec. 16 at prices rangingfrom $14.33 to $15.59 each. NorthSound gave no reason for trimmingnearly a fifth of its Inseego stakethat now stands at 9,086,678shares, equal to an 8.7% interest.Those figures include 625,000shares underlying warrants andanother 4,404,758 common sharestied to convertible notes due in2025.

POWER PLAY

GameStopActivist RyanCohenBuysMore Stock

Ryan Cohen, a big investorand activist in GameStopstock, just bought moreshares of the videogameretailer.

GameStop (ticker: GME)shares have tripled this

year, lifted by sales of next-generationgaming consoles and the prospect ofactions by activists, including Cohen.GameStop’s third-quarter earnings,reported earlier this month, weredisappointing. The company also saidit plans to sell stock through at-the-market offerings, which could dilutethe value of existing shares.

RC Ventures, a limited liabilitycompany controlled by Cohen, paid$37 million from Dec. 15 through Dec.18 for 2.5 million more GameStopshares, at a per share average price of$14.80. According to a regulatory fil-

ing, Cohen’s RC Ventures now ownsnine million GameStop shares, or12.9% of the shares.

Cohen is a co-founder of onlinepet-supplies retailer Chewy (CHWY),and according to a November filing, hewants GameStop to adopt “the typeof world-class infrastructure that wasconstructed at Chewy, which is worthmultiples of GameStop’s current mar-ket capitalization.” RC Ventures hasalready had private conversationswith GameStop’s executives anddirectors.

Through a representative, Cohendeclined to comment beyond the fil-ings.

According to S&P Capital IQ, RCVentures is now GameStop’s second-largest shareholder.

Tigress Financial Partners’ IvanFeinseth wrote this month thatGameStop runs the risk of having“the same fate as Blockbuster Video.” B

By ED LIN

Why the IPOBoomWillLast Into2021

Arobust year for initialpublic offerings mayjust be setting the stagefor a strong slate ofcompanies listing theirshares in 2021.

Rabid investor de-mand caused shares of companieslikeDoorDash (ticker: DASH) andAirbnb (ABNB) to roughly doublein their first trading days, showingthat investors are itching to get apiece of newly public companies.And that surge came near the endof what has proved to be a strongIPO cycle.

There were more than 200 IPOsin 2020, raising a combined $78.1billion, eclipsing 2019’s mark of 160IPOs that raised $46.3 billion, datafrom Renaissance Capital show.Not to mention, the roughly equalnumber of special purpose acquisi-tion companies, or SPACs, that alsomade their debut on stockexchanges this year.

But even after a dizzying 2020,there’s still a hefty pipeline of com-panies looking to go public, andWall Street anticipates similar in-vestor enthusiasm in 2021. Bumble,Instacart, and Roblox are justa sampling of the unicorns mullinga 2021 debut.

Smaller floats for IPOs mixedwith high investor demand in anera of lower-for-longer interestrates could be driving some of theearly spikes in newly issued shares,according to a source at Nasdaq.The exchange handled 300 IPOsthis year, including SPACs—themost in a decade—and noted thatthe offerings gained 63.9% thisyear, blowing past the S&P 500index, which gained 13.4%.

The outperformance suggeststhat investors are holding newlypublic shares longer, and that theirappetite for IPOs remains high. B

By CARLETON ENGLISH

Activist HoldingsEvolent Health (EVH)Earlier this year, Engaged Capi-tal initiated a 9.96% position inthe health-care, administrative-services tech firm, equal to8,553,155 Evolent Health shares.That position has remained un-changed, as noted by EngagedCapital’s latest disclosure. Whathas changed is that Engaged andEvolent entered into a cooperationagreement as of Dec. 21. Per theagreement, Evolent will increasethe size of its board by one to ac-commodate the appointment of an

Engaged representative to serve untilat least next year’s annual sharehold-ers meeting. Engaged Capital willabide by customary standstill agree-ments, and will limit its EvolentHealth interest to no more than 12%.

Original FilingsFireEye (FEYE)Blackstone Group (BX) revealed afresh position in the cybersecurityfirm of 21,449,275 shares. All of theFireEye shares owned by Blackstoneunderlie preferred convertible securi-ties, including 370,000 shares that

These disclosures arefrom 13Ds filed withthe Securities andExchange Commission.13Ds are filed within10 days of an entity’sattaining more than5% in any class of acompany’s securities.Subsequent changesin holdings or inten-tions must be re-ported in amendedfilings. This material isfrom Dec. 17 throughDec. 23, 2020.Source: Insider-Score.com


Thecharts record thenet change in shareprice, thehigh, lowandclosing trades, andshare volume for companieswithnoteworthy stockactivity lastweek. In addition, thegraphsdepict lastweek’sdaily priceactivity in detail. The

dotted lineonsomegraphsdenotes thestock’s200-daymovingaverage; lackof amovingaveragemeans theshareshave traded for less than that timeperiod.

Charting the MarketA graphic look at selected stock activity for the week ended December 24, 2020 n Edited by Bill Alpert

ALIBABA GROUP HOLDING

BABA (NYSE) •222.00 • -38.00

208

222

236

M T W T F

250

264

Holiday

165

196

227

258

289

320Stock Price $

094

D J F M A M J J A S O N D

188Volume in Millions

� China’s antitrust regula-tors are investigatingwhether the e-commerceplatform’s exclusivity dealswith merchants unfairlyhurt rivals like JD.com

PELOTON INTERACTIVE

PTON (NASD) • 162.72 • 22.88

136

145

154

M T W T F

163

172

Holiday

7

40

73

106

139

172Stock Price $

0116



� A deal to buy the exer-cise equipment maker Pre-cor will bring more manu-facturing capacity to theseller of home workout gearand subscription classes.

BLINK CHARGING

BLNK (NASD) • 49.50 • 13.16

33.0

38.5

44.0

M T W T F

49.5

55.0

Holiday

0

11

22

33

44

55Stock Price $

082



� Deals to place electric-carchargers at the facilities ofsome Pennsylvania hospitalswere enough to juice thestock of this favorite amongfans of car-battery stocks.

QUANTUMSCAPE

QS (NYSE) • 114.77 • 41.04

72

88

104

M T W T F

120

136

Holiday

0

28

56

84

112

140Stock Price $

070



� Frothy enthusiasm forelectric-car stocks lifted thevalue of this battery devel-oper above those of Fordand GM. It came public lastmonth through a SPAC.

NIKOLA

NKLA (NASD) • 13.75 • -3.33

12.0

13.5

15.0

M T W T F

16.5

18.0

Holiday

0

21

42

63

84

105Stock Price $

0177



� Waste hauler RepublicServices canceled its big or-der for 2,500 battery-pow-ered trucks from the trou-bled start-up. An analystcalled the loss a “gut punch”.

XL FLEET

XL (NYSE) • 29.78 • 14.46

15

20

25

M T W T F

30

35

Holiday

0.0

7.5

15.0

22.5

30.0

37.5Stock Price $

079



� While best known for hisshort-sale ideas, Citron Re-search’s Andrew Left calledthis maker of hybrid-vehicleengines a Buy. XL just camepublic through a SPAC.

FIREEYE

FEYE (NASD) • 22.37 • 3.14

17.0

19.5

22.0

M T W T F

24.5

27.0

Holiday

7

11

15

19

23

27Stock Price $

079



� The firm that flagged thevast breach in SolarWindssoftware drew fans, who ex-pect more business for thecybersecurity adviser andits peers.

UNIQURE

QURE (NASD) • 38.10 • -7.85

36.0

37.5

39.0

M T W T F

40.5

42.0

Holiday

33

42

51

60

69

78Stock Price $

06



� Regulators paused thecompany’s clinical trials of agene therapy for hemophiliaB, after a patient’s liver can-cer diagnosis. No other caseshave shown in 100 patients.

RIOT BLOCKCHAIN

RIOT (NASD) • 13.12 • 3.07

9.0

11.5

14.0

M T W T F

16.5

19.0

Holiday

0.0

3.5

7.0

10.5

14.0

17.5Stock Price $

0100



� The rise in cryptocurren-cies like Bitcoin has liftedthe stocks of miners likeMarathon Patent Groupand Riot—which is buying15,000 more mining comput-ers.

AGIOS PHARMACEUTICALS

AGIO (NASD) • 45.15 • 11.94

39

41

43

M T W T F

45

47

Holiday

27.0

33.5

40.0

46.5

53.0

59.5Stock Price $

05



� Selling its cancer-drugbusiness for nearly $2 bil-lion, Agios will return someof the proceeds to share-holders and invest the reston blood-disease projects.

NANTKWEST

NK (NASD) • 16.01 • 5.75

11.0

13.5

16.0

M T W T F

18.5

21.0

Holiday

0

4

8

12

16

20Stock Price $

029



� In an exchange of stock,the immunotherapy com-pany will merge with Immu-nityBio, another firm in thestable of medical entrepre-neur Patrick Soon-Shiong.

SORRENTO THERAPEUTICS

SRNE (NASD) • 7.89 • 0.54

6

7

8

M T W T F

9

10

Holiday

1

5

9

13

17

21Stock Price $

0299



� On Wednesday, the com-pany filed an applicationwith the U.S. Food andDrug Administration, seek-ing emergency authorizationof a quick Covid test.


NYSE MOST ACTIVE

VolumePercentageLeadersName (Sym) Volume %Chg. Close ChangeColonnadeAcqnA(CLA) 2833410673.4 16.25 +6.20SteelPartners(SPLP) 3438 6659.1 9.15 +0.38JuniperIndlA(JIH) 12458 2466.5 11.13 +0.80AltimarAcqnA(ATAC) 7664 1653.0 11.59 +0.78IonAcqn1A(IACA) 1819 1617.8 13.25 +2.08XLFleet(XL) 156877 1476.2 29.78 +14.46FoleyTrasimeneA(WPF) 14222 1124.8 11.35 +0.30SolarWinds(SWI) 29283 1102.9 15.75 +1.57GigCapital3(GIK) 30005 1035.6 14.07 +3.11AerojetRocket(AJRD) 24780 902.6 52.85 +10.81fuboTV(FUBO) 114237 814.2 44.18 +4.93CrawfordB(CRD.B) 447 784.6 7.80 –0.37LGLSysAcqn(DFNS) 799 585.4 10.45 +0.20QuantumScape(QS) 117057 583.0 114.77 +41.04FortressValueII(FAII) 1938 504.4 10.80 +0.25FlyLeasing(FLY) 5859 493.9 10.53 +2.58NorthernStarAcqn(STIC) 11301 429.2 18.50 +6.10ReplayAcqn(RPLA) 2645 420.7 10.65 +0.37GSAcqn IIA(GSAH) 4695 418.6 10.85 +0.36PeridotAcqnA(PDAC) 2154 378.3 10.25 +0.11

ByShareVolumeName (Sym) Volume CloseChange%Chg.NIO(NIO) 391654 45.77 –0.95 –2.0GeneralElec(GE) 265338 10.65 –0.16 –1.5PalantirTech(PLTR) 227910 27.75 +1.78 +6.9BankofAmerica(BAC) 207691 29.96 +1.29 +4.5FordMotor(F) 205046 8.86 –0.09 –1.0Alibaba(BABA) 174736 222.00 –38.00 –14.6AT&T(T) 170235 28.69 –0.71 –2.4XLFleet(XL) 156877 29.78 +14.46 +94.4Carnival(CCL) 137831 20.84 –0.62 –2.9WellsFargo(WFC) 131249 29.84 +0.83 +2.9Pfizer(PFE) 125929 37.27 –0.41 –1.1ItauUnibanco(ITUB) 124060 6.19 –0.07 –1.1QuantumScape(QS) 117057 114.77 +41.04 +55.7fuboTV(FUBO) 114237 44.18 +4.93 +12.6SouthwesternEner(SWN) 98703 3.39 +0.19 +5.9MarathonOil(MRO) 89999 6.63 –0.10 –1.5Transocean(RIG) 89039 2.20 –0.28 –11.3Nokia(NOK) 85597 3.89 –0.11 –2.8OccidentalPetrol(OXY) 84410 17.67 –0.85 –4.6EnergyTransfer(ET) 77462 6.44 –0.34 –5.0

ByDollarVolumeName (Sym) $Volume CloseChange%Chg.Alibaba(BABA) 39514760 222.00 –38.00 –14.6NIO(NIO) 18476387 45.77 –0.95 –2.0QuantumScape(QS) 12711522 114.77 +41.04 +55.7Boeing(BA) 10666768 217.15 –2.60 –1.2Square(SQ) 9936946 228.28 –7.17 –3.0Shopify(SHOP) 86323841225.52 +54.56 +4.7Salesforce.com(CRM) 7309603 225.78 –1.65 –0.7JPMorganChase(JPM) 7147370 124.52 +5.44 +4.6PalantirTech(PLTR) 6342189 27.75 +1.78 +6.9BankofAmerica(BAC) 6152172 29.96 +1.29 +4.5fuboTV(FUBO) 5858377 44.18 +4.93 +12.6C3.ai(AI) 5766013 161.00 +23.41 +17.0Snowflake(SNOW) 5264552 323.04 –11.21 –3.4Disney(DIS) 5223517 173.73 +0.84 +0.5Visa(V) 5144876 208.70 –2.61 –1.2AT&T(T) 4797630 28.69 –0.71 –2.4BerkHathwyB(BRK.B) 4581440 226.53 +3.10 +1.4Pfizer(PFE) 4523912 37.27 –0.41 –1.1Citigroup(C) 4417449 60.57 +1.51 +2.6Walmart(WMT) 4384345 143.50 –2.45 –1.7

NYSEAMERICANMOSTACTIVE

VolumePercentageLeadersName (Sym) Volume %Chg. Close ChangeRaMedicalSys(RMED) 3158 396.3 7.17 –0.62AnnovisBio(ANVS) 393 275.6 6.55 +0.40Ashford(AINC) 149 225.8 5.60 +0.50InfuSystems(INFU) 986 218.5 18.99 +1.79CorMedix(CRMD) 3525 192.0 7.87 –0.11CentrusEnergy(LEU) 856 139.0 27.85 +3.71inTEST(INTT) 195 130.4 6.23 +0.92Espey(ESP) 35 123.4 19.68 –1.06RetractableTechs(RVP) 5941 95.4 11.30 –0.05MastechDigital(MHH) 102 90.4 16.89 –0.27ChardanHlthcr2(CHAQ) 57 90.1 10.30 +0.15CTORealty(CTO) 173 81.4 39.93 –0.32Kaleyra(KLR) 825 79.7 9.79 +0.79OrlaMining(ORLA) 353 75.4 4.97 –0.03EVI Industries(EVI) 80 64.4 29.99 +0.91Cel-Sci(CVM) 2682 63.9 12.81 –0.27MegalithFinAcqn(MFAC) 398 53.6 14.57 +1.07Stereotaxis(STXS) 785 49.1 5.14 –0.05NorthernOil&Gas(NOG) 5195 48.2 8.96 –0.47AdamsRes(AE) 37 46.3 26.91 –2.38

ByShareVolumeName (Sym) Volume CloseChange%Chg.Zomedica(ZOM) 367408 0.23 +0.02 +10.8Senseonics(SENS) 203152 0.91 +0.50+120.3AgEagleAerial(UAVS) 118117 6.58 +2.53 +62.5AmpioPharm(AMPE) 107637 2.12 –0.29 –12.0Oragenics(OGEN) 99573 0.43 +0.01 +2.4PalatinTech(PTN) 87976 0.67 +0.23 +51.6CamberEnergy(CEI) 83273 1.05 +0.18 +21.4AIMImmuno(AIM) 48755 2.07 +0.16 +8.4NorthernDynasty(NAK) 33765 0.34 +0.00 +1.0Inuvo(INUV) 31308 0.47 +0.08 +20.5iBio(IBIO) 30567 1.16 +0.01 +0.9AlmadenMinerals(AAU) 24533 0.49 –0.28 –35.8SifcoInd(SIF) 23965 5.30 +1.34 +33.8eMagin(EMAN) 22954 1.62 +0.31 +23.7DPW(DPW) 21894 3.81 +0.00 +0.0TimberPharm(TMBR) 21016 0.77 –0.02 –2.6InspireMD(NSPR) 20988 0.37 +0.04 +12.2NewGold(NGD) 20530 2.21 –0.08 –3.5GranTierraEner(GTE) 19241 0.35 –0.01 –2.6B2Gold(BTG) 17873 5.60 +0.01 +0.2

ByDollarVolumeName (Sym) $Volume CloseChange%Chg.AgEagleAerial(UAVS) 761707 6.58 +2.53 +62.5CheniereEnergy(LNG) 273623 57.90 –0.25 –0.4AmpioPharm(AMPE) 237547 2.12 –0.29 –12.0Senseonics(SENS) 180532 0.91 +0.50+120.3SifcoInd(SIF) 148147 5.30 +1.34 +33.8AIMImmuno(AIM) 107358 2.07 +0.16 +8.4CamberEnergy(CEI) 104193 1.05 +0.18 +21.4B2Gold(BTG) 100102 5.60 +0.01 +0.2DPW(DPW) 82350 3.81 +0.00 +0.0Zomedica(ZOM) 78552 0.23 +0.02 +10.8RetractableTechs(RVP) 68468 11.30 –0.05 –0.4EnergyFuels(UUUU) 68099 4.15 +0.66 +18.9PalatinTech(PTN) 60021 0.67 +0.23 +51.6Parts Id(ID) 52015 8.30 +3.58 +75.8Oragenics(OGEN) 49026 0.43 +0.01 +2.4NuverraEnvl(NES) 47763 2.56 +0.22 +9.4NorthernOil&Gas(NOG) 46626 8.96 –0.47 –5.0PlatinumGrpMtls(PLG) 46271 5.02 +0.05 +1.0NewGold(NGD) 46180 2.21 –0.08 –3.5MAGSilver(MAG) 45472 18.64 +0.85 +4.8

NASDAQ MOST ACTIVE

VolumePercentageLeadersName (Sym) Volume %Chg. Close ChangeNantKwest(NK) 57944 1787.7 16.01 +5.75CleanEnerFuels(CLNE) 107056 1359.5 8.35 +2.85NeoleukinTherap(NLTX) 8295 1159.3 14.56 +3.08RealPage(RP) 27205 1130.6 87.53 +19.70MicroVision(MVIS) 263867 1094.0 6.55 +1.50PRGXGlobal(PRGX) 1615 991.1 7.70 +1.03FireEye(FEYE) 157527 873.8 22.37 +3.14HMSHoldings(HMSY) 15299 864.6 36.51 +2.73SportsmansWrhs(SPWH) 27074 717.6 17.92 +5.47RigNet(RNET) 2885 671.8 6.07 +0.35EHang(EH) 11599 614.5 26.16 +6.36HighPeakEner(HPK) 876 521.4 14.60 +0.60UpFintech(TIGR) 20785 508.9 6.79 +0.68PerionNetwork(PERI) 7082 489.9 13.84 +1.36VelodyneLidar(VLDR) 72591 456.7 24.68 +4.61Triterras(TRIT) 20376 437.6 14.35 +5.90RandolphBancorp(RNDB) 205 433.7 20.10 +0.10uniQure(QURE) 6746 418.4 38.10 –7.85Canoo(GOEV) 32619 418.1 17.81 –1.48FusionFuelGreen(HTOO) 2372 407.2 20.05 +3.89

ByShareVolumeName (Sym) Volume CloseChange%Chg.Apple(AAPL) 433658 131.97 +5.32 +4.2FuelCell(FCEL) 362573 12.30 +3.00 +32.3MicroVision(MVIS) 263867 6.55 +1.50 +29.7AmerAirlines(AAL) 256155 15.66 –0.85 –5.1Tesla(TSLA) 165899 661.77 –33.23 –4.8FireEye(FEYE) 157527 22.37 +3.14 +16.3AdvMicroDevices(AMD) 125471 91.81 –4.11 –4.3Intel(INTC) 120386 47.07 –0.39 –0.8TonixPharm(TNXP) 118738 0.67 +0.07 +12.0Moderna(MRNA) 114630 123.39 –16.84 –12.0CleanEnerFuels(CLNE) 107056 8.35 +2.85 +51.8LuminarTech(LAZR) 89786 33.06 +5.44 +19.7Microsoft(MSFT) 89065 222.75 +4.16 +1.9Nikola(NKLA) 75598 13.75 –3.33 –19.5Peloton(PTON) 74067 162.72 +22.88 +16.4VelodyneLidar(VLDR) 72591 24.68 +4.61 +23.0LiAuto(LI) 65413 29.32 –2.45 –7.7UnitedAirlines(UAL) 60987 43.26 –1.48 –3.3SiriusXM(SIRI) 59361 6.31 –0.00 –0.1NantKwest(NK) 57944 16.01 +5.75 +56.0

ByDollarVolumeName (Sym) $Volume CloseChange%Chg.Tesla(TSLA) 105825204 661.77 –33.23 –4.8Apple(AAPL) 55729880 131.97 +5.32 +4.2Amazon.com(AMZN) 309766043172.69 –28.96 –0.9Microsoft(MSFT) 19631205 222.75 +4.16 +1.9Moderna(MRNA) 14780953 123.39 –16.84 –12.0Facebook(FB) 14641436 267.40 –9.00 –3.3AdvMicroDevices(AMD) 11558473 91.81 –4.11 –4.3Peloton(PTON) 11518314 162.72 +22.88 +16.4ZoomVideo(ZM) 10367652 375.17 –30.84 –7.6NVIDIA(NVDA) 9994254 519.75 –11.13 –2.1AlphabetA(GOOGL) 73887181734.16 +7.94 +0.5AlphabetC(GOOG) 68427931738.85 +7.84 +0.5Roku(ROKU) 6158211 356.99 +16.28 +4.8Airbnb(ABNB) 5984186 154.84 –2.46 –1.6PayPal(PYPL) 5691942 238.64 +2.19 +0.9Intel(INTC) 5545319 47.07 –0.39 –0.8CrowdStrike(CRWD) 5325072 221.12 +17.37 +8.5Baidu(BIDU) 5207987 191.02 –1.67 –0.9Netflix(NFLX) 4703987 513.97 –20.48 –3.8Pinduoduo(PDD) 4317978 152.75 +3.38 +2.3

Winners and LosersNYSEBIGGEST%MOVERS

WinnersName (Sym) Volume Close Change %Chg.XLFleet(XL) 156877 29.78 +14.46 +94.4ColonnadeAcqnA(CLA) 28334 16.25 +6.20 +61.7500.com(WBAI) 51190 4.29 +1.60 +59.5QuantumScape(QS) 117057 114.77 +41.04 +55.7RMGAcqn(RMG) 25861 34.00 +12.05 +54.9NorthernStarAcqn(STIC) 11301 18.50 +6.10 +49.2LongviewAcqnA(LGVW) 26072 21.06 +6.27 +42.4InterPrivate(IPV) 11378 17.76 +4.71 +36.1

LosersName (Sym) Volume Close Change %Chg.PhoenixNewMedia(FENG) 10126 1.25 –1.24 –49.8SOS(SOS) 9262 1.26 –0.80 –38.8Tredegar(TG) 2147 16.04 –4.41 –21.6ConcordMed(CCM) 238 2.91 –0.79 –21.3PeabodyEnergy(BTU) 9767 1.72 –0.38 –18.1VinceHolding(VNCE) 187 5.26 –1.14 –17.8BEST(BEST) 16715 2.13 –0.46 –17.8CONSOLEnergy(CEIX) 1736 6.59 –1.21 –15.5

NYSEAMERICANBIGGEST%MOVERS

WinnersName (Sym) Volume Close Change %Chg.Parts Id(ID) 6156 8.30 +3.58 +75.8AgEagleAerial(UAVS) 118117 6.58 +2.53 +62.5SifcoInd(SIF) 23965 5.30 +1.34 +33.8LairdSuperfood(LSF) 500 57.10 +11.25 +24.5cbdMD(YCBD) 12802 3.12 +0.50 +19.1EnergyFuels(UUUU) 17785 4.15 +0.66 +18.9inTEST(INTT) 195 6.23 +0.92 +17.3Amcon(DIT) 2 104.02 +14.02 +15.6

LosersName (Sym) Volume Close Change %Chg.CRHMedical(CRHM) 1300 2.17 –0.70 –24.4TakungArt(TKAT) 987 1.77 –0.52 –22.7InnSuitesHosp(IHT) 132 1.94 –0.31 –13.8AmpioPharm(AMPE) 107637 2.12 –0.29 –12.0MilestoneSci(MLSS) 1078 2.02 –0.18 –8.2AdamsRes(AE) 37 26.91 –2.38 –8.1RaMedicalSys(RMED) 3158 7.17 –0.62 –8.0IndonesiaEnergy(INDO) 116 3.82 –0.30 –7.2

NASDAQ BIGGEST % MOVERS

WinnersName (Sym) Volume Close Change %Chg.AirT(AIRT) 2416 38.38 +28.63 +293.6Triterras(TRIT) 20376 14.35 +5.90 +69.8NantKwest(NK) 57944 16.01 +5.75 +56.0CleanEnerFuels(CLNE) 107056 8.35 +2.85 +51.8CodiakBioSci(CDAK) 965 22.98 +7.20 +45.6SportsmansWrhs(SPWH) 27074 17.92 +5.47 +43.9ShattuckLabs(STTK) 1122 57.61 +16.89 +41.5Magnite(MGNI) 49748 32.50 +9.25 +39.8

LosersName (Sym) Volume Close Change %Chg.Qutoutiao(QTT) 19840 1.64 –0.56 –25.5Quotient(QTNT) 5632 5.71 –1.61 –22.0FGFinancial(FGF) 137 3.66 –1.02 –21.9Evolus(EOLS) 2593 3.55 –0.92 –20.6Nikola(NKLA) 75598 13.75 –3.33 –19.5uniQure(QURE) 6746 38.10 –7.85 –17.1KinsaleCapital(KNSL) 1686 207.28 –39.18 –15.94DMolecular(FDMT) 467 40.01 –7.35 –15.5

IncludesCommonsharesonly. All figures reflect activity for themost-recent five-day tradingweek.Share volume figuresareexpressed in thousands.Volumepercentage leadersexcludestockswithaveragedaily volumeof fewer

than5,000sharesor pricedunder$5.Averagevolume isbasedon65 tradingdays.Volume figuresdonot reflect extended tradinghours. a-Stockhasnot been inexistenceor not been traded for 65consecutive sessions.S-Stock

split or stockdividendamounting to10%ormore.X-Ex-dividend


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HOST: JACK OTTER


Research ReportsHow Analysts Size Up Companies

These reports, excerpted and edited by Barron’s, were issued recently by investment andresearch firms. The reports are a sampling of analysts’ thinking; they should not beconsidered the views or recommendations of Barron’s. Some of the reports’ issuers haveprovided, or hope to provide, investment-banking or other services to the companiesbeing analyzed.

To be considered for this section, materialshould be sent to [email protected].

Synaptics • SYNA-NasdaqBuy • Price $82.53 on Dec. 22by Needham

Synaptics is our top pick for 2021, with over50%-plus potential upside, due to a largedisconnect between the company’s funda-mentals and what we believe to be a justi-fied valuation for those fundamentals.Synaptics’ gross margin is projected to ex-ceed 50% next quarter, but its shares are val-ued at just over 10 times our fiscal-year 2022non-GAAP EPS estimate, a 60% discount toother chip companies with 50% gross mar-gins. We believe that recent acquisitions ofBroadcom’s wireless IoT [Internet of Things]business and of DisplayLink [a leader inhigh-performance video compression] havetransformed Synaptics’ business and will pro-duce higher margins, while simultaneouslyopening new markets and creating opportu-nities for cost synergies. We look for the IoTbusiness to have opportunities in the edgecomputing, wireless connectivity, and USB-Ccategories. In the mobile phone business,Synaptics dominates the high-margin OLED[organic light-emitting diode] touch control-ler market, winning virtually every new de-sign by major handset manufacturers. Webelieve that the company’s overall Applebusiness will stabilize at roughly $360 millionto $370 million per year.Our stock price target is $130, based on aP/E multiple of 16 times our fiscal 2022earnings estimate of $8 a share.

Wesco International • WCC-NYSEOutperform • Price $73.97 on Dec. 15by RBC Capital Markets

Wesco [an electrical and industrial supplycompany] is paying down $500 million in debtnext month. That should save the companyabout $20 million in annual interest expenseand be accretive to 2021 EPS. The paydownshould not be a major surprise, though it wasquicker than we were anticipating. Wesco

also disclosed that fourth-quarter [business]trends were tracking down about 3%, yearover year, in line with expectations.We are updating our estimates, raising ourprice target, and continue to be positive onthe ongoing value creation at the company.Wesco will redeem its entire $500 million of5.375% senior notes due 2021 on Jan. 14. Thisshould add roughly 5% to 2021 EPS. We areraising our EPS estimate from $6.30 to $6.60,and our stock price target by $18, to $97.

Halliburton • HAL-NYSESell • Price $20.14 on Dec. 16by Edward Jones

Halliburton’s outlook remains challenged; weintend to drop coverage of the company onDec. 31, to focus on other investment ideaswith better long-term potential. We see theoil-price environment remaining challengedby oversupply and weak demand. The abilityof oilfield-services companies like Halliburtonto generate cash flow relies on commodityprices, and we remain concerned about thepotential stress to its financial position shouldthey remain weak for a prolonged period. Weprefer obtaining energy exposure through theintegrated oil, storage and transportation,and refining subsectors.

Square • SQ-NYSEBuy • Price $235.45 on Dec. 21by BTIG

We are reiterating our Buy rating, whileraising our price target to $295 (from $220)based on 8 times the company’s fiscal 2023estimated enterprise value/revenue of $18.9billion. We believe the extraordinary growthof Square’s Cash App during the Covid-19pandemic has demonstrated its relevance tolarge underserved groups whose needs onlyincreased during the crisis: the tens of mil-lions of unbanked consumers in the U.S.,the small- and medium-size businessesstruggling to survive amidst pandemic-driven restrictions, and people seeking aneasy way to buy Bitcoin at a time when in-terest in the cryptocurrency has taken off.

What we find particularly exciting about thefoundation that Square has built with theCash App’s estimated 35 million monthly av-erage users is the opportunity it has createdfor the company to increase engagementand monetization, in the U.S. and abroad.

Cerence • CRNC-NasdaqOutperform • Price $102.23 on Dec. 22by Wedbush

Based on recent momentum in the field andmore design wins during the Decemberquarter, we have an increased confidence inthe CRNC story and its automotive opportu-nity. We believe the company is in a strongposition to further penetrate original equip-ment manufacturers heading into 2021. Cer-

ence is a leader in automotive speech, as thecompany has built significant market shareof 80%-plus with over 1,000 patents and is in-stalled in over 300 million vehicles. While inthe near term the company’s fundamentalscould be negatively impacted, given Covid-19headwinds and a softer macro, we believe thestage is set for Cerence to experience astrong recovery into year-end, with clear mo-mentum into 2021 as auto sales rebound andnew design wins are launched.Investors continue to have worries abouttech giants like Alphabet’s (ticker: GOOGL)Google and Amazon.com (AMZN) takingover the auto speech industry/in-car experi-ence, but Cerence offers a white-label solu-tion that doesn’t take ownership of the data,a key differentiator. Price target: $120.

INSIDER TRANSACTIONS RATIO

0

10

20

30

40

50

60


Ratio of Insiders Sales to Buys. Readings under 12:1 are Bullish. Those over 20:1 are Bearish.The total top 20 sales and buys are 685,506,989 and 39,186,958 respectively; Source: Thomson Reuters

Bearish

Bullish

Ratio = 17

INSIDERTRANSACTIONS:RecentFilingsPurchases

$ ValCompany /Symbol Insiders Shares (000's)

Arvinas ARVN 1 142,857 10,000Net1UepsTechnologies UEPS 2 2,159,840 7,904AbcelleraBiologics ABCL 4 122,165 5,7414DMolecularTherapeutics FDMT 2 104,347 4,127Certara CERT 3 42,245 1,479

GridDynamics GDYN 1 126,000 1,477JackHenry&Associates JKHY 1 8,900 1,391Netapp NTAP 1 15,000 958Greif GEF.B 1 16,588 806TorchlightEnergyResources TRCH 1 1,630,434 750

GuidewireSoftware GWRE 1 6,000 747Vistra VST 2 37,000 666First InternetBancorpINBK 1 20,000 564Progenity PROG 1 121,951 526Viatris VTRS 1 27,736 490

AcaciaResearch ACTG 1 100,000 377HycroftMining HYMC 2 49,000 346MustangBioMBIO 1 100,000 2919MetersBiopharma NMTR 3 446,153 290United Insurance UIHC 5 49,629 257

Sales$ Val

Company /Symbol Insiders Shares (000's)

Sunrun RUN 8 858,884 53,783Crowdstrike CRWD 6 284,248 51,075MatchMTCH 2 310,261 47,596Upstart UPST 1 1,000,000 44,090WwInternationalWW 1 1,447,949 40,318

Peloton Interactive PTON 4 293,397 36,389Copart CPRT 1 300,000 36,360Inseego INSG 1 2,401,995 36,311MedpaceMEDP 1 249,308 35,303Pagerduty PD 3 738,333 33,515

Novocure NVCR 2 210,394 33,112CrisprTherapeuticsAgCRSP 2 209,555 32,173LibertyBroadband LBRDK 1 200,000 32,161CoupaSoftware COUP 7 91,451 31,819Invitae NVTA 5 540,203 27,046

TwistBioscience TWST 4 182,109 24,641Q2 QTWO 2 201,026 24,442Facebook FB 2 89,810 24,233Pinterest PINS 4 313,113 22,090WorkdayWDAY 2 86,095 19,051

An insider is anyofficer, directororownerof10%ormoreof a classof a company's securities. Inmost cases, an insidermust report any trade totheSECwithin twobusinessdays. The tableshighlight companies that filedwith theSEC through lastWednesday. The tablesdonot includepension-planor employee stock-optionactivity, tradesbybeneficial ownersof10%ormore, tradesunder$2per shareor tradesunder100shares. The "Purchases" column includesonlyopen-market andprivatepurchases; the "Sales" column includesonlyopen-market andprivate sales,andexcludes tradesprecededbyoptionexercise in the12monthsprior to the reportedevent. Source: ThomsonReuters


Make Room for Tesla

U.S. Investment Policy NotesCFRAcfraresearch.com

Dec. 23: On Monday, Dec. 21, Tesla (ticker:TSLA) replaced Apartment Investment &Management (AIV) in the S&P 500. Teslawas added to the S&P 500 Automobile sub-industry index within the S&P 500 Con-sumer Discretionary sector. Since Tesla isnow the fifth-largest company within theS&P 500 by market value, sector weightingswill change—one quite dramatically. In par-ticular, the Consumer Discretionary sectorgrew by 13.6% from its Dec. 18 representa-tion within the S&P 500 of 11.2% to the12.8% exposure as of Tesla’s date of entryon Dec. 21. In order to make room forTesla, all other sectors initially shrank fromas little as 1.2% for energy, to as much as1.9% for financials and materials.

—SAM STOVALL

Green Light for Bank Buybacks

Ivan Feinseth Market View 360Tigress Financial Partnerstigressfi.com

Dec. 22: Late last Friday, the Federal Re-serve announced the results of its secondround of stress tests, allowing the nation’slargest banks to resume share repurchasesin Q1 2021, subject to certain limitations,as long as Q4 results meet required levels.The sum of common dividends and sharerepurchases cannot exceed average quar-terly reported net income throughout 2020.The good news is that strong banking re-sults throughout this year, with fearedloan-loss levels that never materialized,have helped improve banks’ profits, alongwith their currently cheap levels of valua-tion versus book value. Expectations arethat the six largest banks could repurchasea total of $11 billion worth of stock in thefirst quarter of next year.All the major banks gained yesterday on

the news, along with many banks announc-

ing new share repurchases. JPMorganChase (JPM) announced a $30 billion buy-back. Morgan Stanley (MS) announced a$10 billion share repurchase. Both Citi-group (C) and Goldman Sachs (GS) saidthey would resume share repurchases nextyear. The news and announcements high-light the strength in the financial sector anda significant turn in business trends.

—IVAN FEINSETH

Don’t Fear Rising Bond Yields

Paulsen’s PerspectiveThe Leuthold GroupLeutholdGroup.com

Dec. 22: The relationship between bondyields and the stock market changes dramati-cally, depending on whether the 10-year bondyield is above or below 3%. When bondsyielded higher than 3% (almost three-quar-ters of the time since 1900), the stock marketdid best when yields dropped (+11.7% annu-alized return), and struggled when yieldsrose (-0.2% annualized return).Nevertheless, with yields below 3%, their

impact is nearly the opposite. Stocks in-creased at just a +4.2% average annualizedpace when yields declined from sub-3% lev-els (only one-third of the gain experiencedwhen bond yields fell from above 3%), andamazingly, when yields climbed fromsub-3%, the stock market rose at a +16.8%average annualized clip! Moreover, the fre-quency of monthly stock-market advances,when yields move up, is also shockingly dif-ferent. The stock market rose 52% of thetime when yields increased from levelsabove 3%. But, when yields rose from aninitial level below 3%, the stock marketmoved up 68% of the time!

—JAMES W. PAULSEN

Market Mania!

CrosscurrentsCrosscurrents Publicationscross-currents.net

Dec. 21: We can now safely state that the

current environment is the biggest stock-market mania in history, bigger than eventhe Roaring Twenties that ended in theGreat Depression of 1929-1932 and, yes,even bigger than the fantastic tech maniathat gripped the nation into the March 2000peak. We can make this claim based on valu-ation measures such as Robert Shiller’sCAPE (cyclically adjusted price earningsratio), now at 33.77, the second highest inhistory, and the S&P 500 P/E ratio at 37.38,also the second highest in history. In thiscase, we are ignoring the huge spike in theP/E that occurred in 2008 as earnings con-tracted precipitously. Neither the RoaringTwenties nor the fantastic tech mania caneven remotely match the longevity of thisperiod, despite the sudden and remarkable27-session 38% collapse that began in Feb-ruary. This was certainly not a typical year!The last two overly enthusiastic periods

ending in 2000 and 2007 were both followed bythe worst bear markets in decades, both down50% from their peak. We are certain that a re-play will occur. If our historical and long-terntechnical studies pan out, stocks are headedfor a 51.5% hit from last Friday’s peak.

—ALAN M. NEWMAN

Non-U.S. Stocks Look Alluring

The Market Strategy Radar ScreenOppenheimer Asset Managementopco.com

Dec. 21: The decline of the U.S. dollar thisyear has enhanced returns for U.S. inves-tors in most foreign stocks and indices tiedto foreign equity markets. In many markets,local currency returns are substantiallylower than returns priced in dollars.The dollar’s strength over the past few

years had been derived from multiple fac-tors, including the relative strength of theU.S. economy, the dollar as a safe-haven as-set, and the favorable yield differential ofU.S. Treasuries when compared with inter-national sovereign yields.In our view, the recent weakening of the

dollar presents American investors the op-portunity to buy foreign stocks ahead of

what we expect will be both a domestic andglobal economic recovery as the world moves(with the aid of vaccines of efficacy) towarda post-Covid 19 environment.While we can’t predict with any certainty

that the dollar will stay at recent levels oreven move lower from current levels, pasthistory suggests that as the U.S. moves to-ward an economic recovery in a post-crisisenvironment, U.S. consumers’ appetite forimported goods and leisure and businesstravel to foreign destinations will likely boostforeign currencies, helping foreign coun-tries—particularly those that are export-driven, and those that are U.S.-citizen traveldestinations—move toward economic recov-ery and expansion at a faster pace, which inturn could boost foreign equity prices.

—JOHN STOLTZFUS

Bitcoin Heads Toward $50,000

Equity StrategyBTIGbtig.com

Dec. 20: Over the three years since thelate-2017/early-2018 bubble burst, crypto-currency has come of age, with digital as-sets gaining acceptance from consumersand businesses, and increased interestfrom institutional investors and govern-ments. So too are financial markets incryptocurrencies coming of age—Bitcoin fu-tures open interest is six times higher in2020 than at the beginning of 2018, as atwo-way market develops.Headed into 2021, key fundamental driv-

ers—asset diversification, rising rates anddeficits, an incoming administration moresympathetic to the asset class, and newerinvestors’ comfort with technological inno-vation and greater tolerance of volatility,whether in stocks or cryptocurrencies—setthe stage for Bitcoin to reach $50,000 nextyear.

—JULIAN EMANUEL, MICHAEL CHU

To be considered for this section, material, withthe author’s name and address, should be sentto [email protected].

”Expectations are that the six largest [U.S.] banks could repurchase a total of $11 billionworth of stock in the first quarter of next year.” —IVAN FEINSETH, Tigress Financial Partners

Market ViewThis commentary was issued recently by money managers, research firms,and market newsletter writers and has been edited by Barron’s.


82.43 30.66 AppliedIndlTechs AIT 1.6 cc 78.09 –0.41 .62 3.47 4.15 .32136.37 79.84 Aptargroup ATR 1.1 43 135.70 +1.60 3.66 3.61 4.10 .36130.04 29.22 Aptiv APTV .0 19 128.42 +4.12 3.85 1.75 4.02 .2247.22 9.65 Aramark ARMK 1.2 dd 37.64 +0.16 –1.83 –.22 1.79 .1115.32 3.54 ArborRealty ABR 8.8 15 14.05 –0.16 1.27 .96 1.46 .3224.03 6.64 ArcelorMittal MT ... dd 23.15 +0.19 –2.42 ... 2.07 ...75.27 21.80 ArchResources ARCH .0 dd 40.55 –1.81 13.52 –14.08 3.11 .5052.05 28.92 ArcherDaniels ADM 2.9 18 49.44 –0.24 2.44 ... 3.65 .3610.42 2.09 Archrock AROC 6.6 dd 8.75 –0.05 .70 ... .27 .14531.59 5.80 Arconic ARNC ... 20 29.16 +0.37 ... .13 2.01 ...8.29 2.92 ArcosDorados ARCO .0 dd 5.00 –0.22 ... –.67 .20 .0357.26 28.14 Arcosa ACA .4 23 54.28 +0.30 2.32 ... ... .0537.41 8.55 ArcusBiosci RCUS ... dd 30.58 –1.59 –1.93 –2.10 –2.21 ...21.54 9.20 Ardagh ARD 3.4 dd 17.46 +0.31 ... 1.27 1.51 .159.41 2.61 ArdmoreShipping ASC .0 7 3.21 +0.05 –.69 .11 ... .0517.72 2.78 AresCommRealEst ACRE 10.8 23 12.22 –0.09 1.28 1.28 1.21 .3349.86 20.20 AresMgmt ARES 3.3 92 49.06 –0.34 1.06 1.68 ... .4054.50 29.91 Argan AGX 2.3 cc 44.22 –0.60 –2.73 1.37 ... 1.0070.44 25.00 ArgoGroup ARGO 2.9 dd 42.90 –0.69 –.25 .27 3.08 .31293.50 156.63 AristaNetworks ANET ... 32 288.84 +1.12 10.63 8.93 9.87 ...6.77 1.40 ArlingtonAsset AAIC .0 dd 3.84 +0.10 .31 .25 .27 .2258.91 1.20 ArloTech ARLO ... dd 8.03 –0.37 –1.14 –.96 –.66 ...19.43 6.40 ArmadaHoffler AHH 4.0 25 11.12 +0.42 .41 .51 .46 .1121.15 4.95 ArmourRes ARR 11.2 dd 10.71 +0.06 –4.59 1.32 ... .105.60 1.12 ArmstrongFlooring AFI ... dd 3.84 +0.39 –2.42 –.79 –.70 ...111.46 57.96 ArmstrongWorld AWI 1.1 dd 74.28 –2.59 4.32 5.23 3.94 .21100.14 39.25 ArrowElec ARW ... 17 97.12 –0.74 –2.44 7.30 ... ...50.87 17.69 ArtisanPtrsAsset APAM 5.6 17 49.89 –0.18 2.65 3.22 3.86 .8332.51 20.57 Asana ASAN ... dd 30.05 –0.29 ... –1.23 –1.02 ...150.00 39.36 AsburyAutomotive ABG ... 13 139.84 –2.76 9.55 12.38 14.13 ...11.20 10.00 AscendantDigital ACND.UT ... ... 11.10 +0.25 ... ... ... ...10.59 9.57 AscendantDigA ACND ... ... 10.50 +0.34 ... ... ... ...1.73 0.93 AscendantDigWt ACND.WT ... ... 1.49 +0.07 ... ... ... ...29.44 1.27 AshfordHosp AHT .0 dd 2.36 –1.38 –15.80 –41.90 –20.12 .6083.28 38.88 AshlandGlobal ASH 1.4 dd 79.22 +0.70 –8.39 4.18 4.60 .27518.00 4.09 AspenAerogels ASPN ... dd 17.71 +1.68 –.60 –.72 .09 ...10.45 9.85 AspirCnsUn ASPL.UT ... ... 10.40 +0.09 ... ... ... ...10.25 9.65 AspirCnsA ASPL ... ... 10.02 +0.02 ... ... ... ...1.30 0.73 AspirCnsWt ASPL.WT ... ... 1.23 +0.18 ... ... ... ...34.02 13.94 AssetMarkFin AMK ... dd 24.11 –0.30 –.01 ... ... ...22.24 10.23 AssociatedBanc ASB 4.2 9 17.04 +0.46 1.91 1.09 1.10 .1865.08 24.19 AssocCapital AC .6 dd 36.09 +0.91 ... ... ... .10142.61 76.27 Assurant AIZ 2.0 20 132.62 +1.33 5.84 ... ... .6649.63 13.64 AssuredGuaranty AGO 2.5 8 31.73 +1.14 4.04 2.85 2.74 .2023.92 1.20 AtHomeGroup HOME ... dd 16.06 +0.22 –3.35 ... 1.52 ...18.59 3.78 Atento ATTO ... dd 12.58 –0.78 –5.63 ... –.25 ...50.43 13.37 Athene ATH ... 10 42.38 +0.35 11.41 ... 7.98 ...44.99 10.85 AtkoreIntl ATKR ... 13 41.05 –1.23 3.10 4.12 4.42 ...2.54 1.70 AtlanticPower AT ... dd 1.97 –0.02 –.39 .30 .25 ...10.97 9.82 AtlStreetAcqn ASAQ.UT ... ... 10.49 +0.16 ... ... ... ...10.10 9.55 AtlStreetAcqn ASAQ ... ... 10.05 +0.18 ... ... ... ...... ... AtlStreetAcqnWt ASAQ.WT ... ... 1.11 ... ... ... ... ...

- Earnings -52-Week Tick - Week’s - Last This Next DivHigh Low Name Sym Yld P/E Last Chg. Year Year Year Amt

14.62 5.39 Atlas ATCO 4.7 12 10.57 +0.40 1.72 1.06 1.12 .12510.34 9.73 AtlasCrestInvt ACIC ... ... 10.03 +0.06 ... ... ... ...10.83 9.93 AtlasCrestInvt ACIC.UT ... ... 10.67 +0.20 ... ... ... ...2.35 1.30 AtlasCrestInvtWt ACIC.WT ... ... 1.94 +0.46 ... ... ... ...121.08 77.92 AtmosEnergy ATO 2.7 19 92.77 –2.34 4.89 5.03 5.39 .62527.84 3.71 AuroraCannabis ACB ... dd 8.87 –0.73 –25.28 ... ... ...107.92 59.54 Autohome ATHM .8 24 95.12 –3.92 3.91 28.89 32.63 .7795.43 38.16 Autoliv ALV .0 53 92.56 +0.69 5.29 2.68 6.46 .6270.48 20.59 AutoNation AN ... 16 68.05 –0.62 4.97 ... 6.69 ...1267.93 684.91 AutoZone AZO ... 16 1204.22 +22.32 71.93 76.01 84.51 ...184.41 55.50 Avalara AVLR ... dd 180.51 +0.72 –.68 –.04 –.15 ...229.40 118.17 Avalonbay AVB 4.0 34 157.74 –0.70 5.63 ... ... 1.5957.24 35.62 Avangrid AGR 3.9 22 44.88 –0.15 2.26 2.01 2.25 .4450.00 19.46 AvanosMedical AVNS ... cc 46.72 –1.28 –.96 .69 1.42 ...10.99 9.85 AvantiAcqn AVAN.UT ... ... 10.85 +0.25 ... ... ... ...10.30 9.65 AvantiAcqnA AVAN ... ... 10.07 –0.03 ... ... ... ...1.85 0.61 AvantiAcqnWt AVAN.WT ... ... 1.77 +0.53 ... ... ... ...28.98 6.66 Avantor AVTR ... cc 27.07 –0.49 –.84 ... 1.09 ...21.21 6.13 Avaya AVYA ... dd 19.32 –0.13 –7.45 4.20 4.66 ...156.82 76.96 AveryDennison AVY 1.6 24 153.40 +0.44 3.57 6.79 ... .6240.74 8.69 Avient AVNT 2.1 54 40.23 +0.50 7.58 1.66 2.21 .212553.00 32.09 Avista AVA 4.1 22 39.92 +1.07 2.97 1.97 2.06 .40531.26 12.92 AxaltaCoating AXTA ... 73 28.76 –0.24 1.06 1.18 1.75 ...37.77 13.69 AxosFinancial AX ... 12 37.71 +1.10 2.98 3.15 ... ...44.55 5.30 Azul AZUL ... dd 21.32 –1.15 –5.36 ... ... ...39.47 11.75 AzurePowerGlbl AZRE ... dd 36.44 +6.11 –.74 ... .06 ...

B31.93 10.39 B&GFoods BGS 6.2 15 30.49 +0.65 1.17 ... 2.31 .47549.26 31.66 BCE BCE 5.9 23 42.76 –0.63 2.54 2.31 2.57 .62616.54 2.02 BEST BEST ... dd 2.13 –0.46 ... –3.30 –.74 ...22.38 5.69 BGStaffing BGSF 3.2 67 12.61 –1.79 1.28 1.51 1.17 .1066.79 29.78 BHPGroup BHP 3.7 21 65.15 –0.57 ... 5.14 ... 1.3054.41 23.64 BHPGroup BBL 4.5 17 52.78 –0.41 ... ... ... 1.3047.46 18.84 BJ'sWholesale BJ ... 14 38.21 –0.11 1.35 3.04 2.66 ...17.08 6.41 BPMidstream BPMP 13.1 6 10.61 –0.24 1.58 1.59 1.59 .347540.08 14.74 BP BP 8.9 dd 21.06 –0.68 1.20 –1.20 1.52 .3159.48 1.26 BPPrudhoe BPT 14.9 4 2.84 –0.23 ... 4.22 4.98 .42429.06 2.27 BRF BRFS ... 14 4.32 –0.05 .09 .17 .19 ...18.28 6.00 BRTApartments BRT 6.1 dd 14.53 –1.28 .05 –1.04 –.63 .2270.57 40.40 BWXTech BWXT 1.3 21 60.14 –0.02 2.55 3.00 ... .195.16 0.77 Babcock&Wilcox BW ... dd 3.42 –0.49 –3.87 –.47 –.37 ...94.32 41.50 BadgerMeter BMI .8 56 93.71 +2.92 1.61 1.69 1.83 .1825.99 9.12 BakerHughes BKR 3.4 dd 21.01 –0.16 .23 ... ... .18102.76 51.26 Ball BLL .6 59 92.34 +0.15 1.66 2.94 3.30 .1552.98 7.22 Bally's BALY .0 dd 48.82 +3.33 ... 1.91 2.23 .1019.12 6.44 BancCalifornia BANC 1.6 dd 14.96 +0.21 .05 –.21 .73 .066.31 2.10 BancoBBVA BBAR ... 3 3.14 –0.06 3.15 .97 ... ...5.80 2.49 BancoBilbaoViz BBVA 4.6 dd 4.96 +0.06 .53 ... ... .17448.05 2.58 BancoBradesco BBDO 1.9 12 4.63 –0.14 ... ... ... .0744


For statistical queries please contact theStatistics Team: 609-520-4799or email: [email protected]

Barron's 50-StockAverage............. 35CashTrack ..................................... 28Charting theMarket ...................... 8Closed-EndFunds.......................... 32ConferenceCall Calendar............... 37Delta Tactical Sentiment ................ 35Distributions&Offerings ............... 35DividendBoosts - Reductions......... 39DividendEx-PaymentDates ........... 39DJAverages ................................... 34

DJU.S. TotalMarket IndustryGroups 36DowJonesAverages ...................... 34DowJonesPer ShareValues ........... 35ExchangeTradedPortfolios ........... 23Federal ReserveDataBank ............. 38ForeignExchange .......................... 38Global StockMarkets..................... 27Gold&Silver Prices......................... 38GoldMining Index ......................... 38Indexes P/Es&Yields ...................... 35

Initial PublicOfferings.................... 36Investor SentimentReadings ......... 38Key ForeignMarket Indexes ........... 27Market Lab .................................... 34MoneyRates,U.S.&Foreign .......... 38MoneySupply ............................... 38Mutual Funds ................................ 28N.Y. StockExchange ...................... 13NasdaqNationalMarket................ 19

NewCorporate Listings ................. 39NewHighs&Lows ......................... 37NYSEHalf-HourlyVolume.............. 36OtherMarket Indexes .................... 34PreferredStock Listings ................. 26Pulseof theEconomy..................... 36SECForm144Filings...................... 35Short InterestNASDAQ.................. 31Short InterestNYSE/NYSEAmer..... 31StockSplits - SpecialDividends ...... 39

StockVolume ................................ 35TopSavingsDeposit Yields............. 33TradingDiary ................................. 34Vital Signs...................................... 2Week InStocks............................... 35WeeklyBondStatistics................... 38Winners&Losers Stocks ................ 9

The Week’s Statistics Bonus Tables: M39

A48.05 8.56 AAR AIR .8 dd 35.49 +0.31 .13 ... ... .07528.03 14.71 ABB ABB 2.4 10 27.65 +0.34 .67 .78 1.23 .825241.79 19.79 ABMIndustries ABM 2.0 dd 37.71 –2.22 ... 2.48 ... .1911.38 3.51 ACCOBrands ACCO 3.0 11 8.53 –0.42 1.06 .65 1.05 .06556.59 25.11 ADCTherap ADCT ... dd 36.99 +3.48 –1.89 –2.20 –2.80 ...17.21 3.41 ADT ADT 1.7 dd 8.10 –0.33 ... 1.11 1.10 .03511.15 9.90 AEA-Bridges IMPX.UT ... ... 11.11 +0.41 ... ... ... ...10.52 9.65 AEA-BridgesA IMPX ... ... 10.38 +0.24 ... ... ... ...1.65 0.65 AEA-BridgesWt IMPX.WT ... ... 1.60 +0.36 ... ... ... ...53.21 21.76 AECOM ACM ... dd 48.66 +0.88 –1.16 2.65 3.04 ...23.56 8.11 AES AES 2.6 dd 23.27 +0.73 .45 1.45 1.56 .150553.46 23.07 Aflac AFL 3.0 7 43.84 –0.05 4.43 4.91 4.86 .33104.60 35.33 AGCO AGCO .6 38 103.21 +0.33 1.63 ... ... .1616.70 1.46 AGMortgage MITT 3.8 dd 3.18 +0.03 2.39 –9.67 .15 .033.05 1.29 AHBeloA AHC 10.9 dd 1.47 +0.03 ... .22 .28 .047.78 1.95 AMCEnt AMC .0 dd 2.51 –0.29 ... –4.12 –5.31 .0389.22 36.65 AMNHealthcare AMN ... 37 69.29 +0.85 2.40 3.17 3.23 ...16.53 5.02 AMTD Intl HKIB ... 14 6.60 –0.10 .55 .39 .51 ...1.60 0.34 ARCDocument ARC 2.8 11 1.42 –0.01 .07 ... .10 .015.81 3.17 ASETech ASX 1.5 16 5.74 +0.08 .26 .39 .45 .136387.48 29.04 ASGN ASGN ... 24 84.14 –0.82 3.28 4.67 ... ...39.55 26.08 AT&T T 7.2 19 28.69 –0.71 1.89 3.50 3.70 .5210.94 3.43 A10Networks ATEN ... 80 9.96 +0.23 –.23 .42 .51 ...66.16 31.82 AXISCapital AXS 3.3 dd 50.36 –0.49 3.37 ... ... .4242.16 26.35 Azek AZEK ... dd 39.25 +0.57 ... .71 .86 ...49.46 19.31 AZZ AZZ 1.4 82 47.44 +0.59 1.84 1.94 2.72 .1731.00 16.52 Aaron's AAN ... ... 16.78 –1.38 ... 3.17 5.10 ...115.14 61.61 AbbottLabs ABT 1.7 57 108.35 –0.62 2.06 3.55 4.41 .45109.15 62.55 AbbVie ABBV 5.0 22 103.26 –1.19 5.28 10.49 12.24 1.3023.82 7.42 Abercrombie&Fitch ANF .0 dd 20.09 +0.05 .60 ... 1.08 .2026.25 9.10 AcadiaRealty AKR .0 53 13.96 –0.72 .62 ... ... .2915.11 5.22 AccelEnt ACEL ... dd 10.86 +0.48 –.09 .26 .59 ...271.18 137.15 Accenture ACN 1.4 32 257.30 –8.95 7.89 ... 9.05 .8821.00 7.96 AcornIntl ATV ... 7 20.51 –0.02 3.81 2.60 2.73 ...143.55 67.46 AcuityBrands AYI .4 19 118.95 +2.33 6.27 7.90 8.74 .1342.57 20.65 Acushnet GOLF 1.5 33 41.12 +0.24 1.60 1.08 1.68 .1558.69 3.31 Adecoagro AGRO ... dd 6.00 –0.32 –.01 –.27 .74 ...37.88 5.90 Adient ADNT ... dd 34.58 –1.05 –5.83 3.10 4.25 ...38.47 19.76 AdtalemGlbEduc ATGE ... 9 34.42 +0.49 –1.58 ... 2.78 ...170.50 71.33 AdvanceAuto AAP .6 23 160.68 +0.69 6.84 8.59 9.54 .2582.54 22.13 AdvDrainageSys WMS .4 40 81.48 +1.87 –3.21 2.59 3.10 .0921.27 8.06 AdvanSix ASIX ... 32 19.65 –0.74 1.43 1.20 2.91 ...4.60 1.80 Aegon AEG 1.6 9 3.80 +0.08 .63 .40 .68 .0713.00 1.34 Aenza AENZ ... dd 2.41 +0.15 –1.61 –.10 .13 ...64.86 10.42 AerCap AER ... dd 43.53 +2.44 8.51 ... ... ...57.27 32.15 AerojetRocket AJRD .0 35 52.85 +10.81 1.69 1.67 ... 5.00102.79 44.37 AffiliatedMgrs AMG .0 44 101.74 +1.54 .31 12.70 ... .01120.24 61.13 AgilentTechs A .7 51 117.31 –1.99 2.30 3.69 4.15 .19489.23 31.00 AgnicoEagle AEM 2.0 27 71.49 –0.08 2.00 ... 4.03 .3580.51 45.23 AgreeRealty ADC 3.8 35 64.67 +0.68 1.93 ... 1.73 .6249.96 8.41 AirLease AL 1.5 9 43.19 +1.63 5.09 4.36 4.92 .16327.89 167.43 AirProducts APD 2.0 31 268.35 –1.20 8.49 9.31 10.53 1.3412.75 11.00 AjaxI AJAX ... ... 12.15 +0.85 ... ... ... ...12.82 9.96 AjaxI AJAX.UT ... ... 12.50 +0.60 ... ... ... ...4.30 2.50 AjaxIWt AJAX.WT ... ... 3.29 +0.37 ... ... ... ...145.35 70.99 AlamoGroup ALG .4 28 137.83 –2.07 5.33 5.59 7.24 .1311.58 3.34 AlamosGold AGI ... 33 8.81 –0.44 .25 ... ... ...69.59 20.02 AlaskaAir ALK .0 dd 52.25 +1.90 6.19 –10.25 4.39 .37579.91 30.46 AlbanyIntl AIN 1.1 24 73.09 –0.91 ... 3.48 3.09 .20152.82 48.89 Albemarle ALB 1.0 42 149.64 +10.74 5.02 4.46 5.27 .38516.50 12.91 Albertsons ACI 2.5 9 15.75 +0.13 ... 2.84 1.74 .1024.17 5.16 Alcoa AA ... dd 21.96 –0.05 –6.07 ... ... ...68.11 39.37 Alcon ALC ... dd 64.87 –0.71 –1.34 1.03 ... ...23.32 8.32 Alexander&Baldwin ALEX 4.1 cc 16.75 +0.42 –.51 .10 .55 .15353.55 223.03 Alexanders ALX 6.6 37 274.50 –2.84 11.74 9.38 13.01 4.50179.79 109.22 AlexandriaRlEst ARE 2.5 40 174.50 –0.76 3.12 ... 2.89 1.0916.85 9.53 AlgonquinPwr AQN 3.8 20 16.24 +0.26 1.05 .65 .73 .1551319.32 169.95 Alibaba BABA ... 32 222.00 –38.00 8.15 66.38 80.75 ...847.95 426.87 Alleghany Y .0 dd 598.15 +5.15 59.39 14.66 41.10 15.0021.26 4.95 AlleghenyTechs ATI ... dd 16.69 +0.65 1.85 –.54 –.45 ...


139.24 77.37 Allegion ALLE 1.1 35 113.03 –0.72 4.29 4.81 5.54 .3284.71 48.22 Allete ALE 4.1 18 60.57 +0.22 3.59 ... 3.68 .6175115.62 20.51 AllianceData ADS 1.2 12 72.01 +0.56 5.46 ... 12.13 .2136.06 13.24 AllianceBernstein AB 8.4 12 33.37 –0.24 2.49 ... ... .6949.73 26.15 AllisonTransm ALSN 1.6 15 43.26 +0.16 4.91 2.71 3.74 .17125.92 64.13 Allstate ALL 2.0 8 107.19 –0.21 14.03 12.43 12.25 .5435.12 10.22 AllyFinancial ALLY 2.2 17 34.54 +0.98 4.34 2.39 3.80 .1919.84 7.74 AlpineIncmProp PINE 6.1 82 14.43 –0.79 ... .25 .26 .2210.80 3.59 AltaEquipment ALTG ... dd 9.16 +0.21 ... –.65 .34 ...2.10 0.45 AltaEquipWt ALTG.WT ... ... 1.62 –0.02 ... ... ... ...185.75 75.17 Alteryx AYX ... dd 128.94 +1.95 ... ... ... ...36.37 15.96 AlticeUSA ATUS ... cc 36.03 +0.75 ... .65 1.61 ...12.66 9.86 AltimarAcqn ATAC.UT ... ... 12.42 +1.61 ... ... ... ...11.95 10.00 AltimarAcqnA ATAC ... ... 11.59 +0.78 ... ... ... ...3.00 1.30 AltimarAcqnWt ATAC.WT ... ... 2.60 +0.95 ... ... ... ...51.78 30.95 Altria MO 8.2 cc 41.72 –2.06 –.70 4.37 4.60 .869.95 4.60 AlumofChina ACH ... 82 8.61 –0.69 ... ... ... ...10.45 9.25 AlussaEnergyA ALUS ... cc 10.21 +0.15 ... ... ... ...1.70 0.47 AlussaEnergyWt ALUS.WT ... ... 1.35 +0.25 ... ... ... ...22.90 8.74 AmbacFin AMBC ... dd 16.70 –0.61 –4.69 –5.74 –.87 ...10.53 3.24 AmbacFinWt AMBC.WT ... ... 5.42 –0.58 ... ... ... ...4.75 1.90 Ambev ABEV ... 26 3.05 –0.08 .19 .10 .12 ...12.40 5.80 Amcor AMCR 4.0 25 11.64 –0.02 .38 .71 .75 .117587.66 58.74 Ameren AEE 2.7 22 76.47 –2.39 3.35 ... 3.77 .51554.79 13.38 Ameresco AMRC ... 45 49.39 –0.54 ... 1.00 1.22 ...18.04 10.12 AmericaMovil AMX 2.4 35 14.27 +0.08 ... 18.19 25.27 .177117.94 10.41 AmericaMovil A AMOV 2.5 34 14.05 +0.04 ... .65 1.29 .177148.15 20.15 AmericanAssets AAT 3.5 45 28.45 +0.14 .84 1.26 .85 .2510.99 2.50 AmericanAxle AXL ... dd 8.23 +0.71 –4.31 –.12 1.71 ...49.02 20.13 AmCampus ACC 4.3 86 43.50 +1.31 .60 .43 .31 .4720.34 6.54 AmerEagle AEO 2.8 dd 19.83 +0.66 1.12 ... ... .137534.25 9.07 AmEqtyLf AEL 1.2 3 27.53 +0.27 2.68 .99 4.30 .32138.13 67.00 AmerExpress AXP 1.5 29 117.35 –0.16 7.99 3.31 ... .43115.03 44.01 AmericanFin AFG 2.3 31 87.57 +2.22 9.85 7.48 9.08 2.0032.04 17.50 AmHomes4Rent AMH .7 cc 29.47 +0.34 ... ... .26 .0556.42 16.07 AIG AIG 3.4 dd 37.37 –0.11 3.74 2.49 4.38 .3214.21 0.15 AIGWt AIG.WT ... ... .17 –0.14 ... ... ... ...17.44 5.99 AmRltyInv ARL ... 19 11.08 –1.51 –1.00 –4.46 –4.43 ...11.98 5.57 AmericanRenal ARA ... dd 11.44 ... –.68 ... .02 ...96.64 65.11 AmerStWater AWR 1.7 35 77.67 –0.52 2.28 2.26 2.37 .335272.20 174.32 AmerTowerREIT AMT 2.1 52 218.65 –2.87 4.24 4.27 5.57 1.2119.60 11.35 AmerVanguard AVD .5 43 15.57 +0.27 .46 ... ... .02172.56 92.00 AmerWaterWorks AWK 1.5 41 149.14 –1.10 3.43 ... ... .5541.80 21.34 AmericanWell AMWL ... dd 29.75 +2.75 –.38 –.92 –.57 ...10.34 10.05 AmericasTechAcqn ATA.UT ... ... 10.16 –0.05 ... ... ... ...41.29 23.30 AmericoldRealty COLD 2.3 83 36.40 +0.47 .26 .37 .48 .21198.16 80.01 Ameriprise AMP 2.2 14 189.70 +2.76 13.92 14.39 18.98 1.04111.25 72.06 AmerisourceBrgn ABC 1.8 dd 96.97 –1.64 –16.65 8.42 9.11 .44121.69 54.82 Ametek AME .6 31 119.04 +0.94 3.75 3.90 4.26 .185.68 2.40 AmnealPharm AMRX ... 11 4.43 +0.03 ... .62 .71 ...6.81 1.94 Ampco-Pitt AP ... 8 5.82 –0.01 –1.67 .20 .26 ...135.68 63.05 Amphenol APH .9 34 129.17 –1.48 3.75 3.62 4.28 .297.58 0.49 AmplifyEnergy AMPY .0 dd 1.47 –0.03 –1.20 –7.45 ... .109.08 3.98 Amrep AXR ... dd 8.62 +0.61 –.73 .40 .76 ...74.67 26.04 Anaplan PLAN ... dd 72.72 +2.23 –1.15 –.30 –.28 ...38.50 12.66 AngloGoldAsh AU ... 33 22.92 –0.25 –.03 2.67 ... ...83.54 32.58 AB InBev BUD 1.5 dd 70.55 –0.95 ... 1.92 3.20 .566910.50 3.51 AnnalyCap NLY 10.8 dd 8.44 +0.04 –1.60 ... 1.06 .228.64 1.69 AnteroMidstream AM 14.7 dd 8.38 +0.10 –.80 –.23 1.05 .30755.99 0.64 AnteroResources AR ... dd 5.75 +0.27 –1.11 –.24 –.33 ...338.20 171.03 Anthem ANTM 1.2 16 308.67 +0.03 18.47 ... ... .953.80 0.79 AnworthMtg ANH 7.4 dd 2.72 +0.12 –.65 ... ... .05238.19 143.93 Aon AON .9 27 210.61 +5.12 6.37 9.65 10.71 .4641.00 35.99 AptIncmREIT AIRC ... ... 37.94 +0.69 ... 2.11 .59 ...7.42 3.27 ApartmtInv AIV 32.9 5 4.99 +0.47 3.90 .06 ... .983118.16 4.30 APiGroup APG ... ... 17.94 +0.06 ... ... ... ...18.95 4.12 ApolloComRlEst ARI 12.1 46 11.54 –0.03 1.40 1.13 1.17 .3555.39 19.46 ApolloGlbMgmt APO 4.7 dd 49.09 +1.31 3.71 1.79 2.56 .5111.12 9.90 ApolloStratGr APSG.UT ... ... 10.83 +0.08 ... ... ... ...10.92 9.65 ApolloStratGrA APSG ... ... 10.43 +0.24 ... ... ... ...2.15 1.00 ApolloStratGrWt APSG.WT ... ... 1.97 +0.37 ... ... ... ...16.30 4.48 AppleHospREIT APLE .0 dd 13.18 +0.26 .77 ... ... .10


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HOLIDAY+70.04

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New York Stock Exchange Composite List

It Was Really Nothing: The Dow ticked up 0.1% last week, after a Covid package passedCongress but was not signed into law. Goldman Sachs gained 5.8% after the Fed allowedbanks to buy back stock again, while Verizon Communications fell 2.7%.

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13.84 1.80 ContainerStore TCS ... 32 12.21 +2.22 .30 .75 .74 ...36.20 6.90 ContinentalRscs CLR .0 dd 16.71 –0.09 2.08 –1.09 .23 .0513.48 2.94 Volaris VLRS ... dd 11.04 –0.31 ... –7.19 –3.12 ...14.32 1.93 ConturaEnergy CTRA ... dd 12.39 –0.59 –16.82 –21.59 –1.99 ...371.59 236.68 Cooper COO .0 75 358.37 +8.74 4.81 12.56 14.08 .0341.85 6.64 Cooper-Standard CPS ... dd 35.97 +1.13 3.92 .27 –3.00 ...42.32 13.82 CooperT&R CTB 1.1 12 37.92 –0.42 1.91 1.03 2.37 .1057.45 2.64 CooTekCayman CTK ... dd 2.80 –0.40 ... .39 –.32 ...114.00 24.00 Copa CPA .0 dd 74.93 –2.60 ... ... ... .8048.40 6.68 CoreLabs CLB .2 dd 26.14 +1.33 2.30 .73 .83 .0117.90 5.76 CoreCivic CXW .0 7 6.98 –0.42 1.59 1.35 .80 .4479.51 24.69 CoreLogic CLGX 1.7 27 77.50 –0.12 .61 3.90 4.13 .3347.56 3.56 CorEnergyInfr CORR 2.8 dd 7.27 +0.13 –.40 –23.16 –1.24 .0510.77 2.18 CorePoint CPLG .0 dd 6.77 +0.39 –3.71 –3.25 –2.96 .20131.36 90.07 Coresite COR 3.9 62 124.68 +2.42 2.05 ... ... 1.2310.20 2.54 CornerstoneBldg CNR ... dd 9.94 +0.24 –.12 ... .74 ...38.44 17.44 Corning GLW 2.4 cc 36.27 +0.03 1.07 1.35 1.86 .226.50 1.61 CorpAmAirports CAAP ... dd 3.84 –0.12 .06 –1.63 –.79 ...30.57 15.23 CorpOfficeProp OFC 4.2 50 26.01 +0.22 1.71 .48 .94 .27540.23 20.38 Corteva CTVA 1.3 48 39.50 +0.09 –1.28 1.40 1.81 .1323.70 8.56 Cosan CZZ .6 14 17.41 –1.82 ... 3.17 8.18 1.023410.85 3.16 Costamare CMRE 5.1 dd 7.84 –0.22 .59 1.07 1.14 .1013.01 2.65 Coty COTY .0 dd 7.18 +0.19 –1.33 .13 .33 .12542.99 21.15 CousinsProperties CUZ 3.6 45 33.69 –0.12 1.17 1.68 .72 .3016.13 6.57 Covanta CVA 2.4 dd 13.07 –0.09 .07 –.23 ... .0889.54 36.77 Crane CR 2.2 cc 76.89 –0.45 2.20 3.94 4.99 .4311.57 5.43 CrawfordA CRD.A 2.7 35 7.49 +0.17 .26 .64 .61 .0510.24 4.95 CrawfordB CRD.B 2.6 36 7.80 –0.37 .19 .64 .61 .05220.25 110.47 Credicorp BAP 5.2 66 165.00 +3.43 16.08 8.03 41.76 8.657914.12 6.47 CreditSuisse CS .9 8 12.66 +0.09 1.36 1.08 1.57 .07614.84 0.51 CrescentPoint CPG .3 dd 2.34 –0.07 –1.42 –.32 –.46 .001932.97 2.65 CrestwoodEquity CEQP 12.4 dd 20.09 –0.12 ... ... ... .6259.44 1.96 CrestwoodEqUn CEQP.PR 11.0 ... 7.64 –0.07 ... ... ... .21119.50 4.01 CrossTimbers CRT 9.2 10 8.50 +0.10 ... ... ... .062119.79 6.81 CrossAmerPtrs CAPL 12.3 6 17.12 –0.43 .51 2.81 ... .525180.00 114.18 CrownCastle CCI 3.5 96 154.00 +0.19 1.79 1.78 2.35 1.3399.86 42.97 CrownHoldings CCK ... 26 98.60 +2.31 3.78 5.01 5.60 ...31.77 12.63 CryoLife CRY ... dd 23.53 +1.61 .05 –.40 –.11 ...35.77 19.61 CubeSmart CUBE 4.0 40 33.70 +0.52 .88 .82 .91 .3470.50 30.86 Cubic CUB .4 dd 60.73 +0.82 –.10 3.25 3.65 .13598.60 47.69 Cullen/Frost CFR 3.3 17 87.48 +1.38 6.84 4.89 ... .7217.26 5.28 Culp CULP 2.8 dd 15.56 –0.29 –2.32 .51 .46 .11244.67 101.03 Cummins CMI 2.4 21 226.53 +2.22 14.48 ... 13.78 1.35149.90 70.56 CurtissWright CW .6 20 113.29 +0.54 7.15 6.83 7.51 .1720.74 6.84 Cushman&Wkfd CWK ... dd 15.31 +0.25 ... 1.84 1.16 ...24.49 8.36 CustomersBancorp CUBI ... 6 17.94 +0.46 2.05 3.36 ... ...9.68 1.90 CypressEnvl CELP .0 dd 2.38 –0.03 .88 –.39 .88 .21

D26.26 2.20 DCPMidstream DCP 8.3 dd 18.84 –0.30 –1.05 –1.57 ... .3910.80 9.87 D8Holdings DEH.UT ... ... 10.40 –0.19 ... ... ... ...10.20 9.60 D8A DEH ... ... 10.10 +0.08 ... ... ... ...1.25 0.55 D8Wt DEH.WT ... ... 1.20 +0.16 ... ... ... ...3.15 1.66 DHIGroup DHX ... dd 2.03 –0.13 .24 –.62 .20 ...8.83 4.52 DHT DHT 25.2 3 5.36 +0.03 .51 1.82 ... .2011.28 9.90 DPCMCapital XPOA.UT ... ... 11.21 +0.34 ... ... ... ...10.90 10.00 DPCMCapA XPOA ... ... 10.50 +0.27 ... ... ... ...2.96 1.71 DPCMCapWt XPOA.WT ... ... 2.33 +0.28 ... ... ... ...18.05 3.06 DRDGOLD DRD 3.2 ... 11.89 –0.03 .53 1.02 .68 .2072135.67 71.21 DTEEnergy DTE 3.6 17 119.72 –1.98 6.31 ... ... 1.08552.86 28.00 DTEEnergy DTP 6.6 ... 47.14 –0.56 ... ... ... .781338.37 7.90 DXCTech DXC .0 dd 22.90 –0.20 –20.76 ... ... .2120.39 4.22 Dana DAN .0 dd 19.60 +0.09 1.56 .51 2.10 .10248.32 119.60 Danaher DHR .3 51 221.49 –4.62 4.05 6.02 7.18 .1821.74 2.50 Danaos DAC ... 3 21.01 +0.70 8.29 6.35 ... ...68.81 8.32 DaqoNewEnergy DQ ... 53 54.77 –3.49 .45 1.98 3.58 ...125.96 26.15 Darden DRI 1.1 dd 117.89 +1.73 –.43 3.25 6.36 .3757.55 10.25 DarlingIngred DAR ... 19 56.09 –0.24 1.86 1.83 1.61 ...33.46 24.51 Datto MSP ... ... 27.62 –0.46 ... .53 .57 ...116.40 62.20 DaVita DVA ... 17 115.13 –0.23 5.27 7.50 8.23 ...307.81 78.70 DeckersOutdoor DECK ... 27 292.74 –1.98 9.62 ... ... ...272.00 106.14 Deere DE 1.1 31 269.21 –1.49 8.69 12.92 15.35 .7634.91 5.51 DelekLogistics DKL 11.9 8 30.00 +0.07 2.61 4.25 ... .90534.56 7.79 DelekUS DK .0 dd 15.44 +0.42 4.06 ... ... .3175.39 25.51 DellTechC DELL ... 23 72.99 +0.07 ... ... ... ...62.48 17.51 DeltaAir DAL .0 dd 39.73 –0.95 7.30 –2.72 5.01 .402550.95 18.90 Deluxe DLX 4.6 39 26.14 –0.42 –4.65 4.88 4.69 .3010.25 9.98 DelwindsIns DWIN.UT ... ... 10.20 +0.12 ... ... ... ...27.33 15.43 Denbury DEN ... dd 24.99 –0.59 ... –.18 .46 ...16.98 2.60 DesignerBrands DBI 5.6 dd 7.14 –0.08 ... –3.90 .33 .1025.42 9.40 DesktopMetal DM ... dd 19.20 +3.11 ... –.37 –.27 ...8.00 0.35 DesktopMetalWt DM.WT ... ... 5.49 +1.49 ... ... ... ...15.44 4.44 Despegar.com DESP ... dd 12.07 –0.31 –.30 –1.67 –.33 ...11.96 4.99 DeutscheBank DB ... dd 10.85 –0.22 –3.03 –.57 .23 ...26.98 4.70 DevonEnergy DVN 2.9 dd 15.33 –0.30 –.89 –.07 .68 .11171.29 100.52 Diageo DEO 2.2 53 159.35 –0.48 3.03 ... 6.78 2.192617.50 5.31 DiamondSShip DSSI ... 3 6.97 +0.33 –.25 ... ... ...11.79 1.96 DiamndrckHspty DRH .0 dd 8.41 +0.27 .90 –1.22 –.51 .1253.14 1.25 DianaShipping DSX ... dd 1.90 –0.08 –.17 –.37 –.02 ...63.29 13.46 Dick's DKS 2.2 14 55.59 +3.12 ... 5.88 5.05 .312513.05 2.80 DieboldNixdorf DBD ... dd 10.73 –0.67 –4.45 .68 1.75 ...12.97 6.32 DigitalMedia DMS ... dd 11.98 +0.85 –1.09 .14 .55 ...1.95 0.16 DigitalMediaWt DMS.WT ... ... 1.47 +0.27 ... ... ... ...165.49 105.00 DigitalRealty DLR 3.3 56 137.43 +3.41 2.35 1.09 ... 1.1274.68 21.50 Dillard's DDS 1.0 dd 57.21 +4.96 ... –3.84 2.12 .15104.47 14.16 DineBrands DIN .0 dd 61.50 –5.17 5.85 2.28 5.22 .7688.92 23.25 DiscoverFinSvcs DFS 2.0 27 88.29 +2.30 9.08 5.20 6.87 .44179.45 79.07 Disney DIS ... dd 173.73 +0.84 –1.58 1.72 4.82 ...27.69 9.19 dMYTech DMYT.UT ... ... 27.69 +2.99 ... ... ... ...24.74 9.51 dMYTechA DMYT ... dd 23.94 +3.34 ... –.59 ... ...8.89 0.60 dMYTechWt DMYT.WT ... ... 8.42 +1.32 ... ... ... ...19.00 9.96 dMYTech II DMYD.UT ... ... 18.09 +1.69 ... ... ... ...17.35 9.80 dMYTechA DMYD ... ... 16.61 +1.31 ... ... ... ...4.98 1.03 dMYTechIIWt DMYD.WT ... ... 4.70 +1.15 ... ... ... ...11.00 10.05 dMYTechIIIUn DMYI.UT ... ... 10.90 +0.15 ... ... ... ...95.31 44.68 DolbyLab DLB .9 42 95.28 +2.53 ... 2.11 2.76 .22225.25 125.00 DollarGeneral DG .7 21 211.28 +0.80 6.64 10.65 9.99 .3690.89 57.79 DominionEner D 3.4 dd 74.23 –1.14 1.62 ... 4.64 .63

3.00 0.65 CerberusTeleWt CTAC.WT ... ... 1.39 –0.01 ... ... ... ...111.93 38.40 CeridianHCM CDAY ... cc 110.06 +12.41 .53 .47 .59 ...34.80 2.89 ChampionX CHX ... dd 14.92 +0.85 .67 ... ... ...22.32 4.39 ChannelAdvisor ECOM ... 26 16.16 –0.15 .12 .91 ... ...3.83 1.28 CharahSolutions CHRA ... dd 2.97 –0.03 –1.43 –.25 .33 ...257.88 95.58 CharlesRiverLabs CRL ... 42 251.71 +2.74 5.07 7.85 ... ...18.44 3.44 ChathamLodging CLDT .0 dd 11.29 –0.24 .39 .43 –.53 .114.24 1.64 CheetahMobile CMCM .0 dd 1.93 –0.02 –.36 –2.27 1.18 1.4295.20 25.89 Chegg CHGG ... dd 92.41 +4.91 –.08 1.25 1.64 ...543.81 330.01 Chemed CHE .3 33 536.74 –1.97 13.31 18.07 17.78 .3427.87 7.02 Chemours CC 3.7 dd 26.92 –0.08 –.32 1.75 2.53 .2516.34 2.76 CherryHillMtg CHMI 11.6 dd 9.32 –0.14 –3.11 1.68 1.19 .27111.40 69.47 ChesapeakeUtil CPK 1.6 27 107.06 +0.06 3.96 4.10 4.26 .44122.72 51.60 Chevron CVX 6.0 dd 85.33 –1.86 1.54 .96 2.96 1.29109.73 20.62 Chewy CHWY ... dd 104.01 +3.88 ... ... ... ...4.46 0.91 Chico'sFas CHS .0 dd 1.49 –0.02 –.11 –1.65 –.21 .0922.99 6.42 ChimeraInvt CIM 11.3 dd 10.61 +0.06 1.81 1.52 1.26 .3011.99 5.76 ChinaDistanceEd DL .0 31 9.61 +0.04 .31 .46 1.01 .5628.50 15.80 ChinaEastrnAir CEA ... dd 21.73 –1.26 ... –4.93 .89 ...4.29 1.77 ChinaGreenAg CGA ... dd 2.60 –0.28 –24.33 ... ... ...14.70 8.27 ChinaLifeIns LFC 4.1 9 10.76 –0.28 ... 1.37 1.50 .515844.93 28.00 ChinaMobile CHL 6.6 8 28.54 –0.61 3.77 3.93 4.01 .987137.19 8.40 ChinaOnlineEduc COE ... 37 27.19 +2.54 ... 3.66 4.65 ...62.22 38.18 ChinaPetrol SNP 7.4 10 44.44 –0.47 ... 3.90 5.44 1.023235.60 18.45 ChinaSoAirlines ZNH ... dd 29.69 –1.62 ... ... ... ...41.89 26.66 ChinaTelecom CHA 5.1 8 28.21 –0.75 ... 3.61 4.27 1.61279.45 5.08 ChinaUnicom CHU 3.3 10 5.70 –0.12 .54 .63 .72 .208820.49 7.77 ChinaYuchai CYD 5.2 8 16.47 –0.27 2.14 15.98 18.36 .851435.52 415.00 Chipotle CMG ... cc 1412.55 –6.02 12.38 11.02 21.43 ...109.26 46.25 ChoiceHotels CHH .0 53 104.05 +1.08 3.98 2.23 4.07 .225167.74 87.35 Chubb CB 2.1 30 150.83 –1.53 9.71 6.93 ... .7839.47 34.46 ChunghwaTel CHT 2.9 27 38.32 –0.55 1.37 ... ... 1.418798.96 47.98 Church&Dwight CHD 1.1 28 86.86 –1.29 2.44 2.82 3.05 .2413.56 9.82 ChurchillCapII CCX.UT ... ... 11.05 +0.30 ... ... ... ...11.99 9.25 ChurchillCapIIA CCX ... cc 10.34 +0.16 ... ... ... ...3.39 0.60 ChurchillCapIIWt CCX.WT ... ... 1.91 +0.28 ... ... ... ...10.25 9.60 ChurchillCapIV CCIV ... ... 10.04 +0.08 ... ... ... ...10.36 8.90 ChurchillCapIV CCIV.UT ... ... 10.33 +0.10 ... ... ... ...2.40 0.93 ChurchillCapIVWt CCIV.WT ... ... 1.65 +0.30 ... ... ... ...10.55 10.20 ChurchillCapCorp.V CCV.UT ... ... 10.50 +0.10 ... ... ... ...61.52 30.58 Ciena CIEN ... 23 53.25 +1.89 2.32 2.71 3.06 ...224.96 118.50 Cigna CI .0 14 198.83 +1.75 13.44 18.59 ... .0455.29 12.15 CimarexEnergy XEC 2.3 dd 37.95 –1.05 –1.33 1.22 3.80 .2216.05 10.33 CincinnatiBell CBB ... dd 15.29 –0.01 –1.53 –.73 ... ...34.40 5.71 Cinemark CNK .0 dd 16.51 +0.28 1.63 –4.59 –1.69 .3618.75 9.40 CinerRscs CINR .0 14 12.18 –0.23 2.46 2.79 3.11 .3446.79 8.00 CircorIntl CIR ... dd 36.95 –0.18 –6.73 1.41 2.39 ...83.11 32.00 Citigroup C 3.4 12 60.57 +1.51 8.04 ... 6.16 .5141.29 14.12 CitizensFin CFG 4.4 16 35.12 +0.91 3.81 2.12 ... .397.02 3.55 Citizens CIA ... dd 5.89 –0.02 –.03 .11 .12 ...14.16 6.12 CityOfficeREIT CIO 6.3 dd 9.55 +0.22 –.13 ... ... .1518.48 4.08 Civeo CVEO ... dd 15.12 –1.63 –4.32 –.33 –.74 ...33.55 15.00 Clarivate CCC ... dd 30.09 –0.63 –.77 ... ... ...88.40 29.45 CleanHarbors CLH ... 35 75.30 +1.31 1.74 2.10 2.07 ...3.10 0.36 ClearChannelOutdr CCO ... dd 1.70 +0.19 –.88 –1.30 –.62 ...42.45 11.88 ClearwaterPaper CLW ... 11 37.51 +1.66 –.34 ... ... ...31.14 15.29 ClearwayEnergyA CWEN.A 3.4 82 30.71 +0.21 –.10 1.05 .82 .31833.38 16.12 ClearwayEnergyC CWEN 3.2 87 32.67 +0.49 –.10 1.05 1.01 .31814.65 2.63 Cleveland-Cliffs CLF .0 dd 14.15 +0.67 1.03 ... ... .0612.00 9.95 ClimateChgI CLII.UT ... ... 11.75 +0.41 ... ... ... ...11.38 9.75 ClimateChgCrisisA CLII ... ... 10.93 +0.53 ... ... ... ...2.12 0.75 ClimateChgCrisWt CLII.WT ... ... 1.77 +0.03 ... ... ... ...11.95 4.32 ClipperRealty CLPR 5.9 dd 6.48 –0.02 –.11 –.01 .05 .095239.87 150.95 Clorox CLX 2.2 23 203.80 +0.63 7.36 8.10 8.03 1.1115.50 4.76 Cloudera CLDR ... dd 14.88 +2.20 –1.20 ... ... ...88.77 15.05 Cloudflare NET ... dd 84.98 +1.17 –.72 –.13 –.09 ...5.19 2.90 CNFinance CNF ... 29 3.70 +0.25 1.13 .05 .18 ...60.13 36.27 Coca-Cola KO 3.1 28 53.44 –0.30 2.07 2.00 2.12 .4157.11 28.35 Coca-ColaEuro CCEP 4.2 28 47.74 +0.49 2.62 1.72 2.31 1.0065.49 36.16 Coca-ColaFemsa KOF 4.7 cc 45.44 –0.80 ... 48.69 61.13 1.130311.43 1.98 CoeurMining CDE ... dd 9.88 +0.15 –1.56 .27 ... ...78.82 33.52 Cohen&Steers CNS 2.1 30 73.40 –0.98 2.79 ... 3.04 1.0010.89 9.90 CohnRobbins CRHC.UT ... ... 10.85 +0.38 ... ... ... ...10.49 9.65 CohnRobbinsA CRHC ... ... 10.49 +0.35 ... ... ... ...1.85 0.81 CohnRobbinsWt CRHC.WT ... ... 1.83 +0.50 ... ... ... ...39.30 12.23 Colfax CFX ... dd 36.79 +0.22 –3.89 ... 2.03 ...166.81 61.50 ColfaxUn CFXA 3.7 ... 154.26 –0.26 ... ... ... 1.437586.41 58.49 ColgatePalm CL 2.1 27 85.04 –0.89 2.75 3.05 3.24 .4419.50 9.85 ColonnadeAcqn CLA.UT ... ... 18.20 +7.60 ... ... ... ...17.73 9.54 ColonnadeAcqnA CLA ... ... 16.25 +6.20 ... ... ... ...4.57 0.50 ColonnadeWt CLA.WT ... ... 4.18 +3.08 ... ... ... ...5.17 1.33 ColonyCapital CLNY .0 dd 4.98 +0.12 ... –5.91 –1.15 .1114.01 2.46 ColonyCredRlEst CLNC .0 dd 7.63 –0.02 –3.25 –.24 .67 .1022.71 7.63 ColumbiaProperty CXP 5.8 dd 14.36 +0.33 .08 .02 .08 .2172.23 24.28 Comerica CMA 4.9 15 55.90 +3.27 7.87 2.92 ... .6858.14 27.54 ComfortSystems FIX .8 14 53.55 +0.35 3.08 3.75 3.05 .1124.04 10.76 CommercialMetals CMC 2.4 9 20.02 –0.06 2.32 1.84 1.68 .1272.63 47.01 CommBkSys CBU 2.7 21 62.64 –0.29 3.23 3.11 2.82 .4211.04 2.25 CommunityHlthSys CYH ... dd 7.67 –0.08 –5.93 –.77 –.91 ...52.33 20.12 CommunityHlthcr CHCT 3.6 69 46.89 –0.21 .37 .88 1.02 .42515.40 5.54 SABESP SBS 2.3 24 8.95 +0.30 1.25 .77 .84 .25188.80 1.20 EngGr-Cmg C CIG.C 3.3 12 3.20 –0.01 .50 ... .36 .04513.46 1.18 EngGr-Cmg CIG 3.6 11 2.90 +0.10 .50 ... .36 .045118.15 8.28 COPEL ELP 3.5 6 14.66 +0.43 1.94 2.14 1.81 .48816.07 1.02 CiaSiderurgica SID ... 38 5.84 –0.08 .33 .13 ... ...20.22 10.72 CerveceriasUnid CCU 2.4 22 15.03 –0.50 1.00 ... ... .086426.37 10.78 CompassDiversif CODI 7.3 dd 19.62 –0.52 3.64 1.56 1.69 .3666.25 34.39 CompassMnlInt CMP 4.7 26 61.58 +0.86 1.81 ... 3.68 .728.50 4.05 ComstockRscs CRK ... dd 4.49 –0.05 .52 ... ... ...39.34 22.83 ConagraBrands CAG 3.0 18 36.38 +0.26 1.72 2.51 2.61 .27593.34 33.13 ConchoRscs CXO 1.4 dd 57.46 –2.10 –3.55 ... .16 .2010.30 10.00 ConcordAcqn CND.UT ... ... 10.30 +0.14 ... ... ... ...5.89 1.13 ConcordMed CCM ... dd 2.91 –0.79 ... .07 –.97 ...114.49 37.66 Conmed CNMD .7 dd 112.82 +2.40 .97 2.10 3.04 .2067.13 20.84 ConocoPhillips COP 4.4 dd 39.49 –1.49 6.40 –.94 .88 .4395.10 62.03 ConEd ED 4.3 17 70.44 –0.71 4.08 4.22 4.59 .765219.56 104.28 ConstBrandsA STZ 1.4 44 215.81 –2.87 –.07 ... ... .75214.21 107.51 ConstBrandsB STZ.B 1.3 48 213.75 –0.46 –.07 ... ... .6814.68 3.90 Constellium CSTM ... dd 13.63 –0.70 .48 –.36 .71 ...

66.71 29.00 Bunge BG 3.1 19 64.33 –0.05 –9.34 6.84 5.56 .5011.10 3.40 BurfordCapital BUR ... 15 9.61 +0.22 .97 ... ... ...251.18 105.67 BurlingtonStrs BURL ... dd 247.88 +7.03 6.91 –2.87 6.86 ...20.73 8.13 BylineBancorp BY .8 15 15.43 –0.73 1.48 .90 1.14 .03

C288.59 156.15 CACI Intl CACI ... 18 246.50 –1.27 12.61 15.00 ... ...35.76 10.13 CAI Intl CAI 3.2 44 30.85 –0.73 1.23 2.49 4.83 .2522.64 9.39 CBDPao CBD 1.0 32 14.03 –0.52 .71 ... .95 .105228.73 16.85 CBIZ CBZ ... 19 26.26 +0.19 1.26 1.38 1.50 ...11.00 10.30 CBREAcqn CBAH.UT ... ... 10.48 +0.13 ... ... ... ...67.70 29.17 CBREGroup CBRE ... 20 62.93 –0.36 3.77 2.76 4.50 ...12.13 9.14 CCNeuberger I PCPL.UT ... ... 11.97 +0.67 ... ... ... ...11.42 9.78 CCNeubergerIA PCPL ... ... 11.05 +0.66 ... ... ... ...2.72 1.20 CCNeubergerIWt PCPL.WT ... ... 2.56 +0.41 ... ... ... ...10.80 10.00 CCNeubergerII PRPB.UT ... ... 10.80 +0.16 ... ... ... ...10.53 9.72 CCNeubergerII PRPB ... ... 10.29 –0.03 ... ... ... ...3.08 1.01 CCNeubergerIIWt PRPB.WT ... ... 1.85 +0.45 ... ... ... ...48.88 19.73 CF Industries CF 3.3 28 36.81 –0.83 2.23 1.58 1.38 .3087.13 46.32 CGI GIB ... 25 79.35 +0.30 ... 4.02 4.40 ...19.22 7.50 CIFinancial CIXX 4.6 7 12.43 –0.38 1.73 ... ... .137248.96 12.02 CITGroup CIT 3.8 dd 37.14 +0.63 5.27 2.95 ... .3512.00 9.14 CITICCapAcqn CCAC.UT ... ... 11.47 +0.32 ... ... ... ...11.09 9.51 CITICCapAcqnA CCAC ... ... 10.59 +0.19 ... ... ... ...1.99 0.30 CITICCapAcqnWt CCAC.WT ... ... 1.88 +0.48 ... ... ... ...69.17 46.03 CMSEnergy CMS 2.8 22 58.16 –1.07 2.39 2.67 2.85 .407551.30 25.18 CNAFin CNA 3.8 18 38.64 +0.20 3.67 ... 3.95 .3712.82 5.06 CNH Indl CNHI ... dd 12.75 +0.69 1.05 .14 .61 ...23.50 8.79 CNOFinancial CNO 2.1 7 22.82 +0.16 2.61 ... 2.12 .12181.13 81.11 CNOOC CEO 7.9 7 94.55 +1.28 19.83 ... ... 2.580614.19 4.26 CNXResources CNX ... dd 11.46 +0.35 –.42 .36 .34 ...11.92 2.78 CONSOLCoal CCR .0 dd 4.85 –0.76 1.62 ... ... .512515.15 3.35 CONSOLEnergy CEIX ... dd 6.59 –1.21 2.81 ... ... ...42.83 17.73 CRH CRH 2.1 20 42.39 –0.37 2.69 2.17 2.50 .21535.35 17.92 CTS CTS .5 37 33.70 –1.03 1.09 1.01 1.33 .04183.90 90.03 C3.ai AI ... ... 161.00 +23.41 ... ... ... ...20.81 3.43 Curo CURO 1.5 6 14.51 –2.08 2.43 1.75 2.07 .05541.61 9.81 CVREnergy CVI .0 dd 14.66 –0.17 3.78 –1.78 –.60 .4031.50 5.75 CVRPartners UAN ... dd 15.16 +0.46 –3.10 –7.80 –4.00 ...76.44 52.04 CVSHealth CVS 2.9 11 67.97 –1.58 5.08 ... ... .502281.54 1031.39 CableOne CABO .4 53 2260.86 +23.03 31.12 45.38 46.97 2.5048.18 20.00 Cabot CBT 3.2 dd 44.32 +0.04 –4.21 3.36 3.94 .3522.67 13.06 CabotOil COG 2.4 32 16.94 –0.03 1.63 .58 ... .1035.28 8.16 Cactus WHD 1.4 28 25.94 –0.59 1.88 .69 .58 .0918.24 4.63 CadenceBancorp CADE 2.1 dd 16.30 +1.02 1.56 ... 1.48 .07531.56 9.80 CAE CAE ... cc 26.92 +0.87 .88 .34 ... ...24.33 3.12 Caleres CAL 2.1 dd 13.48 +0.19 1.53 –1.38 1.60 .0727.90 10.99 CaliforniaRscs CRC ... dd 21.32 +0.34 –.57 ... ... ...57.36 39.74 CalWtrSvc CWT 1.6 28 53.01 –0.28 1.31 ... 1.70 .212533.05 5.61 Calix CALX ... cc 31.91 +0.47 –.32 .81 .77 ...24.84 4.75 CallawayGolf ELY .0 dd 24.38 –0.36 .82 ... ... .0149.80 3.80 CallonPetrol CPE ... dd 13.76 –0.25 2.40 2.42 3.49 ...120.73 62.48 CamdenProperty CPT 3.4 52 98.70 +2.22 2.22 1.31 ... .8314.42 5.30 Cameco CCJ .5 ... 13.53 +0.18 .14 –.24 –.11 .060957.54 40.70 CampbellSoup CPB 3.0 20 48.55 +0.98 5.36 3.04 3.06 .3742.49 3.40 CampingWorld CWH 1.2 15 29.19 +0.49 –1.62 3.41 ... .1439.32 12.94 CanadaGoose GOOS ... 54 30.85 –1.55 ... .51 ... ...88.15 46.45 CIBC CM 5.2 14 87.31 –0.25 6.12 8.36 9.06 1.1342112.97 65.13 CanNtlRlwy CNI 1.6 31 109.72 –0.95 4.41 5.29 6.28 .43832.79 6.71 CanNaturalRes CNQ 5.4 dd 23.96 –0.17 3.43 –.58 .99 .3217345.25 173.26 CanPacRlwy CP .8 27 344.30 +0.53 13.25 17.58 20.24 .724714.00 4.20 Cango CANG ... 4 7.25 –0.10 .37 .41 .38 ...44.96 20.51 Cannae CNNE ... 3 43.63 +0.73 1.07 .53 –.32 ...28.18 15.46 Canon CAJ 4.8 36 19.59 –0.52 1.07 ... ... .376580.91 20.81 CantelMedical CMD .0 95 79.45 +2.68 .32 2.58 2.91 .105107.59 38.00 CapitalOne COF .4 49 97.30 +5.73 11.05 ... ... .1051.15 6.75 CapitalSrLiving CSU ... dd 12.90 –1.49 –17.85 –141.30 –7.50 ...10.25 10.00 CapitolInvtV CAP.UT ... ... 10.20 ... ... ... ... ...43.05 5.42 Capri CPRI ... dd 42.41 +0.58 –1.48 ... ... ...10.99 9.96 Capstar CPSR.UT ... ... 10.95 +0.38 ... ... ... ...10.32 9.65 CapstarSpacA CPSR ... ... 10.26 +0.21 ... ... ... ...1.64 0.50 CapstarSpacWt CPSR.WT ... ... 1.57 +0.41 ... ... ... ...8.42 1.97 CapsteadMtg CMO 10.3 dd 5.80 ... –.62 .67 .69 .1560.69 39.05 CardinalHealth CAH 3.6 16 53.80 –1.16 –12.61 5.85 6.16 .4859169.86 97.55 Carlisle CSL 1.3 26 157.35 +0.76 8.19 5.56 7.07 .525109.31 37.59 CarMax KMX ... 20 92.30 –5.95 5.33 4.34 5.60 ...51.94 7.80 Carnival CCL .0 dd 20.84 –0.62 ... ... ... .5049.03 7.08 Carnival CUK 11.1 dd 17.99 –0.37 ... ... –4.18 .5051.03 13.60 CarpenterTech CRS 2.8 dd 28.63 +0.82 .02 –1.51 .40 .2031.99 13.54 CarriageSvcs CSV 1.3 54 30.84 +0.84 .80 1.78 2.21 .1041.48 11.50 CarrierGlobal CARR 1.3 22 37.89 –0.90 ... 1.70 1.89 .1213.47 3.25 Cars.com CARS ... dd 11.44 –0.87 –6.65 –12.17 .30 ...112.46 60.17 Carter's CRI .0 31 95.01 +2.90 5.85 4.53 6.39 .60292.76 22.16 Carvana CVNA ... dd 274.71 +8.47 –2.45 –2.32 –1.29 ...10.35 9.96 CascadeAcqn CAS.UT ... ... 10.25 –0.07 ... ... ... ...15.85 3.15 CasperSleep CSPR ... dd 6.97 +0.38 ... ... ... ...1.63 0.60 CastlightHealth CSLT ... dd 1.31 +0.10 –.28 .02 ... ...120.48 31.04 Catalent CTLT ... 67 105.31 +0.31 1.14 2.56 2.97 ...11.60 5.13 CatchMarkTimber CTT 5.8 dd 9.25 –0.21 –1.90 ... ... .135183.81 87.50 Caterpillar CAT 2.3 30 179.56 –1.40 10.74 5.41 7.48 1.0317.98 6.07 Cato CATO .0 dd 8.20 –0.31 ... .75 .90 .3356.53 13.00 CedarFairRec FUN .0 dd 39.05 +0.93 3.03 ... ... .93520.33 3.47 CedarRealty CDR 2.7 dd 9.69 +0.09 –.79 –1.25 –.73 .066138.31 52.70 Celanese CE 1.9 27 129.85 –1.91 6.84 8.89 10.36 .629.29 2.63 Celestica CLS ... 30 7.71 –0.31 ... ... ... ...5.15 1.86 CellcomIsrael CEL ... dd 4.80 –0.32 –.25 –.32 .03 ...9.55 5.54 CementosPacasm CPAC ... 56 7.39 –0.53 .46 .23 .49 ...5.72 1.55 Cemex CX ... dd 5.14 –0.03 ... ... .30 ...10.52 1.41 CenovusEnergy CVE ... dd 5.90 –0.03 1.34 –1.41 –.31 ...74.70 43.96 Centene CNC ... 16 58.02 –3.13 3.14 4.99 5.25 ...27.53 11.58 CenterPointEner CNP 3.0 dd 21.58 –0.29 1.33 1.34 1.39 .1685.24 43.58 Centerspace CSR 3.9 17 71.61 +1.19 –.75 –1.71 –1.45 .7010.10 2.96 CentraisElBras EBR ... 8 7.13 –0.17 1.97 .80 .92 ...30.15 12.40 CentralPacFin CPF 4.8 14 19.01 +0.01 2.03 1.24 1.30 .235.50 1.86 CentralPuerto CEPU ... 2 2.64 –0.15 1.21 1.08 1.74 ...48.87 9.04 CenturyComm CCS ... 9 47.47 –0.13 3.62 5.20 6.20 ...10.97 9.90 CerberusTele CTAC.UT ... ... 10.64 +0.19 ... ... ... ...11.00 9.73 CerberusTeleA CTAC ... ... 10.15 +0.10 ... ... ... ...

23.08 12.50 BancodeChile BCH 3.1 17 20.48 +0.23 ... 1.49 ... .513122.71 7.73 Bladex BLX 6.5 9 15.34 –0.41 ... 2.19 2.23 .2539.10 11.45 BancoMacro BMA ... 2 15.57 –0.36 ... ... ... ...12.68 3.69 BancSanBrasil BSBR 6.5 18 8.66 +0.08 ... .74 .79 .040124.37 11.43 BcoSantChile BSAC ... 14 19.45 –0.36 1.67 1.24 1.54 ...8.01 2.52 BcoSantMex BSMX ... 8 5.06 –0.19 ... .64 .64 ...4.08 1.68 BancoSantander SAN ... dd 3.19 +0.07 .39 ... .30 ...56.10 16.27 BanColombia CIB 2.8 38 40.28 –1.70 ... .65 2.19 .320132.12 17.21 BancorpSouth BXS 2.8 13 27.61 –0.03 2.30 2.09 2.12 .1935.72 17.95 BankofAmerica BAC 2.4 15 29.96 +1.29 2.75 ... ... .1837.46 13.76 BankofButterfield NTB 5.7 11 31.15 +0.38 3.33 2.78 2.97 .4495.68 46.70 BankofHawaii BOH 3.5 18 77.02 +0.14 5.56 3.79 4.37 .6779.93 38.31 BankofMontreal BMO 4.3 13 75.90 +0.45 5.62 6.53 7.40 .819951.60 26.40 BankNYMellon BK 3.0 9 41.04 +0.25 4.51 3.93 3.93 .3156.78 31.94 BkNovaScotia BNS 5.2 14 53.49 +0.33 4.03 4.70 5.34 .69236.99 13.47 BankUnited BKU 2.7 16 34.14 +1.02 3.13 ... 2.68 .239.76 3.41 Barclays BCS ... ... 8.11 +0.31 .73 ... ... ...10.59 4.67 BaringsBDC BBDC 7.5 dd 9.10 –0.08 1.16 .62 .80 .175.21 1.11 Barnes&NobleEduc BNED ... dd 5.08 +0.93 –.80 –1.75 –.38 ...68.60 30.22 BarnesGroup B 1.3 30 50.66 –0.28 3.07 1.61 1.88 .1631.22 12.65 BarrickGold GOLD 1.4 13 22.90 –0.37 2.26 1.14 1.43 .0930.39 11.15 BauschHealth BHC ... dd 20.27 –0.46 –5.08 ... 4.39 ...95.19 69.10 BaxterIntl BAX 1.2 45 79.59 –1.27 1.93 3.05 ... .24517.23 4.39 BeazerHomes BZH ... 9 16.19 +0.18 1.74 2.00 2.41 ...286.72 197.75 BectonDicknsn BDX 1.3 91 247.99 –4.10 2.71 12.53 13.40 .8356.94 25.54 Belden BDC .5 dd 41.57 +0.04 –9.37 ... ... .0525.41 13.56 BellRingBrands BRBR ... 42 24.92 +0.43 .60 .77 .94 ...37.36 14.06 BenchmarkElec BHE 2.4 dd 26.69 –0.85 .60 .94 1.11 .1679.92 43.05 Berkley WRB .7 37 66.10 –0.18 3.52 ... 3.32 .12352500 239440 BerkHathwyA BRK.A ... 15 340262 +2362.25 49828 13825 16151 ...234.99 159.50 BerkHathwyB BRK.B ... 15 226.53 +3.10 33.22 8.30 10.77 ...33.27 8.55 BerkshireHills BHLB 2.7 dd 17.62 +0.88 1.97 ... ... .1257.94 25.00 BerryGlobal BERY ... 13 55.66 +1.59 4.14 5.38 5.83 ...124.89 48.11 BestBuy BBY 2.1 16 102.55 +0.60 5.75 5.22 6.20 .5557.24 10.13 BigLots BIG 2.7 3 44.10 –0.53 6.16 7.78 6.01 .30681.95 250.50 BiglariA BH.A ... dd 629.95 –12.05 ... –12.31 –5.29 ...135.00 37.85 BiglariB BH ... dd 124.43 –5.92 ... –12.31 –5.29 ...154.03 23.61 Bill.com BILL ... dd 148.39 +0.31 –.70 ... ... ...100.77 26.56 BiohavenPharm BHVN ... dd 90.27 –1.43 –10.91 ... –9.52 ...648.39 309.38 Bio-RadLabA BIO ... 5 575.07 –30.80 ... 9.81 11.02 ...642.05 324.07 Bio-RadLabB BIO.B ... 5 572.00 –12.75 ... 9.76 10.80 ...87.12 48.07 BlackHills BKH 3.8 17 59.95 –0.74 3.28 3.65 3.87 .56597.19 50.01 BlackKnight BKI ... 62 87.96 –2.85 .73 ... ... ...13.54 4.04 BlackStoneMin BSM 8.7 13 6.88 –0.12 1.01 .57 .45 .159.69 2.70 BlackBerry BB ... dd 7.06 +0.11 –.27 .17 .14 ...721.82 323.98 BlackRock BLK 2.1 23 707.18 +8.38 28.43 32.07 35.31 3.6365.75 33.00 Blackstone BX 2.9 60 64.99 +0.39 ... ... 2.95 .5440.62 12.67 BlackstoneMtg BXMT 8.7 30 28.41 +0.42 2.35 2.47 2.27 .6225.11 11.29 BlockHR HRB 6.7 16 15.47 –0.03 –.04 3.31 ... .2631.45 3.00 BloomEnergy BE ... dd 30.52 +4.21 ... –.60 –.05 ...28.84 2.01 BlueApron APRN ... dd 6.54 +0.13 –4.67 –3.38 –2.30 ...10.79 3.25 BluegreenVac BXG .0 44 6.95 +0.30 .47 .17 ... 1.1918.98 4.24 BluegreenVac BVH .0 dd 12.89 –0.11 ... ... ... .047930.35 3.60 BlueLinx BXC ... 6 29.37 +0.43 –1.89 ... .82 ...13.09 10.03 BluescapeOppsAcqn BOAC ... ... 11.11 +1.01 ... ... ... ...12.39 9.85 BluescapeOpps BOAC.UT ... ... 12.08 +1.07 ... ... ... ...2.99 1.39 BluescapeOppsWt BOAC.WT ... ... 2.13 +0.32 ... ... ... ...349.95 89.00 Boeing BA .0 dd 217.15 –2.60 –1.12 –8.82 1.38 2.05550.35 20.08 BoiseCascade BCC .8 12 49.55 +0.19 2.06 5.05 ... .1025.80 8.25 BonanzaCreekEner BCEI ... 10 20.17 –0.47 3.24 3.30 4.03 ...48.11 8.03 BootBarn BOOT ... 33 40.48 –0.44 1.64 ... ... ...91.21 54.37 BoozAllen BAH 1.4 24 87.37 –2.43 3.41 3.75 4.18 .3110.43 4.06 BoqiiHolding BQ ... dd 6.49 +0.14 ... –3.37 –1.35 ...44.14 17.00 BorgWarner BWA 1.7 22 38.96 +0.34 3.61 2.38 3.79 .179.12 0.24 BorrDrilling BORR ... dd .92 –0.12 –2.78 –1.71 –1.11 ...1092.80 290.02 BostonBeer SAM ... 73 1014.93 +50.40 ... 10.21 ... ...147.83 69.69 BostonProps BXP 4.2 15 93.93 –2.18 ... ... 2.52 .9846.13 24.10 BostonSci BSX ... 13 34.59 –0.86 3.33 1.05 1.64 ...22.09 8.64 Box BOX ... dd 19.29 +0.34 –.98 ... ... ...43.81 6.44 BoydGaming BYD .0 dd 42.60 –0.09 1.38 ... ... .0758.22 33.00 Brady BRC 1.8 24 49.70 +0.49 2.11 2.55 2.83 .229.53 1.14 BraemarHtls BHR .0 dd 4.14 –0.18 –.32 –3.01 –2.32 .1616.25 7.48 BrandywineRealty BDN 6.5 7 11.76 –0.01 .19 1.70 .02 .195.34 2.50 BrasilAgro LND 2.3 9 4.93 –0.20 .47 ... ... .111718.64 3.86 Braskem BAK ... dd 8.86 –0.48 –1.78 –2.16 .63 ...21.65 5.86 BrighamMin MNRL 10.0 dd 11.27 –0.08 .26 .22 .45 .24177.16 64.23 BrightHorizons BFAM ... cc 165.34 –3.28 3.05 .96 2.74 ...9.75 5.51 BrightScholarEduc BEDU 1.8 31 5.84 –0.31 ... .50 .65 .1219.78 3.61 BrightSphere BSIG .2 10 19.00 +0.19 2.45 1.66 1.90 .0117.25 6.85 BrightView BV ... dd 14.91 +0.10 –.40 1.03 1.21 ...59.70 7.00 BrinkerIntl EAT .0 cc 57.71 +2.55 .63 ... ... .3897.12 33.17 Brink's BCO .8 dd 70.82 –0.33 .57 2.99 4.45 .1568.34 45.76 BristolMyers BMY 3.2 dd 61.15 –1.97 2.01 6.38 7.48 .490.74 0.26 BristolMyersRt CELG.RT .0 ... .35 –0.01 ... ... ... .14794.76 0.62 BristolMyersRt BMY.RT ... ... 1.73 –0.09 ... 6.14 7.46 ...35.91 10.50 Bristow VTOL ... 52 26.60 –1.22 –.51 2.18 2.22 ...45.64 27.32 BritishAmTob BTI 7.2 11 37.25 –0.51 3.19 4.41 4.62 .672121.72 7.51 BrixmorProp BRX 5.3 31 16.30 +0.20 .92 .45 .47 .21512.81 5.44 BroadmarkRealty BRMK 7.0 21 10.23 –0.07 ... .75 .86 .060.53 0.15 BroadmarkRltyWt BRMK.WT ... ... .25 –0.02 ... ... ... ...154.22 81.90 BroadridgeFinl BR 1.5 37 150.01 –3.87 3.95 5.50 6.06 .57510.54 9.84 BroadstoneAcqn BSN.UT ... ... 10.50 +0.11 ... ... ... ...10.07 9.60 BroadstoneAcqnA BSN ... ... 9.96 ... ... ... ... ...1.27 0.53 BroadstoneAcqnWt BSN.WT ... ... 1.15 +0.10 ... ... ... ...19.99 15.90 Broadstone BNL 5.1 37 19.70 +0.20 ... .46 .59 .258.57 1.47 BrookdaleSrLiving BKD ... 23 4.21 –0.04 –1.44 ... –1.35 ...45.61 21.57 BrookfieldMgt BAM 1.2 dd 40.91 +0.66 ... ... ... .1246.88 18.60 BrookfieldBusPtr BBU .7 dd 37.97 +0.77 .62 .14 3.13 .062573.85 32.54 BrookfieldInfr BIPC 2.6 ... 73.52 +4.78 ... .27 1.00 .48552.72 23.22 BrookfieldInfr BIP 3.9 dd 50.23 –0.10 .07 .16 .64 .48561.49 26.89 BrookfieldRenew BEPC 2.0 ... 58.57 +6.22 ... ... ... .289343.29 16.03 BrookfieldRenew BEP 2.8 dd 41.83 +2.78 –.13 –.27 .21 .289348.69 30.70 Brown&Brown BRO .8 29 46.31 +0.34 1.40 ... ... .092583.01 41.03 Brown-FormanA BF.A 1.0 38 73.00 –1.04 ... 1.73 1.88 .179583.40 44.68 Brown-FormanB BF.B .9 41 78.03 –1.39 ... 1.73 1.88 .179584.00 25.22 Brunswick BC 1.3 19 81.49 +0.10 –1.53 4.76 6.06 .2733.50 11.76 Buckle BKE 3.0 13 30.06 –0.02 2.14 2.32 2.24 2.0015.45 5.12 Buenaventura BVN ... dd 12.26 –0.52 –.05 .06 .84 ...5.68 1.01 Build-A-Bear BBW ... dd 3.96 –0.43 .02 –1.27 .21 ...

New York Stock Exchange Composite List- Earnings -

52-Week Tick - Week’s - Last This Next DivHigh Low Name Sym Yld P/E Last Chg. Year Year Year Amt





5.37 1.49 Frank'sIntl FI ... dd 2.77 +0.01 –1.05 ... –.21 ...35.91 12.61 FranklinCovey FC ... dd 22.25 –1.40 –.68 .03 .43 ...27.60 14.91 FranklinRscs BEN 4.5 16 24.80 –0.21 1.59 ... 2.88 .2825.43 4.82 FreeportMcM FCX .0 dd 24.79 +0.16 –.17 ... ... .0546.55 29.17 FreseniusMed FMS 1.2 16 41.30 –1.42 2.22 2.61 2.83 .707337.47 20.25 FreshDelMonte FDP 1.2 53 25.01 –0.16 1.37 ... ... .1016.50 6.01 FrontYardRes RESI 3.7 dd 16.17 +0.01 –1.96 –1.68 –1.08 .1513.33 5.28 Frontline FRO 26.4 2 6.43 –0.03 .81 2.23 .61 .5062.29 5.00 fuboTV FUBO ... dd 44.18 +4.93 –1.57 –5.84 –1.75 ...55.28 23.68 FullerHB FUL 1.2 24 53.32 +0.46 2.52 2.62 3.24 .162510.80 9.68 FusionAcqnA FUSE ... ... 10.40 +0.13 ... ... ... ...11.45 9.96 FusionAcqnUn FUSE.UT ... ... 11.34 +0.24 ... ... ... ...2.11 0.45 FusionAcqnWt FUSE.WT ... ... 2.00 +0.40 ... ... ... ...14.87 8.75 FutureFuel FF 1.9 5 12.47 +0.40 2.02 .95 .80 .06

G19.78 9.03 GAMCOInvestors GBL .4 8 17.99 +0.74 ... 3.68 2.38 .0288.82 50.69 GATX GATX 2.3 16 84.36 +1.64 5.81 ... 4.05 .4827.62 14.24 GCPAppliedTechs GCP ... 17 23.85 +1.00 .64 .72 .86 ...18.42 8.00 GEOGroup GEO 15.1 8 8.98 –0.43 1.40 1.23 1.32 .3428.90 11.92 GFLEnvironmental GFL .1 dd 28.20 +0.78 ... –.03 .22 .0169.83 37.37 GFLEnvUn GFLU 4.4 ... 68.09 +1.84 ... ... ... .7534.57 10.39 GMS GMS ... 53 30.15 +1.14 .55 2.96 3.24 ...12.65 9.64 GoAcqnA GOAC ... ... 10.16 +0.13 ... ... ... ...10.60 9.91 GOAcquisitionUn GOAC.UT ... ... 10.58 +0.20 ... ... ... ...1.40 0.75 GoAcqnWt GOAC.WT ... ... 1.29 +0.13 ... ... ... ...18.73 1.85 GOLLinhas GOL ... dd 9.39 –0.58 –.17 1.43 1.97 ...15.24 5.20 GPStrategies GPX ... 23 11.01 –0.23 .90 .53 .77 ...2.72 1.23 GSAcqn IIWt GSAH.WT ... ... 2.41 +0.41 ... ... ... ...11.99 10.21 GSAcqn II GSAH.UT ... ... 11.45 +0.47 ... ... ... ...11.15 9.85 GSAcqn IIA GSAH ... ... 10.85 +0.36 ... ... ... ...141.78 21.02 GSXTechedu GSX ... dd 55.00 –4.90 ... –4.48 –2.93 ...15.77 3.38 GTTComm GTT ... dd 3.82 –0.49 –1.88 –2.75 –1.58 ...11.00 9.60 GalileoAcquisition GLEO.UT ... ... 10.95 +0.02 ... ... ... ...10.34 9.20 GalileoAcqn GLEO ... cc 10.21 +0.06 –.02 ... ... ...0.99 0.15 GalileoAcqnWt GLEO.WT ... ... .97 +0.22 ... ... ... ...129.12 65.09 Gallagher AJG 1.5 31 123.42 –1.90 3.52 4.62 ... .4522.35 2.57 GameStop GME ... dd 20.15 +4.52 –5.38 –1.86 ... ...7.06 0.63 Gannett GCI ... dd 2.75 +0.20 –1.77 –4.40 –.84 ...26.99 5.26 Gap GPS .0 dd 20.43 +0.22 .93 –2.14 ... .2425165.27 76.91 Gartner IT ... 67 158.63 +0.69 2.56 4.13 4.03 ...10.02 2.23 GasLog GLOG 5.2 dd 3.81 –0.12 –1.37 .46 .59 .0515.95 1.51 GasLogPartners GLOP 26.3 dd 3.12 –0.08 –1.43 ... ... .0114.30 5.42 GatesIndustrial GTES ... 51 13.09 –0.16 2.37 .70 .92 ...9.97 5.78 GatosSilver GATO ... ... 9.41 +0.21 ... –.55 .75 ...11.22 4.27 GencoShipping GNK 1.1 dd 7.24 +0.05 –1.34 ... ... .02237.99 75.50 Generac GNRC ... 50 233.20 +16.41 4.03 6.32 ... ...190.08 100.55 GeneralDynamics GD 3.0 14 149.01 –3.66 11.98 ... ... 1.1013.26 5.48 GeneralElec GE .4 25 10.65 –0.16 –.62 .42 .61 .0166.14 46.59 GeneralMills GIS 3.5 15 59.13 –0.27 3.56 3.74 3.74 .5146.71 14.33 GeneralMotors GM .0 19 41.58 +0.57 4.57 4.69 5.92 .3849.81 5.52 Genesco GCO ... dd 27.89 +0.05 3.92 –2.13 ... ...22.20 2.58 GenesisEnergy GEL 9.2 dd 6.55 –0.37 ... ... ... .151.86 0.40 GenesisHealthcare GEN ... dd .54 ... ... –1.41 –6.61 ...11.00 9.98 GenesisParkAcqnUn GNPK.UT ... ... 10.38 –0.02 ... ... ... ...9.60 4.60 GenieEnergy GNE 4.4 16 7.74 –0.19 ... .25 .46 .08545.20 19.41 Genpact G .9 26 41.75 –0.92 1.56 2.10 2.27 .0975106.84 49.68 GenuineParts GPC 3.2 cc 99.36 +1.83 4.24 5.26 5.76 .794.84 1.87 GenworthFin GNW ... dd 4.36 +0.11 .67 .40 .68 ...22.53 5.44 GeoPark GPRK 1.0 dd 12.75 –0.53 .96 –1.76 .32 .04125.34 1.65 Gerdau GGB .5 29 4.65 –0.24 .18 .09 .39 .026732.94 16.36 GettyRealty GTY 5.5 24 28.30 –0.01 1.19 1.14 1.26 .3915.86 9.79 GigCapital3 GIK ... ... 14.07 +3.11 ... ... ... ...18.96 9.80 GigCapital3Un GIK.UT ... ... 17.20 +4.40 ... ... ... ...3.99 0.38 GigCapital3Wt GIK.WT ... ... 3.85 +1.55 ... ... ... ...12.12 9.60 GigCapital2 GIX ... dd 11.04 +0.70 –.13 ... ... ...0.51 0.17 GigCapital2Rt GIX.RT ... ... .45 +0.11 ... ... ... ...14.50 10.21 GigCapital2Un GIX.UT ... ... 13.06 +1.77 ... ... ... ...2.08 0.11 GigCapital2Wt GIX.WT ... ... 1.95 +0.79 ... ... ... ...30.29 9.42 Gildan GIL .0 dd 28.22 +0.20 1.27 1.92 1.40 .15418.58 9.44 Glatfelter GLT 3.2 dd 16.84 –0.30 –.49 ... .77 .13575.74 23.31 Glaukos GKOS ... dd 73.99 +1.73 .37 –1.62 –1.08 ...48.25 31.43 GSK GSK 5.5 11 36.14 –0.87 2.40 3.06 3.03 .4959


15.93 6.67 GlobalBlue GB ... dd 12.98 +0.48 .18 ... ... ...2.68 0.20 GlobalBlueWt GB.WT ... ... 1.62 +0.36 ... ... ... ...5.25 2.54 GlobalCordBlood CO ... 6 3.55 –0.16 .56 .45 .57 ...15.95 6.98 GlobalMedREIT GMRE 6.0 dd 13.40 –0.50 .10 ... .19 .2021.71 8.77 GlobalNetLease GNL 9.4 cc 16.98 –0.13 .39 ... ... .4020.69 6.30 GlobalPtnrs GLP 11.2 7 16.94 –0.51 .81 2.68 .88 .50209.66 105.54 GlobalPayments GPN .4 cc 205.55 +9.22 2.16 6.40 ... .19511.46 2.61 GlobalShipLease GSL ... ... 11.46 +0.31 1.48 1.62 2.07 ...223.26 70.83 Globant GLOB ... cc 218.67 +5.32 1.43 ... 3.05 ...111.43 56.74 GlobeLife GL .8 14 92.87 +0.06 6.83 ... 7.58 .187566.65 33.41 GlobusMedical GMED ... 71 65.32 –0.05 ... 1.35 2.00 ...91.81 40.25 GoDaddy GDDY ... dd 84.96 –0.07 .76 –3.02 1.77 ...14.90 3.79 GoldFields GFI 1.3 33 9.48 –0.21 .20 .75 1.33 .092910.50 10.25 GoldenFalconAcqnUn GFX.UT ... ... 10.43 +0.14 ... ... ... ...22.50 8.00 GoldmanSachsBDC GSBD 9.3 63 19.29 +0.04 .90 ... ... .05260.85 130.85 GoldmanSachs GS 2.0 15 256.16 +14.03 21.03 19.13 25.10 1.2538.84 21.49 Gorman-Rupp GRC 1.9 32 32.41 +0.88 ... 1.44 1.54 .15573.36 26.75 GraceWR GRA 2.2 cc 55.31 +0.09 1.89 2.61 3.82 .3073.17 38.43 Graco GGG 1.0 42 72.84 +1.15 2.00 1.85 1.84 .187513.12 5.56 GrafTechIntl EAF .4 5 9.10 +0.38 2.58 ... ... .0122.72 10.36 Graham GHM 3.0 98 14.75 –0.30 .19 .30 .46 .11650.30 267.89 GrahamHoldings GHC 1.1 13 524.10 +41.41 ... 20.77 23.21 1.45427.90 200.61 Grainger GWW 1.5 36 415.57 +5.11 15.32 ... 18.38 1.5328.68 8.90 GraniteConstr GVA 1.9 dd 27.10 +0.24 .96 1.47 2.35 .1318.97 1.74 GranitePointMtg GPMT 7.9 dd 10.17 +0.58 1.32 ... 1.05 .2562.59 28.12 GraniteREIT GRP.UT 3.9 13 60.61 +0.61 ... 4.27 4.24 .196516.95 10.41 GraphicPkg GPK 1.8 35 16.93 +0.34 .70 1.10 1.04 .07523.07 8.53 GrayTelevision GTN ... 7 17.39 +0.26 ... 3.39 1.72 ...21.85 8.55 GrayTelevisionA GTN.A ... 7 16.05 +0.60 ... 3.39 1.72 ...15.35 3.96 GreatAjax AJX 6.6 13 10.36 +0.21 1.59 .78 1.06 .1735.27 10.86 GreatWesternBncp GWB .2 dd 20.42 +0.43 –12.24 1.55 1.88 .0164.97 14.20 GreenDot GDOT ... 60 56.05 –0.10 1.88 ... 2.25 ...37.48 12.89 Greenbrier GBX 2.9 25 37.31 +1.32 1.46 .63 1.93 .2723.08 7.28 Greenhill GHL 1.6 dd 12.45 –0.67 .45 –.24 1.06 .0515.17 9.79 GreenTree GHG ... 37 13.01 –0.09 .63 2.89 5.46 ...52.35 23.65 Greif A GEF 3.7 26 47.08 +0.07 1.83 3.67 4.14 .4452.99 30.89 Greif B GEF.B 5.3 18 48.83 –1.06 2.74 3.69 4.32 .6527.53 9.15 Griffon GFF 1.6 17 20.35 +0.02 1.19 1.52 1.79 .08136.35 26.26 Group1Auto GPI 1.0 9 118.75 +0.61 9.34 18.29 18.22 .3085.53 29.35 Grubhub GRUB ... dd 73.60 +2.00 –.20 .01 1.08 ...135.31 44.28 GpoAeroportuar PAC ... 37 110.18 –4.29 ... 2.56 4.10 ...210.38 82.08 GpoAeroportSur ASR ... 34 160.30 –6.43 ... ... ... ...8.92 3.32 GpoAvalAcc AVAL 4.5 11 6.86 –0.13 ... .46 .57 .02594.24 1.28 GpoSupervielle SUPV 1.5 3 2.01 –0.02 ... ... ... .040912.61 4.65 GrupoTelevisa TV ... dd 7.90 –0.33 .42 .24 .38 ...23.58 3.64 Guess GES 2.2 dd 20.01 +1.50 1.33 –.76 1.39 .1125129.66 71.64 Guidewire GWRE ... dd 127.21 +1.49 –.33 .21 .32 ...17.25 13.13 GuildHldgs GHLD ... ... 16.89 +1.50 ... 7.93 3.38 ...

H166.87 58.38 HCAHealthcare HCA .0 17 164.24 –0.10 10.07 10.53 12.49 .4362.93 31.61 HCIGroup HCI 3.1 14 51.78 –0.81 3.31 2.48 3.35 .404.32 1.29 HC2Holdings HCHC ... dd 3.68 +0.51 –.66 –2.08 –.60 ...70.95 29.50 HDFCBank HDB ... 32 69.55 –0.89 2.11 2.11 ... ...8.16 1.38 HEXO HEXO ... dd 4.06 –0.14 –5.26 –.15 –.05 ...10.56 9.86 HIGAcqn HIGA.UT ... ... 10.55 +0.12 ... ... ... ...15.46 9.75 H.I.G.AcqnA HIGA ... ... 10.12 +0.11 ... ... ... ...1.74 1.16 H.I.G.AcqnWt HIGA.WT ... ... 1.33 +0.03 ... ... ... ...42.90 16.61 HNI HNI 3.4 23 35.83 +0.74 2.54 1.73 2.01 .30524.53 12.54 HP HPQ 3.2 12 24.26 –0.20 2.00 2.62 2.91 .193810.12 9.57 HPXA HPX ... ... 10.00 ... ... ... ... ...10.62 9.81 HPXUn HPX.UT ... ... 10.60 +0.09 ... ... ... ...1.42 0.64 HPXWt HPX.WT ... ... 1.24 +0.05 ... ... ... ...39.37 17.95 HSBC HSBC ... dd 26.05 –0.15 1.51 1.41 2.22 ...30.62 11.78 HUYA HUYA ... 39 18.91 –2.18 ... 4.02 6.05 ...126.74 63.41 Haemonetic HAE ... 57 118.75 –1.20 1.48 2.45 3.55 ...25.47 4.25 Halliburton HAL .9 dd 19.21 –0.47 –1.29 .13 ... .04525.00 6.68 HamiltonBeach HBB 2.2 9 17.20 –0.36 ... 2.20 2.20 .09517.74 6.96 Hanesbrands HBI 4.1 12 14.59 +0.16 1.64 1.36 ... .1528.16 11.31 Hanger HNGR ... 21 22.10 –1.31 .72 .22 ... ...66.35 15.01 HannonArmstrong HASI 2.1 46 65.36 +4.73 1.24 1.48 1.56 .34144.71 75.11 HanoverIns THG 2.4 15 116.08 –0.99 10.46 8.62 9.13 .7041.82 14.31 HarleyDavidson HOG .2 52 37.11 +1.39 2.68 ... 2.78 .02


29.34 6.08 EssentialProp EPRT 4.5 37 21.33 +0.72 .63 .55 .64 .2454.52 30.40 EssentialUtil WTRG 2.2 46 45.47 –0.43 1.04 ... 1.67 .250770.71 41.66 EssentialUtilUn WTRU 5.1 ... 59.26 +0.17 ... ... ... .75329.74 175.81 EssexProp ESS 3.5 26 234.25 –0.12 6.66 8.22 4.27 2.0775267.04 137.01 EsteeLauder EL .8 cc 260.95 –0.36 ... 5.18 6.34 .5320.21 8.38 EthanAllen ETH 5.0 cc 20.08 +0.95 .34 1.22 1.37 .2513.21 7.21 Euronav EURN 20.5 3 8.08 –0.07 .52 2.30 .17 .0922.90 5.71 Eventbrite EB ... dd 18.75 +0.43 ... –2.62 –.92 ...111.52 33.25 EvercoreA EVR 2.2 20 110.46 +2.40 6.89 5.49 7.60 .61294.31 157.32 EverestRe RE 2.7 14 229.18 –3.35 24.70 ... ... 1.5576.57 42.01 Evergy EVRG 4.0 19 53.43 +0.08 2.79 ... 3.23 .53514.88 1.55 Everi EVRI ... dd 13.92 +0.43 .21 –.96 ... ...99.42 60.69 EversourceEner ES 2.7 24 84.15 –0.56 2.81 ... 3.91 .567542.35 18.21 Evertec EVTC .5 30 40.03 –2.01 1.41 2.00 2.27 .0516.53 3.50 EvolentHealth EVH ... dd 16.30 +0.95 –3.67 –.24 –.27 ...28.38 7.09 EvoquaWater AQUA ... 29 27.21 +1.80 .94 .64 ... ...12.51 0.95 ExantasCap XAN .0 dd 4.04 +0.14 .81 –2.24 .19 .27526.50 24.50 ExecutiveNtwk ENPC.UT ... ... 26.09 +0.89 ... ... ... ...26.31 24.00 ExecutiveNtwkA ENPC ... ... 25.39 +0.79 ... ... ... ...4.21 1.05 ExecutiveNtwkWt ENPC.WT ... ... 3.18 +0.74 ... ... ... ...5.28 0.57 Express EXPR ... dd 1.04 –0.12 –2.49 ... ... ...8.93 3.23 Exterran EXTN ... dd 4.31 –0.28 –2.99 –2.22 –1.26 ...121.07 72.70 ExtraSpaceSt EXR 3.1 34 114.39 +1.90 3.24 3.33 3.68 .9071.37 30.11 ExxonMobil XOM 8.4 53 41.60 –1.13 3.36 ... ... .87

F10.75 9.89 FastAcqn FST.UT ... ... 10.70 +0.17 ... ... ... ...10.20 9.59 FastAcqnA FST ... ... 10.12 +0.16 ... ... ... ...1.49 0.70 FastAcqnWt FST.WT ... ... 1.46 +0.27 ... ... ... ...40.08 14.38 FBFinancial FBK 1.0 27 34.67 +0.08 2.65 3.27 ... .0961.28 29.01 FBLFinancial FFG 3.8 16 52.81 +0.26 ... 3.80 4.99 .5010.80 9.96 FGNewAmerica FGNA.UT ... ... 10.80 +0.35 ... ... ... ...10.47 9.78 FGNewAmericaA FGNA ... ... 10.21 +0.08 ... ... ... ...1.80 0.53 FGNewAmericaWt FGNA.WT ... ... 1.34 +0.37 ... ... ... ...122.29 56.77 FMC FMC 1.7 30 114.43 –1.22 3.62 ... 7.28 .4812.77 5.05 FNB FNB 5.1 10 9.41 +0.10 1.16 .91 ... .1225.34 7.60 FSKKRCap FSK 14.4 dd 16.67 –0.37 1.88 ... 2.48 .60144.10 94.87 FTIConsulting FCN ... 23 111.05 –0.20 5.69 5.54 6.16 ...78.47 44.00 Fabrinet FN ... 24 76.05 –0.41 3.07 4.27 4.64 ...363.64 195.22 FactSet FDS .9 33 327.43 –19.60 9.65 11.16 11.79 .77530.95 177.65 FairIsaac FICO ... 66 518.45 –3.53 7.90 ... 12.27 ...35.60 8.10 FangHoldings SFUN ... dd 13.21 –0.36 ... ... ... ...10.50 9.98 FarPeakAcqn FPAC.UT ... ... 10.34 +0.09 ... ... ... ...65.54 5.99 Farfetch FTCH ... dd 64.00 +0.94 ... ... ... ...9.03 5.05 FarmlandPtrs FPI 2.3 dd 8.55 –0.02 .04 –.03 .03 .05136.50 10.63 Fastly FSLY ... dd 97.49 –4.29 –.75 –.20 –.22 ...73.77 41.26 FedAgriMtgA AGM.A 5.1 8 62.26 +0.63 ... 9.20 9.53 .8085.00 40.05 FedAgriMtgC AGM 4.3 9 73.85 +0.33 ... 9.20 9.53 .80131.56 64.11 FederalRealty FRT 4.9 37 86.58 –1.73 4.61 .89 1.56 1.0634.87 23.32 FederalSignal FSS 1.0 20 31.90 –1.43 1.76 1.63 1.83 .0838.26 13.06 FederatedHermes FHI 3.8 9 28.53 –0.73 ... 3.04 2.93 1.00305.66 88.69 FedEx FDX 1.0 18 268.82 –6.75 15.18 17.52 ... .65229.00 127.73 Ferrari RACE .5 72 225.53 –0.20 4.17 3.33 4.76 1.235115.67 7.52 Ferro FOE ... dd 14.84 +0.76 .07 .74 1.12 ...17.99 6.00 FiatChrysler FCAU ... cc 17.68 –0.08 4.73 .56 2.33 ...49.28 19.00 FidNatlFin FNF 3.7 11 38.53 –0.13 3.83 4.47 4.25 .36158.21 91.68 FidNatlInfo FIS 1.0 dd 140.79 –4.43 .66 5.47 6.63 .352.95 1.22 FinVolution FINV 4.2 3 2.36 +0.18 ... 6.32 6.22 .1266.78 29.36 FirstAmerFin FAF 3.5 9 51.86 –1.30 6.22 5.37 ... .4610.79 3.50 FirstBanCorp FBP 2.2 23 9.13 +0.23 .76 .42 .88 .0514.70 6.77 FirstCmwlthFin FCF 4.1 14 10.66 –0.01 1.07 .72 ... .1117.40 6.27 FirstHorizon FHN 4.7 8 12.64 +0.30 1.38 ... 1.15 .1546.12 25.89 FirstIndRlty FR 2.4 25 41.56 +0.81 1.89 1.04 .97 .2514.57 4.17 FirstMajestic AG ... dd 12.74 +0.17 –.20 ... ... ...142.14 70.06 FirstRepBank FRC .6 25 140.53 +4.75 5.20 5.70 5.89 .2052.52 22.85 FirstEnergy FE 5.3 27 29.68 –0.66 1.68 2.54 2.63 .3911.56 10.00 FirstMarkHorizon FMAC.UT ... ... 11.56 +0.46 ... ... ... ...10.88 9.92 FirstMarkHorizonA FMAC ... ... 10.55 –0.12 ... ... ... ...2.94 1.40 FirstMarkHorizonWt FMAC.WT ... ... 2.83 +1.03 ... ... ... ...23.63 8.70 Fisker FSR ... dd 16.69 +0.56 .18 –.29 –.32 ...7.60 0.27 FiskerWt FSR.WT ... ... 5.80 +0.52 ... ... ... ...7.34 5.85 Fitbit FIT ... dd 6.84 –0.41 ... ... ... ...9.40 2.51 500.com WBAI ... dd 4.29 +1.60 ... 7.13 9.17 ...9.31 3.62 FivePoint FPH ... dd 5.31 –0.05 .13 .21 .22 ...228.49 20.42 FiverrIntl FVRR ... dd 211.56 +2.27 –1.67 ... .71 ...41.35 16.76 Flagstar FBC .5 5 41.24 +1.67 3.80 9.02 6.06 .05329.85 168.51 FleetCorTech FLT ... 33 270.49 –8.98 9.94 ... ... ...11.74 3.40 FlexLNG FLNG 4.6 77 8.67 –0.23 .31 .57 1.10 .10101.63 24.36 Floor&Decor FND ... 61 99.86 –1.12 1.44 1.03 1.41 ...3.09 0.66 FlotekIndustries FTK ... dd 2.19 +0.06 –.55 ... ... ...25.18 17.42 FlowersFoods FLO 3.5 50 23.16 +0.60 .78 1.27 ... .2051.25 18.98 Flowserve FLS 2.2 37 36.68 –0.60 1.93 ... ... .2020.90 2.85 Fluor FLR .0 dd 16.48 +0.11 –10.87 –.80 ... .1020.00 3.41 FlyLeasing FLY ... 3 10.53 +2.58 7.15 1.15 1.15 ...12.60 10.13 FoleyTrasimene WPF.UT ... ... 12.34 +0.44 ... ... ... ...11.67 9.74 FoleyTrasimeneA WPF ... ... 11.35 +0.30 ... ... ... ...3.00 1.20 FoleyTrasimeneWt WPF.WT ... ... 2.80 +0.55 ... ... ... ...15.85 9.60 FoleyTras IIA BFT ... ... 15.23 +1.31 ... ... ... ...4.47 0.92 FoleyTrasIIWt BFT.WT ... ... 4.31 +1.06 ... ... ... ...17.41 9.95 FoleyTrasimII BFT.UT ... ... 16.60 +1.56 ... ... ... ...98.05 52.91 FomentoEconMex FMX 1.9 95 74.59 –0.68 ... 20.25 59.07 .733343.07 17.46 FootLocker FL 1.5 12 39.49 +0.45 4.50 ... 4.34 .159.50 3.96 FordMotor F .0 dd 8.86 –0.09 ... –.02 1.04 .1510.89 10.11 ForestRoadAcqn FRX.UT ... ... 10.38 –0.07 ... ... ... ...23.11 9.43 Forestar FOR ... 17 21.32 +0.55 1.26 1.70 2.00 ...44.72 28.59 Fortis FTS 3.8 21 40.98 –0.17 2.86 1.95 ... .386174.26 31.20 Fortive FTV .4 45 69.64 –0.19 1.97 2.66 2.42 .0723.40 3.69 FortressTransport FTAI 5.7 14 23.19 +0.32 2.59 –.65 .61 .3311.12 9.65 FortressValueII FAII ... ... 10.80 +0.25 ... ... ... ...11.52 9.95 FortressValueII FAII.UT ... ... 11.18 +0.41 ... ... ... ...2.57 1.12 FortressValueIIWt FAII.WT ... ... 2.44 +0.69 ... ... ... ...8.11 1.47 FortunaSilver FSM ... 61 7.55 +0.21 .15 ... ... ...92.59 33.90 FortBrandsHome FBHS 1.2 25 89.07 –0.56 3.06 4.10 4.73 .2640.20 3.00 ForumEnergyTech FET ... dd 12.43 –0.85 –103.00 ... ... ...21.62 7.99 FdnBuilding FBM ... 18 19.22 +0.02 .93 .96 1.09 ...32.50 12.80 FourCornersProp FCPT 4.3 27 29.61 +1.15 1.06 1.09 1.16 .31751.97 0.63 FourSeasonsEduc FEDU ... dd 1.06 +0.06 –.33 .31 .54 ...166.11 77.18 Franco-Nevada FNV .8 94 129.97 –2.80 1.83 ... ... .26

113.82 75.93 DominionEnerUn DCUE 7.3 ... 98.91 –0.65 ... ... ... 1.8125435.58 270.08 Domino's DPZ .8 34 396.73 +0.02 ... ... 12.95 .7840.05 18.40 Domtar UFS .0 dd 30.98 –1.22 1.37 .50 1.92 .45558.25 31.08 Donaldson DCI 1.5 29 56.57 +0.19 2.00 2.12 2.48 .2120.33 4.04 DonnelleyFin DFIN ... 36 17.90 –1.34 1.10 ... ... ...195.50 147.32 DoorDash DASH ... ... 158.46 –7.89 ... –.28 .28 ...16.68 6.08 DorianLPG LPG ... 8 11.78 +0.49 2.07 .79 2.36 ...56.89 24.12 DouglasDynamics PLOW 2.6 dd 42.31 –0.03 2.11 1.01 1.83 .2845.59 22.88 DouglasEmmett DEI 3.8 17 29.51 –0.09 2.09 .18 .11 .28127.39 62.95 Dover DOV 1.6 27 124.02 +0.16 4.61 5.50 5.88 .4952.03 1.06 DoverMotorsports DVD 3.6 6 1.97 +0.01 ... .15 .17 .0758.18 21.95 Dow DOW 5.1 dd 54.79 –0.87 –1.84 2.14 2.79 .7073.50 33.33 DrReddy'sLab RDY .4 57 70.43 –0.11 1.66 2.25 2.69 .330415.48 10.00 DragoneerGrowth DGNR.UT ... ... 14.35 –0.43 ... ... ... ...14.74 10.90 DragoneerGrwA DGNR ... ... 14.00 +0.08 ... ... ... ...4.86 2.11 DragoneerGrwWt DGNR.WT ... ... 4.12 +0.19 ... ... ... ...48.39 22.25 Dril-Quip DRQ ... dd 30.64 –0.64 .05 –.08 ... ...4.19 0.86 DriveShack DS ... dd 2.80 –0.45 –.90 –1.22 –.71 ...57.84 16.27 Ducommun DCO ... 22 53.44 +0.84 2.75 ... ... ...103.79 62.13 DukeEnergy DUK 4.3 33 89.67 –0.65 5.06 5.16 5.45 .96543.45 25.19 DukeRealty DRE 2.6 67 39.30 +0.06 1.18 .51 .62 .25529.55 23.59 Dun&Bradstreet DNB ... dd 26.49 –0.86 ... .92 1.00 ...71.48 28.33 DuPont DD 1.7 dd 69.55 –1.78 .67 3.01 ... .3079.41 12.24 DycomInds DY ... 90 73.92 +3.23 1.80 ... ... ...3.97 0.98 DynagasLNG DLNG ... 3 2.45 +0.21 –.22 .73 .70 ...48.85 17.10 Dynatrace DT ... cc 43.18 –0.94 –1.58 ... ... ...20.34 7.04 DynexCapital DX 8.8 2 17.72 –0.25 –7.01 ... 1.94 .13

E23.70 7.58 elfBeauty ELF ... cc 23.34 +0.74 .35 .62 ... ...92.49 41.85 EMCOR EME .6 37 92.22 +2.49 5.75 5.99 5.75 .1332.19 12.10 ENI E 4.1 dd 20.70 –0.26 .09 ... .93 .28489.54 27.00 EOGRscs EOG 3.0 dd 49.60 –2.17 4.71 .94 ... .375359.39 151.97 EPAMSystems EPAM ... 66 356.34 +9.81 4.53 6.24 7.47 ...73.59 12.56 EPRProp EPR .0 dd 32.23 +0.06 2.32 –1.42 –.08 .382517.97 4.21 EQT EQT .0 dd 13.91 +0.39 –4.79 ... ... .03107.10 62.64 ESCOTech ESE .3 cc 101.36 +1.31 3.90 3.11 3.70 .08101.00 41.83 EagleMaterials EXP .0 30 99.99 –0.02 1.68 ... 6.93 .107.23 1.44 EarthstoneEner ESTE ... dd 5.25 +0.33 .02 ... ... ...29.70 19.00 EasterlyGovtProp DEA 4.7 cc 22.19 +0.40 .10 ... .35 .26153.26 83.40 EastGroup EGP 2.3 44 137.26 +0.95 3.24 ... ... .79104.83 34.44 EastmanChem EMN 2.7 29 101.31 –2.37 5.48 5.90 7.23 .6960.00 1.50 EastmanKodak KODK ... dd 8.72 –0.87 2.23 –2.43 –.70 ...123.67 56.42 Eaton ETN 2.5 35 118.07 +1.99 5.25 4.16 4.89 .7369.18 23.59 EatonVance EV 2.2 56 67.70 +2.41 ... 3.68 4.12 4.25231.36 124.60 Ecolab ECL .9 dd 216.12 –2.46 5.33 4.04 5.29 .4820.96 6.28 Ecopetrol EC 6.2 18 12.98 –0.66 1.96 ... 1.03 .887838.97 20.51 EdgewellPersonal EPC 1.7 29 35.55 –0.41 1.24 2.72 2.93 .1578.93 43.63 EdisonInt EIX 4.3 63 62.19 –0.35 3.77 ... ... .662590.06 51.51 EdwardsLife EW ... 71 88.63 +1.81 1.64 1.88 2.14 ...35.72 10.70 8x8 EGHT ... dd 34.70 +3.20 –1.72 –.16 .03 ...34.09 15.17 ElancoAnimal ELAN ... dd 30.54 +0.53 .18 .45 .92 ...57.00 30.73 ElancoAnimalUn ELAT 5.2 ... 48.25 +0.86 ... ... ... .625159.95 39.01 Elastic ESTC ... dd 155.99 +2.44 –2.12 –.34 ... ...14.49 4.60 EldoradoGold EGO ... 13 13.29 +0.46 .51 1.04 ... ...18.25 5.35 ElementSolns ESI 1.1 38 17.92 –0.01 .35 .93 1.06 .055.98 0.89 ElevateCredit ELVT ... 3 4.03 +0.84 .73 1.02 .35 ...19.12 3.24 EllingtonFin EFC 7.9 dd 15.11 +0.14 1.76 –.67 1.77 .1012.75 2.70 EllingtonResiMtg EARN 8.9 7 12.64 –0.10 1.79 1.22 1.27 .2815.98 9.33 EmbotellAndinaA AKO.A 4.0 9 12.50 –1.60 1.49 .98 1.05 .156418.36 10.15 EmbotellAndinaB AKO.B 3.5 11 15.72 –0.78 1.64 .98 1.05 .172120.24 3.96 Embraer ERJ ... dd 6.52 –0.53 –1.81 ... –.62 ...10.94 1.50 EmeraldHldg EEX .0 dd 5.16 +0.06 –.70 .70 .63 .075137.61 46.37 EmergentBiosol EBS ... 30 93.84 –2.53 1.04 ... ... ...83.14 37.75 EmersonElec EMR 2.5 25 79.98 –0.92 3.24 3.49 3.94 .50514.31 5.19 EmpireStateRealty ESRT .0 ... 9.49 +0.01 ... .31 .10 .10544.90 25.53 EmployersHldgs EIG 3.1 11 31.92 –0.28 4.83 2.11 1.82 .2510.40 9.80 Empower EMPW.UT ... ... 10.40 +0.12 ... ... ... ...10.55 9.75 EmpowerA EMPW ... ... 10.01 +0.06 ... ... ... ...1.34 0.89 EmpowerWt EMPW.WT ... ... 1.18 +0.17 ... ... ... ...7.57 2.54 EmpresaDisCom EDN ... 1 3.56 –0.07 ... –.54 ... ...10.81 1.61 EnableMidstream ENBL 12.3 dd 5.36 –0.30 .82 ... .62 .165343.15 22.57 Enbridge ENB 8.1 46 32.19 –0.60 1.99 1.98 2.06 .652387.11 48.01 EncompassHealth EHC 1.4 31 82.68 +0.56 3.61 3.64 3.80 .2877.89 27.21 Endava DAVA ... cc 77.31 +2.01 ... 1.08 1.34 ...4.79 0.99 EndeavourSilver EXK ... dd 4.58 +0.14 –.36 ... ... ...11.21 5.22 EnelAmericas ENIA 5.6 10 8.26 –0.04 1.23 .60 .71 .43945.11 2.95 EnelChile ENIC 5.4 dd 3.94 +0.06 .30 –45.42 315.98 .216453.84 26.60 Energizer ENR 2.8 dd 43.62 +0.93 –1.58 3.01 3.51 .3013.86 3.75 EnergyTransfer ET 9.5 dd 6.44 –0.34 1.36 –.01 1.14 .152526.90 13.28 EnerpacTool EPAC .2 cc 21.88 –0.93 .01 .53 .77 .047.35 1.15 Enerplus ERF 3.0 dd 3.14 –0.22 –.84 –1.93 .23 .007886.87 35.21 EnerSys ENS .8 37 83.27 –0.35 3.20 4.40 5.58 .1756.48 0.88 EnLinkMid ENLC 19.6 dd 3.82 –0.07 –2.41 –.34 ... .093822.21 13.98 Ennis EBF 5.4 16 16.82 –0.69 1.47 .96 1.46 .22529.33 7.84 EnovaIntl ENVA ... 8 25.78 +1.73 1.06 5.93 4.54 ...76.34 30.04 EnPro NPO 1.4 dd 74.88 –1.33 1.85 2.20 2.77 .264.90 0.75 Entercom ETM 3.4 dd 2.37 +0.13 ... –.35 .50 .02135.55 75.19 Entergy ETR 4.0 14 95.35 –4.67 6.30 5.56 5.95 .9529.22 10.27 EnterpriseProd EPD 9.0 10 19.86 –0.70 2.09 2.06 1.95 .4453.26 1.10 Entravision EVC 3.7 dd 2.70 –0.26 ... –.14 .58 .02592.51 45.53 Envestnet ENV ... dd 83.85 +0.49 –.33 2.53 2.62 ...33.33 10.08 Envista NVST ... dd 32.44 –0.25 1.60 .84 ... ...46.81 20.63 EnvivaPartners EVA 6.4 cc 45.27 –0.24 –.54 1.11 1.60 .7754.85 1.56 EnzoBiochem ENZ ... dd 2.30 –0.03 –.60 ... –.39 ...196.47 103.01 Equifax EFX .8 54 193.96 –1.21 –3.27 4.64 5.64 .3921.04 8.41 Equinor EQNR 3.5 dd 16.29 –0.50 .55 .51 1.11 .0927.30 9.89 Equitable EQH 2.7 dd 25.10 –0.07 –3.51 ... 5.22 .1713.82 3.75 EquitransMdstm ETRN 7.4 dd 8.16 –0.25 –.80 1.22 ... .1535.08 25.80 EquityCommnwlth EQC .0 7 26.48 +0.08 3.90 .97 1.19 3.5010.96 10.00 EquityDistribution EQD.UT ... ... 10.68 +0.14 ... ... ... ...10.90 9.32 EquityDistrA EQD ... ... 10.39 +0.22 ... ... ... ...1.87 0.83 EquityDistrWt EQD.WT ... ... 1.40 +0.24 ... ... ... ...77.55 41.97 EquityLife ELS 2.2 51 61.44 +0.37 1.54 1.22 1.35 .342587.53 45.43 EquityResdntl EQR 4.1 23 58.20 +0.55 2.60 ... 1.06 .60252.25 0.74 EquusTotReturn EQS ... dd 2.18 +0.36 .16 .18 .30 ...4.91 1.10 ErosSTX ESGC ... dd 1.90 –0.12 ... ... ... ...52.99 17.52 EssentGroup ESNT 1.5 10 43.91 –0.07 5.66 ... ... .16




30600

28300

26000

23700

21400

19100

577000

558800

540600

522400

504200

486000

BREADTH DJIA


NYSE CUMULATIVE DAILY BREADTH vs DJIA

In generating this chart, we subtract each day's NYSE composite declines from that day's advances. The resultant total is added to the next day's total, and soon. When all five days' numbers are added together, this produces the weekly figure we plot. Dec. 31, 1985 =1000.

BREADTH 575,231s

DJIAs

Squeakin’ By: NYSE Composite breadth rose for an eighth straight week even as the S&P500 fell 0.2% on concerns about a new strain of Covid-19. Advancers narrowly edged outdecliners.


60.16 27.04 Masco MAS 1.0 29 56.79 +1.20 3.22 3.07 3.24 .14109.84 34.88 MasoniteIntl DOOR ... 58 101.33 +0.39 1.77 6.04 7.56 ...70.58 22.51 MasTec MTZ ... 17 69.87 +3.79 5.17 ... 4.72 ...367.25 199.99 Mastercard MA .5 50 336.00 –4.33 ... 6.35 8.26 .4419.83 1.11 MatadorRscs MTDR ... dd 12.04 –0.14 .75 ... ... ...64.23 26.15 Materion MTRN .7 52 62.73 +0.70 2.45 ... 2.91 .11562.00 23.75 Matson MATX 1.6 20 57.26 –0.97 1.91 3.56 3.33 .2313.62 8.50 MauiLand MLP ... dd 11.23 –0.02 –.54 –.27 –.24 ...37.79 7.18 MaxarTech MAXR .1 26 35.47 +1.87 1.83 ... –.59 .0180.50 46.42 Maximus MMS 1.5 21 72.84 –0.52 3.39 3.59 4.22 .2837.15 7.79 MaxLinear MXL ... dd 36.74 +2.81 –.28 ... ... ...14.45 3.89 MayvilleEngg MEC ... dd 12.80 +0.78 –.27 –.27 ... ...105.54 56.11 McCormick MKC 1.5 17 93.47 +0.10 ... 2.86 2.94 .31105.50 56.56 McCormickVtg MKC.V 1.5 16 92.62 +0.37 ... 2.86 2.94 .31231.91 124.23 McDonalds MCD 2.4 32 211.39 –3.69 7.88 ... 8.33 1.291.53 0.53 McEwenMining MUX ... dd .98 –0.04 –.17 ... ... ...187.67 112.60 McKesson MCK 1.0 13 170.78 –2.77 4.95 16.30 17.56 .423.43 1.28 Mechel MTL ... dd 2.03 +0.31 .18 .40 .45 ...40.20 16.04 Medallia MDLA ... dd 34.14 –1.18 –1.35 .03 .06 ...52.93 21.62 MediaAlpha MAX ... ... 44.97 +4.45 ... .44 .08 ...24.29 12.35 MedicalProp MPW 5.0 25 21.73 +0.65 .87 .87 1.09 .27208.57 49.03 Medifast MED 2.3 25 196.65 –3.59 6.43 9.24 10.60 1.1345.60 7.00 MedleyCapital MCC ... dd 28.86 –0.09 –24.16 –.87 –.18 ...33.00 2.80 MedleyMgmt MDLY ... dd 7.19 –0.21 –6.00 –1.40 2.40 ...27.95 7.37 Mednax MD ... dd 23.89 –0.19 –17.94 1.24 1.62 ...122.15 72.13 Medtronic MDT 2.0 44 114.03 –2.68 3.54 4.22 5.85 .5892.14 65.25 Merck MRK 3.2 18 80.14 +0.61 3.81 5.61 6.28 .6555.71 33.45 MercuryGeneral MCY 4.9 12 51.79 +0.69 5.78 4.85 3.45 .632535.61 10.01 Meredith MDP .0 dd 19.27 +0.36 ... 4.20 3.92 .595117.06 25.24 MeritageHomes MTH ... 9 88.47 +0.87 6.42 10.37 12.83 ...29.09 10.91 Meritor MTOR ... 9 27.99 –0.31 3.24 1.83 3.47 ...8.25 3.43 MesaRoyalty MTR 10.0 9 3.91 –0.10 ... ... ... .023729.80 9.76 MesabiTrust MSB 5.8 20 28.58 –0.02 ... 1.51 2.61 .3639.95 21.76 MethodeElec MEI 1.2 11 37.72 –0.25 3.26 ... ... .1153.28 22.85 MetLife MET 4.0 8 46.31 +0.66 6.06 5.63 6.21 .4651.09 15.52 MetropolitanBk MCB ... 9 35.84 +0.35 3.56 4.18 4.14 ...1228.41 579.40 MettlerToledo MTD ... 48 1140.19 +5.36 22.47 25.03 28.10 ...14.77 2.78 MicroFocus MFGP 9.5 dd 5.81 +0.01 3.89 1.59 ... .5833148.88 82.00 MidAmApt MAA 3.3 45 124.60 +0.56 3.07 2.06 2.17 1.02537.66 25.25 MillerIndustries MLR 2.0 14 36.81 +0.65 3.43 2.00 1.72 .1866.24 27.28 MineralsTechs MTX .3 19 61.38 +1.00 3.78 3.82 4.33 .0514.39 2.77 MistrasGroup MG ... dd 7.65 +0.11 .21 –.27 .24 ...5.48 3.32 MitsubishiUFJ MUFG 4.4 19 4.34 +0.01 .38 .47 ... .11614.92 6.64 MiXTelematics MIXT 1.6 32 11.96 +0.09 .44 .30 .37 .06163.12 1.96 MizuhoFin MFG 4.3 1 2.51 –0.06 3.25 ... ... .071911.00 6.20 MobileTeleSys MBT 7.3 10 8.88 –0.21 .94 65.51 74.98 .185844.56 15.00 ModelN MODN ... dd 36.22 –0.68 –.40 .33 .47 ...12.93 2.84 ModineMfg MOD ... dd 12.17 –0.07 –.04 .87 1.43 ...47.99 22.11 Moelis MC 3.2 37 47.21 +2.45 1.89 1.66 2.61 2.00144.37 56.62 MohawkInds MHK ... 19 138.72 +0.29 10.30 ... ... ...224.00 102.85 MolinaHealthcare MOH ... 16 207.10 +5.14 11.47 ... ... ...80.00 42.00 MolsonCoorsA TAP.A .0 19 50.00 –4.46 ... 4.15 4.13 .5761.94 32.11 MolsonCoorsB TAP .0 17 45.47 –0.04 ... 4.16 4.14 .5717.88 8.42 MonmouthRealEst MNR 3.9 dd 17.40 +0.41 –.50 .37 .42 .1735.89 16.41 MontroseEnvl MEG ... dd 32.10 +0.40 ... –3.03 .21 ...305.96 164.19 Moody's MCO .8 29 278.88 –4.49 7.42 10.10 10.31 .5695.93 32.49 MoogA MOG.A 1.3 cc 79.23 –0.99 ... 4.12 4.96 .2595.10 33.58 MoogB MOG.B 1.3 cc 79.68 –3.41 ... 4.12 5.22 .2568.97 27.20 MorganStanley MS 2.1 11 68.09 +3.91 5.19 5.78 5.23 .3523.70 6.50 Mosaic MOS .9 dd 21.96 –1.43 –2.78 .42 1.39 .0510.58 10.20 MotiveCapital MOTV.UT ... ... 10.34 –0.02 ... ... ... ...187.49 120.77 MotorolaSol MSI 1.7 38 168.47 –1.79 4.95 7.58 8.57 .7122.05 8.12 Movado MOV ... dd 17.39 –0.40 ... ... 2.00 ...36.66 16.78 MuellerIndustries MLI 1.1 15 34.91 –0.62 1.79 2.12 2.48 .1012.71 6.64 MuellerWater MWA 1.8 27 12.14 +0.01 .45 .56 .65 .05512.93 6.12 MultiPlan MPLN ... dd 8.93 –0.69 ... –.65 .12 ...3.77 1.02 MultiPlanWt MPLN.WT ... ... 1.71 –0.22 ... ... ... ...28.12 4.50 MurphyOil MUR 4.1 dd 12.16 –0.08 6.98 –1.56 –.97 .125144.09 78.75 MurphyUSA MUSA .8 10 130.16 –3.31 4.86 ... ... .2520.33 6.91 MyersIndustries MYE 2.7 18 20.26 +0.73 .68 .91 1.10 .13528.00 5.98 MyovantSciences MYOV ... dd 22.75 –0.86 –3.37 ... ... ...

N49.03 17.95 NACCOInds NC 2.9 7 27.01 –2.60 ... 13.45 15.50 .192536.63 10.55 NCR NCR ... 11 36.56 +2.40 3.36 ... 2.53 ...12.08 1.15 NGLEnergy NGL 14.6 dd 2.74 +0.02 –4.59 ... ... .1057.20 2.11 NIO NIO ... dd 45.77 –0.95 ... –3.91 ... ...5.40 2.28 NL Industries NL ... 13 4.55 –0.22 .53 ... .65 ...11.91 4.03 NOW DNOW ... dd 6.85 +0.12 –.89 –.59 –.31 ...40.25 19.54 NRGEnergy NRG 3.4 2 35.08 +1.29 16.94 4.06 4.71 .304530.00 2043.01 NVR NVR ... 19 4216.39 –10.48 221.13 232.92 313.30 ...167.50 9.79 NaborsIndustries NBR .0 dd 58.35 –4.16 –105.50 –90.73 –84.45 .5011.82 3.66 NamTaiProperty NTP ... dd 5.00 +0.14 –.34 1.10 1.38 ...37.15 20.25 NatlBankHoldings NBHC 2.4 13 33.05 +0.26 ... ... 2.22 .2047.23 31.58 NationalFuelGas NFG 4.2 dd 42.14 –0.72 –1.41 3.73 4.15 .44569.08 44.29 NationalGrid NGG 5.4 22 57.89 –0.32 2.32 3.46 3.92 1.128591.12 31.37 NatlHealthInv NHI 6.3 16 69.71 –0.34 3.67 4.21 3.62 1.102525.81 7.70 NatlOilwell NOV .0 dd 13.50 –0.20 –15.96 –.13 –.28 .0597.90 66.60 NatlPrestoInds NPK 1.1 14 87.82 –1.72 6.01 8.87 9.64 5.0058.87 24.04 NatlRetailProp NNN 4.9 34 42.10 +1.67 1.56 ... ... .5238.22 19.34 NatlStorage NSA 3.9 91 35.76 +0.80 –.15 .47 .59 .3523.90 7.93 Natura&Co NTCO .0 dd 19.82 –0.38 .09 –.03 .26 .06713.14 2.62 NaturalGasSvcs NGS ... cc 10.20 +0.18 –1.06 ... ... ...17.39 5.41 NaturalGrocers NGVC 2.1 15 13.28 +0.56 .89 .86 .77 2.0022.02 8.50 NaturalResPtrs NRP 12.8 dd 14.10 –0.43 –4.35 –9.00 2.78 .4514.50 0.37 Natuzzi NTZ ... dd 11.48 –0.42 –3.41 2.86 .26 ...6.49 2.34 NatWest NWG .0 26 4.46 +0.25 .66 –.16 .16 .129628.43 1.20 Nautilus NLS ... 19 20.87 +2.15 –3.13 2.30 1.74 ...13.80 3.80 NavigatorHldgs NVGS ... dd 11.15 ... –.30 ... ... ...9.18 2.09 NaviosMaritime NNA 6.3 1 3.16 –0.06 –4.75 2.79 2.69 .055.05 1.30 NaviosMaritime NM ... dd 2.39 –0.06 –12.43 –2.80 12.32 ...18.96 4.08 NaviosMaritime NMM 2.1 dd 9.60 +0.03 –5.62 ... 3.52 .0545.25 15.01 NavistarIntl NAV ... dd 44.01 –0.07 –3.48 1.87 3.11 ...10.70 9.92 NavSight NSH.UT ... ... 10.52 –0.01 ... ... ... ...10.39 9.50 NavSightA NSH ... ... 10.08 +0.02 ... ... ... ...1.42 0.63 NavSightWt NSH.WT ... ... 1.40 +0.16 ... ... ... ...72.54 33.44 Neenah NP 3.4 dd 55.25 –1.44 3.26 2.02 2.90 .4773.92 36.70 Nelnet NNI 1.3 17 68.72 –0.49 ... 5.00 7.50 .22

4.66 1.00 LSB Inds LXU ... dd 2.77 –0.04 –3.44 –3.32 –2.19 ...50.50 24.49 LTCProperties LTC 5.8 17 39.19 –0.58 2.02 2.45 1.82 .19230.99 142.01 L3HarrisTech LHX 1.8 31 185.16 –2.05 7.89 ... ... .8542.69 15.61 La-Z-Boy LZB 1.4 25 41.19 +1.24 1.66 ... ... .14218.77 98.02 LabCpAm LH ... 24 203.87 –1.24 8.35 ... 18.64 ...18.97 2.65 LadderCapital LADR 8.2 30 9.79 –0.21 1.15 .65 .64 .2096.32 39.06 LambWeston LW 1.2 34 77.65 –1.01 2.49 2.38 2.91 .23510.34 4.89 Lannett LCI ... dd 6.63 +0.14 –.86 .56 ... ...61.00 6.60 LaredoPetrol LPI ... dd 20.71 +0.32 –29.60 11.42 ... ...74.29 33.30 LasVegasSands LVS .0 dd 57.01 –0.42 3.50 1.62 3.10 .7944.95 20.94 Lazard LAZ 4.5 16 41.60 +0.98 2.57 2.73 3.38 .477.45 1.03 Leaf LEAF ... dd 4.54 +0.05 –1.03 –.13 ... ...165.67 63.20 Lear LEA .6 91 159.86 +0.17 12.75 ... ... .253.09 0.71 LeeEnterprises LEE ... dd 1.18 +0.05 –.05 .93 .39 ...51.76 22.03 Leggett&Platt LEG 3.8 25 42.48 +0.73 2.47 ... ... .40125.84 68.00 Leidos LDOS 1.3 25 104.24 –1.43 4.60 ... ... .346.96 1.03 LejuHoldings LEJU ... ... 2.23 –0.13 .08 .14 .17 ...137.30 44.11 Lemonade LMND ... dd 125.11 +18.60 ... –3.25 –2.96 ...13.67 4.32 LendingClub LC ... dd 8.82 +0.33 –.35 –1.63 –.54 ...86.80 25.42 LennarA LEN 1.2 10 80.43 –0.41 ... 9.21 10.26 .2570.83 18.87 LennarB LEN.B 1.6 8 64.43 –0.30 ... 9.20 10.24 .25319.77 163.40 LennoxIntl LII 1.1 29 273.43 –4.13 10.38 9.66 10.94 .7721.83 9.09 LeviStrauss LEVI .8 dd 20.61 –0.94 ... .16 1.03 .0812.08 7.86 LexingtonRealty LXP 4.0 18 10.76 ... 1.15 .39 ... .107511.50 2.17 LibertyOilfield LBRT .0 dd 10.75 +0.21 .53 –1.33 –.52 .05120.87 67.31 LifeStorage LSI 3.6 37 119.41 +2.86 5.55 3.22 3.56 1.073.89 0.58 LightInTheBox LITB ... 13 2.45 –0.12 .02 –.01 .03 ...69.04 8.17 LightspeedPos LSPD ... dd 68.46 +10.37 ... –.53 –.38 ...173.90 117.06 EliLilly LLY 2.0 27 166.66 –4.74 8.89 ... ... .8561.96 16.11 LincolnNational LNC 3.4 13 49.74 +1.13 4.38 4.60 9.55 .42269.78 146.71 Linde LIN 1.5 61 256.62 –1.05 4.19 8.00 9.05 .963128.65 71.86 Lindsay LNN 1.0 36 127.31 +2.55 3.56 3.09 3.75 .329.47 2.83 Linx LINX .2 ... 7.14 –0.22 .06 ... .03 .018411.52 4.18 LionsGateA LGF.A ... dd 10.90 +1.68 ... –.22 ... ...10.85 3.87 LionsGateB LGF.B ... dd 9.99 +1.48 ... ... –.12 ...310.57 55.74 LithiaMotors LAD .4 19 290.01 +5.64 11.60 17.80 19.55 .3116.97 1.92 LithiumAmericas LAC ... 27 12.31 +2.97 .58 –.41 –.49 ...76.60 21.70 LiveNationEnt LYV ... dd 71.64 –1.79 –.02 –8.29 –1.85 ...22.92 9.60 LiveOakAcqn LOAK ... dd 22.15 +4.15 ... ... ... ...28.00 9.61 LiveOakAcqnUn LOAK.UT ... ... 25.99 +5.34 ... ... ... ...8.32 0.37 LiveOakAcqnWt LOAK.WT ... ... 8.26 +2.73 ... ... ... ...10.79 10.15 LiveOakAcqnII LOKB.UT ... ... 10.59 +0.09 ... ... ... ...20.11 3.95 Livent LTHM ... dd 18.77 +1.93 .34 –.02 .17 ...80.07 23.44 LiveRamp RAMP ... dd 72.25 +2.21 –1.84 ... .35 ...3.36 1.17 LloydsBanking LYG ... 99 2.01 +0.16 .18 .07 .17 ...442.53 266.11 LockheedMartin LMT 3.0 15 351.97 –4.06 21.95 24.54 26.19 2.6056.88 27.33 Loews L .6 dd 44.00 +0.20 3.07 3.40 3.50 .06258.37 3.01 LomaNegra LOMA 4.1 12 6.14 –0.02 .67 .81 .82 .264324.99 9.95 LongviewAcqn LGVW.UT ... ... 23.50 +7.52 ... ... ... ...22.96 9.34 LongviewAcqnA LGVW ... ... 21.06 +6.27 ... ... ... ...7.64 0.77 LongviewAcqnWt LGVW.WT ... ... 7.15 +3.46 ... ... ... ...40.76 12.97 LouisianaPacific LPX 1.5 23 38.76 +0.57 –.04 3.88 2.02 .145180.67 60.00 Lowe's LOW 1.5 23 162.77 –0.43 5.49 8.69 9.28 .603.30 0.46 Luby's LUB ... dd 2.93 +0.15 –.97 .04 .08 ...20.17 11.56 LufaxHolding LU ... 19 14.17 –1.17 ... 5.42 6.19 ...34.97 3.77 LumberLiqu LL ... 21 33.70 +0.70 .34 1.65 1.24 ...15.30 8.16 LumenTech LUMN 10.1 8 9.86 –0.30 –1.63 1.43 ... .2518.84 10.27 Luxfer LXFR 3.2 42 15.56 –0.88 .11 .94 1.21 .12535.13 4.79 Lydall LDL ... dd 29.93 –1.43 –4.08 –.02 1.24 ...95.47 33.71 LyondellBasell LYB 4.6 26 90.61 –0.32 9.58 4.67 7.43 1.05

M174.00 85.09 M&TBank MTB 3.5 12 124.96 +1.23 ... 9.42 10.23 1.109.72 4.93 MBIA MBI ... dd 6.95 ... –4.43 –2.13 –1.47 ...52.50 15.75 MDCHoldings MDC 3.1 11 50.94 –0.03 3.72 ... ... .4032.22 15.00 MDURscs MDU 3.3 14 25.75 –0.04 1.69 1.93 1.96 .21258.09 0.32 MFAFinancial MFA 7.6 dd 3.97 +0.09 .79 –1.60 .30 .07515.24 4.34 MGIC Investment MTG 2.0 9 12.30 –0.07 1.85 1.25 1.64 .0634.37 11.43 MGMGrowthProp MGP 6.2 65 31.60 –0.60 .97 ... ... .487534.64 5.90 MGMResorts MGM .0 11 30.74 –0.93 3.88 –3.51 –1.38 .002549.93 9.62 MIHomes MHO ... 7 47.78 –0.67 4.48 7.92 6.88 ...31.60 17.98 MinisoGroup MNSO ... dd 31.04 +7.14 ... 1.75 2.13 ...6.85 0.88 MOGU MOGU ... dd 2.48 +0.09 ... –.63 .64 ...27.36 6.87 MPLX MPLX 12.6 dd 21.74 –0.88 1.00 –.45 2.14 .687540.74 9.78 MPMaterials MP ... ... 35.51 +3.00 ... –.34 .21 ...20.51 1.17 MPMatlsWt MP.WT ... ... 17.65 +1.90 ... ... ... ...14.16 3.31 MRCGlobal MRC ... dd 6.59 –0.17 .18 –.23 –.10 ...155.47 83.57 MSASafety MSA 1.2 42 148.96 +0.49 3.48 4.28 5.56 .43444.03 218.65 MSCI MSCI .7 65 432.46 –10.60 6.59 7.77 8.42 .7887.84 44.93 MSC Industrial MSM 3.5 19 85.88 +0.46 ... 4.69 5.08 .7517.75 8.52 MSGNetworks MSGN ... 5 13.59 –0.84 ... 2.56 2.34 ...6.50 1.76 MVOil MVO 16.3 5 3.00 +0.02 ... 2.80 3.74 .09526.99 4.81 Macerich MAC 5.5 cc 10.90 +0.39 .68 –.35 –.47 .1523.89 10.35 Mack-Cali CLI .0 dd 12.70 –0.01 .95 ... –.44 .2045.93 12.50 MacquarieInfr MIC .0 dd 37.74 +0.61 1.82 –10.02 1.17 1.0018.57 4.38 Macy's M .0 dd 10.75 +0.32 1.81 –3.03 .61 .3775100.00 58.67 MSGEntertainment MSGE ... dd 88.21 +7.46 ... –11.92 –2.73 ...225.62 130.12 MSGSports MSGS ... dd 177.32 –0.03 ... –5.57 1.33 ...65.34 22.02 MagellanMid MMP 9.6 11 42.78 –1.60 4.46 ... ... 1.027574.60 22.75 MagnaIntl MGA 2.3 48 70.63 +6.85 5.61 ... ... .4016.06 6.30 MagnaChipSem MX ... 60 13.08 –0.09 –.64 .44 .80 ...13.29 3.23 MagnoliaOil MGY ... dd 7.36 –0.11 .28 ... .60 ...45.10 14.11 MainStreetCap MAIN 7.9 dd 31.10 –0.08 2.06 2.38 2.21 .20520.48 12.06 ManchesterUnited MANU 1.1 dd 16.63 +0.13 ... –.18 .15 .0917.78 7.24 Manitowoc MTW ... dd 13.31 –0.27 1.31 ... ... ...6.65 0.99 Manning&Napier MN .0 39 6.05 +0.34 .09 .17 .15 .02100.99 49.57 Manpower MAN 2.6 64 91.37 +0.98 7.72 3.33 5.43 1.1721.23 8.62 ManulifeFin MFC 5.0 9 17.52 +0.16 2.09 2.09 2.40 .21414.07 3.02 MarathonOil MRO 2.4 dd 6.63 –0.10 .59 ... ... .0361.92 15.26 MarathonPetrol MPC 5.6 dd 41.21 +0.86 3.97 –3.37 –.75 .5839.32 21.90 Marcus&Millichap MMI ... 37 37.66 +0.22 1.95 .60 2.16 ...33.96 6.84 Marcus MCS .0 dd 12.45 –0.32 1.35 ... ... .1722.61 6.77 MarineProducts MPX 2.0 34 16.00 +0.18 .83 ... ... .0438.19 7.25 MarineMax HZO ... 11 37.80 +1.98 3.37 3.65 3.83 ...1347.64 710.52 Markel MKL ... 31 990.90 +2.89 129.07 ... ... ...157.67 30.10 MarriottVacations VAC .0 dd 134.05 +1.62 3.09 –.46 ... .54120.97 74.33 Marsh&McLen MMC 1.6 29 115.13 –1.14 3.41 4.90 5.21 .465287.51 135.08 MartinMarietta MLM .8 26 275.05 –1.30 9.74 10.64 10.41 .57

16.92 3.59 IntlGameTech IGT .0 dd 16.32 –0.07 –.09 –.17 .94 .2051.99 26.38 IntlPaper IP 4.1 40 49.76 –0.22 3.07 ... ... .512531.39 12.44 IntlSeaways INSW 1.5 4 16.55 –0.53 –.03 6.47 1.51 .0623.14 9.30 InterPrivate IPV.U ... cc 19.89 +5.49 ... ... ... ...19.84 9.15 InterPrivate IPV ... cc 17.76 +4.71 ... ... ... ...5.20 0.40 InterPrivateWt IPV.WT ... ... 4.50 +1.68 ... ... ... ...25.20 11.63 Interpublic IPG 4.3 16 23.52 –0.42 1.68 1.54 1.79 .25527.40 6.00 IntrepidPotash IPI ... dd 15.71 –0.26 1.00 –1.85 –.08 ...9.67 3.90 Invacare IVC .0 dd 8.56 +0.09 ... –.66 –.19 .012518.30 1.82 InvescoMtg IVR 6.0 dd 3.34 +0.10 2.42 –12.07 2.02 .0510.50 10.01 Investindustrial IIAC.UT ... ... 10.38 +0.04 ... ... ... ...61.59 7.42 Invitae NVTA ... dd 47.07 –0.49 –2.66 –2.86 –1.50 ...32.70 15.64 InvitatHomes INVH 2.1 cc 29.11 +0.73 .27 ... .29 .1534.49 21.00 IronMountain IRM 8.4 64 29.54 +0.06 .93 1.03 1.35 .618517.50 5.48 iStar STAR 2.9 dd 14.99 +0.35 3.73 .50 .52 .119.00 3.01 ItauCorpBanca ITCB ... dd 4.74 –0.16 .53 .28 .52 ...9.40 3.48 ItauUnibanco ITUB 2.2 15 6.19 –0.07 .70 .34 .47 .0123

J10.44 3.03 JAlexander's JAX ... dd 7.23 +0.50 .60 .69 .74 ...42.36 21.88 JBGSMITHProp JBGS 2.9 cc 30.88 +0.27 .48 –.34 .03 .22527.32 6.06 JELD-WEN JELD ... 44 24.18 +0.14 .62 1.48 1.87 ...7.80 1.55 J.Jill JILL ... dd 4.02 –0.21 –14.70 ... ... ...3.75 2.15 JMP JMP ... dd 3.63 –0.03 –.32 .35 .40 ...141.10 76.91 JPMorganChase JPM 2.9 16 124.52 +5.44 10.72 7.55 9.79 .9045.39 17.63 Jabil JBL .7 31 42.87 +0.44 .35 4.63 4.90 .08111.17 59.29 JacobsEngg J .7 37 107.28 +0.70 3.71 5.72 6.52 .1930.00 8.98 JamesHardie JHX ... 87 29.31 +0.29 .55 .96 1.11 ...34.47 11.81 JanusHenderson JHG 4.4 75 32.42 +0.19 2.21 ... ... .3615.67 10.10 JawsAcquisition JWS.UT ... ... 15.11 +0.53 ... ... ... ...14.70 9.95 JawsAcqnA JWS ... ... 13.90 +0.03 ... ... ... ...3.53 1.26 JawsAcqnWt JWS.WT ... ... 2.90 –0.01 ... ... ... ...11.35 10.40 JawsSpitfire SPFR.UT ... ... 11.13 +0.42 ... ... ... ...24.30 11.20 JefferiesFin JEF 2.5 11 23.67 +0.17 3.03 2.07 1.63 .1513.52 2.40 JianpuTech JT ... ... 2.91 +0.18 ... –8.67 –5.40 ...90.20 11.42 JinkoSolar JKS ... 24 72.21 +6.96 3.07 4.47 3.72 ...129.73 56.17 JohnBeanTech JBT .3 31 117.78 –2.29 4.02 3.84 4.29 .10157.00 109.16 J&J JNJ 2.6 24 152.47 –2.04 5.63 ... 8.94 1.0147.58 22.78 JohnsonControls JCI 2.3 55 45.93 –0.31 .84 2.50 2.84 .26178.55 78.29 JonesLang JLL ... 19 153.76 +5.43 10.87 7.72 9.95 ...49.00 2.15 JumiaTech JMIA ... dd 43.62 +1.11 –3.60 –1.83 –1.52 ...12.14 9.50 JuniperIndustrial JIH.UT ... ... 11.98 +0.73 ... ... ... ...11.40 9.10 JuniperIndlA JIH ... cc 11.13 +0.80 ... ... ... ...2.15 0.48 JuniperIndlWt JIH.WT ... ... 2.03 +0.28 ... ... ... ...26.49 15.20 JuniperNetworks JNPR 3.6 19 22.40 –0.28 .99 1.54 1.66 .202.59 0.88 JupaiHoldings JP ... dd 1.93 +0.16 –.71 6.81 6.81 ...61.05 4.27 JustEnergy JE ... dd 4.84 +0.20 –52.57 ... .97 ...

K24.13 9.41 KARAuction KAR .0 cc 18.18 –0.17 1.42 .92 1.48 .1943.95 20.93 KBFin KB 3.6 6 40.88 –0.01 7.25 7.51 7.71 1.663142.20 9.82 KBHome KBH 1.7 11 35.87 +0.33 2.85 2.96 4.45 .1531.92 12.00 KBR KBR 1.3 dd 29.73 +0.26 1.41 ... ... .1079.40 31.79 KEHoldings BEKE ... dd 65.34 +0.88 ... 3.91 5.30 ...40.71 15.55 KKR KKR 1.4 24 39.84 –0.20 3.54 ... ... .13522.03 6.84 KKRRealEstFin KREF 9.3 21 18.40 +0.15 1.57 1.97 1.80 .4311.85 6.66 KT KT 3.3 11 11.34 ... 1.08 ... 1.43 .4444144.83 52.71 Kadant KAI .7 33 137.27 –4.22 4.54 4.76 5.36 .241.95 0.44 KaleyraWt KLR.WT ... ... 1.82 +0.28 ... ... ... ...67.45 29.38 Kaman KAMN 1.4 dd 56.76 +0.86 7.47 2.11 ... .20200.59 92.86 KSCitySouthern KSU .9 33 199.73 +2.11 5.40 6.77 ... .4472.88 52.66 Kellogg K 3.7 18 61.78 –0.30 2.80 3.85 3.99 .5785.70 53.81 Kemper KMPR 1.6 12 77.15 +0.47 7.96 6.38 6.15 .3039.23 14.45 Kennametal KMT 2.1 dd 37.42 +0.26 –.07 .81 ... .2022.80 10.98 KennedyWilson KW 4.9 32 17.99 +0.57 1.58 –.48 –.07 .2228.00 10.56 KenonHoldings KEN ... 4 28.00 +1.11 –.25 ... ... ...20.45 7.45 KeyCorp KEY 4.6 14 16.19 +0.77 1.62 ... ... .185131.86 77.93 KeysightTechs KEYS ... 40 130.95 +2.69 3.31 5.58 6.07 ...88.99 45.28 KilroyRealty KRC 3.5 35 56.63 +0.10 1.86 1.28 1.55 .5017.72 3.51 KimbellRoyalty KRP 10.7 dd 8.15 –0.31 –3.92 –.15 .10 .19160.16 110.66 KimberlyClark KMB 3.2 19 133.89 –1.19 6.24 ... ... 1.0720.83 7.45 KimcoRealty KIM 4.4 7 14.52 –0.10 .80 .40 .49 .1622.58 9.42 KinderMorgan KMI 7.6 cc 13.83 –0.38 .96 .91 .90 .26254.65 1.26 KingswayFin KFS ... dd 4.57 –0.04 –.32 –4.08 .40 ...10.45 9.99 KingswoodAcqn KWAC.UT ... ... 10.45 +0.17 ... ... ... ...10.32 2.72 KinrossGold KGC 1.6 9 7.39 –0.24 .57 .73 .94 .0392.30 32.76 Kirby KEX ... dd 51.43 +1.32 2.37 1.71 1.84 ...57.69 18.02 KirklandLakeGold KL 1.8 15 41.99 +0.13 2.67 ... ... .187519.67 6.87 KiteRealty KRG 4.0 cc 14.84 –0.12 –.01 –.20 –.28 .1547.44 27.54 Knight-Swift KNX .8 22 42.21 +0.16 1.80 2.70 3.33 .0826.34 7.74 Knoll KNL 1.7 42 14.32 +0.18 1.36 1.09 .96 .0620.97 8.67 KnotOffshore KNOP 14.0 9 14.90 –0.03 1.55 1.67 2.72 .5222.20 11.10 Knowles KN ... dd 17.97 +0.01 .53 .56 1.19 ...51.60 10.89 Kohl's KSS .0 dd 38.91 –0.49 4.37 ... 2.30 .70455.30 29.89 KoninklijkePhil PHG ... 45 53.79 –1.18 1.42 2.25 2.49 ...47.14 12.91 KontoorBrands KTB 3.9 45 41.53 –0.22 1.69 2.36 3.35 .4039.51 8.25 Koppers KOP ... 7 29.45 +2.17 3.16 3.84 4.27 ...12.98 6.28 KoreaElcPwr KEP ... cc 12.04 –0.71 –1.57 1.10 .87 ...44.99 21.45 KornFerry KFY .9 cc 44.85 +2.05 1.90 1.41 2.39 .106.79 0.50 KosmosEnergy KOS .0 dd 2.47 +0.24 –.14 –.82 –.44 .045231.44 4.45 Kraton KRA ... dd 27.46 +0.77 1.60 ... 1.60 ...37.22 26.72 Kroger KR 2.3 8 31.53 +0.66 2.04 ... ... .1815.39 6.81 KronosWorldwide KRO 4.8 28 15.04 –0.22 .75 .52 ... .18

L6.45 1.36 LAIX LAIX ... dd 1.40 –0.02 ... –9.05 –8.92 ...10.40 9.96 L&FAcqn LNFA.UT ... ... 10.30 –0.03 ... ... ... ...42.17 8.00 LBrands LB .0 dd 38.96 +0.33 –1.33 2.33 2.75 .30136.87 55.29 LCI Inds LCII 2.2 24 134.28 +0.14 5.84 ... ... .758.49 3.64 LGDisplay LPL ... dd 8.05 –0.13 –3.39 –.73 .27 ...10.51 8.55 LGLSysAcqn DFNS ... cc 10.45 +0.20 ... ... ... ...11.52 9.00 LGLSystemsUn DFNS.UT ... ... 11.20 +0.43 ... ... ... ...1.86 0.39 LGLSysAcqnWt DFNS.WT ... ... 1.59 +0.16 ... ... ... ...53.62 44.43 Line LN ... dd 51.98 +2.09 –1.80 ... ... ...

7.61 1.76 HarmonyGold HMY ... dd 4.77 –0.01 –.10 .78 1.29 ...23.44 4.19 Harsco HSC ... dd 17.44 +0.38 6.19 .47 .79 ...61.32 19.04 HartfordFinl HIG 2.7 10 48.41 +0.76 5.66 5.15 5.54 .32531.57 9.81 HavertyFurn HVT 2.8 14 28.37 –0.80 1.08 1.46 ... 2.0031.69 10.67 HavertyFurnA HVT.A 2.8 15 28.29 –0.97 1.03 1.46 ... 1.9055.15 31.83 HawaiianElec HE 3.8 18 34.59 –0.91 1.99 1.68 1.91 .3337.97 24.10 HealthcareRealty HR 4.1 35 29.45 –0.15 .29 .69 ... .3034.22 20.61 HealthcareAmer HTA 4.7 cc 27.47 +0.13 .14 .24 .34 .3237.64 18.63 HealthpeakProp PEAK 5.0 49 29.76 –0.07 .09 ... .28 .376.79 1.40 HeclaMining HL .2 dd 6.24 +0.14 –.20 ... .28 .0025137.97 52.01 Heico HEI .1 57 131.20 –1.89 ... 2.21 2.69 .08124.20 51.78 HeicoA HEI.A .1 52 118.28 –1.86 ... 2.21 2.70 .0810.00 0.99 HelixEnergy HLX ... 27 4.13 –0.10 .38 .02 –.23 ...47.33 12.40 Helm&Payne HP 4.1 dd 24.20 –0.73 –4.60 –2.74 –1.71 .2552.89 20.73 Herbalife HLF ... 19 48.44 +0.06 2.20 3.77 4.22 ...67.13 11.81 HercHoldings HRI ... 27 66.56 +5.17 1.63 2.62 3.46 ...16.40 5.42 HerculesCapital HTGC 9.1 13 14.13 –0.06 1.71 1.36 1.36 .3214.05 7.50 HeritageInsurance HRTG 2.4 15 10.12 +0.14 .98 .14 1.52 .0614.81 2.29 HershaHospitality HT .0 dd 8.02 –0.20 –.74 –1.61 –1.84 .28161.83 109.88 Hershey HSY 2.1 26 149.95 –0.93 5.46 6.16 6.59 .80471.66 26.06 Hess HES 1.9 dd 53.54 –2.41 –1.37 –2.63 –2.21 .2525.66 5.70 HessMidstream HESM 8.6 11 20.27 –0.21 1.20 ... 1.87 .441716.18 7.43 HewlettPackard HPE 4.1 dd 11.76 –0.36 –.25 1.66 1.79 .1280.49 24.54 Hexcel HXL .0 33 48.79 +0.15 3.57 ... .47 .1710.60 10.29 HighlandTransI HTPA.UT ... ... 10.53 +0.03 ... ... ... ...99.00 2.80 HighPointRscs HPR ... dd 10.81 –0.30 –32.00 6.64 4.93 ...52.76 25.10 HighwoodsProp HIW 5.0 13 38.70 –0.42 1.30 2.49 1.27 .483.72 1.08 HillIntl HIL ... 18 1.86 –0.01 .25 ... ... ...117.68 72.29 Hill-Rom HRC .9 30 97.94 –2.51 3.32 5.36 6.11 .2240.05 13.61 Hillenbrand HI 2.2 dd 38.71 +1.12 –.82 3.14 3.42 .21528.02 11.05 Hilltop HTH 1.3 6 27.31 –0.19 2.44 4.38 2.73 .0935.07 8.28 HiltonGrandVac HGV ... cc 30.46 +0.23 2.42 –.45 1.67 ...116.73 44.30 Hilton HLT .0 dd 106.89 +2.28 3.04 .24 1.95 .1516.84 4.67 HoeghLNGPtrs HMLP 12.3 10 14.30 –0.11 ... 1.55 1.57 .4424.59 6.57 HollyEnergy HEP 10.0 9 14.04 –0.20 2.13 ... ... .3551.95 16.81 HollyFrontier HFC 5.5 dd 25.35 +0.18 4.61 ... .25 .35292.95 140.63 HomeDepot HD 2.2 23 270.92 +0.47 10.25 ... 12.35 1.5030.21 19.38 HondaMotor HMC 2.3 21 28.56 –1.19 2.39 ... ... .1815216.70 101.08 Honeywell HON 1.8 30 209.53 –0.51 8.41 7.03 7.91 .9346.23 30.48 HoraceMannEdu HMN 2.9 15 41.74 –0.70 4.40 3.15 2.91 .3010.98 10.00 HorizonAcqn HZAC.UT ... ... 10.89 ... ... ... ... ...10.88 9.29 HorizonAcqnA HZAC ... ... 10.35 –0.06 ... ... ... ...1.75 0.75 HorizonAcqnWt HZAC.WT ... ... 1.69 +0.24 ... ... ... ...11.90 9.98 HorizonAcqnII HZON.UT ... ... 10.85 –0.15 ... ... ... ...11.25 9.91 HorizonIIA HZON ... ... 10.34 –0.04 ... ... ... ...2.84 1.10 HorizonIIWt HZON.WT ... ... 2.05 +0.21 ... ... ... ...9.61 1.20 HorizonGlobal HZN ... dd 8.35 –0.67 3.19 –.65 .48 ...52.97 39.01 HormelFoods HRL 2.1 28 47.17 –0.77 1.66 1.76 1.86 .24581.21 25.51 DRHorton DHI 1.1 11 71.85 –1.38 6.41 7.68 8.91 .2071.00 42.86 HoulihanLokey HLI 2.0 22 67.15 –0.96 ... 2.99 3.78 .3342.47 5.12 Hovnanian HOV ... 5 36.17 –0.12 ... 3.91 –2.25 ...129.74 35.10 HowardHughes HHC ... dd 79.73 –1.44 1.71 –1.65 ... ...27.91 9.25 HowmetAerospace HWM .0 26 27.38 +0.11 1.03 .74 .89 .016318.20 8.75 Huami HMI ... 17 11.97 –0.27 ... 3.69 6.94 ...21.25 11.69 HuanengPower HNP 4.9 11 13.83 –0.19 ... 3.01 2.40 .7752166.37 85.62 Hubbell HUBB 2.4 24 160.83 +5.20 7.31 8.64 8.20 .98420.61 90.84 HubSpot HUBS ... dd 414.76 +10.21 –1.28 1.15 1.37 ...7.47 1.23 HudbayMinerals HBM .2 dd 6.76 –0.06 –1.32 ... .11 .007738.81 16.14 HudsonPacProp HPP 4.2 cc 23.88 –0.30 .28 .17 .25 .25474.70 208.25 Humana HUM .6 13 404.83 +13.21 20.10 ... ... .6253.65 0.86 HuntCosFin HCFT 10.4 12 3.46 +0.23 .11 .36 .28 .09279.71 136.44 HuntingIngalls HII 2.8 11 165.40 –4.22 13.26 15.56 10.25 1.1426.58 12.23 Huntsman HUN 2.5 cc 25.53 –0.67 2.44 ... ... .162594.98 24.02 HyattHotels H .0 dd 72.82 –0.07 ... –.61 .76 .2058.66 9.50 Hyliion HYLN ... dd 17.10 –0.41 ... –1.01 –.73 ...29.00 0.15 HyliionWt HYLN.WT ... ... 5.67 –0.33 ... ... ... ...62.94 30.25 HysterYaleMatls HY 2.2 36 58.22 +1.67 ... 1.91 ... .3175

I66.29 21.79 IAA IAA ... 50 64.94 +0.49 1.44 ... ... ...15.42 6.86 ICICIBank IBN ... 25 13.99 –0.13 .42 ... ... ...4.84 2.68 ICLGroup ICL 2.0 ... 4.69 +0.07 .37 .19 .32 .023113.58 69.05 IDACORP IDA 3.0 19 95.11 +0.18 4.61 4.61 4.75 .7114.49 4.81 IDT IDT ... 11 12.54 –0.77 ... 1.20 1.27 ...101.45 44.81 IHSMarkit INFO .8 38 86.37 –1.61 1.23 ... ... .1712.44 4.52 INGGroep ING ... ... 9.54 –0.02 1.38 .79 ... ...19.01 6.38 Invesco IVZ 3.5 16 17.61 +0.16 1.28 ... ... .15514.70 10.25 IonAcqn1 IACA.UT ... ... 13.85 +2.30 ... ... ... ...14.56 9.96 IonAcqn1A IACA ... ... 13.25 +2.08 ... ... ... ...4.36 1.05 IonAcqn1Wt IACA.WT ... ... 3.90 +1.51 ... ... ... ...9.09 1.13 IONGeophysical IO ... dd 2.45 +0.04 –3.41 ... ... ...180.99 81.79 IQVIA IQV ... cc 175.94 –4.45 .96 ... 7.84 ...7.48 2.54 IRSA IRS ... dd 4.53 –0.11 4.15 .06 .07 ...79.63 35.41 ITT ITT .9 44 76.49 –0.98 3.67 3.11 3.60 .1695.35 1.44 IamGold IAG ... dd 3.57 –0.13 –.88 ... .53 ...199.50 104.56 IDEX IEX 1.0 40 196.56 –1.99 5.56 5.12 5.67 .5031.58 12.12 iHuman IH ... cc 20.31 –1.99 ... .38 .42 ...224.69 115.94 IllinoisToolWks ITW 2.3 31 202.44 –1.44 7.74 6.38 ... 1.1421.31 6.01 Imax IMAX ... dd 17.01 +1.28 .76 –1.89 .24 ...23.80 1.08 IndependenceContr ICD ... dd 3.08 –0.12 –16.20 ... ... ...43.60 22.00 Independence IHC 1.1 cc 40.05 +1.96 .83 .11 .14 .2216.85 6.86 IndepRealty IRT 3.5 49 13.58 +0.29 .51 .20 .13 .1253.21 28.04 IndustrsBachoco IBA 1.5 14 44.00 +0.96 3.35 ... ... .349916.93 6.76 Infosys INFY 1.4 29 16.60 +0.38 .55 ... ... .133446.04 17.01 IngersollRand IR ... dd 46.03 +0.81 .76 1.41 1.77 ...88.59 24.92 Ingevity NGVT ... 17 74.29 +2.14 4.35 4.33 ... ...99.51 59.11 Ingredion INGR 3.2 16 79.36 –0.33 6.13 5.95 6.39 .64199.35 40.21 InnovativeIndProp IIPR 2.6 61 188.43 –0.11 2.03 3.47 5.89 1.2495.78 22.59 Insperity NSP 1.9 22 84.94 –2.21 3.70 4.46 3.91 .40204.72 40.53 InspireMedical INSP ... dd 190.71 +5.00 –1.40 –2.40 ... ...121.67 29.02 InstalledBldg IBP ... 37 108.69 +1.57 2.28 4.33 5.64 ...99.95 46.01 IntegerHoldings ITGR ... 37 81.62 +0.34 2.92 2.41 3.55 ...114.29 63.51 ICE ICE 1.1 31 112.69 –0.14 3.42 4.47 4.75 .3069.12 25.39 InterContinentl IHG ... dd 62.88 +0.41 2.11 ... ... ...45.01 19.23 IntercorpFinSvcs IFS 5.8 29 30.00 +0.16 3.83 .28 2.67 1.75158.75 90.56 IBM IBM 5.2 14 124.69 –1.16 10.56 8.45 11.49 1.63143.87 92.14 IntlFlavors IFF 2.8 33 110.06 –4.23 4.00 ... ... .7751.84 31.38 IntlFlavorsUn IFFT 7.3 ... 41.04 –0.86 ... ... ... .75







84.00 49.55 RoyalBkCanada RY 4.1 14 81.87 +0.51 5.83 6.79 7.37 .8351135.32 19.25 RoyalCaribbean RCL .0 dd 70.66 –1.63 8.95 –18.42 –13.73 .7861.17 21.26 RoyalDutchA RDS.A 4.5 dd 35.83 –1.47 ... 1.33 2.47 .33362.27 19.19 RoyalDutchB RDS.B 5.6 dd 34.29 –1.56 ... 1.33 2.47 .33364.68 22.62 RyderSystem R 3.5 dd 64.03 +0.71 –.47 ... ... .5612.86 3.76 RyersonHolding RYI ... dd 12.32 +0.32 2.17 .37 ... ...91.56 13.25 RymanHospitality RHP .0 dd 65.40 +3.93 2.81 –8.06 –3.99 .95

S169.30 90.90 SAP SAP 1.0 27 126.06 –1.28 3.11 6.32 5.87 1.7119379.87 186.06 S&PGlobal SPGI .8 32 316.58 –5.92 8.60 ... ... .6711.00 9.76 SCHealth SCPE.UT ... ... 10.99 –0.01 ... ... ... ...10.39 9.50 SCHealth SCPE ... cc 10.25 +0.01 .08 ... ... ...1.47 0.81 SCHealthWt SCPE.WT ... ... 1.33 –0.09 ... ... ... ...11.76 9.25 SCVX SCVX.UT ... ... 11.76 +0.42 ... ... ... ...12.37 9.20 SCVX SCVX ... ... 10.90 +0.37 ... ... ... ...1.95 0.33 SCVXWt SCVX.WT ... ... 1.90 +0.22 ... ... ... ...47.70 22.23 Seacor CKH ... 79 41.51 +0.10 1.38 ... ... ...14.52 1.46 SeacorMarine SMHI ... dd 2.80 +0.17 –3.95 –2.30 –2.60 ...14.80 5.85 SFL SFL 9.7 ... 6.18 –0.06 .83 .77 .55 .1531.61 17.03 SINOPEC SHI 7.2 dd 20.36 –1.17 ... ... ... 1.477414.07 3.60 SITECenters SITC 2.0 64 10.23 +0.05 .33 ... ... .0574.99 45.60 SJWGroup SJW 1.9 45 67.13 –0.81 .82 2.07 2.38 .3225.26 14.07 SKTelecom SKM 2.9 18 24.66 –0.13 1.16 ... ... .057196.39 35.16 SLGreenRealty SLG 6.4 23 56.74 –1.37 3.10 2.18 ... 1.696712.40 0.90 SMEnergy SM .3 dd 6.02 +0.24 –1.66 –.28 –1.44 .016.00 0.51 SOS SOS ... ... 1.26 –0.80 ... –1.23 3.20 ...56.90 25.50 SPX SPXC ... 23 53.91 +1.00 1.58 2.84 3.08 ...60.93 15.74 SPXFLOW FLOW ... dd 57.61 –1.50 –2.23 1.14 1.91 ...36.49 12.98 SQZBiotech SQZ ... dd 27.50 +2.76 ... –3.70 –2.38 ...34.50 17.54 STAG Indl STAG 4.6 38 30.98 +0.55 .35 .76 .38 .1240.11 13.00 StoreCapital STOR 4.4 37 33.06 +0.91 1.24 ... ... .3642.98 23.02 SabineRoyalty SBR 8.4 11 28.68 –1.17 3.02 2.96 3.04 .1241.79 0.74 SafeBulkers SB ... dd 1.20 ... .04 –.25 .20 ...11.28 4.43 SafeguardSci SFE ... dd 6.30 +0.30 2.64 –1.22 –.93 ...75.43 38.85 Safehold SAFE .9 65 74.00 +4.12 .89 1.17 1.36 .162259.62 11.61 SailPointTechs SAIL ... dd 56.43 +0.86 –.10 ... ... ...284.50 115.29 Salesforce.com CRM ... 59 225.78 –1.65 .15 3.09 3.51 ...18.51 6.28 SallyBeauty SBH ... 13 12.65 +0.41 .99 1.77 2.06 ...4.25 1.39 SanJuanBasin SJT 5.6 25 2.86 –0.11 ... 1.75 2.09 .006110.65 9.56 SandbridgeAcqn SBG.UT ... ... 10.65 +0.25 ... ... ... ...10.28 9.64 SandbridgeAcqnA SBG ... ... 10.06 +0.09 ... ... ... ...1.50 0.56 SandbridgeAcqnWt SBG.WT ... ... 1.38 +0.46 ... ... ... ...4.41 0.70 SandRidgeEnergy SD ... dd 3.16 +0.01 –12.68 –1.09 1.09 ...10.63 3.32 SandstormGold SAND ... cc 7.26 –0.03 .09 .10 .18 ...27.21 9.74 SantanderCons SC 4.1 13 21.24 +0.41 2.86 2.20 2.33 .2228.70 5.94 SaratogaInvt SAR 8.8 6 20.72 –0.34 5.98 2.14 ... .4122.60 1.25 Sasol SSL ... dd 8.67 –0.58 ... .52 1.60 ...57.16 23.49 SaulCenters BFS 6.6 26 32.33 –0.75 1.57 1.75 1.47 .5341.14 11.87 Schlumberger SLB 2.3 dd 21.64 –0.67 –7.32 .64 .85 .12528.13 15.36 SchneiderNatl SNDR 1.3 19 20.73 +0.02 ... 1.21 1.53 .06552.71 28.00 SchwabC SCHW 1.4 24 52.06 +0.08 2.67 2.26 ... .1843.12 20.00 SchweitzerMaud SWM 4.4 14 40.30 –1.35 2.76 3.17 3.45 .44100.51 45.45 ScienceApplicat SAIC 1.5 28 96.81 –1.40 3.83 6.11 7.35 .3766.30 10.70 ScorpioBulkers SALT 1.1 dd 17.48 +0.25 6.60 ... –.51 .0540.45 8.28 ScorpioTankers STNG 3.5 4 11.49 –0.09 –.97 2.24 1.25 .10202.64 76.50 ScottsMiracleGro SMG 1.2 29 199.50 –0.55 6.81 7.97 8.43 .6212.43 3.53 ScullyRoyalty SRL ... dd 5.00 +0.16 –1.12 –.17 .22 ...28.85 8.86 SculptorCapMgmt SCU .0 dd 15.32 –0.34 1.57 ... 2.96 .53212.33 35.61 Sea SE ... dd 193.18 –7.17 ... ... ... ...21.86 5.25 SeabridgeGold SA ... dd 21.03 +0.43 –.14 –.15 –.17 ...46.33 17.06 SealedAir SEE 1.4 15 46.10 +0.69 1.69 3.08 3.24 .1636.96 6.75 SeaWorldEnt SEAS ... dd 30.56 –0.57 1.10 –4.09 –.76 ...9.68 2.22 SelectEnergySvcs WTTR ... dd 4.21 –0.09 .03 –.97 –.62 ...28.61 10.00 SelectMedical SEM ... 17 26.96 –0.02 1.10 1.62 1.62 ...29.00 15.76 SelectQuote SLQT ... ... 22.29 –0.27 –.16 .84 1.22 ...161.87 88.00 SempraEnergy SRE 3.3 10 125.90 –4.80 7.29 ... ... 1.04554.37 18.25 SensataTechs ST ... 87 52.23 +1.64 1.76 2.66 3.44 ...75.30 38.24 SensientTech SXT 2.1 47 74.24 +0.73 1.94 2.78 2.98 .398.29 2.67 SequansComms SQNS ... ... 6.29 +0.66 –1.56 –1.14 –.71 ...40.93 5.00 SeritageGrowth SRG ... dd 14.61 –0.33 –1.77 ... ... ...52.99 33.93 ServiceCorp SCI 1.7 19 48.74 +0.02 1.99 2.60 2.37 .21566.74 238.93 ServiceNow NOW ... cc 553.89 –11.54 3.18 ... 5.43 ...91.99 30.01 ShakeShack SHAK ... dd 87.80 –2.51 .61 –.68 .29 ...20.65 12.20 ShawCommB SJR 5.2 18 17.46 –0.26 ... 1.00 1.08 .074122.70 5.70 ShellMidstream SHLX 18.3 8 10.08 –0.12 1.66 1.32 1.50 .46758.00 325.43 SherwinWilliams SHW .7 36 733.90 +5.67 16.49 21.66 26.74 1.3474.76 30.00 Shift4Paymts FOUR ... dd 71.79 +1.07 ... –.86 .29 ...39.74 17.09 ShinhanFin SHG 3.8 5 30.35 –0.04 6.00 ... 5.56 1.35751285.19 305.30 Shopify SHOP ... cc 1225.52 +54.56 ... 3.48 3.63 ...74.26 28.76 Shutterstock SSTK .9 52 71.76 +1.33 .57 2.05 2.24 .1716.59 3.50 Sibanye-Stillwater SBSW .6 20 15.72 –0.21 .01 2.08 3.05 .095932.22 5.60 SignetJewelers SIG .0 dd 26.16 –0.76 1.40 .28 3.30 .3710.72 1.50 SilverBowRscs SBOW ... dd 5.64 +0.13 9.74 2.42 7.46 ...70.66 7.60 SilvergateCapital SI ... 59 63.57 +12.38 ... 1.23 1.37 ...149.89 42.25 SimonProperty SPG 7.1 18 84.37 –1.06 ... ... ... 1.30104.34 47.02 SimpsonMfg SSD 1.0 22 92.89 –0.54 2.98 4.24 4.33 .23159.61 53.29 SiteOneLandscape SITE ... 62 159.11 +5.15 1.82 2.53 2.77 ...46.53 8.75 SixFlags SIX .0 dd 33.65 –0.17 2.11 –4.87 ... .2544.50 17.06 SkechersUSA SKX ... 53 36.12 –0.41 ... ... ... ...23.87 9.81 Skillz SKLZ ... ... 19.02 –1.90 ... ... ... ...8.88 1.35 SkillzWt SKLZ.WT ... ... 6.72 –1.38 ... ... ... ...37.03 10.82 SkylineChamp SKY ... 34 31.65 +0.11 1.02 1.04 1.34 ...44.15 15.10 SlackTech WORK ... dd 42.65 –0.14 ... –.07 ... ...75.49 30.91 Smartsheet SMAR ... dd 72.50 +0.25 –.85 –.42 ... ...58.66 33.81 SmithAO AOS 1.9 29 55.48 –0.16 ... 1.98 2.37 .2652.26 26.07 Smith&Nephew SNN 1.7 47 42.06 +0.29 1.38 1.36 2.02 .288125.62 91.88 Smucker SJM 3.1 15 116.09 +0.21 6.84 8.69 8.29 .9054.71 7.89 Snap SNAP ... dd 50.15 –2.84 –.75 –.63 ... ...183.23 90.72 SnapOn SNA 2.9 16 169.77 –0.09 12.41 10.00 10.70 1.23429.00 208.55 Snowflake SNOW ... dd 323.04 –11.21 ... –.89 –.86 ...3.93 1.85 SocialCapHedVWt IPOE.WT ... ... 3.48 +0.67 ... ... ... ...16.75 10.05 SocialCapHedII IPOC.UT ... ... 15.95 +2.84 ... ... ... ...15.35 9.87 SocialCapHedIII IPOC ... dd 14.90 +2.82 ... ... ... ...4.34 1.33 SocialCapHedWt IPOC.WT ... ... 4.22 +0.79 ... ... ... ...15.39 10.56 SocialCapHedIV IPOD.UT ... ... 14.60 +0.64 ... ... ... ...4.84 2.43 SocialCapHedosIVWt IPOD.WT ... ... 4.05 +0.11 ... ... ... ...

146.92 94.34 Procter&Gamble PG 2.3 26 137.72 –1.32 4.96 5.38 5.97 .7907102.05 62.18 Progressive PGR .4 11 98.31 +1.36 6.72 7.32 5.47 4.50112.37 59.82 Prologis PLD 2.4 45 97.24 –0.83 ... ... ... .5812.12 1.36 ProPetro PUMP ... dd 7.55 +0.27 1.57 –.81 –.53 ...17.10 7.26 ProSightGlobal PROS ... 16 12.75 +0.20 ... .86 1.31 ...75.22 42.02 ProsperityBcshs PB 2.8 13 69.33 +1.82 4.52 ... 5.07 .49203.88 63.19 ProtoLabs PRLB ... 82 172.55 +12.60 2.35 2.48 2.56 ...24.93 9.05 ProvidentFinSvcs PFS 5.2 15 17.85 +0.53 1.74 1.22 1.35 .2397.24 38.62 PrudentialFin PRU 5.7 dd 76.74 +0.23 10.11 ... 11.69 1.1039.10 15.68 Prudential PUK 1.7 dd 36.64 +0.68 .61 3.34 3.59 .107462.15 34.75 PublicServiceEnt PEG 3.4 15 57.15 +0.33 3.33 3.42 3.45 .49240.75 155.37 PublicStorage PSA 3.5 35 228.85 –0.08 7.29 6.61 7.31 2.0049.70 17.12 PulteGroup PHM 1.2 9 45.20 +0.10 3.66 4.88 ... .1424.63 7.93 PureStorage PSTG ... dd 23.98 +1.51 –.79 ... .28 ...12.39 3.62 Puxin NEW ... dd 6.85 +0.12 –.88 3.23 8.87 ...8.81 3.46 PzenaInvtMgmt PZN 1.6 37 7.35 –0.18 .46 .70 .75 .034.80 0.26 QEPResources QEP .0 22 2.42 +0.11 –.41 .31 –.37 .0272.60 42.64 QTSRealty QTS 3.1 dd 61.57 +1.24 ... ... ... .47130.59 47.17 Q2Holdings QTWO ... dd 128.13 +4.18 –1.53 .11 .29 ...55.27 30.23 Qiagen QGEN ... 64 52.21 –0.76 –.18 ... ... ...6.97 2.00 QuadGraphics QUAD .0 dd 3.52 –0.28 ... .45 .43 .15272.31 108.14 QuakerChemical KWR .6 cc 252.44 +4.78 2.08 ... 6.87 .39522.91 7.90 QuanexBldg NX 1.4 19 22.55 –0.12 1.17 1.35 1.59 .0873.98 23.77 QuantaServices PWR .3 26 70.93 +2.64 ... 3.60 ... .06132.73 9.74 QuantumScape QS ... ... 114.77 +41.04 ... –.13 ... ...43.48 0.74 QuantumScapeWt QS.WT ... ... 35.57 +14.17 ... ... ... ...5.09 1.17 Qudian QD ... 6 1.23 –0.04 1.70 1.77 ... ...131.81 73.02 QuestDiag DGX 1.9 15 120.23 –0.13 6.28 10.35 10.45 .5610.99 4.55 QuotientTech QUOT ... dd 9.65 +0.18 –.41 –.53 –.07 ...

R27.26 16.81 RELX RELX 2.4 30 24.40 –0.03 .99 ... 1.18 .172540.78 14.40 RE/MAX RMAX 2.3 54 37.52 –0.22 1.40 1.85 2.15 .2213.46 3.50 REV REVG .0 dd 9.17 –0.27 ... .56 .85 .05494.40 73.14 RH RH ... 61 475.72 +17.43 9.07 ... 19.26 ...110.59 66.02 RLI RLI .9 37 103.78 –3.67 4.23 2.51 2.66 1.0018.17 3.88 RLJLodging RLJ .3 dd 14.33 +0.58 .59 –2.68 –.56 .0141.41 9.60 RMGAcqn RMG.UT ... ... 39.50 +15.20 ... ... ... ...37.75 9.50 RMGAcqn RMG ... cc 34.00 +12.05 ... ... –.42 ...13.93 0.40 RMGAcqnWt RMG.WT ... ... 13.88 +6.28 ... ... ... ...5.35 1.72 RPC RES ... dd 3.18 –0.14 –.41 –.32 ... ...98.35 42.85 RPM RPM 1.7 31 90.06 +1.05 2.34 4.09 4.52 .3815.18 4.62 RPTRealty RPT .0 12 8.50 +0.19 1.04 ... –.16 .224.25 0.72 RRDonnelley RRD .0 dd 2.03 +0.02 –1.31 .60 .35 .035.97 2.22 RYBEducation RYB ... dd 2.49 –0.03 ... .11 .05 ...25.89 9.53 RadianGroup RDN 2.5 10 20.00 +0.08 3.20 1.63 ... .12526.63 9.40 Rafael RFL ... dd 24.19 –0.21 ... ... ... ...128.29 59.82 RalphLauren RL .0 dd 100.92 –0.29 ... 1.46 6.36 .68759.41 1.61 RangeResources RRC ... dd 7.03 +0.18 –6.92 ... .81 ...7.99 2.27 RangerEnergySvcs RNGR ... dd 3.78 –0.23 .21 –1.08 –.66 ...13.00 5.70 Ranpak PACK ... dd 12.20 –0.50 ... –.22 .07 ...102.45 54.21 RaymondJames RJF 1.7 16 92.92 –0.94 5.83 ... 7.46 .398.63 0.90 RayonierAdvMatls RYAM ... dd 6.41 –0.07 –.57 –.26 –.58 ...33.10 15.96 Rayonier RYN 3.6 89 29.59 +0.11 .46 .22 ... .2793.45 40.71 RaytheonTech RTX 2.7 dd 70.27 +0.10 6.41 ... ... .47516.90 3.92 ReadyCapital RC 11.0 18 12.76 +0.22 1.72 1.67 1.47 .3515.77 2.09 Realogy RLGY ... dd 14.03 –0.86 –1.65 ... 1.84 ...84.92 38.00 RealtyIncome O 4.6 51 61.09 +1.57 1.38 ... 1.42 .23453.79 1.16 RedLionHotels RLH ... dd 2.71 +0.24 –.76 ... ... ...12.98 10.03 RedBallAcqn RBAC.UT ... ... 11.81 –1.17 ... ... ... ...11.37 9.90 RedBallAcqnA RBAC ... ... 11.00 ... ... ... ... ...2.55 1.29 RedBallAcqnWt RBAC.WT ... ... 2.40 +0.28 ... ... ... ...18.01 2.14 RedwoodTrust RWT 6.3 dd 8.90 +0.08 1.46 –.03 .87 .14124.82 51.99 RegalBeloit RBC 1.0 28 120.23 +3.70 5.66 4.34 6.72 .3030.78 10.33 RegionalMgmt RM 2.8 11 28.59 –0.06 3.80 ... ... .2017.33 6.94 RegionsFin RF 3.9 20 15.95 +0.69 1.50 ... ... .15518.15 4.22 Regis RGS ... dd 9.48 +0.08 –4.77 ... ... ...164.68 55.39 ReinsGrp RGA 2.5 14 113.58 –0.88 13.62 8.44 12.13 .7012.74 10.66 ReinventTechPtrs RTP.UT ... ... 12.50 +0.40 ... ... ... ...12.00 10.35 ReinventTechA RTP ... ... 11.75 +0.45 ... ... ... ...3.72 1.98 ReinventTechWt RTP.WT ... ... 3.30 +0.39 ... ... ... ...12.00 10.70 ReinventTechZ RTPZ.UT ... ... 12.00 +0.25 ... ... ... ...123.09 70.57 RelianceSteel RS 2.1 19 118.12 +0.38 10.34 ... ... .625202.68 113.27 RenaissanceRe RNR .9 13 161.35 –4.53 16.29 3.75 15.23 .3512.00 0.85 ReneSola SOL ... dd 9.70 +1.56 ... .01 .31 ...8.20 0.45 Renren RENN ... ... 5.15 –0.91 ... –1.65 –1.65 ...10.70 9.49 ReplayAcqn RPLA ... cc 10.65 +0.37 .16 ... ... ...12.53 9.60 ReplayAcqnUn RPLA.UT ... ... 12.38 +1.73 ... ... ... ...2.00 0.45 ReplayAcqnWt RPLA.WT ... ... 2.00 +0.90 ... ... ... ...103.79 65.37 RepublicSvcs RSG 1.8 30 95.63 –1.15 3.33 3.38 3.70 .42522.82 3.72 ResideoTech REZI ... dd 22.49 +2.57 .29 1.79 1.83 ...224.24 108.85 ResMed RMD .7 46 212.42 –6.03 4.27 ... ... .396.82 1.14 ResoluteForest RFP ... dd 6.28 –0.10 –.51 .69 ... ...67.33 25.08 RestaurantBrands QSR 3.4 33 60.71 –1.24 ... 2.17 2.78 .5213.45 2.87 RetailPropofAmer RPAI 2.8 64 8.60 ... .15 .07 .08 .0637.00 8.32 RetailValue RVI 8.0 dd 14.50 +0.78 2.46 –1.91 –1.12 1.1624.20 3.96 Revlon REV ... dd 12.90 +0.81 –2.97 ... ... ...32.96 7.17 Revolve RVLV ... 47 30.48 –0.19 –.09 .63 ... ...97.16 33.81 RexAmerRes REX ... cc 75.61 –2.43 1.18 –.55 7.68 ...53.48 31.79 RexfordIndlRealty REXR 1.8 84 48.40 +0.49 .47 .47 .10 .21539.54 18.87 Rexnord RXN .8 31 39.23 +1.82 1.45 ... ... .0814.37 10.96 RibbitLeapA LEAP ... ... 13.22 +0.62 15.08 –4.40 –3.13 ...14.99 11.03 RibbitLeapUn LEAP.UT ... ... 13.54 +0.04 ... ... ... ...7.70 2.63 RibbitLeapWt LEAP.WT ... ... 3.58 +0.19 ... ... ... ...12.55 9.91 RiceAcqn RICE.UT ... ... 12.37 +0.67 ... ... ... ...11.61 10.20 RiceAcqnA RICE ... ... 11.30 +0.86 ... ... ... ...3.30 1.60 RiceAcqnWt RICE.WT ... ... 2.35 +0.05 ... ... ... ...405.46 134.85 RingCentral RNG ... dd 398.51 +10.68 ... .96 1.16 ...77.64 35.35 RioTinto RIO 5.1 17 75.94 –0.67 ... 7.12 7.71 1.5578.64 25.92 RitchieBros RBA 1.2 45 71.24 +3.10 1.37 ... 2.04 .2223.88 8.86 RiteAid RAD ... dd 17.78 –0.89 –8.50 –.43 .58 ...67.23 32.38 RobertHalf RHI 2.2 22 62.21 –0.84 3.90 2.55 3.08 .3434.42 17.50 RocketCos. RKT ... 1 20.83 –0.81 ... 3.85 1.82 ...267.48 115.38 Rockwell ROK 1.7 28 248.63 +0.68 8.77 8.68 9.48 1.0751.29 32.20 RogersCommB RCI 3.2 20 46.76 +0.09 ... 2.57 2.99 .3729159.25 75.72 Rogers ROG ... cc 151.26 –1.33 2.53 4.92 6.24 ...43.00 20.48 Rollins ROL .5 79 40.05 –0.55 .41 .52 .55 .0533455.72 240.00 RoperTech ROP .5 28 420.12 –6.07 16.82 12.65 14.58 .5625

2.81 1.61 OverseasShip OSG ... 5 2.25 +0.11 .10 ... ... ...25.00 2.10 Ovintiv OVV 2.6 dd 14.57 –0.33 .90 ... 1.01 .093831.68 3.63 Owens&Minor OMI .0 dd 30.31 +1.67 –1.03 1.92 2.39 .002578.50 28.56 OwensCorning OC 1.3 dd 78.40 +1.49 3.68 ... ... .2619.19 8.09 OwlRock ORCC 9.5 14 13.00 –0.10 1.53 1.31 1.21 .0877.41 30.37 OxfordIndustries OXM 1.6 dd 63.00 +1.72 4.05 ... 3.10 .25

PQ33.99 4.06 PBFEnergy PBF .0 dd 6.88 +0.07 2.64 ... –4.14 .3021.78 3.06 PBFLogistics PBFX 13.2 4 9.11 –0.11 1.71 1.81 1.95 .3018.34 6.25 PG&E PCG ... dd 12.39 +0.12 –14.50 ... ... ...126.76 91.42 PG&EUn PCGU 3.4 ... 121.96 +0.85 ... ... ... 1.37521.21 6.88 PGT Innovations PGTI ... 33 21.13 +0.53 .74 .95 1.13 ...11.41 1.36 PHXMinerals PHX 1.7 dd 2.32 –0.19 –1.41 .04 –.10 .0179.39 23.63 PJTPartners PJT .3 22 77.72 +1.96 1.21 4.10 4.18 .0530.58 15.91 PLDT PHI 3.9 12 27.96 –0.61 2.01 2.32 2.25 .780610.45 9.88 PMVConsumer PMVC.UT ... ... 10.40 –0.03 ... ... ... ...10.08 9.60 PMVConsumer PMVC ... ... 10.06 +0.10 ... ... ... ...1.26 0.58 PMVConsumerWt PMVC.WT ... ... 1.03 –0.01 ... ... ... ...161.79 79.41 PNCFin PNC 3.1 9 146.15 +1.24 11.39 16.24 8.14 1.1556.14 27.08 PNMResources PNM 2.7 20 48.65 –0.41 .97 2.21 2.33 .327564.87 26.27 POSCO PKX 2.1 25 61.30 +0.03 4.89 ... ... .3387149.88 69.77 PPG Ind PPG 1.5 32 145.00 –0.43 5.22 5.67 6.87 .5436.83 18.12 PPL PPL 6.2 13 26.89 –0.06 2.37 2.51 2.47 .41517.26 8.50 PQGroup PQG .0 44 13.98 +0.89 .59 .94 .87 1.8060.11 11.02 ProgHoldings PRG .0 dd 54.01 –2.89 .46 3.65 3.46 .038168.81 19.73 PROS PRO ... dd 49.95 +0.92 –1.72 ... ... ...173.38 102.48 PSBusinessParks PSB 3.2 32 131.89 +1.68 3.95 3.53 2.99 1.05108.06 28.40 PVH PVH .0 dd 93.82 –1.44 5.60 ... ... .0375138.95 71.05 PackagingCpAm PKG 2.9 27 136.10 +1.24 7.34 5.84 ... 1.0048.29 12.33 PagerDuty PD ... dd 46.06 +0.85 –.77 –.29 –.22 ...56.00 13.58 PagSeguroDig PAGS ... 64 53.82 –0.55 ... 4.27 6.46 ...33.50 8.90 PalantirTech PLTR ... dd 27.75 +1.78 ... .07 .12 ...375.00 125.47 PaloAltoNtwks PANW ... dd 367.14 +11.61 –2.76 ... ... ...17.37 8.72 PampaEnergia PAM ... 7 13.28 –1.12 9.50 1.56 2.74 ...12.63 10.42 PanaceaAcqn PANA.UT ... ... 11.30 +0.23 ... ... ... ...12.52 9.55 PanaceaAcqnA PANA ... ... 10.59 +0.29 ... ... ... ...3.25 1.75 PanaceaAcqnWt PANA.WT ... ... 2.85 +0.43 ... ... ... ...24.82 5.72 ParPacific PARR ... dd 13.44 +0.16 .80 –4.36 –1.11 ...69.85 9.64 ParTechnology PAR ... dd 66.83 +1.24 –.96 –.96 –.51 ...15.00 5.54 ParamountGroup PGRE 3.1 dd 8.92 –0.17 –.16 ... –.15 .0718.06 9.14 ParkAerospace PKE 3.0 35 13.22 –0.34 .47 .62 .78 .1026.58 3.99 ParkHotels PK .0 dd 17.19 +0.15 1.44 ... ... .45280.29 93.00 ParkerHannifin PH 1.3 29 269.45 –2.55 9.29 12.26 14.26 .8820.13 3.92 ParsleyEnergy PE 1.4 dd 13.97 –0.27 .63 .76 1.21 .0545.40 24.67 Parsons PSN ... 40 35.24 +0.11 1.30 ... 2.14 ...6.83 0.26 PartyCity PRTY ... dd 6.19 +0.20 –5.71 –.65 ... ...471.08 163.42 PaycomSoftware PAYC ... cc 462.13 +22.29 3.09 ... ... ...10.61 0.80 PeabodyEnergy BTU ... dd 1.72 –0.38 –2.04 ... ... ...9.35 5.08 Pearson PSO 2.6 21 9.21 +0.14 .43 .36 .52 .077127.52 5.39 PebblebrookHotel PEB .0 dd 18.94 +0.58 .63 –2.83 ... .0140.65 10.58 PembinaPipeline PBA 8.0 20 24.07 –1.01 2.00 1.57 1.77 .16385.40 0.36 PAReit PEI 7.9 dd 1.01 –0.04 ... –.46 –.50 .0270.00 13.14 PennyMacFin PFSI .9 4 65.27 +1.03 4.89 20.91 13.87 .1523.79 3.50 PennyMacMtg PMT 10.4 cc 18.01 +0.44 2.42 .18 2.21 .4762.71 19.99 PenskeAuto PAG 2.9 10 57.69 +0.52 5.28 6.20 6.83 .4258.82 22.01 Pentair PNR 1.5 25 52.59 +0.33 2.09 2.44 2.67 .20277.00 121.80 Penumbra PEN ... dd 187.41 +5.41 1.34 –.29 .62 ...54.49 7.41 PerformanceFood PFGC ... dd 47.97 +1.33 –1.01 ... ... ...11.25 9.90 PeridotAcqn PDAC.UT ... ... 10.95 +0.05 ... ... ... ...10.88 9.60 PeridotAcqnA PDAC ... ... 10.25 +0.11 ... ... ... ...2.07 0.66 PeridotAcqnWt PDAC.WT ... ... 1.70 –0.04 ... ... ... ...26.00 25.25 PeriphasCap PCPC.UT ... ... 25.77 +0.28 ... ... ... ...149.95 62.91 PerkinElmer PKI .2 38 139.71 –2.99 2.04 ... ... .074.25 2.11 PermianBasin PBT 6.9 11 3.42 +0.07 .42 1.12 1.29 .01342.15 0.46 PermianvilleRT PVL 20.3 4 .80 –0.04 ... .17 .05 .00386.70 1.00 PermRock PRT 4.9 14 3.21 +0.15 ... .20 .08 .014963.86 40.01 Perrigo PRGO 2.0 dd 44.01 –2.08 1.07 4.11 4.31 .22527.40 21.50 PershingSquare PSTH ... ... 26.03 +0.99 ... ... ... ...10.43 5.20 PershingSquWt PSTH.WT ... ... 9.23 –0.27 ... ... ... ...29.44 14.03 Perspecta PRSP 1.2 dd 24.04 +0.42 –4.17 2.06 1.94 .0753.55 27.68 PetroChina PTR 5.3 dd 30.61 –0.69 ... ... ... 1.263616.30 4.01 PetroleoBrasil PBR .9 dd 10.97 –0.32 1.56 –1.64 .88 .086715.31 4.16 PetroleoBrasilA PBR.A ... dd 10.81 –0.28 1.56 –1.58 .82 ...43.08 26.41 Pfizer PFE 4.2 24 37.27 –0.41 2.87 ... 2.86 .3990.17 56.01 PhilipMorris PM 5.8 17 82.51 –3.58 4.61 ... ... 1.20113.20 40.04 Phillips66 PSX 5.2 dd 68.73 +1.88 6.77 –.09 ... .9065.22 19.00 Phillips66Ptrs PSXP 12.8 7 27.30 –0.53 4.29 ... ... .8752.65 1.15 PhoenixNewMedia FENG .0 1 1.25 –1.24 ... –.59 ... 1.371213.90 1.27 PhoenixTree DNK ... dd 3.31 +0.27 ... ... ... ...59.67 16.01 Phreesia PHR ... dd 57.31 +2.65 –4.50 –.46 –.37 ...20.78 11.01 PhysiciansRealty DOC 5.1 40 17.98 +0.01 .39 .32 .36 .2324.78 11.26 PiedmontOfficeA PDM 5.2 5 16.14 +0.23 1.82 1.70 .23 .2111.20 9.89 PineIslandAcqn PIPP.UT ... ... 11.00 +0.40 ... ... ... ...37.80 12.02 PingIdentity PING ... dd 28.99 +0.02 –.02 ... ... ...105.51 60.05 PinnacleWest PNW 4.3 14 77.87 –0.78 4.77 5.08 5.02 .8375.44 10.10 Pinterest PINS ... dd 71.04 +0.68 –3.24 .28 .63 ...159.01 48.62 PioneerNatRscs PXD 2.0 cc 112.49 –1.87 4.50 ... ... .55106.17 31.95 PiperSandler PIPR 1.5 39 100.00 –2.47 7.69 7.79 7.58 .3757.70 1.67 PitneyBowes PBI 3.6 dd 5.53 +0.21 1.10 .26 .40 .0588.77 23.77 PlanetFitness PLNT ... cc 77.74 +2.75 1.41 .08 1.52 ...34.86 4.60 Plantronics PLT .0 dd 25.58 +0.45 –20.86 ... ... .1512.31 0.70 PlayAGS AGS ... dd 7.00 +0.62 –.33 ... ... ...21.50 7.79 PlymouthIndREIT PLYM 5.4 dd 14.84 +0.67 –2.88 –1.58 –.83 .20110.30 37.35 Polaris PII 2.5 cc 98.73 –0.49 5.20 7.26 7.54 .6263.08 31.96 PortlandGenElec POR 3.9 23 41.45 –0.33 2.39 1.55 ... .4075112.38 68.97 PostHoldings POST ... dd 100.31 +1.42 .01 3.75 4.93 ...19.48 10.84 PostalRealty PSTL 4.8 dd 16.57 +0.08 –.30 ... ... .21532.80 5.44 PrecisionDrilling PDS ... dd 15.76 –2.69 .30 –7.16 ... ...13.68 5.01 PrefApartment APTS 9.5 dd 7.37 –0.11 –2.73 –3.08 –3.32 .17546.12 27.40 PrestigeCnsHlth PBH ... 11 34.90 –1.24 2.78 3.18 3.30 ...14.55 4.05 PretiumResources PVG ... 24 11.36 –0.03 .22 .80 ... ...10.65 9.85 PrimeImpactI PIAI.UT ... ... 10.58 +0.16 ... ... ... ...10.28 9.51 PrimeImpactIA PIAI ... ... 10.15 –0.07 ... ... ... ...1.53 0.85 PrimeImpactIWt PIAI.WT ... ... 1.40 +0.15 ... ... ... ...141.15 61.20 Primerica PRI 1.2 14 134.75 –1.04 8.62 ... 10.81 .4016.34 6.33 PrimoWater PRMW 1.5 dd 16.00 +0.19 .02 .45 .49 .0637.61 12.67 ProAssurance PRA 1.1 dd 18.44 –0.32 .02 ... ... .05

10.34 4.65 NeoPhotonics NPTN ... 51 9.06 +0.15 –.36 .28 –.19 ...7.97 1.38 Nesco NSCO ... dd 7.24 +1.09 –.82 –.41 –.35 ...1.18 0.08 NescoWt NSCO.WT ... ... .91 +0.31 ... ... ... ...19.82 16.77 Netstreit NTST 4.3 ... 18.58 ... ... –.10 .31 .20188.14 65.05 Nevro NVRO ... dd 182.41 +1.18 –3.37 –2.61 ... ...10.11 7.00 NewFrontierHlth NFH ... dd 9.00 +0.67 ... –.14 .02 ...2.25 0.66 NewFrontierWt NFH.WT ... ... 2.25 +0.49 ... ... ... ...6.00 0.94 NewHome NWHM ... dd 4.80 –0.04 –.40 .37 .47 ...44.76 21.14 NewJerseyRscs NJR 3.8 17 35.14 +0.49 2.04 1.73 2.07 .3325184.60 102.01 NewOrientalEduc EDU ... 74 172.46 +1.55 2.61 ... 4.78 ...74.20 33.49 NewRelic NEWR ... dd 68.89 –0.35 –1.52 –.19 ... ...17.66 2.91 NewResidInvt NRZ 7.9 dd 10.11 +0.16 1.34 ... ... .208.35 1.72 NewSeniorInvt SNR 4.9 dd 5.34 –0.36 ... –.16 –.17 .06530.00 7.60 NewYorkCityReit NYC 2.5 dd 7.91 –0.92 ... ... ... .048912.09 7.72 NYCmntyBcp NYCB 6.5 13 10.44 +0.25 .77 ... 1.07 .1752.40 26.13 NYTimesA NYT .5 54 51.35 +2.38 ... .89 ... .06489.76 304.65 NewMarket NEU 1.9 17 399.68 +0.11 22.73 21.48 23.16 1.9072.22 33.00 Newmont NEM 2.6 19 60.48 –0.02 3.81 ... ... .406.40 0.65 NewparkResources NR ... dd 1.95 –0.16 –.14 ... ... ...9.18 2.57 NexaResources NEXA 4.4 dd 8.52 +1.11 –1.11 –.71 .53 .377520.47 6.34 NexPointRealEst NREF 9.7 ... 16.42 –1.07 ... 1.48 1.75 .4052.87 21.06 NexPointResidentl NXRT 3.4 30 40.63 –1.32 4.03 ... ... .341383.34 43.70 NextEraEnergy NEE 1.9 38 74.98 +0.47 1.94 ... ... .3555.00 46.37 NextEra6.219%Un NEE.PRQ 5.6 ... 49.87 +0.31 ... ... ... .777462.96 35.40 NextEraEnergyUn NEE.PRO 4.2 ... 57.81 +0.41 ... ... ... .60953.64 33.92 NextEraEnergyUn NEE.PRP 5.3 ... 49.75 +0.38 ... ... ... .659969.15 29.01 NextEraEnergy NEP 3.4 dd 66.14 +1.90 –1.51 1.29 ... .5957.14 1.00 NexTierOilfield NEX ... dd 3.42 +0.02 –.86 ... –.97 ...22.33 11.62 NielsenHoldings NLSN 1.2 dd 20.32 +0.23 –1.17 1.57 1.64 .06147.95 60.00 Nike NKE .8 81 141.60 +4.32 ... ... 3.88 .27510.65 0.38 NineEnergy NINE ... dd 2.81 +0.06 –7.43 –3.61 –2.43 ...30.46 19.56 NiSource NI 3.8 dd 22.09 –0.31 .87 1.30 1.35 .2144.18 20.42 NoahHoldings NOAH ... 20 43.63 +1.69 ... ... ... ...5.14 2.34 Nokia NOK ... 27 3.89 –0.11 ... .27 .25 ...26.41 14.08 NomadFoods NOMD ... 21 25.17 –0.04 ... ... ... ...5.46 3.55 NomuraHoldings NMR 4.0 8 5.22 +0.05 .62 ... ... .045945.62 8.92 Norbord OSB 2.0 16 43.92 +0.64 –.51 5.86 4.62 .22569.00 2.30 NordicAmTankers NAT 14.2 5 3.16 –0.09 –.07 .43 .12 .0443.37 11.72 Nordstrom JWN .0 dd 30.34 +0.22 3.18 ... ... .37247.98 112.62 NorfolkSouthern NSC 1.6 30 234.39 +2.00 10.25 ... ... .9412.46 4.11 NorthAmConstr NOA 1.3 8 9.37 –0.43 1.09 1.57 1.45 .03076.00 2.19 NoEuroOil NRT 11.0 6 2.91 +0.01 ... ... ... .0221.24 9.84 NorthernGenesis NGA.UT ... ... 20.60 +3.80 ... ... ... ...18.60 9.60 NorthernGenesis NGA ... ... 18.40 +3.40 ... ... ... ...5.69 0.76 NorthernGenesisWt NGA.WT ... ... 5.61 +1.65 ... ... ... ...19.54 11.50 NorthernStarAcqn STIC ... ... 18.50 +6.10 ... ... ... ...21.00 9.87 NorthernStar STIC.UT ... ... 19.25 +5.75 ... ... ... ...6.23 2.06 NorthernStarAcqnWt STIC.WT ... ... 5.38 +2.18 ... ... ... ...385.01 263.31 NorthropGrum NOC 1.9 20 299.60 –3.53 13.22 ... ... 1.4577.26 42.33 NorthwestNat NWN 4.2 23 45.71 –3.48 2.07 2.28 2.55 .4859.78 7.03 NorwegCruise NCLH ... dd 24.58 –0.60 4.30 –8.48 2.36 ...99.84 69.18 Novartis NVS 2.3 28 88.55 –2.36 5.13 ... ... 3.087473.92 49.24 NovoNordisk NVO 1.3 26 69.43 –4.37 ... 2.90 3.16 .517857.01 12.31 NuSkinEnts NUS 2.7 18 54.56 +2.12 3.10 3.40 3.78 .37557.50 27.53 Nucor NUE 3.1 37 52.44 –1.49 4.14 ... ... .40529.36 4.98 NuSTAREnergy NS 11.1 dd 14.46 –1.38 –2.30 –1.67 1.24 .4050.81 23.85 Nutrien NTR 3.8 cc 47.30 –0.49 1.70 1.73 2.23 .4528.75 10.54 nVentElectric NVT 3.0 dd 23.14 +0.31 1.29 ... ... .175

O23.76 8.63 OFGBancorp OFG 1.6 21 17.77 +0.15 .92 1.25 1.92 .0746.43 23.01 OGEEnergy OGE 5.2 dd 31.15 +0.01 2.16 2.08 2.21 .402515.64 4.31 O-IGlass OI .0 6 11.50 –0.05 –2.58 1.16 1.61 .0596.97 63.67 ONEGas OGS 2.8 22 76.55 –1.70 3.51 3.61 3.85 .5478.48 12.16 ONEOK OKE 9.6 27 38.80 –1.07 3.07 2.70 2.90 .93564.39 34.98 OakStreetHealth OSH ... dd 62.46 –1.05 ... –.62 –.46 ...16.75 9.17 OaktreeAcqn OAC.UT ... ... 16.26 +3.30 ... ... ... ...15.88 9.40 OaktreeAcqn OAC ... dd 14.98 +2.93 ... ... ... ...4.08 0.60 OaktreeAcqnWt OAC.WT ... ... 3.80 +0.88 ... ... ... ...11.64 9.97 OaktreeAcqnII OACB.UT ... ... 10.78 +0.26 ... ... ... ...11.62 9.69 OaktreeAcqnIIA OACB ... ... 10.52 +0.05 ... ... ... ...2.12 0.99 OaktreeAcqnIIWt OACB.WT ... ... 1.85 +0.40 ... ... ... ...47.58 8.52 OccidentalPetrol OXY .2 dd 17.67 –0.85 –1.22 –3.81 –2.37 .018.80 2.29 OccidentalPetrolWt OXY.WT ... ... 6.74 –0.27 ... ... ... ...16.00 2.01 OceaneeringIntl OII ... dd 8.15 –0.11 –3.52 ... –.61 ...32.51 4.22 OcwenFinancial OCN ... cc 31.03 +4.52 –15.90 .12 –.24 ...2.41 0.35 Oi OIBR.C ... dd 1.99 –0.10 –1.91 –.56 –1.04 ...38.80 28.53 OilDriAmerica ODC 3.0 13 34.40 –2.09 2.65 1.43 1.46 .2617.02 1.52 OilStatesIntl OIS ... dd 5.04 –0.13 –3.90 ... ... ...23.62 11.88 OldRepublic ORI 4.4 18 19.21 +0.30 3.51 1.93 1.75 1.0026.43 8.76 Olin OLN 3.1 dd 25.95 +0.17 –.07 –1.29 .55 .2045.22 13.33 OmegaHealthcare OHI 7.2 56 37.22 –0.06 1.58 1.00 1.63 .6710.69 9.88 Omnichannel OCA.UT ... ... 10.38 +0.15 ... ... ... ...81.34 44.50 Omnicom OMC 4.2 14 61.30 –0.32 6.06 4.98 5.50 .6511.39 10.03 one AONE.UT ... ... 11.26 +0.21 ... ... ... ...11.03 9.70 oneA AONE ... ... 10.70 +0.15 ... ... ... ...2.81 0.83 oneWt AONE.WT ... ... 2.20 +0.50 ... ... ... ...29.00 9.71 OneLiberty OLP 9.2 14 19.50 –1.26 .88 ... .78 .4528.80 9.02 OneConnectFinTech OCFT ... dd 20.95 –1.23 –.77 –.54 –.47 ...48.92 12.21 OneMain OMF 3.9 10 46.72 +1.44 6.27 5.67 6.55 .457.03 3.55 OneSmartIntl ONE ... dd 3.69 +0.04 ... .33 2.09 ...48.49 20.32 OntoInnovation ONTO ... dd 48.02 +0.68 .06 1.87 2.58 ...19.18 7.45 Ooma OOMA ... dd 14.42 –0.15 –.89 .43 .35 ...33.55 14.21 OppenheimerA OPY 1.5 6 31.72 –1.22 ... ... ... 1.0066.20 39.71 Oracle ORCL 1.5 20 64.96 –0.10 3.08 4.35 4.68 .2414.84 9.93 Orange ORAN 4.4 10 11.98 –0.18 1.15 ... 1.26 .4736.89 1.53 OrchidIslandCap ORC 14.5 cc 5.37 –0.02 .43 .92 1.06 .06519.84 5.93 OrionEngCarbons OEC .0 36 16.52 +0.37 1.45 .90 1.30 .205.99 1.53 OrionGroup ORN ... 9 4.94 –0.09 –.18 .58 .34 ...89.21 52.65 Orix IX 4.1 9 73.99 –4.28 10.92 7.72 9.91 1.676288.41 53.44 OrmatTech ORA .5 57 86.24 –0.28 1.72 ... 1.66 .1195.49 46.72 Oshkosh OSK 1.5 18 85.61 –0.14 4.72 5.22 6.97 .3313.31 4.65 OsiskoGoldRoyal OR 1.2 dd 12.36 +0.34 –1.17 .21 .46 .038511.51 9.40 OspreyTechUn SFTW.UT ... ... 11.36 +0.20 ... ... ... ...10.90 9.11 OspreyTechA SFTW ... dd 10.65 +0.25 ... ... ... ...1.81 0.51 OspreyTechWt SFTW.WT ... ... 1.60 +0.28 ... ... ... ...68.21 38.00 OtisWorldwide OTIS 1.2 33 65.79 +0.18 ... 2.45 2.60 .2031.20 7.07 OutfrontMedia OUT .0 dd 19.24 –0.75 .97 .21 .87 .38







W6.10 1.07 W&TOffshore WTI ... 6 2.30 –0.14 .52 ... –.09 ...109.53 68.01 WECEnergy WEC 2.8 24 89.43 –1.89 3.58 3.76 4.01 .6325236.52 71.12 WEX WEX ... cc 203.51 –1.09 2.26 ... ... ...75.86 34.26 WNS WNS ... 36 71.97 +0.47 2.35 2.45 3.03 ...88.99 38.62 W.P.Carey WPC 5.9 27 70.40 +0.95 1.78 2.05 2.06 1.04670.80 27.18 WPP WPP 1.2 dd 54.74 +0.25 3.18 3.84 4.91 .659414.43 1.94 WPXEnergy WPX ... dd 7.91 –0.14 .61 ... ... ...19.17 6.26 WabashNational WNC 1.8 dd 17.40 +0.05 1.62 .04 .75 .0881.50 35.07 Wabtec WAB .7 30 73.31 –0.13 1.84 ... ... .1225.90 9.87 Waddell&ReedFin WDR 4.0 18 25.15 –0.02 1.57 1.61 1.55 .2594.50 24.55 Walker&Dunlop WD 1.6 14 92.62 +2.48 5.45 6.66 7.23 .36153.66 102.00 Walmart WMT 1.5 21 143.50 –2.45 5.19 5.16 5.45 .5423.73 9.46 WarriorMetCoal HCC 1.0 55 19.88 +0.84 5.86 ... ... .0534.29 4.41 WashingtonPrime WPG 15.4 dd 7.30 –0.35 –.45 –7.83 –8.91 1.12532.22 16.95 WashingtonREIT WRE 5.6 36 21.55 –0.29 4.75 –.09 –.18 .30111.04 70.87 WasteConnections WCN .8 cc 101.49 +0.45 2.15 ... ... .205126.79 85.34 WasteMgt WM 1.9 33 117.00 –0.41 3.91 4.00 4.62 .545252.67 154.39 Waters WAT ... 31 247.09 –3.29 8.69 ... ... ...249.30 132.97 Watsco WSO 3.0 35 234.19 +5.74 ... 5.92 6.29 1.775244.41 139.00 WatscoB WSO.B 3.1 35 230.62 +0.50 ... 5.92 6.29 1.775121.46 69.02 WattsWater WTS .8 35 120.93 +4.04 ... 3.64 ... .23349.08 21.70 Wayfair W ... dd 252.82 –23.91 ... 4.43 –7.07 ...53.71 18.16 WebsterFin WBS 3.8 16 42.60 +0.88 4.06 ... 3.05 .405.49 0.73 Weidai WEI ... ... 1.40 –0.07 .52 ... ... ...31.38 12.21 WeingartenRealty WRI 3.4 17 21.38 –0.43 2.44 .69 .44 .3659.39 32.44 WeisMarkets WMK 2.6 11 47.43 –0.32 2.53 2.45 2.55 .3116.05 3.17 Welbilt WBT ... dd 12.29 +0.69 .39 .03 ... ...54.39 20.76 WellsFargo WFC 1.3 80 29.84 +0.83 4.05 .36 2.05 .1089.99 24.27 Welltower WELL 3.8 cc 63.52 –0.50 3.05 2.10 .61 .6177.93 13.52 WescoIntl WCC ... 30 76.69 +1.20 ... ... 6.38 ...305.00 124.53 WestPharmSvcs WST .2 69 282.96 +5.30 3.21 3.52 5.12 .1761.23 20.90 WestAllianceBcp WAL 1.7 14 59.92 +1.38 4.84 4.45 ... .2511.33 1.37 WesternAssetMort WMC 7.1 dd 3.40 ... 1.37 .55 .31 .0622.11 2.90 WesternMidstrm WES 11.2 12 13.92 –0.44 1.59 1.93 1.81 .31128.45 17.39 WesternUnion WU 4.1 13 21.86 –0.91 2.46 1.84 2.02 .22584.90 28.99 WestlakeChem WLK 1.3 36 81.09 –0.57 3.25 2.01 ... .2726.48 10.31 WestlakeChemPtrs WLKP 8.5 11 22.19 –0.36 1.77 1.95 2.08 .471417.29 7.98 WestpacBanking WBK 1.5 35 14.93 –0.16 .43 1.05 1.18 .235345.58 21.50 WestRock WRK 1.8 dd 44.48 –0.14 –2.67 3.36 3.79 .2030.59 9.42 Westwood WHG .0 dd 13.36 +1.21 .70 1.00 1.00 .4334.71 13.10 Weyerhaeuser WY 3.0 52 33.85 +0.11 –.10 ... ... .1757.89 18.66 WheatonPrecMet WPM 1.1 45 42.42 +0.44 .19 ... ... .12207.30 64.00 Whirlpool WHR 2.6 14 193.20 +4.83 18.45 17.56 18.92 1.251168.21 629.21 WhiteMtnIns WTM .1 11 985.81 +19.65 130.27 15.00 18.00 1.0013.89 4.71 WhitestoneREIT WSR 5.3 18 7.90 +0.01 .57 .96 1.03 .03528.00 13.44 WhitingPetrol WLL ... dd 26.00 +1.71 –2.64 –3.34 1.39 ...10.41 2.95 WideOpenWest WOW ... 44 10.18 +0.15 .45 .29 .53 ...49.79 30.00 WileyA JW.A 3.0 dd 45.25 +0.62 ... 2.57 2.72 .342549.41 30.44 WileyB JW.B 3.0 dd 45.28 –0.34 ... 2.57 2.72 .342524.17 8.41 Williams WMB 7.7 cc 20.74 –0.44 .70 1.09 1.18 .40114.65 26.01 Williams-Sonoma WSM 2.0 16 107.68 –1.96 4.49 ... 7.60 .5372.65 16.94 Winnebago WGO .7 21 65.34 +2.67 1.84 5.74 6.03 .125.74 2.52 Wipro WIT ... 24 5.60 +0.20 .24 ... ... ...34.70 12.19 WolverineWwide WWW 1.3 80 31.35 +0.35 1.44 ... 2.07 .1032.12 15.54 WooriFin WF 4.8 10 27.60 –0.07 5.22 5.22 6.00 1.726493.74 22.01 Workiva WK ... dd 92.66 +4.14 –1.04 ... –.36 ...44.22 18.36 WorldFuelSvcs INT 1.3 12 31.25 +0.30 2.69 1.37 2.06 .1067.53 29.10 WWEnt WWE 1.0 22 47.32 +0.89 ... 1.70 1.73 .1256.43 19.28 WorthingtonInds WOR 2.0 5 50.82 +1.71 1.41 9.11 3.34 .2553.13 13.74 WyndhamDest WYND 2.8 dd 43.01 +0.18 5.48 –.84 3.79 .3063.66 14.50 WyndhamHtls WH .6 dd 56.28 +0.59 1.62 1.00 ... .08

XYZ5.64 1.42 XFinancial XYF ... dd 1.94 –0.11 ... ... ... ...35.00 9.50 XLFleet XL ... dd 29.78 +14.46 ... ... ... ...13.00 0.40 XLFleetWt XL.WT ... ... 10.20 +5.55 ... ... ... ...123.59 38.47 XPOLogistics XPO ... cc 119.14 +0.03 3.57 ... 3.77 ...22.01 6.15 XeniaHotels XHR .0 dd 15.00 +0.44 .49 –2.31 –1.15 .27538.69 14.22 Xerox XRX 4.4 17 22.58 –0.28 5.80 1.44 2.30 .253.93 1.68 XinyuanRealEst XIN 7.3 dd 2.27 –0.18 1.20 .87 1.45 .02574.49 10.00 XPeng XPEV ... dd 41.87 –4.51 ... –5.30 –3.05 ...101.27 54.62 Xylem XYL 1.0 81 100.25 +0.20 2.21 1.94 ... .2674.82 15.28 Yeti YETI ... 65 73.09 +0.72 .58 1.73 2.03 ...12.12 2.25 YPF YPF ... dd 4.94 –0.45 ... ... ... ...23.18 6.26 Yalla YALA ... 57 17.01 –0.89 ... .37 .60 ...7.02 2.23 YamanaGold AUY 1.9 47 5.67 +0.02 .24 ... .43 .026221.00 15.17 YatsenHolding YSG ... dd 16.00 –0.71 ... –2.48 –1.32 ...37.49 12.89 Yelp YELP ... dd 28.01 –0.01 .52 –.55 ... ...20.90 8.56 Yext YEXT ... dd 16.89 +0.96 –1.09 ... –.17 ...7.38 2.70 YirenDigital YRD ... 7 3.05 –0.19 1.81 2.22 6.51 ...47.70 13.80 Youdao DAO ... dd 27.09 +0.63 ... ... ... ...10.74 10.00 YucaipaAcqn YAC.UT ... ... 10.60 +0.03 ... ... ... ...10.37 9.59 YucaipaAcqnA YAC ... ... 10.14 +0.04 ... ... ... ...1.85 0.76 YucaipaAcqnWt YAC.WT ... ... 1.57 +0.24 ... ... ... ...110.17 54.95 YumBrands YUM 1.7 31 107.54 –2.24 4.14 3.46 4.00 .4760.97 38.33 YumChina YUMC .8 32 57.71 –0.53 1.89 1.49 2.00 .1238.99 21.58 ZTOExpress ZTO .0 30 28.02 +0.07 ... ... 6.87 .29144.56 50.23 Zendesk ZEN ... dd 142.83 +2.56 –1.53 ... .78 ...165.15 74.37 ZimmerBiomet ZBH .6 dd 149.25 –2.60 5.47 5.66 7.99 .24176.64 90.14 Zoetis ZTS .6 46 160.72 –2.91 3.11 3.80 4.23 .2517.79 6.21 Zuora ZUO ... dd 14.36 +1.65 ... –.12 –.09 ...56.73 20.33 Zymeworks ZYME ... dd 50.13 –1.35 –3.83 –4.16 –5.01 ...

NYSEARCA14.07 5.19 EmpireStateReal250 FISK .0 ... 9.32 –0.29 ... ... ... .10514.10 5.25 EmpireStateReal60 OGCP .0 ... 9.39 –0.02 ... ... ... .10514.20 5.19 EmpireStateRealES ESBA .0 ... 9.50 +0.03 ... ... ... .105106.56 16.88 USOil Fund USO ... ... 32.92 –0.56 ... ... ... ...21.98 5.91 USBrentOilFd BNO ... ... 12.79 –0.23 ... ... ... ...33.82 8.19 USGasolineFd UGA ... ... 23.62 –0.28 ... ... ... ...17.69 8.58 USNatGas UNG ... ... 9.22 –0.53 ... ... ... ...9.25 7.10 US12mthNtlGas UNL ... ... 7.72 –0.28 ... ... ... ...23.85 9.50 US12moOilFd USL ... ... 17.16 –0.28 ... ... ... ...

56.11 20.00 Twitter TWTR ... dd 53.97 –1.90 1.87 ... .85 ...15.85 2.25 TwoHarbors TWO 7.6 dd 6.54 +0.03 .93 ... ... .17466.21 247.22 TylerTech TYL ... 95 434.26 –14.55 3.65 5.55 5.86 ...94.24 42.57 TysonFoods TSN 2.7 11 64.79 –0.16 5.86 5.67 6.40 .445

U14.78 7.48 UBSGroup UBS 2.6 9 14.07 +0.01 1.17 1.49 1.35 .36551.25 29.20 UDR UDR 3.9 84 37.32 +0.31 .63 ... .01 .3645.34 21.75 UGI UGI 3.8 14 35.01 –0.53 2.54 2.83 3.11 .3316.67 8.63 UMHProp UMH 4.8 dd 15.02 –0.41 .06 –1.14 –.27 .1865.76 32.80 Unitil UTL 3.5 21 42.40 –0.54 2.97 2.06 2.40 .37518.32 3.52 USACompression USAC 16.4 dd 12.79 –0.23 –2.15 –6.58 –.15 .52537.75 23.91 USCellular USM ... 11 29.98 –0.57 ... ... ... ...10.64 1.00 USDPartners USDP 12.2 dd 3.65 –0.02 .22 .97 1.07 .11142.28 8.32 USFoods USFD ... dd 33.31 –0.07 1.75 .28 1.57 ...134.11 45.13 USPhysTherapy USPH 1.1 51 120.85 +0.67 2.45 2.39 2.98 .328.32 0.79 USSilica SLCA .0 dd 7.13 +0.13 –4.49 –.58 ... .0211.34 2.65 USXpress USX ... cc 6.93 +0.01 ... ... ... ...56.02 13.71 Uber UBER ... dd 52.88 +2.26 –6.81 ... –1.46 ...282.11 110.01 Ubiquiti UI .6 40 273.00 –0.33 5.80 7.82 7.86 .406.68 1.97 UltraparPart UGP 2.0 cc 4.53 –0.15 .09 .19 .25 .054621.96 7.15 UnderArmourA UAA ... dd 17.41 +0.04 .20 ... ... ...19.65 6.37 UnderArmourC UA ... dd 15.05 –0.05 .20 ... ... ...27.85 7.48 Unifi UFI ... dd 17.10 +0.29 –3.10 .46 .71 ...217.90 121.89 Unifirst UNF .5 29 207.99 –1.11 7.13 7.04 ... .2563.89 44.06 Unilever UL 3.1 24 58.68 –0.11 2.41 3.00 3.08 .4845211.14 105.08 UnionPacific UNP 1.9 26 203.39 –0.21 8.38 7.93 9.35 .9719.14 8.25 Unisys UIS ... dd 19.06 +0.81 –.31 1.21 1.74 ...9.40 2.10 UnitedMicro UMC 1.2 28 8.29 +0.16 .13 ... ... .136123.38 5.00 UnitedNatFoods UNFI ... 9 16.34 +0.40 –5.10 3.21 3.25 ...178.01 82.00 UPSB UPS 2.3 33 172.19 –2.99 5.11 7.68 8.52 1.01249.60 58.85 UnitedRentals URI ... 18 232.62 +5.08 15.11 ... ... ...60.36 28.36 USBancorp USB 3.6 15 46.49 +1.63 4.16 3.05 3.32 .4220.00 4.54 USSteel X .2 dd 16.79 –0.08 –3.67 ... ... .01367.95 187.72 UnitedHealth UNH 1.5 20 340.79 +2.41 14.33 ... ... 1.25174.94 65.11 UnitySoftware U ... ... 164.92 +7.15 ... –.37 –.28 ...24.59 6.40 Univar UNVR ... cc 18.65 +0.12 –.61 1.19 ... ...58.30 37.04 Universal UVV 6.3 22 48.62 –1.80 2.86 2.03 2.40 .77132.41 52.25 UniversalHealth UHT 4.3 44 65.06 –2.72 1.38 2.49 2.48 .695148.27 65.20 UniversalHealthB UHS .0 13 136.93 –0.36 ... ... ... .2028.85 10.84 UnivInsurance UVE 4.3 dd 14.75 –0.12 1.36 .30 2.60 .139.76 2.75 UnvlTechInst UTI ... dd 6.38 –0.04 .05 .25 .35 ...30.57 9.58 UnumGroup UNM 5.2 5 21.92 +0.29 5.24 5.00 5.13 .28519.94 6.98 UrbanEdgeProp UE .0 23 13.58 +0.08 .91 .31 .15 .4619.87 8.18 UrstadtBiddle UBP 4.4 52 11.38 –0.33 .20 .54 ... .12524.88 8.22 UrstadtPropA UBA 4.0 65 14.09 –0.05 .22 .50 ... .1492.26 43.01 UsanaHealth USNA ... 14 77.79 –1.08 4.41 5.39 5.70 ...22.94 9.84 UtzBrands UTZ .9 dd 22.29 +0.33 .20 ... .52 .0111.37 1.15 UtzBrandsWt UTZ.WT ... ... 10.77 +0.43 ... ... ... ...

V50.90 17.77 VEREIT VER 4.1 32 37.58 –0.28 –1.85 1.22 1.15 .077100.25 45.07 VF VFC 2.3 dd 83.90 –0.98 1.70 ... 2.91 .4913.69 9.85 VGAcqn VGAC.UT ... ... 13.00 +1.09 ... ... ... ...12.77 9.65 VGAcqnA VGAC ... ... 12.12 +0.92 ... ... ... ...3.10 0.95 VGAcqnWt VGAC.WT ... ... 2.81 +0.39 ... ... ... ...13.00 7.04 ViaOptronics VIAO ... ... 12.76 –0.19 –.88 .12 .38 ...28.75 9.85 VICIProp VICI 5.1 19 25.88 +0.09 1.24 1.73 1.78 .335.11 1.26 VOCEnergy VOC 9.3 7 2.41 –0.27 ... 2.05 1.58 .0852.60 0.70 VaalcoEnergy EGY ... dd 1.74 +0.14 .04 .27 .60 ...300.00 125.00 VailResorts MTN .0 cc 275.15 +0.94 ... –.63 6.85 1.7617.46 6.49 Vale VALE ... 34 16.89 –0.48 –.33 1.82 ... ...98.03 31.00 ValeroEnergy VLO 7.0 dd 55.68 +0.91 5.84 ... .39 .9823.64 9.02 Valhi VHI 1.9 12 16.99 +0.52 1.68 3.00 3.59 .08176.62 82.60 ValmontInds VMI 1.0 26 172.06 –0.86 7.06 7.78 8.75 .4523.68 9.06 Valvoline VVV 2.1 14 23.49 +0.09 1.69 1.64 1.82 .12554.42 6.86 Vapotherm VAPO ... dd 27.78 –0.66 –2.74 –1.98 –1.91 ...176.19 89.62 VarianMed VAR ... 59 174.77 –0.03 2.94 ... ... ...13.86 7.92 VectorGroup VGR 6.7 27 11.86 –0.79 .63 .68 .80 .2059.24 28.90 Vectrus VEC ... 18 47.52 –2.15 2.99 2.81 3.74 ...9.41 3.24 Vedanta VEDL 7.2 dd 8.68 +0.55 –1.02 .86 1.13 .4946313.99 118.11 VeevaSystems VEEV ... cc 287.58 +11.87 1.90 2.84 3.12 ...14.90 2.24 VelocityFinl VEL ... dd 6.28 +0.03 ... ... .78 ...4.21 1.12 VenatorMaterials VNTR ... dd 3.11 +0.08 –1.64 ... ... ...63.38 13.35 Ventas VTR 3.7 55 49.19 –1.64 1.17 ... .33 .4523.68 5.25 Veoneer VNE ... dd 21.53 +0.86 –4.92 –4.43 –2.52 ...24.66 5.70 Veritiv VRTV ... 65 21.04 +0.94 –1.84 ... 1.20 ...61.95 48.84 Verizon VZ 4.3 13 58.84 –1.62 4.65 4.76 4.99 .627516.89 1.50 VermilionEnergy VET .0 dd 4.46 –0.38 .16 ... –.51 .172919.34 7.36 Verso VRS 3.3 3 11.96 –0.36 2.74 –2.77 .57 .1020.14 4.75 Vertiv VRT .1 dd 18.93 –0.26 .05 .84 1.20 .018.71 0.48 VertivWt VRT.WT ... ... 7.40 –0.24 ... ... ... ...70.23 11.25 Viad VVI .0 dd 35.07 +2.07 1.02 –5.59 .11 .1019.30 3.16 VinceHolding VNCE ... dd 5.26 –1.14 2.55 –3.01 –.77 ...26.32 11.53 Vipshop VIPS ... 26 26.31 +0.96 ... 8.48 10.50 ...42.49 9.06 VirginGalactic SPCE ... dd 25.85 +2.01 –1.09 ... ... ...7.79 3.55 VirnetX VHC .0 1 5.25 +0.07 –.28 ... ... 1.00217.65 133.93 Visa V .6 44 208.70 –2.61 4.89 5.46 6.86 .3223.25 11.23 Vishay VSH 1.9 30 20.47 +0.46 ... .90 1.30 .09535.81 16.56 VishayPrecision VPG ... 28 30.08 –0.25 ... 1.34 1.86 ...8.34 1.80 VistaOil&Gas VIST ... dd 2.60 –0.19 ... –.93 –.16 ...26.98 4.29 VistaOutdoor VSTO ... dd 25.77 +5.67 –2.68 2.70 2.31 ...23.60 11.30 Vistra VST 2.9 10 18.71 +1.06 1.86 2.30 ... .1352.17 0.24 VistraWt VST.WTA ... ... .32 +0.05 ... ... ... ...32.00 8.51 VivintSmartHome VVNT ... dd 22.10 +0.35 .14 –2.47 –1.98 ...12.15 0.65 VivintSmartHmWt VVNT.WT ... ... 10.56 +0.35 ... ... ... ...163.17 86.00 VMware VMW ... 38 142.90 +2.76 ... 7.05 6.99 ...42.29 15.89 VoceraComm VCRA ... dd 40.92 +2.36 –.57 .49 .60 ...39.00 26.36 Vontier VNT ... ... 33.97 +0.06 2.37 2.47 2.43 ...68.68 27.64 VornadoRealty VNO 5.9 cc 36.15 –0.56 16.21 –1.02 .12 .5363.81 29.75 VoyaFinancial VOYA 1.0 dd 57.40 +1.34 –2.58 2.80 5.77 .15153.88 65.56 VulcanMatls VMC .9 31 143.22 –2.00 4.63 ... ... .3411.24 10.10 VyGlblGrowth VYGG.UT ... ... 11.13 +0.19 ... ... ... ...11.11 9.85 VyGlblGrowthA VYGG ... ... 10.61 +0.04 ... ... ... ...2.22 1.08 VyGlblGrowthWt VYGG.WT ... ... 1.80 +0.04 ... ... ... ...

4.60 1.37 TPGPaceTechWt PACE.WT ... ... 2.39 +0.08 ... ... ... ...21.30 2.45 TPGREFin TRTX 7.5 dd 10.68 –0.12 ... –1.22 1.02 .1819.59 5.89 TRIPointe TPH ... 8 17.81 +0.18 1.47 1.93 2.53 ...11.32 9.90 TailwindAcqn TWND.UT ... ... 10.93 +0.13 ... ... ... ...10.88 9.55 TailwindAcqnA TWND ... ... 10.25 +0.08 ... ... ... ...1.80 0.62 TailwindAcqnWt TWND.WT ... ... 1.50 +0.16 ... ... ... ...107.84 42.70 TaiwanSemi TSM 1.3 33 105.97 +1.69 2.15 3.48 3.78 .346320.42 12.43 TakedaPharm TAK 3.9 cc 18.11 –0.77 .13 .52 ... .430531.34 5.00 TalosEnergy TALO ... dd 8.21 –0.19 1.08 –.87 ... ...16.93 4.05 Tanger SKT .0 dd 10.38 –0.15 .93 –.51 –.09 .357531.18 10.18 Tapestry TPR .0 dd 30.85 +1.99 –2.34 2.32 2.60 .337542.13 3.66 TargaResources TRGP 1.5 dd 26.55 –0.40 –1.44 –6.97 –.39 .10181.17 90.17 Target TGT 1.6 23 175.19 +4.77 6.36 ... 8.44 .6891.00 53.95 TaroPharm TARO ... dd 72.80 +4.91 ... –8.20 4.67 ...14.03 3.92 TataMotors TTM ... dd 11.80 –0.38 –2.46 ... ... ...53.40 26.24 TaubmanCtrs TCO .0 dd 42.95 +0.04 3.32 –.16 1.21 .67528.47 6.39 TaylorMorrison TMHC ... 17 27.25 –0.27 2.35 1.99 3.97 ...16.11 3.75 Team TISI ... dd 11.00 ... –1.07 ... ... ...21.84 4.49 TechnipFMC FTI 1.4 dd 9.40 –0.08 –5.39 .39 .71 .1318.95 5.60 TeckRscsB TECK .9 dd 17.53 –0.35 ... .71 1.57 .03795.48 1.70 Teekay TK ... dd 2.41 –0.16 –3.08 –.01 .12 ...15.85 7.00 TeekayLNGun TGP 8.9 10 11.23 –0.54 1.59 2.54 2.79 .2526.92 8.90 TeekayTankers TNK ... 2 11.35 –0.01 ... 5.40 .65 ...16.66 12.12 TejonRanch TRC ... 44 15.20 +1.05 .40 .02 .13 ...253.00 81.30 TeladocHealth TDOC ... dd 207.95 +11.61 –1.38 ... ... ...12.35 6.22 TelecomArgentina TEO 18.6 dd 6.67 –1.07 ... ... ... .9972398.99 195.34 TeledyneTech TDY ... 38 383.48 +3.01 10.73 9.89 11.26 ...411.22 221.27 Teleflex TFX .3 52 405.06 –3.84 9.80 10.47 12.71 .3414.68 7.08 TelefonicaBras VIV 8.7 15 8.71 –0.31 .78 ... ... .06327.17 3.22 Telefonica TEF 9.5 73 4.12 ... .19 .43 .54 .237129.37 16.06 TelekmIndonesia TLK 2.5 18 23.61 –1.04 ... ... 1.56 .82425.64 14.05 Telephone&Data TDS 3.7 10 18.26 +0.04 ... .93 1.18 .1728.19 5.50 TempurSealy TPX ... 24 28.06 +0.61 .86 1.75 1.97 ...23.54 8.86 Tenaris TS .0 dd 16.15 –0.17 1.26 –.10 .18 .1419.63 9.22 TencentMusic TME ... 56 18.91 +0.25 ... .40 .51 ...42.78 10.00 TenetHealthcare THC ... dd 40.11 –0.15 –2.24 4.01 2.96 ...87.06 46.64 Tennant TNC 1.3 31 69.53 –1.98 2.48 3.60 3.14 .2314.04 2.21 Tenneco TEN ... dd 10.33 +0.51 ... –1.24 3.12 ...27.79 17.62 Teradata TDC ... 25 22.38 –0.62 –.18 ... 1.53 ...36.92 11.54 Terex TEX .0 cc 35.85 +0.49 .76 ... ... .1251.92 17.63 Terminix TMX ... cc 51.13 –0.54 .94 .86 1.34 ...64.24 42.12 TerrenoRealty TRNO 2.0 48 57.53 +0.28 .85 .79 .84 .292.13 0.22 TetraTech TTI ... dd .88 +0.04 –1.17 ... ... ...13.76 6.25 TevaPharm TEVA ... dd 9.83 –0.18 –.91 2.52 2.65 ...838.50 295.05 TexasPacLand TPL 1.4 26 692.00 –48.62 41.09 21.54 24.72 10.0020.70 5.50 Textainer TGH ... 18 19.08 –0.56 .99 1.33 2.10 ...51.53 20.26 Textron TXT .2 41 48.07 +0.70 3.50 ... ... .02532.57 250.21 ThermoFisherSci TMO .2 38 458.09 –8.59 9.17 ... ... .2227.16 9.98 Thermon THR ... dd 15.60 +0.04 .36 .50 .92 ...11.52 5.64 ThirdPointReins TPRE ... 23 9.26 –0.06 2.18 .15 1.35 ...89.55 52.23 ThomsonReuters TRI 1.9 21 80.60 –0.24 3.12 1.70 2.06 .38121.33 32.30 ThorIndustries THO 1.6 20 102.37 +6.74 4.02 7.63 8.21 .4112.77 4.60 3DSystems DDD ... dd 11.55 +0.69 –.61 –.15 .23 ...182.55 114.04 3M MMM 3.4 20 174.52 –1.90 7.81 8.53 9.46 1.4720.29 4.09 Tidewater TDW ... dd 8.71 –0.40 –3.71 ... –1.67 ...2.40 0.46 TidewaterWtA TDW.WTA ... ... .53 –0.07 ... ... ... ...2.12 0.17 TidewaterWtB TDW.WTB ... ... .37 +0.02 ... ... ... ...134.42 103.89 Tiffany TIF 1.8 55 131.16 +0.06 4.45 2.42 4.30 .5811.67 10.15 TigaAcquisitionUn TINV.UT ... ... 10.73 +0.15 ... ... ... ...12.36 3.46 Tilly's TLYS .0 dd 8.14 –0.11 ... –.23 .65 1.0020.32 9.92 Tim TIMB 2.4 15 13.76 –0.35 1.90 .80 1.00 .2478.51 22.26 Timken TKR 1.5 17 77.36 +0.43 4.71 4.18 4.82 .298.00 2.16 TimkenSteel TMST ... dd 4.82 –0.01 –2.46 –1.17 –.20 ...6.07 1.05 TItanIntl TWI .0 dd 4.70 +0.29 –.84 –.96 –.39 .00550.42 13.28 Toll Bros TOL 1.0 13 45.62 –0.63 3.40 4.83 5.91 .1138.92 28.99 TootsieRoll TR 1.2 35 30.40 +0.23 ... .66 .72 .09200.32 54.83 TopBuild BLD ... 30 198.06 +1.84 5.56 7.06 8.86 ...95.21 52.07 Toro TTC 1.1 31 93.90 –0.90 3.03 3.46 3.93 .262557.50 33.74 TorontoDomBk TD 4.4 12 56.08 –0.05 4.78 4.53 5.06 .596811.48 9.46 Tortoise II A SNPR ... ... 11.36 +0.54 ... ... ... ...12.15 10.15 TortoiseAcqnII SNPR.UT ... ... 12.00 +0.73 ... ... ... ...2.97 1.25 Tortoise IIWt SNPR.WT ... ... 2.87 +0.31 ... ... ... ...56.91 22.13 Total TOT ... dd 43.46 –0.11 4.20 2.22 2.82 ...10.34 3.54 TownsquareMedia TSQ .0 dd 6.71 +0.14 ... –1.14 .55 .075156.30 108.01 ToyotaMotor TM 2.5 16 150.47 –3.30 13.53 10.21 ... 2.015153.72 70.00 TraneTech TT 1.5 38 143.66 +2.60 5.84 ... ... .538.50 3.63 Transalta TAC 1.8 dd 7.37 +0.43 .14 ... ... .032441.50 16.00 TrancntlRlty TCI ... cc 24.64 –1.30 –3.09 ... ... ...673.51 200.06 TransDigm TDG .0 73 606.71 –1.62 8.96 11.02 ... 32.507.28 0.65 Transocean RIG ... dd 2.20 –0.28 –2.05 ... –.76 ...7.69 3.72 TransportadGas TGS ... 5 5.26 –0.40 ... ... .54 ...101.24 52.50 TransUnion TRU .3 60 100.97 +1.61 1.81 2.97 ... .075141.87 76.99 Travelers TRV 2.5 16 138.49 –0.37 9.92 8.71 10.45 .8511.78 10.10 TrebiaAcqn TREB.UT ... ... 11.63 +0.63 ... ... ... ...11.11 9.72 TrebiaAcquisition TREB ... ... 11.10 +0.62 ... ... ... ...2.71 0.95 TrebiaAcqnWt TREB.WT ... ... 1.98 +0.13 ... ... ... ...7.69 4.23 TrecoraResources TREC ... 16 6.78 –0.01 –.61 .23 .35 ...23.71 11.31 Tredegar TG 3.0 dd 16.04 –4.41 1.45 .91 1.11 5.9753.98 33.50 TreeHouseFoods THS ... dd 42.71 +0.67 –6.42 2.73 3.01 ...10.45 10.10 TrepontAcqnI TACA.UT ... ... 10.35 +0.10 ... ... ... ...86.75 28.11 Trex TREX ... 60 86.29 +2.41 1.24 1.54 ... ...83.82 27.79 TriNet TNET ... 19 82.14 –0.70 2.99 4.25 ... ...26.87 14.53 TrinityIndustries TRN 3.2 dd 26.55 +0.29 1.07 .38 .66 .2151.31 14.16 Trinseo TSE .6 dd 50.97 +3.32 2.28 ... ... .0824.70 9.13 Triple-SMgmt GTS ... 9 21.30 –0.14 3.97 2.80 3.30 ...14.50 2.80 TriplePtVent TPVG 11.0 11 13.09 +0.41 1.28 1.57 1.52 .1049.93 19.80 TritonIntl TRTN 4.8 13 47.77 –1.53 4.54 4.35 5.85 .5726.62 3.02 TriumphGroup TGI .0 dd 12.40 –1.05 –.56 ... ... .0414.81 3.97 Tronox TROX 1.9 2 14.55 +0.53 –.78 1.13 1.16 .0724.26 12.02 TrueBlue TBI ... dd 19.18 +0.24 1.61 .30 ... ...56.84 24.01 TruistFinl TFC 3.8 16 46.99 +1.09 3.71 3.03 3.24 .4523.85 7.06 TsakosEnergy TNP 2.9 5 8.64 –0.26 –1.60 1.87 1.71 .12518.39 5.79 TufinSoftware TUFN ... dd 12.48 +0.19 –1.04 –.70 –.70 ...38.18 1.15 Tupperware TUP ... cc 35.37 +3.91 .25 2.98 3.07 ...6.36 4.36 TurkcellIletism TKC ... 8 5.27 +0.06 .66 .57 ... ...47.38 14.09 TurningPoint TPB .4 cc 47.00 +2.67 .69 1.59 2.40 .0513.57 3.01 TurquoiseHill TRQ ... 7 12.39 –0.10 –.70 ... 2.55 ...15.92 2.61 TutorPerini TPC ... dd 13.44 +0.08 –7.72 2.04 2.22 ...374.49 68.06 Twilio TWLO ... dd 362.88 –2.15 ... .11 ... ...

14.77 10.85 SocialCapHedIVA IPOD ... ... 13.94 +0.87 ... ... ... ...13.24 10.18 SocialCapHedV IPOE.UT ... ... 13.02 +1.17 ... ... ... ...12.45 10.37 SocialCapHedVA IPOE ... ... 12.40 +1.18 ... ... ... ...13.33 10.05 SocialCapHedVI IPOF.UT ... ... 13.13 +1.13 ... ... ... ...12.45 10.25 SocialCapHedVIA IPOF ... ... 12.22 +0.89 ... ... ... ...3.86 1.81 SocialCapHedVIWt IPOF.WT ... ... 3.63 +0.84 ... ... ... ...50.89 15.20 SOQUIMICH SQM .9 77 47.88 +0.63 ... .80 1.49 .37238.94 2.95 Sogou SOGO ... dd 8.17 –0.25 ... .19 .29 ...14.74 4.50 SolarisOilfield SOI 5.1 dd 8.30 –0.44 1.69 –.20 –.02 .10524.34 11.50 SolarWinds SWI ... cc 15.75 +1.57 .06 .98 1.04 ...46.84 9.00 SonicAutomotive SAH 1.0 dd 38.21 –1.29 ... 3.75 4.37 .1062.47 37.30 SonocoProducts SON 2.9 23 59.43 –0.45 2.88 3.36 3.49 .4399.53 50.94 Sony SNE .4 14 96.84 –1.87 4.34 6.19 4.92 .239133.43 18.24 SoJerseyInd SJI 5.6 16 21.57 –0.72 .84 1.57 1.68 .302552.82 32.07 SouthJerseyIndsUn SJIU 9.6 ... 37.82 –1.38 ... ... ... .906371.10 41.96 Southern SO 4.3 20 59.80 –0.34 4.50 3.16 3.31 .6457.75 36.39 SouthernUnSeriesA SOLN 6.7 ... 50.59 –0.15 ... ... ... .843864.98 23.43 SoCopper SCCO 3.1 39 64.10 +1.35 1.92 ... ... .5058.83 22.47 SouthwestAir LUV .0 dd 46.28 +0.25 4.27 –6.47 3.34 .1881.62 45.68 SouthwestGas SWX 3.8 15 60.14 –1.01 3.94 3.86 4.17 .573.90 1.06 SouthwesternEner SWN ... dd 3.39 +0.19 1.65 .32 .76 ...10.95 10.15 SpartanAcqnII SPRQ.UT ... ... 10.71 +0.10 ... ... ... ...76.85 19.59 SpectrumBrands SPB 2.2 37 76.32 +2.64 2.18 5.10 5.50 .4287.96 50.58 Spire SR 4.1 44 63.56 –0.67 1.44 4.08 4.32 .6575.11 13.69 SpiritAeroSys SPR .1 dd 38.04 +0.83 5.06 –1.52 2.04 .0147.50 7.01 SpiritAirlines SAVE ... dd 24.42 –1.46 4.89 ... –.85 ...54.63 18.37 SpiritRealtyCap SRC 6.2 dd 40.29 +0.11 1.81 ... 1.21 .62511.02 9.89 SportsEntAcqn SEAH.UT ... ... 10.85 +0.08 ... ... ... ...10.50 9.68 SportsEntA SEAH ... ... 10.18 +0.08 ... ... ... ...1.86 0.90 SportsEntWt SEAH.WT ... ... 1.45 +0.05 ... ... ... ...346.44 109.18 Spotify SPOT ... dd 328.39 –7.71 –1.15 –2.98 –1.15 ...19.88 9.83 SpragueRscs SRLP 15.0 12 17.80 –1.20 1.10 ... 1.46 .667543.63 13.30 Sprott SII 3.4 34 29.08 –1.03 .45 ... ... .25243.38 32.33 Square SQ ... cc 228.28 –7.17 ... ... 1.13 ...48.44 15.32 St.Joe JOE .6 83 47.71 +4.48 .45 .25 .08 .0755.29 33.94 StandardMotor SMP 2.4 16 41.40 –2.16 2.54 3.22 3.13 .2581.08 37.50 StandexInt SXI 1.3 54 76.01 –0.02 1.63 4.14 ... .24195.00 70.00 StanleyBlackDck SWK 1.6 29 179.92 –1.60 6.35 8.65 9.69 .70116.17 50.68 StanleyB&DUn SWT 4.7 ... 110.60 +0.48 ... ... ... 1.312533.81 21.43 Stantec STN 1.5 25 32.16 –0.21 1.31 1.58 ... .11869.98 6.11 StarGroup SGU 5.6 10 9.50 –0.15 1.07 1.46 .94 .132525.05 9.89 StarPeakEner STPK.UT ... ... 24.50 +6.15 ... ... ... ...23.28 9.60 StrPeakEnerA STPK ... ... 22.67 +4.61 ... ... ... ...5.80 0.96 StrPeakEnerWt STPK.WT ... ... 5.73 +1.71 ... ... ... ...6.13 2.51 Starrett A SCX ... dd 4.02 –0.08 ... 1.19 1.33 ...8.30 2.75 Startek SRT ... dd 7.59 –0.29 –.39 .14 .48 ...26.33 7.59 StarwoodProp STWD 9.8 14 19.52 +0.12 1.79 1.94 ... .4885.89 42.10 StateStreet STT 2.9 11 71.78 +1.12 5.38 6.54 6.57 .5212.54 4.31 SteelPartners SPLP ... dd 9.15 +0.38 .16 ... ... ...21.34 7.02 Steelcase SCS 3.0 19 13.49 –0.11 ... .49 .44 .10129.62 69.33 Stepan SCL 1.0 23 117.66 –0.66 4.42 5.34 6.27 .305196.80 105.69 Steris STE .9 38 186.19 +1.29 4.76 6.06 6.86 .4021.30 7.01 SterlingBancorp STL 1.6 14 17.95 +0.68 2.03 ... ... .0752.07 20.26 StewartInfo STC 2.4 13 49.00 –1.35 3.31 5.04 4.62 .3052.67 20.75 StifelFinancial SF .9 14 51.20 –0.76 ... 4.05 3.89 .113341.99 14.67 STMicroelec STM .4 37 36.91 +0.40 1.15 1.08 1.49 .0422.95 0.46 StoneMor STON ... dd 2.54 +0.80 –3.83 ... –.60 ...31.89 13.87 Stoneridge SRI ... dd 29.64 +0.41 2.13 –.15 .86 ...52.84 15.06 Stride LRN ... 19 22.25 –0.58 .60 1.32 1.36 ...242.51 124.54 Stryker SYK 1.1 51 237.06 –2.94 5.48 ... ... .6320.63 12.48 StudioCity MSC ... dd 13.90 –0.60 .56 –6.52 –.88 ...90.74 38.44 SturmRuger RGR 2.2 18 67.23 +2.96 1.82 4.50 4.20 .5622.87 8.64 SuburbanPropane SPH 8.2 15 14.57 –0.71 .97 1.21 1.20 .307.48 4.49 SumitomoMits SMFG 5.1 8 6.02 –0.01 .94 .64 .82 .182712.42 2.32 SummitHotelProp INN .0 dd 9.15 +0.03 .65 –1.48 ... .1825.18 7.51 SummitMaterials SUM ... 16 19.22 –0.34 .52 .89 .81 ...55.05 7.50 SummitMidstream SMLP .0 1 13.13 –1.45 –72.60 11.90 ... 1.875173.98 95.34 SunComms SUI 2.1 93 147.14 +0.49 1.80 1.36 1.74 .7950.13 24.37 SunLifeFinancial SLF 3.8 15 43.80 +0.14 3.33 4.13 4.48 .42016.64 2.33 SunCokeEnergy SXC 5.7 48 4.24 –0.37 –1.98 –.01 .33 .0634.56 9.61 SuncorEnergy SU 3.8 dd 17.10 –0.24 1.40 –1.16 –.01 .16242.81 0.68 SunlandsTech STG ... dd 1.04 –0.03 ... –3.09 –2.23 ...48.74 6.12 SunnovaEnergy NOVA ... dd 45.80 +3.45 –4.14 –2.30 –1.56 ...32.89 10.46 Sunoco SUN 11.6 18 28.58 –0.41 2.82 3.03 3.57 .825514.41 5.75 SunstoneHotelInv SHO .0 dd 11.35 +0.46 .54 –1.90 –.70 .055.75 0.90 SuperiorIndsIntl SUP ... dd 4.37 +0.43 –5.10 –1.95 –.10 ...12.21 10.05 SupernovaPtrs SPNV.UT ... ... 11.84 +0.70 ... ... ... ...13.00 10.15 SupernovaPtrsA SPNV ... ... 11.17 +0.64 ... ... ... ...3.30 1.91 SupernovaPtrsWt SPNV.WT ... ... 2.50 +0.44 ... ... ... ...11.35 9.70 SustOppsAcqnA SOAC ... dd 10.99 +0.45 ... ... ... ...12.50 9.85 SustOppsAcqnUn SOAC.UT ... ... 12.19 +0.60 ... ... ... ...2.65 0.67 SustOppsAcqnWt SOAC.WT ... ... 2.40 +0.48 ... ... ... ...11.58 4.43 Suzano SUZ ... dd 10.94 –0.17 –1.06 ... ... ...19.99 10.30 Switch SWCH 1.2 cc 16.33 +0.47 .11 ... ... .0554.21 9.60 SwitchbackEner SBE.UT ... ... 53.37 +13.87 ... ... ... ...49.48 9.38 SwitchbackEnerA SBE ... cc 46.10 +10.11 .06 ... ... ...19.80 0.30 SwitchbackEnerWt SBE.WT ... ... 18.40 +6.06 ... ... ... ...36.49 12.15 SynchronyFin SYF 2.6 16 33.96 +1.61 5.56 1.88 3.34 .2285.38 26.08 Synnex SNX .0 9 82.69 +0.51 9.74 7.00 6.99 .4040.12 10.91 SynovusFin SNV 4.1 14 32.28 +0.32 3.47 2.11 ... .3385.98 26.00 Sysco SYY 2.5 dd 72.42 +0.14 .42 ... ... .4538.00 14.00 Systemax SYX 1.5 23 36.25 +1.11 1.28 1.70 1.93 2.00

T83.68 44.24 TALEducation TAL ... cc 69.71 –0.30 ... .39 .95 ...57.92 32.37 TCEnergy TRP 5.9 12 41.34 –1.58 3.23 ... 3.25 .60844.65 18.00 TCPipeLines TCP 9.1 7 28.69 –1.34 3.74 3.90 3.44 .65120.25 48.62 TEConnectivity TEL 1.6 dd 119.82 +2.33 –.73 5.30 6.04 .4818.31 9.61 Tegna TGNA 2.1 9 13.35 –0.03 1.31 2.21 ... .0720.91 13.54 Telus TU 4.8 26 19.96 +0.07 1.09 .83 .95 .238931.42 9.59 Ternium TX ... 24 30.13 –0.49 2.93 1.49 3.56 ...54.30 15.24 TFI Intl TFII 1.5 18 51.55 +0.33 2.80 3.16 3.54 .22868.10 32.72 TJX TJX 1.6 cc 66.98 –0.72 2.67 .44 2.67 .2635.75 10.00 TPGPaceBenFin TPGY.UT ... ... 31.53 +5.33 ... ... ... ...33.88 9.76 TPGPaceBenA TPGY ... ... 30.02 +5.02 ... ... ... ...9.71 1.55 TPGPaceBenWt TPGY.WT ... ... 8.45 +1.34 ... ... ... ...12.67 10.00 TPGPaceTechOpps PACE.UT ... ... 11.53 +0.09 ... ... ... ...12.43 9.70 TPGPaceTechA PACE ... ... 11.26 +0.18 ... ... ... ...







52-Week Tick DivHigh Low Name Sym Yld P/E Last Chg. Amt.

A69.41 40.48 AAON AAON .6 45 65.48 +1.16 .1958.72 30.02 AcadiaPharm ACAD ... dd 55.01 –0.24 ...39.99 20.03 ACIWorldwide ACIW ... 75 38.53 –0.01 ...13.00 4.07 AC Immune ACIU ... dd 5.51 +0.02 ...113.87 15.95 ACMResearch ACMR ... cc 69.67 –4.80 ...4.65 1.45 ADMABiologics ADMA ... dd 2.15 +0.09 ...19.65 6.25 AGNC Invt AGNC 9.2 dd 15.57 +0.15 .121.46 0.28 ALJRegional ALJJ ... dd 1.07 ... ...117.45 28.01 AlxOncology ALXO ... ... 88.64 +5.48 ...42.63 19.62 AMCNetworks AMCX ... 13 32.93 +0.86 ...80.65 48.02 Amerisafe AMSF 1.9 12 57.22 –2.48 .2737.60 7.47 A-MarkPrecMet AMRK .0 4 27.95 –2.87 1.5017.05 4.10 ANGIHomesvcs ANGI ... cc 13.27 +0.40 ...68.19 23.55 ANIPham ANIP ... dd 28.00 –3.17 ...369.82 200.07 Ansys ANSS ... 83 364.17 +6.36 ...23.60 7.19 ARKRestaurants ARKR ... dd 17.10 +2.50 ...484.60 191.25 ASML ASML .5 54 483.09 +5.85 1.39571.87 0.61 ATACreativity AACG ... dd 1.28 +0.08 ...79.64 37.01 ATN Intl ATNI 1.5 dd 44.50 +1.16 .1710.71 2.23 AveoPharma AVEO ... dd 5.86 +0.71 ...29.32 9.76 AVROBIO AVRO ... dd 14.68 –0.16 ...11.65 1.85 AXT AXTI ... dd 9.64 –0.20 ...20.87 17.71 Abcam ABCM ... cc 20.30 +0.66 ...71.91 40.85 AbCelleraBio ABCL ... ... 42.42 –6.80 ...319.19 119.01 Abiomed ABMD ... 67 303.41 +10.02 ...13.95 4.90 AbsoluteSftwr ABST 2.1 54 11.84 +0.09 .060172.50 60.62 AcaciaComms ACIA ... 45 72.16 +0.99 ...4.46 1.75 AcaciaResearch ACTG ... 32 4.10 +0.09 ...21.17 12.05 AcademySports ASO ... ... 20.14 +1.73 ...50.41 11.09 AcadiaHealthcare ACHC ... 44 49.27 +0.33 ...136.25 50.04 AcceleronPharma XLRN ... dd 130.92 –4.03 ...65.25 28.68 Accolade ACCD ... dd 52.42 +1.43 ...4.86 1.33 Accuray ARAY ... 31 4.43 –0.28 ...2.44 0.70 AcelRxPharm ACRX ... dd 1.27 +0.01 ...7.79 0.70 AclarisTherap ACRS ... dd 7.61 +2.09 ...2.78 0.42 AcordaTherap ACOR ... 1 .72 –0.04 ...91.22 50.51 ActivisionBliz ATVI .5 32 90.96 +0.59 .4138.99 22.26 AcutusMedical AFIB ... ... 32.10 +2.98 ...6.13 1.90 AdamasPharm ADMS ... dd 4.58 –0.45 ...13.40 1.15 AdaptimmuneTher ADAP ... dd 5.22 +0.31 ...65.69 15.19 AdaptiveBiotech ADPT ... dd 62.53 +2.95 ...117.77 43.13 AddusHomeCare ADUS ... 53 115.24 +0.08 ...6.49 1.50 ADDvantage AEY ... dd 2.98 –0.33 ...21.70 6.02 AdicetBio ACET ... dd 14.35 –0.13 ...536.88 255.13 Adobe ADBE ... 46 499.86 –3.09 ...15.60 4.80 Adtran ADTN 2.4 dd 15.02 –0.12 .0912.63 3.52 AdvEmissions ADES .0 dd 5.96 +0.21 .25104.43 33.38 AdvEnergyInds AEIS ... 37 98.90 +0.11 ...97.98 36.75 AdvMicroDevices AMD ... cc 91.81 –4.11 ...13.90 7.89 AdvantageSolns ADV ... dd 13.34 +0.62 ...3.15 0.79 AdvantageSolnsWt ADVWW ... ... 2.88 +0.24 ...26.98 7.36 AdverumBiotech ADVM ... dd 12.28 –0.06 ...23.35 11.40 Aegion AEGN ... dd 19.25 +0.56 ...11.38 3.50 AegleaBioTherap AGLE ... dd 8.13 –0.81 ...5.10 0.37 Aemetis AMTX ... dd 2.90 +0.61 ...26.26 9.01 AeriePharm AERI ... dd 14.33 +1.15 ...99.81 45.00 AeroVironment AVAV ... 74 88.97 +2.84 ...10.66 3.81 AestheticMed AIH ... dd 4.69 –0.20 ...7.46 1.42 Affimed AFMD ... dd 6.46 +0.10 ...30.98 13.98 Afya AFYA ... 39 25.45 +1.29 ...42.63 12.61 Agilysys AGYS ... dd 41.04 +1.37 ...56.75 27.77 AgiosPharm AGIO ... dd 45.15 +11.94 ...68.45 33.60 Agora API ... dd 42.42 –3.35 ...4.20 1.00 AgroFresh AGFS ... dd 2.37 –0.29 ...42.93 8.95 AirT AIRT ... dd 38.38 +28.63 ...2.75 0.01 AirTWt AIRTW ... ... .55 +0.50 ...31.89 13.20 AirTransportSvcs ATSG ... dd 31.23 –0.55 ...174.97 121.50 Airbnb ABNB ... dd 154.84 –2.46 ...120.00 75.18 AkamaiTech AKAM ... 31 107.46 +0.38 ...13.71 2.09 AkebiaTherap AKBA ... dd 2.92 –0.08 ...41.16 10.78 AkeroTherap AKRO ... dd 26.07 +0.58 ...30.67 16.59 Akouos AKUS ... ... 20.76 +2.24 ...102.94 32.00 Alarm.com ALRM ... 67 98.88 +5.34 ...3.92 1.44 AlaskaCommSys ALSK .0 20 3.66 +0.11 .0935.93 9.12 Alector ALEC ... dd 15.34 –0.44 ...160.03 72.67 AlexionPharm ALXN ... 36 152.63 –4.12 ...38.25 22.55 Alico ALCO 2.3 10 31.45 +0.23 .18543.65 127.88 AlignTech ALGN ... 24 528.03 –1.89 ...35.67 12.82 AligosTherap ALGS ... ... 28.85 +3.18 ...8.71 2.86 AlimeraSciences ALIM ... dd 4.43 +0.24 ...22.22 11.98 Alkermes ALKS ... dd 21.46 –0.54 ...155.36 41.61 Allakos ALLK ... dd 151.53 +20.96 ...38.95 20.88 AllegianceBcshs ABTX 1.2 16 33.84 +0.70 .10186.32 60.06 AllegiantTravel ALGT .0 dd 179.23 +4.11 .7029.48 16.78 AllegroMicro ALGM ... ... 24.79 –0.57 ...3.39 0.53 AllenaPharm ALNA ... dd 1.36 +0.06 ...12.02 2.63 AllianceResource ARLP .0 dd 4.51 –0.52 .4060.28 37.66 AlliantEnergy LNT 3.0 19 50.02 –1.03 .3851.83 19.00 AlliedMotionTech AMOT .2 33 50.01 +0.30 .0355.00 17.43 AllogeneTherap ALLO ... dd 27.33 +0.19 ...13.05 6.44 Allot ALLT ... dd 11.21 –0.50 ...48.96 18.15 AlloVir ALVR ... dd 40.46 +4.69 ...14.91 4.56 AllscriptsHlthcr MDRX ... dd 14.25 +0.25 ...167.33 84.97 AlnylamPharm ALNY ... dd 137.56 –4.83 ...29.20 5.82 Alpha&OmegaSem AOSL ... cc 23.43 +0.55 ...1843.83 1008.87 AlphabetA GOOGL ... 35 1734.16 +7.94 ...1847.20 1013.54 AlphabetC GOOG ... 35 1738.85 +7.84 ...


14.73 2.19 Alphatec ATEC ... dd 14.10 +0.19 ...16.37 2.05 AlpineImmune ALPN ... dd 15.90 +1.33 ...59.94 23.04 AltairEngg ALTR ... dd 59.21 +1.29 ...35.10 1.60 Altimmune ALT ... dd 11.45 –1.02 ...19.87 6.00 AltisourcePortf ASPS ... dd 13.51 –0.39 ...59.50 12.00 AltraIndlMotion AIMC .4 dd 55.11 +1.57 .0659.60 9.40 AltusMidstream ALTM 12.5 dd 48.07 +0.56 1.5019.80 7.90 AmalgamBank AMAL 2.3 10 13.64 –0.53 .0822.21 3.36 Amarin AMRN ... dd 5.01 +0.03 ...3552.25 1626.03 Amazon.com AMZN ... 93 3172.69 –28.96 ...95.50 36.02 Ambarella AMBA ... dd 92.57 +4.48 ...77.29 44.05 Amdocs DOX 1.9 19 69.67 +0.43 .3275298.54 132.95 Amedisys AMED ... 58 292.35 +2.55 ...22.00 9.01 AmerantBancorpA AMTB ... cc 15.19 –0.42 ...17.12 6.84 AmerantBancorpB AMTBB ... cc 11.60 –0.48 ...460.92 222.34 Amerco UHAL .0 17 447.89 +4.40 2.008.10 3.52 AmerFirstMultifam ATAX 5.5 19 4.36 +0.28 .0630.78 8.25 AmerAirlines AAL .0 dd 15.66 –0.85 .10104.97 65.14 AEP AEP 3.6 21 81.42 –1.87 .7455.75 47.71 AmerElecPwrUn AEPPZ 6.2 ... 49.32 –1.67 .765658.77 37.05 AmerElecPwrUn AEPPL 6.2 ... 49.02 –0.22 .765613.66 4.20 AmericanFin AFIN 11.1 dd 7.69 –0.46 .070840.25 18.53 AmNtlBcsh AMNB 4.1 10 26.41 –0.49 .27118.37 63.93 AmericanNatl ANAT 3.5 8 93.46 –0.86 .8230.01 12.24 AmOutdoorBrands AOUT ... ... 17.48 –0.37 ...41.09 18.47 AmericanPubEdu APEI ... 28 31.75 –3.25 ...16.43 8.00 AmRvrBksh AMRB 2.1 12 13.08 +0.31 .0721.48 9.05 AmerSoftware AMSWA 2.7 82 16.41 –0.30 .1126.44 4.40 AmerSupercond AMSC ... dd 25.22 +2.53 ...117.70 35.30 AmericanWoodmark AMWD ... 25 95.42 –0.45 ...129.70 35.18 AmerCarMart CRMT ... 12 110.00 –8.47 ...43.79 17.12 AmerisBancorp ABCB 1.6 11 37.48 –0.32 .154.29 2.36 AmeriServFin ASRV 3.0 12 3.30 +0.15 .025264.97 177.05 Amgen AMGN 3.2 18 222.93 –5.56 1.7625.39 6.25 AmicusTherap FOLD ... dd 24.23 +0.26 ...15.80 5.40 AmkorTech AMKR 1.1 12 14.99 –0.30 .0422.69 12.33 AmphastarPharm AMPH ... cc 19.14 +0.18 ...15.50 7.62 AmrytPharma AMYT ... ... 13.08 –0.03 ...7.96 3.55 AmtechSystems ASYS ... dd 6.13 –0.15 ...6.07 1.40 Amyris AMRS ... dd 5.44 +1.07 ...146.31 79.08 AnalogDevices ADI 1.7 44 144.47 –0.09 .6231.29 12.06 AnaptysBio ANAB ... dd 22.25 –0.55 ...25.88 10.00 Andersons ANDE 2.9 dd 23.81 +1.92 .17517.24 7.48 AngioDynamics ANGO ... dd 14.14 –0.15 ...55.10 22.01 AnikaTherap ANIK ... dd 43.20 –1.60 ...31.94 15.33 Annexon ANNX ... dd 29.98 +1.00 ...12.18 3.15 AnPacBioMed ANPC ... ... 5.65 –0.13 ...33.77 3.80 Apache APA .7 dd 14.43 –0.90 .02556.80 16.85 ApellisPharm APLS ... dd 55.44 +2.61 ...8.88 1.95 Aphria APHA ... dd 7.13 –0.52 ...34.56 13.77 ApogeeEnt APOG 2.3 12 32.65 +0.11 .18755.15 1.24 ApolloEnd APEN ... dd 3.59 +0.09 ...17.74 5.20 ApolloInv AINV 11.5 dd 10.75 –0.22 .36186.23 81.01 AppFolio APPF ... 39 180.61 +7.78 ...216.41 29.07 Appian APPN ... dd 157.98 +2.08 ...137.98 53.15 Apple AAPL .6 40 131.97 +5.32 .20510.42 2.29 AppliedGenetic AGTC ... dd 4.59 –0.05 ...90.61 36.64 ApplMaterials AMAT 1.0 22 85.33 –0.76 .2236.21 17.05 AppliedMolecular AMTI ... dd 33.90 +2.17 ...17.57 5.00 AppliedOptoelec AAOI ... dd 8.77 +0.26 ...57.39 13.58 AppliedTherap APLT ... dd 22.30 –0.60 ...53.11 19.67 ApreaTherap APRE ... dd 25.09 –0.84 ...6.47 1.60 Aptinyx APTX ... dd 3.81 +0.18 ...18.25 1.16 Aptorum APM ... dd 2.59 –0.04 ...8.59 2.81 ApyxMedical APYX ... dd 7.04 +0.16 ...9.47 1.41 AquestiveTherap AQST ... dd 6.37 –0.55 ...14.94 3.34 Aravive ARAV ... dd 6.18 –0.01 ...9.02 0.88 ArbutusBiopharma ABUS ... dd 3.87 –0.48 ...46.25 13.54 ArcBest ARCB .7 28 43.29 ... .0848.32 20.93 ArchCapital ACGL ... 12 34.86 +0.43 ...59.49 29.09 ArcoPlatform ARCE ... cc 36.66 +0.65 ...129.71 8.51 ArcturusTherap ARCT ... dd 98.13 –1.16 ...40.88 17.10 ArcutisBiotherap ARQT ... dd 29.61 +0.71 ...8.82 4.22 Ardelyx ARDX ... dd 6.88 –0.07 ...90.19 32.95 ArenaPharm ARNA ... dd 78.08 +5.68 ...19.33 7.90 AresCapital ARCC 9.8 22 16.37 –0.20 .40312.06 103.75 arGEN-X ARGX ... dd 299.49 –8.87 ...50.99 29.05 ArrayTech ARRY ... ... 44.18 +2.18 ...36.11 19.59 ArrowFinancial AROW 3.4 12 30.23 –0.86 .2686.75 19.51 ArrowheadPharm ARWR ... dd 84.19 +4.03 ...40.26 30.01 ArtesianRscsA ARTNA 2.8 21 37.05 –0.28 .257183.20 19.68 Arvinas ARVN ... dd 82.22 +13.27 ...183.98 92.00 AscendisPharma ASND ... dd 170.94 –6.72 ...2.85 0.83 AslanPharm ASLN ... dd 1.95 –0.15 ...13.17 4.65 AspenGroup ASPU ... dd 10.92 –0.27 ...142.89 73.07 AspenTech AZPN ... 42 130.51 +0.64 ...27.84 4.78 AssemblyBiosci ASMB ... dd 6.20 +0.13 ...1.71 0.33 Assertio ASRT ... dd .39 +0.02 ...63.95 25.17 AstecIndustries ASTE .8 cc 58.63 –0.20 .1164.94 36.15 AstraZeneca AZN 2.8 51 48.52 –1.69 .4529.11 6.30 Astronics ATRO ... dd 13.08 +0.68 ...14.15 5.29 AstroNova ALOT .0 dd 10.31 –0.19 .0728.20 4.52 AtaraBiotherap ATRA ... dd 22.18 +0.53 ...38.22 24.15 AteaPharm AVIR ... dd 34.48 +0.37 ...16.04 5.63 Athenex ATNX ... dd 11.63 +0.11 ...34.65 15.79 AthiraPharma ATHA ... ... 31.53 +0.59 ...3.48 1.58 AtlanticAmerican AAME ... 36 2.08 ... ...20.21 8.89 AtlCapitalBcshs ACBI ... 17 15.76 +0.10 ...38.47 18.55 AtlUnionBkshs AUB 3.0 17 32.90 +0.36 .2541.00 17.74 AtlanticaSust AY 4.1 66 40.81 +3.57 .42


29.90 5.00 Atlanticus ATLC ... 8 24.01 –2.22 ...69.08 14.97 AtlasAir AAWW ... dd 56.14 +0.87 ...14.14 4.95 AtlasTech ATCX ... dd 7.36 +0.56 ...250.03 110.01 Atlassian TEAM ... dd 241.79 –5.99 ...29.35 10.88 Atreca BCEL ... dd 15.55 –0.53 ...58.00 23.17 AtriCure ATRC ... dd 57.55 +2.66 ...764.49 567.00 Atrion ATRI 1.1 36 630.01 –10.49 1.7565.55 22.51 AuburnNatlBncp AUBN 2.4 19 42.55 –0.45 .25544.94 9.00 AudioCodes AUDC .9 95 28.60 +0.78 .1421.93 9.83 AuriniaPharm AUPH ... dd 14.18 +1.15 ...6.06 1.40 AuroraMobile JG ... dd 3.93 +0.46 ...307.22 125.38 Autodesk ADSK ... cc 301.39 –3.61 ...17.19 3.00 AutolusTherap AUTL ... dd 8.90 +0.28 ...182.32 103.11 ADP ADP 2.1 31 176.56 –2.68 .9313.49 4.00 AvadelPharm AVDL ... 21 6.90 –0.26 ...41.29 7.10 AviatNetworks AVNW ... 32 35.18 –0.67 ...14.57 4.67 AvidTechnology AVID ... 32 13.77 –0.39 ...37.46 23.06 AvidityBio RNA ... dd 29.51 +0.79 ...52.98 6.35 AvisBudget CAR ... dd 36.90 +0.66 ...42.98 17.85 Avnet AVT 2.4 dd 34.47 +0.60 .213.88 2.02 Aware AWRE ... dd 3.54 +0.05 ...31.50 12.99 AxcelisTechs ACLS ... 22 29.16 –0.51 ...7.73 2.25 AxcellaHealth AXLA ... dd 5.43 –0.40 ...134.73 50.05 AxonEnterprise AAXN ... dd 130.75 +5.41 ...52.10 15.25 AxonicsModul AXNX ... dd 47.78 –0.91 ...109.94 35.44 AxsomeTherap AXSM ... dd 84.91 +6.64 ...16.50 8.62 AyalaPharm AYLA ... ... 11.75 +0.20 ...18.00 10.55 AziyoBiologics AZYO ... ... 12.56 +0.04 ...

B5.24 1.51 BBQHoldings BBQ ... 8 4.88 +0.14 ...14.14 7.73 BCBBancorp BCBP 5.2 11 10.75 +0.04 .1412.03 2.01 BELLUSHealth BLU ... dd 3.08 +0.16 ...6.15 2.07 BGCPartners BGCP 1.0 35 4.15 –0.09 .0144.47 6.01 BJsRestaurants BJRI ... dd 39.10 +3.35 ...55.48 13.38 BMCStock BMCH ... 29 55.41 +3.70 ...87.97 34.57 BOKFin BOKF 3.0 12 68.69 +0.77 .5233.56 8.35 BRPGroup BRP ... dd 30.25 +0.40 ...68.77 12.97 BRP DOOO .5 36 65.97 –1.55 .1143.29 12.94 BRileyFin RILY 3.5 27 43.09 +2.22 .375202.79 82.00 Baidu BIDU ... 19 191.02 –1.67 ...114.93 78.30 Balchem BCPC .5 45 113.65 +0.53 .5823.86 6.71 BallardPower BLDP ... dd 23.45 +2.27 ...63.96 26.00 BancFirst BANF 2.3 19 58.13 +1.87 .34198.61 50.89 Bandwidth BAND ... dd 174.06 –6.05 ...31.66 14.20 BankOZK OZK 3.5 15 31.10 +1.08 .27511.68 5.68 BankofCommerce BOCH 2.4 13 9.85 –0.43 .0632.25 17.40 BankofPrinceton BPRN 1.7 12 23.63 –0.26 .1019.65 5.58 Bank7 BSVN 2.9 7 13.90 +0.36 .1113.74 6.73 BankFinancial BFIN 4.6 13 8.75 ... .1029.33 12.07 BankwellFin BWFG 3.0 16 18.46 –0.53 .1457.27 27.12 Banner BANR 3.6 15 45.63 +1.55 .4147.51 22.19 Baozun BZUN ... 41 32.01 –3.81 ...93.03 27.25 BarrettBus BBSI 1.7 14 69.29 –2.01 .3020.70 4.25 BassettFurniture BSET 2.3 dd 19.91 +0.36 .2523.50 9.67 BayCom BCML ... 13 14.93 –0.46 ...40.77 11.67 BeaconRoof BECN ... dd 40.50 +1.54 ...100.65 13.00 BeamTherap BEAM ... dd 87.84 +15.49 ...5.15 1.15 BeasleyBroadcast BBGI .0 dd 1.48 +0.03 .0526.16 3.43 BedBath BBBY .0 dd 18.60 –0.12 .17322.98 118.55 BeiGene BGNE ... dd 263.72 +6.44 ...17.19 6.08 BelFuseA BELFA 1.7 47 13.81 –0.91 .0621.50 6.30 BelFuseB BELFB 1.8 67 15.69 –2.11 .0722.49 6.09 Benefitfocus BNFT ... dd 13.99 –0.09 ...40.82 27.00 BentleySystems BSY .3 ... 38.48 +1.07 .03113.53 50.26 BerkeleyLights BLI ... dd 103.38 +9.18 ...9.96 1.82 Berry(bry) BRY .0 dd 3.79 –0.07 .12197.50 48.18 BeyondMeat BYND ... dd 136.59 –8.14 ...22.71 8.87 BicycleTherap BCYC ... dd 19.87 +0.71 ...12.20 0.65 Big5SportingGds BGFV 3.7 7 10.94 +1.73 .10162.50 63.77 BigCommerce BIGC ... dd 72.82 +2.24 ...90.19 18.10 Bilibili BILI ... dd 82.01 –2.67 ...324.38 155.17 Bio-Techne TECH .4 51 321.62 +1.38 .3243.86 27.15 BioAtla BCAB ... ... 31.82 –3.18 ...8.99 1.58 BioCryst BCRX ... dd 7.28 –1.33 ...7.21 2.85 BioDeliverySci BDSI ... 31 4.30 –0.24 ...19.94 10.85 Biodesix BDSX ... ... 17.97 +1.86 ...374.99 223.25 Biogen BIIB ... 8 248.89 –0.73 ...131.95 68.25 BioMarinPharm BMRN ... 20 88.66 –0.19 ...131.00 28.00 BioNTech BNTX ... ... 96.96 –7.28 ...73.10 27.35 BioTelemetry BEAT ... cc 72.00 –0.22 ...46.25 17.63 BlackDiamond BDTX ... dd 33.72 +2.26 ...83.70 38.22 Blackbaud BLKB .0 cc 58.88 +2.80 .12141.82 38.32 BlackLine BL ... dd 137.83 +3.63 ...5.09 1.47 BlackRockCapInvt BKCC 14.8 dd 2.71 +0.02 .1014.76 4.02 BlkRkTCPCap TCPC 10.6 28 11.31 –0.45 .3023.65 4.54 BloominBrands BLMN 4.2 dd 18.95 +0.34 .2026.51 8.37 Blucora BCOR ... dd 15.06 +1.18 ...23.99 8.40 BlueBird BLBD ... 42 19.05 +2.06 ...99.36 38.95 bluebirdbio BLUE ... dd 45.54 +0.82 ...35.89 8.04 BlueCity BLCT ... dd 10.41 –0.61 ...2.20 0.53 BlueknightEner BKEP 7.6 dd 2.10 +0.30 .04125.61 43.29 BlueprintMed BPMC ... 23 123.00 –0.64 ...15.92 6.66 BoingoWireless WIFI ... dd 13.19 +0.38 ...2170.03 1107.29 BookingHldgs BKNG ... 63 2088.35 –11.30 ...13.08 5.00 BostonPrivFin BPFH 2.9 16 8.23 +0.14 .0657.22 27.82 Bottomline EPAY ... dd 50.77 +1.60 ...12.53 5.10 Brainsway BWAY ... dd 6.18 +0.01 ...34.12 16.51 BridgeBancorp BDGE 3.9 10 24.48 +0.21 .24


70.56 14.23 BridgeBioPharma BBIO ... dd 69.50 +4.61 ...31.87 14.06 BridgfordFoods BRID ... 25 18.53 +0.04 ...18.24 5.44 Brightcove BCOV ... dd 17.64 –0.21 ...48.25 12.05 BrighthouseFin BHF ... dd 35.44 +1.39 ...436.00 155.67 Broadcom AVGO 3.3 68 431.46 –3.10 3.6020.13 7.10 BrookfieldProp BPY 8.8 dd 15.05 +0.04 .332520.09 7.15 BrookfieldPropREIT BPYU 8.8 dd 15.18 –0.26 .332516.61 8.13 BrooklineBcp BRKL 3.9 22 11.79 –0.13 .11577.44 21.19 BrooksAuto BRKS .5 85 74.56 +1.52 .1055.87 30.78 Bruker BRKR .3 53 54.33 –1.15 .0441.39 22.20 BrynMawrBank BMTC 3.5 18 30.54 +0.14 .2742.28 9.00 BuildersFirstSrc BLDR ... 23 42.27 +2.83 ...19.92 9.57 BurgerFiIntl BFI ... dd 14.80 –1.20 ...5.75 0.02 BurgerFiIntlWt BFIIW ... ... 2.50 –0.42 ...32.40 18.64 BurningRockBio BNR ... dd 25.75 +1.52 ...26.64 9.17 BusFirstBcshs BFST 2.0 15 20.01 –1.98 .10

C12.93 8.42 Cadiz CDZI ... dd 10.41 +0.59 ...55.93 28.00 C&FFin CFFI 4.1 7 37.20 +0.93 .3830.95 16.25 CBFinSvcs CBFV 4.7 dd 20.26 –2.11 .2431.73 12.50 CBTX CBTX 1.5 23 26.11 +0.96 .1057.00 29.12 CDKGlobal CDK 1.2 35 51.28 +0.31 .15146.95 73.39 CDW CDW 1.2 25 129.23 –5.14 .4046.50 20.45 CEVA CEVA ... cc 42.21 +2.32 ...37.80 22.40 C4Therap CCCC ... ... 35.43 +3.27 ...106.75 56.94 CHRobinson CHRW 2.2 28 94.66 +2.06 .5115.81 6.27 CimComm CMCT 2.4 dd 12.69 +0.44 .0756.60 1.62 CLPS CLPS ... 15 3.07 +0.12 ...174.87 85.26 CMCMaterials CCMP 1.2 30 143.83 –2.91 .44225.36 131.80 CMEGroup CME 1.9 30 178.48 –5.50 2.5033.38 13.25 CNBFinPA CCNE 3.2 9 20.94 –0.74 .1761.69 22.51 CompassPath CMPS ... ... 55.03 –1.96 ...58.19 21.96 CRA Intl CRAI 2.1 18 50.53 –0.84 .26178.09 32.30 CRISPRTherap CRSP ... dd 168.50 +19.89 ...54.92 36.33 CSGSystems CSGS 2.1 21 45.18 –0.82 .2352.74 0.35 CSICompressco CCLP 3.6 dd 1.10 –0.15 .0115.85 4.51 CSP CSPI .0 dd 7.79 +0.30 .15117.32 50.13 CSWIndustrials CSWI .5 33 111.70 +1.14 .13593.71 46.81 CSX CSX 1.2 25 90.05 –0.61 .2622.22 14.92 CVBFin CVBF 3.7 15 19.63 ... .1819.63 5.51 CabalettaBio CABA ... dd 12.33 –0.66 ...135.99 51.39 CadenceDesign CDNS ... 35 134.00 +1.98 ...78.16 6.02 CaesarsEnt CZR ... dd 75.84 +0.40 ...15.86 7.65 Caesarstone CSTE 5.1 41 10.96 –0.29 .1446.66 30.74 Cal-MaineFoods CALM ... 41 37.36 +0.80 ...11.29 3.70 CalAmp CAMP ... dd 9.90 +0.21 ...94.73 48.31 CalavoGrowers CVGW 1.7 dd 69.30 –2.78 1.1521.00 9.11 CaliforniaBncp CALB ... 43 16.42 –0.83 ...8.18 2.99 CalitheraBiosci CALA ... dd 5.10 –0.20 ...38.00 19.00 CalliditasTherap CALT ... dd 33.28 –0.40 ...4.70 0.82 CalumetSpecialty CLMT ... dd 3.48 –0.31 ...8.41 2.40 Calyxt CLXT ... dd 4.31 +0.08 ...32.38 3.57 CambiumNtwks CMBM ... cc 26.79 +0.17 ...48.48 25.74 CamdenNational CAC 3.7 9 35.32 –0.16 .3321.67 6.27 Camtek CAMT ... 45 21.09 +1.17 ...8.69 1.76 Canaan CAN ... dd 3.73 –0.59 ...56.42 12.00 CanadianSolar CSIQ ... 15 52.71 +7.69 ...24.90 9.21 Canoo GOEV ... dd 17.81 –1.48 ...6.70 0.15 CanooWt GOEVW ... ... 4.75 –0.52 ...29.52 9.00 CanopyGrowth CGC ... dd 25.86 –0.11 ...18.00 7.80 CanterburyPark CPHC .0 39 12.36 +0.29 .0714.97 6.98 CapitalBancorp CBNK ... 9 13.64 –0.01 ...30.95 15.61 CapitalCityBank CCBG 2.4 13 24.80 +0.55 .1514.20 5.18 CapitalProduct CPLP 5.1 5 7.90 –0.11 .1021.71 7.39 CapitalSouthwest CSWC 9.9 dd 16.57 –0.43 .1055.20 8.40 CapitalaFinance CPTA .0 dd 14.65 +0.55 .499814.03 8.75 CapitolFedFin CFFN 2.7 26 12.38 +0.17 .1316.83 7.44 CapStarFin CSTR 1.4 14 14.15 –0.60 .0519.13 8.88 CaraTherap CARA ... dd 15.70 +0.60 ...55.22 26.00 CardiovascularSys CSII ... dd 44.09 +1.86 ...150.46 27.33 Cardlytics CDLX ... dd 143.02 +2.11 ...


47.41 15.71 Cardtronics CATM ... 72 35.20 –0.19 ...79.92 13.04 CareDx CDNA ... dd 76.23 +7.15 ...23.83 7.16 CareTrustREIT CTRE 4.5 27 22.33 –0.80 .2538.53 14.25 CarGurus CARG ... 58 33.69 –0.40 ...34.98 15.21 Carlyle CG 3.2 dd 31.36 +0.51 .2517.29 1.04 CarParts.com PRTS ... dd 13.17 +1.41 ...7.57 0.98 CarrolsRestr TAST ... dd 6.42 –0.18 ...24.25 6.30 CarterBkshrs CARE .0 dd 10.75 –0.21 .147.97 1.85 CasaSystems CASA ... dd 6.64 +0.08 ...63.58 34.35 CasellaWaste CWST ... 80 61.57 –1.25 ...196.58 114.01 CaseysGenStores CASY .8 20 177.72 –3.63 .3458.58 28.85 CassInfoSys CASS 2.8 22 38.08 –3.39 .2778.40 21.01 CastleBiosci CSTL ... dd 71.31 +8.98 ...8.59 1.25 CatabasisPharm CATB ... dd 2.25 +0.09 ...38.48 17.58 CathayGenBncp CATY 3.9 11 31.50 +0.92 .31236.10 99.58 CavcoIndustries CVCO ... 26 181.45 –6.55 ...9.00 3.53 CECOEnv CECE ... 16 6.85 –0.40 ...32.80 7.32 Cellectis CLLS ... dd 30.40 +3.70 ...19.50 11.48 CellularBiomed CBMG ... dd 18.16 ... ...13.01 4.10 Celyad CYAD ... dd 7.73 –0.57 ...28.71 9.25 Centogene CNTG ... dd 11.83 –0.69 ...44.80 23.82 CentralGarden CENT ... 17 36.79 –0.79 ...41.10 21.66 CentralGardenA CENTA ... 16 34.85 –0.24 ...12.85 2.91 CenturyAluminum CENX ... dd 10.48 –0.49 ...93.49 51.40 CenturyBancorpA CNBKA .8 12 76.75 –0.97 .163.24 0.99 Ceragon CRNT ... dd 2.86 +0.16 ...113.50 11.39 Cerence CRNC ... dd 105.06 +4.04 ...80.90 53.08 Cerner CERN 1.1 31 78.41 +0.81 .2241.79 29.70 Certara CERT ... ... 37.82 +2.27 ...8.87 2.71 Cerus CERS ... dd 8.07 +1.05 ...19.08 6.18 ChangeHlthcr CHNG ... dd 18.49 +0.19 ...65.84 30.71 ChangeHlthcrUn CHNGU 4.6 ... 64.61 +0.52 .75123.23 15.00 ChartIndustries GTLS ... 69 121.05 +9.07 ...681.71 345.67 CharterComms CHTR ... 51 656.49 +4.49 ...137.47 80.06 CheckPoint CHKP ... 23 134.75 +12.50 ...23.10 8.61 CheckmatePharm CMPI ... dd 14.61 –1.89 ...43.00 14.52 Cheesecake CAKE .0 dd 37.21 –0.24 .3640.33 3.55 ChefsWarehouse CHEF ... dd 23.89 –0.70 ...65.43 30.72 ChemoCentryx CCXI ... dd 60.55 –0.14 ...44.23 21.75 ChemungFinl CHMG 3.1 9 33.65 –1.05 .267.75 2.88 Chiasma CHMA ... dd 4.58 +0.01 ...20.57 4.66 ChickenSoupA CSSE ... dd 19.83 +2.08 ...72.50 9.25 Children'sPlace PLCE ... dd 49.72 +4.51 ...5.52 1.19 Chimerix CMRX ... dd 4.94 –0.27 ...119.29 97.91 ChinaBiologic CBPO ... 33 117.87 –0.66 ...31.40 3.65 ChinaFinance JRJC ... dd 8.29 –0.65 ...3.79 0.94 ChinaIndex CIH ... 4 1.95 +0.04 ...2.44 0.63 ChinaXDPlastics CXDC ... dd 1.07 –0.02 ...21.85 13.12 Chindata CD ... dd 19.09 –0.50 ...21.68 5.55 ChinookTherap KDNY ... dd 16.48 –2.58 ...26.07 15.00 ChipMOSTechs IMOS ... 12 24.00 –0.35 ...212.60 52.90 ChurchillDowns CHDN .3 dd 206.91 –0.49 .62228.19 7.28 Chuy's CHUY ... dd 27.93 +1.93 ...4.45 1.30 CidaraTherap CDTX ... dd 2.06 +0.02 ...126.74 40.80 Cimpress CMPR ... 57 86.63 –4.21 ...115.53 46.07 CincinnatiFin CINF 2.8 18 85.23 +2.19 .606.00 0.25 Cinedigm CIDM ... dd .64 –0.13 ...369.20 154.33 Cintas CTAS .8 38 338.40 –15.95 .7091.63 47.04 CirrusLogic CRUS ... 31 80.96 +0.53 ...50.28 32.40 CiscoSystems CSCO 3.2 18 44.54 –0.90 .3648.50 6.70 CitiTrends CTRN .0 34 47.36 +2.55 .0812.56 5.26 CtznCmntyBcp CZWI 1.9 10 10.98 +0.14 .2127.94 16.02 CitizensHolding CIZN 4.7 17 20.35 –1.39 .24173.56 100.31 CitrixSystems CTXS 1.1 28 132.57 –0.08 .3582.95 53.06 CityHolding CHCO 3.3 13 69.52 –0.58 .5817.75 7.85 Clarus CLAR .6 45 15.43 +0.14 .02510.75 1.05 CleanEnerFuels CLNE ... 51 8.35 +2.85 ...28.32 8.32 Clearfield CLFD ... 46 24.80 –0.25 ...4.13 1.10 ClearsideBiomed CLSD ... dd 1.98 –0.05 ...11.95 3.62 ClovisOncology CLVS ... dd 4.88 –0.02 ...23.53 8.41 CoastalFinl CCB ... 18 21.35 –0.13 ...295.56 188.08 CocaColaCon COKE .4 26 266.00 –6.55 .2523.89 8.43 Codexis CDXS ... dd 22.67 +3.11 ...24.80 7.90 CodiakBioSci CDAK ... ... 22.98 +7.20 ...

Nasdaq IssuesNasdaq Issues includes stocks traded on the Nasdaq Global Select and Nasdaq Global Market tiers. They are eligible for inclusion on the basis of SEC-approved market

value of publicly-held shares, trading volume, price and number of market-makers. FIVE-DAY NASDAQ COMPOSITE

Monday Tuesday Wednesday Thursday Friday12850

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-13.12 +65.40 -36.80

HOLIDAY+33.62

(Prev Fri'sClose)

Speak SPAC?: If it’s a SPAC—any SPAC—investors wanted it. But the one-time SPAC, Nikola, lost its big electric truck deal. The Nasdaq CompositeIndex finished Thursday at 12,805—up 0.4% for the holiday week.


23.36 10.62 CodorusValleyBncp CVLY 2.3 21 17.19 +0.28 .1014.88 1.18 CogentBio COGT ... dd 12.05 –0.77 ...92.96 53.20 CogentComm CCOI 4.7 cc 59.56 –1.33 .7382.50 35.20 Cognex CGNX .3 76 80.73 +1.67 2.0082.73 40.01 CognizantTech CTSH 1.1 30 81.07 +0.05 .22178.08 78.21 Coherent COHR ... dd 149.47 +3.04 ...23.03 10.86 CoherusBioSci CHRS ... 9 17.35 –0.09 ...41.00 8.89 Cohu COHU .0 dd 38.75 +0.65 .0681.00 13.26 CollectorsUniv CLCT .9 52 75.66 +0.01 .17525.59 13.00 CollegiumPharm COLL ... 37 18.55 –0.56 ...93.30 33.93 ColliersIntl CIGI .1 59 90.52 +0.94 .0516.50 8.70 ColonyBankcorp CBAN 2.8 14 14.13 +0.01 .1041.24 19.11 ColumbiaBanking COLB 3.2 17 34.71 +0.33 .2817.34 10.27 ColumbiaFin CLBK ... 34 15.34 +0.31 ...101.45 51.82 ColumbiaSportswr COLM .0 49 90.15 +1.87 .2643.30 19.20 ColumbusMcKinn CMCO .6 55 39.57 –1.10 .0652.49 31.71 ComcastA CMCSA 1.8 23 50.38 –0.52 .2368.50 43.34 CommerceBcshrs CBSH 1.6 25 66.38 +3.66 .279.78 1.24 CommVehicle CVGI ... dd 8.52 –0.35 ...15.05 5.50 CommScope COMM ... dd 13.11 –0.17 ...6.88 3.50 CommsSystems JCS .0 28 4.54 –0.01 .0247.04 26.45 CmntyTrBcp CTBI 4.2 11 37.07 +0.07 .38511.81 5.27 CommWestBcshs CWBC 2.3 9 8.82 –0.09 .0557.28 24.26 CommVaultSys CVLT ... dd 57.20 +3.78 ...19.90 5.62 Compugen CGEN ... dd 13.13 +0.46 ...35.78 16.93 ComputerPrograms CPSI .0 18 27.25 –0.07 .107.30 2.86 ComputerTask CTG ... 13 6.55 +0.05 ...5.51 1.80 comScore SCOR ... dd 2.12 +0.03 ...37.34 11.48 ComtechTel CMTL 1.9 dd 20.67 +0.01 .10116.78 80.00 Concentrix CNXC ... ... 99.88 +1.21 ...13.50 5.47 ConcertPharm CNCE ... dd 12.40 +0.19 ...6.42 1.54 Conduent CNDT ... dd 4.85 –0.17 ...1.62 0.50 Conformis CFMS ... dd .70 +0.05 ...4.14 2.00 Conifer CNFR ... dd 2.58 +0.25 ...26.38 8.86 ConnectOneBncp CNOB 1.8 11 19.58 –0.51 .0914.73 2.83 Conn's CONN ... dd 13.03 +0.98 ...8.81 3.47 ConsldComm CNSL ... 10 4.95 +0.09 ...18.83 10.01 ConsldWater CWCO 2.9 36 11.85 –0.28 .08550.90 17.00 ConstellPharm CNST ... dd 33.47 –0.58 ...29.97 11.96 ConstructionPtrs ROAD ... 35 27.63 –0.14 ...5.12 1.00 ConsumerPtfo CPSS ... 6 4.24 –0.01 ...24.75 19.48 ContextLogic WISH ... ... 20.09 –3.46 ...130.96 55.69 Copart CPRT ... 43 123.71 +1.35 ...36.03 20.94 Core-Mark CORE 1.7 23 30.10 –0.58 .1364.45 22.22 CornerstoneOnDem CSOD ... dd 45.62 +0.28 ...51.37 14.09 CorsairGaming CRSR ... 50 36.35 –2.35 ...73.84 27.07 Cortexyme CRTX ... dd 29.00 +0.25 ...106.86 44.67 Corvel CRVL ... 46 104.11 +1.71 ...6.88 1.01 CorvusPharm CRVS ... dd 3.88 –0.12 ...939.00 500.24 CoStar CSGP ... cc 906.63 +1.93 ...393.15 271.28 Costco COST .8 37 364.58 –2.42 10.0027.19 13.55 CountyBancorp ICBK 1.7 39 23.24 –0.40 .10369.12 99.01 CoupaSoftware COUP ... dd 356.74 –10.16 ...20.70 6.54 CovenantLogist CVLG ... dd 15.40 –0.41 ...31.93 4.05 Covetrus CVET ... dd 31.59 +4.19 ...28.13 5.75 Cowen COWN .8 6 26.32 –0.56 .08170.10 53.61 CrackerBarrel CBRL .0 34 135.05 +0.28 1.30539.00 199.00 CreditAcceptance CACC ... 14 329.00 –3.20 ...105.97 27.77 Cree CREE ... dd 103.10 +5.38 ...17.99 6.21 CrescentCapBDC CCAP 10.9 15 15.00 +0.34 .417.80 2.32 Cresud CRESY ... ... 3.98 +0.08 ...26.67 10.63 CrineticsPharm CRNX ... dd 13.74 +0.60 ...22.48 5.89 Criteo CRTO ... 19 20.80 +2.05 ...66.55 8.40 Crocs CROX ... 29 62.69 –1.69 ...9.15 4.00 Cronos CRON ... 31 7.48 –0.30 ...13.42 4.50 CrossCtyHlthcr CCRN ... dd 9.10 –0.01 ...14.50 5.66 CrossFirstBkshs CFB ... cc 10.63 +0.10 ...227.36 31.95 CrowdStrike CRWD ... dd 221.12 +17.37 ...5.44 2.77 CumberlandPharm CPIX ... dd 3.06 –0.02 ...18.15 3.00 CumulusMedia CMLS ... dd 9.18 +0.60 ...151.80 36.15 CureVac CVAC ... ... 101.73 –2.60 ...8.66 0.62 Curis CRIS ... dd 7.95 +0.22 ...38.60 9.07 Cutera CUTR ... dd 22.14 +0.29 ...166.05 69.51 CyberArkSoftware CYBR ... cc 161.17 +16.09 ...43.48 12.77 CyberOptics CYBE ... 44 26.12 –0.83 ...8.96 2.08 CyclerionTherap CYCN ... dd 3.12 –0.10 ...9.06 1.21 CymaBayTherap CBAY ... dd 6.52 –0.43 ...86.77 43.72 CyrusOne CONE 2.8 dd 72.75 +2.37 .5130.14 8.00 Cytokinetics CYTK ... dd 20.94 –0.28 ...15.44 3.60 CytomXTherap CTMX ... dd 7.42 –0.40 ...

D13.49 1.35 DBVTech DBVT ... dd 2.58 –0.43 ...3.48 0.71 DIRTTEnvl DRTT ... dd 2.44 +0.36 ...42.62 17.09 DISHNetwork DISH ... 13 31.06 +0.57 ...49.21 20.15 DMCGlobal BOOM .0 dd 44.01 –1.47 .12518.77 10.26 DSPGroup DSPG ... dd 15.95 –0.19 ...40.70 10.44 DXPEnts DXPE ... dd 22.85 +0.51 ...61.27 14.60 DadaNexus DADA ... dd 37.48 –2.91 ...6.35 3.69 Daktronics DAKT .0 dd 4.80 –0.15 .05118.13 28.88 Datadog DDOG ... dd 106.28 –1.44 ...48.80 4.61 Dave&Buster's PLAY .0 dd 29.58 +1.80 .163.25 0.32 DAVIDsTEA DTEA ... dd 2.61 –0.14 ...2.93 0.84 DawsonGeophys DWSN ... dd 2.15 +0.05 ...71.11 33.10 DecipheraPharm DCPH ... dd 58.88 +4.02 ...93.94 12.39 DenaliTherap DNLI ... dd 85.87 +0.27 ...60.87 31.58 DentsplySirona XRAY .8 dd 51.82 –0.78 .1063.11 24.35 Descartes DSGX ... cc 59.70 +2.12 ...3.47 2.02 Deswell DSWL 3.1 dd 2.86 –0.04 .09456.23 182.07 DexCom DXCM ... cc 355.02 –3.55 ...162.00 75.00 DiamondHillInvt DHIL .0 13 153.00 +4.01 12.0096.92 14.55 DiamondbkEner FANG 3.1 dd 48.25 +2.41 .375


27.10 11.75 DicernaPharma DRNA ... dd 23.43 +1.21 ...19.94 6.18 DigiIntl DGII ... 69 19.70 +0.77 ...58.74 9.92 Digimarc DMRC ... dd 50.76 –0.10 ...8.84 1.99 Digirad DRAD ... dd 2.86 ... ...21.05 10.59 DimeComBcshrs DCOM 3.5 13 15.98 +0.26 .1473.22 31.51 Diodes DIOD ... 31 68.37 +0.70 ...103.00 24.80 DiscoveryB DISCB ... 15 31.51 +1.21 ...33.48 17.12 DiscoveryA DISCA ... 14 28.57 +0.77 ...31.10 15.43 DiscoveryC DISCK ... 12 25.14 +0.62 ...8.93 2.00 DiversifiedHlthcr DHC 1.0 dd 4.16 ... .012.92 0.53 DixieGroup DXYN ... 3 2.61 +0.50 ...58.27 10.80 Docebo DCBO ... dd 57.68 +7.56 ...290.23 64.88 DocuSign DOCU ... dd 244.93 +3.93 ...3.42 0.78 Dogness DOGZ ... dd 1.89 –0.05 ...114.32 60.20 DollarTree DLTR ... 27 109.03 –2.85 ...72.07 7.62 Domo DOMO ... dd 67.26 +1.00 ...16.19 11.22 DonegalGroupA DGICA 4.2 8 14.18 –0.12 .1514.61 10.51 DonegalGroupB DGICB 4.4 7 12.17 ... .132521.46 8.52 DorchesterMnls DMLP 12.2 15 11.43 –0.41 .3256100.55 44.49 DormanProducts DORM ... 33 89.56 +0.17 ...17.85 6.11 DouYuIntl DOYU ... 31 11.26 –0.96 ...64.19 10.59 DraftKings DKNG ... dd 52.11 –1.79 ...25.16 14.55 Dropbox DBX ... cc 24.65 +0.97 ...48.00 35.10 DuckCreekTech DCT ... ... 43.77 –1.53 ...17.30 2.82 DuluthHoldings DLTH ... 23 11.21 –0.27 ...27.11 15.60 DyneTherap DYN ... ... 22.53 +1.37 ...

E11.51 1.29 ECMOHO MOHO ... dd 2.21 ... ...5.28 1.46 EDAPTMS EDAP ... dd 5.08 +0.40 ...17.70 9.70 ESSABancorp ESSA 2.9 11 15.10 –0.44 .1130.00 10.12 EVOPayments EVOP ... dd 26.41 –1.65 ...4.95 2.00 EXFO EXFO ... dd 3.37 +0.15 ...22.98 11.74 EagleBncpMT EBMT 1.8 8 21.85 –0.35 .097533.74 8.89 EagleBulkShip EGLE ... dd 18.43 +0.84 ...61.54 33.80 EaglePharm EGRX ... cc 46.19 –1.90 ...62.35 32.58 Eargo EAR ... ... 53.75 +6.21 ...51.88 22.55 EastWestBncp EWBC 2.2 12 50.39 +2.66 .27516.85 11.74 EasternBankshares EBC ... ... 16.80 +0.98 ...31.97 15.28 Eastern EML 1.8 17 24.55 –0.61 .1114.95 3.80 EbangIntl EBON ... ... 4.68 +0.15 ...61.06 26.02 eBay EBAY 1.3 7 50.12 –2.94 .1639.03 8.75 Ebix EBIX .8 12 37.10 +1.01 .07531.23 14.17 EchoGlobalLog ECHO ... cc 27.70 –0.31 ...44.78 19.75 EchoStar SATS ... dd 21.40 +1.01 ...96.45 14.01 EditasMedicine EDIT ... dd 83.53 +19.12 ...20.00 3.02 EducDev EDUC 2.6 14 15.52 –1.29 .1029.12 7.59 EHang EH ... dd 26.16 +6.36 ...152.19 60.40 eHealth EHTH ... 24 73.90 +2.42 ...130.03 28.39 EidosTherap EIDX ... dd 127.70 +7.96 ...15.82 4.55 EigerBioPharma EIGR ... dd 10.31 +0.56 ...47.25 14.00 89bio ETNB ... dd 27.19 +1.22 ...19.90 6.15 ElPolloLoco LOCO ... 29 18.40 +0.33 ...163.81 110.00 ElbitSystems ESLT 1.3 26 131.00 +4.75 .443.30 0.32 electroCore ECOR ... dd 1.61 –0.06 ...147.36 85.69 ElectronicArts EA .5 32 141.81 –0.80 .178.16 1.44 EloxxPharm ELOX ... dd 4.29 +0.13 ...5.04 1.46 Emcore EMKR ... dd 4.89 +0.15 ...65.61 38.40 EnantaPharma ENTA ... dd 42.90 –1.17 ...49.01 15.27 EncoreCapital ECPG ... 5 37.78 –0.22 ...60.08 38.01 EncoreWire WIRE .1 19 57.16 +0.71 .027.10 2.08 EndoIntl ENDP ... dd 6.54 +0.97 ...9.49 1.31 EnduranceIntl EIGI ... 74 9.44 +0.01 ...13.84 6.11 EnergyRecovery ERII ... 35 13.65 +0.50 ...186.40 21.49 EnphaseEnergy ENPH ... cc 181.39 +16.98 ...77.27 24.06 EnsignGroup ENSG .3 27 72.82 –3.35 .0525211.40 94.58 EnstarGroup ESGR ... 4 201.80 –3.85 ...5.64 1.58 EntasisTherap ETTX ... dd 2.85 +0.46 ...100.12 38.12 Entegris ENTG .3 49 96.26 +0.48 .0834.06 19.27 EnterpriseBncp EBTC 2.8 10 25.27 –0.24 .17548.81 21.70 EnterpriseFinSvcs EFSC 2.0 12 35.15 –0.27 .1827.82 9.90 Epizyme EPZM ... dd 11.75 –0.64 ...92.44 42.53 ePlus PLUS ... 17 86.36 –2.28 ...3.85 2.32 EpsilonEnergy EPSN ... 65 3.47 –0.14 ...27.05 2.20 Equillium EQ ... dd 4.66 –0.29 ...839.77 477.87 Equinix EQIX 1.5 cc 705.94 –3.79 2.6630.92 12.49 EquityBcshs EQBK ... dd 21.32 +1.21 ...256.77 130.20 ErieIndemnityA ERIE 1.7 44 243.25 –4.40 1.03513.95 3.50 ErytechPharma ERYP ... dd 9.10 –0.60 ...22.78 4.69 Escalade ESCA 2.6 13 21.69 +0.54 .1476.98 23.90 EsperionTherap ESPR ... dd 29.30 +1.10 ...9.12 2.50 EtonPharm ETON ... dd 8.78 +0.14 ...198.50 29.95 Etsy ETSY ... cc 190.31 –0.45 ...167.64 61.27 EuronetWorldwide EEFT ... cc 142.95 –1.61 ...12.00 3.01 EveloBiosci EVLO ... dd 10.75 –0.84 ...8.30 0.61 Ever-Glory EVK ... dd 3.41 –0.16 ...165.79 76.62 Everbridge EVBG ... dd 152.34 +3.00 ...63.44 21.00 EverQuote EVER ... dd 39.90 +1.72 ...9.01 1.75 EverspinTech MRAM ... dd 4.64 +0.20 ...5.39 0.75 Evogene EVGN ... dd 4.41 +0.58 ...


13.75 2.85 Evolus EOLS ... dd 3.55 –0.92 ...29.86 10.29 Exagen XGN ... dd 12.27 +0.27 ...27.80 13.67 Exelixis EXEL ... 43 20.71 +0.76 ...50.54 29.28 Exelon EXC 3.7 17 41.83 –0.74 .382587.38 40.61 ExlService EXLS ... 38 86.22 –0.23 ...16.89 3.55 ExOne XONE ... dd 10.85 –0.94 ...83.95 6.51 eXpWorld EXPI ... cc 78.63 +1.89 ...134.09 40.76 Expedia EXPE .0 dd 126.96 +1.42 .3495.64 52.55 ExpeditorsIntl EXPD 1.1 25 94.64 –0.76 .5289.11 58.03 Exponent EXPO .9 59 88.79 +1.31 .1915.03 5.35 ExtendedStayAmer STAY .3 dd 14.17 +0.17 .358.00 1.43 ExtremeNetworks EXTR ... dd 7.00 –0.13 ...21.00 3.51 EyePointPharm EYPT ... dd 4.99 +0.35 ...6.96 3.41 Ezcorp EZPW ... dd 4.75 +0.16 ...

F76.18 35.15 FAROTech FARO ... dd 71.75 –0.94 ...177.08 79.78 F5Networks FFIV ... 35 175.61 +0.38 ...5.92 2.80 FGFinancial FGF ... dd 3.66 –1.02 ...52.59 30.00 FRPHoldings FRPH ... 32 44.91 –1.08 ...304.67 137.10 Facebook FB ... 30 267.40 –9.00 ...129.04 5.66 FangddNetwork DUO ... dd 7.47 –0.41 ...27.28 11.79 Fanhua FANH 8.3 dd 12.46 +0.49 .2515.32 3.40 FarmerBros FARM ... dd 4.13 +0.11 ...50.18 26.72 Fastenal FAST 2.0 34 49.52 +0.18 .40103.66 16.75 FateTherap FATE ... dd 99.50 +6.23 ...16.77 4.60 FedNat FNHC 6.3 dd 5.73 +0.08 .0951.56 22.65 FibroGen FGEN ... dd 40.41 –3.56 ...70.97 30.50 FidelityD&D FDBC 1.9 26 64.31 –3.44 .3013.67 2.72 FiestaRestaurant FRGI ... dd 11.77 –0.18 ...31.19 11.10 FifthThirdBncp FITB 3.9 14 27.58 +0.95 .2792.61 53.94 51job JOBS ... 32 68.05 –3.48 ...32.70 12.78 FinInstitutions FISI 4.6 10 22.45 +0.80 .2625.53 7.54 FireEye FEYE ... dd 22.37 +3.14 ...40.66 17.32 FirstBancorpNC FBNC 2.1 12 33.51 +0.22 .1830.64 17.62 FirstBancorp FNLC 5.0 10 24.76 +0.27 .3135.88 15.27 FirstBancshares FBMS 1.6 12 30.30 +1.57 .1211.24 6.00 FirstBank FRBA 1.3 10 9.52 +0.30 .0327.76 11.00 FirstBusey BUSE 4.1 12 21.42 –0.23 .2227.35 12.86 FirstBusFinSvcs FBIZ 3.6 9 18.23 –0.36 .165615.88 276.08 FirstCitizBcshA FCNCA .3 14 593.13 +7.87 .4731.32 17.21 FstCmntyBcsh FCBC 4.6 11 21.84 –0.70 .2522.91 9.01 1stConstBncp FCCY 2.1 11 16.94 –1.09 .096.86 1.56 FirstEagleAltCap FCRD 10.8 dd 3.69 +0.07 .1025.72 10.83 FirstFinBncpOH FFBC 5.3 11 17.40 +0.34 .2336.43 20.70 FirstFinBkshs FFIN 1.5 27 35.77 +0.59 .1346.27 27.62 FirstFinIN THFF 2.7 10 39.10 +0.27 .5315.47 7.90 FirstFinNW FFNW 3.4 14 11.88 +1.12 .1020.41 8.01 FirstFoundation FFWM 1.4 12 19.97 +0.01 .0722.38 11.29 FirstGuarBcshs FGBI 3.5 10 18.18 +0.27 .1631.25 13.56 FirstHawaiian FHB 4.5 16 23.19 +0.50 .2629.74 10.47 FirstInternetBncp INBK .8 11 28.92 +1.05 .0642.53 24.50 FirstInterBanc FIBK 3.7 16 40.66 +0.47 .3842.19 21.18 FirstMerchants FRME 2.8 13 36.84 +0.51 .2635.85 18.60 FirstMidBcshs FMBH 2.5 13 33.45 –0.45 .4123.29 10.31 FirstMidwestBncp FMBI 3.6 16 15.77 +0.47 .1418.25 8.77 FirstNWBncp FNWB 1.5 17 15.69 +0.50 .06109.09 28.47 FirstSolar FSLR ... 49 102.40 +8.81 ...52.89 26.07 1stSource SRCE 2.8 13 39.89 +0.38 .2824.99 10.74 FirstUnited FUNC 3.3 9 16.00 –1.44 .1320.00 10.75 FirstWesternFin MYFW ... 7 18.16 –1.78 ...90.56 51.15 FirstCash FCFS 1.5 23 70.05 –2.32 .276.86 2.72 FirsthandTechVal SVVC ... dd 4.49 +0.17 ...145.84 57.38 FirstService FSV .5 83 135.86 +3.04 .165125.05 73.50 Fiserv FISV ... 86 112.63 –2.18 ...167.97 47.53 FiveBelow FIVE ... 81 158.85 +0.97 ...187.99 52.51 Five9 FIVN ... dd 180.04 +3.44 ...24.70 1.75 FivePrimeTherap FPRX ... dd 18.93 –0.92 ...18.36 5.36 Flex FLEX ... 28 18.16 +0.38 ...22.98 5.01 FlexionTherap FLXN ... dd 12.25 +0.91 ...35.44 7.81 Flexsteel FLXS 1.2 dd 34.78 +0.24 .1059.44 23.85 FlirSystems FLIR 1.5 42 44.54 +2.52 .175.83 1.02 Fluent FLNT ... cc 5.41 +1.47 ...12.45 1.17 Fluidigm FLDM ... dd 6.48 –0.38 ...21.87 8.86 FlushingFin FFIC 5.1 11 16.42 +0.50 .2147.18 12.17 FocusFinPtrs FOCS ... cc 44.71 –1.46 ...28.27 14.03 FoghornTherap FHTX ... ... 24.63 –1.25 ...56.33 31.45 FormaTherap FMTX ... dd 39.43 +2.88 ...45.92 16.35 FormFactor FORM ... 43 42.58 –0.41 ...99.06 36.75 FormulaSys FORTY .8 28 81.80 +3.44 .370450.00 22.45 ForresterResearch FORR ... 61 40.43 –1.72 ...19.65 3.45 Forterra FRTA ... 36 17.38 –0.56 ...153.33 70.20 Fortinet FTNT ... 56 149.79 +3.94 ...78.95 39.59 ForwardAir FWRD 1.1 41 76.08 –2.12 .2113.61 2.69 Fossil FOSL ... dd 9.19 +0.11 ...20.51 7.96 FosterLB FSTR ... 4 14.71 –0.08 ...49.06 36.10 4DMolecular FDMT ... ... 40.01 –7.35 ...39.74 19.81 FoxA FOXA 1.6 11 28.31 +0.15 .2338.84 19.13 FoxB FOX 1.6 11 28.00 +0.21 .23113.41 34.58 FoxFactory FOXF ... 53 106.59 +4.45 ...


30.72 5.75 Franchise FRG 5.2 ... 28.64 +1.04 .37572.64 41.25 FranklinElec FELE .9 35 69.97 +0.79 .15521.69 14.62 FreelineTherap FRLN ... ... 16.84 –1.16 ...3.46 0.73 FreightCarAmer RAIL ... dd 2.57 +0.01 ...12.19 5.95 FrequencyElec FEIM ... dd 10.57 +0.27 ...42.89 14.50 FrequencyTherap FREQ ... dd 33.72 +1.58 ...147.56 40.79 Freshpet FRPT ... cc 143.31 +4.98 ...51.67 30.06 frontdoor FTDR ... 33 50.55 –0.44 ...13.91 0.84 FuelCell FCEL ... dd 12.30 +3.00 ...22.96 7.01 FulcrumTherap FULC ... dd 12.49 –0.35 ...54.14 6.70 FulgentGenetics FLGT ... 23 45.77 +1.41 ...17.75 8.89 FultonFin FULT 4.1 12 12.79 –0.01 .1317.76 3.12 Funko FNKO ... dd 10.66 –0.77 ...48.50 10.02 FusionFuelGreen HTOO ... dd 20.05 +3.89 ...19.00 11.40 FusionPharm FUSN ... ... 12.30 –0.05 ...51.10 8.16 Futu FUTU ... 45 37.88 –5.44 ...

G14.24 8.61 GBS GBS ... ... 10.55 –6.45 ...15.36 9.00 GCMGrosvenor GCMG ... 73 13.60 +0.91 ...3.13 0.21 GCMGrosvenorWt GCMGW ... ... 2.03 +0.53 ...100.50 43.27 GDSHoldings GDS ... dd 91.30 –3.73 ...31.21 8.80 G1Therapeutics GTHX ... dd 19.60 +0.08 ...239.90 21.49 GRAVITY GRVY ... 35 200.60 –6.92 ...8.74 4.75 GSITech GSIT ... dd 7.32 +0.07 ...144.00 67.98 GWPharm GWPH ... dd 117.87 –0.97 ...12.79 4.70 Gaia GAIA ... dd 9.35 +0.32 ...274.03 93.01 Galapagos GLPG ... dd 99.29 –0.29 ...17.99 13.32 Galecto GLTO ... ... 13.77 –0.16 ...19.50 5.58 GaleraTherap GRTX ... dd 10.85 –0.23 ...11.20 2.60 GamidaCell GMDA ... dd 9.20 +0.02 ...50.99 13.04 Gaming&Leisure GLPI 5.6 21 43.00 +0.53 .60123.55 61.04 Garmin GRMN 2.0 23 120.21 +0.72 .6113.84 9.38 GencorIndustries GENC ... 31 11.79 –0.21 ...11.24 4.62 GeneralFin GFN ... cc 8.69 +0.10 ...55.72 17.00 GenerationBio GBIO ... dd 34.23 +2.72 ...17.71 9.03 Genetron GTH ... dd 13.04 –0.32 ...22.48 3.63 Genfit GNFT ... dd 4.98 –0.05 ...40.60 16.24 Genmab GMAB ... 31 39.11 –1.12 ...20.88 3.36 GenMarkDiagn GNMK ... dd 15.10 +1.06 ...34.30 19.48 Gentex GNTX 1.4 28 33.85 +0.43 .1269.63 27.24 Gentherm THRM ... 60 66.01 +0.87 ...17.27 4.61 GeospaceTech GEOS ... dd 10.15 +0.31 ...36.17 23.54 GermanAmerBncp GABC 2.3 15 32.43 +0.41 .192.40 0.75 Geron GERN ... dd 1.62 –0.07 ...74.00 30.60 GibraltarInds ROCK ... 27 71.72 –0.28 ...34.42 2.96 GIIIApparel GIII ... 33 22.90 +0.38 ...10.76 4.70 GilatSatellite GILT ... dd 6.04 –0.12 ...85.97 56.81 GileadSciences GILD 4.8 59 57.07 –2.01 .6847.05 26.66 GlacierBancorp GBCI 2.6 18 45.88 +0.01 .3010.55 4.04 GladstoneCap GLAD 9.0 dd 8.68 –0.42 .06522.65 7.59 GladstoneComm GOOD 8.4 dd 17.79 –0.45 .125213.99 6.43 GladstoneInvt GAIN 8.3 dd 10.10 –0.39 .0716.76 9.61 GladstoneLand LAND 3.8 dd 14.31 –0.47 .044987.54 36.49 GlbBloodTherap GBT ... dd 45.67 +1.04 ...34.65 17.01 GlobalIndemnity GBLI 3.6 14 27.87 +1.37 .2515.34 8.51 GlobalWaterRscs GWRS 2.0 cc 14.56 –0.41 .024310.85 3.98 GluMobile GLUU ... cc 9.66 +0.03 ...6.09 1.82 GlycoMimetics GLYC ... dd 4.12 +0.48 ...12.88 1.33 Gogo GOGO ... dd 10.13 +0.62 ...26.25 10.01 GoHealth GOCO ... ... 14.10 –0.42 ...8.98 1.30 GolarLNGPartners GMLP 3.2 6 2.50 +0.02 .020215.24 4.54 GolarLNG GLNG ... dd 9.31 +0.03 ...21.67 3.55 GoldenEnt GDEN ... dd 20.16 –0.09 ...5.97 2.52 GoldenOcean GOGL 6.5 dd 4.62 –0.19 .0518.33 8.94 GolubCapital GBDC 8.4 85 13.80 –0.19 .2964.22 33.51 GoodRx GDRX ... cc 46.32 +1.71 ...15.69 4.09 Goodyear GT .0 dd 10.36 –0.08 .16134.52 37.26 GooseheadIns GSHD .0 cc 124.19 –4.78 1.14959.17 2.00 GoPro GPRO ... dd 8.51 –0.35 ...16.88 7.52 GossamerBio GOSS ... dd 10.02 –1.37 ...106.14 57.89 GrandCanyonEduc LOPE ... 18 94.94 +0.68 ...37.88 12.50 GraybugVision GRAY ... ... 28.18 +2.67 ...8.25 2.25 GreatElmCap GECC 26.3 dd 3.79 –0.25 .0833.66 1.31 GreatElmCap GEC ... dd 2.72 +0.37 ...12.80 6.75 GreatLakesDredge GLDD ... 11 12.50 +0.32 ...63.97 32.23 GreatSouthernBncp GSBC 2.7 12 50.00 +0.50 .3417.76 3.77 GreenPlains GPRE ... dd 13.72 +1.09 ...14.81 3.47 GreenPlainsPtrs GPP 6.1 5 7.86 –0.14 .124.98 1.02 Greenlane GNLN ... dd 4.14 –0.22 ...10.35 5.00 GreenlightCapRe GLRE ... dd 7.16 –0.26 ...9.84 3.05 GreenSky GSKY ... 94 4.66 +0.31 ...1.88 0.24 Gridsum GSUM ... dd 1.67 +0.04 ...80.35 28.67 GriffinIndlRealty GRIF ... dd 64.98 –2.48 ...25.73 13.40 Grifols GRFS 1.6 16 18.65 –0.86 .00977.30 2.03 GrindrodShipping GRIN ... dd 3.63 +0.08 ...12.20 2.54 GritstoneOncology GRTS ... dd 4.22 +0.77 ...48.87 28.11 GroceryOutlet GO ... 43 40.40 +0.67 ...63.20 9.60 Groupon GRPN ... dd 37.76 –1.41 ...67.07 20.55 GrAeroportuario OMAB ... 30 51.09 –0.94 ...33.35 20.02 GuarantyBcshrs GNTY 2.6 14 30.36 –0.20 .2025.21 12.70 GuarFedBcsh GFED 3.4 9 17.63 –0.39 .15138.65 55.90 GuardantHealth GH ... dd 133.79 +6.49 ...5.99 2.67 GulfIslandFab GIFI ... dd 3.20 +0.03 ...6.42 2.50 GulfResources GURE ... dd 4.14 –0.11 ...

H33.79 9.12 H&EEquipment HEES 3.6 cc 30.25 +0.49 .27520.71 9.11 HBTFinl HBT 4.0 10 15.10 –0.26 .1556.08 21.69 HDSupply HDS ... 5 55.99 +0.13 ...21.76 13.06 HMNFin HMNF ... 9 17.00 +0.05 ...


36.87 18.20 HMSHoldings HMSY ... 60 36.51 +2.73 ...14.37 5.80 Hookipa HOOK ... dd 11.93 +0.18 ...18.90 9.50 HackettGroup HCKT 2.7 69 14.04 –0.14 .09575.43 31.85 HailiangEduc HLG ... 32 65.50 –0.29 ...40.11 18.12 HainCelestial HAIN ... cc 40.00 +1.71 ...18.94 2.28 HallmarkFin HALL ... dd 3.30 –0.01 ...44.53 12.71 HalozymeTherap HALO ... cc 42.91 ... ...84.55 36.27 HamiltonLane HLNE 1.6 41 78.67 –2.61 .312544.40 14.32 HancockWhitney HWC 3.2 dd 34.22 +1.73 .2720.36 7.15 HanmiFinancial HAFC 2.8 11 11.49 +0.07 .0811.20 6.45 HarborOneBncp HONE 1.1 19 10.80 +0.18 .038.57 4.44 Harmonic HLIT ... dd 7.19 +0.11 ...52.74 28.97 HarmonyBio HRMY ... ... 36.48 +0.82 ...25.02 10.27 HarpoonTherap HARP ... dd 16.48 +1.60 ...7.92 3.33 HarrowHealth HROW ... dd 5.78 +0.51 ...4.58 1.39 HarvardBioSci HBIO ... dd 4.08 –0.42 ...109.50 41.33 Hasbro HAS 2.9 33 93.15 –0.66 .6830.92 7.55 HawaiianHoldings HA .0 dd 17.78 –0.47 .1259.89 26.82 Hawkins HWKN 1.8 17 52.18 +0.75 .232524.99 12.93 HawthornBcsh HWBK 2.4 11 22.02 –2.02 .1336.02 15.29 HaynesIntl HAYN 3.5 dd 24.91 +0.21 .2231.95 12.25 Headhunter HHR ... 67 31.16 +2.32 ...45.45 17.48 HealthCatalyst HCAT ... dd 44.89 +2.94 ...31.30 15.80 HealthcareSvcs HCSG 3.0 23 27.07 –0.27 .20588.78 34.40 HealthEquity HQY ... cc 68.33 +3.07 ...28.11 17.95 HealthStream HSTM ... 42 21.73 +0.70 ...22.75 15.65 HeartlandExp HTLD .4 23 18.21 –0.51 .0251.85 25.26 HeartlandFinUSA HTLF 2.0 11 40.65 –0.69 .2033.21 17.99 Heidrick&Strug HSII 2.0 dd 29.64 +1.03 .15227.41 104.02 HelenofTroy HELE ... 27 224.83 +4.46 ...54.20 29.03 HeliosTechnologies HLIO .7 75 52.76 –0.50 .0915.34 7.64 HemisphereMedia HMTV ... dd 10.56 +0.65 ...73.99 41.85 HenrySchein HSIC ... 24 65.83 –1.95 ...13.01 6.04 HeritageCommerce HTBK 5.9 18 8.85 +0.04 .1332.58 11.30 HeritageCrystal HCCI ... cc 20.20 +0.03 ...28.50 14.65 HeritageFin HFWA 3.5 21 23.03 –0.06 .207.44 0.76 Hexindai HX ... ... 2.31 –0.22 ...55.96 7.33 HibbettSports HIBB ... 15 47.47 +4.90 ...19.97 4.20 HighPeakEner HPK ... ... 14.60 +0.60 ...3.95 0.52 HighPeakEnerWt HPKEW ... ... 2.70 +1.15 ...7.47 1.73 HimaxTechs HIMX ... 83 6.76 +0.06 ...230.02 125.55 HinghamSvg HIFS .9 10 216.15 –6.84 .7017.59 9.52 HollysysAuto HOLI 1.4 13 14.51 –0.38 .2077.49 26.49 Hologic HOLX ... 18 74.77 ... ...39.87 18.57 HomeBancorp HBCP 3.1 13 28.75 –0.11 .2221.04 9.71 HomeBancShares HOMB 2.8 16 19.67 +0.68 .1435.52 18.44 HomeStreet HMST 1.8 12 33.53 –0.39 .1527.79 11.75 HomeTrustBcshs HTBI 1.6 17 19.44 +0.19 .0822.50 8.70 HomologyMed FIXX ... dd 12.65 +0.31 ...36.49 12.30 HookerFurniture HOFT 2.3 dd 31.47 –1.38 .1815.07 7.03 HopeBancorp HOPE 5.2 11 10.79 +0.40 .1419.17 7.42 HorizonBancorp HBNC 3.1 11 15.55 +0.17 .1213.78 4.51 HorizonTechFin HRZN 9.3 19 12.96 +0.10 .1086.67 23.81 HorizonTherap HZNP ... 19 68.92 –0.76 ...18.90 7.86 HostHotels HST .0 dd 14.20 +0.11 .206.85 1.03 HoughtonMifflin HMHC ... dd 3.33 –0.33 ...4.73 1.67 HoustonWire HWCC ... dd 2.66 ... ...53.66 25.01 Huazhu HTHT ... dd 44.40 –3.75 ...60.42 36.51 HubGroup HUBG ... 24 56.62 –0.46 ...13.10 6.06 HudsonGlobal HSON ... dd 10.74 +0.72 ...14.80 4.83 HuizeHolding HUIZ ... dd 7.15 +0.01 ...144.35 75.29 JBHunt JBHT .8 30 137.42 –3.04 .2715.21 6.82 HuntingtonBcshs HBAN 4.9 17 12.35 –0.04 .1538.75 20.39 Hurco HURC 1.7 dd 30.40 –0.14 .1370.91 35.15 HuronConsulting HURN ... dd 57.37 –0.26 ...34.90 14.74 HutchisonChina HCM ... dd 29.49 +1.06 ...60.49 41.59 Hydrofarm HYFM ... ... 56.64 +2.49 ...

I187.78 100.22 IAC/InterActive IAC ... ... 179.48 +15.48 ...22.79 9.27 IBEX IBEX ... ... 20.08 –1.74 ...95.24 47.75 ICF Intl ICFI .8 23 74.63 –2.30 .14236.51 158.01 ICUMedical ICUI ... 56 211.72 –1.97 ...19.97 2.95 IDEAYABio IDYA ... dd 12.90 –0.16 ...502.00 168.65 IdexxLab IDXX ... 87 497.14 +11.62 ...13.22 5.00 IECElec IEC ... 18 11.51 +1.25 ...49.85 13.73 IESHoldings IESC ... 25 48.43 +0.65 ...133.00 27.55 IGMBiosci IGMS ... dd 89.51 +5.23 ...79.38 19.00 II-VI IIVI ... dd 77.83 +3.26 ...47.46 9.30 I-Mab IMAB ... ... 41.55 +1.72 ...222.44 98.04 IPGPhotonics IPGP ... cc 220.97 +4.15 ...18.00 5.06 IRSAProp IRCP ... ... 8.78 –1.22 ...37.85 13.01 i3Verticals IIIV ... dd 32.85 +0.32 ...8.97 2.64 IVERICbio ISEE ... dd 6.95 –0.55 ...69.10 34.00 IcahnEnterprises IEP 15.7 dd 50.99 –0.21 2.0039.83 13.68 Ichor ICHR ... 25 30.46 –0.63 ...10.22 3.01 iClickInteract ICLK ... dd 8.48 +0.54 ...215.29 104.28 Icon ICLR ... 31 192.51 –1.68 ...1.92 0.51 IconixBrand ICON ... dd 1.11 +0.02 ...19.69 4.31 iHeartMedia IHRT ... dd 12.15 –0.30 ...404.20 196.78 Illumina ILMN ... 85 367.29 +1.23 ...62.71 13.40 Imara IMRA ... dd 22.02 –1.83 ...10.86 4.23 Immersion IMMR ... dd 8.93 –0.22 ...23.39 4.19 Immunic IMUX ... dd 16.97 –0.65 ...7.87 1.95 Immunogen IMGN ... dd 7.02 –0.64 ...53.75 8.34 Immunovant IMVT ... dd 49.78 –0.20 ...7.95 0.53 Immutep IMMP ... dd 2.94 –0.17 ...45.00 11.47 Impinj PI ... dd 42.62 +1.51 ...84.91 39.55 InariMedical NARI ... cc 81.30 +9.53 ...110.37 62.48 Incyte INCY ... dd 87.37 –0.97 ...85.25 49.25 IndependentBank INDB 2.5 19 73.97 –0.47 .4622.98 9.19 IndepBankMI IBCP 4.3 8 18.57 +0.15 .20


Nasdaq Issues


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64.54 20.35 IndependentBank IBTX 1.9 14 62.50 +0.50 .3024.37 12.95 IndLogistics ILPT 5.8 28 22.91 –0.17 .3311.51 3.68 Infinera INFN ... dd 10.97 –0.22 ...3.13 0.60 InfinityPharm INFI ... dd 2.10 +0.05 ...9.70 2.52 InflaRx IFRX ... dd 5.05 –0.08 ...3.76 1.61 InfoSvcsGrp III ... 45 3.03 –0.24 ...49.14 32.21 InglesMarkets IMKTA 1.6 5 40.74 –0.36 .16550.97 15.20 Inhibrx INBX ... dd 44.30 –3.03 ...53.20 13.14 InMode INMD ... 34 47.49 +0.59 ...8.24 3.30 InnatePharma IPHA ... dd 4.27 –0.04 ...6.25 0.75 Innodata INOD ... dd 5.68 +0.58 ...107.85 56.71 Innospec IOSP 1.2 60 89.54 +0.99 .528.24 1.20 InnovSolSuprt ISSC .0 34 6.58 –0.44 .5015.62 7.58 Innoviva INVA ... 6 12.34 –0.14 ...72.30 26.57 Inogen INGN ... dd 43.32 +2.54 ...27.93 13.39 Inovalon INOV ... cc 18.50 +0.23 ...33.79 2.95 InovioPharma INO ... dd 10.26 –0.13 ...31.65 16.10 InozymePharma INZY ... ... 24.77 +3.17 ...161.98 55.72 Inphi IPHI ... dd 160.50 –0.48 ...17.96 3.91 Inseego INSG ... dd 16.81 +2.41 ...77.33 28.25 InsightEnt NSIT ... 16 74.55 –0.89 ...42.71 12.09 Insmed INSM ... dd 35.41 –1.71 ...26.61 10.00 InsteelInds IIIN .5 24 23.06 –0.45 1.50269.42 121.00 Insulet PODD ... cc 257.28 +16.63 ...66.57 34.21 IntegraLifeSci IART ... cc 66.39 +3.64 ...69.29 43.61 Intel INTC 2.8 9 47.07 –0.39 .3368.84 9.18 IntelliaTherap NTLA ... dd 62.14 +6.73 ...10.77 1.91 Intellicheck IDN ... dd 10.33 +0.28 ...75.00 34.20 InterParfums IPAR .0 59 59.39 +0.96 .3361.35 33.70 InteractiveBrkrs IBKR .7 28 61.08 +1.93 .10125.00 26.53 InterceptPharm ICPT ... dd 26.79 –1.54 ...67.06 31.04 InterDigital IDCC 2.3 32 61.20 –2.15 .3517.57 5.06 Interface TILE .4 dd 9.76 +0.13 .0143.60 15.60 IntlBcshs IBOC 2.9 14 37.76 +1.52 .5531.46 5.97 IntersectENT XENT ... dd 23.00 +1.27 ...7.75 3.17 Intevac IVAC ... 34 7.37 –0.16 ...39.25 10.94 Intra-Cellular ITCI ... dd 31.33 +2.48 ...19.70 9.84 Intricon IIN ... dd 17.03 +0.45 ...383.94 187.68 Intuit INTU .6 51 381.16 +1.05 .59826.81 360.50 IntuitiveSurgical ISRG ... 92 807.00 +17.91 ...15.95 9.01 Inventiva IVA ... dd 12.80 +0.56 ...24.65 8.49 Investar ISTR 1.6 14 16.62 +0.07 .0657.70 1.38 InvestcpCredit ICMB 13.4 dd 4.48 –0.06 .1812.57 6.31 InvestorsBancorp ISBC 4.7 13 10.23 +0.12 .12194.26 96.45 InvestorsTitle ITIC 1.1 9 154.59 –0.62 15.0064.34 39.32 IonisPharma IONS ... cc 59.68 +5.35 ...52.43 18.70 IovanceBiotherap IOVA ... dd 49.55 +2.24 ...28.03 14.51 iQIYI IQ ... dd 17.44 +0.21 ...274.21 56.54 iRhythmTechs IRTC ... dd 242.12 +10.07 ...4.24 1.22 Iridex IRIX ... dd 1.94 +0.30 ...39.95 16.87 IridiumComm IRDM ... dd 39.05 +2.69 ...98.55 32.79 iRobot IRBT ... 16 85.85 +2.80 ...14.10 7.99 IronwoodPharm IRWD ... 17 11.72 –0.30 ...34.84 17.50 iTeosTherap ITOS ... ... 33.34 +0.22 ...96.94 40.48 Itron ITRI ... dd 93.91 +5.68 ...26.37 11.01 IturanLocation ITRN .0 dd 19.03 +0.77 .24

J14.40 3.00 JakksPacific JAKK ... dd 5.10 +0.15 ...189.17 105.67 J&JSnackFoods JJSF 1.5 cc 156.60 +1.92 .57592.77 32.70 JD.com JD ... 33 84.49 +2.96 ...108.21 41.33 Joyy YY 1.1 5 77.35 –4.93 .51104.57 53.25 j2Global JCOM ... 22 97.63 –0.78 ...200.98 123.64 JackHenry JKHY 1.1 41 157.69 –3.94 .4395.62 16.81 JackintheBox JACK 1.7 24 95.18 +3.33 .4057.41 25.34 JamesRiver JRVR 2.5 33 48.87 –1.81 .3051.00 29.76 JamfHolding JAMF ... dd 32.05 –1.61 ...158.98 86.88 JazzPharma JAZZ ... 50 157.28 +6.68 ...21.65 6.61 JetBlue JBLU ... dd 14.43 +0.08 ...95.20 57.14 JFrog FROG ... dd 68.82 –0.08 ...30.00 1.60 Jiayin JFIN ... 6 3.23 –0.44 ...109.66 48.76 JohnsonOutdoors JOUT .8 20 108.01 +3.51 .2111.72 2.85 JounceTherap JNCE ... dd 6.49 –0.68 ...

K268.89 110.19 KLA KLAC 1.4 32 259.08 –3.07 .9033.20 2.53 KLXEnergy KLXE ... dd 6.91 –0.04 ...11.45 6.36 KVH Inds KVHI ... dd 10.43 –0.06 ...5.50 2.30 Kadmon KDMN ... dd 4.41 +0.07 ...112.90 50.49 KaiserAlum KALU 2.8 cc 95.65 +1.92 .6714.68 3.60 KalaPharm KALA ... dd 7.66 +0.12 ...11.89 2.82 KaleidoBiosci KLDO ... dd 9.33 +0.14 ...20.01 5.61 KalVistaPharm KALV ... dd 17.52 –0.18 ...13.33 4.40 Kamada KMDA ... 14 6.60 +0.27 ...17.45 2.17 KandiTech KNDI ... dd 7.20 –0.91 ...123.73 52.62 KarunaTherap KRTX ... dd 104.65 +0.29 ...29.61 13.39 KaryopharmTherap KPTI ... dd 15.95 –0.52 ...14.03 6.91 KearnyFinancial KRNY 3.0 19 10.57 +0.11 .0823.00 10.13 KellyServicesA KELYA .0 dd 20.83 +0.36 .07590.36 10.35 KellyServicesB KELYB .0 dd 20.20 –0.18 .0758.15 4.40 KYFirstFedBncp KFFB 6.1 dd 6.55 +0.29 .1088.80 19.10 KerosTherap KROS ... dd 78.53 –2.43 ...31.90 18.98 KeurigDrPepper KDP 1.9 35 31.88 +0.95 .1513.88 6.96 KewauneeSci KEQU ... dd 10.60 +0.39 ...10.48 2.51 KeyTronic KTCC ... 17 7.73 –0.17 ...9.79 2.18 KezarLifeSci KZR ... dd 5.57 +0.12 ...44.37 20.60 Kforce KFRC 1.9 18 42.54 –0.39 .2018.10 9.78 KimballElec KE ... 14 15.64 +0.02 ...21.76 8.19 KimballIntl B KBAL 2.9 13 12.40 +0.05 .0949.92 17.01 KingsoftCloud KC ... dd 45.25 –2.20 ...28.67 10.30 KiniksaPharm KNSA ... dd 19.00 –0.40 ...


48.75 34.14 KinnateBio KNTE ... ... 38.00 –0.09 ...252.70 80.93 KinsaleCapital KNSL .2 69 207.28 –39.18 .0921.93 0.56 Kirkland's KIRK ... dd 20.26 +0.86 ...156.22 35.49 KodiakSciences KOD ... dd 154.03 +13.55 ...92.07 22.17 KornitDigital KRNT ... dd 88.45 +1.48 ...36.37 19.99 KraftHeinz KHC 4.6 dd 34.98 +0.21 .4026.90 5.00 KratosDefense KTOS ... cc 26.40 +0.64 ...39.60 25.50 KronosBio KRON ... ... 35.57 +0.36 ...66.85 33.08 KrystalBiotech KRYS ... dd 60.55 +1.95 ...34.24 16.91 Kulicke&Soffa KLIC 1.7 40 32.89 +0.12 .1443.00 6.35 KuraOncology KURA ... dd 35.98 –1.15 ...28.79 5.07 KuraSushiUSA KRUS ... dd 18.94 +1.68 ...87.08 25.43 KymeraTherap KYMR ... ... 86.10 +14.59 ...

L132.98 33.00 LGIHomes LGIH ... 11 112.74 +0.19 ...236.81 100.00 LHCGroup LHCG ... 67 220.06 +0.28 ...38.38 13.31 LKQ LKQ ... 19 36.26 +0.11 ...105.77 32.01 LPLFinancial LPLA 1.0 17 103.84 +0.29 .259.01 2.50 LSI Inds LYTS 2.3 32 8.52 –0.49 .0515.90 8.95 LakeShoreBancorp LSBK 4.0 17 13.00 +0.01 .1317.63 8.31 LakelandBcp LBAI 4.0 11 12.55 –0.03 .12556.28 30.49 LakelandFin LKFN 2.3 16 52.48 +0.61 .3028.00 10.45 LakelandInd LAKE ... 8 27.20 +3.76 ...516.65 181.38 LamResearch LRCX 1.1 27 480.34 –0.63 1.3096.82 30.89 LamarAdv LAMR 2.5 35 81.39 –1.92 .50184.97 114.55 LancasterColony LANC 1.7 36 174.30 +3.30 .7511.89 7.48 Landec LNDC ... dd 10.13 –0.81 ...26.46 14.24 LandmarkBncp LARK 3.2 7 23.63 –1.77 .190517.86 7.05 LandmarkInfrPtrs LMRK 7.1 dd 11.24 –0.06 .20140.40 85.30 LandstarSystem LSTR .6 30 135.36 +0.45 2.0020.93 8.67 Lantheus LNTH ... cc 14.74 –0.11 ...25.87 7.43 LarimarTherap LRMR ... dd 22.08 +2.46 ...44.87 13.54 LatticeSemi LSCC ... cc 43.76 –0.15 ...21.66 7.30 LaureateEduc LAUR ... dd 14.96 –0.10 ...58.28 24.52 LawsonProducts LAWS ... 42 52.50 +0.71 ...3.18 1.02 LeapTherap LPTX ... dd 2.22 +0.10 ...17.50 8.50 LegacyHousing LEGH ... 10 14.85 –0.41 ...43.24 24.64 LegendBiotech LEGN ... dd 29.53 –2.63 ...41.86 18.76 LeMaitreVascular LMAT 1.0 42 38.37 +0.43 .095368.66 135.72 LendingTree TREE ... dd 277.45 +16.68 ...28.95 19.15 Leslie's LESL ... 88 27.48 +4.48 ...25.78 13.45 LevelOneBncp LEVL 1.0 9 19.84 –1.06 .054.47 1.03 LexiconPharm LXRX ... dd 3.49 +0.11 ...16.93 6.04 LexinFintech LX ... 18 6.59 +0.05 ...47.70 14.31 LiAuto LI ... dd 29.32 –2.45 ...162.26 80.14 LibertyBroadbandA LBRDA 1.1 cc 158.75 +3.06 .4375165.23 86.20 LibertyBroadbandC LBRDK ... cc 159.43 +1.55 ...25.76 15.24 LibertyGlobalA LBTYA ... dd 24.36 –0.74 ...58.31 15.98 LibertyGlobalB LBTYB ... dd 25.15 +0.30 ...24.90 14.36 LibertyGlobalC LBTYK ... dd 23.79 –0.54 ...19.91 7.55 LibertyLatAmA LILA ... dd 11.23 –0.30 ...18.96 7.47 LibertyLatAmC LILAK ... dd 11.24 –0.24 ...46.52 16.87 LibertyFormOneA FWONA ... dd 38.05 +0.08 ...48.95 18.31 LibertyFormOneC FWONK ... dd 41.67 +0.01 ...30.16 13.59 LibertyBravesA BATRA ... dd 25.17 –0.16 ...29.99 13.20 LibertyBravesC BATRK ... dd 24.90 –0.10 ...51.11 22.54 LibertySiriusA LSXMA ... 51 42.68 –0.49 ...50.52 22.63 LibertySiriusC LSXMK ... 52 42.79 –0.37 ...134.00 2.10 LibertyTripAdvB LTRPB ... dd 29.00 –2.40 ...7.76 0.86 LibertyTripAdvA LTRPA ... dd 3.70 +0.01 ...15.66 3.26 LifetimeBrands LCUT 1.2 dd 14.76 –0.19 .04258.89 1.43 LifewayFoods LWAY ... 23 5.84 –0.16 ...127.80 57.24 LigandPharm LGND ... dd 106.05 +6.95 ...8.19 3.43 LimelightNetworks LLNW ... dd 4.13 –0.06 ...31.45 3.51 LiminalBioSci LMNL ... dd 4.65 +0.56 ...21.85 10.60 Limoneira LMNR 1.8 dd 17.00 +1.77 .0758.99 1.69 LincolnEduc LINC ... 18 6.78 –0.34 ...122.51 59.30 LincolnElectric LECO 1.7 35 118.81 +0.09 .4919.48 3.01 LiquiditySvcs LQDT ... dd 16.72 –0.78 ...253.70 103.63 Littelfuse LFUS .8 66 251.66 +0.51 .4880.75 33.40 LivaNova LIVN ... dd 67.42 –1.04 ...51.00 7.57 LiveOakBcshs LOB .2 55 48.14 –1.41 .0368.55 14.08 LivePerson LPSN ... dd 65.06 +1.55 ...10.98 5.60 LixiangEduc LXEH ... 16 8.46 –1.31 ...15.25 1.95 Lizhi LIZI ... dd 4.06 +0.53 ...11.60 3.05 LogicBioTherap LOGC ... dd 7.85 –0.76 ...95.94 31.37 LogitechIntl LOGI .9 24 92.96 –1.89 .872913.96 5.70 LoopIndustries LOOP ... dd 8.28 +0.75 ...36.42 13.68 LoralSpace LORL .0 67 21.32 +0.94 1.5031.80 9.50 LordstownMotors RIDE ... dd 21.74 +3.02 ...14.30 0.30 LordstownMotorsWt RIDEW ... ... 10.18 +2.87 ...45.85 4.00 Lovesac LOVE ... dd 44.33 +3.58 ...399.90 128.85 lululemon LULU ... 83 351.42 –26.63 ...99.00 59.06 Lumentum LITE ... 49 98.30 +7.17 ...47.80 9.45 LuminarTech LAZR ... dd 33.06 +5.44 ...20.91 0.65 LuminarTechWt LAZRW ... ... 15.66 +4.66 ...41.69 20.61 Luminex LMNX 1.7 62 24.19 –0.14 .1032.40 6.74 LumosPharma LUMO ... dd 28.78 +5.38 ...11.85 6.76 LutherBurbank LBC 2.3 12 9.86 –0.27 .057554.50 14.56 Lyft LYFT ... dd 48.86 –1.12 ...22.00 8.76 LyraTherap LYRA ... dd 11.44 +1.73 ...

M55.20 15.03 MacomTech MTSI ... dd 54.57 +3.23 ...2.88 1.01 MDCPartners MDCA ... dd 2.66 +0.51 ...83.26 47.19 MGEEnergy MGEE 2.1 26 69.44 –1.80 .3753.33 21.64 MGP Ingredients MGPI 1.0 19 47.38 +0.66 .123.33 0.70 MINDTechnology MIND ... dd 2.18 –0.04 ...158.08 66.87 MKS Instrum MKSI .5 30 149.88 +0.57 .20


13.40 3.76 MTBC MTBC ... dd 9.37 –0.25 ...58.84 13.15 MTSSystems MTSC .0 dd 58.25 ... .3061.32 16.33 MYRGroup MYRG ... 19 60.36 +1.25 ...11.28 6.01 Macatawa MCBC 3.9 10 8.30 –0.01 .0832.18 4.04 Macrogenics MGNX ... dd 24.30 –0.97 ...137.28 56.82 MadrigalPharm MDGL ... dd 120.12 +3.00 ...5.13 2.46 MagalSec MAGS 21.2 45 5.09 +0.29 1.07987.52 30.60 MagellanHealth MGLN ... 15 81.65 +1.80 ...15.90 5.76 MagentaTherap MGTA ... dd 7.70 +0.70 ...16.87 6.31 MagicSoftware MGIC 2.3 31 15.28 +0.43 .17532.98 4.09 Magnite MGNI ... dd 32.50 +9.25 ...14.30 7.50 MagyarBancorp MGYR ... 26 9.63 +0.48 ...30.13 10.00 MakeMyTrip MMYT ... dd 27.19 –0.21 ...68.94 18.02 MalibuBoats MBUU ... 21 67.04 +2.09 ...23.51 10.06 MalvernBancorp MLVF ... 19 16.02 –0.37 ...5.45 0.56 MammothEnergy TUSK ... dd 4.61 +0.59 ...108.07 35.20 ManhattanAssoc MANH ... 82 106.57 +1.93 ...20.32 6.49 Mannatech MTEX 3.6 5 17.90 +0.56 1.004.21 0.80 MannKind MNKD ... dd 3.42 –0.54 ...93.99 55.25 ManTechIntl MANT 1.5 26 83.31 –0.45 .3232.46 23.62 MaravaiLifeSci MRVI ... ... 29.71 –0.28 ...4.05 1.10 Marchex MCHX ... dd 2.15 +0.08 ...5.70 0.77 MarinSoftware MRIN ... dd 2.03 +0.03 ...17.14 4.16 MarinusPharma MRNS ... dd 12.63 –0.36 ...3.43 1.32 MarkerTherap MRKR ... dd 1.53 +0.02 ...606.45 275.50 MarketAxess MKTX .4 79 573.08 –5.80 .6022.94 4.66 MarlinBusSvcs MRLN 4.7 dd 11.94 –0.32 .14153.39 46.56 Marriott MAR .0 cc 128.75 –0.07 .4820.13 10.67 MartenTransport MRTN .9 22 17.17 –0.61 .504.85 0.91 MartinMidstream MMLP 1.2 27 1.62 –0.03 .00548.42 16.45 MarvellTech MRVL .5 22 47.05 –0.46 .06273.33 143.90 Masimo MASI ... 69 265.94 +0.28 ...27.92 4.90 MasterCraftBoat MCFT ... dd 26.69 +0.89 ...159.53 87.56 MatchGroup MTCH ... ... 152.08 –2.99 ...61.82 10.65 Materialise MTLS ... dd 56.41 +9.55 ...23.15 7.11 MatrixService MTRX ... dd 11.66 +1.83 ...18.39 6.53 Mattel MAT ... dd 17.53 –0.59 ...40.36 17.01 MatthewsIntl MATW 3.1 dd 27.92 –0.22 .21537.62 11.78 MaxeonSolar MAXN ... ... 35.29 +6.41 ...87.83 41.93 MaximIntProducts MXIM .0 34 86.58 +0.13 .4819.78 14.80 McAfee MCFE 2.0 dd 17.76 +0.59 .08783.95 44.32 McGrathRent MGRC 2.6 16 64.22 –1.49 .427.39 1.29 MedallionFin MFIN ... dd 5.20 +0.13 ...13.25 2.79 MediciNova MNOV ... dd 5.63 –0.31 ...4.44 1.44 MediWound MDWD ... dd 4.08 +0.28 ...150.57 58.72 Medpace MEDP ... 42 139.14 –0.98 ...21.77 8.82 MeiraGTx MGTX ... dd 16.42 –0.66 ...25.22 10.81 MelcoResorts MLCO .0 dd 18.55 –0.42 .16511735.75 422.22 MercadoLibre MELI ... dd 1690.48 –33.20 ...37.16 17.09 MercantileBank MBWM 4.1 10 27.24 +0.81 .2813.44 5.77 MercerIntl MERC 2.7 dd 9.79 –0.35 .06596.29 52.24 MercurySystems MRCY ... 58 86.64 +3.64 ...4.25 0.69 MereoBioPharma MREO ... dd 3.57 –0.03 ...10.61 8.56 MeridaMergerCorp.I MCMJ ... cc 10.24 +0.09 ...20.48 8.88 MeridianBancorp EBSB 2.2 12 14.73 +0.16 .0826.58 5.51 MeridianBiosci VIVO ... 20 20.91 +0.25 ...26.00 10.68 Meridian MRBK 2.4 6 20.76 –3.74 .12558.70 25.18 MeritMedical MMSI ... dd 54.53 +1.03 ...8.86 1.49 MerrimackPharm MACK ... dd 7.14 +0.04 ...28.20 4.12 MersanaTherap MRSN ... dd 26.80 +1.12 ...20.64 10.18 Merus MRUS ... dd 18.17 +2.17 ...9.65 2.05 MesaAir MESA ... 8 6.29 –0.28 ...292.19 181.90 MesaLab MLAB .2 dd 284.80 +3.06 .1621.28 3.12 Mesoblast MESO ... dd 8.73 –0.54 ...40.00 13.09 MetaFinancial CASH .5 13 36.66 +1.10 .0516.19 7.64 Metacrine MTCR ... ... 8.39 –0.41 ...47.74 9.00 Methanex MEOH .3 dd 46.56 +1.04 .037519.07 8.31 MetroCityBkshs MCBS 2.5 10 14.34 –0.46 .0913.35 1.00 Michaels MIK ... 8 11.45 –0.18 ...145.34 53.15 MicrochipTech MCHP 1.1 58 136.77 –1.24 .368574.61 31.13 MicronTech MU ... 30 70.58 –0.88 ...232.86 132.52 Microsoft MSFT 1.0 36 222.75 +4.16 .56358.94 90.00 MicroStrategy MSTR ... cc 322.61 +21.41 ...9.74 0.15 MicroVision MVIS ... dd 6.55 +1.50 ...29.88 15.50 MidPennBancorp MPB 2.9 10 24.85 +0.20 .05149.39 41.73 Middleby MIDD ... 27 129.41 –2.45 ...76.08 48.79 MiddlesexWater MSEX 1.5 33 71.20 –0.43 .272529.18 12.48 MidlandStBncp MSBI 6.1 16 17.46 –0.03 .267536.68 15.25 MidWestOneFin MOFG 3.6 cc 24.26 –0.67 .2223.25 1.69 MilestonePharm MIST ... dd 6.91 +0.05 ...42.94 14.39 MillerHerman MLHR 2.2 dd 34.58 –0.39 .187549.64 20.15 MillicomIntl TIGO ... dd 38.61 –2.23 ...59.24 25.14 Mimecast MIME ... cc 58.64 +4.02 ...2.64 1.45 MindCTI MNDO 9.3 10 2.59 –0.02 .2415.22 1.81 MinervaNeurosci NERV ... dd 2.46 –0.12 ...249.42 66.01 MiratiTherap MRTX ... dd 234.83 +0.58 ...27.43 9.14 MirumPharm MIRM ... dd 18.25 +0.80 ...20.40 6.71 Misonix MSON ... dd 12.99 –0.85 ...15.43 11.75 MissionProduce AVO ... 30 14.65 +0.36 ...178.50 17.68 Moderna MRNA ... dd 123.39 –16.84 ...40.87 12.52 Momo MOMO .0 8 13.22 –0.54 .7659.62 12.83 MonarchCasino MCRI ... 77 59.50 +2.10 ...59.96 41.19 Mondelez MDLZ 2.2 27 57.85 –0.47 .3158.93 1.15 MoneyGram MGI ... dd 5.97 –0.96 ...399.00 93.81 MongoDB MDB ... dd 378.48 +1.61 ...361.88 130.12 MonolithicPower MPWR .6 cc 357.07 +8.84 .5080.29 37.09 Monro MNRO 1.7 59 53.13 +3.42 .2290.71 50.06 MonsterBev MNST ... 40 89.81 –0.32 ...225.63 102.59 Morningstar MORN .6 55 222.30 +0.36 .31536.65 9.90 Morphic MORF ... dd 33.02 –1.04 ...37.96 18.21 MorphoSys MOR ... cc 27.39 –1.01 ...24.97 10.43 MotorcarParts MPAA ... 83 19.85 –0.47 ...4.85 1.78 MustangBio MBIO ... dd 4.18 +1.10 ...30.13 9.24 MyriadGenetics MYGN ... dd 18.40 +0.40 ...


N33.09 13.33 NapcoSecurity NSSC ... 65 26.65 –0.43 ...41.27 26.10 NBTBancorp NBTB 3.4 14 31.87 –0.38 .2731.50 9.24 NGMBiopharm NGM ... dd 31.22 +1.60 ...282.86 110.59 NICE NICE ... 90 279.80 +6.25 ...26.44 15.49 NIC EGOV 1.4 29 26.23 +0.30 .0935.66 8.06 NMIHoldings NMIH ... 10 22.75 –0.77 ...10.15 1.35 NN NNBR ... dd 6.20 +0.09 ...167.27 58.41 NXPSemi NXPI 1.0 dd 157.33 +1.82 .37516.50 2.31 NabrivaTherap NBRV ... dd 2.65 +0.17 ...69.18 20.26 NanoXImaging NNOX ... ... 52.46 +2.83 ...21.55 15.89 Nanobiotix NBTX ... dd 17.24 –1.19 ...75.35 13.85 NanoStringTech NSTG ... dd 72.72 +3.50 ...6.60 0.92 NantHealth NH ... dd 3.39 +0.79 ...19.37 2.52 NantKwest NK ... dd 16.01 +5.75 ...139.50 71.66 Nasdaq NDAQ 1.5 24 128.62 +0.02 .49112.39 16.87 Natera NTRA ... dd 111.74 +10.07 ...76.30 39.01 Nathan's NATH 2.6 19 54.38 –1.59 .35100.22 35.71 NationalBeverage FIZZ .0 26 87.87 +3.31 3.009.85 1.62 NatlCineMedia NCMI 7.4 dd 3.77 +0.03 .0734.48 11.82 NatlGeneral NGHC .6 9 34.09 –0.05 .0547.89 20.42 NatlInstruments NATI 2.4 29 43.10 –0.10 .2671.35 34.00 NatlResearch NRC .0 30 44.40 –3.00 .2150.00 11.70 NationalVision EYE ... cc 47.31 +1.46 ...295.33 120.55 NatlWesternLife NWLI .2 8 208.46 +3.46 .3611.00 4.75 NaturalAlt NAII ... cc 10.84 +0.78 ...34.67 16.38 NatusMedical NTUS ... dd 19.97 –0.78 ...15.50 4.07 Navient NAVI 6.6 5 9.77 +0.43 .16103.95 66.82 nCino NCNO ... dd 78.68 –1.94 ...28.60 13.63 NektarTherap NKTR ... dd 18.45 –0.30 ...36.40 18.67 NeoGames NGMS ... ... 35.45 +8.20 ...82.69 48.91 Neogen NEOG ... 71 80.95 +0.15 ...18.13 5.81 NeoleukinTherap NLTX ... dd 14.56 +3.08 ...1.98 0.45 NeosTherap NEOS ... dd .69 +0.01 ...4.79 2.70 Net1UEPS UEPS ... dd 4.74 +0.74 ...67.63 34.66 NetApp NTAP 2.9 22 65.80 +0.98 .48103.53 53.17 NetEase NTES 1.0 32 92.66 –2.13 .195575.37 290.25 Netflix NFLX ... 83 513.97 –20.48 ...39.57 15.01 Netgear NTGR ... 42 37.04 –2.32 ...29.62 19.11 NetScout NTCT ... 93 27.72 +0.21 ...136.26 72.14 Neurocrine NBIX ... cc 97.67 –3.76 ...11.32 1.25 Neuronetics STIM ... dd 10.65 +1.81 ...57.14 7.01 NewFortressEner NFE .7 dd 57.00 +5.48 .1014.45 4.62 NewMtnFin NMFC 10.6 dd 11.31 –0.37 .306.41 0.98 NYMortgage NYMT 11.0 dd 3.65 +0.05 .1022.09 10.44 NewellBrands NWL 4.3 dd 21.22 +0.62 .2313.74 2.49 Newmark NMRK .5 35 7.30 –0.29 .0118.70 7.90 NewsCorpA NWSA 1.1 dd 17.82 +0.47 .1018.73 7.88 NewsCorpB NWS 1.1 dd 17.68 +0.39 .1023.09 7.59 NewtekBusSvcs NEWT 11.3 ... 18.15 +0.24 .47133.25 43.37 NexstarMedia NXST 2.1 9 105.03 +3.22 .5665.65 7.91 NextCure NXTC ... dd 10.74 +0.18 ...19.40 5.10 NextGenHlthcr NXGN ... cc 18.26 –0.28 ...9.10 4.76 NicholasFin NICK ... 12 8.23 +0.69 ...93.99 10.30 Nikola NKLA ... dd 13.75 –3.33 ...10.99 0.72 9F JFU ... dd 1.20 –0.07 ...71.11 43.25 908Devices MASS ... dd 67.92 +18.92 ...37.44 6.08 NiuTech NIU ... 91 28.31 –1.50 ...79.16 22.46 Nkarta NKTX ... dd 69.17 +6.63 ...36.67 9.04 nLIGHT LASR ... dd 34.31 –0.86 ...28.88 1.81 NobleMidstream NBLX 11.7 6 10.70 –0.42 .18759.31 3.14 Noodles NDLS ... dd 7.91 –0.27 ...216.87 96.46 Nordson NDSN .8 47 198.95 +0.22 .3923.25 6.20 NortheastBank NBN .2 8 22.54 –0.16 .0114.88 4.70 NorthernTechsIntl NTIC .0 dd 10.10 +0.20 .065109.88 60.67 NorthernTrust NTRS 3.1 15 91.59 –0.31 .7017.18 8.72 NorthfieldBanc NFBK 3.6 17 12.21 –0.04 .1140.63 17.32 NorthrimBanCorp NRIM 4.2 8 32.95 –1.47 .3516.78 8.52 NorthwestBcshs NWBI 6.1 22 12.55 +0.29 .1936.70 18.52 NorthwestPipe NWPX ... 11 27.89 +0.57 ...80.52 45.06 Northwestern NWE 4.2 18 56.61 +0.60 .6028.70 15.12 NortonLifeLock NLOK 2.4 5 21.04 –0.20 .12539.69 21.20 NorwoodFin NWFL 3.9 14 26.38 –1.24 .2672.53 25.70 NovaMeasuring NVMI ... 44 70.34 –0.54 ...127.91 66.44 Novanta NOVT ... cc 120.81 –4.24 ...189.40 3.65 Novavax NVAX ... dd 129.34 +4.49 ...176.53 53.40 Novocure NVCR ... cc 171.97 +11.78 ...44.93 13.51 NuanceComms NUAN ... cc 43.74 +0.43 ...10.59 3.81 NuCana NCNA ... dd 5.00 +0.42 ...52.38 15.21 NurixTherap NRIX ... dd 43.84 +7.83 ...37.86 11.31 Nutanix NTNX ... dd 33.22 –0.45 ...81.91 28.55 Nuvasive NUVA ... dd 53.62 +1.95 ...589.07 180.68 NVIDIA NVDA .1 85 519.75 –11.13 .16

O30.89 13.60 ODP ODP .0 dd 28.63 +0.11 .2510.72 5.54 OPBancorp OPBK 3.8 9 7.38 –0.24 .076.47 1.12 OPKOHealth OPK ... dd 4.23 –0.36 ...7.18 1.24 Orbcomm ORBC ... dd 6.91 +0.04 ...487.95 251.52 OReillyAuto ORLY ... 21 461.76 +10.61 ...102.61 49.96 OSISystems OSIS ... 27 93.10 +1.09 ...9.11 0.98 O2MicroIntl OIIM ... ... 8.37 +0.13 ...5.66 2.33 OaktreeSpec OCSL 7.9 20 5.56 +0.03 .1117.62 2.80 OasisMidstream OMP 18.0 cc 11.98 –0.57 .5439.95 20.00 OasisPetrol OAS ... ... 37.36 –1.30 ...6.30 1.63 ObsEva OBSV ... dd 1.95 –0.20 ...25.58 11.60 OceanFirstFin OCFC 3.6 19 18.69 –0.27 .1724.30 3.78 OcularTherapeutix OCUL ... dd 22.08 +0.65 ...46.50 12.56 OdonateTherap ODT ... dd 17.25 +2.73 ...35.95 16.50 OfficePropIncm OPI 9.6 15 22.88 –0.29 .55


41.50 19.20 OhioValleyBanc OVBC 3.5 13 23.75 +0.60 .21287.35 88.66 Okta OKTA ... dd 275.60 +3.79 ...213.66 105.80 OldDomFreight ODFL .3 38 198.25 –1.29 .1518.57 11.19 OldNatlBncp ONB 3.4 14 16.56 +0.34 .1413.77 5.96 Old2ndBcp OSBC .4 10 9.97 +0.40 .0160.27 35.73 OlemaPharm OLMA ... ... 51.50 +7.50 ...112.58 28.83 Ollie'sBargain OLLI ... 24 82.51 +0.66 ...18.41 7.74 OlympicSteel ZEUS .6 dd 13.75 –0.20 .02183.00 50.38 OmegaFlex OFLX .7 91 164.75 –6.85 .2825.46 8.50 Omeros OMER ... dd 14.90 –0.13 ...125.00 54.24 Omnicell OMCL ... cc 118.16 +3.93 ...32.60 8.17 ONSemi ON ... 66 31.99 +0.45 ...37.08 14.60 Oncorus ONCR ... ... 34.11 +1.65 ...32.78 11.15 1-800-FLOWERS FLWS ... 27 26.04 –0.17 ...2.69 1.04 180DegreeCap TURN ... dd 2.12 +0.21 ...44.87 15.00 1LifeHealthcare ONEM ... dd 43.49 +3.21 ...8.70 4.46 111 YI ... dd 6.93 +0.53 ...33.60 3.41 OneWaterMarine ONEW ... 14 29.78 +1.71 ...83.34 8.55 Ontrak OTRK ... dd 67.32 –1.05 ...35.24 9.37 OpenLending LPRO ... dd 33.20 +1.39 ...47.85 29.12 OpenText OTEX 1.8 47 45.73 +0.54 .200832.39 10.55 OpendoorTech OPEN ... dd 27.35 –2.15 ...14.50 2.60 OpendoorTechWt OPENW ... ... 11.75 –1.48 ...11.49 4.60 Opera OPRA ... 6 8.49 –0.09 ...25.84 5.26 OportunFin OPRT ... dd 19.20 +0.20 ...19.26 11.20 OptheaADR OPT ... dd 11.45 –0.35 ...4.62 2.05 OpticalCable OCC ... dd 2.78 –0.17 ...10.07 3.14 Optinose OPTN ... dd 4.73 +0.53 ...18.21 5.74 OptionCare OPCH ... dd 15.55 +0.55 ...19.75 5.23 OraSureTechs OSUR ... dd 11.60 +0.50 ...15.93 3.76 OrchardTherap ORTX ... dd 4.74 –0.19 ...3.64 1.01 OrganiGram OGI ... dd 1.42 +0.04 ...40.81 18.60 OricPharm ORIC ... dd 39.80 +2.15 ...38.00 15.98 OriginBancorp OBNK 1.4 21 27.61 +0.05 .1012.39 8.89 Orphazyme ORPH ... dd 12.00 +1.05 ...47.91 22.11 OrthofixIntl OFIX ... 35 42.59 +0.42 ...55.98 32.21 OrthoPediatrics KIDS ... dd 46.31 +2.14 ...9.67 2.81 OsmoticaPharm OSMT ... dd 5.12 –0.60 ...6.65 1.53 Otonomy OTIC ... dd 6.30 –0.08 ...56.90 30.95 OtterTail OTTR 3.5 18 42.19 –0.62 .3766.96 42.50 OutsetMedical OM ... dd 53.26 –0.07 ...128.50 2.47 Overstock OSTK ... cc 56.76 –5.81 ...9.40 1.80 OvidTherap OVID ... dd 2.61 –0.04 ...18.17 8.37 OxfordImmunotec OXFD ... dd 17.36 –0.29 ...9.60 1.86 OxfordLane OXLC 15.6 dd 5.20 –0.13 .06756.26 2.04 OxfordSquare OXSQ 13.7 dd 3.06 +0.03 .03541.37 17.24 OysterPtPharma OYST ... dd 18.85 –0.46 ...51.04 38.09 OzonHoldings OZON ... ... 41.96 –3.04 ...

PQ58.62 22.00 PAMTransport PTSI ... dd 44.21 +0.28 ...7.52 3.75 P&FIndustries PFIN .0 dd 5.00 +0.10 .0517.44 7.31 PCBBancorp PCB 4.0 11 10.12 –0.43 .1056.33 30.10 PCConnection CNXN .0 19 44.27 –1.36 .329.65 3.95 PCTEL PCTI 3.3 37 6.68 –0.50 .05527.84 4.51 PDCEnergy PDCE ... dd 19.99 +1.09 ...26.42 8.61 PDFSolutions PDFS ... dd 22.03 –0.06 ...3.78 2.05 PDLBiopharm PDLI ... dd 2.68 +0.09 ...14.76 7.31 PDLCommBncp PDLB ... dd 10.35 –0.58 ...11.30 6.41 PICO PICO ... 40 9.01 +0.32 ...60.75 31.05 PMVPharm PMVP ... ... 55.59 +10.86 ...37.51 10.61 PPD PPD ... cc 34.85 –0.46 ...47.35 19.40 PRAGroup PRAA ... 12 38.79 –0.85 ...124.46 58.67 PRAHealthSci PRAH ... 35 121.14 –1.40 ...7.80 1.77 PRGXGlobal PRGX ... dd 7.70 +1.03 ...121.55 43.90 PTC PTC ... cc 119.85 +1.46 ...68.81 30.79 PTCTherap PTCT ... dd 65.05 –2.59 ...95.82 49.11 Paccar PCAR 1.5 21 86.11 +0.10 .3229.51 2.20 PacBiosciCA PACB ... dd 27.13 +7.03 ...8.27 2.95 PacificMercBncp PMBC ... 24 5.17 +0.27 ...33.25 13.93 PacificPremBncp PPBI 3.6 75 30.92 +0.95 .2868.08 27.46 PaciraBioSci PCRX ... 21 59.22 –0.54 ...19.61 10.40 PactivEvergreen PTVE ... ... 18.26 +1.51 ...38.88 13.84 PacWestBancorp PACW 4.0 dd 25.11 +0.25 .25121.87 39.21 Palomar PLMR ... cc 91.16 +2.65 ...40.11 10.61 PanAmerSilver PAAS .8 cc 32.98 –0.50 .0727.75 10.28 PandionTherap PAND ... dd 15.42 –0.19 ...102.25 28.55 PapaJohn's PZZA 1.0 cc 87.54 –2.93 .2257.27 2.50 ParatekPharma PRTK ... dd 6.62 +0.11 ...36.11 10.78 Park-Ohio PKOH 1.7 dd 30.15 –1.93 .1256.46 2.90 PartnerComms PTNR ... cc 5.17 –0.22 ...38.23 8.09 PassageBio PASG ... dd 26.43 +0.16 ...72.84 16.70 PatrickIndustries PATK 1.6 21 70.37 +0.35 .2814.00 3.83 PatriotNatBncp PNBK ... dd 9.66 +1.17 ...21.26 8.06 PatriotTransport PATI .0 cc 11.29 –0.11 3.0033.47 12.93 Patterson PDCO 3.3 dd 31.71 –0.11 .2610.95 1.61 PattersonUTIEn PTEN 1.5 dd 5.30 –0.13 .0299.95 47.87 Paychex PAYX 2.6 32 94.71 –2.21 .62217.35 66.98 Paylocity PCTY ... cc 214.28 +12.49 ...244.25 82.07 PayPal PYPL ... 90 238.64 +2.19 ...31.72 11.15 PeapackGladFinl PGC .9 12 22.61 +0.11 .05140.89 38.01 Pegasystems PEGA .1 dd 138.63 +5.25 .03167.37 17.70 Peloton PTON ... cc 162.72 +22.88 ...99.24 3.75 PennNational PENN ... dd 94.66 +2.72 ...32.30 0.99 PennVirginia PVAC ... dd 10.68 –0.95 ...66.62 9.40 Pennant PNTG ... cc 61.00 –1.73 ...6.74 1.76 PennantPark PNNT 10.6 dd 4.52 –0.08 .1236.27 18.72 PennsWoodsBncp PWOD 4.9 13 26.00 –1.13 .3217.00 9.37 People'sUtdFin PBCT 5.6 11 12.89 +0.13 .1839.28 17.91 PeoplesBncpOH PEBO 5.2 19 27.02 –0.23 .3533.18 13.30 PeoplesBncpNC PEBK 2.4 12 25.32 –0.68 .1550.85 29.01 PeoplesFinSvcs PFIS 3.9 10 37.17 –0.38 .36


Nasdaq Issues


147.20 101.42 PepsiCo PEP 2.8 29 145.06 –1.87 1.022519.85 7.11 PerdoceoEduc PRDO ... 7 13.10 +0.19 ...53.76 18.88 Perficient PRFT ... 47 48.10 –0.89 ...2.17 0.54 PerformantFin PFMT ... dd .96 +0.21 ...17.85 3.43 PerionNetwork PERI ... 54 13.84 +1.36 ...9.68 4.51 Perma-PipeIntl PPIH ... dd 6.10 +0.19 ...46.80 4.27 Personalis PSNL ... dd 41.49 +2.80 ...38.99 15.83 PetIQ PETQ ... dd 35.54 +2.46 ...42.89 21.20 PetMedExpress PETS 3.3 23 33.77 +1.64 .2821.99 14.60 Pharming PHAR ... ... 15.59 ... ...8.49 2.60 PhaseBioPharm PHAS ... dd 3.60 –0.36 ...64.54 22.06 PhathomPharm PHAT ... dd 36.34 –1.74 ...29.38 16.27 PhibroAnimal PAHC 2.5 18 19.14 –0.10 .1216.18 8.31 Photronics PLAB ... 21 11.03 –0.15 ...33.67 14.06 PilgrimPride PPC ... 26 19.35 –0.34 ...163.10 30.20 Pinduoduo PDD ... dd 152.75 +3.38 ...65.27 27.80 PinnacleFinPtrs PNFP 1.0 17 65.26 +2.35 .163.28 0.75 PintecTech PT ... ... 1.04 +0.05 ...5.23 1.85 Pixelworks PXLW ... dd 2.79 –0.07 ...19.39 3.00 PlainsAllAmPipe PAA 8.1 dd 8.85 +0.09 .1819.79 3.04 PlainsGP PAGP 7.9 dd 9.12 +0.08 .188.51 1.30 PlayaHotels PLYA ... dd 5.56 +0.20 ...86.53 35.16 Plexus PLXS ... 20 77.94 –1.80 ...35.63 19.43 PliantTherap PLRX ... dd 25.41 –0.08 ...22.69 6.59 Pluralsight PS ... dd 20.98 +0.44 ...19.45 8.64 PolyPid PYPD ... ... 10.06 –0.73 ...391.50 160.35 Pool POOL .6 46 364.73 +0.36 .5861.46 23.69 Popular BPOP 2.9 10 56.03 +1.05 .402.39 0.75 PortmanRidge PTMN 14.2 dd 1.69 –0.15 .0617.62 7.63 PoseidaTherap PSTX ... dd 9.26 –0.40 ...6.00 1.50 Potbelly PBPB ... dd 4.33 –0.64 ...51.68 22.40 PotlatchDelt PCH 3.2 44 50.64 +0.97 .4150.32 15.62 PowellIndustries POWL 3.4 21 30.57 +1.41 .2680.83 38.57 PowerIntegrations POWI .6 24 79.54 +2.36 .118.50 2.55 PowerFleet PWFL ... dd 7.47 –0.36 ...54.59 23.90 PraxisPrecision PRAX ... ... 52.67 +8.17 ...10.82 1.26 Precigen PGEN ... dd 10.02 +0.39 ...15.07 4.46 PrecisionBio DTIL ... dd 9.35 +1.21 ...64.50 20.04 PreferredBankLA PFBC 2.5 11 48.63 +2.33 .3069.07 36.16 PreformedLine PLPC 1.2 10 65.74 +1.11 .2089.06 23.69 PreludeTherap PRLD ... ... 88.94 +12.84 ...18.28 8.21 PremierFinBncp PFBI 4.4 9 13.72 –0.18 .1532.39 10.98 PremierFinl PFC 3.8 17 23.02 +0.78 .2238.91 27.11 Premier PINC 2.1 dd 35.59 +0.59 .1923.35 9.02 PrevailTherap PRVL ... dd 23.08 ... ...95.44 41.15 PriceSmart PSMT .8 35 89.91 –2.51 .3529.02 9.42 PrimorisSvcs PRIM .9 14 27.76 +0.36 .0657.16 23.31 PrincipalFin PFG 4.6 11 48.48 +0.53 .5620.63 9.63 ProfessionalHldg PFHD ... 60 15.55 –2.45 ...15.92 3.08 Progenity PROG ... dd 6.00 –0.32 ...52.50 28.09 ProgressSoftware PRGS 1.6 35 44.20 +0.19 .17543.21 15.59 Progyny PGNY ... cc 42.16 +2.16 ...137.84 83.81 Proofpoint PFPT ... dd 135.13 +4.02 ...10.09 3.40 ProQRTherap PRQR ... dd 4.63 +0.30 ...6.65 3.68 ProspectCapital PSEC 13.2 ... 5.46 –0.09 .0625.65 5.30 ProtagonistTherap PTGX ... dd 23.75 +2.63 ...67.08 11.55 ProtaraTherap TARA ... dd 23.19 –2.15 ...21.46 10.95 ProtectiveInsA PTVCA 2.7 dd 15.00 –0.82 .1017.30 10.23 ProtectiveInsB PTVCB 2.9 dd 13.68 –0.52 .1017.29 7.10 Prothena PRTA ... dd 13.24 +0.18 ...19.19 4.72 ProventionBio PRVB ... dd 17.79 +0.24 ...147.32 40.40 ProvidenceService PRSC ... 69 137.47 –2.12 ...22.84 11.40 ProvidentFin PROV 3.6 18 15.75 +0.65 .1418.59 9.53 PrudentialBncp PBIP 2.0 12 13.68 –0.23 .0738.70 22.42 PubMatic PUBM ... ... 30.44 +5.01 ...66.84 37.64 Pulmonx LUNG ... dd 65.22 +11.60 ...15.00 5.50 PumaBiotech PBYI ... dd 11.43 +0.29 ...54.89 33.00 PureTechHealth PRTC ... 3 53.00 +3.00 ...9.02 4.81 Puyi PUYI ... dd 5.98 –0.02 ...65.74 28.21 QADA QADA .5 dd 62.00 –0.82 .07247.74 20.53 QADB QADB .5 dd 47.74 +0.99 .0615.35 2.80 Q&K Intl QK ... ... 2.99 –0.43 ...44.72 22.39 QCRHoldings QCRH .6 11 39.70 –0.59 .0621.19 8.62 QIWI QIWI 9.0 7 10.45 +0.24 .34170.90 67.54 Qorvo QRVO ... 44 167.11 +4.45 ...161.07 58.00 Qualcomm QCOM 1.7 33 148.79 +1.37 .65126.30 63.37 Qualys QLYS ... 56 120.36 –4.18 ...52.75 10.90 Quanterix QTRX ... dd 45.94 +1.94 ...8.52 1.26 Quantum QMCO ... dd 5.91 –0.56 ...22.99 6.52 Quhuo QH ... dd 7.39 –0.49 ...306.72 71.90 Quidel QDEL ... 23 197.49 +7.99 ...22.59 5.76 QuinStreet QNST ... 38 22.34 +0.34 ...10.38 2.40 Quotient QTNT ... dd 5.71 –1.61 ...28.46 2.28 QurateRetailB QRTEB .0 7 10.92 +0.34 1.5011.80 1.73 QurateRetailA QRTEA .0 7 10.93 +0.36 1.506.55 1.60 Qutoutiao QTT ... dd 1.64 –0.56 ...

R51.21 10.52 RaptTherap RAPT ... dd 21.41 –1.24 ...21.61 10.61 RBBBancorp RBB 2.3 10 15.38 –0.04 .09185.06 77.63 RBCBearings ROLL ... 42 181.40 –0.20 ...40.49 6.52 RCIHospitality RICK .4 dd 39.70 +5.22 .043.17 1.02 RCMTech RCMT ... dd 1.67 –0.01 ...54.97 20.03 REGENXBIO RGNX ... dd 48.72 +3.79 ...7.07 3.31 RF Industries RFIL .0 dd 4.95 –0.02 .0231.98 22.58 RGCResources RGCO 3.1 18 23.90 –0.58 .18510.20 3.00 RISEEducation REDU ... dd 6.15 –0.15 ...23.87 7.12 R1RCM RCM ... cc 23.59 +0.84 ...22.75 15.25 RackspaceTech RXT ... dd 19.87 –0.20 ...14.20 6.57 RadiusGlbInfr RADI ... ... 13.05 +0.68 ...21.75 10.15 RadiusHealth RDUS ... dd 18.32 –1.14 ...23.45 5.81 RadNet RDNT ... dd 18.74 +0.83 ...


27.89 16.02 Radware RDWR ... 92 27.16 +1.16 ...3.98 1.75 RamacoRscs METC ... 64 2.76 –0.20 ...18.54 9.01 Rambus RMBS ... dd 17.50 –0.24 ...21.40 7.92 RandolphBancorp RNDB ... 7 20.10 +0.10 ...94.60 31.34 Rapid7 RPD ... dd 89.28 +4.73 ...18.41 2.90 RattlerMidstrm RTLR 8.1 12 9.88 +0.07 .2036.14 16.01 RavenIndustries RAVN .0 55 33.09 –0.55 .132.24 0.32 RealNetworks RNWK ... dd 1.47 +0.04 ...89.20 36.91 RealPage RP ... cc 87.53 +19.70 ...22.03 5.00 RealReal REAL ... dd 20.28 +0.98 ...257.96 88.17 ReataPharm RETA ... dd 132.55 +10.92 ...59.00 29.90 RedRiverBcshs RRBI .5 13 48.84 –1.16 .0637.29 4.04 RedRobin RRGB ... dd 20.10 +1.57 ...27.91 2.76 RedRockResorts RRR .0 dd 25.53 +0.91 .1083.71 9.63 Redfin RDFN ... dd 78.05 +1.49 ...11.35 3.26 RedHillBio RDHL ... dd 9.32 +0.77 ...64.65 31.80 RegencyCtrs REG 5.2 cc 45.41 –0.52 .595664.64 328.13 RegenPharm REGN ... 18 488.93 –9.96 ...57.59 32.56 RelayTherap RLAY ... dd 46.87 –0.78 ...54.00 23.25 RelmadaTherap RLMD ... dd 32.12 –1.58 ...18.00 9.91 RenalytixAI RNLX ... ... 13.55 +0.30 ...36.20 18.22 Renasant RNST 2.6 21 33.29 +0.37 .2280.99 16.05 RenewableEnergy REGI ... 5 72.62 –2.96 ...41.42 11.69 Rent-A-Center RCII 3.2 11 38.16 +2.94 .3140.00 21.45 RepareTherap RPTX ... ... 33.20 –0.14 ...212.55 78.41 Repligen RGEN ... cc 195.69 +1.79 ...54.85 8.58 Replimune REPL ... dd 41.86 +2.00 ...47.49 27.05 RepublicBcpKYA RBCAA 3.1 9 36.35 –0.12 .2864.26 1.80 RepublicFirstBncp FRBK ... dd 2.95 +0.01 ...17.82 8.66 ResourcesConnect RGP 4.5 16 12.42 –0.21 .1417.70 5.84 RetailOppor ROIC .0 47 13.34 +0.11 .2034.62 11.78 RevanceTherap RVNC ... dd 27.55 +0.80 ...47.83 17.35 RevolutionMed RVMD ... dd 42.61 +1.93 ...36.00 21.61 ReynoldsCnsmr REYN 2.9 19 30.50 +0.07 .2234.27 12.99 RhythmPharm RYTM ... dd 29.00 +0.36 ...7.49 1.95 RibbonComms RBBN ... dd 6.61 +0.29 ...6.32 3.10 RichardsonElec RELL 5.3 dd 4.50 –0.09 .065.24 1.23 RigelPharm RIGL ... dd 3.69 –0.05 ...6.90 0.77 RigNet RNET ... dd 6.07 +0.35 ...5.97 2.22 RiminiStreet RMNI ... dd 4.60 –0.25 ...8.41 3.77 RiverviewBncp RVSB 3.8 12 5.27 +0.11 .0513.60 4.00 RiverviewFinl RIVE .0 dd 9.32 +0.07 .07563.99 9.01 RocketPharm RCKT ... dd 56.70 +3.07 ...3.85 0.83 RockwellMedical RMTI ... dd 1.01 ... ...32.74 14.96 RockyBrands RCKY 2.0 13 28.68 –0.82 .149.40 2.55 RockyMtnChoc RMCF .0 dd 4.07 –0.31 .12363.44 58.22 Roku ROKU ... dd 356.99 +16.28 ...29.48 13.57 Root ROOT ... ... 17.17 +3.12 ...124.16 56.30 RossStores ROST .0 cc 118.02 +0.36 .285147.64 59.78 RoyalGold RGLD 1.1 30 108.65 –3.19 .3056.50 34.80 RoyaltyPharma RPRX 1.2 15 48.90 +4.50 .1513.70 3.35 RubiusTherap RUBY ... dd 8.04 +0.55 ...9.60 2.26 RuhnnHolding RUHN ... dd 2.83 –0.12 ...42.25 18.17 RushEntA RUSHA 1.4 18 41.12 +0.03 .1438.38 14.43 RushEntB RUSHB 1.5 16 37.69 +0.62 .1424.42 2.32 RuthsHospitality RUTH .0 dd 17.21 +0.62 .15118.17 44.44 Ryanair RYAAY ... dd 108.00 –1.02 ...

S41.54 16.98 S&TBancorp STBA 4.6 46 24.35 +0.27 .28328.37 205.20 SBAComm SBAC .7 dd 275.02 –1.91 .46512.10 4.20 SCYNEXIS SCYX ... dd 7.14 +0.93 ...69.61 35.41 SEI Investments SEIC 1.3 19 56.51 +0.35 .3732.00 7.20 SI-BONE SIBN ... dd 30.31 +0.59 ...8.10 3.96 SIGATech SIGA ... 18 7.34 –0.01 ...45.68 26.04 Sina SINA ... dd 42.45 –0.08 ...12.55 5.60 SLM SLM 1.0 9 12.27 –0.13 .0339.08 16.42 SMARTGlobal SGH ... dd 35.31 +1.73 ...5.05 1.32 SMTC SMTX ... 35 4.79 –0.10 ...46.67 0.55 SPIEnergy SPI ... dd 7.88 +0.04 ...46.65 14.44 SPPlus SP ... dd 28.99 –0.04 ...111.63 31.28 SPSCommerce SPSC ... 96 110.32 +5.69 ...74.00 29.51 SS&CTech SSNC .8 33 71.69 +0.49 .1425.32 9.00 SSRMining SSRM ... 40 19.54 –0.40 ...379.93 127.39 SVBFin SIVB ... 18 375.99 +18.19 ...26.24 9.35 SVMK SVMK ... dd 25.97 +2.27 ...22.55 5.55 SabraHealthcare SBRA 6.8 26 17.75 +0.14 .3023.25 3.30 Sabre SABR .0 dd 11.36 –0.14 .1495.93 65.45 SafetyInsurance SAFT 4.6 10 77.78 –4.95 .9031.95 16.25 SagaComm SGA .0 dd 22.25 –0.90 .3289.50 25.01 SageTherap SAGE ... dd 89.06 +7.27 ...194.00 61.46 Saia SAIA ... 41 185.47 +1.68 ...2.62 0.65 SalemMedia SALM .0 dd 1.03 –0.01 .025178.23 102.13 SandersonFarms SAFM 1.3 cc 131.47 –0.34 .4438.45 18.00 SandySpringBncp SASR 3.7 19 32.20 +0.21 .3094.30 66.35 Sanfilippo JBSS ... 17 78.63 +0.87 ...18.64 4.81 SangamoTherap SGMO ... dd 17.81 +3.49 ...34.96 18.34 Sanmina SANM ... 16 32.34 –0.20 ...55.00 37.62 Sanofi SNY 2.5 10 47.45 –0.67 1.699435.23 13.55 SapiensInt SPNS ... 48 30.48 +2.02 ...181.83 78.06 SareptaTherap SRPT ... dd 175.03 –0.37 ...36.10 3.50 SatsumaPharm STSA ... dd 5.08 +0.19 ...5.48 1.00 Savara SVRA ... dd 1.31 –0.05 ...37.44 13.78 ScanSource SCSC ... dd 26.20 +1.44 ...31.49 10.09 SchnitzerSteel SCHN 2.4 dd 31.00 +0.98 .187555.16 9.23 ScholarRock SRRK ... dd 51.50 +3.89 ...39.52 18.80 Scholastic SCHL 2.5 dd 24.47 +0.19 .1599.50 25.50 Schrodinger SDGR ... dd 83.95 +4.09 ...43.87 3.76 ScientificGames SGMS ... dd 42.49 +1.77 ...18.50 5.82 SciPlay SCPL ... 16 14.33 –0.43 ...47.86 5.34 ScopusBio SCPS ... ... 20.26 –1.29 ...11.99 4.95 scPharm SCPH ... dd 5.54 –0.25 ...


16.93 5.36 ScrippsEW SSP 1.4 35 14.42 –0.02 .054.98 0.69 SeaChange SEAC ... dd .88 +0.09 ...30.87 13.30 SeacoastBkgFL SBCF ... 21 29.36 +0.70 ...66.69 39.02 Seagate STX 4.3 16 62.95 –1.77 .67213.94 90.57 Seagen SGEN ... 75 190.61 –10.54 ...18.98 4.02 SeaSpine SPNE ... dd 17.12 –0.38 ...7.30 2.11 SecooHolding SECO ... 14 2.45 –0.16 ...18.23 5.29 SecureWorks SCWX ... dd 14.38 +0.13 ...9.00 3.67 SecurityNatFin SNFCA ... 3 8.25 –0.66 ...86.13 44.00 Seer SEER ... ... 62.04 +1.79 ...12.40 5.98 SelectBancorp SLCT ... 24 9.70 +0.31 ...4.83 1.42 SelectaBiosci SELB ... dd 3.27 +0.27 ...70.89 37.05 SelectiveIns SIGI 1.5 20 66.85 –1.17 .2573.91 26.03 Semtech SMTC ... cc 71.72 +0.05 ...48.05 25.04 SenecaFoodsA SENEA ... 4 39.03 –2.43 ...48.50 27.53 SenecaFoodsB SENEB ... 4 39.50 –1.20 ...38.50 2.52 SeresTherap MCRB ... dd 24.28 +0.16 ...24.47 3.59 ServiceProperties SVC .3 dd 11.46 –0.02 .012.10 0.53 ServiceSource SREV ... dd 1.61 –0.09 ...41.90 21.76 ServisFirstBcshs SFBS 2.0 14 40.28 +0.13 .201.82 0.37 SesenBio SESN ... dd 1.26 –0.48 ...23.93 10.00 17Educ&Tech YQ ... dd 13.79 –0.36 ...60.52 17.51 ShattuckLabs STTK ... ... 57.61 +16.89 ...59.93 38.35 ShenandoahTel SHEN .8 24 43.62 –0.38 .34105.09 22.01 ShockwaveMed SWAV ... dd 100.00 +0.51 ...40.15 12.56 ShoeCarnival SCVL .9 47 38.80 +2.43 .0917.59 7.63 ShoreBancshares SHBI 3.3 12 14.59 –0.19 .1228.77 9.01 Shyft SHYF .3 ... 28.64 +0.67 .0259.71 1.00 Sientra SIEN ... dd 3.90 –0.32 ...29.60 13.05 SierraBancorp BSRR 3.4 10 23.60 –0.37 .2019.68 8.55 SierraOncology SRRA ... dd 16.04 –0.01 ...16.24 4.31 SierraWireless SWIR ... dd 14.77 +0.52 ...54.32 22.00 SigilonTherap SGTX ... ... 41.20 +8.09 ...148.64 68.98 SignatureBank SBNY 1.7 14 134.20 +3.10 .5640.44 24.65 SilganHoldings SLGN 1.3 14 36.85 +0.29 .1242.55 20.93 Silicom SILC ... 41 41.29 –0.75 ...128.88 65.09 SiliconLab SLAB ... cc 126.29 +0.40 ...53.04 26.72 SiliconMotion SIMO 3.1 15 44.92 –1.08 .3575.80 20.84 SilkRoadMed SILK ... dd 64.71 +4.47 ...36.50 24.22 SilverbackTherap SBTX ... ... 35.77 +3.77 ...14.76 6.21 SilvercrestAsset SAMG 4.5 13 14.08 +0.19 .1627.05 13.75 SimmonsFirstNat SFNC 3.2 9 21.11 +0.03 .1734.31 10.58 SinclairBroadcast SBGI 2.6 dd 31.25 +2.61 .205.74 1.41 SioGeneTherap SIOX ... dd 2.81 –0.09 ...12.77 5.06 SiriusIntlIns SG ... dd 12.34 –0.15 ...7.40 4.11 SiriusXM SIRI .9 27 6.31 ... .0146118.60 15.42 SiTime SITM ... dd 106.85 –6.25 ...66.52 10.58 SkyWest SKYW .0 19 40.41 –0.62 .14158.61 67.90 Skyworks SWKS 1.3 32 151.21 +3.02 .5090.00 15.27 SleepNumber SNBR ... 24 84.87 +2.13 ...2.66 0.55 SmartSand SND ... 2 1.82 –0.09 ...15.54 3.64 SmileDirectClub SDC ... dd 13.43 +1.33 ...22.40 4.24 Smith&Wesson SWBI 1.1 26 17.97 +0.75 .0516.95 8.03 SoYoungIntl SY ... cc 11.41 –0.65 ...25.71 5.41 Sohu.com SOHU ... dd 16.29 –0.72 ...21.00 5.00 SolGelTech SLGL ... dd 9.50 +0.01 ...21.19 7.42 SolarCapital SLRC 9.6 dd 17.13 –0.08 .4118.29 6.30 SolarSeniorCap SUNS 8.4 18 14.34 –0.64 .10335.80 67.02 SolarEdgeTech SEDG ... 97 324.09 +9.59 ...7.65 1.93 SolidBiosci SLDB ... dd 6.83 –0.49 ...3.92 0.42 SonimTech SONM ... dd .65 +0.03 ...25.40 6.58 Sonos SONO ... dd 24.44 +0.10 ...29.00 24.05 SoteraHealth SHC ... ... 26.94 –0.02 ...6.90 1.43 SotherlyHotels SOHO ... dd 2.62 –0.24 ...22.00 11.30 SouthPlainsFin SPFI 1.1 9 18.90 –0.29 .0587.98 40.42 SouthState SSB 2.5 48 74.03 –0.05 .4743.00 20.89 SouthernFirstBcsh SFST ... 16 35.30 –0.20 ...38.98 17.30 SoMOBancorp SMBC 1.9 10 31.26 –0.16 .1516.73 7.58 SoNtlBcpVA SONA 3.3 13 12.11 +0.21 .1037.74 23.51 SouthsideBcshs SBSI 4.1 15 31.33 +0.64 .0510.47 5.25 SparkEnergy SPKE 7.6 8 9.48 +0.09 .181323.94 9.00 SpartanNash SPTN 4.5 9 17.26 –0.07 .19255.24 1.74 SpectrumPharm SPPI ... dd 3.71 –0.66 ...23.45 5.25 SperoTherap SPRO ... dd 21.97 +4.27 ...23.48 8.96 SpiritofTexas STXB 2.2 12 16.53 +0.21 .09225.89 93.92 Splunk SPLK ... dd 180.20 +14.31 ...12.33 8.53 SpokHoldings SPOK 4.5 dd 11.02 +0.36 .12518.46 4.08 SportsmansWrhs SPWH ... 11 17.92 +5.47 ...80.31 19.50 SpringWorks SWTX ... dd 74.63 +0.52 ...28.00 13.00 SproutsFarmersMkt SFM ... 10 20.29 –0.25 ...35.60 15.12 SpruceBio SPRB ... ... 24.91 +3.46 ...85.63 23.20 StaarSurgical STAA ... cc 81.43 +4.95 ...325.13 73.14 Stamps.com STMP ... 27 221.71 +11.64 ...12.09 3.86 StarBulkCarriers SBLK 1.5 cc 8.74 +0.43 .05106.09 50.02 Starbucks SBUX 1.8 cc 102.01 –1.27 .4531.81 12.07 StateAutoFin STFC 2.2 dd 18.26 +0.17 .105.00 0.90 StealthBioTher MITO ... dd 1.62 +0.15 ...3.69 1.51 StealthGas GASS ... 7 2.39 +0.33 ...1.69 0.40 SteelConnect STCN ... dd .77 –0.03 ...40.22 14.98 SteelDynamics STLD 2.7 16 36.38 +0.26 .2537.88 22.72 StepStone STEP ... cc 36.88 +2.57 ...79.50 38.45 Stericycle SRCL ... dd 69.72 –0.73 ...20.82 6.72 SterlingCnstr STRL ... 9 19.26 –0.73 ...43.76 16.38 StevenMadden SHOO .0 dd 34.64 +0.68 .1572.24 10.90 StitchFix SFIX ... dd 69.27 –0.74 ...44.73 22.98 StockYardsBncp SYBT 2.7 16 40.17 +0.04 .2764.54 15.82 StokeTherap STOK ... dd 58.28 –2.29 ...87.23 17.72 StoneCo STNE ... cc 85.17 +0.88 ...65.02 28.01 StoneX SNEX ... 7 56.83 +0.83 ...24.36 11.89 Stratasys SSYS ... dd 21.61 +0.49 ...187.98 81.83 StrategicEd STRA 2.5 20 97.09 –0.49 .6052.92 11.74 Strattec STRT .0 dd 51.40 +0.82 .1431.74 12.00 StratusProp STRS ... dd 23.21 –1.27 ...4.63 1.50 StrongbridgeBio SBBP ... dd 2.70 +0.08 ...


27.38 13.48 SummitFin SMMF 3.1 10 22.25 ... .1714.24 6.50 SummitStateBk SSBI 3.8 8 12.54 +1.07 .126.14 1.18 SummitTherap SMMT ... dd 5.70 +0.14 ...35.70 16.71 SumoLogic SUMO ... dd 32.19 +1.69 ...22.35 1.00 SundanceEnergy SNDE ... ... 1.87 +0.02 ...10.81 1.33 SunOpta STKL ... dd 10.70 +0.79 ...32.19 2.64 SunPower SPWR ... 83 29.87 +4.37 ...82.42 7.84 SunRun RUN ... cc 68.62 +5.92 ...33.30 15.76 SuperMicroComp SMCI ... 19 30.52 +0.03 ...28.58 6.10 SuperiorGroup SGC 1.6 12 24.31 +1.12 .1027.55 13.12 SupernusPharms SUPN ... 11 25.66 +3.78 ...11.68 1.38 SurfaceOncol SURF ... dd 9.63 +0.59 ...5.40 1.46 Surgalign SRGA ... dd 2.56 +0.08 ...29.40 4.00 SurgeryPartners SGRY ... dd 27.82 –0.64 ...49.00 22.06 Surmodics SRDX ... cc 38.64 –0.54 ...25.49 6.00 SutroBioph STRO ... dd 22.08 –0.85 ...40.99 22.12 SykesEnterprises SYKE ... 29 38.15 –0.79 ...1.71 0.79 Synacor SYNC ... dd 1.43 –0.04 ...14.25 3.81 Synalloy SYNL ... dd 7.10 +0.05 ...92.32 44.41 Synaptics SYNA ... 27 86.15 +4.76 ...6.51 2.17 Synchronoss SNCR ... dd 4.58 +0.89 ...27.85 6.32 SyndaxPharm SNDX ... dd 24.20 –1.05 ...74.25 30.02 SyneosHealth SYNH ... 37 68.02 –1.03 ...3.99 1.35 Synlogic SYBX ... dd 2.29 +0.07 ...260.26 104.90 Synopsys SNPS ... 60 256.28 +1.28 ...2.15 0.54 SyprisSolutions SYPR ... 15 1.43 +0.12 ...15.65 4.26 SyrosPharm SYRS ... dd 13.08 +0.87 ...

T47.46 16.96 TCFFinancial TCF 3.9 24 36.21 –0.30 .3514.37 4.30 TCGBDC CGBD 11.6 dd 11.05 +0.02 .0435.86 5.84 TCR2Therap TCRR ... dd 30.68 +1.24 ...23.55 5.25 TelaBio TELA ... dd 15.98 –0.47 ...19.00 3.44 TFFPharm TFFP ... dd 15.47 +0.92 ...22.47 12.65 TFSFin TFSL 6.3 60 17.65 –0.16 .28134.24 63.50 T-MobileUS TMUS ... 43 132.92 +1.00 ...58.87 9.19 TPIComposites TPIC ... dd 55.14 +4.53 ...154.33 82.51 TRowePrice TROW 2.4 17 148.28 –2.16 .9079.97 26.28 TTEC TTEC 1.0 35 76.96 –1.27 2.1416.25 8.06 TTMTech TTMI ... dd 13.71 +0.22 ...2.31 0.24 T2Biosystems TTOO ... dd 1.16 +0.09 ...69.72 30.12 TabulaRasaHlth TRHC ... dd 40.53 +3.40 ...71.05 29.47 TactileSystems TCMD ... dd 41.64 +2.06 ...12.65 2.48 TaiwanLiposome TLC ... dd 4.60 +0.13 ...205.84 100.00 TakeTwoSoftware TTWO ... 49 202.50 –0.89 ...46.80 18.30 Talend TLND ... dd 37.50 –0.82 ...123.74 43.69 TandemDiabetes TNDM ... dd 93.90 +3.86 ...5.36 1.30 TarenaIntl TEDU ... dd 3.22 –0.01 ...63.69 15.32 TarsusPharm TARS ... ... 44.01 –5.61 ...7.41 3.00 TatTechnologies TATT ... dd 4.39 –0.17 ...29.96 18.16 TayshaGene TSHA ... ... 27.20 +4.87 ...63.11 16.82 TechTarget TTGT ... 96 60.50 +3.38 ...12.61 6.15 Ericsson ERIC .9 25 11.76 –0.14 .05466.50 3.45 TeleNav TNAV ... 37 4.71 +0.03 ...6.46 0.46 Teligent TLGT ... dd .79 –0.03 ...31.30 18.08 Telos TLS ... dd 30.17 +3.20 ...166.31 48.78 10xGenomics TXG ... dd 151.33 –1.57 ...56.99 16.28 Tenable TENB ... dd 54.68 +2.83 ...122.37 42.87 Teradyne TER .3 30 118.88 –1.71 .1031.57 19.23 TerritBanc TBNK 3.8 12 24.00 ... .23695.00 70.10 Tesla TSLA ... cc 661.77 –33.23 ...12.26 4.12 TesscoTech TESS .0 dd 6.27 +0.65 .02127.19 63.61 TetraTech TTEK .6 37 115.42 –0.58 .1760.44 19.10 TexasCapBcshs TCBI ... 42 59.00 +0.63 ...167.24 93.09 TexasInstruments TXN 2.5 31 161.64 –2.43 1.0284.27 25.15 TexasRoadhouse TXRH .0 cc 79.96 +0.03 .3614.47 3.36 TheBancorp TBBK ... 14 13.45 +0.06 ...2.93 0.85 TherapeuticsMD TXMD ... dd 1.19 –0.03 ...31.54 14.48 TheravanceBio TBPH ... dd 18.76 –0.70 ...8.51 2.29 36Kr KRKR ... dd 2.88 –0.09 ...18.06 6.37 360DigiTech QFIN ... 4 10.84 –0.52 ...22.95 2.43 Tilray TLRY ... dd 8.59 –0.30 ...31.00 13.60 TimberlandBncp TSBK 3.3 9 24.55 +0.15 .2020.30 6.96 TitanMachinery TITN ... 22 18.95 –0.16 ...26.07 1.92 TivityHealth TVTY ... dd 19.60 +0.24 ...12.17 0.62 TizianaLifeSci TLSA ... dd 2.50 +0.34 ...2.46 0.39 TonixPharm TNXP ... dd .67 +0.07 ...48.86 6.34 Torm TRMD 26.6 2 7.15 +0.15 .8527.28 12.13 TowerSemi TSEM ... 35 25.38 +0.04 ...28.38 15.03 TowneBank TOWN 3.1 13 23.46 –0.17 .18157.07 63.89 TractorSupply TSCO 1.1 23 146.88 –0.20 .40972.80 136.00 TradeDesk TTD ... cc 931.77 –19.73 ...69.06 33.23 Tradeweb TW .5 74 63.39 –4.98 .0811.33 2.87 TransActTechs TACT ... dd 7.37 –0.79 ...36.49 16.50 Transcat TRNS ... 37 33.03 –1.08 ...1.57 0.30 TransGlobeEner TGA ... dd 1.01 +0.11 ...28.09 6.80 TranslateBio TBIO ... dd 22.14 –2.69 ...20.99 10.10 TransMedics TMDX ... dd 18.77 +0.10 ...35.99 5.51 TravelCenters TA ... 10 35.29 +1.44 ...12.40 3.04 Travelzoo TZOO ... dd 9.11 –0.74 ...28.19 8.98 TravereTherap TVTX ... dd 27.62 +0.11 ...17.90 9.90 TreanInsurance TIG ... ... 13.29 –0.30 ...6.86 1.63 TremontMortgage TRMT 1.0 4 4.10 –0.15 .538.50 1.33 TreviTherap TRVI ... dd 2.79 –0.07 ...13.90 4.91 TribunePub TPCO .0 dd 12.75 +0.15 .2540.01 3.74 Tricida TCDA ... dd 7.74 +0.21 ...41.20 23.05 TriCoBancshares TCBK 2.5 16 34.51 –1.00 .2232.05 18.05 TriMas TRS ... dd 32.04 +1.19 ...67.48 20.01 Trimble TRMB ... 34 66.65 +0.50 ...4.94 0.56 TrinityBiotech TRIB ... 15 4.14 –0.20 ...38.95 20.10 Trip.com TCOM ... dd 31.99 –2.62 ...31.67 13.73 TripAdvisor TRIP ... dd 26.00 –0.99 ...


26.43 7.59 TriStateCapital TSC ... 12 16.78 –0.57 ...15.45 7.70 Triterras TRIT ... cc 14.35 +5.90 ...3.95 0.23 TriterrasWt TRITW ... ... 3.22 +1.42 ...51.95 19.03 TriumphBancorp TBK ... 25 48.34 –2.17 ...3.07 1.25 trivago TRVG ... dd 2.20 –0.01 ...6.47 1.98 TrueCar TRUE ... dd 4.51 +0.09 ...124.72 22.48 Trupanion TRUP ... dd 120.65 +3.63 ...8.85 4.30 TrustcoBank TRST 4.1 12 6.60 –0.02 .068134.90 20.08 Trustmark TRMK 3.4 12 27.34 +0.18 .234.51 0.73 Tuniu TOUR ... dd 1.92 –0.01 ...134.92 31.30 TurningPtTherap TPTX ... dd 130.10 +5.56 ...26.48 4.05 TurtleBeach HEAR ... 10 24.73 –0.70 ...34.47 6.31 21Vianet VNET ... dd 32.36 +0.36 ...11.61 4.66 TwinDisc TWIN ... dd 7.46 –0.35 ...170.86 18.52 TwistBiosci TWST ... dd 164.04 +16.70 ...49.46 11.51 2U TWOU ... dd 41.99 +3.02 ...

U64.20 29.17 UFP Inds UFPI .4 16 56.41 –0.24 .12572.76 39.47 UMBFin UMBF 1.9 17 69.15 +1.35 .3211.61 3.80 USATech USAT ... dd 11.51 +0.44 ...12.85 2.36 USATruck USAK ... dd 8.58 –0.22 ...42.22 6.75 USConcrete USCR ... 21 38.69 –2.15 ...58.36 24.94 USEcology ECOL .0 dd 36.12 –0.30 .18119.24 60.99 USLime&Min USLM .6 25 114.00 +0.01 .1624.77 8.56 uCloudlink UCL ... dd 10.38 –1.82 ...304.65 124.05 UltaBeauty ULTA ... 67 264.64 –3.79 ...37.02 11.79 UltraClean UCTT ... 29 31.65 –1.14 ...179.65 31.99 UltragenyxPharm RARE ... dd 172.87 +4.83 ...8.85 4.85 Ultralife ULBI ... 22 6.36 –0.33 ...18.94 8.88 Umpqua UMPQ 5.5 dd 15.14 +0.43 .217.70 3.95 UnicoAmerican UNAM ... dd 4.42 –0.11 ...38.79 16.50 UnionBankshares UNB 5.0 10 25.83 –0.63 .3276.69 34.38 uniQure QURE ... dd 38.10 –7.85 ...90.57 17.80 UnitedAirlines UAL ... dd 43.26 –1.48 ...25.98 12.60 UnitedBancshares UBOH 2.6 5 24.75 ... .1639.07 19.67 UnitedBkshrsWV UBSI 4.4 14 31.88 +1.03 .3531.18 14.95 UtdCmtyBks UCBI 2.5 16 28.71 +0.70 .1847.52 18.83 UnitedFire UFCS 2.4 dd 24.53 –0.68 .1520.70 10.65 UnitedGuardian UG 5.0 16 14.42 +0.28 .3610.92 5.04 UnitedSecBcshrs UBFO 6.4 12 6.92 +0.13 .11151.44 75.58 UnitedTherap UTHR ... 14 149.83 +2.98 ...11.89 4.86 Uniti UNIT 5.2 dd 11.59 +0.35 .1523.75 8.76 UnityBancorp UNTY 1.9 8 17.27 –0.24 .0815.44 2.72 UnityBiotech UBX ... dd 5.57 +0.19 ...246.98 105.11 UnivDisplay OLED .3 cc 233.15 –6.97 .1556.99 29.50 UnivElectro UEIC ... 22 52.02 –0.80 ...23.94 11.02 UnivLogistics ULH 2.0 14 20.72 –1.10 .10515.10 5.12 UnivStainless USAP ... dd 7.21 +0.59 ...26.98 13.20 UnivestFin UVSP 3.9 16 20.39 +0.48 .208.32 2.03 UpFintech TIGR ... cc 6.79 +0.68 ...51.48 20.75 UplandSoftware UPLD ... dd 46.63 +1.59 ...51.40 22.61 Upstart UPST ... ... 43.96 –0.13 ...41.42 5.14 Upwork UPWK ... dd 37.80 –2.41 ...32.86 12.28 UrbanOutfitters URBN ... dd 26.76 –0.36 ...35.00 13.12 UroGenPharma URGN ... dd 18.87 –0.02 ...16.25 6.55 UrovantSci UROV ... dd 16.04 –0.03 ...109.99 75.33 UtahMedProducts UTMD 1.3 27 85.45 –2.75 .2852.96 0.82 UTStarcom UTSI ... ... 1.31 –0.03 ...2.95 0.72 Uxin UXIN ... dd .96 –0.17 ...

V2.78 1.20 VEON VEON 22.2 dd 1.61 +0.06 .1515.62 1.82 VOXX Intl VOXX ... dd 14.24 +1.10 ...41.99 13.83 VSE VSEC .9 dd 40.71 +0.17 .097.48 1.00 VyneTherap VYNE ... dd 1.77 –0.02 ...11.54 6.00 ValleyNatlBncp VLY 4.5 12 9.71 –0.03 .1117.40 7.12 VandaPharm VNDA ... 38 13.28 –0.53 ...31.90 10.37 VarexImaging VREX ... dd 16.25 –0.79 ...180.00 48.95 VaronisSystems VRNS ... dd 170.09 +8.92 ...2.06 0.90 VascularBiogenics VBLT ... dd 1.92 –0.01 ...22.35 10.94 VastaPlatform VSTA ... ... 15.03 +0.33 ...58.48 17.80 Vaxcyte PCVX ... dd 27.96 –2.55 ...19.83 7.42 VeecoInstr VECO ... dd 19.00 +0.39 ...32.50 9.87 VelodyneLidar VLDR ... dd 24.68 +4.61 ...14.41 0.05 VelodyneLidarWt VLDRW ... ... 9.90 +3.47 ...9.00 1.76 VenusConcept VERO ... dd 1.83 –0.34 ...11.92 3.12 VeraBradley VRA ... 21 8.10 +0.34 ...63.55 13.90 Veracyte VCYT ... dd 55.80 +7.87 ...4.67 1.08 Verastem VSTM ... dd 2.30 +0.10 ...66.35 32.44 VerintSystems VRNT ... cc 66.25 +2.88 ...221.30 148.77 VeriSign VRSN ... 31 214.59 –3.23 ...206.83 116.61 VeriskAnalytics VRSK .5 50 201.23 –3.24 .2729.41 10.02 Veritex VBTX 2.7 16 25.15 –0.57 .1735.79 1.22 Veritone VERI ... dd 30.69 +5.19 ...15.71 2.01 VeronaPharma VRNA ... dd 7.50 –0.17 ...17.60 6.02 VerricaPharm VRCA ... dd 12.00 +1.43 ...37.68 21.11 Vertex VERX ... dd 34.11 –0.20 ...306.08 197.47 VertxPharm VRTX ... 23 234.46 –2.26 ...46.90 13.12 ViacomCBSA VIACA 2.6 17 37.03 +0.66 .2442.82 10.10 ViacomCBSB VIAC 2.7 16 35.99 +0.73 .2474.26 25.10 ViaSat VSAT ... dd 33.43 +2.02 ...23.11 12.75 Viatris VTRS ... 35 17.77 +0.02 ...16.10 8.08 ViaviSolutions VIAV ... 96 14.70 +0.59 ...96.64 30.42 Vicor VICR ... cc 93.88 +2.62 ...24.83 10.18 VictoryCapital VCTR 1.0 9 23.79 +0.62 .0770.66 25.02 VielaBio VIE ... dd 36.52 +1.53 ...5.19 1.11 ViewRay VRAY ... dd 4.14 +0.03 ...8.87 3.26 VikingTherap VKTX ... dd 6.20 –0.22 ...27.88 16.48 VillageSuperA VLGEA 4.6 12 21.79 –0.54 .25


Nasdaq Issues


FTNasdClEdSmGr GRID .6 80.02 +1.13 .1462FTNasdCybersec CIBR 1.1 45.18 +1.34 .027FTNasdGlblAuto CARZ .9 50.68 –0.78 .1777FTNasd100xTech QQXT .3 78.27 –0.69 .083FTNasd100Tech QTEC .5 137.88 –0.06 .1118FTNasdArtlIntel ROBT .1 49.92 +0.50 .0505FTNasdaqBk FTXO 3.0 23.45 +0.55 .1763FTNasdFood&Bev FTXG 1.3 23.31 –0.07 .1063FTNasdOil&Gas FTXN 2.1 11.83 –0.10 .0283FTNasdPharm FTXH .7 25.67 –0.12 .0644FTNasdRetail FTXD .8 28.85 +0.15 .0745FTNasdSemicon FTXL .5 58.85 –0.78 .0775FTNasdaqTrans FTXR .5 27.97 –0.07 .042FTNasd100EW QQEW .4 99.94 –0.81 .0929FTRBAAmerInd AIRR .2 33.95 +0.54 .0193FTRisingDivAch RDVY 1.5 39.35 +0.02 .2105FTRiverFrDynAP RFAP 2.3 56.59 –0.32 .3323FTRiverFrDynDev RFDI 1.7 63.70 +0.13 .1395FTRiverFrDynEM RFEM 3.1 67.69 –1.24 .0866FTRiverFrDynEur RFEU 1.8 64.49 –0.98 .6119FTS&PIntDivArist FID 4.2 16.16 –0.34 .2315FTSMIDCapRising SDVY 1.5 23.60 +0.03 .1312FTSSIStrat FCVT 1.1 49.00 –0.10 .4026FTSrLoanFd FTSL 3.5 47.37 –0.03 .1447FTSCCoreAlpha FYX .7 77.65 +1.00 .2174FTSCGrwthAlpha FYC .2 63.46 +1.62 .0606FTSCUSEquity RNSC 1.3 24.11 +0.10 .1536FTSCValue FYT 1.0 41.35 +0.06 .1476FTStratIncm FDIV 4.2 47.72 –0.38 .156FTSwitzAlpha FSZ 1.3 59.55 –0.42 .1533FTTCWOpp FIXD 2.0 54.66 –0.65 .6899FTTacticalHY HYLS 5.0 48.66 –0.14 .248FTTotalUSMkt TUSA 1.0 40.81 +0.43 .1147FTUSEquityDiv RNDV 2.9 24.45 –0.72 .1733FTUKAlpha FKU 2.6 37.57 +0.62 .0709FlexShCredScoreUS SKOR 2.3 54.76 +0.16 .702FlexShRealAsset ASET 2.9 29.32 –0.38 .1718GlbXAI&Tech AIQ .4 27.05 –0.11 .0822GlbXAuto&Elc DRIV .5 23.60 +0.31 .0496GlbXCannabis POTX 5.8 10.53 –0.32 .3962GlbXCnBiotech CHB ... 15.96 +0.06 ...GlbXCleanTech CTEC ... 22.62 +1.32 ...GlbXCloudComp CLOU .0 28.61 +0.30 .0076GlbXConsciousCos KRMA 1.0 27.04 –0.08 .1024GlbXCybersec BUG .4 28.73 +1.17 .1055GlbXDAXGermany DAX 1.0 30.89 –0.38 .2935GlbXDataCtr VPN ... 15.18 +0.13 ...GlbXecomm EBIZ .1 31.85 –0.21 .034GlbXEdu EDUT ... 18.11 +0.25 ...GlbXEMInternet EWEB ... 15.24 –0.33 ...GlbXFinTech FINX ... 46.95 +0.02 ...GlbXGen&Biotech GNOM ... 25.58 +1.40 ...GlbXHealth&Well BFIT .3 25.46 +0.19 .0345GlbXInternetThings SNSR .6 31.53 +0.20 .0025GlbXLongevityThem LNGR .5 27.83 –0.12 .0449GlbXMSCISuperDiv EFAS 4.5 14.80 +0.04 .0525GlbXMillThematic MILN .3 37.56 –0.18 .0204GlbXNasd100Cv QYLD 10.9 22.84 +0.06 .2229GlXNasd100CCGrw QYLG 5.7 29.56 +0.16 .1417GlbXRobotics&AI BOTZ .3 32.96 +0.16 .0636GlbXS&PCathDvxUS CEFA ... 30.08 +0.23 ...GlbXS&P500Catholic CATH 1.2 45.83 –0.13 .241GlbXSocialMedia SOCL ... 60.75 –1.49 ...GlbXSuperDividAlt ALTY 9.2 11.68 –0.17 .0776GlbXSuperDivdREIT SRET 9.4 8.90 –0.03 .055GlbXTelemed EDOC ... 19.47 +0.35 ...GlbXThemGrwth GXTG .2 44.91 +0.42 .024GlbXVideoGames HERO .1 30.83 –0.63 .0122GlbXYieldCo&Renew YLCO 2.6 17.98 +0.68 .1245HighlandSrLoan SNLN 3.2 15.98 +0.01 .0233IQChaikinUSSC CSML .7 29.44 +0.31 .0698InvscActMgdETC PDBC .0 15.15 –0.14 .0013InvscBldrSEM50ADR ADRE 1.0 54.43 –1.70 .2038InvscBS2030CorpBd BSCU 2.0 20.28 +0.02 .0381InvscBS2030MuniBd BSMU 1.7 25.61 +0.01 .0384InvscBull2028CpBd BSCS 2.5 23.55 +0.04 .0413InvscBull2025CpBd BSCP 2.4 22.57 +0.01 .0347InvsBull25HYCpBd BSJP 5.0 24.44 ... .0943InvscBull2024CpBd BSCO 2.4 22.34 ... .0395InvsBull24HYCpBd BSJO 4.5 24.90 +0.03 .0869InvscBull2021CpBd BSCL 2.2 21.19 –0.08 .0753InvsBull21HYCpBd BSJL 4.0 23.07 –0.05 .067InvscBull2027CpBd BSCR 2.5 22.34 +0.03 .0405InvscBull2026CpBd BSCQ 2.4 21.89 +0.03 .0366InvsBull26HYCpBd BSJQ 4.6 25.55 +0.02 .0903InvscBull2023CpBd BSCN 2.4 21.87 –0.02 .0384InvsBull23HYCpBd BSJN 4.7 25.34 ... .0918InvscBull2022CpBd BSCM 2.3 21.74 –0.10 .1024InvsBull22HYCpBd BSJM 4.2 23.30 ... .0754InvscBS2028HY BSJS 4.5 25.58 –0.08 .1039InvscBS2028MuniBd BSMS 1.8 26.16 ... .0385InvscBS2025MuniBd BSMP 1.3 25.98 +0.03 .0229InvscBS2024MuniBd BSMO 1.1 25.71 ... .0156InvscBS2024USDEM BSDE 3.5 26.24 –0.09 .0732InvscBull2029CpBd BSCT 2.2 21.74 +0.05 .03InvscBS2029MuniBd BSMT 1.8 26.08 –0.03 .0389InvscBS2021MuniBd BSML .8 25.31 –0.01 .0093InvscBS2021USDEM BSAE 3.7 25.29 –0.05 .0758InvscBS27HYCpBd BSJR 4.6 25.50 –0.04 .1063InvscBS2027MuniBd BSMR 1.5 25.75 ... .0233InvscBS2026MuniBd BSMQ 1.6 25.87 +0.01 .0203InvscBS2023MuniBd BSMN 1.0 25.62 +0.03 .0124InvscBS2023USDEM BSCE 3.8 26.36 –0.09 .0807InvscBS2022MuniBd BSMM .9 25.46 +0.04 .0077

VangdUSQual VFQY 1.1 99.45 –0.11 .4437VangdUSValue VFVA 2.1 77.37 –0.29 .4828VirtusWMCIntlDiv VWID 4.4 27.11 –1.19 .9254WisdTrYdEnhUSST SHAG 1.9 51.36 –0.05 .055WisdomDynCurrIntl DDWM 3.5 27.66 –0.50 .3133WisdomDynCurrIntSC DDLS 3.2 30.66 –0.29 .3434WTEMESGFd RESE 1.8 34.84 –0.61 .1575WisdomTreeCpBdFd WFIG 2.3 55.78 +0.10 .1025WisdomTreeUSHYCpBd WFHY 4.8 52.23 –0.05 .1975WisdTrUSSTCpBd SFIG 2.0 51.77 –0.01 .0625WisdTrUSSTHY SFHY 4.6 49.10 –0.02 .245WisdTrIntlESGFd RESD 1.9 28.15 –0.35 .1528WisdTrIntlQualDiv IQDG 1.7 36.02 –0.37 .19WisdTrUSMulti USMF 1.3 35.21 –0.01 .0965XtrkBBUSIGCpESG ESCR 2.6 22.76 –0.05 .0458XtrkrsEurozone EURZ 2.8 24.36 –0.40 .2604XtrkJPMEMSvn ESEB 3.5 22.50 +0.01 .1059XtrkJPMESGUSDHY ESHY 5.9 21.00 –0.19 .1125

NASDAQAdvShDWAlphaEW DWEQ .0 28.08 +0.24 .0053AdvShDWFSMAC DWAW .0 38.11 +0.61 .0602AdvShDWFSMUS DWUS .0 34.08 –0.04 .0679AdvShDorseyMc DWMC .1 29.35 +1.32 .0178AdvShDorseyShrt DWSH ... 11.59 +0.06 ...AlphaMarkActiveMgd SMCP .6 26.11 –0.29 .1539ArrowInvDWATact DWAT .0 12.15 –0.04 .1423ClearBrACGrw CACG .0 43.72 –0.08 .2581ClearBrDivStrat YLDE 1.4 35.62 –0.18 .095ClearBrLCGrw LRGE .0 49.70 ... .14CSX-LinksCrudeOil USOI 68.4 4.64 –0.20 .1227CSXLGoldCvETN GLDI 14.1 9.62 –0.07 .1011CSXSilverETN SLVO 25.8 6.46 –0.12 .1809DemzPolitical DEMZ ... 22.76 –0.14 ...DavisFinl DFNL 1.5 23.79 +0.41 .282DavisSelectIntlETF DINT 2.1 22.88 –0.06 .49DavisUSEquity DUSA 1.0 28.81 +0.04 .29DavisWorldwide DWLD 1.9 30.09 –0.03 .57DefNasdJrBio IBBJ ... 36.64 +1.67 ...DorseyWrightETN36 BMLP 9.2 35.10 –0.97 .8095FidelityNasdComp ONEQ .9 498.08 +3.26 1.041FTAltAbsRet FAAR 1.0 26.76 –0.70 .8214FTAPxJapan FPA 2.3 30.90 –0.89 .2877FTBICK BICK .5 36.48 –0.20 .1165FTBrazilAlpha FBZ 12.4 13.26 –0.39 .055FTBuyWrite FTHI 4.7 20.33 +0.14 .08FTCEFIncmOpp FCEF 5.1 22.37 ... .09FTCAMuniHi FCAL 2.1 53.99 –0.11 .095FTCapStrength FTCS .9 66.76 –0.82 .2077FTChinaAlphaDEX FCA 4.4 27.90 –0.54 .2061FTCloudComp SKYY .2 96.87 +0.33 .0443FTDevIntlEquity RNDM 1.7 51.87 –0.60 .3079FTDevMkts FDT 2.0 55.74 –1.10 .8998FTDevMktsXUS FDTS 2.2 41.69 –0.42 .4026FTDorseyDyn5 FVC .5 31.19 ... .0607FTDorseyFoc5 FV .3 40.69 +0.01 .025FTDorseyIntl5 IFV 2.6 21.88 –0.19 .1087FTDWMomentum DDIV 3.0 24.61 +0.01 .2207FTDWMom&Low DVOL 1.4 24.36 –0.09 .0094FTDWMom DVLU 1.5 17.95 +0.03 .0729FTDorseyWright DWPP .9 28.09 –0.04 .0093FTDorseyDALI1 DALI 1.4 22.00 +0.12 .0056FTDJ IntlInt FDNI .7 44.36 –0.90 .0744FTMultAsstDiv MDIV 6.2 15.01 –0.04 .0605FTNasdTechDiv TDIV 1.9 48.92 –0.58 .4005FTEMAlphadex FEM 3.1 24.65 ... .4512FTEMEquitySel RNEM 2.5 46.39 –1.04 .3285FTEMLocalCurr FEMB 5.3 38.12 –0.46 .155FTEMSCAlpha FEMS 4.0 39.90 –0.56 .2508FTEnhShtMat FTSM 1.3 60.04 –0.01 .035FTEuropeAlpha FEP 1.7 38.45 –0.21 .4782FTEurozoneAlpha FEUZ 1.3 42.06 –0.10 .2173FTGerAlpha FGM .9 50.92 –0.76 .2873FTGlTactCommod FTGC ... 18.99 –0.05 ...FTHdgBuyWriteIncm FTLB 3.3 20.24 +0.08 .055FT IPOXEurEq FPXE 1.0 28.88 –0.15 .2332FTGlblAgri FTAG 1.5 25.96 –0.11 .1098FTGlbNatRscs FTRI 4.9 11.73 –0.16 .0733FTIndiaNifty50EW NFTY .6 38.04 –0.31 .0132FTIndxxInnTran LEGR 1.0 36.98 –0.12 .0955FTIndxxNextG NXTG 1.0 68.07 –0.05 .2695FTIntlDevCapStr FICS ... 30.53 –0.10 ...FTIntlEquOpps FPXI .3 67.40 +0.64 .0126FTJapanAlpha FJP 2.3 50.82 –0.58 .1709FTLCCoreAlpha FEX 1.2 73.42 –0.26 .2494FTLCGrwthAlpha FTC .5 97.85 +0.22 .037FTLCUSEquity RNLC 1.6 27.30 –0.10 .1152FTLCValue FTA 1.9 54.26 –0.48 .3597FTLatAmAlpha FLN 1.9 19.18 –0.25 .0693FTLowDurOpp LMBS 2.3 51.53 –0.11 .09FTLowDurStrat LDSF 2.4 20.43 –0.11 .1198FTMgdMuni FMB 2.2 56.69 –0.01 .0975FTMCCoreAlpha FNX 1.1 83.79 +0.60 .3367FTMCGrwthAlpha FNY .3 67.18 +1.02 .0697FTMCUSEquity RNMC 1.3 24.23 –0.26 .1355FTMCValAlpha FNK 1.7 35.38 –0.03 .2242FTMCGrAlpDX FAD .4 105.76 +1.67 .0528FTMuCValAlpha FAB 1.7 57.82 –0.21 .3094FTMuniCEFIncmOpp MCEF 3.3 20.00 +0.15 .0625FTMuniHiIncm FMHI 3.1 53.59 –0.12 .14FTNasdComBk QABA 2.5 44.63 +0.24 .286FTNasdCleanEdge QCLN .2 70.45 +3.46 .0708

MotleyFoolSCGrw MFMS ... 39.97 +1.04 ...NuvESGEMEquity NUEM 1.3 32.50 –0.45 .5415NuvESGIntlDev NUDM 1.5 29.00 –0.08 .9217NuvESGLC NULC 1.4 34.50 –0.11 1.42NuvESGLCGrowth NULG .2 55.91 –0.21 1.5115NuvESGLCValue NULV 1.4 32.45 –0.20 .468NuvESGMCGrowth NUMG .0 49.80 +0.38 .3748NuvESGMCValue NUMV 1.4 29.87 +0.01 .4164NuvESGSC NUSC .5 38.66 +0.50 .1991NuvShTermREIT NURE 3.5 26.56 +0.32 .3946OShEurQualDiv OEUR 2.4 24.78 –0.32 .0219OShGlbInternet OGIG ... 54.63 –0.63 ...OShUSQualDiv OUSA 2.1 37.92 –0.29 .0511OShUSSCQualDiv OUSM 1.8 31.13 +0.06 .0697OpusSCValue OSCV 1.3 28.02 +0.09 .0449PacerBioThreat VIRS .6 27.90 –0.56 .0394PacerIntCashCow100 ICOW 2.5 28.50 –0.53 .2428PacerGlCashCows GCOW 4.1 28.52 –0.68 .2921PacerSaltHitruUS SLT 1.7 36.21 –0.49 .6286PacerSaltLowUS LSLT 2.2 28.46 –0.33 .1233PacerSwanSOSCon PSCX ... 20.61 ... ...PacerSwanSOSFlex PSFD ... 20.60 ... ...PacerSwanSOSMod PSMD ... 20.62 ... ...PacerTrendEurIndex PTEU ... 22.14 –0.02 ...PacerTrendpilot450 PTMC .5 32.67 ... .1712PacerTrendpilot100 PTNQ .2 51.67 –0.18 .0831PacerTrendpilot750 PTLC 1.1 32.26 –0.40 .3523PacerUSCashCows100 COWZ 2.6 33.30 –0.23 .2469PacerUSSCCash100 CALF .8 31.32 +0.08 .121PacerWealthShield PWS .5 29.44 +0.01 .0238PointBridgeGOP MAGA 2.1 30.20 –0.13 .628PremiseCapDivTact TCTL 2.2 29.93 –0.04 .6679PrincipalGlbDiv GDVD 2.5 31.69 –0.15 .2956ProShGlbListedPrv PEX 5.6 31.72 –0.57 .4724ProShHY IntRt HYHG 5.2 61.98 –0.24 .2718ProShInvGrdIntRt IGHG 2.8 75.31 +0.05 .1658ProShK1FreeCrude OILK 2.1 42.75 –0.95 .0556ProShLCCorePlus CSM 1.2 83.67 –0.28 .216ProShDivGrowers EFAD 1.5 43.13 –0.27 .156ProShMSCIEMDiv EMDV 3.2 56.67 –0.43 .3191ProShMSCIEurDiv EUDV 1.3 46.36 –0.34 .06ProShMergerETF MRGR ... 39.24 +0.08 ...ProShMornAltSoln ALTS 1.7 36.75 +0.10 .0448ProShPetCare PAWZ .1 72.46 +1.64 .039ProShRuss2000Div SMDV 2.1 56.86 –0.45 .2253ProShRussUSDivGrw TMDV 2.3 41.62 –0.65 .3383ProShS&P500Arist NOBL 2.2 78.98 –0.95 .4151ProShS&PMC400 REGL 2.4 62.71 –0.27 .5134ProShS&PTechDiv TDV 1.1 52.35 –0.45 .1664ProShShortUSDEmgBd EMSH 2.9 73.28 –0.10 .1765ProShShtVIXST SVXY ... 41.50 +0.27 ...ProShTrMgdFut FUT 1.2 39.96 +0.09 .0564ProShUltVIXST UVXY ... 10.76 –0.26 ...ProShsVIXMTFut VIXM ... 36.59 –0.51 ...ProShsVIXSTFut VIXY ... 13.85 –0.23 ...RareviewDynFx RDFI 4.1 26.82 +0.03 .092RareviewTaxAdv RTAI ... 25.87 +0.07 ...RevWeightUSLC RVRS 1.7 18.51 –0.40 .3525SPDRDoubleEMFixed EMTL 3.3 51.01 +0.05 .1155SPDRDoubleShDurTR STOT 1.7 49.92 +0.02 .0501SabaClosedEndFds CEFS 8.5 19.70 –0.14 .142ndVoteLifeNeutral LYFE ... 26.17 ... ...2ndVoteSocDef EGIS ... 26.75 –0.03 ...SirenDivDefender DFND .0 36.49 ... .0651SirenDivLdrsDiv LEAD .8 47.13 –0.24 .156SmartSustEnerII SULR ... 29.62 +1.00 ...StrategyResRobust ROMO .6 24.89 –0.14 .1519SwanHdgEqUSLC HEGD ... 16.51 ... ...3DPrintingETF PRNT .0 32.16 +0.67 .015TrendAggSG TEGS ... 29.32 –0.09 ...TrendAggUS TAEQ ... 27.97 –0.10 ...TrimDonForRisk DFNV ... 26.07 +0.05 ...TrimDonForTact DFHY ... 25.20 +0.10 ...TrimTabsIntlFrCsh TTAI ... 31.69 –0.04 ...TrimTabsUSFrCsh TTAC ... 46.15 +0.13 ...TrueStructOutAug AUGZ ... 27.49 –0.19 ...TrueStructOutDec DECZ ... 25.15 –0.02 ...TrueStructOutJul JULZ ... 28.79 –0.15 ...TrueStructOutNov NVMZ ... 27.32 –0.14 ...TrueStructOutOct OCTZ ... 26.82 –0.16 ...TrueStructOutSep SEPZ ... 26.20 –0.01 ...VanEckAMTFrIntMuni ITM 2.0 52.11 +0.06 .0762VanEckAMTFrLgMun MLN 2.5 21.83 ... .0422VanEckAMTFrShMuni SMB 1.5 18.15 +0.02 .0199VanEckCEFMuni XMPT 3.8 28.15 +0.13 .0935VanEckHYMuni HYD 4.0 61.55 –0.11 .1873VanEckMdyBBBCpBd MBBB ... 25.29 +0.20 ...VanEckMdyIGCpBd MIG ... 25.23 +0.13 ...VanEckMornDur DURA 3.3 28.56 –0.38 .24VanEckMornGlb GOAT 1.2 34.35 –1.35 1.0288VanEckMornIntlMoat MOTI 2.2 33.17 –1.00 .72VanEckMornWideMoat MOAT 1.5 61.50 –0.96 .9021VanEckMuni MAAX 2.8 24.94 –0.02 .0562VanEckRussia RSX 3.3 23.98 –1.08 .7988VanEckRussiaSC RSXJ 4.4 35.68 –1.32 1.5849VanEckShHYMuni SHYD 3.1 24.77 –0.22 .0615VanEckVietnam VNM .4 16.73 –0.13 .07VangdESGIntlStk VSGX 1.7 58.37 –0.32 .3361VangdESGUSCpBd VCEB 1.2 76.17 +0.34 .0947VangdESGUSStk ESGV 1.1 69.58 +0.15 .2387VangdUSLiquid VFLQ 1.5 93.71 –0.25 .5265VangdUSMinVol VFMV 2.3 88.67 –1.06 .7287VangdUSMom VFMO .6 114.81 +1.22 .1891VangdUSMultifact VFMF 1.5 83.76 +0.09 .4525

iShUSTelecomm IYZ 2.6 30.22 –0.27 .1901iShESGAwareAgg EAOA 1.2 30.17 –0.21 .1543iShESGAwareCon EAOK 1.4 26.96 –0.08 .0881iShESGAwareGrw EAOR 1.2 28.87 –0.17 .1405iShESGAwareMod EAOM 1.1 27.60 –0.12 .1286iShESGMSCIUSASC ESML 1.0 34.52 +0.53 .1311iShESGScrS&P500 XVV 1.3 28.28 –0.02 .0897iShESGScrS&PMC XJH 1.4 31.91 +0.43 .114iShESGScrS&PSC XJR 2.3 33.26 +0.35 .1933iShEdgeHYDefBd HYDB 5.8 51.15 +0.16 .2852iShEdgeInvGrEnhBd IGEB 2.9 55.01 +0.14 .1221iShEdgeMSCIMinEAFE EFAV 1.3 72.49 –0.55 .9773iShEdgeMSCIMinVlEM EEMV 2.5 60.08 –0.16 .9422iShEdgeMSCIMinVol ACWV 1.8 95.66 –0.86 .791iShEdgeMSCIMinUSA USMV 1.8 67.11 –0.53 .3023iShMSCIMinVolUSASC SMMV 1.4 33.91 +0.27 .1678iShEdgeMSCIUSAMom MTUM .8 161.74 –0.17 .3098iShEdgeMSCIUSAQual QUAL 1.4 114.46 –0.30 .4078iShEdgeMSCIUSAVal VLUE 2.5 85.78 –0.31 .5351iShUSFixedIncmBal FIBR 2.6 102.11 +0.01 .0468iShEmMkCorpBdFd CEMB 3.9 53.10 +0.14 .1503iShEMHYBd EMHY 5.5 46.10 –0.11 .2833iShEvolCnStpls IECS 2.1 30.63 –0.21 .1836iShEvolUSDisc IEDI .8 39.92 –0.10 .108iShEvolUSFin IEFN 2.2 25.01 +0.34 .1361iShEvolUSHlthcr IEHS .8 36.88 –0.05 .0996iShEvolUSInnHlthcr IEIH 1.1 32.69 –0.27 .6574iShEvoUSMedia IEME .7 33.30 +0.26 .0681iShEvolUSTech IETC .5 47.30 +0.18 .0555iShExpTechSftwr IGV .3 360.38 +1.49 .0695iShMtgRealEstCap REM 7.8 31.65 +0.40 .5339iShUSBlendStyle STLC 1.5 35.26 +0.07 .1662iShFctUSGrwStyle STLG .8 31.59 +0.11 .052iShUSMidBlendStyle STMB 1.6 37.02 +0.16 .2401iShUSSmBlendStyle STSB 1.4 40.95 +0.53 .2737iShFctUSValStyle STLV 2.4 24.31 –0.02 .1739iShFloatingRateBd FLOT 1.2 50.74 +0.03 .0247iShGlbxUSDHiYdCpBd HYXU 1.5 56.33 –0.18 .8181iShGlbHiCorpBdFd GHYG 4.4 50.42 ... .2245iShGoldStrategy IAUF 7.7 58.07 –0.18 4.4706iShiBdsDec2028Muni IBMQ 1.2 27.58 +0.02 .0247iShiBdsDec25Muni IBMN 1.1 28.16 ... .0164iShiBdsDec24Muni IBMM 1.2 27.09 +0.03 .0208iShiBdsDec27Mun IBMP 1.2 27.30 +0.02 .0212iShiBdsDec26Muni IBMO 1.0 27.08 +0.01 .0145iShiBdsDec23Muni IBML 1.4 26.21 +0.03 .0254iShBds2025TermHY IBHE 5.7 24.90 +0.14 .1203iShiBds2024TermHY IBHD 5.5 24.29 +0.14 .0981iShBds2021TermHY IBHA 3.5 24.25 +0.02 .0588iShBds2026TermHY IBHF 7.4 25.36 +0.10 .1563iShBds2023TermHY IBHC 5.5 24.35 +0.14 .1222iShBds2022TermHY IBHB 5.4 24.26 +0.09 .1097iShInflHdgCpBd LQDI 2.4 29.07 +0.05 .0531iShIntlAggregateBd IAGG 2.0 56.06 +0.08 .0476iShIntlDivGrowth IGRO 2.4 62.32 –0.17 .3253iShLiquidityIncm ICSH 1.2 50.51 ... .0246iShMSCIArgentina AGT .9 25.83 –0.51 .1711iShMSCIChileCapped ECH 2.2 29.73 +0.01 .1472iShMSCIChinaAETF CNYA 1.1 40.93 –0.04 .3541iShMSCIDenmarkCap EDEN .4 96.51 –0.45 .0472iShMSCIEmgMulti EMGF 2.0 47.84 –0.20 .5472iShMSCIEurozone EZU 2.1 44.13 –0.12 .623iShMSCIFinlandCap EFNL 3.0 43.89 –0.55 .5702iShMSCIGermanySC EWGS .7 74.54 –0.01 .3816iShMSCIGlbMet&MnPr PICK 2.3 36.43 –0.32 .4633iShMSCIGlSilverMin SLVP 2.5 16.62 +0.07 .3873iShMSCIEAFEGrowth EFG .9 99.48 –0.18 .3525iShMSCIIndiaETF INDA .3 39.36 +0.03 .0316iShMSCIIndiaSC SMIN 1.1 41.24 –0.14 .0495iShMSCIKuwait KWT .5 27.22 –0.36 .0742iShMSCINorwayCap ENOR 2.4 24.79 +0.25 .3083iShMSCIUKSC EWUS 2.0 42.31 +1.49 .4099iShMSCIEAFEValue EFV 2.4 47.03 –0.20 .6378iShMornMultiAsst IYLD 4.9 23.91 –0.10 .1328iShNorthAmNatRscs IGE 3.3 23.34 –0.29 .2041iShRussell2500 SMMD 1.3 57.26 +0.70 .25iShIntlPfdStock IPFF 4.0 15.53 –0.07 .0478iShShortMaturityBd NEAR 1.5 50.14 –0.01 .0425iShShrtMatMuniBd MEAR .9 50.24 +0.03 .0146iShCohen&StrsREIT ICF 4.2 52.87 ... .3645iSh25+YTrStrip GOVZ 1.6 23.57 +0.24 .0296iShUSDiv&Buyback DIVB 2.1 32.73 +0.05 .1846iShUSInfr IFRA 1.9 29.73 +0.02 .1952iShUSSCValue SVAL 1.1 24.56 +0.16 .0688iShUSTreasuryBdETF GOVT 1.3 27.34 +0.03 .0215JPMBetaCanada BBCA 2.4 27.06 –0.09 .2212JPMBetaDevAsia BBAX 2.6 26.94 –0.06 .0999JPMBetaEurope BBEU 2.3 26.08 –0.25 .1851JPMBetaIntl BBIN 1.1 54.92 –0.49 .2488JPMBetaJapan BBJP 1.2 27.28 –0.59 .3145JPMBetaUSREIT BBRE 3.2 78.11 –0.74 .9715JPMBeta1-5Y BBSA 1.9 26.12 +0.01 .0301JPMBetaUSEquity BBUS 1.4 68.08 –0.25 .2884JPMCorePlusBd JCPB 1.8 55.70 +0.14 .0703JPMorganDisciplHY JPHY 4.7 51.88 +0.15 .1869JPM IntlBdOpps JPIB 4.5 52.07 +0.13 .1256JPMMunicipal JMUB 2.0 55.07 +0.04 .1251JPMUltShtIncm JPST 1.5 50.82 +0.02 .0379JPMUltShMuni JMST 1.0 51.06 +0.02 .0219LHAMktStAlpha MSVX ... 24.16 –0.12 ...LHAMktStTact MSTB ... 27.15 –0.12 ...LeggMasonIntLowVol LVHI 4.2 23.46 –0.07 .3932MainSectorRot SECT 1.5 34.97 +0.15 .0359MotleyFool100 TMFC ... 34.72 +0.02 ...

GlbXRuss2000Cvr RYLD 10.5 22.89 +0.23 .2218GlbXTarget5 TFIV 5.3 23.63 –0.08 .0925GlbXTargetPlus2 TFLT 3.2 24.48 +0.04 .06GlbXUSInfrDevt PAVE .4 21.07 +0.15 .0383GSAccInflUSDBd GTIP 1.6 57.28 +0.10 .0377GSAccUltShBd GSST 1.2 50.83 +0.03 .0311GSEWUSLCEquity GSEW 1.6 57.48 –0.30 .2048GSMarketBetaEM GSEE 7.9 53.34 –1.17 .2646GSMarketBetaInt GSID 1.7 51.81 –0.62 .3178GSMarketBetaUS GSUS 1.6 51.70 –0.28 .2058HartfordCoreBd HCRB 1.2 42.29 +0.02 .0416HartfordLowVolIntl RODE 3.1 26.36 –0.49 .3864HartfordShrtDur HSRT 3.0 41.26 +0.01 .0782InnovDoubStkOct DSOC ... 27.89 –0.03 ...InnovDbStk9Oct DBOC ... 27.06 ... ...InnovNasd100Oct NOCT ... 36.04 +0.08 ...InnovNasd100Apr NAPR ... 35.51 +0.03 ...InnovNasd100Jan NJAN ... 38.05 +0.07 ...InnovNasd100Jul NJUL ... 44.46 +0.02 ...InnovRuss2000Jul KJUL ... 25.97 +0.15 ...InnovRuss2000Oct KOCT ... 25.99 +0.10 ...InnovRuss2000Apr KAPR ... 26.84 +0.02 ...InnovRuss2000Jan KJAN ... 28.87 ... ...InnovS&P500Buff BJUL ... 29.95 +0.02 ...InnovS&P500BuffO BOCT ... 29.82 –0.02 ...InnovS&P500BuffA BAPR ... 29.58 +0.01 ...InnovS&P500Aug BAUG ... 29.56 –0.02 ...InnovS&P500Dec BDEC ... 30.20 –0.06 ...InnovS&P500Feb BFEB ... 27.02 +0.01 ...InnovS&P500Jan BJAN ... 32.59 +0.13 ...InnovS&P500BuffJun BJUN ... 31.02 +0.05 ...InnovS&P500BuffMar BMAR ... 29.55 +0.03 ...InnovS&P500BffMay BMAY ... 29.57 +0.02 ...InnovS&P500BuffN BNOV ... 29.63 –0.05 ...InnovS&P500JSep BSEP ... 28.97 ... ...InnovS&P500Divrs BUFF 2.0 33.09 –0.05 .0666InnovS&P500Pwr PJUL ... 28.69 +0.03 ...InnovS&P500PwrF PFEB ... 26.16 +0.02 ...InnovS&P500PwrN PNOV ... 28.99 +0.06 ...InnovS&P500PwrA PAPR ... 27.26 +0.02 ...InnovS&P500Aug PAUG ... 28.21 +0.01 ...InnovS&P500PwrD PDEC ... 28.83 –0.04 ...InnovS&P500Jan PJAN ... 30.51 +0.07 ...InnovS&P500PwrJun PJUN ... 30.06 +0.01 ...InnovS&P500PwrBuff PMAR ... 28.40 –0.03 ...InnovS&P500PwrMay PMAY ... 28.30 –0.01 ...InnovS&P500PwrO POCT ... 27.67 –0.01 ...InnovS&P500Sep PSEP ... 27.83 +0.04 ...InnovS&P500UltA UAPR ... 24.93 +0.05 ...InnovS&P500UltAug UAUG ... 27.82 +0.04 ...InnovS&P500UltDec UDEC ... 28.30 –0.11 ...InnovS&P500UltFeb UFEB ... 25.94 +0.04 ...InnovS&P500UltJan UJAN ... 29.77 +0.03 ...InnovS&P500UltrJul UJUL ... 26.34 +0.02 ...InnovS&P500UltJun UJUN ... 27.95 +0.06 ...InnovS&P500Ultra UMAR ... 27.72 +0.07 ...InnovS&P500UltMay UMAY ... 27.30 +0.01 ...InnovS&P500UltN UNOV ... 28.15 –0.09 ...InnovS&P500UltO UOCT ... 26.78 –0.01 ...InnovS&P500UltSep USEP ... 27.02 +0.05 ...InnovS&PHiQualPfd EPRF 5.1 24.75 +0.01 .095InnovTripleStkOct TSOC ... 28.00 +0.01 ...Innov20+YTrBd5Jl TFJL ... 24.43 –0.02 ...Innov20+YTrB9BfJul TBJL ... 24.53 +0.08 ...InvscBalMulti PSMB 2.2 15.06 –0.09 .1334InvscConsrvMulti PSMC 2.6 13.41 –0.13 .1377InvscFocDiscGrw IVDG ... 12.15 ... ...InvscGrwMultAll PSMG 2.1 16.07 –0.12 .12InvscModConserv PSMM 2.9 14.46 –0.16 .1466InvscPureDevxNA PBDM 1.8 26.89 –0.17 .0531InvscPureFTSEEM PBEE 1.8 27.70 –0.58 .0377InvscPureMSCIUSA PBUS 1.4 38.06 +0.05 .1278InvscPrMSCIUSASC PBSM 1.0 33.87 +0.10 .1988InvscPureUSAggBd PBND 2.5 26.64 –0.13 .1666InvscPure0-5YTIPS PBTP 1.2 25.85 –0.23 .2316InvscRealAssets IVRA ... 11.68 ... ...InvscRuss1000Dyn OMFL 1.5 39.33 –0.02 .1903InvscRs1000EnhEW USEQ 2.8 30.73 –0.15 .2595InvscRuss2000Dyn OMFS 1.1 32.86 +0.03 .1014InvscS&P500MinVar SPMV 1.7 33.51 –0.30 .1433InvscS&PIntlDev IDHD 3.9 25.29 –0.67 .1873InvscS&PSCHiDiv XSHD 5.5 20.04 +0.01 .0625InvscS&PSCQuality XSHQ 1.2 31.91 +0.19 .0909InvscSelectGrw IVSG ... 11.94 ... ...InvscUSLCCoreESG IVLC ... 11.95 ... ...iPathS&P500DynVIX XVZ ... 37.30 –0.54 ...iPathS&PMLPETN IMLP 10.4 9.66 –0.40 .2207iPathBS&P500VIXMid VXZ ... 30.96 –0.09 ...iPathS&P500VIX VXX ... 16.88 –0.20 ...iPath5-YearBear DFVS ... 13.42 –0.13 ...iPathUSTrea5YrBull DFVL ... 84.69 +0.12 ...iShAdCurrHdgMSCI DEFA 2.3 29.91 –0.40 .2854iShIntmGovt/CredBd GVI 1.8 117.58 +0.23 .1609iShBrdUSDHYCpBd USHY 5.3 41.14 +0.21 .1716iShConvBond ICVT 1.1 96.64 +0.60 .2957iShCoreMSCIEAFE IEFA 1.9 68.59 –0.17 .6123iShCurrHdgMSCIEAFE HEFA 2.4 30.37 –0.27 .2631iShCurrHdgMSCIEM HEEM 2.4 29.95 –0.68 .313iShIntlSelDividend IDV 5.5 29.44 –0.07 .2138iShTransportAvg IYT .9 220.75 –0.72 .384iShU.S.Industrials IYJ 1.7 96.82 –0.37 .2745iShUSAerospace&Def ITA 1.9 94.19 –0.01 .2031iShUSHomeConstrn ITB .4 58.00 –0.04 .0775iShUSOil&GasExpln IEO 3.2 35.77 –0.25 .2213

BatsALPSCleanEnergy ACES .6 80.13 +4.93 .0806ALPSDisrupTech DTEC .4 46.20 +0.60 .169ARKAutoTech ARKQ ... 76.66 +2.68 ...ARKGenomicRev ARKG .0 103.10 +8.39 1.0539ARK Israel Innov IZRL 1.6 30.10 +0.75 .4753AffinityWorldLdr WLDR 1.8 22.86 –0.05 .1736AgilityDynTacti THY 3.3 25.32 +0.07 .4954AgilityMgdRisk MRSK 3.3 27.63 +0.02 1.1989AlphaIntQuMom IMOM 1.1 33.70 +0.04 .084AlphaIntQuVal IVAL 2.2 27.13 –0.39 .1321AlphaUSQuMom QMOM .3 55.49 +2.12 .0444AlphaUSQuVal QVAL 1.8 28.48 +0.27 .0546AlphaArchValMom VMOT 1.4 26.17 +0.22 .3566AlphaCloneAltAlpha ALFA .5 80.23 +0.26 .3668AmCentFocDyn FDG .0 74.50 +0.07 .0078AmCentFocLCV FLV 1.2 53.46 –0.26 .1911AmCustSatisfCore ACSI 1.4 42.98 –0.23 .3524AnfieldCapDiv DALT 2.6 9.65 +0.04 .0475AnfieldDynFix ADFI 1.5 9.97 +0.02 .0305AnfieldUSEquity AESR .8 11.80 –0.05 .0702AnfieldUnivFx AFIF 1.3 9.79 +0.02 .0257AptusColIncmOpp ACIO 1.5 27.49 –0.12 .0662AptusDefRisk DRSK 1.5 29.48 ... 1.1352AptusDrawMgd ADME 1.0 35.68 –0.09 .0445ArrowResCapMgmt ARCM 1.1 100.20 –0.11 .0911BarclaysETN+Select ATMP 7.6 11.85 –0.30 .2257BarcRetDisability RODI ... 95.95 –0.08 ...BarclaysWILETN WIL ... 80.25 –0.65 ...CBOES&P500DivAr KNG 3.7 47.53 –0.34 .4407CambriaEmSharehldr EYLD 3.1 33.86 –0.01 .1842CambriaFgnShare FYLD 4.0 24.07 –0.40 .2731CambriaGlbAssetAll GAA 3.1 29.15 –0.16 .1828CambriaGlbMomentum GMOM 1.5 25.87 –0.11 .1925CambriaGlbRlEst BLDG 2.4 28.74 –0.29 .1709CambriaGlbValue GVAL 1.9 20.98 –0.25 .0918CambriaMarijuana TOKE 4.1 15.31 +0.12 .1362CambriaShareholder SYLD 2.0 44.29 +0.43 .3176CambriaSovHiYdBd SOVB 2.3 26.67 –0.19 .0672CambriaTailRiskETF TAIL .4 20.60 +0.04 .0076CambriaTrinity TRTY 2.4 24.29 –0.14 .1734CambriaValue VAMO 1.0 19.85 +0.25 .0198ClearFocVal CFCV 1.5 30.07 ... .1144CornerCapFundLC FUNL .5 28.15 –0.10 .1274EcofinDigPay TPAY .1 44.42 –0.09 .527EcofinGlbWater EBLU 1.2 39.66 +0.29 .3412Emles@Home LIV ... 26.37 +0.11 ...EmlesFedContr FEDX 1.1 26.49 –0.10 .0751EmlesLuxuryGds LUXE .0 26.81 +0.11 .001EmlesMadeinAmer AMER 1.4 26.30 –0.05 .094EmlesProAlloc DEFN .4 24.85 –0.15 .0249EmlesRealEstCrd REC 2.3 25.37 –0.03 .0608EsotericaNextG WUGI ... 50.10 –0.49 ...FTCboeVestBf BUFR ... 21.34 –0.03 ...FTCboeVestGr100Dec QDEC ... 19.90 ... ...FTCboeVestIntlDec YDEC ... 20.05 ... ...FTCboeUSBuffJul FJUL ... 32.85 +0.01 ...FTCboeUSBuffAug FAUG ... 34.48 –0.04 ...FTCboeUSBuffDec FDEC ... 30.31 ... ...FTCboeUSBuffFeb FFEB ... 33.00 +0.02 ...FTCboeUSBuffJun FJUN ... 33.88 ... ...FTCboeUSBuffMay FMAY ... 34.41 –0.07 ...FTCboeUSBuffNov FNOV ... 34.92 –0.05 ...FTCboeUSBuffOct FOCT ... 31.26 –0.14 ...FTCboeUSBuffSep FSEP ... 32.02 –0.03 ...FTCboeUSDeepAug DAUG ... 32.97 –0.03 ...FTCboeUSDeepDec DDEC ... 30.31 ... ...FTCboeUSDeepFeb DFEB ... 32.22 +0.03 ...FTCboeUSDeepJul DJUL ... 31.64 +0.01 ...FTCboeUSDeepJun DJUN ... 32.34 ... ...FTCboeUSDeepMay DMAY ... 32.68 ... ...FTCboeUSDeepNov DNOV ... 33.29 +0.10 ...FTCboeUSDeepOct DOCT ... 30.78 –0.08 ...FTCboeUSDeepSep DSEP ... 31.01 +0.01 ...FidelityBlueChipGr FBCG .0 28.50 +0.01 .002FidelityBlueChipV FBCV .6 23.78 ... .043FidelityLowDurBd FLDR 1.4 51.06 +0.02 .025FidelityNewMill FMIL 1.4 24.01 –0.13 .136FidelityStkInfl FCPI 5.7 25.35 –0.07 .543FidelityTargEM FDEM 2.3 26.30 –0.52 .102FidelityTargIntl FDEV 2.1 27.25 –0.19 .044FTLuntUSFactor FCTR .7 30.03 –0.13 .0017FlexShCredScUSLg LKOR 2.8 62.62 +0.41 .5493FlexMrnUSMktFtrTlt TILT 1.5 143.84 +0.29 .6828FlexSTOXXGlbESGImp ESGG 1.4 122.79 –0.28 .4499FlexSTOXXUSESGImp ESG 1.3 90.11 –0.21 .3534FlexShUSQualLC QLC 1.4 40.70 +0.09 .146FormulaHdgGrwth FFHG .4 30.15 +0.26 .0734FormulaFolIncm FFTI 2.2 24.35 +0.12 .0945FormulaFolSmartGrw FFSG 1.6 30.97 +0.04 .2996FormulaFolTactGrw FFTG 1.1 28.38 –0.15 .2199FrankDisrComm BUYZ ... 52.89 +0.18 ...FrankGenAdv HELX .0 46.59 +2.47 .0518FrankIntMach IQM .0 43.17 +0.78 .0043FrankHYCorp FLHY 5.8 26.51 +0.06 .1049FrankIntlAggBd FLIA .7 25.46 +0.01 .0214FrankSrLoan FLBL 3.3 24.73 ... .0621FranklinLibUS FLQL 2.0 37.47 –0.29 .2354FranklinLibUSMC FLQM 1.1 37.77 +0.01 .1633FranklinLibUSSC FLQS 1.2 31.95 +0.25 .1348Freedom100EM FRDM 1.0 31.22 –0.13 .0861GlbXFdrRunCos BOSS .3 31.67 +0.58 .0697

Exchange-Traded PortfoliosTick Div

Name Sym Yld Last Chg. Amt.Tick Div





Name Sym Yld Last Chg. Amt.

6.05 1.67 Yunji YJ ... dd 2.04 –0.26 ...9.01 2.06 ZAGG ZAGG ... dd 4.19 +0.01 ...5.18 1.80 Ziopharm ZIOP ... dd 2.88 ... ...135.60 38.06 ZaiLab ZLAB ... ... 133.78 +8.53 ...44.60 22.00 ZealandPharma ZEAL ... dd 35.81 +1.34 ...388.92 150.06 ZebraTech ZBRA ... 43 376.89 +3.89 ...61.29 22.00 ZentalisPharm ZNTL ... dd 57.20 +6.08 ...149.44 18.65 ZillowA ZG ... dd 143.86 +3.71 ...144.30 20.04 ZillowC Z ... dd 138.64 +3.44 ...52.48 23.58 ZionsBancorp ZION 3.1 18 43.34 +2.26 .349.46 2.84 Zix ZIXI ... dd 8.81 +0.40 ...57.22 16.65 Zogenix ZGNX ... dd 20.18 +0.19 ...588.84 65.52 ZoomVideo ZM ... cc 375.17 –30.84 ...64.40 30.83 ZoomInfoTech ZI ... dd 44.84 +1.99 ...7.24 1.08 Zovio ZVO ... dd 4.05 –0.01 ...212.59 35.00 Zscaler ZS ... dd 205.27 +9.39 ...39.26 13.13 Zumiez ZUMZ ... 13 36.01 –1.90 ...7.45 2.55 ZynerbaPharma ZYNE ... dd 3.42 +0.02 ...10.69 5.65 Zynga ZNGA ... dd 9.91 –0.03 ...

XYZ46.07 14.14 XOMA XOMA ... dd 43.25 –2.31 ...52.94 15.50 XP XP ... 60 41.35 +0.96 ...26.40 8.72 XBiotech XBIT ... 1 16.69 –0.34 ...1.86 0.40 XcelBrands XELB ... dd 1.14 +0.06 ...76.44 46.58 XcelEnergy XEL 2.7 23 64.63 –1.47 .4347.85 19.35 Xencor XNCR ... dd 46.08 +1.25 ...18.45 7.00 XenonPharms XENE ... dd 15.27 +2.08 ...8.18 1.42 XerisPharm XERS ... dd 5.45 +0.81 ...154.12 67.68 Xilinx XLNX 1.1 58 141.99 –7.20 .3820.88 9.01 Xperi XPER 1.0 dd 20.80 +0.36 .055.94 2.38 Xunlei XNET ... dd 2.93 –0.11 ...55.22 14.16 Y-mAbsTherap YMAB ... dd 53.50 –0.24 ...6.56 1.29 YRCWorldwide YRCW ... dd 4.66 –0.15 ...72.40 27.93 Yandex YNDX ... 68 67.65 –1.62 ...51.27 34.56 YorkWater YORW 1.6 38 47.22 –0.04 .1874

72.00 27.40 WesternDigital WDC .0 dd 49.92 –3.27 .509.81 4.45 WestNewEngBncp WNEB 3.0 18 6.75 +0.25 .056.22 0.70 WestportFuelSys WPRT ... dd 5.43 +0.34 ...26.72 15.13 WeycoGroup WEYS 5.9 dd 16.31 –0.52 .2443.99 17.92 Willdan WLDN ... dd 41.36 –0.43 ...61.97 14.11 WillisLease WLFC ... 14 32.99 –1.39 ...220.97 143.34 WillisTowers WLTW 1.3 26 211.81 +6.92 .7129.50 3.20 WiMiHologram WIMI ... ... 6.08 –0.17 ...170.00 44.27 Wingstop WING .4 cc 140.76 –3.54 5.00215.00 115.00 Winmark WINA .5 24 184.01 –8.99 3.0071.90 22.02 WintrustFin WTFC 1.8 14 61.92 +1.09 .285.59 1.87 WisdomTreeInvs WETF 2.2 dd 5.50 +0.41 .0322.27 3.90 WISeKey WKEY ... dd 6.04 –0.23 ...319.34 76.81 Wix.com WIX ... dd 267.10 –6.35 ...129.06 46.51 Woodward WWD .3 32 121.00 +2.06 .0812259.01 107.75 Workday WDAY ... dd 248.76 +7.37 ...124.02 43.16 WorldAcceptance WRLD ... 17 103.43 –2.12 ...153.41 35.84 WynnResorts WYNN .0 dd 114.39 –1.54 1.00

270.92 151.16 WD-40 WDFC 1.0 59 260.93 –5.57 .6744.70 17.84 WSFSFinancial WSFS 1.1 23 44.59 +2.98 .1217.06 13.00 WVSFinancial WVFC 2.7 12 14.86 +0.55 .1047.19 9.75 WWIntl WW ... 22 28.24 +1.44 ...5.85 0.26 Waitr WTRH ... dd 3.22 –0.11 ...59.78 33.36 WalgreensBoots WBA 4.7 80 39.62 –1.07 .46754.85 1.36 WandaSports WSG ... dd 2.50 +0.23 ...39.19 25.61 WarnerMusic WMG 1.3 dd 37.45 +0.35 .1237.50 20.01 WashingtonFederal WAFD 3.4 11 25.56 –0.16 .2254.81 25.86 WashTrBcp WASH 4.7 12 44.30 –0.72 .5219.29 12.10 WaterstoneFinl WSBF 4.3 7 18.59 +0.07 .2036.79 10.86 Watford WTRE ... dd 34.69 –0.07 ...26.50 9.52 WaysideTech WSTG 3.5 22 19.40 +0.70 .1752.33 28.93 Weibo WB ... 21 44.31 –1.92 ...24.91 6.82 Wendy's WEN 1.3 49 22.45 –0.49 .0747.43 28.99 WernerEnterprises WERN .9 18 39.55 –0.55 .0938.36 17.46 WesBanco WSBC 4.3 18 29.68 +0.40 .3225.93 13.74 WestBancorp WTBA 4.3 10 19.41 –0.98 .2169.08 46.94 WestamericaBncp WABC 3.0 19 54.21 +0.66 .41

8.97 4.20 ViomiTech VIOT ... 18 5.40 –0.30 ...26.83 4.98 ViperEnergyPtrs VNOM 3.4 dd 11.80 –0.75 .1075.00 12.00 VirBiotech VIR ... dd 29.54 –1.17 ...4.41 1.82 VircoMfg VIRC ... dd 2.51 +0.02 ...28.59 14.94 VirtuFinancial VIRT 3.8 6 25.05 +0.18 .24217.30 55.37 VirtusInvtPtrs VRTS 1.5 30 214.86 +6.39 .8252.81 19.48 Virtusa VRTU ... 41 51.09 +0.80 ...136.10 38.69 Visteon VC ... dd 125.89 +0.29 ...43.30 24.62 VitalFarms VITL ... 99 26.66 –0.75 ...17.00 11.32 Vitru VTRU ... ... 13.62 –1.11 ...20.53 11.46 Vodafone VOD 6.2 17 16.71 –0.44 .474614.20 4.18 Vonage VG ... dd 13.75 +0.31 ...15.16 6.26 VoyagerTherap VYGR ... 8 7.98 –0.80 ...75.49 32.00 Vroom VRM ... ... 42.89 +1.85 ...

W19.98 6.61 WaveLifeSci WVE ... dd 8.91 +0.50 ...

Nasdaq Issues52-Week Tick DivHigh Low Name Sym Yld P/E Last Chg. Amt.






InvscBS2022USDEM BSBE 3.9 25.94 –0.04 .08InvscBuyBackAch PKW 1.5 72.45 +0.36 .2311InvscDWABasicMatl PYZ 1.0 70.73 +0.02 .1531InvscDWAConsCyc PEZ .4 79.15 +2.96 .0839InvscDWACnsStpls PSL .8 87.09 +0.85 .174InvscDWADevMkt PIZ .4 33.46 –0.09 .0178InvscDWAEMMom PIE 1.3 22.40 +0.14 .1136InvscDWAEnerMom PXI 1.7 17.59 –0.24 .0216InvscDWAFinMom PFI 1.6 42.77 –0.11 .0671InvscDWAHlthcrMom PTH ... 164.44 +3.09 ...InvscDWAIndlsMom PRN .1 93.11 +1.93 .0079InvscDWAMom PDP .1 88.16 +0.69 .0237InvscDWASCMom DWAS .2 77.71 +2.09 .0232InvscDWATechMom PTF ... 144.83 +2.37 ...InvscDWAUtilMom PUI 2.5 31.09 –0.57 .1623InvscDivAchvrs PFM 1.9 32.50 –0.39 .165InvscIntLowBeta IDLB 1.2 29.01 –0.65 .1543InvscFTSEUS1500SM PRFZ .9 151.52 +1.24 .3136InvscGlblWater PIO .9 34.60 –0.25 .0819InvscGoldenDragon PGJ .3 60.02 –1.64 .0817InvscHYEquDivAch PEY 4.3 17.25 –0.15 .0618InvscIntlBuyBkAch IPKW 1.5 38.07 +0.02 .0891InvscIntlDivAch PID 3.2 15.40 –0.12 .1139InvscKBWBank KBWB 2.7 49.48 +1.13 .3299InvscKBWHiDvYdFn KBWD 9.7 16.44 –0.09 .1115InvscKBWPrEquREIT KBWY 10.4 20.61 –0.33 .1403InvscKBWP&CIns KBWP 2.0 67.21 –0.68 .3897InvscKBWRegBkg KBWR 2.9 47.11 +0.69 .3565InvscNasdNext100 QQQJ .4 31.25 +0.25 .0289InvscNasd100 QQQM .6 127.19 –0.24 .2063InvscNasdInt PNQI ... 228.55 –4.09 ...Invsc1-30LadTrea PLW 1.0 38.34 +0.05 .0273InvscQQQI QQQ .6 309.56 –0.50 .5613InvscRAFIStDvxUS ISDX 2.0 26.99 –0.20 .0988InvscRAFIStratEM ISEM 2.8 26.24 –0.69 .1619InvscRAFIStratUS IUS 1.7 30.94 –0.12 .1432InvscRAFIStrUSSm IUSS .8 29.29 +0.24 .069InvscR1000LoBeta USLB 2.5 34.66 –0.38 .1774InvscS&PSCCnsDisc PSCD .5 82.68 +1.15 .0937InvscS&PSCCnsStpl PSCC 1.6 87.16 –0.86 .5263InvscS&PSCEner PSCE .8 4.51 –0.02 .0046InvscS&PSCFinls PSCF 3.6 48.80 +0.22 .4462InvscS&PSCHlthCr PSCH ... 170.25 +3.95 ...InvscS&PSCIndls PSCI .6 79.36 +0.59 .1149InvscS&PSCInfTech PSCT .1 121.80 +1.61 .0197InvscS&PSCMatls PSCM 1.6 56.36 +0.69 .40InvscS&PSCUtil PSCU 1.2 53.63 +0.33 .1749InvscVarRateInvt VRIG 1.6 24.99 –0.03 .0182InvscWaterRscs PHO .4 45.96 +0.06 .0455iShAsia50ETF AIA 1.2 84.00 –0.04 .7062iSh3-7YTreasuryBd IEI 1.1 132.89 +0.09 .0868iShBrdUSDInvCpBd USIG 2.8 61.85 +0.25 .1368iShCommodSelStrat COMT .4 26.52 –0.22 .0963iShCoreMSCITotInt IXUS 1.9 66.33 –0.37 .7066iShCore1-5YUSDBd ISTB 2.2 51.63 +0.05 .0799iShCoreS&PUSGrowth IUSG .9 87.73 +0.12 .2276iShCoreS&PUSValue IUSV 2.4 61.36 –0.09 .4002iShCoreTotalUSDBd IUSB 2.5 54.43 +0.07 .0477iShCurrHdMSCIGrmny HEWG 1.2 29.32 –0.40 .3777iShSelectDividend DVY 3.7 95.18 +0.04 .8297iShESGAdvHYCorpBd HYXF 4.6 52.45 +0.23 .1461iShESGAdvMSCI DMXF .6 62.37 –0.20 .1972iShESGAdvMSCIEM EMXF .8 40.92 –0.48 .1734iShESGAdvUSA USXF 1.1 30.93 –0.17 .092iShESGAwareMSCI ESGD 1.6 72.43 –0.33 .6075iShESGAwareEM ESGE 1.4 40.70 –0.55 .339iShESGAwareUSA ESGU 1.3 85.17 +0.01 .2921iShESG1-5YCpBd SUSB 1.9 26.15 +0.02 .0289iShESGUSDCorpBd SUSC 2.2 28.27 +0.10 .0429iShESGEMLdrs LDEM 1.9 58.58 –0.97 .7816iShESGIUSALdrs SUSL 1.4 63.71 –0.41 .2515iShExponentialTech XT .8 56.77 +0.02 .1862iShFallAngelsUSDBd FALN 5.2 29.32 +0.19 .123iSh5-10YIGCorpBd IGIB 2.7 61.65 +0.22 .1234iShGNMABondETF GNMA 1.9 50.95 –0.04 .0807iShGlbCleanEnergy ICLN .3 27.71 +1.80 .03iShGlbGreenBd BGRN 1.8 56.11 –0.02 .1604iShGlbTimber WOOD 1.0 79.14 –0.60 .31iShiBdsDec28Trea IBTI .6 26.26 +0.02 .015iShiBdsDec25Trea IBTF .6 26.07 +0.02 .0217iShiBdsDec24Trea IBTE .6 25.91 +0.01 .0149iShiBdsDec29Trea IBTJ .7 26.18 +0.02 .0164iShiBdsDec21Trea IBTA .3 25.35 ... .0014iShiBdsDec27Trea IBTH .6 26.18 +0.02 .0132iShiBdsDec26Trea IBTG .6 26.17 +0.02 .0151iShiBdsDec23Trea IBTD .5 25.71 ... .0116iShiBdsDec22Trea IBTB .7 25.43 –0.02 .0151iShIndia50ETF INDY .1 41.46 –0.19 .0328iShIntlDevRealEst IFGL 2.2 26.81 +0.09 .2051iShIntlTreasuryBd IGOV ... 55.32 –0.17 ...iShJPMUSDEmgBd EMB 3.9 115.49 +0.27 .3952iShMBSETF MBB 2.1 110.06 –0.01 .1994iShMSCIACWI ACWI 1.5 89.59 –0.19 .6859iShMSCIACWIxUS ACWX 1.9 52.29 –0.36 .4912iShMSCIACxJpn AAXJ 1.1 86.76 –1.09 .6843iShMSCIBrazilSC EWZS .9 16.49 –0.35 .0771iShMSCIChina MCHI 1.1 77.62 –2.72 .6037iShMSCIEAFESC SCZ 1.5 67.78 +0.34 .4731iShMSCIEMAsia EEMA 1.2 84.41 –1.41 .7661iShMSCIEMxChina EMXC 1.5 55.77 –0.10 .5838iShMSCIEuropeFinls EUFN 1.4 17.57 +0.08 .0711iShMSCIEuropeSmCp IEUS 1.2 61.88 +0.66 .367iShMSCIGlblGoldMin RING .8 29.97 –0.28 .1443iShMSCIGlbImpact SDG 1.0 91.42 –0.21 .4078iShMSCIJapanEW EWJE 1.3 37.71 –0.39 .2222iShMSCIJapanVal EWJV 2.0 25.32 –0.48 .2295iShMSCINewZealand ENZL 1.7 67.19 +1.70 .7631iShMSCIQatar QAT 2.6 18.57 +0.08 .4861iShMSCITurkeyETF TUR .9 25.36 +0.50 .0776iShMSCIUAE UAE 4.7 11.92 –0.24 .0076iShMornMCValue JKI 2.6 154.96 +0.27 .818iShNasdaqBiotech IBB .2 156.12 +0.37 .0655iSh1-5YIGCorpBd IGSB 2.4 55.09 +0.05 .0944iSh13YearIntlTBd ISHG ... 84.69 –0.39 ...iShPHLXSemicond SOXX .8 373.12 –1.72 .7469iShPfd&Incm PFF 4.8 38.21 +0.02 .0615iShRuss1000PureUS AMCA 2.2 31.41 +0.06 .1676iShS&PSC600Growth IJT .7 115.31 +1.98 .2479iShS&PEMInfra EMIF 2.6 24.39 –0.37 .3221iShGlobalInfra IGF 2.4 43.30 –0.16 .5794iShShortTreaBd SHV .6 110.52 ... .1554iSh1-3YTreasuryBd SHY .9 86.37 ... .032iSh7-10YTreasuryBd IEF 1.1 119.80 +0.20 .0725iSh20+YTreasuryBd TLT 1.5 157.29 +0.96 .1639iSh0-5YInvGrdCpBd SLQD 2.3 52.15 +0.05 .0861JanusSCGrwAlpha JSML .3 63.60 +0.88 .1263JanusS/MCGrwAlph JSMD .2 63.05 +0.18 .0933LeggMasonGlbInfr INFR 3.3 29.36 –0.14 .2017LeggMasonLVHD LVHD 3.3 32.32 –0.18 .2856LeggMasonSCQualVal SQLV 1.2 29.78 +0.14 .1477LoncarCancerETF CNCR ... 33.17 –0.04 ...LoncarChinaBio CHNA ... 31.94 +0.28 ...LongTermCareETF OLD 2.0 29.64 –0.57 .2449Merlyn.AITactGrw SNUG 1.2 27.44 +0.08 .035Nasdaq7HANDL HNDL 3.2 25.35 +0.03 .1473PacerCashCows HERD 2.0 28.14 –0.26 .1615PacerEMCashCows ECOW 3.4 23.57 –0.44 .014PrincipalHlthInnov BTEC .0 61.59 +1.30 .2154PrincplMillennials GENY .8 57.65 –0.31 .1332PrincipalQual PSET 1.1 46.86 –0.19 .1113PrinUSMega USMC 1.7 35.27 +0.11 .1393PrinUSSCMulti PSC 1.2 36.53 +0.09 .1133PrincipalValue PY 2.9 34.12 +0.16 .4542ProcureSpace UFO .7 25.65 +0.47 .06ProShEquRising EQRR 2.2 37.66 –0.68 .27

Tick DivName Sym Yld Last Chg. Amt.

ProShUltNdBio BIB ... 91.59 +0.35 ...ProShUltPrQQQ TQQQ .0 174.65 +0.32 .0003ProShUltShtQQQ SQQQ 2.1 15.83 –0.02 .3262ProShUltShNdBtech BIS .5 22.24 –0.11 .1057SPDRDorseyWrightFx DWFI 2.9 26.12 +0.03 .1355SimplifyGrwEq QQC ... 26.18 –0.09 ...SimplifyGrwEqDwn QQD ... 26.00 –0.05 ...SirenLCBlend SPQQ 1.0 28.42 –0.08 1.462SirenNasdNexGen BLCN .6 39.57 –0.47 .1022SoFiGigEcon GIGE ... 37.29 ... ...VanEckBiotech BBH .3 173.72 –3.06 .6079VanEckFallAnglHYBd ANGL 4.7 32.13 +0.22 .1185VanEckGaming BJK .5 46.94 –0.40 .2222VanEckPharm PPH 1.5 65.51 –1.11 .2493VanEckRetail RTH .6 155.83 –1.43 1.0027VanEckSemiconduc SMH ... 214.87 –2.29 ...VanEckVideoGam ESPO .1 68.72 –1.69 .0849VangdEMGovBd VWOB 4.2 82.07 ... .2618VangdGlblxUSRE VNQI .9 53.62 –0.61 .5053VangdIntrCorpBd VCIT 2.6 96.88 –0.06 .0569VangdIntermTrmTrea VGIT 1.5 69.34 –0.52 .1364VangdIntlDivApp VIGI 1.3 80.27 –0.80 .3836VangdIntlHiDiv VYMI 3.2 60.41 –0.89 .5876VangdLTCorpBd VCLT 3.2 110.80 +0.58 .2789VangdLong-TermTrea VGLT 1.8 95.62 +0.15 .1336VangdMBS VMBS 1.8 54.01 –0.14 .0985VangdRuss1000 VONE 1.5 173.49 +0.14 .8011VangdRuss1000Grw VONG .8 246.00 +0.65 .6246VangdRuss1000Val VONV 2.3 118.41 ... .7726VangdRuss3000 VTHR 1.4 172.46 +0.20 .7498VangdRuss2000 VTWO .9 160.64 +3.35 .6796VangdRuss2000Grw VTWG .5 214.07 +4.83 .3871VangdRuss2000Val VTWV 1.5 115.68 +1.39 .8044VangdSTCpBd VCSH 2.3 83.12 –0.05 .1309VangdShtTmInfltn VTIP 1.2 51.00 –0.31 .333VangdShortTermTrea VGSH 1.1 61.62 –0.39 .2195VangdTotalBd BND 2.2 88.01 –0.09 .0372VangdTotalCpBd VTC 2.7 93.86 +0.13 .19VangdTotIntlBd BNDX 1.0 58.46 –0.09 .0894VangdTotIntlStk VXUS 2.2 59.36 –0.92 .5903VangdTotWorldBd BNDW 1.6 82.06 +0.03 .0987VicShDevEnhVol CIZ 1.5 31.03 –0.14 .1136VicShDivAccel VSDA 1.5 39.16 –0.04 .1807VicShEMHiDivVol CEY 3.8 21.78 –0.24 .0354VicShEMVolWtd CEZ 2.0 25.91 –0.61 .0104VicShIntlHiDivVol CID 3.3 29.56 –0.22 .1662VicShIntlVolWtd CIL 1.8 41.14 –0.10 .1251VicShNasdNext50 QQQN .5 32.23 +0.35 .0367VicShProtectAmer SHLD 2.0 29.04 –0.10 .0473VicShUSDiscEnhVol CSF 1.0 50.06 +0.51 .1639VicShUSEQIncmEnh CDC 2.5 53.15 –0.22 .2798VicShUS500EnhVol CFO .9 61.88 –0.02 .1417VicShUS500Vol CFA 1.2 61.85 –0.01 .1431VicShUSLCHiDivVol CDL 3.4 46.62 –0.23 .2804VicShUSMultMin VSMV 2.0 33.77 –0.08 .1408VicShUSSCHiDiv CSB 3.7 49.38 ... .469VicShUSSCVolWtd CSA 1.3 52.98 –0.20 .1955VirtusTerraUSQual JOET .1 25.90 –0.13 .021WahedFTSEUSAShar HLAL 1.0 33.63 +0.02 .125WstAstShrtDur WINC 3.5 26.30 +0.06 .059WstAstTR WBND 2.6 28.83 ... .066WisdTrChinaxSOE CXSE .6 62.76 –1.18 .0491WisdTrEMCpBd EMCB 3.8 77.36 +0.86 .205WisdTrEMQualDivGrw DGRE 2.2 27.74 –0.09 .1135WisdTrGermanyHdg DXGE 3.2 31.25 –0.36 .2537WisdTrIntRtHYBd HYZD 5.1 21.75 –0.01 .09WisdTrIntUSAgg AGZD 2.3 47.10 –0.05 .085WisdTrJapanHdgSC DXJS 3.1 39.35 –0.76 .5436WisdTrUSQltyDiv DGRW 1.9 53.45 –0.40 .155WisdTrUSSCQltyDiv DGRS 2.0 39.52 +0.04 .15

NYSEARCAAAFFirstCLOBd AAA .9 25.09 +0.01 .022AAMLowDurPfd PFLD 5.3 24.99 +0.02 .10AAMS&PDevMk DMDV 4.2 22.27 –0.22 .0431AAMS&PEMHiDivVal EEMD 4.7 21.36 –0.12 .0298AAMS&P500HiDivV SPDV 4.0 24.52 –0.18 .0651AIPoweredEquity AIEQ .4 36.40 +0.37 .02AIPwrdIntlEqu AIIQ ... 31.22 +0.16 ...ALPSEmgDivDogs EDOG 2.6 22.53 –0.33 .0775ALPSEqSecWgh EQL 2.3 85.02 –1.10 .5454ALPSIntlDivDogs IDOG 3.0 25.95 –0.45 .1328ALPSMedBreak SBIO ... 54.14 +0.63 ...ALPSREITDivDogs RDOG 5.2 40.56 –0.75 .6401ALPSSectorDivDogs SDOG 3.7 44.24 –0.84 .3912ARKInnovationETF ARKK .0 133.03 +5.73 .1906ARKNextGen ARKW ... 151.38 +0.55 ...AtacUSRotation RORO ... 22.13 +0.27 ...AberdStdBlAllCm BCD 1.3 25.00 –0.40 .3274AberdStdBlACStr BCI .7 21.64 –0.11 .1496AberdStdPhysGold SGOL ... 18.07 –0.02 ...AberdStdPhysPall PALL ... 220.20 –1.77 ...AberdStdPhysPlat PPLT ... 96.26 –0.73 ...AberdStdPhyPrMt GLTR ... 96.95 –0.22 ...AberdStdPhySilv SIVR ... 24.92 ... ...AbsoluteCrStrat ABEQ .5 25.55 +0.09 .0624AcquirersFund ZIG .0 23.01 –0.04 .0414AdasinaSocJust JSTC ... 15.28 –0.08 ...AdvShDorseyADR AADR .1 60.17 –0.61 .0667AdvShDbLineVal DBLV 1.0 79.29 –1.03 1.0248AdvShFocusedEqu CWS .3 43.40 +0.08 .1195AdvShFolioBey FWDB 2.2 26.19 –0.08 .0543AdvShNewfleet MINC 2.4 48.98 +0.02 .0824AdvShPureCannab YOLO 2.8 17.66 +0.69 .0373AdvShPureUSCan MSOS ... 36.52 +0.92 ...AdvShRangerEqBear HDGE .4 3.02 –0.04 .0116AdvShStrGlbBW VEGA .4 36.46 –0.31 .151AdvShSageCore HOLD 1.5 98.77 –0.05 .102AdvShViceETF VICE 2.0 31.25 +0.03 .3669AGFiQDynHdgUS USHG 1.0 31.30 +0.11 .0742AGFiQGlbInfr GLIF 2.7 23.88 –0.21 .1596AGFiQHdgDivIncm DIVA 4.3 21.93 –0.03 .0918AGFiQUSNeutAB BTAL 1.0 19.33 +0.01 .1958AGFiQUSNeutrMom MOM ... 25.70 +0.20 ...AlerianEnergyInfr ENFR 7.4 14.90 –0.41 .0315AlerianMLPETF AMLP 12.1 26.17 –0.90 .71AllianzUSLCBf10A AZAA .0 26.10 ... 1.2218AllianzUSLCBf10J AZAL .0 26.63 ... 1.0329AllianzUSLCB10O AZAO ... 26.60 –0.05 ...AllianzUSLCBf20A AZBA .0 25.57 ... .6989AllianzUSLCBf20J AZBL .0 25.92 ... .584AllianzUSLCB10 AZBO ... 25.90 ... ...AltMergerArb ARB .0 25.34 +0.12 .726AmCentDivrsCpBd KORP 2.8 52.89 +0.08 .1764AmCentDivrsMuni TAXF 2.1 54.61 +0.09 .1023AmCentMCGrw MID ... 52.59 +1.05 ...AmCentQulDivIn QINT 1.6 47.59 –0.06 .4369AmCentStoxxUSQ QGRO .2 62.14 –0.02 .0367AmCentSTOXXUSQual VALQ 2.1 42.04 ... .2242AmCentSustEq ESGA .9 46.47 +0.03 .1267AmConsValues ACVF ... 27.48 –0.04 ...AmplifyBlackSwan SWAN .6 32.94 +0.03 .0067AmpCWPEnhDiv DIVO 4.9 32.55 +0.16 .1466AmplifyCrowdBur LEND 7.2 13.53 +0.26 .9809AmplifyHiIncm YYY 9.8 15.99 +0.02 .13AmplifyOnlRetail XBUY .1 51.03 –0.25 .0602AmplifyLithium BATT ... 15.28 +0.26 ...AmplifyOnlineRet IBUY .1 116.95 +0.84 .1494AmpPureJrGold JGLD ... 27.44 –0.34 ...AmpSeymCannabis CNBS .4 18.61 +0.72 .0771AmplifyTransData BLOK ... 33.60 +0.60 ...ArkFinInnov ARKF .0 50.29 –0.12 .3008ArmorUSEquity ARMR ... 21.64 –0.06 ...


ArrowDJGlobalYd GYLD 7.6 13.28 –0.19 .0942AvantisCoreFixIncm AVIG 1.3 50.27 +0.09 .045AvantisCrMuniFx AVMU ... 50.21 +0.02 ...AvantisEM AVEM 1.6 60.01 –0.52 .6411AvantisIntlEquity AVDE 1.6 56.61 –0.18 .5418AvantisIntlSCValue AVDV 1.7 56.48 –0.03 .6557AvantisShortTrmFix AVSF .6 50.21 +0.04 .0188AvantisUSEquityETF AVUS 1.2 62.51 +0.07 .2241AvantisUSSCValue AVUV 1.2 57.02 +0.45 .2885AwareUltShDur AWTM 1.7 49.87 ... .028BNYMellonCoreBd BKAG 1.8 50.60 –0.05 .0707BNYMellonEM BKEM 2.1 71.05 –0.95 .4492BNYMellonHYBeta BKHY 5.7 56.73 +0.25 .2718BNYMellonIntl BKIE 2.1 66.87 –0.36 .3702BNYMShDurCpBd BKSB 1.7 51.90 +0.02 .0696BNYMLCCore BKLC 1.2 70.51 +0.05 .1756BNYMUSMCCore BKMC 1.2 77.73 +0.06 .2415BNYMUSSCCore BKSE 1.1 85.09 +1.22 .2384BallastSmMid MGMT ... 26.42 –0.06 ...BarclyiPathBCarbon GRN ... 63.73 +2.00 ...Barrons400ETF BFOR 1.0 49.71 –0.31 .4875BlkRkFutureHlth BMED ... 30.45 +0.71 ...BlkRkFutInnov BFTR ... 48.04 +2.31 ...BlkRkFutureTech BTEK ... 34.71 +0.13 ...BlkRkUSEqRotat DYNF 1.5 31.38 –0.12 .1309BlueHorizBNE BNE ... 27.65 +1.24 ...BlueStarIsrael ITEQ .6 69.56 +2.61 .39BreakwDryBulk BDRY ... 7.56 +0.10 ...CPHYTrend HYTR 3.3 23.99 +0.09 .1701CabanaTargetDraw5 TDSA ... 24.12 –0.12 ...CabanaTargetDrawdown7 TDSB ... 24.33 –0.02 ...CabanaTargetDraw16 TDSE ... 24.73 –0.13 ...CabanaTargetDraw10 TDSC ... 24.54 –0.04 ...CabanaTargetDraw13 TDSD ... 24.78 –0.19 ...CannabisETF THCX 8.3 13.09 +0.28 .15CapLinkNextGen KOIN ... 37.00 –0.33 ...CapNextVehicles EKAR ... 36.08 +0.11 ...ChgFinUSLCFoss CHGX .6 28.60 –0.26 .1678ChangeCapL/S CBLS ... 23.43 +0.61 ...ChangeCapSust CBSE ... 23.99 +0.65 ...ClearSharesOCIO OCIO 3.6 30.25 –0.11 .1692ClearPitonInt PIFI ... 100.03 +0.04 ...ClearUltShMat OPER .7 100.12 ... .03ColumbiaDivFixed DIAL 2.6 22.03 +0.02 .0482ColumbiaEMCoreXCh XCEM 1.7 29.35 –0.19 .49ColumbiaEMConsumer ECON .7 27.44 –0.51 .1786ColumbiaIndiaCnsmr INCO .4 47.09 –0.46 .1646ColumbiaMultMun MUST 2.2 22.41 –0.02 .0351ColumbiaResEnhCore RECS 1.0 24.40 –0.16 .2678ColumbiaResEnhVal REVS 25.0 16.64 +0.01 .0115ColumbiaSustIntl ESGN 2.7 24.99 –0.08 .2031ColumbiaSustUSEqu ESGS 2.6 29.59 –0.09 .1858CommSvsSPDR XLC .7 66.26 –0.85 .107CnsmrDiscSelSector XLY .8 157.88 –2.11 .2961CnsStapleSelSector XLP 2.5 66.72 –1.21 .5644CoreAlternative CCOR 1.5 28.40 –0.24 .0911CSFIEnhEur50ETN FEUL ... 86.55 –1.86 ...CSFI LCGrwth FLGE ... 537.56 +0.30 ...CSXMthly2xLvMtg REML 31.0 5.65 +0.12 .0215DBGoldDoubleLg DGP ... 43.74 –0.15 ...DBGoldDoubleShrt DZZ ... 2.66 +0.04 ...DBGoldShortETN DGZ ... 9.91 +0.02 ...DayHaganNedRes SSUS .0 28.81 –0.18 .1449DefianceNextGen FIVG .9 33.48 +0.01 .0816DefNextGenSpac SPAK ... 29.98 +1.37 ...DefianceQuantum QTUM .5 41.07 +0.13 .0555DeltaShS&P500Mgd DMRL .8 62.95 +0.03 .1452DeltaShS&P400Mgd DMRM .4 52.83 +0.23 .0585DeltaShS&PIntMgd DMRI .6 48.54 –0.38 .0304DeltaShS&P600Mgd DMRS .3 52.01 +0.22 .032DimenEmgCore DFAE .0 26.15 –0.34 .0031DimenIntlCore DFAI .4 26.30 –0.14 .0245DimenUSCore DFAU .5 26.03 +0.02 .0333DirexAuspiceBroad COM .4 24.81 –0.06 .0323DirexConCnsmr CCON .0 60.26 +0.41 .0478DirexAeroBl3 DFEN .5 16.63 +0.06 .0012DirexBrazilBull2X BRZU 5.7 115.69 –5.41 .3222DirexCSIChinaInt CWEB ... 57.02 –4.98 ...DirexCSI300CnA CHAD .5 18.47 +0.01 .0633DirexCSI300CnABl2 CHAU .2 38.41 –0.16 .0088DirexCnsDiscBl3 WANT .1 48.38 –1.38 .0355DirexDJBear3X WEBS 2.1 26.88 +0.65 .315DirexDJBull3X WEBL ... 68.29 –1.39 ...DirexEMBear3 EDZ 1.5 11.48 +0.46 .086DirexEMBull3 EDC .5 85.63 –4.12 .3919DirexEnergyBr2 ERY .7 34.29 +1.18 .1496DirexEnergyBl2 ERX 9.2 14.49 –0.73 .0743DirexChinaBr3 YANG 1.1 17.96 +0.95 .1087DirexChinaBl3 YINN .8 18.18 –1.22 .0917DirexFTSEEurBull3x EURL .5 25.79 –0.10 .051DirexFinlBear3 FAZ 1.5 7.64 –0.44 .0446DirexFinlBull3 FAS .5 57.67 +2.77 .0792DirexGoldMinBr2 DUST 5.3 19.90 +0.28 .717DirexGoldMinBl2 NUGT ... 69.27 –1.92 ...DirexHlthcrBull3 CURE .2 73.16 –2.36 .0061DirexHmbldrBull3 NAIL .0 51.81 –0.36 .0049DirexIndlsBl3 DUSL .5 28.44 –0.56 .0191DirexJrGoldMinBr2 JDST 18.1 10.07 –0.04 1.1458DirexJrGoldMinBl2 JNUG .1 116.83 –1.49 .1217DirexLatAmBl2X LBJ 1.2 78.84 –2.41 .105DirexIndiaBull2 INDL ... 41.83 –0.04 ...DirexMexicoBl3 MEXX 1.1 60.47 –1.10 .0472DirexMcBull3 MIDU .4 40.86 +1.66 .0119DirexPharmBl3X PILL ... 24.84 +1.53 ...DirexRealEstBr3 DRV .9 10.71 –0.15 .06DirexRealEstBl3 DRN 2.0 12.16 +0.05 .0397DirexRgBanksBull3X DPST 1.9 116.85 +8.06 .2801DirexRetailBull3 RETL .2 462.35 +32.89 .1739DirexRobAI2X UBOT 7.0 200.90 –12.37 3.6172DirexRussiaBl2 RUSL .6 21.25 –0.54 .1174DirexS&P500Br3 SPXS 1.4 4.08 +0.01 .1998DirexS&P500Bl3 SPXL .4 69.50 –0.21 .1155DirexS&P500Bull2X SPUU .9 72.59 –0.83 .3605DirexS&PBiotechBr3 LABD 6.0 21.20 –1.18 .9952DirexS&PBiotechBl3 LABU ... 122.36 +5.83 ...DirexS&P500Br1 SPDN .5 18.66 ... .0176DirexHiBetaBear3X HIBS 2.4 1.73 –0.01 .307DirexHiBetaBull3X HIBL .5 220.39 +0.26 .4282DirexS&POil&GasBr2 DRIP 1.6 26.28 +0.06 .0028DirexS&POil&GasBl2 GUSH 10.1 38.91 –0.64 .0657DirexSemiBear3 SOXS 7.4 18.93 +0.28 .6415DirexSemiBl3 SOXL .1 444.81 –7.28 .0512Direx7-10TreaBr3 TYO .5 8.04 –0.03 .0287Direx7-10TreaBull TYD .3 59.13 +0.17 5.7353DirexScBear3 TZA 2.6 6.61 –0.39 .0832DirexSCBull3 TNA .2 69.37 +3.60 .0103DirexKRBull3 KORU .6 33.60 +0.99 .0031DirexTechBear3 TECS 4.1 8.93 –0.24 .1304DirexTechBull3 TECL .1 397.00 +9.79 1.8997DirexTransportBl3 TPOR .2 25.55 –0.35 .009Direx20+TreaBr3 TMV .8 54.50 –0.98 .202Direx20+YrTrBull TMF .4 34.81 +0.54 .686DirexUtilBl3X UTSL 2.1 25.36 –0.97 .0985DirexDynHedge DYHG .7 51.73 –0.44 .267DirexFallKnives NIFE .2 64.99 +0.64 .1741DirexFlight FLYT 1.3 51.00 –1.27 1.2325DirexHiGrowth HIPR .2 58.21 –0.08 .0481DirexMSCILvL ESNG 1.3 57.00 –0.73 .1843DirexMoonInnov MOON ... 33.04 +1.53 ...DirexNasd100EW QQQE .5 74.42 –0.61 .1132DirexRs1000GrOvVal RWGV .3 103.96 +0.06 .158DirexRs1000ValOvGr RWVG 2.1 48.40 –0.49 .2734DirexS&P500HiMin QMJ 1.3 56.64 –0.69 .2117DirexWorkFrHome WFH .2 68.43 +0.87 .1367DirexWrldWithout WWOW ... 25.89 +0.24 ...


DistillateIntlFund DSTX ... 25.40 –0.33 ...DistillUSFundSt DSTL .8 35.95 –0.44 .303EmgqEMInternet EMQQ ... 61.40 –1.89 ...ETFMGAltHarvest MJ 4.4 15.00 –0.19 .10ETFMGPrimeCyber HACK 1.1 58.37 +1.46 .04ETFMGPrmJrSilv SILJ 1.3 15.59 +0.18 .20ETFMGPrimeMob IPAY .0 65.67 –0.15 .015ETFMGSitUltra VALT 1.5 49.75 +0.11 .032ETFMGTravelTech AWAY .0 25.04 –0.34 .01ETFMGTreat GERM 1.7 33.08 –0.15 .285ETRACSAlerianMLP AMUB 10.7 8.88 –0.29 .212ETRACSAlernMLPInfr MLPB 11.7 12.14 –0.40 .3143EtracsAlerianMid AMND 9.8 27.30 –0.85 .6682EtracsAlerMidstr AMNA 8.4 25.59 –0.73 .536EtracsAlerMid AMTR ... 28.85 –0.80 ...ETRACSBloomETN DJCB ... 14.41 ... ...EtracsM1.5XLevCEF CEFD 10.9 28.87 –0.01 .242EtracsM1.5XLevMtg MVRL 11.3 39.90 +0.53 .1385ETRACSMonthPay2x SMHB 16.7 8.25 +0.02 .0812ETRACS2xLvHiDiv HDLB 16.4 11.30 –0.39 .1501ETRACSNYSEPick PYPE 10.9 14.40 –0.44 .3658EtracsQ1.5XLevWf BDCX 12.9 29.23 –0.44 1.049EtracsQ1.5XLevAl MLPR 8.1 23.13 –0.90 .9332ETRACS2xM092548 PFFL 9.8 19.18 –0.02 .146ETRACSUBSBloomberg UCIB ... 15.09 –0.08 ...ETRACSWFBusDev BDCZ 10.2 15.95 –0.19 .3773ElemntsRogrAgri RJA ... 6.33 +0.09 ...ElemntsRogrEngy RJN ... 1.63 –0.04 ...ElemntsRogrMtls RJZ ... 10.10 –0.15 ...ElemntsRogrTr RJI ... 4.88 –0.04 ...ElemntsSpectrmLC EEH ... 26.61 +0.06 ...ElemntsBiofuels FUE ... 6.44 –0.19 ...ElemntsGrain GRU ... 3.59 +0.32 ...EnSelectSectorSPDR XLE 5.6 38.12 –1.28 .5201EREntrepreneur30 ENTR .0 27.64 –1.48 1.6517ERNonUSSC ERSX .5 22.96 +0.36 .1146EthoClimateLeader ETHO .8 52.82 +0.28 .17FIEnhEurope50ETN FIEE ... 153.62 +0.47 ...FidelityCorpBd FCOR 2.6 57.09 +0.18 .244FidelityDivRising FDRR 3.4 36.41 +0.11 .185FidelityHiDiv FDVV 3.9 31.84 +0.06 .227FidelityHYFactor FDHY 4.4 55.48 +0.15 .808FidelityIntlHiDiv FIDI 3.8 18.27 –0.29 .088FidelityIntlValue FIVA 3.0 21.73 –0.22 .12FidelityLtdTermBd FLTB 1.8 52.84 +0.01 .049FidelityLowVol FDLO 1.7 42.30 –0.13 .136FidelityCommSvs FCOM .8 44.87 –0.29 .068FidelityMSCICnDisc FDIS .7 70.72 –0.11 .102FidelityMSCICnStpl FSTA 3.2 40.25 –0.34 .289FidelityMSCIEn FENY 5.6 10.21 –0.21 .103FidelityMSCIFinls FNCL 2.8 41.58 +0.71 .219FidelityMSCIHlthCr FHLC 1.9 57.33 –0.26 .234FidelityMSCIIndls FIDU 1.6 46.80 +0.04 .138FidelityMSCIIT FTEC 1.0 104.24 +0.95 .20FidelityMSCIMatls FMAT 2.2 39.69 –0.04 .173FidelityRealEst FREL 5.1 25.06 +0.05 .318FidelityMSCIUtils FUTY 3.9 39.69 –0.35 .288FidelityMomFactor FDMO .9 44.56 +0.17 .056FidelityQualFactor FQAL 1.8 42.63 –0.07 .155FidelitySmallMid FSMD 1.9 28.87 +0.20 .159FidelityTotalBdETF FBND 2.4 54.24 +0.02 1.034FidelityUSMulti FLRG 5.9 21.20 –0.08 .314FidelityValFactor FVAL 2.0 39.97 +0.09 .136FieldUVAUnconMed FFIU 2.5 26.87 +0.03 .0525FinSelSectorSPDR XLF ... 28.95 +0.46 ...FTActiveFactorLC AFLG 1.1 22.15 –0.10 .085FTActiveFactorMC AFMC .9 21.45 +0.10 .10FTActiveFactorSC AFSM .5 22.39 +0.27 .06FTConsDscAlpDx FXD .6 51.11 +0.34 .0481FTConsStaples FXG 1.6 51.42 –0.31 .1822FTDJGlbSelDiv FGD 6.0 21.91 –0.29 .3481FTDJ Internet FDN ... 216.24 –1.55 ...FTDow30EW EDOW 2.1 26.88 –0.13 .078FTEIPCarbonImpact ECLN 2.0 22.02 –0.11 .0808FTEnergyAlpDx FXN 4.4 7.97 –0.10 .0646FTEqCompRiskMgr ERM 1.5 20.64 –0.23 .1036FTEqCompTactical TERM 1.5 18.04 –0.19 .0937FTDJSelMicro FDM 1.2 48.35 –0.16 .3536FTFTSEDevRE FFR 4.5 43.29 +0.14 .321FTFinlsAlpDx FXO 2.7 33.97 +0.41 .2141FTGlbEngg FLM 2.7 48.64 –0.21 .2507FTGlbWindEner FAN 1.2 22.61 +0.79 .0272FTHlthCareAlpha FXH ... 107.75 +0.55 ...FTHorizonMgdVolDev HDMV 2.1 30.27 –0.47 .2219FTHorizonMgdVolDom HUSV 1.2 28.58 –0.42 .1404FTHorizMgdVolSM HSMV .6 28.18 –0.13 .1394FTChindia FNI .2 56.39 –0.89 .1182FT IndlsAlpDx FXR 1.0 50.01 +0.06 .1356FTInstPfdSecs FPEI 4.9 20.33 –0.07 .0836FTLgDurOpps LGOV 3.1 28.85 –0.36 .074FTLong/Short FTLS .3 43.91 +0.01 .1252FTMgdFutures FMF 1.0 44.95 +0.20 .0074FTMatAlpDX FXZ 1.5 47.72 –0.20 .19FTMergerArbitrage MARB ... 19.52 –0.06 ...FTMngstrDiv FDL 4.5 29.36 –0.61 .3677FTMulti-MgrLG MMLG .0 23.94 –0.22 .0606FTNaturalGas FCG 3.5 8.96 –0.26 .1495FTNAEnergy Infra EMLP 4.9 20.82 –0.55 .2291FTNYSEArcaBiotch FBT ... 173.87 +0.42 ...FTPfdSecs FPE 4.9 20.19 –0.11 .0817FTSTOXXEurSelDiv FDD 3.8 13.05 –0.05 .076FTShDurMgMun FSMB 1.8 20.83 ... .0265FTS&PREIT FRI 2.9 22.88 –0.21 .2669FTTCWSecPlus DEED 1.1 25.80 –0.21 .2526FTTCWUnPlBd UCON 3.1 26.66 ... .0909FTTechAlphaDEX FXL .1 113.28 +0.71 .0196FTUSEquityOpp FPX .4 122.24 +0.36 .0683FTUltShDurMuni FUMB 1.0 20.18 ... .011FTUtilAlpha FXU 3.8 27.67 –0.46 .242FTValDivFd FVD 2.3 34.64 –0.48 .2112FTWater FIW .5 71.46 +0.30 .1228FlexShSelBdFd BNDC 2.1 26.93 –0.13 .2032FlexShCurrHdDM TLDH .0 27.04 –1.85 1.7977FlexShCurrHdgEM TLEH .0 31.58 –0.34 .1061FlexShDevMkxUSQu QLVD 1.8 26.23 –0.24 .1234FlexShDiscDurMBS MBSD 2.8 24.01 –0.04 .0567FlexShEMQualLo QLVE 1.7 26.01 –0.47 .0273FlexGlbQualRealEst GQRE 2.1 56.78 +0.03 .3285FlexGlbUpstmNatRsc GUNR 2.8 32.48 –0.30 .1893FSHiYdValScored HYGV 6.2 48.92 +0.14 .2752FlexShiBoxx5YTIPS TDTF 1.1 27.72 +0.02 .022FlexiBx3YDurTIPS TDTT 1.1 26.05 +0.03 .0123FlexShIntQualDiv IQDE 3.1 22.35 –0.19 .1368FlexShIntQuDivDyn IQDY 2.7 27.69 –0.05 .0886FlexShIntlQualDiv IQDF 3.2 23.83 –0.23 .1144FlexShMDevMktxUS TLTD 2.1 65.47 –0.18 .2709FlexShEMFactTilt TLTE 2.0 56.76 –0.68 .1983FlexShQualDivDef QDEF 2.5 47.57 –0.08 .3501FlexShQualDivDyn QDYN 3.2 50.82 +0.11 .3361FlexShQualityDiv QDF 2.4 49.12 +0.05 .3111FlexShReadyAcc RAVI 1.3 76.25 –0.01 .0684FlexShSTOXXGlb NFRA 2.2 53.17 –0.52 .3348FlexShUSQualLo QLV 1.3 45.01 –0.11 .1953FrankFTSEAsiaxJpn FLAX 1.6 26.77 –0.29 .3588FrankFTSEAustralia FLAU 2.2 28.18 –0.10 .2941FrankFTSEBrazil FLBR 2.3 22.77 –0.48 .268FrankFTSECanada FLCA 2.5 27.49 –0.01 .4241FrankFTSEChina FLCH 1.0 30.53 –0.99 .2488FrankFTSEEurope FLEE 1.9 25.97 –0.05 .2917FrankFTSEEurHdg FLEH 1.9 23.94 –0.02 .3192FrankFTSEFrance FLFR 1.5 27.10 –0.10 .2332FrankFTSEGermany FLGR 2.6 24.73 –0.19 .4064FrankFTSEHK FLHK 3.2 25.51 +0.04 .5597FrankFTSEIndia FLIN .7 25.57 –0.01 .0575FrankFTSEItaly FLIY 2.3 24.80 +0.12 .1759


FrankFTSEJapan FLJP 1.7 29.24 –0.31 .2111FrankFTSEJapanHdg FLJH ... 27.61 –0.25 ...FrankFTSELatAm FLLA 2.1 23.49 –0.37 .3379FrankFTSEMexico FLMX 1.5 21.22 –0.16 .1897FrankFTSERussia FLRU 6.8 24.84 –0.36 1.6797FrankFTSESaudiAr FLSA 2.1 26.48 –0.09 .1748FrankFTSESAfrica FLZA 4.1 23.23 –0.73 .5605FrankFTSESKorea FLKR 1.0 29.17 +0.26 .304FrankFTSESwitz FLSW 2.3 29.95 –0.44 .058FrankFTSETaiwan FLTW 2.2 36.01 +0.28 .7677FrankFTSEUK FLGB 2.7 22.39 +0.04 .2767FrankFedIntTxFr FLMI 2.1 26.37 +0.05 .0472FrankFedTxFrBd FLMB 2.2 27.40 +0.02 .0342FrankInvGradeCp FLCO 3.2 27.23 +0.05 .0577FrankShtDurUSGovt FTSD 1.7 95.78 +0.04 .0985FrankSysStyle FLSP .3 19.59 +0.11 1.5369FrankUSCoreBd FLCB 2.5 26.35 +0.04 .0488FrankUSLowVol FLLV 1.4 41.86 –0.27 .2183FrankUSTreaBd FLGV 1.6 24.94 +0.04 .0335FrankUltraShBd FLUD 1.6 25.02 ... .0357FranklinLibEM FLQE 2.8 28.90 –0.17 .7622FranklinLibQGlbDiv FLQD 2.9 31.17 –0.23 .2541FranklinGlbEquity FLQG 2.5 35.47 –0.31 .4733FranklinIntlEquity FLQH 3.6 25.13 –0.15 .5747GadsdenDynMult GDMA .0 30.92 +0.04 .003GlblBetaLowBeta GBLO 1.6 21.42 –0.23 .1125GlbBetaRisingStars GBGR .6 23.04 +0.23 .054GlbBetaSmartIncm GBDV 4.5 17.38 –0.14 .1872GlbXAdaptiveUS AUSF 3.1 25.51 –0.07 .16GlbXCopperMiners COPX .4 29.93 +0.16 .0712GlbXEMBd EMBD 3.9 28.01 +0.03 .0915GlbXFTSENordReg GXF .5 27.19 –0.36 .1246GlbXFTSESEAsia ASEA 2.7 14.55 –0.35 .2303GlbXGoldExplorers GOEX 1.2 35.74 –0.15 .0252GlbXGuruIndex GURU .8 44.81 –0.05 .3008GlbXLithium&Batt LIT .7 59.24 +1.97 .1606GlbXMLP&Energy MLPX 8.2 27.46 –0.68 .5654GlbXMLP MLPA 13.6 27.88 –0.88 .90GlbXMSCIArgentina ARGT .3 30.31 –0.62 .0778GlbXMSCIChinaCm CHIC .6 26.37 –0.76 .0907GlXMSCIChinaCnsDisc CHIQ .5 33.62 –0.14 .0175GlbXMSCIChCS CHIS .7 33.16 +0.36 .1543GlbXMSCIChinaEner CHIE 4.9 8.52 –0.19 .1284GlbXMSCIChinaFinl CHIX 3.3 15.15 –0.25 .0418GlbXMSCIChinaHC CHIH .2 26.06 +0.05 .1088GlbXMSCIChinaIndls CHII 1.4 14.54 +0.09 .0467GlbXMSCIChinaIT CHIK .3 32.46 +0.73 .0409GlbXMSCIChLC50 CHIL 1.2 37.92 –0.45 .1247GlbXMSCIChinaMatls CHIM 2.7 21.35 –0.36 .171GlbXMSCIChRlEst CHIR 4.3 16.04 –0.26 .2575GlbXMSCIChUtil CHIU 2.3 15.29 +0.20 .1419GlbXMSCIColombia GXG 3.3 32.00 –1.36 .4598GlbXMSCIGreece GREK 2.7 25.70 –0.28 .1318GlbXMSCINextEm EMFM 2.5 19.36 –0.33 .245GlbXMSCINigeria NGE .7 11.70 +0.08 .0836GlbXMSCINorway NORW 1.6 12.49 +0.05 .1293GlbXMSCIPakistan PAK 2.7 29.30 –0.10 .2425GlbXMSCIPortugal PGAL 2.5 10.94 +0.03 .1999GlbXISuperDivEM SDEM 6.5 11.57 –0.20 .0575GlXS&P500CCGrw XYLG 5.6 27.37 –0.03 .1264GlbXS&P500Cv XYLD 7.6 46.54 –0.03 .4493GlbXS&P500QualDiv QDIV 3.1 25.96 –0.01 .064GlbXSilverMiners SIL 1.2 45.38 +0.14 .1392GlblXSuperDividend SDIV 8.3 12.89 –0.20 .075GlbXSuperDivUS DIV 8.3 16.97 –0.17 .0995GlbXSuperIncPfd SPFF 5.8 11.78 +0.02 .0565GlbXUSPfd PFFD 5.2 25.78 +0.02 .109GlbXUranium URA 1.6 15.18 +0.21 .1558GlbXVarPfd PFFV 5.3 27.53 –0.03 .1225GSAccessHYCorpBd GHYB 4.8 50.29 +0.13 .186GSAccessIGCpBd GIGB 2.7 56.27 +0.24 .1054GS IGCorp1-5YBd GSIG .9 50.48 +0.06 .0386GSTreasury0-1Y GBIL 1.1 100.13 +0.01 .3097GSAccUSAggBd GCOR .6 50.04 +0.08 .0345GSActiveBetaEM GEM 2.0 37.13 –0.63 .2245GSActiveBetaEurope GSEU 2.2 32.78 –0.22 .0615GSActiveBetaIntlEq GSIE 2.0 31.66 –0.15 .1078GSActiveBetaJapan GSJY 2.3 36.31 –0.72 .2917GSActiveBetaUSLC GSLC 1.4 75.06 –0.26 .2518GSActiveUSSC GSSC 1.0 54.79 +0.70 .1448GSHedgeIndVIP GVIP .1 90.47 +0.51 .0005GSInnovate GINN .0 54.94 –0.03 .0401GSJUSTUSLC JUST 1.4 53.91 –0.19 .191GSPhysGold AAAU ... 18.71 –0.01 ...GraniteBloomComm COMB 1.6 23.11 –0.07 .3586GraniteGold BAR ... 18.69 ... ...GraniteHIPSUSHiInc HIPS 9.5 13.63 ... .1075GranitePlatinum PLTM ... 10.15 –0.15 ...GraniteXOUTUSLC XOUT .5 35.51 –0.06 .0351HCMDef500 LGH .2 32.49 –0.09 .0768HCMDef100 QQH ... 40.06 +0.09 ...HartfordMultiDvxUS RODM 2.8 28.06 –0.60 .3894HartfordMultiEM ROAM 3.1 22.41 –0.50 .4172HartfrdMultifctrSC ROSC 2.3 31.62 –0.03 .272HartfordMultiUSEqu ROUS 2.0 34.77 –0.36 .2573HartfordMuniOpps HMOP 2.4 41.85 +0.03 .0761HartfordSchTax HTAB 1.5 21.81 +0.01 .0218HartfordTRBd HTRB 3.0 41.87 +0.05 .0813HealthCareSelSect XLV 1.5 111.47 –1.53 .4643HighYield HYLD 7.5 32.12 +0.12 .20HoyaCapHousing HOMZ 1.8 32.58 –0.40 .5288HullTacticalUS HTUS ... 29.38 –0.12 ...IQCandESGIntl IQSI 1.2 27.22 –0.19 .0974IQCandESGUS IQSU .8 31.96 +0.02 .0776IQEnhCorePlusBdUS AGGP .0 19.99 +0.03 .0399IQ50%HdgFTSEIntl HFXI 1.9 22.59 –0.07 .0838IQ500IntlETF IQIN 1.7 29.34 –0.22 .3474IQGlobalResources GRES 1.7 28.25 –0.21 .4702IQHedgeEventDriven QED 1.8 24.44 +0.08 .4497IQHedgeL/STracker QLS 1.4 26.05 +0.05 .3534IQHedMacrTrac MCRO 1.3 28.82 –0.16 .3611IQHedgeMktNeut QMN ... 27.69 –0.02 ...IQHedMultStra QAI 1.8 32.43 –0.04 .5878IQMacKayMuniIns MMIN 2.1 27.64 +0.06 .0371IQMacKayMuniInter MMIT 2.4 26.82 +0.04 .0506IQMergerArbitrage MNA ... 34.02 –0.11 ...IQRealReturn CPI 2.2 27.52 ... .5929IQS&PHYLowVolBd HYLV 4.0 25.38 +0.06 .0791IQUSRealEstSC ROOF 4.8 21.71 +0.24 .2008IQUltShrtDur ULTR 1.6 49.80 +0.02 .0408iMDBiHedgeStrat DBEH .1 30.44 –0.08 .0183iMDBiMgdFut DBMF .2 25.33 –0.37 .0174ImpactNAACPMinrty NACP .8 28.81 –0.01 .0586ImpactSustain SDGA ... 25.49 +0.30 ...ImpactShsYWCAWomen WOMN .8 30.44 +0.39 .0542IndSelSectorSPDR XLI 1.6 88.00 –0.84 .3659InfraCapMLP AMZA 18.6 19.48 –0.84 .22InfraCapREITPfd PFFR 6.2 23.35 –0.14 .12InfusiveComp JOYY .3 32.39 –0.42 .1092InnovIBDBreakout BOUT ... 32.05 +0.45 ...InnovIBDLdrs LDRS 1.1 28.62 ... .1715InnovatorIBD50 FFTY ... 41.60 –0.16 ...InnovLoupFrontier LOUP ... 49.33 +0.01 ...InnovEAFEPwrJan IJAN ... 25.29 –0.04 ...InnovEAFEPwrJul IJUL ... 23.90 +0.16 ...InnovEMPwrJan EJAN ... 29.66 –0.10 ...InnovEMPwrJuly EJUL ... 26.19 +0.02 ...InspireCpBdImp IBD 1.6 26.56 +0.05 .0329InspireFaithLC FEVR ... 26.20 +0.04 ...InspireFaithMC GLRY ... 27.19 +0.32 ...InspireGlblHope BLES 1.4 33.31 –0.20 .0503InspireIntlESGETF WWJD 1.2 30.80 +0.02 .0984Inspire100ETF BIBL 1.1 36.20 –0.10 .3413InspireS/MC Impact ISMD 1.0 30.08 +0.22 .0287InspireTactBal RISN .3 25.34 –0.13 1.0535


InvscActvUSRlEst PSR 3.1 85.42 –0.57 .6996InvscAero&Def PPA .9 67.08 +0.03 .0934InvscCAAMT-Fr PWZ 2.3 28.04 –0.04 .0567InvscCEFIncmComp PCEF 7.6 22.16 –0.18 .1363InvscChinaTech CQQQ .5 78.75 –1.75 .3859InvscCleantech PZD .2 74.70 +1.38 .0798InvscCurrShAUD FXA .0 75.72 –0.23 .0058InvscCurrShGBP FXB ... 130.84 +0.43 ...InvscCurrShCAD FXC .2 76.76 –0.19 .0559InvscCurrShEuro FXE ... 114.47 –0.58 ...InvscCurrShJPY FXY ... 91.09 –0.31 ...InvscCurrShCHF FXF ... 102.26 –0.89 ...InvscDBComm DBC ... 14.60 –0.09 ...InvscDBAgriFd DBA ... 15.83 +0.22 ...InvscDBBaseMet DBB ... 17.64 –0.21 ...InvscDBEnerFd DBE ... 10.82 –0.17 ...InvscDBG10Curr DBV ... 23.95 +0.06 ...InvscDBGoldFd DGL ... 54.78 –0.10 ...InvscDBOilFund DBO ... 8.41 –0.15 ...InvscDBPrecMetls DBP ... 52.12 ... ...InvscDBSilverFd DBS ... 36.46 –0.07 ...InvscDBUSDBear UDN ... 21.69 –0.08 ...InvscDBUSDBull UUP ... 24.35 +0.09 ...InvscDefEquity DEF 1.4 58.57 –1.08 .794InvscDJIADiv DJD 3.5 37.80 –0.48 .3025InvscDynBiotech PBE .0 72.19 +1.07 .029InvscDynBuilding PKB .3 41.78 +0.05 .0193InvscDynEnerExpl PXE 4.1 10.19 –0.18 .1624InvscDynFood&Bev PBJ 1.1 35.54 +0.19 .1163InvscDynLCGrw PWB .2 67.60 –0.09 .0183InvscDynLCValue PWV 2.7 38.11 –0.18 .244InvscDynLeisure PEJ .9 39.40 +0.25 .2817InvscDynMarket PWC 1.0 109.79 +0.55 .2234InvscDynMedia PBS .3 46.10 +0.13 .0926InvscDynNetwkg PXQ .2 85.41 +1.80 .0039InvscDynOil&GasSv PXJ 4.7 2.94 –0.06 .0249InvscDynPharm PJP .8 70.76 +0.10 .1305InvscDynSemicon PSI .2 103.17 –0.45 .0184InvscDynSoftware PSJ .0 160.06 +2.28 .0559InvscEMSovDebt PCY 4.5 28.69 ... .105InvscFinlPfd PGF 4.9 19.15 –0.13 .078InvscFTSEDvMktxUS PXF 2.1 42.25 –0.34 .1624InvscDevMktxUSSM PDN 1.8 34.19 –0.25 .1855InvscFTSERAFIEM PXH 2.8 20.74 –0.38 .071InvscFTSEUS1000 PRF 2.0 131.80 –0.51 .6025InvscFundHYCpBd PHB 3.9 19.39 –0.01 .062InvscFundInvCpBd PFIG 2.4 27.42 –0.09 .156InvscGlbClnEner PBD .5 34.43 +2.14 .0204InvscGlblPrvEqu PSP 4.7 13.25 –0.09 .1823InvscGlbShrtHYBd PGHY 5.5 22.17 –0.05 .1004InvscIndia PIN .7 22.80 +0.05 .1667InvscIntlCpBd PICB 1.1 29.82 –0.13 .061InvscInvGradeDef IIGD 1.7 26.99 –0.40 .4327InvscInvGradeValue IIGV 2.4 28.18 –0.44 .5284InvscMSCIGlbTimb CUT 1.7 33.39 –0.74 .5533InvscNatAMTFrMuni PZA 2.4 27.14 +0.01 .0543InvscNYAMTFrMuni PZT 2.5 26.19 +0.07 .0545InvscPreferred PGX 5.4 15.19 –0.08 .0622InvscRayJamesSB1 RYJ .3 51.07 +0.04 .1427InvscRuss1000EW EQAL 1.6 38.80 –0.07 .1748InvscS&PEMLowVol EELV 2.8 22.14 –0.02 .067InvscS&PEMMom EEMO 1.6 18.21 –0.14 .0125InvscS&P500BuyWr PBP 1.4 20.31 –0.06 .0898InvscS&P500Down PHDG .6 32.59 –0.18 .0454InvscS&P500EnhVal SPVU 2.7 33.18 –0.10 .2144InvscS&P500EWCm EWCO 1.1 31.02 –0.28 .0925InvsS&P500EWCD RCD .8 121.91 –0.29 .1027InvscS&P500CnStp RHS 2.2 150.21 –1.86 .9743InvscS&P500EWEner RYE 3.1 31.07 –0.82 .2234InvscS&P500EW RSP 1.7 126.08 –0.96 .442InvscS&P500EWFin RYF 2.3 47.14 +0.43 .2424InvscS&P500EWHC RYH .5 257.74 –2.89 .3192InvscS&P500Ind RGI 1.0 156.73 –1.09 .3249InvscS&P500EWMat RTM 1.6 138.04 –1.38 .4986InvscS&P500RlEst EWRE 3.9 28.61 –0.39 .2517InvscS&P500EWTech RYT 1.3 250.87 –2.43 .9086InvscS&P500EWUtil RYU 3.0 97.45 –1.74 .643InvscS&P500xRt XRLV 1.7 41.13 –0.36 .0449InvscS&P500GARP SPGP 1.1 71.35 +0.13 .1341InvscS&P500HiBeta SPHB 1.9 56.10 –0.20 .245InvscS&P500HiDiv SPHD 4.9 37.26 –0.59 .1539InvscS&P500LowVol SPLV 2.1 55.72 –0.43 .0748InvscS&P500Mom SPMO 1.3 52.42 –0.36 .1655InvscS&P500PrGrw RPG .5 161.99 –0.83 .1608InvscS&P500PrVal RPV 2.1 60.57 –0.06 .2224InvscS&P500Qual SPHQ 1.6 41.48 –0.33 .1757InvscS&P500Rev RWL 1.8 61.52 –0.48 .273InvscS&P500Top50 XLG 1.3 281.59 –0.41 .9511InvscS&P500ValMom SPVM 2.1 40.25 –0.31 .2024InvscS&PGlbWater CGW 1.4 46.33 –0.47 .6603InvscS&PIntDvLoVl IDLV 2.3 29.65 –0.23 .0623InvscS&PIntlDev IDMO 1.7 33.00 –0.18 .1439InvscS&PIntlDevQu IDHQ 1.6 28.90 –0.18 .0555InvscS&PMC400EW EWMC 1.2 76.68 +0.66 .1936InvscS&P400PrGrw RFG .3 206.06 +3.75 .1206InvscS&P400PrVal RFV 1.5 73.77 +0.58 .1538InvscS&PMC400Rev RWK 1.0 71.12 +0.47 .153InvscS&PMCLowVol XMLV 1.9 48.04 +0.29 .0902InvscS&PMCMom XMMO .6 79.47 +1.95 .0394InvscS&PMCQual XMHQ 1.1 67.44 +0.28 .3143InvscS&PMCValMom XMVM 1.4 36.68 +0.11 .1418InvscS&P100EW EQWL 2.0 67.58 –0.86 .3614InvscS&PSCLowVol XSLV 2.5 40.36 –0.03 .1944InvscS&PSCMom XSMO .8 48.49 +0.30 .0301InvscS&PSC600EW EWSC .8 64.57 +0.39 .0556InvscS&P600PrGrw RZG .5 140.65 +2.33 .1201InvscS&P600PrVal RZV .6 66.04 +0.11 .0942InvscS&P600Rev RWJ .9 80.86 +0.71 .1418InvscS&PSCValMom XSVM 1.2 34.97 +0.25 .0868InvscS&PSpin-Off CSD 1.0 55.82 +0.17 .5489InvscS&PUltDiv RDIV 5.0 33.61 –0.82 .8497InvscSrLoan BKLN 3.6 22.23 –0.02 .065InvscSolar TAN .1 102.80 +6.80 .0922InvscTaxMuniBd BAB 3.0 33.53 +0.27 .072InvscTotalRetBd GTO 2.2 57.51 –1.14 1.1643InvscTreaCollat CLTL .8 105.70 –0.04 .0496InvscUltShtDur GSY 1.5 50.56 –0.02 .0408InvscVRDOTaxFrWk PVI .4 24.89 ... ...InvscVarRtPfd VRP 4.2 25.82 –0.18 .0929InvscWildClnEngy PBW .4 107.57 +9.21 .2782InvscZacksMC CZA 1.4 75.54 –1.20 1.0837InvscZacksMltIncm CVY 3.4 19.87 –0.07 .1853iPathBloomCocoaTR NIB ... 31.22 +1.14 ...iPathBloomCommTR DJP ... 21.57 –0.06 ...iPathBloomLeadTR LD ... 40.95 –1.11 ...iPathGSCInts GSP ... 10.88 –0.10 ...iPathPBBroadCmod BCM ... 29.76 –0.14 ...iPathPBCrudeOil OIL ... 14.08 –0.26 ...iPathBlmAgricult JJA ... 50.81 +1.41 ...iPathBlmAlum JJU ... 43.40 –0.79 ...iPathBlmCoffee JO ... 37.14 +0.24 ...iPathBlmCopper JJC ... 53.80 –1.12 ...iPathBlmCotton BAL ... 43.97 –0.44 ...iPathBlmEnergy JJE ... 26.39 –0.83 ...iPathBlmGrains JJG ... 52.48 +1.70 ...iPathBlmIndMet JJM ... 51.89 –0.85 ...iPathBlmLivestk COW ... 34.34 +0.30 ...iPathBBloomNatGas GAZ ... 14.73 –0.80 ...iPathBlmNickel JJN ... 67.56 –2.09 ...iPathBlmPlatinum PGM ... 48.95 –0.93 ...iPathBlmPrecMet JJP ... 67.25 –0.14 ...iPathBlmSofts JJS ... 42.09 +0.60 ...iPathBlmSugar SGG ... 44.63 +1.36 ...iPathBlmTin JJT ... 52.77 +0.65 ...iPathShillerCape CAPE ... 175.76 +0.21 ...


Exchange-Traded Portfolios


iPathSilverETN SBUG ... 35.90 –0.07 ...iShAAA-ARtdCorpBd QLTA 2.3 58.40 +0.20 .0996iShA/PDividend DVYA 3.7 37.66 –0.06 .1209iShBBCpBd HYBB 4.6 51.97 +0.15 .1728iShAgencyBond AGZ 1.2 119.59 +0.01 .0502iShCMBSETF CMBS 2.5 55.23 +0.02 .1013iShGovt/CreditBond GBF 1.6 125.43 +0.20 .1394iSh10-20YTreasBd TLH 1.4 158.70 +0.56 .139iSh0-5YTIPSBd STIP 1.4 104.27 +0.06 .0377iShBloomRollSel CMDY .1 45.03 –0.10 .0662iShCalifMuniBd CMF 1.8 62.88 +0.04 .0873iShCmdCurve CCRV ... 21.14 –0.03 ...iShAggrAllocation AOA 1.9 63.58 –0.54 .4205iShConsAllocat AOK 2.2 38.49 –0.23 .1523iShCoreDivGrowth DGRO 2.3 44.24 +0.02 .2727iShCore5-10YUSDBd IMTB 2.6 52.28 +0.04 .2324iShGrwthAllocation AOR 2.0 51.86 –0.36 .3343iShCoreHiDividend HDV 4.1 87.02 –1.42 .9232iShCoreMSCIEM IEMG 1.9 60.32 –0.82 .7235iShCoreMSCIEurope IEUR 2.1 51.23 +0.01 .4967iShMSCIIntlDev IDEV 2.0 61.25 –0.11 .6618iShCoreMSCIPacific IPAC 1.7 63.23 –0.54 .5006iShModAllocation AOM 2.1 42.90 –0.35 .2661iShCoreS&P500 IVV 1.6 370.31 –0.18 1.6102iShCoreS&PMC IJH 1.3 230.69 +2.89 .6596iShCoreS&PSC IJR 1.1 92.07 +1.20 .2477iShS&PTotlUSStkMkt ITOT 1.4 85.53 +0.07 .3421iShCore10+YUSDBd ILTB 2.9 76.26 +0.47 .1796iShCoreUSAggBd AGG 2.1 117.99 +0.20 .1253iShCoreUSREIT USRT 3.2 47.77 +0.21 .4004iShCurrHdgNikk400 HJPX 1.8 31.86 –0.44 .2122iShCurHdgMSCIUS HAWX 2.6 29.15 –0.44 .2741iShCurrHdgMSCICda HEWC 5.0 27.39 –0.20 .3409iShCurHdgMSCIEAFE HSCZ 2.8 32.02 ... .2058iShCurHdMSCIEurozn HEZU 1.2 31.33 –0.35 .473iShCurrHdMSCIJapan HEWJ 2.0 35.02 –0.41 .1236iShCurHdgMSCIMex HEWW 1.7 15.83 –0.33 .1332iShCurrHdgMSCIUK HEWU 3.7 20.76 –0.32 .2362iShCybersecurity IHAK .4 41.05 +1.18 .0404iShUSBasicMaterial IYM 1.4 112.31 –0.69 .4193iShUSConsumerSvcs IYC .7 69.58 –0.19 .1406iShUSConsumerGoods IYK 1.4 171.01 –0.25 .6477iShUSFinlServices IYG 1.7 146.46 +2.48 .7586iShUSHealthcare IYH 1.2 242.74 –2.15 .757iShUSRealEstate IYR 2.6 84.29 +0.21 .6014iShUSUtilities IDU 3.0 75.85 –0.70 .5872iShUSEnergy IYE 4.7 20.33 –0.38 .2106iShUSFinls IYF 1.8 65.41 +0.73 .2592iShUSHealthcarePrv IHF .5 231.68 +1.11 .2752iShUSInsurance IAK 2.1 66.64 +0.06 .3089iShUSOilEquip&Svcs IEZ 2.1 11.28 –0.23 .0255iShUSPharmaceuticl IHE 1.2 177.25 –0.38 .5261iShUSRegionalBanks IAT 2.9 44.72 +1.11 .3823iShUSMedDevices IHI .3 322.77 –1.85 .4053iShAdvTotUSDBd EUSB 1.1 50.58 +0.10 .0279iShESGUSAggBd EAGG 1.6 56.44 +0.08 .0266iShEMDividend DVYE 5.1 36.99 –0.46 .32iShEuropeETF IEV 1.8 47.76 –0.21 .3478iShExpTech IGM .3 347.44 –0.24 .1728iShFocusedValue FOVL 2.9 42.40 +0.54 .3011iShGenomicsImm IDNA .2 49.33 +0.74 .0362iShGlblComm IXP 1.0 73.10 –1.35 .4087iShGlobal100 IOO 1.5 62.27 +0.21 .4328iShGlobalREITETF REET 2.7 23.64 +0.18 .1913iShGoldTr IAU ... 17.92 –0.01 ...iShiBoxx$InvGrCpBd LQD 2.7 137.77 +0.61 .28iShiBdsDec2030Cp IBDV 1.8 26.16 +0.04 .0347iShiBdsDec2028Cp IBDT 2.8 29.46 –0.01 .0658iShiBondsDec2025Cp IBDQ 2.5 27.30 +0.05 .0462iShiBondsDec2024Cp IBDP 2.5 26.51 +0.03 .0471iShiBdsDec2029Cp IBDU 2.4 27.42 +0.08 .0517iShiBondsDec2021Cp IBDM 2.3 24.91 +0.02 .0397iShiBdsDec2021Muni IBMJ 1.4 25.79 +0.02 .0267iShiBondsDec2027Cp IBDS 2.7 27.50 +0.08 .0517iShiBondsDec2026Cp IBDR 2.6 27.06 +0.09 .0515iShiBondsDec2023Cp IBDO 2.5 26.23 +0.01 .046iShiBondsDec2022Cp IBDN 2.3 25.55 +0.01 .0416iShiBdsDec2022Muni IBMK 1.4 26.38 ... .0287iShiBdsMar23CpxFin IBCE 2.4 25.00 –0.04 .0468iShiBdsMar2023Cp IBDD 2.5 27.27 +0.02 .0607iShiBoxx$HYCpBd HYG 4.9 87.05 +0.37 .3592iShIntRtHdgCorpBd LQDH 2.3 95.29 +0.14 .1359iShIntRateHdgEM EMBH 3.0 23.73 –0.02 .0541iShIntRtHdgHiYdBd HYGH 4.1 86.16 +0.02 .3339iShIntRtLTCpBd IGBH 2.4 24.89 +0.07 .0413iShJPMEMLCBd LEMB ... 45.03 –0.14 ...iShJPX-Nikkei400 JPXN 1.3 70.67 –0.73 .4947iShLatinAmerica40 ILF 1.9 29.20 –0.34 .2794iShACWILowCarbon CRBN 1.4 147.21 –0.64 1.0674iShMSCIAustralia EWA 2.0 23.94 –0.05 .2004iShMSCIAustria EWO 1.0 19.52 +0.11 .1941iShMSCIBRICETF BKF 1.1 50.64 –1.35 .383iShMSCIBelgium EWK 1.6 19.71 –0.09 .175iShMSCIBrazil EWZ 1.7 36.96 –0.74 .2763iShMSCICanadaETF EWC 2.1 31.06 +0.08 .3853iShMSCIChinaSC ECNS 3.7 47.85 –0.51 1.1813iShMSCIColombia ICOL 3.0 10.93 –0.44 .1835iShMSCIEAFE EFA 2.1 72.36 –0.31 .6945iShMSCIEmgMarkets EEM 1.5 50.13 –0.86 .5189iShMSCIEMSC EEMS 2.1 51.38 –0.92 .7958iShMSCIFranceETF EWQ 1.0 33.24 –0.07 .1632iShMSCIFrontier100 FM 2.9 28.14 –0.10 .1874iShMSCIGermanyETF EWG 1.3 31.84 –0.20 .3869iShMSCIGlblAgriPrd VEGI 1.6 33.64 –0.02 .2919iShMSCIGloblEnProd FILL 4.0 13.08 –0.31 .2818iShMSCIGlbMulti ACWF 1.8 33.20 –0.04 .3228iShMSCIHongKong EWH 2.6 24.11 +0.09 .2193iShMSCIIndonesia EIDO 1.5 23.20 –0.76 .1717iShMSCIIntlMom IMTM 1.0 37.17 –0.01 .1408iShMSCIIntlMulti INTF 2.1 27.03 –0.12 .2207iShMSCIIntlQual IQLT 1.6 35.18 –0.15 .2283iShMSCIIntlSize ISZE 1.4 29.06 –0.11 .2655iShMSCIIntlSC ISCF 2.2 33.15 +0.18 .4321iShMSCIIntlValue IVLU 2.1 22.65 –0.19 .2598iShMSCIIreland EIRL .5 51.03 +0.26 .0124iShMSCIIsrael EIS .2 63.09 +0.73 .1058iShMSCIItaly EWI 1.7 29.47 +0.19 .2375iShMSCIJapan EWJ 1.1 65.82 –0.75 .2583iShMSCIJapanSC SCJ .9 77.33 –0.74 .7019iShMSCIKLD400Soc DSI 1.2 70.62 –0.08 .2174iShMSCIKokusaiETF TOK 1.5 82.80 –0.21 .6846iShMSCIMalaysiaETF EWM 1.9 28.72 –0.41 .5447iShMSCIMexico EWW 1.1 42.38 –0.21 .3472iShMSCINetherlands EWN .8 41.43 +0.24 .1303iShMSCIPacificxJp EPP 2.3 47.53 +0.09 .5466iShMSCIPeru EPU 1.9 34.50 –0.32 .1829iShMSCIPhilippines EPHE .7 32.77 –0.27 .0724iShMSCIPoland EPOL 1.4 18.97 –0.14 .0987iShMSCIRussia ERUS 4.4 37.23 –0.68 1.2914iShMSCISaudiArabia KSA 1.8 31.22 –0.11 .0942iShMSCISingapore EWS 2.7 21.38 –0.12 .3572iShMSCISouthAfrica EZA 5.5 43.88 –1.28 1.7712iShMSCISthKorea EWY .8 82.16 +0.94 .6303iShMSCISpain EWP 2.3 27.23 +0.15 .4114iShMSCISweden EWD 1.0 39.85 –0.21 .2946iShMSCISwitz EWL 1.5 43.73 –0.58 .0226iShMSCITaiwan EWT 1.9 51.93 +0.36 .9727iShMSCIThailand THD 2.3 77.29 –2.87 .4504iShMSCIUSAESGSelct SUSA 1.2 81.59 –0.03 .2629iShMSCIUSAEqWeight EUSA 1.5 71.81 –0.07 .2227iShMSCIUSAMCMult MIDF 1.2 31.61 +0.09 .106iShMSCIUSAMulti LRGF 1.4 37.40 +0.10 .104iShMSCIUSASize SIZE 1.4 110.64 ... .39iShMSCIUSASCMul SMLF 1.3 46.16 +0.53 .2805iShMSCIUK EWU 2.5 29.43 +0.05 .3319


iShMSCIWorldETF URTH 1.5 111.44 –0.20 .7935iShMorningstarLC JKD 1.3 213.88 +0.75 .7364iShMornLCGrowth JKE .3 288.00 –2.20 .1992iShMornLCValue JKF 3.0 110.77 –0.39 .8087iShMorningstarMC JKG 1.1 232.85 +0.51 .7272iShMornMCGrowth JKH .1 388.19 +1.83 .04iShMorningstarSC JKJ 1.3 197.74 +2.18 .6375iShMornSCGrowth JKK .1 312.73 +8.56 .0913iShMornSCValue JKL 2.0 140.36 +0.85 .6156iShNatlMuniBd MUB 2.1 117.18 +0.26 .1826iShNewYorkMuniBd NYF 2.0 58.26 +0.14 .0919iShResidentMultiRE REZ 3.2 66.93 +0.23 .7092iShRobotics&AI IRBO .5 39.80 +0.16 .1725iShRussell1000Gwth IWF .7 239.27 +0.48 .3742iShRussell1000 IWB 1.4 209.75 +0.11 .7898iShRussell1000Val IWD 2.1 135.08 –0.05 .5957iShRussell2000Gwth IWO .4 294.33 +6.89 .307iShRussell2000 IWM 1.0 199.01 +3.67 .5925iShRussell2000Val IWN 1.6 132.01 +1.60 .6518iShRussell3000 IWV 1.3 221.87 +0.71 .8274iShMicro-CapETF IWC 1.0 120.93 +1.94 .3713iShRussellMid-Cap IWR 1.3 68.61 +0.18 .2294iShRussellMCValue IWS 1.9 96.08 +0.35 .436iShRussellTop200Gr IWY .7 131.27 +0.30 .2537iShRussellTop200 IWL 1.3 89.07 –0.01 .3356iShRussellTop200Vl IWX 2.2 57.09 –0.14 .3183iShS&P100 OEF 1.4 169.30 +0.54 .6844iShS&PMC400Growth IJK .7 72.82 +1.24 .1529iShS&P500Growth IVW .8 63.03 –0.04 .1427iShGlobalEnergyETF IXC 4.8 20.42 –0.46 .5958iShGlobalHealthcr IXJ 1.3 74.97 –0.78 .4391iShGlobalTechETF IXN .6 296.75 +2.58 .9224iShGloblFinancials IXG 2.2 64.36 +0.73 .604iShS&P500Value IVE 2.4 126.12 –0.24 .7815iShIntlDevProperty WPS 2.3 35.15 +0.03 .3129iShGlobalConsDiscr RXI .7 152.46 –1.47 .4877iShGlobalUtilities JXI 2.7 58.85 –0.26 1.0094iShGlobalMaterials MXI 1.2 80.84 –0.42 .5874iShGloblIndustrial EXI 1.3 105.79 –0.49 .594iShrsSPGSCICmdty GSG ... 12.18 –0.08 ...iShS&PMC400Value IJJ 1.8 86.35 +0.86 .3615iShS&PSC600Value IJS 1.0 80.88 +0.69 .2837iShGlblConStaples KXI 2.4 57.59 –0.40 .7822iShNATech-Mult IGN .6 59.67 +0.56 .0693iShSelfDrvngEV IDRV .7 42.33 +0.20 .1121iShShortNatlMuniBd SUB 1.2 108.04 +0.09 .085iShSilver SLV ... 23.96 ... ...iShTIPSBondETF TIP 1.2 127.25 +0.21 .0231iSh10+YIGCpBd IGLB 3.2 72.90 +0.58 .1725iShTreaFRBd TFLO .4 50.28 ... .0027iShDowJonesUS IYY 1.3 93.44 –0.03 .3422iShChinaLC FXI 2.3 44.85 –0.90 .6836iShRussellMCGrowth IWP .4 104.29 +0.41 .0778iShUSBrokerDealers IAI 1.6 78.68 +1.72 .222iShUSTechBreak TECB .7 35.20 –0.13 .0691iShUSTech IYW .6 85.18 +0.70 .0778iShVirtualWork IWFH .4 30.27 +0.06 .0538iShYdOptimizedBd BYLD 3.0 25.76 –0.07 .0977iSh0-5YHYCorpBd SHYG 5.1 45.38 +0.22 .1879iSh0-3MTreaBd SGOV .1 100.01 ... .0062JPMAlerianMLP AMJ 10.7 14.11 –0.46 .3354JanusHendersonAAA JAAA .0 50.35 ... .0636JanusHendMtg JMBS 2.9 53.62 –0.03 .1758JanusHenShrtDur VNLA 1.4 50.49 +0.01 .0227HancockConsDisc JHMC .8 45.76 –0.04 .1012HancockConsStpl JHMS 2.3 32.10 –0.57 .3822HancockDevIntl JHMD 1.9 30.65 –0.60 .3497HancockMultEM JHEM 2.3 28.43 –0.55 .3081HancockEnergy JHME 9.3 14.59 –0.53 .2876HancockMultFinls JHMF 2.1 40.76 +0.01 .3737HancockHealthcare JHMH 1.6 42.86 –0.92 .643HancockIndustrials JHMI 1.2 44.19 –0.37 .2242HancockLC JHML 1.6 46.88 –0.37 .3917HancockMatls JHMA 1.6 39.61 –0.48 .3408HancockMultMedia JHCS .8 34.83 –0.37 .1513HancockMC JHMM 1.0 44.99 +0.02 .2464HancockMultiSC JHSC 1.0 30.92 +0.18 .216HancockTech JHMT 1.1 78.72 +0.26 .2668HancockUtils JHMU 3.2 30.14 –0.86 .5421JPMBetaUSMC BBMC .5 79.64 +0.77 .2541JPMBetaUSSC BBSC .0 58.38 +0.98 .1022JPMCarbonUS JCTR ... 49.71 –0.15 ...JPMCorpBdResearch JIGB 2.9 57.51 +0.18 .4869JPMDivRetEM JPEM 2.9 53.97 –0.90 .2939JPMDivRetIntlEq JPIN 2.5 57.45 –0.69 .4051JPMDivRetUSEq JPUS 2.0 83.12 –0.68 .4864JPMDivUSMC JPME 1.0 74.85 –0.18 .3864JPMDivUSSC JPSE .7 36.28 +0.15 .2021JPMEquityPrem JEPI 8.3 55.60 –0.15 .4999JPM IntlGrwth JIG .0 71.19 –0.93 .0305JPMUSAggregateBd JAGG 1.9 27.86 +0.04 .0423JPMUSDEMSovBd JPMB 4.3 51.62 –0.09 .1848JPMUSDividend JDIV 4.6 26.83 –0.71 .6284JPMUSMinimumVol JMIN 2.9 31.40 –0.60 .4049JPMUSMoment JMOM .6 38.91 –0.07 .1124JPMUSQualFactor JQUA 1.5 35.50 –0.38 .2056JPMUSValue JVAL 2.6 29.46 –0.20 .2246KFADynFixIncm KDFI 3.5 21.57 +0.04 .065KFAGlblCarbon KRBN ... 24.59 +0.54 ...KFALCQualDiv KLCD .7 29.10 –0.07 .2031KFAMtLucas KMLM ... 25.71 +0.16 ...KFASCQualDiv KSCD .6 25.82 –0.03 .1621KFAValLineDynCore KVLE ... 20.53 –0.06 ...KnowldgLdrDevWrld KLDW .6 41.99 –0.51 .2568KraneBoseraChinaA KBA 1.1 44.18 –0.01 .4987KraneCCBSChCpHY KCCB 4.4 40.60 –0.01 .1597KraneCICCCnCnsmr KBUY ... 25.70 +0.31 ...KraneCICCCn5GSemi KFVG ... 25.75 +0.63 ...KraneCICCChina KFYP ... 31.56 –0.63 ...KraneCSIChInt KWEB .1 74.12 –3.57 .0413KraneEFdChina KCNY 2.3 34.85 –0.02 .0693KraneElcVehicle KARS 1.1 39.77 +0.31 .4351KraneEMCnsTech KEMQ 1.3 32.20 –0.61 .4219KraneEMHlthcrIndex KMED 1.1 34.95 –0.40 .3789KraneChinaHlthCr KURE .2 37.90 +0.35 .0573KraneAllChina KALL 1.1 33.54 –0.82 .384KraneMSCICnLdrs KESG ... 29.76 –0.62 ...KraneMSCIChinaEnv KGRN ... 42.44 +1.02 ...KraneEMxChina KEMX 2.5 29.38 +0.03 .7363KraneSh1Belt1Road OBOR 3.9 26.96 –0.21 1.0473LCGrowthETN2028 FRLG ... 233.37 +0.17 ...LeaderActivLdrs ACTV .1 31.38 +0.29 .0318LeaderAlphaFactor LSAT .3 29.08 +0.13 .0895LeaderAlphaUSCore LSAF .5 28.52 +0.01 .0329LeaderShEqSkew SQEW .8 31.71 –1.55 .2592LeatherbackL/S LBAY ... 20.72 +0.21 ...LeutholdCore LCR .6 28.09 +0.01 .1752MatlsSelSectorSPDR XLB 1.7 71.58 –0.63 .3593MerlynAIBullBr WIZ .3 33.08 –0.02 .005MicroSecCannabis MJJ ... 67.80 –0.59 ...MicroSecCannabis2X MJO ... 80.21 –0.12 ...MicroFANG+ETN FNGS ... 106.89 –2.36 ...MicroSectFANG+Invr GNAF ... 17.28 +0.38 ...MicroFANG-3XInvr FNGD ... 5.47 +0.40 ...MicroSectorsFANG3X FNGU ... 258.18 –19.65 ...MicroFANG-2XInvr FNGZ ... 4.67 +0.22 ...MicroSectFANG+2X FNGO ... 173.58 –8.11 ...MicroSecGold3XInvr GDXD ... 22.81 +0.46 ...MicroSecGold3XLvgd GDXU ... 25.19 –0.87 ...MicroUSBigBk3X BNKD ... 4.18 –0.45 ...MicroUSBigBk3X BNKU ... 24.25 +2.17 ...MicrUSBigOil3InLv NRGD ... 6.19 +0.19 ...MicrUSBigOil3Lev NRGU ... 60.91 –4.26 ...MSCushMLPHI MLPY 13.1 3.41 –0.09 .0885NationwideMaxDivUS MXDU ... 37.92 +0.01 ...


NationRiskBaseIntl RBIN ... 27.18 –0.22 ...NationRiskBasedUS RBUS ... 35.53 –0.20 ...NationRiskMgd NUSI 7.4 27.56 –0.01 .1742NatixisShrtDur LSST 2.0 25.61 –0.50 .531NatixisUSEqOpps EQOP .0 28.20 –0.19 .0043NatixisVaughanMC VNMC .1 29.52 ... .0589NatixisVaughanNel VNSE .0 27.14 +0.22 .0171NETLeaseCpRlEst NETL 3.8 26.14 +0.28 .2792NiftyIndiaFinls INDF ... 30.46 –0.03 ...NorthShoreDualSh DUAL ... 32.08 +0.09 ...NoShoreGlUran URNM ... 42.57 +1.51 ...NuvESGHYCorpBd NUHY 5.1 24.89 +0.03 .12NuvESGUSAggBd NUBD 2.2 26.82 +0.08 .0542NuvEnhYd1-5Y NUSA 2.5 25.55 +0.05 .0578NuvEnhYdUSAgg NUAG 2.9 25.69 +0.04 .0589OverlayCoreBd OVB 3.3 26.62 +0.07 .2624OverlayFgnEqu OVF 3.2 25.71 –0.18 .32OverlayLCEq OVL 1.6 31.81 –0.04 .2659OverlayMuniBd OVM 3.3 26.17 +0.03 .2578OverlaySCEq OVS 1.3 30.16 +0.35 .2094PGIMActHYBd PHYL 5.9 41.16 +0.04 .1785PGIMQMAStrAlphaItl PQIN 2.0 56.61 –0.25 .2851PGIMStratAlphLC PQLC 1.7 60.08 +0.33 .2392PGIMQMAStrAlSCG PQSG .6 63.19 +1.32 .0765PGIMQMAStrAlSCV PQSV 1.5 52.14 –0.03 .2291PGIMUltraShBd PULS 1.9 49.97 +0.01 .0533PIMCO25+YrZeroCoup ZROZ 1.8 162.61 +0.96 .57PIMCOActiveBd BOND 2.7 113.06 +0.20 .23PIMCOBrdUSTIPSIdx TIPZ 1.8 65.29 +0.06 .05PIMCOEnhLowDur LDUR 2.3 102.10 +0.01 .15PIMCOEnhShMaturESG EMNT 1.4 100.85 +0.04 .11PIMCOEnhShMaturity MINT 1.3 102.05 +0.02 .043PIMCO15+USTIPSIdx LTPZ 1.8 88.06 +0.35 .06PIMCOIntermMuniBd MUNI 1.9 56.82 +0.09 .08PIMCOInvGrdCorpBd CORP 2.8 116.97 +0.34 .242PIMCO1-5USTIPSIdx STPZ 2.3 54.12 +0.02 .06PIMCODynMultEM MFEM 2.0 26.78 –0.12 .08PIMCODynMultIn MFDX 2.0 27.20 –0.10 .03PIMCODynMultUS MFUS 2.1 33.68 –0.10 .03PIMCORAFIESGUS RAFE 1.9 25.60 ... .14PIMCOShrtTrmMuniBd SMMU 1.2 51.41 –0.03 .04PIMCO0-5YrHiYdCorp HYS 4.5 98.21 +0.17 .37PPTYUSDivrsRealEst PPTY 3.5 28.60 ... .2439PacerAmEnIndepend USAI 9.0 18.64 –0.46 .12PacerData&Infr SRVR 1.6 35.17 –0.23 .1385PacerIndRealEst INDS 1.7 36.30 –0.03 .2547PacerCFRAStovall SZNE 1.4 31.56 –0.31 .1007PacerFTSECnA50 AFTY 1.5 21.94 –0.31 .3398PaceriPathGold GBUG ... 30.87 –0.06 ...PacerLuntLCAlt ALTL 1.5 31.54 –0.13 .1502PacerLuntLCMultAlt PALC 1.5 29.58 –0.19 .176PacerLuntMCMult PAMC .6 31.97 +0.22 .0792PacerTrendFd TRND .6 27.83 –0.18 .169PacerTrendpilot PTIN .8 26.12 –0.41 .203PacerTrendUSBd PTBD 2.5 27.32 –0.26 .2812PacerUSCashCows BUL .7 32.72 –0.01 .0228PacerUSExportLead PEXL .5 35.67 +0.79 .054PacificGlbFocusHY FJNK 4.4 25.39 +0.04 .0707PacificGlbSrLoan FLRT 3.6 48.81 +0.05 .1224PrincipalActIncm YLD 4.6 39.57 +0.01 .1173PrincInvGrdCp IG 3.2 27.35 +0.04 .4571PrincipalSpectPfd PREF 4.5 20.69 +0.01 .0719PrincipalTaxAdv PQDI 5.0 21.53 –0.01 .0368PrincUltShtAct USI 2.2 24.90 +0.01 .036ProShDJBrkGlIn TOLZ 3.2 40.79 –0.78 .2708ProShDecRetail EMTY .1 22.97 –0.14 .0166ProShHdgReplic HDG .1 50.07 +0.19 .0421ProShInflationExp RINF .8 27.11 –0.15 .1511ProShLgOnline CLIX 1.3 94.62 –1.83 .7962ProShMSCITransform ANEW .2 41.96 –0.24 .0183ProShOnlRetail ONLN 1.2 77.68 –0.96 .5695ProShRAFIL/S RALS 1.6 30.51 –0.15 .1133ProShS&P500Bd SPXB 2.7 94.12 +0.09 .2194ProShS&P500xEner SPXE 1.2 80.33 –0.51 .3044ProShS&P500xFin SPXN 1.1 79.07 –0.72 .2676ProShS&P500xHlth SPXV 1.5 77.55 –0.43 .2883ProShS&P500xTech SPXT 1.7 63.34 –0.68 .3043ProShShtBasicMat SBM .0 12.52 +0.08 .0049ProShShtDow30 DOG .1 39.70 –0.05 .055ProShShortEuro EUFX ... 41.84 +0.11 ...ProShShXinhuaCh25 YXI .1 15.12 +0.27 .011ProShShtFinls SEF .1 16.32 –0.17 .0196ProShShortHY SJB .1 18.76 –0.10 .0125ProShShMSCIEAFE EFZ .0 20.57 +0.07 .0086ProShShtMSCIEM EUM .1 13.29 +0.20 .0196ProShShtMC400 MYY .1 29.37 –0.38 .0152ProShShtOil&Gas DDG ... 25.45 +0.49 ...ProShShortQQQ PSQ .3 14.62 –0.01 .0448ProShShtRE REK .1 11.57 +0.01 .0079ProShShtRus2000 RWM .2 25.07 –0.50 .0499ProShShrtS&P500 SH .2 18.21 –0.01 .0279ProShSh7-10YrTr TBX .1 23.95 –0.03 .0229ProShShrtSC600 SBB .0 21.95 –0.24 .0097ProShSh20+Tr TBF .2 15.79 –0.10 .0351ProShUltBscMtls UYM .6 71.07 –1.14 .1272ProShUltBlmCrude UCO ... 36.13 –1.27 ...ProshUltBlmNatGas BOIL ... 21.31 –2.48 ...ProShUltCnsGds UGE .4 80.38 –0.46 .052ProShUltCnsSvs UCC .0 84.06 –1.06 .0198ProShUltDow30 DDM .3 55.19 –0.03 .04ProShUltEuro ULE ... 15.78 –0.11 ...ProShUltFTSEEurope UPV ... 53.55 –0.11 ...ProShXinhuaChina25 XPP ... 67.84 –2.76 ...ProShUltFinls UYG .7 40.66 +0.86 .0781ProShUltraGold UGL ... 66.76 –0.26 ...ProShUltHlthCr RXL .2 147.62 –2.47 .0728ProShUltraHY UJB 2.9 73.94 –1.03 1.7338ProShUltIndls UXI .3 99.79 –1.06 .0364ProShUltBrazil UBR ... 35.42 –1.46 ...ProShUltMSCIEAFE EFO ... 43.04 –0.56 ...ProShUltMSCIEM EET .0 90.45 –2.90 .0086ProShrUltraJapan EZJ ... 44.33 –1.04 ...ProShUltMC400 MVV .3 48.09 +1.29 .0504ProShUltOilGas DIG 3.1 73.80 –3.53 .5511ProShUltraQQQ QLD .0 112.19 +0.10 .0045ProShrUltraRE URE 1.0 60.24 –0.15 .3023ProShrUltraRus UWM .1 92.38 +3.27 .0067ProShUltraS&P SSO .3 89.00 –0.33 .0842ProShUltSemi USD .1 99.87 –2.32 .0255ProShrUl7-10Trs UST .5 73.46 +0.08 .0797ProShUltSilver AGQ ... 48.87 –0.27 ...ProShUltSC600 SAA .0 108.06 +2.17 .0318ProShUltTech ROM .0 71.42 +1.03 .0344ProShUltTelecom LTL 1.6 39.62 –1.10 .1961ProShUlt20YrTr UBT .5 61.48 +0.65 .1599ProShrUltraUtil UPW .9 54.27 –1.31 .2117ProShUltraYen YCL ... 59.43 –0.44 ...ProShUltDow30 UDOW .2 99.00 ... .1112ProShUltMC400 UMDD .1 102.66 +4.01 .0229ProShUltRus2000 URTY .0 82.33 +4.37 .0027ProShUltS&P500 UPRO .1 73.95 –0.19 .0265ProShUltShtDow30 SDOW .5 13.27 –0.01 .0662ProShShtMC400 SMDD .1 6.21 –0.23 .0079ProShShtRus2000 SRTY 1.0 3.34 –0.20 .0332ProShUltS&P500 SPXU .7 6.16 +0.02 .0416ProShUltShrt20YTr TTT .3 30.48 –0.55 .0867ProShUltShtAUD CROC ... 45.29 +0.19 ...ProShUSBscMtls SMN ... 10.45 +0.13 ...ProShUltBloomCrd SCO ... 11.69 +0.32 ...ProShUltShBlmGas KOLD ... 48.76 +4.45 ...ProShUSCnsmrGd SZK .2 9.30 ... .0168ProShUSCnsmrSvc SCC .1 12.26 +0.15 .0069ProShUltDow30 DXD .3 12.79 –0.03 .0384ProShUltShEuro EUO ... 22.59 +0.21 ...ProShUltChina50 FXP .1 35.03 +1.33 .0207


ProShrUltShFTSEEur EPV .1 16.35 +0.04 .0143ProShUltShFin SKF .1 8.27 –0.18 .0084ProShUltShGold GLL ... 31.85 +0.13 ...ProShrUSHlthCr RXD .2 9.78 +0.15 .0167ProShrUSInd SIJ ... 5.06 +0.03 ...ProShUltra7-10 PST .1 15.52 –0.04 .0175ProShUltBrazil BZQ .2 8.66 +0.32 .0185ProShrUSMSCIEAFE EFU .1 13.19 +0.13 .0083ProShUltMSCIEM EEV .1 19.19 +0.58 .0261ProShrUSMSCI Jpn EWV ... 15.47 +0.36 ...ProShUltMC400 MZZ .2 6.54 –0.17 .0143ProShrUSOilGas DUG .1 28.63 +0.98 .0289ProShUltShtQQQ QID .9 7.30 ... .0654ProShrUSRlEst SRS .2 12.78 –0.07 .0237ProShUltShRus2000 TWM .4 4.87 –0.20 .0207ProShUltShtS&P500 SDS .4 12.74 +0.01 .0569ProShrUSSemi SSG .3 14.42 +0.30 .0472ProShUltShtSilver ZSL ... 7.22 –0.01 ...ProShUlShtSC600 SDD ... 5.00 –0.12 ...ProShrUSTech REW .3 14.44 –0.22 .0388ProShUltraSh20+ TBT .3 16.54 –0.18 .0003ProShrUSUtil SDP .1 9.77 +0.17 .0118ProShUltShtYen YCS ... 68.25 +0.43 ...Qraft AIUSHiDiv HDIV 2.2 26.65 –0.28 .1021QRAFTAIUSLC QRFT ... 39.23 +0.16 ...QRAFTAIUSLCMom AMOM ... 39.70 –0.11 ...QraftAINxtValue NVQ ... 26.29 +0.10 ...QuadIntRtVol IVOL 3.6 28.05 ... .0819RoboGlbAI THNQ ... 40.36 +0.28 ...RoboGlbHlthTch HTEC ... 44.32 +1.36 ...RoboGlblRobotics ROBO ... 60.65 +0.51 ...RPARRiskParity RPAR .8 23.60 –0.03 .0756RealEstSectorSPDR XLRE 3.2 35.91 –0.53 .4663RenaissanceIPO IPO .1 68.44 +1.17 .0657RenaissanceIntlIPO IPOS .4 36.24 +0.50 .2031RivFrDynCoreIncm RFCI 1.9 26.12 +0.04 .0355RivFrDynUSDiv RFDA 1.5 38.01 –0.06 .0506RivFrDynUSFlex RFFC 1.4 39.09 +0.21 .1552RivFrDynUnconInc RFUN 4.2 25.68 +0.09 .0802RivFrStratIncm RIGS 3.4 24.73 –0.02 .0821RoundAcqDpVal DEEP 4.7 27.74 –0.36 .1425RoundBitEsports NERD .2 29.99 –0.86 .0496RoundSportsBet BETZ ... 26.32 +0.30 ...SPAC&NewIssueETF SPCX ... 25.99 +0.66 ...SPDRBlackstoneSrLn SRLN 4.9 45.45 +0.08 .16SPDRBloomBarCvSecs CWB 2.3 82.50 +0.24 .9219SPDRBBCpBd SPBO 2.8 36.14 +0.16 .0361SPDRBloomBarEMLoBd EBND 3.7 27.92 –0.09 .0847SPDRBlmBarcHYBd JNK 5.1 108.55 +0.45 .4316SPDRBloomBarInCpBd IBND .5 37.67 –0.19 .0125SPDRBlmBarIntTrBd BWX 1.0 31.05 –0.12 .0235SPDRBlmBarInvGrdFR FLRN 1.2 30.60 ... .0137SPDRBloomBarc1-10Y TIPX 1.7 20.85 +0.02 .0214SPDRBloomBar1-3MTB BIL .3 91.52 ... .0033SPDRBloomBarSTHYBd SJNK 5.4 26.87 +0.10 .1128SPDRBloomBarSTInTr BWZ .1 32.63 –0.13 .0021SPDR3-12MT-Bill BILS ... 100.08 ... ...SPDRBlSASBCpBd RBND 1.6 25.45 +0.06 .0394SPDRDoubleTRTact TOTL 2.9 49.30 –0.02 .1899SPDRDJGlbRealEst RWO 3.3 43.80 –0.28 .5151SPDREUROSTOXXSC SMEZ 1.4 70.65 –0.61 .6465SPDRIntGovBd WIP 1.6 58.00 –0.01 .1696SPDRFactSetInnTech XITK .1 221.10 +2.91 .1274SPDRGlobalDow DGT 2.0 95.17 –1.57 .6483SPDRGoldMini GLDM ... 18.73 –0.01 ...SPDRGold GLD ... 176.35 –0.09 ...SPDRMFSSysCore SYE 1.2 96.27 +0.43 .3326SPDRMFSSysGrowth SYG .5 115.92 +0.41 .1049SPDRMFSSysValueEqu SYV 1.8 68.98 +0.31 .2132SPDRACWILowCarbon LOWC 1.6 112.57 –0.46 1.0345SPDREAFEFossilFr EFAX 1.7 77.01 –0.44 .6562SPDRMSCIEAFEStrat QEFA 1.8 69.19 –0.43 .739SPDREMFossilFuelFr EEMX 1.5 74.92 –1.04 .3338SPDRMSCIEMStrat QEMM 2.5 63.98 +0.29 1.1371SPDRMSCIUSAStrat QUS 1.8 103.16 –0.25 1.0337SPDRMSCIWorldStrat QWLD 1.8 91.39 –0.59 .7846SPDRNYSETech XNTK .3 139.66 –0.65 .08SPDRNuvBBHYMuni HYMB 3.6 58.70 +0.01 .17SPDRNuveenMuniBd TFI 1.9 52.47 +0.09 .0633SPDRNuveenSTMuniBd SHM 1.2 49.78 ... .0406SPDRPtfAggBd SPAB 2.4 30.75 +0.04 .0572SPDRPtfDevxUS SPDW 1.9 33.45 –0.34 .3247SPDRPtfEM SPEM 2.0 41.18 –1.17 .5119SPDRPtfEurope SPEU 2.3 37.44 –0.36 .2256SPDRPtfHYBd SPHY 5.7 26.38 +0.08 .1101SPDRPtfIntermCpBd SPIB 2.2 37.10 +0.07 .0544SPDRPtfIntTrea SPTI .8 33.04 +0.03 .0097SPDRPtfLTCorpBd SPLB 3.0 32.99 +0.22 .0747SPDRPtfLgTermTrea SPTL 1.7 45.00 +0.26 .0553SPDRPtfGSM SPGM 1.5 48.42 –0.07 .4474SPDRPtfMtgBkdBd SPMB 2.9 26.42 –0.02 .0632SPDRS&P500Value SPYV 2.4 33.88 –0.29 .194SPDRPtfS&P1500 SPTM 1.6 45.55 –0.23 .204SPDRPtfS&P500 SPLG 1.6 43.39 –0.20 .1812SPDRS&P500Growth SPYG .9 54.62 –0.14 .1311SPDRS&P500HiDiv SPYD 5.0 32.59 –0.04 .6066SPDRPtfS&P400MC SPMD 1.3 40.57 +0.38 .1671SPDRPtfS&P600SC SPSM 1.2 35.86 +0.29 .1526SPDRPtfSTCpBd SPSB 1.9 31.39 +0.03 .038SPDRShtTermTrea SPTS .7 30.68 ... .0121SPDRPtfTIPS SPIP 2.0 31.02 +0.04 .0122SPDRRuss1000LowVol ONEV 1.9 89.10 –0.67 .5906SPDRRuss1000Mom ONEO 1.3 84.68 –0.18 .3306SPDRRuss1000Yd ONEY 2.8 74.51 –0.67 .6839SPDRMomentumTilt MMTM 1.1 160.57 +0.23 .4503SPDRS&P1500ValTilt VLU 2.0 120.02 –0.44 .5774SPDRS&P500MidGr MDYG .7 69.83 +0.86 .1937SPDRS&P400MidVl MDYV 1.7 55.50 +0.37 .2428SPDRS&P600SmallCap SLY 1.1 79.72 +0.64 .3346SPDRS&P600SCpGr SLYG .7 77.16 +1.08 .23SPDRS&P600SCapVal SLYV 1.4 65.88 +0.40 .2895SPDRAero Dfns XAR .6 113.35 +1.60 .1034SPDRS&PBank KBE 2.5 41.46 +0.61 .2993SPDRS&PCapitalMkts KCE 2.2 74.73 –0.21 .652SPDREmMktsDiv EDIV 3.5 27.57 –0.38 .0719SPDRS&PEMSC EWX 2.3 50.97 –1.09 .8081SPDRS&P500ESG EFIV 1.3 34.40 –0.03 .1436SPDRS&P500Fossil SPYX 1.4 91.59 –0.57 .331SPDRS&PGlbDividend WDIV 5.5 60.50 –1.79 1.3575SPDRS&PGlbInfr GII 2.7 49.51 –0.38 .7792SPDRS&PGlbNatRes GNR 2.8 44.80 –0.48 .4833SPDRS&PHlthCareEqp XHE ... 114.30 +1.71 ...SPDRS&PHlthCareSvs XHS .2 96.36 +0.86 .0916SPDRS&PInsurance KIE 1.9 33.34 –0.14 .196SPDRS&PInternetETF XWEB .4 161.49 +1.52 .2548SPDRS&PKenCleanPwr CNRG .7 109.64 +6.73 .1172SPDRS&PKenFinalFr ROKT .5 38.43 +0.50 .065SPDRS&PKenFut FITE .9 46.14 +0.85 .076SPDRS&PKenInt SIMS .6 42.26 +1.29 .0692SPDRS&PKenNewEc KOMP .7 57.78 +1.64 .2031SPDRS&PKenSmart HAIL .5 54.95 +1.62 .0217SPDRS&PNAmNatlRscs NANR 2.7 33.11 –0.52 .3404SPDRS&POil&GasEq XES 1.3 45.15 –0.49 .0689SPDRS&PRegionalBkg KRE 2.8 51.45 +0.87 .395SPDRS&PSft&Svs XSW .3 155.63 +2.58 .0519SPDRS&PTelecom XTL .9 85.62 +0.87 .2464SPDRS&PTransport XTN .8 71.39 –0.54 .20SPDRSSGAFxScRt FISR 2.5 32.10 +0.07 .2312SPDRGenderDivers SHE 1.3 88.75 –0.33 .2869SPDRUSLCLowVol LGLV 2.0 118.37 –0.50 .9641SPDRSSGAUS XLSR 1.2 39.91 –0.29 .076SPDRUSSCLowVol SMLV 2.5 95.05 +0.48 1.0779SPDRSolactCda ZCAN 2.5 64.14 +0.08 .7592SPDRSolactGermany ZDEU 2.8 63.71 –0.50 1.055SPDRSolactHK ZHOK 2.3 64.54 +0.15 .6809


SPDRSolactJpn ZJPN 1.7 86.23 –0.95 .7031SPDRSolactUK ZGBR 2.8 46.03 +0.01 .6751SPDRSSgAGlbAll GAL 2.4 42.65 –0.06 .1534SPDRSSgAIncmAllctn INKM 3.9 34.10 +0.03 .1912SPDRSSgAMultiAsset RLY 3.0 24.72 –0.14 .0348SPDRSSgAUltraShrt ULST 1.3 40.42 +0.01 .0269SPFdsDJGlbSukuk SPSK 2.1 20.50 +0.08 .042SPFdsS&P500Sharia SPUS 1.0 25.04 +0.09 .026SageESG InterCred GUDB .0 49.30 +0.06 3.5655SchwabEMEquity SCHE 2.1 29.87 –0.58 .5342Schwab5-10YCpBd SCHI 2.3 53.50 +0.14 .0913SchwabFundEmgLrg FNDE 2.5 27.79 –0.40 .5603SchwabFundIntLrgCo FNDF 2.2 29.11 –0.17 .4378SchwabFundIntlSmCo FNDC 1.8 34.44 –0.14 .4901SchwabFundUSBrd FNDB 2.2 44.39 –0.01 .2338SchwabFundUSLrgCo FNDX 2.3 44.81 +0.03 .2388SchwabFundUSSmCo FNDA 1.2 42.84 +0.37 .163SchwabIntmUSTrsr SCHR 1.6 58.17 +0.05 .0471SchwabIntEquity SCHF 2.1 35.70 –0.12 .5097SchwabIntlSC SCHC 1.6 37.27 +0.08 .6089SchwabLTUSTrea SCHQ 1.5 54.61 +0.29 .0625Schwab1-5YCpBd SCHJ 1.7 51.31 +0.05 .4777Schwab1000Index SCHK 1.6 36.99 –0.04 .1473SchwabSrtTRmUSTrsr SCHO 1.3 51.40 +0.01 .0293SchwabUSAggrBd SCHZ 2.4 55.95 +0.04 .1059SchwabUSBrdMkt SCHB 1.6 90.30 +0.27 .3646SchwabUSDiv SCHD 3.2 63.83 –0.11 .6015SchwabUSLC SCHX 1.7 90.12 +0.01 .3689SchwabUSLCGrw SCHG .5 127.48 +0.49 .1689SchwabUSLCVal SCHV 3.1 58.78 –0.23 .3795SchwabUSMC SCHM 1.2 68.45 +0.64 .271SchwabUSREIT SCHH 2.6 37.46 +0.04 .3732SchwabUSSC SCHA 1.0 90.22 +1.51 .3033SchwabUSTIPs SCHP 1.1 61.86 +0.08 .1261SimplUSConvex SPYC 1.6 26.63 –0.08 .1079SimplUSPlusDown SPD 1.8 26.53 –0.08 .1162SimplUSPlusUp SPUC 3.1 26.57 –0.13 .20296MeridianHdg SIXH 1.8 26.61 –0.11 .0446MeridianLowBeta SIXL .6 30.21 +0.04 .02126MeridianMega SIXA 1.7 29.74 –0.10 .04616MeridianSC SIXS .6 38.20 +1.04 .0184SmartTransport MOTO .2 39.73 +0.28 1.02SoFi50ETF SFYF .8 27.73 –0.33 .0781SoFiNext500 SFYX 1.1 12.48 +0.21 .0545SoFiSelect500 SFY 1.2 13.81 +0.03 .0804SoFiWeeklyIncm TGIF .6 103.46 +0.31 .05SPDRDJRlEst RWX 3.0 33.65 –0.11 .2286SPDRDJREIT RWR 3.8 85.36 –0.89 1.2931SPDRDJIATr DIA 1.9 302.02 +0.12 .5875SPDREurSTOXX FEZ 2.1 41.82 –0.28 .2502SPDRMSCIexUS CWI 2.1 27.32 –0.18 .2741SpdrSPIntDiv DWX 3.9 36.44 –0.34 .3027SPDRS&PMdCpTr MDY 1.1 421.75 +5.73 1.4484SPDRS&P500 SPY 1.5 369.00 –0.18 1.58SPDRS&PBiotch XBI .2 150.01 +2.46 .176SPDRSPChina GXC 1.1 125.34 –4.79 .7905SPDRS&PDiv SDY 2.9 105.15 –0.18 .9868SPDRSPEmAsPac GMF 1.4 123.58 –3.13 1.1135SPDRS&PHome XHB .7 59.37 –0.04 .1182SPDR IntlSC GWX 1.8 34.76 –0.38 .2884SPDRS&PMtlMng XME 1.0 32.60 +0.18 .0819SPDRS&POilGasExpl XOP 2.3 59.00 –0.62 .3007SPDRS&PPharm XPH .5 51.67 +1.02 .0538SPDRS&PRetail XRT 1.0 64.76 +1.41 .2512SPDRS&PSemi XSD .3 168.50 +2.63 .0991SPDRWelsFrg PSK 5.1 44.16 ... .2565SprottGoldMiners SGDM .3 30.70 –0.19 .0928SprottJrGoldMiners SGDJ 2.0 48.51 –0.08 .9687SterlingCapFocus LCG ... 26.37 –0.15 ...SyntaxStratLC SSPY 1.5 55.34 –1.12 .9121SyntaxStratMC SMDY .9 34.27 +0.11 .301SyntaxStratifiedSC SSLY .4 43.45 +0.30 .1946TRowePriceBlueChip TCHP ... 27.70 –0.26 ...TRowePriceDivGwth TDVG .8 27.83 –0.07 .0762TRowePriceEqIncm TEQI 1.7 29.10 –0.12 .1601TRowePriceGrowth TGRW .0 28.86 –0.22 .0318TechSelectSector XLK .9 129.06 +0.81 .2976TeucriumAgriFd TAGS ... 20.42 +0.02 ...TeucriumCornFd CORN ... 14.76 +0.33 ...TeucriumSoybeanFd SOYB ... 18.90 +0.41 ...TeucriumSugarFd CANE ... 6.53 +0.10 ...TeucriumWheatFd WEAT ... 6.04 +0.14 ...TimothyHiDiv TPHD 2.4 25.60 –0.16 .1208TimothyPlanIntl TPIF 1.7 26.83 –0.03 .054TimothyUSLMC TPLC .8 30.70 +0.09 .0573TimothyUSSC TPSC 1.1 27.60 +0.19 .0999TortoiseNAPipeline TPYP 5.9 17.66 –0.49 .2676TransamDeltaS&PEM DMRE .8 56.37 –0.64 .1947TrendAggCon TACE ... 24.33 –0.06 ...TrendAggDiv TADS ... 28.46 –0.09 ...TrendAggGrowth TAAG ... 30.55 –0.09 ...TrueESGActOpps ECOZ .4 34.86 –0.11 .136TrueTechAI LRNZ ... 50.04 +1.11 ...UBSFIEnhGlbHY FIHD ... 179.18 –4.06 ...UBSFIEnhLCGrw FBGX ... 544.09 –4.22 ...USCFSummerDynCom SDCI .4 16.03 +0.09 .0332USEquCumDiv2027 IDIV 13.2 10.49 +0.35 .1375USEquityxDiv2027 XDIV ... 81.97 –0.04 ...USGlbGOGold GOAU ... 20.92 –0.45 ...U.S.GlobalJetsETF JETS ... 22.16 –0.37 ...USVeganClimate VEGN .7 34.09 +0.02 .0915UtilitiesSelSector XLU 3.2 61.21 –1.08 .5218VanEckMerkGoldTr OUNZ ... 18.32 –0.01 ...VanEckAfrica AFK 3.9 20.59 –1.17 .796VanEckAgribus MOO 1.1 77.14 –0.72 .8564VanEckBDCIncome BIZD 10.6 13.88 –0.13 .3603VanEckBrazilSC BRF 1.7 20.99 –0.83 .3529VanEckChinaGrwth GLCN .2 44.94 –6.14 6.0309VanEckChinaBond CBON 3.0 23.86 –0.09 .0559VanEckSMEChiNxt CNXT .0 46.57 +0.89 .0038VanEckEgypt EGPT 2.5 24.63 –0.95 .625VanEckEMAggBd EMAG 4.2 22.11 +0.28 .0727VanEckEMHYBond HYEM 5.6 23.94 +0.08 .1067VanEckEnerIncm EINC 6.6 41.58 –1.24 .6601VanEckEnvironSvcs EVX .3 121.13 +1.05 .3906VanEckGoldMiner GDX .5 36.03 –0.55 .1899VanEckGreenBd GRNB 2.3 27.94 +0.02 .0419VanEckIndiaGrwth GLIN .2 31.96 +0.08 .0783VanEckIndonesia IDX 1.7 20.51 –0.94 .3429VanEckIntlHYBd IHY 4.7 25.99 +0.02 .102VanEckInvtGrFR FLTR 1.6 25.30 –0.01 .0177VanEckIsrael ISRA .2 44.55 +0.87 .0763VanEckJPMEMLCBd EMLC 5.0 33.22 –0.20 .1213VanEckJrGold GDXJ 1.6 53.35 –1.07 .8554VanEckLong/Flat LFEQ ... 34.85 –0.08 ...VanEckLowCarbon SMOG .1 161.63 +5.45 .0918VanEckMtgREIT MORT 9.6 17.04 +0.20 .3373VanEckNatRscs HAP 2.5 38.35 –1.21 .9444VanEckOilRefin CRAK 2.7 24.64 –0.79 .66VanEckOilSvcs OIH 1.2 154.11 –4.91 1.8911VanEckPfdSecsxFin PFXF 5.3 20.50 –0.01 .1148VanEckRareEarth REMX .9 62.84 +2.35 .5348VanEckRealAsset RAAX ... 23.45 –0.11 ...VanEckSteel SLX 1.9 44.40 –0.88 .8333VanEckUnOil&Gas FRAK 1.6 76.26 –2.98 1.2069VanEckUranium NLR 2.3 48.41 –1.61 1.0964VangdCnsmrDiscr VCR 1.7 272.44 –0.11 3.7937VangdCnsmrStpls VDC 2.5 172.20 –1.06 1.5724VangdExtMkt VXF 1.1 167.20 +2.11 .8095VangdInfoTech VGT .8 352.88 +3.82 .6898VangdMatrls VAW 1.7 155.52 –0.22 .8238VangdSCGrwth VBK .4 271.91 +4.42 .5023VangdSCVal VBR 1.7 142.02 +0.41 .8762VangdCommSvcs VOX .7 118.61 –0.50 .2219


VangdDivApp VIG 1.6 139.23 –1.46 .6644VangdEnergy VDE 4.7 52.16 –0.90 .6029VangdExDurTreas EDV 2.0 152.08 –4.83 6.1046VangdAWxUSSC VSS 1.9 120.45 –1.95 1.9669VangdFTSEDevMk VEA 2.1 46.77 –0.45 .4147VangdFTSEEM VWO 2.0 48.92 –1.11 .3009VangdFTSEEurope VGK 2.1 60.19 –0.37 .3779VangdFTSEPac VPL 1.9 77.71 –1.12 .8822VangdFinls VFH 2.2 71.68 +1.35 .4781VangdFTSEAWxUS VEU 2.0 57.59 –0.78 .4518VangdGrowth VUG .7 251.25 –0.33 .4606VangdHlthCr VHT 1.2 222.16 –0.97 .8816VangdHiDiv VYM 3.2 90.38 –1.18 .8096VangdIndls VIS 1.4 169.41 +0.04 .6416VangdIntermBd BIV 2.3 92.71 –0.65 .8048VangdLC VV 1.5 173.92 –0.76 .6846VangdLTBond BLV 3.0 109.32 –2.56 3.1317VangdMegaCap MGC 1.5 131.65 –0.72 .608VangdMegaGrwth MGK .7 201.40 –0.31 .4499VangdMegaVal MGV 2.5 85.49 –0.87 .6513VangdMC VO 1.4 207.08 –0.94 .9373VangdMCGrowth VOT .6 213.99 –0.30 .3193VangdMCVal VOE 2.4 117.84 –0.67 .7487VangdRealEst VNQ 4.0 83.88 –1.05 1.3377VangdS&P500ETF VOO 1.6 339.16 –1.48 1.3829VangdS&P500Grw VOOG .9 227.38 –0.63 .6468VangdS&P500Val VOOV 2.5 121.92 –1.21 .9326VangdS&PMC400 IVOO 1.2 156.17 +1.43 .7844VangdS&P400Grwth IVOG .7 180.09 +1.44 1.3201VangdS&P400Val IVOV 2.4 131.58 –1.86 3.1834VangdS&P600 VIOO .0 168.23 +0.25 1.8256VangdS&P600Grwth VIOG .7 198.62 +2.72 .6301VangdS&P600Val VIOV 1.4 139.61 +0.49 .7423VangdSTBond BSV 1.8 82.86 –0.05 .1019VangdSC VB 1.1 195.89 +2.05 .8934VangdTaxExemptBd VTEB 2.0 55.14 +0.12 .0829VangdTotalStk VTI 1.4 192.82 –0.65 .7818VangdTotlWrld VT 1.7 91.59 –0.67 .5524VangdUtilities VPU 3.2 133.94 –0.94 1.3295VangdValue VTV 2.6 117.30 –1.00 .7892VesperUSLCShort UTRN ... 31.71 –0.15 ...VicShUSAACrIntBd UITB 2.7 54.41 +0.08 .1972VicShUSAAShtBd USTB 2.4 51.77 +0.05 .1233VicShUSAAEMVal UEVM 2.8 44.24 –0.19 .2072VicShUSAA IntlVal UIVM 2.0 45.24 –0.06 .0414VicShUSASCVal USVM 1.5 60.28 +0.86 .2646VicShUSAAUSAVal ULVM 1.7 54.75 +0.10 .2039VidentUSBdStrat VBND 2.0 51.92 +0.21 .4735VidentCoreUSEquity VUSE 1.3 34.59 +0.15 .261VidentIntlEquityFd VIDI 2.5 24.56 –0.10 .4101VirtusInfrUSPfd PFFA 8.6 21.82 –0.30 .15VirtusLifeSciBio BBC ... 53.16 +1.33 ...VirtusLifeSciBio BBP ... 55.50 +0.16 ...VirtusNewDynCredit BLHY 3.7 24.14 –0.16 .1734VirtusNewMultiBd NFLT 3.6 25.58 +0.02 .1134VirtusPrvCrd VPC 10.1 20.10 –0.77 .6625VirtusRealAsset VRAI 3.9 22.74 –0.49 .3334VirtusReavesUtil UTES 2.1 39.28 –0.52 .25VirtusSeixSrLoan SEIX 3.8 24.70 –0.03 .0314VolsharesLC VSL 1.0 37.52 –0.23 .0831WBIBullBrGlbIncm WBII 3.4 24.87 +0.11 .0821WBIBullBrQu3000 WBIL .4 27.22 –0.16 .0211WBIBullBrRsInc300 WBIE .4 28.66 –0.18 .0366WBIBullBrTdUS WBIT 3.3 20.34 +0.10 .1441WBIBullBrTrdUSTR WBIN 4.3 17.28 +0.09 .0661WBIBullBrVal3000 WBIF .4 27.24 –0.02 .0237WBIBullBrYd3000 WBIG .6 23.74 –0.08 .0508WBIPwrFactorHiDiv WBIY 4.4 22.92 –0.20 .2284WedETFMGGlbCld IVES .4 52.62 +0.36 .125WedbushVideoGame GAMR .9 78.11 –0.75 .49WisdTrUSDBull USDU .7 25.22 –0.08 .1726WisdTrCBOES&P500 PUTW 1.4 28.28 –0.31 .4086WisdTrChineseYuan CYB .4 27.30 –0.05 .1118WisdTrEmgCurr CEW .6 18.40 –0.19 .1181WisdTrEMxSOE XSOE 1.1 38.45 –0.68 .1494WisdTrEMHiDiv DEM 4.2 40.74 –0.83 .2927WisdTrEMLocDebt ELD 4.7 34.71 –0.10 .13WisdTrEMMulti EMMF 2.0 23.51 –0.34 .0935WisdTrEMSC DGS 3.8 46.75 –0.96 .4875WTEnhCmdStrategyFd GCC ... 18.86 +0.14 ...WisdTrEuropeHdg HEDJ 2.7 66.20 –0.14 .3706WisdTrEuropeHdgSM EUSC 3.4 30.82 +0.04 .1841WisdTrEurQualDiv EUDG 1.9 30.19 –0.34 .1107WisdTrEuropeSC DFE 2.4 64.21 +0.65 .3291WisdTrFRTrea USFR .4 25.11 ... .001WisdTrGlbxUSQual DNL 1.8 74.95 –0.78 .3246WisdTrGlbxUSREFd DRW 3.0 25.33 –0.83 .7604WisdTrGlbHiDiv DEW 4.1 42.44 –0.83 .4553WisdTrGrwLdrs PLAT .1 43.72 –0.24 .0474WisdTrIndiaEarn EPI .8 28.54 –0.22 .0807WisdTrIndiaxSOE IXSE .2 28.67 +0.05 .015WisdTrIntDivxFin DOO 3.5 40.20 –0.61 .333WisdTrIntlEquity DWM 2.8 50.12 –0.73 .3337WisdTrIntlHdgQual IHDG 2.0 38.98 –0.50 .354WisdTrIntlHiDiv DTH 3.8 36.98 –0.69 .3455WisdTrIntlLCDiv DOL 2.9 45.39 –0.80 .3204WisdTrIntlMCDiv DIM 2.6 63.08 –0.64 .4005WisdTrIntlMult DWMF 2.1 24.55 –0.33 .1791WisdTrIntlSC DLS 2.5 67.53 –0.27 .4585WisdTrJapanHdg DXJ 2.6 53.39 –1.08 .7923WisdTrJapanSC DFJ 2.6 71.28 –1.81 .9438WisdTrMgdFut WTMF .5 36.63 –0.08 .1728WisdTrMtgPlBdFd MTGP 2.0 51.38 –0.09 .0775WisdTr90/60USBal NTSX .9 36.21 –0.12 .1153WisdTrUSDivxFin DTN 3.5 83.30 –1.27 .505WisdTrUSHiDiv DHS 4.1 68.96 –1.18 .63WisdTrUSLCDivFd DLN 2.6 106.36 –0.71 .36WisdTrUSLCFd EPS 1.9 39.66 –0.22 .1997WisdTrUSMCDivFd DON 2.8 34.72 –0.04 .22WisdTrUSMCFd EZM 1.7 43.45 +0.11 .306WisdTrUSQualShr QSY 1.6 98.45 –0.48 .5361WisdTrUSSCDiv DES 2.6 26.55 –0.04 .13WisdTrUSSCFd EES 1.2 38.94 +0.03 .1476WisdTrUSTotalDivFd DTD 2.7 103.93 –0.66 .405WisdTrUSTMFd RESP 1.3 40.57 –0.28 .1428WisdTrYdUSAggBd AGGY 2.5 53.55 –0.04 .1075XtrkrsFTSEDevXus DEEF 2.7 29.67 –0.14 .1551XtrkrsHarvCSI300 ASHR .8 38.41 –0.09 .3248XtrkrsHarvCSI500 ASHS .4 34.41 –0.43 .1531XtrkrsHiBetHYBd HYUP 6.9 47.96 –0.42 .6114XtrkIntlRealEst HAUZ 3.4 26.45 +0.05 .5446XtrkrsJpnJPXNik400 JPN 2.0 31.91 –0.30 .3597XtrrsLowBetHYBd HYDW 4.5 50.72 –0.07 .2454XtrkACWIxUSESGLd ACSG 1.8 30.75 –0.34 .2942XtrkrsMSCIAllChina CN .8 43.30 –1.00 .3499XtrkrsMSCIAWxUS HDAW 4.3 23.73 –0.20 .2432XtrkrsMSCIAWxUS DBAW 2.1 30.04 –0.16 .3964XtrkMChinaAIncl ASHX .8 28.31 –0.05 .2365XtrkESGLeaders EASG 1.7 28.67 –0.12 .2343XtrkrsMSCIHiDiv HDEF 4.0 22.93 –0.14 .2952XtrkrsMSCIEAFE DBEF 2.4 33.48 –0.04 .3718XtrkrsMSCIEMESG EMSG 1.4 31.52 –0.93 .1646XtrkrsMSCIEM DBEM 1.8 26.82 –0.36 .3725XtrkrsMSCIEurope DBEU 2.4 30.00 –0.02 .3359XtrkrsMSCIEurozone DBEZ 2.0 32.95 +0.12 .372XtrkrsMSCIGermany DBGR 2.9 28.93 –0.01 .4734XtrkrsMSCIJapan DBJP 2.6 44.87 –0.31 .01XtrkMSCIKokusai KOKU .5 70.96 +0.66 .3715XtrkUSAESGLdrs USSG 1.4 33.63 –0.10 .1553XtrkrsMuniInfra RVNU 2.4 29.19 –0.01 .0374XtrkrsRussell1000 DEUS 1.6 38.39 +0.04 .212XtrkRuss1000USQu QARP 1.6 33.34 –0.15 .1717XtrkS&P500ESG SNPE 1.4 32.36 +0.01 .1416XtrkrsShDurHYBd SHYL 6.2 47.36 –0.19 .3438XtrkrsUSDHYCorpBd HYLB 5.2 49.93 +0.01 .2014


Exchange-Traded Portfolios


NYSEAMERBancroftFdPfdA .3359 5.2 25.83 0.03BluerockREITPfdC .4766 7.3 26.25 ...BluerockResPfD .4453 6.9 25.80 0.24BluerockResPfdA .5156 8.2 25.26 –0.46cbdMDPfdA .0667 10.3 7.80 0.10EllsworthPfdA .3281 5.0 26.17 0.07GAMCOGlbGoldPfB .3125 4.9 25.42 –0.08GabelliPfdB .50 3.8 52.25 0.35GabelliPfdA .475 4.1 46.14 –0.43HillmanGroupPfd .2417 9.8 29.58 –1.04HowmetAeroPfd .9375 4.8 78.00 0.20IndxPlus03-1 .7565 5.1 29.84 0.64PacGEpfA ... 30.50 0.28PacGEpfB ... 27.59 0.42PacGEpfC ... 25.88 –0.07PacGEpfD ... 25.27 –1.37PacGEpfE ... 25.01 –0.05PacGEpfI ... 22.15 –0.20PlymouthREITPfdA .4688 7.2 26.10 0.05PowerREITPfdA .4844 7.3 26.61 0.28RegionalHlthPfdA ... 2.12 0.04SachemNts2024 .4453 7.1 25.00 0.04SachemNts2024 .4297 6.9 24.79 0.17SachemNts2025 .4844 7.8 24.85 0.08

NASDAQAGNCInvPfdC .4375 6.8 25.86 0.45AGNC InvtPfdD .4297 6.9 24.94 0.63AGNC InvtPfdE .4063 6.6 24.61 0.35AGNC InvtPfdF .3828 6.5 23.69 1.39AirTPfd .50 8.7 22.88 –1.14AmerFinPfdA .4688 7.4 25.48 –0.04AmFinTrPfdC ... 24.76 0.07AmerSvcFncl pf .5281 7.3 28.87 –0.38ArchCapitalPfdE .3281 5.1 25.65 –0.25ArchCapitalPfdF .3406 5.1 26.58 –0.17AtlUnionPfdA .4297 6.2 27.60 0.21BOKFinNts2056 .3359 5.2 25.98 –0.08B.Riley7.25%Nts .4531 7.1 25.37 0.02B.RileyNts2023 .4609 7.2 25.46 –0.06B.RileyNts2023 .4297 6.8 25.29 –0.12B.RileyNts2024 .4219 6.6 25.50 0.09B.RileyNts2025 .3984 6.3 25.34 0.28B.RileyNts2027 .4688 7.4 25.44 0.10B.RileyPfdB .2919 7.1 25.98 0.79BRileyFinlPfdA .4297 6.8 25.24 0.13BRileyFin6.50%SrNt .4063 6.3 25.67 0.50BancFst pf .45 6.3 28.75 0.28BlueknightEnPtrsA .1787 10.5 6.84 0.40BrighthouseDeb58 .3906 5.6 27.90 –0.03BrighthousePfdA .4125 6.0 27.57 –0.36BrighthousePfdB .4219 6.1 27.89 –0.45BrighthouseFinlPfC ... 26.20 –0.08BroadcomPfdA 20.0 5.7 1399.28 –11.45BPP5.75%Pfd3A .3594 6.8 21.23 –0.59BrookfieldPropPfd .4063 6.9 23.51 –0.65BrookfieldPropPf2A .3984 6.8 23.29 –0.44BrookfieldREITPfdA .3984 7.2 22.28 0.07CHSPfd .50 6.8 29.53 –0.25CHSPfdB .4922 6.9 28.36 –0.15CHSPfdB2 .4437 6.4 27.80 0.04CHSPfdB4 .4688 6.4 29.44 0.18CHSPfdB3 .4219 6.1 27.83 0.15CIMCmclPfdL 1.5604 6.6 23.60 –0.12CMFinNts2023 .3828 6.2 24.69 ...CNBFinPfdA .475 6.9 25.75 0.25CapSouthwstNts .3719 5.9 25.07 –0.28CapitalaFinNts22 .375 6.3 23.75 –0.10ChickenSoupNts .59 9.6 24.54 0.33ChickenSoupPfdA .2031 9.9 24.60 1.23ConiferNts2023 .4219 8.0 21.00 –0.53Cowen7.35%Nts .4594 7.3 25.31 –0.02CowenNts2033 .4844 7.1 27.15 –0.11DivrsHlthcrNts42 .3516 6.1 23.00 –0.70DivrsHlthcrNts46 .3906 6.6 23.79 –0.54eBayNts2056 .375 5.7 26.22 0.14EnstarPfdD .4375 6.0 29.27 0.28EnstarPfdE .4375 6.3 27.76 0.20FidusNts2023 .3672 5.8 25.29 0.06FidusNts2024 .375 6.0 25.20 –0.05FidusNts2024 .3359 5.3 25.31 –0.10FifthThirdPfdB .375 5.5 27.28 0.03FifthThirdPfdB .422 6.1 27.52 0.03FifthThirdPfdI .4141 5.7 28.81 –0.08FifthThirdPfdK .3094 4.4 27.92 –0.22FirstCitizensPfdA .3359 5.0 26.93 –0.19FirstInternetNt29 .375 5.9 25.55 0.15FirstInternetNts .375 5.9 25.26 –0.09FirstMidBncpPfdC .4375 6.3 27.80 –0.14FirstMidwestPfdA .4375 6.3 27.90 –0.35

NetStock Div Yld Close Chg

SpirePfdA .3688 5.3 27.79 0.29SpiritRealtyPfdA .375 5.6 26.97 –0.03StateStreetPfdD .3687 5.2 28.26 –0.48StateStreetPfdG .3343 4.6 29.12 –0.50SteelPtrsPfdA .375 7.8 19.14 ...StellusCapNt22 .3594 5.7 25.09 –0.06SterlingBncpPfdA .4063 6.0 26.95 0.16StifelFinlPfdA .3906 6.0 26.01 0.13StifelFinlPfdB .3906 5.6 27.72 0.09StifelFinlPfdC .3828 5.4 28.20 0.47StifelFinNts47 .325 4.9 26.64 –0.31StratsAllstGJT .0188 1.7 20.70 0.06StratsDomGJP .0615 3.0 25.00 0.05StratsGSGGJS .021 1.7 20.87 0.07StratsPGGJR .0169 1.3 22.80 –1.10StratsUSCGJH .3187 6.2 10.35 –0.03StratsWlMrtGJO .015 1.3 23.85 –0.13SummitHotelPfdD .4031 7.0 23.04 0.44SummitHotelPfdE .3906 7.1 22.15 0.15SunstoneHotelPfE .4344 7.0 24.83 0.06SunstoneHotelPfF .4031 6.7 23.91 –0.08SynchronyPfdA .3516 5.3 26.70 –0.15SynovusFinPfdD .3938 5.9 26.77 –0.05SynovusFinPfdE .3672 5.5 26.83 –0.15TaubmanCtrsPfdJ .4063 6.5 25.01 –0.04TaubmanCtrsPfdK .3906 6.2 25.01 –0.01TeekayLNGPfdA .5625 8.6 26.28 0.33TeekayLNGPfdB .5313 8.4 25.24 0.19Tele&DataNts .4141 6.1 27.37 –0.33Tele&DataNts .4297 6.7 25.58 –0.19Tele&DataPfd .4375 6.8 25.56 –0.11Tele&DataNts .3672 5.8 25.21 –0.39TVAParrs .1385 2.1 26.09 –0.07TVABdsD .1334 2.0 26.40 ...Tri-ContPfd .625 4.4 56.95 –0.15TriplePtNts22 .3594 5.7 25.45 –0.15TritonIntlPfdA .5313 7.8 27.30 –0.42TritonIntlPfdB .50 7.4 27.12 –0.38TritonIntlPfdC .4609 6.8 27.20 0.01TritonIntlPfdD .4297 6.4 26.71 0.06TruistFinlPfdO .3281 4.7 27.74 –0.11TruistFinPfdF .325 5.1 25.64 –0.22TruistFinPfdG .325 5.1 25.56 0.06TruistFinPfdH .3516 5.5 25.75 –0.10TruistFinPfdI .2528 4.0 25.42 –0.13TruistFinlPfdR .3892 4.4 26.89 0.16TsakosEnergyPfdD .5469 10.5 20.75 –0.50TsakosEnergyPfdE .5781 11.2 20.70 –0.49TsakosEnergyPfdF .5938 11.3 21.00 –0.87TwoHarborsPfdA .5078 8.1 25.17 0.09TwoHarborsPfdB .4766 8.0 23.92 –0.16TwoHarborsPfdC .4531 8.0 22.76 0.36TwoHarborsPfdD .4844 7.8 24.70 –0.02TwoHarborsPfdE .4688 7.7 24.36 0.11UMHPropPfdC .4219 6.7 25.21 0.01UMHPropPfdD .3984 6.4 24.78 0.02USBancorpPfdA 8.9444 3.8 925.00 –2.00USBancorpPfdB .2236 3.6 24.59 0.12USBancorpPfdF .4063 6.0 26.96 –0.18USBancorpPfdH .3219 5.1 25.32 –0.01USBancorpPfdK .3438 4.8 28.59 –0.11USBancorpPfdL .2031 3.7 25.21 0.12USCellularNt63 .4531 7.1 25.68 –0.12USCellularNts2069 .3906 5.8 26.89 –0.34USCellularNts60 .4344 6.8 25.57 –0.12USCellularNts64 .4531 7.1 25.36 –0.11USCellular5.5%SrNt .3438 5.4 25.30 –0.17UnumNts061558 .3906 5.8 27.12 –0.01UrstadtPfdH .3906 6.4 24.53 –0.22UrstadtPfdK .3672 6.0 24.50 0.28VEREITPfdF .1396 6.6 25.39 0.09VornadoPfdK .3562 5.6 25.31 0.05VornadoPfdL .3375 5.4 25.05 –0.10VornadoPfdN .1349 5.2 25.49 ...VornadoPfdM .3281 5.1 25.71 0.02VoyaFinlPfdB .3344 4.7 28.40 0.42W.R.BerkleyDeb59 .3187 4.7 26.89 0.05WRBerkleyDeb2056 .3594 5.6 25.68 0.10WRBerkleyDeb56 .3688 5.7 25.92 –0.05WRBerkleyDeb58 .3562 5.1 27.86 0.16WRBerkleyDeb60 .2656 4.0 26.35 0.22WashingtonPrmPfH .4688 11.9 15.71 –0.89WashingtonPrmPfI .4297 11.9 14.50 –0.33WebsterFinlPfdF .3281 4.9 26.97 –0.03WellsFargoPfdN .325 5.0 25.91 –0.05WellsFargoPfdA .4141 5.7 29.25 0.02WellsFargoPfdA .3438 5.3 26.00 –0.09WellsFargoPfdAA .1534 4.5 26.08 –0.10WellsFargoPfdAY .3516 5.3 26.44 0.08WellsFargoPfdAZ .2969 4.5 26.22 –0.15WellsFargoPfdP .3281 5.1 25.76 –0.10WellsFargoPfdQ .3656 5.4 27.06 –0.12WellsFargoPfdW .3562 5.6 25.59 0.07WellsFargoPfdO .3203 5.0 25.78 –0.06WellsFargoPfdL 18.75 5.0 1505.00 1.00WescoPfdA .6641 8.5 31.18 0.68WesternAllianDeb .3906 6.0 26.24 0.29

PSBusParksPfdY .325 5.0 26.26 0.06PSBusParksPfdZ .3047 4.5 27.19 –0.02PartnerRePfdG .4063 6.3 25.66 –0.01PartnerRePfdH .4531 7.1 25.70 –0.05PartnerRePfdI .3672 5.8 25.52 –0.05PebblebrookPfdC .4063 7.0 23.30 –0.06PebblebrookPfdD .3984 6.9 23.24 0.29PebblebrookPfdE .3984 6.8 23.28 0.13PebblebrookPfdF .3938 6.9 22.84 0.14PAReitPfdD .4297 19.7 8.73 0.35PAReitPfdB .4609 21.6 8.54 –0.01PennREITPfdC .45 20.2 8.91 0.34PennyMacMtgPfA .5078 8.1 25.21 0.29PennyMacPfdB .50 8.0 25.00 0.20PitneyBowesNt43 .4187 7.6 21.91 –0.51PPlusGSC-2 .1896 3.3 23.50 0.02PPlusRRD-1 .7875 8.4 18.86 0.01PriorityIncmPfdA .3984 6.8 23.30 –0.07PriorityIncmPfdB .3906 6.5 23.98 0.09PriorityIncmPfdC .4141 6.8 24.48 –0.31PriorityIncmPfdD .4375 7.1 24.48 0.12PriorityIncmPfdF .4141 7.1 23.31 –0.50PriorityIncmPfdE .3984 6.8 23.30 –0.03ProspectCapNt24 .3906 6.2 25.39 –0.41ProspectCapNt28 .3906 6.1 25.47 –0.28ProspectCapNt29 .4297 6.6 26.07 0.02PrudentialNt58 .3516 4.9 28.52 0.13PrudentialNts2060 .2578 4.0 26.02 0.02PrudentialSkis .4219 6.0 28.11 –0.51PrudentialPfd .4063 5.7 28.50 0.13PublicStoragePfB .3375 5.4 25.08 –0.01PublicStoragePfC .3203 5.0 25.78 0.24PublicStoragePfD .3094 4.7 26.14 0.09PublicStoragePfdL .2891 4.3 27.13 0.09PublicStoragePfdN .2314 3.8 25.65 0.24PublicStoragePfE .3063 4.7 26.10 0.04PublicStoragePfF .3219 4.8 26.69 –0.13PublicStoragePfG .3156 4.6 27.14 –0.04PublicStoragePfH .35 4.8 28.96 0.08PublicStoragePfI .3047 4.4 27.98 –0.13PublicStoragePfJ .2937 4.3 27.54 –0.05PublicStoragePfK .2969 4.2 28.26 –0.07PublicStoragePfM .3953 3.9 26.70 0.04PublicStoragePfdO ... 25.52 0.06QTSRealtyPfdA .4453 6.3 28.48 –0.02QTSRealtyPfdB 1.625 4.6 141.34 3.09QVCNts2068 .3906 6.2 25.28 –0.22QVCNts2067 .3984 6.2 25.90 0.04Qwest7%Nts2056 .4375 6.9 25.48 –0.07QwestNts2056 .4063 6.4 25.54 –0.36QwestNts2057 .4219 6.5 26.00 –0.63RLJLodgingPfdA .4875 7.5 25.99 0.09RPTRealty7.25%PfdD .9063 7.5 48.32 –0.03ReadyCapNts081523 .4375 7.1 24.61 –0.13ReadyCapNts2026 .3875 6.4 24.23 –0.04ReadyCapNts2021 .4063 6.4 25.32 –0.06RegionsFinPfdA .3984 6.2 25.69 –0.37RegionsFinPfdB .3984 5.7 28.12 0.03RegionsFinPfdC .3562 4.9 28.84 –0.51ReinsuranceGrpDeb .3875 5.5 28.12 0.38ReinsuranceGrpDeb .3594 5.0 28.89 0.09RenaissancePfdE .3359 5.3 25.42 –0.05RenaissancePfdF .3594 5.1 28.10 –0.06RexfordIndPfdA .3672 5.8 25.48 0.06RexfordIndPfdB .3672 5.7 25.99 –0.06RexfordIndPfdC .3516 5.2 26.98 –0.02RiverNorthDoublPfd .0668 4.4 24.87 –0.06RiverNorthPfdA .3672 5.8 25.47 0.07RoyalBkCanadaPf .4219 5.8 29.00 –0.28SCE III Pfd .3594 5.9 24.32 ...SCE IIPfd .3187 5.1 25.05 ...SCE IVPfd .3359 5.5 24.28 0.14SCEVPfd .3406 5.3 25.51 0.02SCETrVI 5%PfdL .3125 5.2 24.15 ...SITECtrsPfdA .3984 6.6 24.26 –0.31SITECtrsPfdK .3906 6.4 24.44 –0.16SLGreenRealtyPfd .4063 6.5 25.12 –0.03STAGIndlPfdC .4297 6.8 25.30 –0.06SafeBulkersPfdC .50 10.1 19.74 –0.06SafeBulkersPfdD .50 10.1 19.79 0.39Saratoga7.25Nts .4531 7.0 25.97 0.04SaratogaInv6.25Nts .3906 6.2 25.13 –0.09SaulCentersPfdD .3828 6.2 24.70 0.23SaulCentersPfdE .375 6.1 24.45 0.23ScorpioTankersNts .4375 7.0 25.18 0.85SempraEnNts79 .3594 5.1 28.09 0.24SempraEnPfdA 1.50 6.0 100.67 –2.65SempraEnPfdB 1.6875 6.5 103.87 –2.80SeritageGrwPfdA .4375 10.0 17.55 0.07SimonPropPfdJ 1.0469 6.0 70.29 0.53SouthJerseyNts2079 .3516 5.4 26.05 –0.33SouthernNt2016A .3281 4.9 26.92 0.37SouthernNts20 .3094 4.5 27.40 –0.01SouthernNts2020C .2625 4.0 26.25 –0.08SouthernNts77 .3281 4.8 27.36 0.26SpecialOppFdPfB .2188 3.4 25.40 –0.29

GoldmanSachsPfD .2556 4.1 24.95 –0.12GoldmanSachsPfJ .3438 5.0 27.45 –0.12GoldmanSachsPfK .3984 5.5 29.02 0.10GoldmanSachsPfN .3938 6.0 26.37 –0.03GreatAjaxNts24 .4531 7.1 25.52 1.54HSBCPfdA .3875 6.2 25.13 ...HartfordFinDeb42 .4922 7.0 28.07 0.17HartfordFinPfdG .375 5.2 28.96 –0.24HeclaMiningPfB .875 6.0 58.60 –0.40HerculesCapNts25 .3281 5.2 25.41 –0.11HerculesCapNts33 .3906 5.8 26.82 0.17HershaPfdE .4063 .0 18.76 –0.40HershaHospPfdC .4297 .0 19.87 –0.53HershaHospPfdD .4063 .0 18.63 –0.56HighlandIncmPfdA .3359 5.1 26.13 –0.23HoeghLNGPfdA .5469 8.3 26.25 0.24HorizonTechNts22 .3906 6.1 25.50 –0.03InnovativeIndPfdA .5625 6.2 36.30 4.60IntlSeawaysNts23 .5313 8.3 25.47 0.19InvescoMtgPfdA .4844 7.7 25.02 0.03InvescoMtgPfdB .4844 8.2 23.62 –0.10InvescoMtgPfdC .4688 8.0 23.44 0.28iStarPfdD .50 7.9 25.40 0.01iStarPfdG .4781 7.6 25.00 –0.07iStarPfdI .4688 7.5 25.04 0.14JPMChasePfdEE .375 5.3 28.57 ...JPMorganPfdAA .3812 5.9 25.64 0.13JPMorganPfdBB .3844 5.9 25.90 0.04JPMorganPfdDD .3594 5.1 28.16 –0.02JPMorganPfdGG .2969 4.3 27.56 –0.09KKRPfdA .4219 6.2 27.02 0.05KKRPfdB .4063 5.9 27.32 0.22KKRPfdC .75 5.1 58.73 0.22KSCitySoPfd .25 2.9 34.93 3.68KeyCorpPfdE .3828 5.2 29.45 –0.27KeyCorpPfdF .3531 5.1 27.54 0.04KeyCorpPfdG .3516 5.1 27.63 –0.15KimcoRealtyPfdL .3203 4.8 26.49 0.06KimcoRealtyPfdM .3281 4.9 26.70 0.01CBTCS04-6 .7931 5.4 29.61 –0.21LexingtonRltyPfC .8125 5.5 58.65 0.15MFAFinNts2042 .50 7.9 25.42 0.02MFAFinPfdB .4688 7.9 23.87 0.63MFAFin6.5%PfdC .4063 7.9 20.57 –0.18MaidenHldg6.7%PfdD .4187 .0 10.51 0.01MaidenHldgsPfdC .4453 .0 10.65 0.15MaidenNts43 .4844 8.7 22.17 –0.29MaidenNts46 .4141 8.0 20.68 –0.05MaidenHldgsPfdA .5156 .0 11.00 0.51MechelPfd .0175 3.8 .51 0.05MedleyCapNts23 .3828 6.2 24.64 –0.35MedleyNts24 .4531 24.4 7.42 –0.04MedleyNts26 .4297 24.8 6.93 –0.12Metlife pfA .2528 4.0 25.33 –0.02MetLifePfdE .3516 5.0 28.11 –0.01MetLifePfdF .2969 4.4 27.31 –0.07MidAmerAptPfdI 1.0625 6.5 65.53 –1.03MonmouthREPfdC .3828 6.2 24.87 –0.04MorganStanleyPfd1 .3984 5.5 29.15 –0.21MorganStanleyPfdA .2556 4.1 24.92 –0.14MorganStanleyPfdF .4297 5.9 29.05 0.05MorganStanleyPfdK .3656 5.0 29.43 –0.32MorganStanleyPfdL .3047 4.6 26.64 –0.18MorganStanleyPfdE .4453 5.9 30.05 0.04NGLEnergyPfdB .5625 17.3 13.00 0.31NGLEngyPfdC .6016 17.6 13.70 0.14NaborsIndsPfdA .75 33.7 8.90 –0.61NatlRetailPropPfdF .325 5.0 26.03 0.34NatlRurUtilNt2064 .3438 4.9 28.31 0.46NatlStoragePfdA .375 5.7 26.51 0.05NaviosMariPfdH ... 5.61 –0.06NaviosMaritimPf ... 6.34 0.16Navistar pfD ... 17.50 0.02NewResidentialPfdB .4453 7.6 23.55 0.45NewResidentialPfdC .3984 7.7 20.78 0.01NewResidentPfdA .4688 7.8 24.03 0.48NYComBncpPfdA .3984 5.5 29.04 –0.47NYCmtyCapV .75 6.5 45.93 –0.67NexPointPfdA .5313 8.4 25.40 –0.20NextEraEnDebK .3281 5.0 26.37 0.08NextEraEnDebN .3531 4.9 28.56 0.11NiaMoPwrpfB .90 3.6 100.18 –0.82NiaMoPwrpfC .975 3.8 104.00 –0.38NiSourcePfdB .4063 5.6 28.78 0.58NuSTARPfdA .5313 10.0 21.15 –0.15NuSTARPfdB .4766 10.4 18.28 –0.16NuSTARPfdC .5625 10.4 21.64 –0.19NuSTARLogNts .4454 9.0 21.48 0.08OFGBancorpPfA .1484 6.8 26.33 0.48OFGBancorpPfB .1458 6.9 25.38 –0.10OFGBancorpPfD .4453 6.8 26.19 –0.02OaktreeCapPfdA .4141 6.0 27.66 0.07OaktreeCapPfdB .4094 5.9 27.86 0.11PNCFinPfdP .3828 5.7 26.75 –0.04PPLCapitalNts .3688 5.6 26.20 0.19PSBusParksPfdW .325 5.0 25.96 0.11PSBusParksPfdX .3281 5.0 26.28 0.08

DianaShippingPfd .5547 8.7 25.40 0.53DigitalRealtyPfC .4141 6.5 25.54 0.01DigitalRealtyPfdL .325 4.8 27.35 0.13DigitalRealtyPfJ .3281 5.0 26.36 0.03DigitalRealtyPfK .3656 5.2 27.94 0.19DillardsCapPfd .4688 7.5 24.92 –0.43DominionEnNts76 .3281 5.1 25.95 0.02DriveShackPfdB .6094 12.6 19.40 0.90DriveShackPfdC .5031 11.8 17.03 –0.57DriveShackPfdD .5234 10.9 19.17 1.30DuPont pfA .875 4.0 87.52 0.27DuPont pfB 1.125 4.0 113.72 –2.09DukeEnerDeb73 .3203 4.8 26.71 0.21DukeEnerDeb78 .3516 4.9 28.45 ...DukeEnergyPfdA .3594 5.0 28.48 0.11DynagasLNGPfdB .5469 11.6 18.85 –0.52DynagasLNGPfdA .5625 10.0 22.56 –0.33DynexCapPfdB .4766 7.5 25.45 0.13DynexCapPfdC .4313 7.2 24.05 0.15EPRPropPfdC .3594 6.2 23.15 0.28EPRPropPfdG .3594 6.3 23.00 0.14EPRPropPfdE .5625 7.3 30.89 –0.30EaglePointNts27 .4219 6.7 25.01 0.05EaglePointNts28 .418 6.7 24.89 0.12EaglePointPfdB .1615 7.7 25.04 0.04ElPasoEngypfC .5938 4.7 50.10 0.70EllingtonFinPfdA .4219 7.4 22.70 –0.05EnbridgeNts2078 .3984 5.9 27.15 0.11EnergizerPfd. 1.875 8.0 93.99 1.69EnerTransferPfdD .4766 9.1 20.88 –0.44EnerTransferPfdE .475 8.5 22.46 –0.34EnerTransferPfC .4609 9.0 20.41 –0.19EntergyBds66 .3047 4.7 25.97 –0.48EntergyLABds66 .3047 4.6 26.24 –0.10EntergyMSBds .3063 4.7 26.30 –0.66EntergyBds66 .3438 5.2 26.30 0.05EntergyNOLABds .3125 4.9 25.62 –0.22EntergyTXPfdA .3359 4.8 28.05 0.40EquitablePfdA .3281 5.1 26.00 –0.40EquityCommonPfdD .4063 5.4 29.96 0.24ExantasCapPfdC .5391 19.5 22.17 0.25FNBPfdE .4533 6.4 28.45 0.05FarmlandPtrsPfdB .375 5.8 25.75 0.42FedAgricMtgPfdC .375 5.5 27.20 ...FedAgricMtgPfdD .3562 5.2 27.16 0.02FedAgricMtgPfdE .3594 5.4 26.82 0.04FedAgricMtgPfdF .3281 4.9 27.07 0.25FedRealtyInvPfdC .3125 4.7 26.46 –0.04FirstEagleNts23 .3828 6.0 25.53 0.30FirstEagleNts22 .4219 6.7 25.20 –0.14FirstHorizonPfdA .3875 5.8 26.54 –0.20FirstHorizonPfdB .8281 6.0 27.80 –0.33FirstHorizonPfdC .4125 5.9 27.81 0.03FirstHorizonPfdD .7625 5.7 26.80 0.52FirstHorizonPfdE .4063 5.8 28.15 –0.27FirstRepBkPfd .2937 4.4 26.48 0.10FirstRepBkPfdG .3438 5.4 25.32 ...FirstRepBkPfdH .3203 4.9 26.40 0.07FirstRepBkPfdI .3438 5.0 27.38 –0.07FirstRepublicPfdK .126 3.9 26.14 –0.01FordMotor6%Nts .375 5.7 26.49 –0.01FordMotor6.2%Nt .3875 5.8 26.69 –0.09FortivePfdA 12.5 5.0 1000.10 11.62FortressTechPfdB .50 8.7 22.86 –0.14FortressTransPfdA .5156 9.0 22.97 –0.23GAMCOPfdA .325 5.0 26.19 0.13GATXNts .3516 5.4 26.08 0.02GDLFdPfdC .50 3.9 51.03 –0.07GMACCapTrSer2 .3837 6.1 26.41 0.35GabelliDivPfdG .3281 5.1 25.85 0.07GabelliDivPfdH .3359 4.9 27.25 0.02GabelliEqPfdG .3125 4.8 25.96 0.06GabelliEqPfdJ .3406 5.2 26.01 –0.10GabelliEquityPfdK .3125 4.6 27.17 –0.11GabelliEqPfdH .3125 4.8 25.78 0.08GabelliGlSMidPfdA .3406 5.2 26.05 0.33GabelliMultiPfdG .3203 4.9 26.36 –0.12GabelliMultPfdE .3203 4.8 26.49 0.11GabelliUtilPfdA .3516 5.2 26.80 –1.17GabelliUtilPfdC .3359 5.2 26.00 –0.04GasLogPfdA .5469 8.9 24.52 –0.04GasLogPtrsPfdA .5391 13.0 16.62 –1.00GasLogPtrsPfdB .5125 13.4 15.27 –1.33GasLogPtrsPfdC .5313 13.6 15.59 –1.11GenAmInvpfB .3719 5.5 26.95 0.15GenieEnergyPfd .1594 7.3 8.76 –0.01GeorgiaPwrNt77 .3125 4.4 28.41 0.32GlMedREITPfdA .4688 7.1 26.52 0.31GlbNetLeasePfdA .4531 7.0 25.88 0.23GlbNetLeasePfdB .4297 6.8 25.25 ...GlobalPtrsPfdA .6094 9.5 25.57 0.22GlbShipNts24 .50 8.0 25.15 –0.12GlShipLeasePfdB .5469 8.8 24.89 –0.68GlobeLifeDeb .3828 5.8 26.40 –0.17GoldmanSachsPfA .2396 3.9 24.23 –0.39GoldmanSachsPfC .2556 4.1 24.76 –0.28

BancCAPfdE .4375 6.9 25.38 0.07BancoBradescoPf .0818 3.1 5.34 ...BancorpSthBkPfA .3438 5.2 26.30 –0.24BankofAmNt66 .4031 6.0 26.78 0.32BankofAmPfd1 .1875 3.4 22.18 0.06BankofAmPfd2 .1917 3.5 21.86 0.01BankofAmPfd4 .2556 4.1 25.09 –0.03BankofAmPfdCC .3875 6.1 25.36 –0.07BankofAmPfdE .2556 4.0 25.31 –0.01BankofAmPfdEE .375 5.8 25.82 –0.06BankofAmPfdGG .375 5.4 27.81 –0.09BankofAmPfdHH .3672 5.3 27.83 –0.20BankofAmPfdKK .3359 4.9 27.39 –0.21BankofAmPfdL .2556 4.1 24.85 –0.20BankofAmPfdL 18.125 4.7 1532.00 –3.26BankofAmPfdLL .3125 4.6 27.30 –0.10BkofAmericaPfdNN .2856 4.1 26.39 –0.03BectonDicknsnPfB .75 5.5 54.54 –1.12BostonPropPfdB .3281 5.1 25.62 0.08BostonSciPfdA 1.375 5.2 106.45 –3.06BraemarHtlsPfd .3438 8.2 16.69 0.19BraemarHtlsPfdD .5156 10.3 20.00 –0.82BrightSphereNts31 .3203 5.1 25.36 0.04BrookfieldDTLAPf 2.25 13.3 14.35 –0.69BrookfieldFinNts .2813 4.5 25.28 0.03BrookfieldFinNts .2891 4.5 25.66 ...BrookfldInfrPfdA13 .299 5.0 25.81 0.07BrookfdRenewPfdA17 .3281 4.9 26.82 ...BrunswickNts2048 .4063 5.8 27.82 –0.09BrunswickNts2049 .4141 5.9 27.98 –0.40BrunswickNts2049 .3984 5.7 28.00 –0.11CAI IntlPfdA .5313 8.2 26.07 0.05CAI IntlPfdB .5313 8.1 26.28 –0.05CITPfdB .3516 5.2 26.83 0.03CMSEnerDeb78 .3516 5.0 28.12 0.51CMSEnerNts2078 .3672 5.2 28.39 0.11CMSEnerNts2079 .3672 5.3 27.93 0.15CNOFinDeb2060 .3203 4.8 26.44 –0.15CABCOSBCComm .2054 3.3 25.05 0.18CapitalOnePfdG .325 5.0 26.18 –0.14CapitalOnePfdH .375 5.7 26.40 –0.25CapitalOnePfdI .3125 4.7 26.41 –0.05CapitalOnePfdJ .30 4.6 25.86 0.11CapitalOnePfdK .2377 4.5 25.49 –0.14CapsteadMtgPfdE .4688 7.5 24.95 ...CedarRealtyPfB .4531 8.3 21.82 –0.31CedarRealtyPfC .4063 7.8 20.75 –0.09CenterPointPfdB .875 8.6 40.54 –0.14CenterspacePfdC .4141 6.4 25.81 –0.69CentraisElBrasPf ... 7.08 0.09SchwabPfdC .375 5.9 25.37 –0.02SchwabPfdD .372 5.7 25.90 0.08CherryHillPfdA .5125 8.1 25.31 –0.01CherryHillPfdB .5156 8.8 23.52 –0.23ChimeraInvPfdA .50 8.3 24.23 –0.20ChimeraInvPfdB .50 8.7 22.95 –0.53ChimeraInvPfdD .50 9.1 22.02 –0.48ChimeraPfdC .4844 9.1 21.41 –0.88CinnBell pfB .8438 6.8 49.75 –0.05CitigroupPfdJ .4453 6.3 28.43 –0.38CitigroupPfdK .4297 6.1 28.27 –0.05CitigroupPfdS .3938 6.1 25.70 0.05CitigrpCapXIIIPf .4161 6.5 27.95 0.30CitizensFinPfdD .3969 5.5 28.86 –0.05CitizensFinPfdE .3125 4.7 26.45 –0.53CityOfficePfdA .4141 6.5 25.30 0.27ColonyCapPfdG .4688 7.9 23.73 0.04ColonyCapPfdH .4453 7.7 23.20 0.13ColonyCapPfdI .4469 7.7 23.09 –0.10ColonyCapPfdJ .4453 7.7 23.05 0.04ComcastDECS .3747 2.5 60.31 –3.89CompassPfd .4922 7.8 25.27 –0.01CompassPfdA .4531 7.4 24.55 0.33CompassPfdC .4922 7.8 25.25 0.03ConsumersEnerPf 1.125 4.1 109.70 0.29CorEnergyInfrPf .4609 10.6 17.40 –0.20CortsAonKTN 1.0256 6.0 34.17 –0.12CortsPECOKTH 1.00 5.8 34.30 0.37CostamarePfdB .4766 7.7 24.63 0.63CostamarePfdC .5313 8.5 25.12 –0.04CostamarePfdD .5469 8.6 25.49 –0.06CostamarePfdE .5547 8.5 26.03 0.13Cullen/FrostPfdB ... 25.79 0.03CustomersBncpNt34 .3359 5.2 25.76 0.20CustomersBncpPfdC .3508 5.6 25.24 0.19CustomersBncpPfdD .4063 6.5 24.90 0.01CustomersBncpPfdE .4031 6.5 24.72 –0.76CustomersBncpPfdF .375 6.0 24.93 –0.06DCPMidstrmPfdB .4922 9.0 21.95 –0.43DCPMidstrmPfdC .4969 9.0 22.20 –0.10DTEEnergyDeb76 .3359 5.2 25.98 0.09DTEEnergyDeb77 .3281 4.8 27.34 0.06DTEEnergyDeb80 .2734 4.0 27.14 0.15DTEEnergyDebF .375 5.6 26.92 ...DanaherPfdA 11.875 3.1 1532.00 –18.78DanaherPfdB 12.5 3.8 1316.52 –10.30DiamondrockPfd .5156 7.8 26.38 0.04

XOMA8.625%Pfd.A ... 24.49 0.24ZionsBancorpPfdG .3938 5.9 26.86 –0.11ZionsBancorpPfdH .3594 5.6 25.85 –0.24ZionsBncpPfdA .2528 4.1 25.00 0.13

NYSEAGMortgagePfdC 1.50 10.1 19.80 –0.05AGMortgagePfdB 1.50 10.0 20.04 –0.12AGMortgagePfdA 1.5469 10.2 20.22 –0.08AT&T5%PfdA .3125 4.6 27.17 –0.03AT&TNts2066 .3344 4.9 27.34 –0.10AT&TNts2067 .3516 5.0 28.14 0.24AT&TPfdC .2969 4.4 26.81 0.14AXISCapPfdE .3438 5.3 26.06 –0.18AegonNts2049 .3187 4.7 27.05 0.25AegonCapSecAEB .25 4.0 25.17 0.17AffiliatedMgrDeb .3672 5.3 27.98 –0.03AffiliatedNts60 .2969 4.4 26.75 –0.14AirLeasePfdA .3844 5.8 26.67 0.37AlabamaPwrPfdA .3125 4.4 28.39 –0.02AlgonquinNt2079 .3875 5.5 27.99 0.10AlgonquinPwrNt .4297 6.0 28.52 –0.02AllianzGIPfdA .3516 5.3 26.67 0.16AllianzGIPfdA .3438 5.3 26.17 –0.13AlliedCapNts .4297 6.4 26.95 0.57AllstateDeb .3187 4.6 27.68 –0.07AllstatePfdG .3516 4.9 28.53 –0.01AllstatePfdH .3187 4.6 27.93 –0.10AllstatePfdI .2969 4.3 27.43 –0.39AlteraIPfdB .5313 9.6 22.15 –0.25AlteraPfdA .4531 8.3 21.73 –0.32AlteraPfdE .5547 10.0 22.15 –0.26AmerEqInvLifePfB .7545 6.1 27.35 0.40AmerEqInvPfdA .3719 5.7 26.21 0.13AmerFinDeb2059 .3203 4.7 27.48 0.18AmerFinDeb2060 .3516 4.9 28.48 0.25AmFinDeb .2813 4.1 27.30 –0.11AmFinDeb2059 .3672 5.2 28.29 0.37AmHomes4RentPfdD .4063 6.4 25.44 0.02AmHomes4RentPfdE .3969 6.2 25.47 0.04AmHomes4RentPfdF .3672 5.6 26.12 0.18AmHomes4RentPfdG .3672 5.6 26.33 0.22AmHomes4RentPfdH .3906 5.7 27.19 –0.17AIGPfdA .3656 5.2 27.89 0.09AnnalyCapPfdF .4344 6.9 25.05 0.45AnnalyCapPfdG .4063 6.8 23.95 0.60AnnalyCapPfdI .4219 6.6 25.40 0.37AnworthMtgPfdA .5391 8.5 25.50 –0.06AnworthMtgPfdA .4766 7.6 24.98 0.33AnworthMtgPfdB .3906 6.4 24.60 0.05ApolloGlMgmtPfdA .3984 6.0 26.50 –0.03ApolloGlPfdB .3984 5.8 27.26 –0.05AptivPfdA 1.375 3.6 151.29 3.69ArborRealtyPfdB .4844 7.7 25.26 –0.08ArborRealtyPfdC .5313 8.2 25.86 0.07ArborRealtyPfdA .5156 8.1 25.54 0.16ArcelorMittalNts .3438 2.5 55.63 0.71AresMgmtPfdA .4375 6.7 25.93 –0.01ArgoGoupPfdA .4375 6.5 26.87 0.12ArgoGroupNts42 .4063 6.3 25.65 –0.06ArlingtonAssetPfB .4375 8.3 21.11 –0.04ArlingtonAssetPfC .5156 9.8 21.00 –0.25ArlingtonAsstNt23 .4141 6.7 24.77 –0.10ArlingtonAsstNt25 .4219 6.9 24.36 –0.09ArmadaHofflerPfA .4219 6.7 25.19 0.49ArmourResPfdC .1458 7.2 24.19 –0.16AshfordHospPfdG .4609 .0 12.29 –3.28AshfordHospPfdH .4688 .0 11.95 –3.39AshfordHospPfdI .4688 .0 11.67 –3.76AshfordHospPfdD .5281 16.8 12.56 –3.06AshfordHospPfdF .4609 .0 11.83 –3.56AspenInsPfd .3719 5.7 26.14 –0.54AspenInsPfd .3516 5.3 26.50 –0.25AspenInsPfd .3516 5.4 26.28 –0.20AssdBancPfdC .3828 6.0 25.71 ...AssdBancPfdD .3359 5.2 25.83 ...AssdBancPfdE .3672 5.3 27.65 0.08AssdBancPfdF .3516 4.9 28.79 0.50AssurantNts2061 .3281 4.9 26.88 –0.07AssurantPfdD 1.625 5.2 125.50 –0.79AssuredGuarBds .4297 6.6 26.10 –0.35AssuredGuarNts .35 5.4 25.87 –0.20AssurGrMunNt .3906 6.0 26.05 –0.91AthenePfdA .3969 5.5 28.70 0.34AthenePfdB .3516 5.3 26.72 0.13AthenePfdC .3984 .0 27.88 0.37AthenePfdD ... 25.06 –0.02AtlasPfdD .4969 7.9 25.16 0.04AtlasPfdE .5156 8.1 25.61 0.22AtlasPfdG .5125 8.0 25.56 0.02AtlasPfdH .4922 7.7 25.44 0.53AtlasPfdI .50 8.0 25.15 –0.35AvantorPfdA .78 3.6 86.34 –0.65AxosFinNts2026 .3906 6.1 25.51 –0.14BancCAPfdD .4609 7.3 25.40 –0.09

Preferred Stock ListingsFranchise7.5%PfdA .4688 7.2 25.95 ...FultonFinlPfdA .27 4.9 25.99 –0.11GeneralFinNt21 .5078 8.0 25.40 –0.02GeneralFinNts25 ... 25.82 0.08GeneralFin9%PfdC 2.30 9.2 100.41 –0.11GladstoneNts2023 .3828 6.0 25.35 0.01GladstoneNts2024 .3359 5.3 25.33 –0.12GladstonePfdD .1458 7.0 25.09 –0.20GladstonePfdE .138 6.6 25.13 –0.38GladstonePfdD .1302 6.2 25.34 –0.42GladstoneInvPfdE .1328 6.3 25.16 –0.27GladstonePfdB .125 6.0 24.86 0.04GladstoneLandPfd .1328 6.1 26.18 –0.12GlbIndemnityNts .4922 7.4 26.74 –0.01GolarLNGPfdA .5469 9.7 22.52 0.53GreatElmNts22 .4063 6.5 25.00 0.03GreatElmNts24 .4108 6.8 24.00 0.05GreatElmNts25 .4266 7.0 24.29 0.01HancockNts2045 .3719 5.8 25.73 –0.37HancockNts2060 .3906 5.8 27.16 ...HarvestCap6.125Nt .3828 6.1 25.05 0.12HlthcrTrAmerPfdA .4609 8.0 23.00 0.81HeartlandPfdB .4375 6.3 27.92 –0.28HovnanianPfdA ... 8.04 0.29HuntingtonBcPfC .3672 5.5 26.70 0.09HuntingtonBcPfD .3906 6.1 25.78 ...II-VI 6%Pfd 3.00 3.6 329.01 14.12InterstateP&LPfdD .3187 4.8 26.55 0.17JMPNts2027 .4531 7.6 24.00 0.45JMPGroup6.875%SrNt .4297 7.4 23.27 0.27KCAPFinNts22 .3828 6.1 25.20 0.17LandmarkInfrPfdA .50 7.8 25.52 0.07LandmarkInfrPfdB .4938 7.9 25.16 –0.06LandmarkPfd .4375 6.9 25.50 –0.03LevelOnePfdB .4792 7.0 26.70 0.58LibertyBroadPfdA .4375 .0 28.80 ...MINDTech9%PfdA .5625 10.8 20.81 0.32MTBCPfdA .2292 10.4 26.46 0.10MedallionFinNts .5625 8.8 25.52 –0.09MonroeCapNts23 .3594 5.7 25.21 0.01NatlGeneralPfdA .4688 7.3 25.55 ...NatlGeneralPfdC .4688 7.1 26.23 0.01NatlGeneralPfdB .4688 7.3 25.62 0.11NatlGeneralNts .4766 7.5 25.33 –0.03NavientNts2043 .375 6.2 24.02 0.38NewMountainNt .3594 5.7 25.05 –0.20NewYorkMtgPfB .4844 8.4 23.09 0.20NewYorkMtgPfdD .50 8.7 23.01 –0.01NewYorkMtgPfdE .4922 8.9 22.09 –0.07NYMtgPfdC .4922 8.6 22.86 –0.01NewtekNts2023 .3906 6.2 25.39 0.11NewtekNts2024 .3594 5.7 25.35 0.14NorthernTrPfdE .2937 4.3 27.50 –0.50OFSCap6.5%Nts25 .4063 6.7 24.12 0.14OFSCapNts2023 .5773 6.2 25.10 ...OFSCapNts2025 .3984 6.6 24.26 0.02OFSCapNts2026 .3719 6.2 23.92 0.82OceanFirstPfdA .4375 6.3 27.78 –0.07OfficePropNts2050 .3984 6.0 26.54 –0.05OfficePropNts46 .3672 5.7 25.79 0.241347PropInsPfdA .50 8.2 24.39 1.04OntrakPfd .6333 9.8 24.17 –0.12OxfordLanePfd .1563 7.5 25.07 –0.05OxfordLanePfd2024 .1406 7.0 24.07 –0.11OxfordLanePfd2027 .1302 6.8 23.05 –0.05OxfordSquareNt24 .4063 6.5 25.10 0.25OxfordSquareNt26 .3906 6.3 24.82 –0.08PennantPark5.50%Nt .3438 5.4 25.38 0.07PeoplesUtdPfdA .3516 5.0 28.34 –0.75PopularCapPfd .1276 6.0 25.42 –0.23PopularPfd .1396 6.3 26.38 –0.06QurateRetailPfd 2.0164 8.1 98.30 0.05SLMPfdB .4897 3.8 51.80 –0.70SVBFinPfdA .3281 4.9 26.95 –0.04Sabre6.5%Pfd 1.7514 4.3 149.50 1.08SelectiveInsPfdB ... 25.70 –0.07SotherlyHotelsPfB .50 .0 11.86 –1.14SotherlyHotelsPfC .4922 .0 12.05 –1.02SotherlyHtlsPfd .5156 .0 11.72 –1.57SparkEnergyPfdA .5469 8.7 25.29 0.29TCFFinPfdC .3562 5.3 26.74 0.24TexasCapNts .4063 6.3 25.62 –0.32TexasCapPfd .4063 6.4 25.49 –0.22TravelCtrsNt28 .5156 7.7 26.71 0.23TravelCtrsNt29 .50 7.8 25.52 0.02TravelCtrsNt30 .50 7.7 25.90 0.14TriStateCapPfA .4219 6.5 26.15 0.65TriStateCapPfB .3984 6.2 25.79 –0.07TriumphBncpPfdC .4453 6.5 27.38 0.15UtdCmtyBksPfdI .4297 6.2 27.86 –0.04ValleyNatlPfdA .3906 5.5 28.44 –0.31ValleyNatlPfdB .3438 5.4 25.55 0.04WatfordPfd .4838 7.5 25.73 0.04WesBancoPfdA .4406 6.1 27.82 –0.10WhiteHorseNts2025 .4063 6.3 25.75 0.04WintrustFinPfdE .43 6.0 28.79 0.04WintrustFinPfd .41 5.8 28.05 –0.52








Includes preferred like andrepackaged securities


KEY FOREIGN STOCK MARKET INDEXES

Amsterdam AEX 626.37 +0.18 +21.79 +3.60

Athens General 787.48 –1.57 –129.19–14.09

Bangkok SET 1451.52 –2.08 –128.32 –8.12

Bombay Sensex 46973 +0.03 +5719.79+13.86

Brussels Bel-20 3659.16 +0.05 –296.67 –7.50

BuenosAires Merval 51618 –1.39 +9947.57+23.87

Copenhagen OMX20 1444.69 –0.69 +308.91+27.20

Dublin ISEQ 7474.66 +0.68 +291.25 +4.05

EUROSTOXX SXXE 396.07 +0.10 –7.87 –1.95

EUROSTOXX50 SXSE 3543.28 –0.07 –201.87 –5.39

Frankfurt DAX 13587 –0.32 +338.22 +2.55

Helsinki OMHX 10720 –0.68 +845.71 +8.56

HongKong HangSeng 26386 –0.42 –1803.19 –6.40

Istanbul IMKB 1426.00 +1.26 +281.75+24.62

Jakarta Composite 6008.71 –1.57 –290.83 –4.62

Johannesburg All Share 59175 –1.02 +2091.70 +3.66

KualaLumpur Composite 1641.17 –0.68 +52.41 +3.30

LISBON PSI 3768.19 +3.98 +402.94+11.97

London FTSE -100 6502.11 –0.41 –1040.33–13.79

Madrid IBEX35 8111.50 +0.92 –1437.70–15.06

Manila Composite 7204.38 –0.94 –610.88 –7.82

MexicoCity IPC 43372 –1.14 –168.82 –0.39

Milan FTSEAll Share 24089 +0.68 –1539.71 –6.01

Moscow RTS 1378.33 –1.72 –170.59–11.01

Oslo Composite 1026.83 +0.01 –5.41 –0.52

Paris CAC 5522.01 –0.11 –456.05 –7.63

Santiago Selective 2827.60 –1.86 –508.26–15.24

SaoPaulo Bovespa 117806 –0.18 +2161.51 +1.87

Seoul Composite 2806.86 +1.25 +609.19+27.72

Shanghai Composite 3363.11 –0.94 +312.99+10.26

Shenzhen BShare Idx 1059.02 –0.77 +97.40+10.13

Singapore FTSESTI 2842.04 –0.24 –380.79–11.82

Stockholm OMXS 760.34 –0.29 +79.53+11.68

STOXXEurope50 SXSP 3075.20 –0.68 –327.83 –9.63

STOXXEurope600 SXXP 395.98 +0.02 –19.86 –4.78

Sydney S&P/ASX200 6664.80 –0.16 –19.27 –0.29

Taipel Weighted 14280 +0.21 +2283.14+19.03

TelAviv 125 Index 1529.99 –0.20 –86.71 –5.36

Tokyo Nikkei-225 26668 –0.36 +3011.73+12.73

Toronto S&P/TSX 17623 +0.51 +560.45 +3.28

Vienna ATX 2737.12 +0.86 –449.82–14.11

Wellington S&P/NZX50 13037 +2.81 +1546.04+13.45

Zurich Swiss 10411 –1.06 –205.02 –1.93

Most Recent Week’s Year-to-DateClose %Chg. Chg. %Chg.

Most Recent Week’s Year-to-DateClose %Chg. Chg. %Chg.

Indexes are based on local currencies. Because of various holidays and other market closings, the most recent close is not necessarilythat of the week of publication.

S&PGlobalBroadMarket IndicesS&PGlobal S&PGlobal SPGlobal PointIndexes, Indexes, Indexes, Chg. %Chg.

Region/ Local Curr. Wkly U.S. $ Wkly U.S. $ on From FromCountry 12/24/20 %Chg. 12/24/20 %Chg. 12/31/19 12/31/19 12/31/19Americas 409.86 0.04 352.84 57.01 16.16Brazil 1190.92 — 0.17 257.67 — 2.17 321.59 — 63.92 — 19.88Canada 542.64 0.61 537.05 0.10 512.59 24.46 4.77Chile 287.69 — 1.77 176.73 — 0.12 197.06 — 20.33 — 10.31Mexico 727.75 — 1.02 295.90 — 0.48 310.96 — 15.06 — 4.84U.S. 38887.44 0.08 38887.44 0.08 33035.38 5852.06 17.71LatinAmerica 255.15 — 1.63 304.77 — 49.62 — 16.28Europe 422.35 — 0.31 408.14 14.21 3.48Austria 274.34 0.76 277.43 0.34 299.44 — 22.01 — 7.35Belgium 338.36 0.15 342.17 — 0.27 368.41 — 26.24 — 7.12Denmark 2389.11 — 0.38 2448.84 — 0.78 1769.38 679.46 38.40Finland 1527.71 — 0.82 1544.93 — 1.24 1329.35 215.57 16.22France 412.06 — 0.04 416.70 — 0.46 412.89 3.82 0.92Germany 491.13 — 0.35 496.66 — 0.76 455.73 40.93 8.98Greece 17.96 — 1.51 19.88 — 1.92 23.73 — 3.86 — 16.25Ireland 731.02 0.29 739.26 — 0.13 665.38 73.88 11.10Italy 218.64 0.72 221.10 0.30 217.35 3.76 1.73Netherlands 783.92 0.74 792.76 0.32 624.39 168.37 26.97Norway 618.66 0.51 501.76 0.19 500.64 1.12 0.22Portugal 64.90 3.34 71.83 2.91 68.24 3.59 5.26Russia 2328.84 — 1.31 249.67 — 1.85 290.94 — 41.28 — 14.19Spain 365.84 0.93 369.96 0.51 399.59 — 29.63 — 7.42Sweden 1497.35 — 0.50 1275.71 — 0.33 982.90 292.81 29.79Switzerland 613.63 — 0.78 1004.59 — 1.40 940.04 64.56 6.87United Kingdom 263.57 0.00 236.28 0.39 267.99 — 31.71 — 11.83SouthAfrica 879.52 — 1.87 293.64 — 2.32 316.49 — 22.85 — 7.22PacificRegion 272.77 — 0.89 238.86 33.91 14.20Australia 481.17 — 0.21 530.63 — 0.40 485.26 45.37 9.35China 592.59 — 2.16 726.55 — 2.16 590.76 135.79 22.99HongKong 490.61 — 0.07 490.60 — 0.07 477.15 13.45 2.82India 1323.76 — 0.01 706.99 0.01 624.41 82.58 13.23Japan 139.21 — 0.96 167.73 — 1.18 155.29 12.44 8.01Malaysia 252.56 — 0.59 162.81 — 1.10 156.90 5.91 3.77NewZealand 442.39 2.07 612.02 1.79 494.63 117.38 23.73Philippines 367.40 — 0.98 305.02 — 0.95 313.51 — 8.49 — 2.71Singapore 191.29 — 0.95 233.52 — 0.94 224.34 9.18 4.09SouthKorea 1099.67 1.70 1689.76 1.39 1222.99 466.77 38.17Taiwan 142.32 0.25 165.19 0.25 129.43 35.76 27.63Thailand 322.12 — 2.08 515.94 — 2.67 567.16 — 51.22 — 9.03EuroZone 157.41 — 0.31 148.72 8.69 5.84EuropeDeveloped (exU.K.) 566.57 — 0.53 520.07 46.50 8.94Europe (Nordic) 1267.32 — 0.54 1005.63 261.69 26.02Pacific (ex. Japan) 379.47 — 0.73 321.74 57.73 17.94World (exUS) 230.81 — 0.62 214.75 16.06 7.48S&PGlobalBroadMarket Indices 315.71 — 0.24 279.60 36.11 12.91GLOBALDOW 3447.95 — 0.85 3251.24 196.71 6.05

s2020S&PDowJones Indices.All RightsReserved.

Foreign MarketsComplete FOREIGN EXCHANGE LIST: Page M38 Key Cross Rates $1=€0.8206, ¥103.66, £.7378

Europe

S&P Europe BMI 0.10%

Spain 0.93

Netherlands 0.74

Italy 0.72

Norway 0.51

Belgium 0.15

U.K.0.00

France-0.04

Germany-0.35

Denmark-0.38

Sweden-0.50

Switzerland-0.78

Finland-0.82

Greece-1.51

Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices

Asia

S&P Pan Asia BMI-0.75%

New Zealand 2.07

South Korea 1.70

Taiwan 0.25

India-0.01

Hong Kong-0.07

Australia-0.21

Malaysia-0.59

Singapore-0.95

Japan-0.96

Philippines-0.98

Thailand-2.08

China-2.16

Indonesia-2.17

Indexes based on S&P Global Broad Market Indices Source: S&P DJ Indices

GLOBALSTOCKMARKETS

In Local Currencies InU.S.Dollars1Week's Week's

Index %Chg. 12/24 52-wkRange %Chg. 12/24 52-wkRangeTheWorld –0.4 1991.0 1999.3– 1251.5 –0.6 2659.0 2674.9– 1602.1E.A.F.E.2 –0.6 1164.7 1219.1– 842.4 –1.1 2118.0 2141.3– 1354.3Australia –1.4 1306.9 1434.7– 910.3 –1.6 886.6 901.4– 467.9Austria –0.1 487.5 571.1– 273.9 –0.6 1122.2 1207.7– 560.7Belgium –0.6 923.0 1121.4– 644.9 –1.1 1393.8 1549.7– 867.7Canada –0.1 2210.3 2271.5– 1430.3 –1.1 1861.0 1880.8– 1063.8Denmark 1.1 12185.7 12255.1– 7757.5 0.6 14969.7 15116.3– 8380.3Finland –0.9 754.3 769.9– 492.2 –1.4 609.6 618.3– 353.7France –0.5 2008.4 2210.8– 1356.1 –1.0 2068.3 2092.1– 1241.8Germany –0.5 1003.2 1048.0– 639.1 –1.0 2286.5 2309.4– 1295.2Greece 0.9 38.6 62.2– 29.7 0.4 17.4 25.8– 11.9HongKong –0.1 16550.4 17472.7– 12302.7 –0.1 11854.8 12492.0– 8808.8Ireland 0 260.0 262.5– 152.4 –0.5 241.5 243.6– 125.9Italy 0.6 712.5 835.4– 490.8 0.1 280.2 291.1– 175.6Japan –1.0 1083.1 1093.9– 754.2 –1.5 3768.8 3827.6– 2503.2Netherlands 0.7 2153.1 2153.1– 1339.8 0.2 4295.3 4295.3– 2386.2NewZealand 0 197.9 205.5– 150.5 –0.6 213.4 215.3– 129.5Norway 0.6 2768.0 3058.6– 2130.0 0 2290.9 2481.9– 1377.6Portugal3 3.0 100.3 113.1– 74.0 2.5 80.0 80.0– 51.9Singapore –0.4 1508.3 1759.1– 1178.7 –0.7 3491.3 4018.6– 2483.6Spain –0.3 796.7 974.0– 589.8 –0.8 408.3 442.2– 275.0Sweden –0.8 15022.8 15400.9– 10157.6 –0.8 9395.6 9474.9– 5094.4Switzerland –1.0 1387.4 1511.4– 1105.4 –1.8 6687.0 6807.8– 4831.4U.K. –0.8 1822.7 2195.2– 1428.2 –1.2 1028.2 1194.7– 683.9U.S.A. –0.3 3626.7 3639.0– 2128.1 –0.3 3626.7 3639.1– 2128.1

Base Jan. 1, 1970=1001Adjusted for foreignexchange fluctuations relative to theU.S. $.2Europe,Australasia, Far East Index.3Base: Jan. 1, 1988=100.

Source:MorganStanleyCapital International Perspective,Geneva.

Bank Holiday: A Brexit deal lifted bank stocksin Britain and Germany.

Monopoly Game: China’s antitrust probe ofAlibaba shook the country’s tech stocks.


NwWrldA 86.27 -0.60 22.4 37.8SmCpA p 79.71 1.37 37.7 63.3STBFA p 10.19 0.01 3.5 7.9STTxExBdA 10.37 0.00 2.9 7.3TECAA p 18.42 0.00 4.4 13.5TxExA p 13.64 0.00 4.7 13.8WshA p 49.43 -0.12 6.1 29.3AMG Funds:RRSmCapValI 13.48 0.06 0.8 22.1AMGManagers Funds:Brandywine I n 59.36 0.53 31.0 60.6GWKMBd I 12.51 0.00 4.6 14.3LoomisSaylesBd I 28.03 0.06 7.2 17.8LoomisSaylesBd N n 28.03 0.07 7.0 17.2TSIntlSC I 18.16 0.18 11.7 10.7TSSmCapGrFd Z 20.76 0.07 34.1 76.3TSSmCpGrFd N n 19.77 0.07 33.8 75.3YachtmanFocFd I 18.77 0.12 15.9 42.8YacktFocFd N n 18.84 0.12 15.7 42.0YacktmanFd I 20.94 0.12 13.5 37.1Angel Oak Funds Trst:AglOkMtiStFdClIn 10.33 0.00 -1.9 5.9AQR Funds:DivArbI 11.50 NA NA NALgCapDefStyle I 26.18 NA NA NALgCapDefStyle R 26.15 NA NA NALgCapMomStyle I 23.43 NA NA NALgCpMultiStyle R 17.80 NA NA NAMgdFutStrI 7.70 NA NA NAMgdFutStrN 7.63 NA NA NAAquila Funds:HI TF A 11.62 0.00 3.5 9.2ArbitrageI :ArbitrageI 13.24 0.11 5.9 12.6Ariel Investments:ApprecInv pn 42.81 -0.27 6.1 13.3Ariel Inv pn 66.63 0.04 8.4 15.8Artisan Funds:GblOppInst 36.20 -0.15 38.2 71.7GblOppInv n 35.54 -0.15 37.9 70.5Intl Inv n 34.04 -0.29 5.8 22.4IntlInst 34.20 -0.29 6.0 23.2IntlVal Inst 39.24 0.05 7.1 13.5IntlVal Inv n 39.13 0.04 6.8 12.7MidCapInst 55.98 0.45 60.3 112.7MidCapInv n 48.30 0.39 59.9 111.2MidCapVal Inv n 19.31 0.26 4.4 11.0SmCpInv n 52.38 0.77 64.1 135.1Ashmore Funds:EmgMktTRInst 7.51 NA NA NAAveMaria Funds:Growth pn 44.24 -0.33 16.4 56.9RisingDivd n 19.43 -0.14 5.1 27.7

Net YTD 3-Yr.NAVChg. %Ret. %Ret.

BBaird Funds:AggBdInst 11.76 0.01 8.3 18.8CorBdInst 12.14 0.02 8.5 19.5IntBdInst 11.69 0.01 7.2 15.8QualIntMunBdInst 12.05 0.01 4.4 11.9ShtTBdInst 9.92 0.00 4.1 10.7Baron Funds:Asset n 111.33 0.58 33.2 83.0GlobalAdv n 52.37 -0.19 82.6 154.1Growth n 104.36 0.22 32.5 80.3Opportunity n 40.89 0.60 92.8 190.9Partners n 159.22 -3.03 141.0 238.6SmallCap n 37.26 0.30 42.0 77.6Baron Instl Shares:AssetInst 116.53 0.61 33.6 84.4DiscoveryInst 35.63 1.04 70.1 116.3EmergingMktsInst 18.48 -0.02 25.3 22.9GlobalAdvInst 53.30 -0.19 83.0 156.0GrowthInst 108.66 0.24 32.8 81.7PartnersInst 163.92 -3.11 141.6 241.2RealEstateInst 36.32 -0.03 45.5 65.6SmallCapInst 39.42 0.31 42.3 79.0BerkshireFocus n:BerkshireFocus n 55.48 0.44 101.5 208.3Bernstein Fds:CaMu n 14.67 0.00 3.3 10.4DivrMuni n 14.85 0.00 4.1 11.4EmMkts n 31.76 -0.31 12.5 10.0IntmDur n 13.83 0.02 7.0 16.9NYMun n 14.28 0.00 2.8 9.8BlackRock Funds:CoreBd A 10.12 -0.37 7.8 17.6CoreBd Inst 10.10 -0.37 7.9 18.4CoreBd K 10.13 -0.38 8.0 18.5CreStraInc Inst 10.55 -0.01 6.4 18.2HiYBlk 7.76 0.00 5.3 18.5HiYInvA 7.75 0.00 4.8 17.0HiYldBd Inst 7.75 0.00 5.2 18.1InflProtBdInst 11.87 0.00 11.4 19.3LDurBlk 9.76 0.00 3.5 9.7LowDurBdA 9.76 0.00 3.1 8.6LowDurI Inst 9.76 -0.01 3.3 9.5BlackRock Funds A:AdvLCGrwA 20.44 -0.04 32.6 71.0AdvLgCapCore p 18.96 -0.04 17.9 43.0BalCapFd 25.59 -1.04 13.7 33.3BasicVal 18.41 0.00 1.9 15.8CAInsMuni 12.74 -0.01 1.2 9.1CapAppr 36.29 -0.16 38.9 85.9EqtyDivd p 19.92 -0.01 2.2 20.3GlblAlloc p 21.36 0.03 19.8 29.8


HlthScOp p 72.97 -0.20 18.1 59.5LgCp Focus Gr 6.66 -0.02 45.3 95.1MdCpGrA 38.20 0.27 46.9 104.1MultiAstIncome 11.09 -0.02 5.4 15.5NatlMuni p 11.37 0.00 3.9 12.3NYMUNIOPP 11.23 0.00 0.0 8.3ScTechOppA 59.81 0.16 86.0 171.2StratMuniOpp 11.55 0.00 0.3 8.4StrtIncOpptyInvA 10.35 -0.02 6.6 13.8TotRet 12.21 -0.45 8.4 17.7BlackRock Funds Blrk:CapAppr 40.62 -0.18 39.4 87.9BlackRock Funds C:EqtyDivd t 18.98 -0.02 1.5 17.7GlblAlloc t 19.00 0.02 18.9 26.9HlthScOp 62.64 -0.18 17.2 56.1MultiAstIncome 11.08 -0.01 4.7 13.0BlackRock Funds III:iShS&P500IdxK 437.93 -0.65 16.7 46.2iShUSAggBdIdxK 10.87 0.01 7.3 17.2BlackRock Funds Inst:AdvIntl Inst 17.64 -0.11 6.0 9.8AdvLgCapCore 19.80 -0.04 18.2 44.1AdvSmCapInst 24.95 0.50 37.0 73.3BalCapFd 25.70 -1.00 14.0 34.4BasicVal 18.74 -0.01 2.2 16.8CAInsMun 12.75 -0.01 1.4 9.9CapAppr 40.27 -0.18 39.3 87.3EmgMkts 30.79 -0.30 20.0 37.2EqtyDivd 19.98 -0.02 2.4 21.2FloRateIncPorIns 9.85 -0.02 2.3 11.0LgCpFocusGwth 7.31 -0.02 45.8 97.2GlblAlloc 21.51 0.03 20.1 30.9GlobLg/ShrtCrIns 9.93 -0.36 4.0 9.7HlthScOp 77.10 -0.20 18.4 60.9HYMuni 10.09 -0.01 4.4 18.0iShMSCIIntldx 14.48 -0.10 6.6 12.9MdCpGrEq 44.38 0.31 47.3 105.7MultiAstIncome 11.11 -0.01 5.8 16.4NatlMuni 11.36 0.00 4.1 13.1NYMUNIOPP 11.22 0.00 0.2 9.1ScTechOppInst 65.11 0.17 86.5 173.3StratIncOpptyIns 10.35 -0.02 6.9 14.7StratMuniOppI 11.55 -0.01 0.4 9.0TotRet 12.21 -0.44 8.8 19.0WorldInc 6.36 -0.21 8.7 17.3BMO Funds:CorePlBdI 12.49 0.01 8.0 17.6IntrTaxFree I 11.60 0.00 3.9 12.3UltrShtTxFrI 10.10 0.00 1.2 4.6BNYMellon:SCMultiStrM 23.95 0.51 32.5 47.1BNYMellon Funds:Aprec pn 38.74 -1.50 21.9 54.0


CA AMTMuBdZ nr 15.22 -0.03 4.0 12.2Dr500In tn 58.21 NA NA NADreyf n 14.58 0.03 25.2 56.7DreyMid r Inv nr 36.90 NA NA NAFloRtIncY 11.29 -0.06 2.5 9.2GblRealRtY 16.61 -0.02 8.4 23.1GlbStkI 25.55 -0.09 17.3 50.0GlFxIncI 23.61 -0.02 7.8 16.1HYldI 6.13 0.00 4.4 15.5InstS&PStkIdx I 66.58 -2.50 16.5 45.5Interm n 13.98 -0.05 4.2 12.8IntlStkI 24.01 -0.13 17.1 39.1IntlStkY 23.71 -0.14 17.1 39.2MunBd nr 12.12 -0.06 4.6 13.9NewtonIntlEqY 23.36 -0.22 11.6 11.6NY Tax nr 15.19 0.01 3.8 11.8ResrchGrA 20.40 -0.02 45.8 88.8ResrchGrZ n 20.94 -0.03 46.2 89.8SelMgrSmCpGroY 32.95 0.57 38.7 65.5SmCpStk r Inv nr 29.52 -1.84 11.1 23.5SmMidCpGrI 40.02 0.66 73.3 136.7StratValA r 37.45 0.24 2.1 15.3U.S.EqY 24.42 -0.04 16.9 48.7WWGrA 63.40 -0.38 22.2 50.5BNYMellon Funds Tru:BondFd 13.33 0.01 7.6 17.0EmgMkts 12.51 -0.23 9.5 9.3IncomeStk 8.38 0.06 -3.4 13.3IntlFd 13.92 -0.05 5.7 8.1IntmBdFd 13.10 0.01 5.5 12.3MCMultiStrM 20.84 0.10 22.5 45.5NtlIntmMuni 14.19 -0.05 4.6 13.6NtlShTMuni 12.97 0.00 1.9 6.2Boston Trust Walden:BostonBalanced 55.75 0.11 6.8 32.0BraddockMulti Strat:Income Fund 7.18 0.00 -28.1 -20.8Bridge Builder Trust:CoreBond 10.77 0.01 8.3 19.2CorePlusBond 10.58 0.01 9.0 20.4Intl Eq 13.46 -0.08 12.3 20.4LargeCapGrowth 20.51 -0.06 33.7 77.9LargeCapValue 14.60 -0.01 8.2 27.5MunicipalBond 10.73 0.00 3.9 13.7S/MCapGrowth 17.21 0.16 35.4 70.9S/MCapValue 12.86 0.08 4.0 13.9Brown Advisory Funds:GrowEqInv n 32.33 -0.24 30.9 92.9GrwthEquityInst 32.84 -0.25 31.1 93.8SmCapGrInv n 29.14 0.32 32.9 68.7BrownSmCoInv n:BrownSmCoInv n 135.55 3.20 47.7 88.7Buffalo Funds:DiscFd n 30.21 0.42 34.7 65.1


About our FundsThe listings include the top 2500 open-end funds by assets. These funds value their portfolios daily and report netasset va lues (the dollar amount of their holdings divided by the number of shares outstanding) to the NationalAssociation of Securities Dealers. Total returns reflect both price changes and dividends; these figures assume thatall distributions are reinvested in the fund. Because Lipper is constantly updating its database, these returns maydiffer from those previously published or calculated by others. 3 year returns are cumulative. The NAV is the last

reported closing price for the week. Footnotes: NA: not available. NE: performance excluded by Lipper editor. NN:fund not tracked. NS: fund not in existence for whole period. e: ex capital gains distributions. f: previous day’squote. n: no front- or back-end sales charge. p: fund assets are used to pay marketing and distribution costs (12b-1fees). r: fund levies redemption fee or back-end load. s: stock dividend or split of 25% or more. t: fund charges12b-1 fees (for marketing and distribution) and a back-end load. v: capital-gains distribution may be a return ofcapital. x: ex cash dividend. All data supplied by Lipper.

DivInc t 24.65 -0.07 5.5 26.4Columbia Class I:Acorn I n 16.92 0.13 32.0 58.0AcornIntl I n 33.77 -0.05 12.7 24.1AltBeta I 29.59 0.12 0.6 -22.0Balanced I 48.15 0.05 16.9 35.5ConSec I n 30.19 0.16 48.8 86.1ContCore I 30.14 0.03 20.8 45.7DivIncom I 25.51 -0.07 6.5 30.3FocEq I pn 25.24 -0.15 39.5 81.3GlbTechGw I 60.75 0.06 48.9 107.9IncOppty n 9.91 -0.01 2.4 14.9IntmMunBd I 10.61 0.00 3.9 12.1LgCapGr 14.88 -0.07 46.6 91.1LgCpGrow I n 54.40 -0.16 33.8 74.1LgCpIdx I n 55.75 -0.09 16.4 45.3MdCpIdx I n 16.32 0.20 13.8 26.8MidCapGth I 30.44 0.04 37.0 75.4SelComunInfo tn 116.52 0.95 43.5 101.6SelLCVal pn 26.50 0.03 5.3 17.4SelMdCpVal I p pn 11.50 0.03 5.7 20.7SmCapGth I 33.30 0.79 74.5 140.7SmCpIdx I n 25.39 0.31 11.4 24.4StratInc I 24.59 0.00 7.1 17.4TaxEZ n 13.60 0.00 3.5 13.3Thermostat I n 17.90 -1.04 28.8 48.8TotReBd I 38.30 0.00 11.9 23.4USTrsIdx I 11.99 0.02 7.6 16.0Columbia Class I2:ContCore I2 30.75 0.03 20.9 46.1DivIncom 25.93 -0.07 6.6 30.5MidCapIndx 16.74 0.21 13.8 26.9SmCapIndx 26.05 0.32 11.4 24.4Columbia Class I3:Balanced I3 48.67 0.04 16.9 35.9Bond I3 36.01 0.02 9.0 19.5ContCore I3 p 30.77 0.04 21.0 46.4DivIncom 25.97 -0.07 6.6 30.8SelLgCpGr t 16.37 -0.07 46.9 91.9STBond 10.09 0.00 3.5 9.9Columbia Funds:UltShortBd Inst3 9.06 0.00 1.8 6.8Commerce Funds:Bond n 21.12 0.01 6.7 16.1Community Capital Tr:CRAQualInvFd 10.85 0.01 3.9 10.0Credit Suisse Common:ComdtyRet r 4.53 -0.02 -2.2 -5.0Cullen Funds:HiDivEqI r 14.56 -1.32 -5.2 8.4

DDavenport:Davenport Core n 29.87 -0.04 12.0 39.4EqOpp n 22.96 -0.02 20.3 54.4Val&Incm n 17.14 -0.01 0.8 12.9Davis Funds A:NYVen A 30.49 0.08 8.9 24.1Davis Funds C & Y:NYVenY 31.39 0.07 9.2 25.0Del Invest Instl:CorpBdI 6.54 0.01 11.1 25.0USGrw 30.64 0.07 44.7 77.4Value 21.41 -0.14 -1.6 14.7Delaware Invest A:Diver Inc p 9.44 0.00 10.2 19.7GroInA p 12.84 -0.08 -1.8 9.7OppA p 28.26 0.14 -0.9 7.9SmCpValA p 59.67 0.52 -1.6 3.3SMIDCapGrA p 45.84 0.69 100.9 171.3TotRtA p 15.67 -0.03 1.3 10.9Deutsche DWS:CapGrth p 108.82 0.20 37.4 82.7CapGrth n 110.32 0.21 37.7 84.0CoreEq n 30.35 0.12 14.9 40.7EqDivA 50.31 -0.20 -10.4 12.1GblIncBldA 10.15 -0.03 7.2 18.6GblGrwS n 44.85 -0.66 20.4 32.6GNMA S n 13.91 -0.01 3.1 10.6HiIncA 4.83 0.00 5.5 18.2HiYldTx n 12.29 0.01 4.2 13.3MgdMuniA p 9.35 0.00 3.9 12.5MgdMuniS n 9.37 0.01 4.1 13.3S&P500S n 36.50 -0.06 16.4 45.5TechA 32.89 0.04 45.5 103.2Diamond Hill Funds:CorpCrI 11.76 0.01 9.2 24.6LgCapA p 30.20 0.00 7.2 27.0LgCapI 30.49 0.00 7.5 28.1LgCapY 30.54 0.00 7.6 28.5LongShortI 26.32 0.01 -1.7 12.0SmMidCapI 22.97 0.23 0.8 12.0Dimensional Fds:2TGlFxd 9.94 0.00 0.9 5.85GlbFxdInc 10.89 0.00 1.5 7.5CAIntrTrmMuniBd 10.89 0.00 2.8 8.6CASTMuniBd 10.30 0.00 0.8 3.6

SmCap n 21.36 0.73 70.6 126.0

CCalamos Funds:ConvI 22.20 -1.62 49.0 78.9Gr&IncA p 40.30 -0.99 21.0 46.1Gr&IncI 38.49 -1.01 21.3 47.2GrowthA p 37.04 -4.14 32.3 62.2MktNeutA p 14.05 0.00 5.0 13.5MktNeutI 13.87 -0.02 5.2 14.4Calvert Investments:Bal A 39.70 NA NA NAEq A p 65.69 -0.35 22.3 75.2Carillon Eagle:MdCpGrA p 91.08 0.66 41.3 77.2Carillon Reams:CoreBd I 13.30 0.02 15.2 26.4CorePlBd I 37.00 0.04 16.3 27.4UnconstrndBd I 12.98 0.01 11.0 18.9Carillon Scout:Intl I 17.72 -0.16 3.0 9.8MidCap I r 23.64 0.32 27.4 38.3CausewayInst :CausewayInst 16.12 -0.03 4.6 3.6Chartwell:Income n 13.50 0.01 3.9 12.8CIBC Atlas:DispEq Inst 26.13 -0.56 17.3 54.4ClearBridge:AggressGrowthA 173.47 0.62 18.0 34.1AggressGrowthI 202.30 0.32 18.4 35.4AllCapValueA 12.45 0.05 -2.4 1.8AppreciationA 28.54 -0.01 13.2 43.4AppreciationI 28.32 -0.01 13.5 44.8AppreciationIS 28.41 -0.01 13.6 45.1DividendStrat1 n 26.60 -0.02 6.5 33.0DividendStratA 26.58 -0.02 6.2 31.8DividendStratI 27.39 -0.02 6.5 33.1LargeCapGrowthA 59.48 -3.90 29.4 69.2LargeCapGrowthC 45.17 -3.86 28.5 65.6LargeCapGrowthI 67.08 -3.97 29.7 70.6LargeCapValueI 32.64 0.06 4.5 22.8MidCapA 36.95 0.24 15.7 34.1SmallCapGrowthA 47.27 0.90 46.8 90.8SmallCapGrowthI 51.84 0.99 47.2 92.4SmallCapGrowthIS 52.71 1.01 47.4 93.1Clipper:ClipperFd n 128.66 0.39 7.4 20.9Cohen & Steers:GlbRltyI 53.50 0.10 -3.9 17.0InstlRlty 42.74 0.13 -3.9 24.4IntlRltyI r 11.80 -0.01 -2.6 18.7PrefSecIncmA 14.34 0.00 5.9 18.7PrefSecIncmC 14.25 -0.01 5.2 16.4PrefSecIncnI 14.37 -0.01 6.2 19.7RltyIncA p 15.15 0.07 -3.2 23.0RltyIncI 16.10 0.07 -3.0 24.0RltyShs n 60.23 0.19 -4.2 23.7Colorado BondShares:ColoradoBdShs 9.32 0.01 4.9 17.1Columbia Class A:AcornA t 12.94 0.10 31.7 56.8AMTTEBd 16.91 0.00 4.9 15.1BalancedA t 48.26 0.04 16.6 34.5BldrAggrsv 13.42 -0.25 13.1 27.1BldrMod p 11.89 -0.18 11.2 23.3ConSec A 30.14 0.16 48.4 84.7ContCoreA p 29.88 0.03 20.5 44.7DisplCoreA p 12.78 0.02 12.5 34.1DivIncA t 25.49 -0.07 6.3 29.3DivOpptyA 33.89 -0.11 -0.5 16.1EqValA 12.49 -0.07 3.0 16.3FocEqA t 22.66 -0.13 39.2 80.0GlobEq 17.07 -0.12 24.1 65.4GlobTech 58.41 0.47 44.7 101.6HiYldBd 12.01 0.00 5.0 17.2IncmBldr t 12.93 -0.11 9.7 21.8LgCpGrowA t 51.47 -0.15 33.5 72.8LgCpIdx pn 55.38 -0.09 16.2 44.2LgCpVl A 14.52 -0.02 3.9 19.6LiGoBalA p 13.00 -0.19 12.1 25.6MdCpIndxA pn 16.42 0.20 13.5 26.0MidCapGthA t 27.33 0.03 36.6 74.1SelgComuInfoA 103.49 0.84 43.1 100.1SelMidCpValA 11.46 0.03 5.4 19.8SmCapGthA t 30.63 0.73 74.0 138.9SmCpIdxA pn 25.21 0.31 11.2 23.4StratIncA 25.05 0.00 6.8 16.5TaxEA 13.60 0.00 3.3 12.6TechA p 58.14 0.05 48.5 106.3TotReBdA t 38.28 0.00 11.7 22.4Columbia Class Adv:ContCore p 30.78 0.03 20.8 45.7DivIncom 25.96 -0.07 6.5 30.2Columbia Class C:Balanced 48.15 0.04 15.7 31.5ContCore p 26.46 0.02 19.6 41.4

NTFocLgCapVal 11.60 -0.28 2.0 21.3SDIPB 10.72 -0.08 5.4 12.1Sustain Equity 38.02 0.09 18.5 NSAmerican Century I:CaHYMu 11.08 0.00 4.1 16.1DivBnd 11.31 0.01 8.0 16.4EmgMkt 14.68 -0.07 20.9 21.6EqInc 8.93 -0.11 0.0 19.2Growth 47.35 0.25 34.7 79.4IntTF 11.87 0.01 4.8 14.0MdCapVal 16.90 -0.18 1.1 13.7OneChoice2030 14.11 0.00 12.2 26.4OneChoice2035 17.84 0.01 13.3 28.4OneChoiceRet 13.55 0.00 10.4 23.2SDIPB 10.71 -0.06 4.9 10.5SmCapVal 8.71 0.06 9.0 20.7Ultra 78.48 0.09 48.4 100.8American Century Ins:CAIntTf 12.27 0.00 3.8 12.3American Century Inv:Balanced n 20.13 -1.03 11.9 28.6CaHYMu n 11.08 0.00 3.8 15.3CAIntTF n 12.27 0.00 3.6 11.7DiscCoreVal n 36.91 -5.52 10.8 27.5DivBnd n 11.31 0.01 7.8 15.7EmgMkt nr 14.31 -0.06 20.7 20.8EqGro n 31.51 -3.66 13.5 35.9EqInc n 8.92 -0.11 0.0 18.5FocusDynamGrowth n 53.81 -0.19 73.7 143.4GinnieMae n 10.70 0.00 3.7 10.8GlGold nr 13.08 -0.18 18.9 54.1GovtBd n 11.60 0.01 6.6 14.1Grwth n 46.26 0.24 34.5 78.3Heritage n 26.14 0.17 44.0 84.9InfAdjBd n 12.62 -0.01 10.0 16.8Intl Gr n 15.11 -0.74 24.0 35.7IntlOppt n 13.21 -0.37 28.4 29.9IntTF n 11.86 0.00 4.6 13.2FocLgCapVal n 10.86 -0.18 1.0 18.3MdCapVal n 16.89 -0.17 0.9 13.1OneChAgg n 18.60 0.01 17.2 33.6OneChCon n 15.31 0.01 12.2 24.1OneChMod n 17.85 0.01 15.2 29.5OneChoice2025 n 15.92 0.00 10.7 23.7OneChoice2030 n 14.10 0.01 12.0 25.8OneChoice2035 n 17.79 0.01 13.1 27.7OneChoice2045 n 19.05 0.00 15.5 31.7OneChoiceRet n 13.54 0.00 10.1 22.5Select n 99.74 0.29 32.3 73.2SmCapGrowth n 25.18 0.65 54.6 101.0SmCpVal n 8.62 0.07 8.9 20.0Sustain Equity n 37.90 0.08 17.5 48.2Ultra n 75.12 0.09 48.2 99.6Value n 8.13 -0.19 -0.2 14.5American Century R6:AmCentUltraFdR6 78.81 0.10 48.7 101.7EmgMkt 14.69 -0.07 21.1 22.1EqInc 8.94 -0.11 0.3 19.7Growth 47.35 0.25 35.0 80.3MdCapVal 16.90 -0.19 1.2 14.3OCP2025 12.15 0.00 11.1 25.0OCP2030 12.88 0.01 12.4 27.1OCP2035 12.67 0.00 13.5 29.0OCPINRET 10.87 0.00 10.5 23.8SmCpVal 8.71 0.06 9.2 21.2American Century Y:IntTF 11.86 0.00 4.9 14.0American Funds Cl A:2010TarRetA p 12.11 -0.02 8.1 19.62015TarRetA p 12.90 -0.02 8.8 21.12020TarRetA p 14.22 -0.03 9.7 23.02025TarRetA p 15.81 -0.03 12.4 27.32030TarRetA p 17.23 -0.04 13.7 30.12035TarRetA p 18.28 -0.04 15.9 34.92040TarRetA p 18.97 -0.04 17.1 36.92045TarRetA p 19.38 -0.05 17.4 37.62050TarRetA p 19.08 -0.05 17.6 38.1AmcpA p 38.62 -0.14 19.9 48.0AMutlA p 44.02 -0.22 3.4 23.2BalA p 29.92 -0.04 9.8 27.5BondA p 14.19 0.01 10.4 19.6CapIBA p 62.32 -0.31 2.1 12.0CapWA p 21.45 -0.41 9.4 16.8CapWGrA 58.36 -0.37 13.4 28.0EupacA p 68.08 -0.14 22.5 32.8FdInvA p 68.47 -0.22 13.8 35.6GBalA p 36.95 -0.29 9.1 20.7GovtA p 14.94 0.02 9.3 16.2GwthA p 66.77 -0.38 36.2 69.3HI TrA p 10.13 0.00 6.3 16.9HiInMuniA 16.59 0.01 4.3 16.0ICAA p 43.79 -0.20 12.9 31.3IncoA p 23.36 -0.06 4.1 17.9IntBdA p 14.26 0.01 7.3 13.4IntlGrIncA p 37.77 -0.22 6.1 16.6LtdTEBdA 16.29 0.00 4.0 10.2N PerA p 59.58 -0.24 31.4 61.3NEcoA p 59.02 0.09 32.4 59.5

Mutual Funds

AAAM:B&GIncGroClI 20.47 -0.07 4.9 29.4AB Funds:AlBeGblBndFdClZ p 8.67 0.00 4.8 13.6AllMktRtrn1 8.33 -0.02 -0.5 2.4CapFdInc.LCapGow 81.59 0.02 32.9 81.9DiscovValFd 20.19 0.24 3.4 5.6IntDurInstl 15.87 0.01 7.7 17.4IntlStraEquPtZ 12.59 -0.06 3.0 5.4MuniIncmShares 12.38 0.00 6.1 19.9SmCapGrwPortZCl 86.76 2.16 58.4 114.2AB Funds - A:BalWlthStrA p 15.95 -0.01 3.6 14.5GlobalBondA p 8.67 0.00 4.4 12.4GrowthA p 101.97 0.08 34.8 82.8HighIncomeA p 8.00 -0.01 2.4 9.9LgCpGrA p 73.81 0.01 32.5 80.1MuCA A p 11.50 0.00 4.8 12.8NtlMuA p 10.70 0.01 4.7 12.9RelatValA p 5.67 -0.01 1.9 18.0SmCpGroA p 76.45 1.90 57.9 112.0SmMdCpGrA p 14.32 0.22 56.0 94.4SustGlblThemGrA p 158.07 0.62 38.3 61.8AB Funds - ADV:ConGroAdv 49.96 -0.36 19.3 67.9GlbBd 8.67 0.00 4.8 13.4HiIncmAdv 8.01 -0.01 2.7 10.7IntlSmCapPtADV 11.82 0.02 6.6 5.7IntlStraEquPtADV 12.57 -0.07 3.0 5.4IntlStrgCore 12.53 -0.02 4.4 13.3LgCpGrAdv 81.80 0.02 32.8 81.5NationalPtf 10.70 0.01 5.0 13.8SelectUSLgShrt 13.72 0.03 9.2 25.6SmCapCorePortADV 13.30 0.17 13.7 21.9SmMdCpGr 15.82 0.25 56.4 95.7SmMidCpValAdv 20.96 0.25 3.3 5.3SustGlbThemAdv 169.62 0.67 38.7 63.0TxMgdWlthAppAdv 18.22 0.01 11.4 26.3WlthApprStr 18.51 0.00 11.8 26.9AB Funds - C:LgCpGrC t 51.52 0.00 31.5 76.1AB Funds - I:GlbBd 8.66 -0.01 4.7 13.3LgCpGroI 81.28 0.02 32.8 81.4SmCpGroI 86.17 2.14 58.3 113.6Aberdeen Fds:EmMktEqty Inst 19.73 -0.18 24.2 30.2UltStMuniIncInst 10.04 0.00 0.9 3.9USSmCapEq Inst 41.77 -2.03 28.1 39.8Acadian EmergingMarkets:AcadnEm Inv n 22.08 -0.25 6.5 4.2AIG Funds:FDivStII t 15.50 -0.13 -7.1 -3.0Akre Funds:AkreFocusInst 53.79 -0.42 17.9 69.1AkreFocusRtl 52.31 -0.41 17.6 67.7Alger Funds A:CapApr 32.65 -0.11 40.3 84.2SpectraN 29.25 -0.09 42.5 85.8Alger Funds I:CapAppr I-2 98.99 -0.44 40.4 86.5Alger Funds Inst:CapApprI 41.38 -0.16 40.0 83.9Allianz Fds Admin:RCMTechI 95.68 0.93 71.2 131.2Allianz Funds A:RCMGrowthA 69.69 0.02 47.2 84.9RCMTech t 77.15 0.75 70.6 128.8AllianzGI:MidCpValA 30.41 -0.04 0.0 7.8Amana Income:AmanaIncm n 55.70 -0.25 11.9 32.9AmanaGrowth n:AmanaGrowth n 55.69 -0.08 31.3 78.3Amer Beacon Insti:IntlInst 18.22 -0.37 0.3 1.0LgCapinst 24.26 -3.60 1.9 15.9SmCpInst 25.05 0.06 3.9 7.5Amer Beacon Inv:LgCapInv 21.89 -3.52 1.6 14.7American Century A:EqIncA p 8.92 -0.10 -0.3 17.6American Century G:GlBond 10.59 -0.06 5.1 15.9InfAdjBd 12.60 -0.04 10.5 18.3NT IntlGr 13.97 -0.50 25.7 42.3NTMdCapVal 12.76 -0.28 1.8 16.4NTDiscGro 14.72 -2.10 32.9 66.1NTDvBnd 11.45 0.01 8.2 17.6NTEmgMkt 14.44 -0.32 22.7 25.7NTEqGrp 11.13 -1.26 14.4 38.9NTGrwth 20.38 0.11 35.5 84.2NTHeritage 15.70 0.10 44.9 89.3NTHighInc 9.79 -0.01 7.0 19.0NTIntlVal 9.62 -0.39 9.2 5.6




Net YTD 3-Yr.NAVChg. %Ret. %Ret.CASH TRACK

The charts above show four-week moving averages of net cash flow in millions of dollars. BARRON'S • Lipper FMI

6900

1400

-4100

-9600

-15100Oct Nov Dec

Equity Funds1790

1480

1170

860

550Oct Nov Dec

Municipal Bond Funds

6400

-4400

-15200

-26000Oct Nov Dec

Money Market Funds10600

8900

7200

5500Oct Nov Dec

Taxable Bond Funds

It’s Mutual: Equity fund infusions trimmed the last month’s average weekly outflow to $1.5billion. Muni-bond funds got an average of $1.5 billion. But another week’s drain broughttaxable-bond fund inflows down to $7.2 billion. Money-market funds saw $4.9 billion leave.

Data provided by


Cont 29.72 -0.02 13.5 16.3DFARlEst 37.07 0.10 -6.6 17.7EmgMkt 31.73 -0.28 10.6 12.7EmgMktSoCoEq 15.27 -0.12 9.9 11.4EmgMktVa 27.96 -0.22 0.3 -1.4EmMktCorEq 23.61 -0.18 10.8 10.9EmMktSmCp 22.55 -0.20 10.8 7.3Fixd 10.30 0.00 0.6 5.1GblAll60 40Inst 20.24 0.01 10.7 22.6GlAll25 75Inst 14.40 0.01 7.0 15.6GlEqInst 27.18 0.02 12.3 26.0GlRESec 10.59 0.06 -8.1 13.1InfProtSec 13.21 0.03 11.4 20.2IntGvFxdInc 13.38 0.02 9.0 18.4IntlCoreEq 14.40 -0.06 6.5 7.8IntlREst 4.48 0.05 -10.2 4.9IntlSustCore1 11.96 -0.04 10.3 16.5IntlVal 16.77 -0.13 -2.8 -6.7IntlVectorEq 12.56 -0.04 4.9 3.7IntrLrgCpGroPor 15.43 -0.08 12.9 25.0IntSmCo 20.04 0.02 8.0 9.4IntSmVa 18.94 -0.04 -0.2 -6.2IntTermMuni 10.61 0.00 3.7 10.1IntVaIII 14.39 -0.11 -2.6 -6.2ITExQual 11.93 0.03 9.9 22.7LgCo 27.74 -0.03 16.7 46.0LgCpIntl 24.72 -0.15 6.8 12.4SclCrEqInst 13.80 -0.04 6.4 7.4SelHdgGlFxd 9.79 0.00 2.2 9.2STExQual 10.99 0.00 2.1 8.4STGov 10.56 0.00 0.4 4.2STMuniBd 10.19 0.00 0.9 3.8TAUSCoreEq2 22.80 0.09 14.8 34.1TAWldexUSCr 11.78 -0.05 7.3 8.1TM IntVa 14.44 -0.12 -2.3 -5.9TM US Sm 47.88 0.49 10.6 16.5TM USTgtVal 35.50 0.31 2.0 3.9TMMktwdVa 31.82 0.11 0.3 13.8TMMttVa2 29.46 0.10 0.5 14.3TMUSEq 40.75 0.01 19.3 47.2US CoreEq1 29.42 0.06 15.4 38.0US CoreEq2 26.76 0.10 14.8 33.7USMicro 22.87 0.17 6.6 13.1US Small 38.48 0.35 11.3 17.2US SmCpVal 34.32 0.34 1.9 1.6US TgdVal 23.51 0.22 3.4 5.4USLCpGr 27.37 -0.08 20.1 55.3USLgVa 37.04 0.03 -1.9 8.2USLgVaIII 24.95 0.02 -1.8 8.7USSmCpGr 23.03 0.23 19.9 32.2USSoCoreEq2 19.96 0.09 14.9 34.1USSustCoreI 29.60 0.06 20.1 47.9USVectorEq 20.62 0.12 7.0 16.6WexUSGov 10.67 -0.01 6.0 19.0WrdEXUSTARGETVAL 13.34 -0.06 3.6 -1.7Dodge & Cox:Balanced n 100.82 0.10 6.8 21.6GblStock n 13.17 -0.05 5.0 13.8Income n 14.61 0.01 9.2 19.8Intl Stk n 43.22 -0.25 1.0 2.3Stock n 189.97 0.16 5.7 22.0Domini Funds:Intl Eq Instit 8.30 -0.03 4.7 3.9US Equity Inv pn 30.31 0.06 29.5 54.5DoubleLine Funds:CoreFxdIncmI 11.33 0.01 5.4 14.2CorFxdIncN n 11.32 0.01 5.1 13.4EmgMktIncmI 10.65 0.00 4.7 13.6FlexibleIncomeI 9.61 0.00 2.8 10.5GlobalBondN 10.76 -0.03 4.5 7.2InfraIncomeI 10.64 0.01 5.3 14.8LowDurBdI 9.99 0.00 1.9 8.3LowDurBdN n 9.98 0.00 1.7 7.5ShillerEnhCAPEI 18.25 0.00 14.4 46.3ShillerEnhCAPEN n 18.24 0.01 14.1 45.2TotRetBdI 10.72 0.00 4.0 12.4TotRetBdN n 10.72 0.01 3.8 11.6Driehaus Funds:EmMktsGr n 47.76 -0.33 23.9 31.6Dupree Mutual Fds:KYTF n 8.01 0.00 4.3 13.1

EEaton Vance Class A:AtlCpSMID p 32.73 0.07 10.1 39.4DivBldrA 16.76 -0.03 10.5 36.7FloatRt 9.01 -0.01 1.9 9.6FltgRtAdvg p 10.41 -0.01 1.3 10.4Inc Bos 5.55 -0.01 4.1 15.0LgCpVal 20.70 -0.02 0.8 21.7NatlMuniInc 10.41 0.01 5.7 16.7ShDurGovIncFd 8.12 0.00 2.5 6.4ShDurStratIncFd 7.36 NA NA NATMG1.0 n 1667.54 -1.78 22.3 50.2TMG1.1 74.81 -0.38 21.9 48.7TMG1.2 33.64 -0.12 21.7 48.1WWHlth Science p 12.78 -0.11 10.9 48.0Eaton Vance Class I:AtlCpSMID 37.31 0.08 10.4 40.5FloatRtHiInc 8.60 0.00 2.5 11.2FltgRt 8.71 -0.01 2.1 10.4GblMacAbR 8.81 0.00 3.5 10.0IncBos 5.55 -0.01 4.4 15.7LgCpVal 20.79 -0.02 1.1 22.7NatlMuniInc 10.41 0.01 6.0 17.5Eaton Vance Funds:ParTxMgdEmgMktIn 49.95 -0.20 2.7 2.0


Edgewood Growth Instituti:EdgewoodGrInst 51.16 -3.43 40.5 92.6

FFairholme:Fairholme n 31.61 1.86 59.4 63.3FAM Value:FAMValue n 85.15 -0.55 5.3 28.8Federated Hermes A:EqIncA p 22.81 -0.01 4.5 11.8FdShInToRetA 10.74 0.00 4.6 10.4FedMunULA pn 10.05 0.00 1.1 3.7KaufmannA p 7.40 0.05 32.5 82.6KaufmnLCA p 34.34 -0.10 28.0 75.8KaufmnSCA p 64.03 1.35 47.8 113.0MunStkAdvA p 13.96 -0.03 7.7 15.7StrValDivA p p 4.96 -0.10 -9.1 -0.1UltraShortA pn 9.22 0.00 2.2 6.7Federated Hermes C:StraValDivC p 4.97 -0.10 -9.7 -2.4Federated Hermes Int:GloFinI 40.52 -0.09 13.8 15.2InsHiYld r 9.93 0.00 5.4 18.1MDTSmCIS 23.81 0.27 18.6 22.6TtlRtnBdI 11.77 0.01 9.2 19.3Federated Hermes IS:IntEq IS p 30.02 0.01 19.6 29.1KaufmnIS 7.62 0.05 33.1 85.5KaufmnSCI 65.41 1.37 48.4 116.0CorpBondFdIS 9.99 -0.01 8.5 21.2FdShinToRetI 10.74 0.00 4.8 11.3GovUltra 9.96 0.00 1.5 5.6KaufmnLCIS 35.57 -0.10 28.3 77.1ShIntDurMuInst 10.38 0.00 1.9 6.7StraValDivIS 4.99 -0.10 -8.8 0.6UltraShortI 9.22 0.00 2.4 8.0ShtlncIS 8.71 0.00 3.6 10.1FedMuniUl A 10.05 0.00 1.1 4.8Federated Hermes R:KaufmnR r 7.42 0.05 32.4 82.6Federated Hermes R6:FedInstHYBondL 9.93 0.00 5.3 18.0KaufmnSCL n 64.91 1.37 48.5 116.1StrValL 4.99 -0.10 -8.9 0.7TtlRtnBdL 11.76 0.01 9.2 19.3Fidelity:500IdxInstPrem n 128.31 -0.19 16.7 46.2BalancedK6 13.01 0.05 21.6 NSContrafund K6 18.69 -0.07 29.4 65.3EmgMktIdxInstPre n 12.35 -0.17 14.2 17.3ExtMktIdxInstPre n 84.91 1.05 34.4 55.7FidSAIEmerg 13.20 -0.19 NS NSFidSAIIntern 12.73 -0.05 NS NSFIDSerEmgMkt 10.95 -0.14 13.8 NSFidSerToMarket 12.79 0.01 19.7 NSFIDSerTresIndxFd 10.00 0.00 0.9 NSFIDZroExtMktIx n 11.67 0.14 18.1 NSFIDZroLgCpIx n 13.27 -0.02 19.5 NSFlex 500 Index 15.77 -0.03 16.7 46.3FlexIntIdx 12.74 -0.11 8.8 14.7FlexUSBdIdx 10.86 0.01 7.5 17.3Freedom2060K 14.18 -0.03 16.9 34.0GlexUSIdxInstPre n 14.32 -0.11 8.8 14.7GrowthCompanyK6 19.56 0.04 70.1 NSHighIncome C 8.69 -0.02 1.7 NSInflPrBdIndInsPr n 11.02 -0.08 10.7 19.2IntlIdxInstPrem n 45.00 -0.31 6.7 13.3IntlIndex n 11.19 -0.09 9.2 NSIntrTresBdIxPrem n 11.71 0.00 9.0 18.9LgCpGwId InstPre n 23.57 0.01 37.3 83.4LgCpVlIdxIstPrem n 13.10 -0.01 1.5 17.7LTTrsBdIdxInstPr n 15.92 0.08 17.5 34.2MidCpInxInstPrem n 27.01 0.08 17.1 39.1MidCpValIndex n 21.75 0.07 3.8 NSNewMkt I 15.05 -0.01 4.1 NSOTCK6Port 16.94 -0.01 45.8 NSRealEstIdxInst n 14.34 0.04 -12.4 4.6SAIRealEstIndxFd 10.24 0.03 -12.2 4.9SAIUSLgCpIndxFd 19.35 -0.03 16.6 46.2SeriesBondFd 10.76 0.01 7.4 NSSeriesOverseas 12.20 -0.05 14.5 NSSerLTTreBdIdx 9.15 0.05 17.3 34.0SmCpIdxInstPrem n 25.34 0.44 21.7 35.8STBdIdx InstPrem n 10.33 -0.01 4.6 11.2STTreIdx InstPre n 10.81 -0.01 4.3 10.4TMktIdxInstPrem n 106.79 0.11 19.7 48.0TotalMarketIndex n 13.36 0.01 19.3 NSTtlIntIdxInstPr n 13.34 -0.09 9.2 14.8USBdIdxInstPrem n 12.42 0.00 7.5 17.2USSusIdx n 16.03 -0.07 16.9 48.5Fidelity Adv Focus A:HthCarA r 63.78 0.06 21.3 66.5TechA t 90.39 2.15 65.7 127.6Fidelity Adv Focus C:HthCarC p 49.17 0.04 20.4 62.8Fidelity Adv FocusM:Tech p 84.08 1.99 65.3 125.9Fidelity Advisor:SrsAdvIntlCapApp 28.78 -0.17 19.4 39.6StragInc n 12.74 -0.12 7.1 NSTotBdFdClZ 11.27 -0.01 9.1 19.7Fidelity Advisor A:AdvMdCpIIA p 22.56 0.19 18.2 23.7AdvStrDivInA p 16.62 -0.01 10.0 28.0BalancA t 25.80 0.11 21.0 43.1BioTech 34.70 0.38 35.2 63.3DivIntlA 28.52 -0.08 17.0 28.8


EqGrA p/r t 17.69 0.05 42.9 89.6EqInA 28.64 -0.12 -0.3 13.4FF2030A p 15.86 -0.02 13.6 30.1GrOppA 149.55 1.02 68.5 168.3LevCoStA p 49.23 0.15 28.5 39.2NwInsghtA p 36.27 -0.16 22.6 51.2SmllCapA p 28.04 0.14 18.1 29.3StkSelMC p 40.09 0.45 12.7 32.9StrInA 12.56 -0.13 6.7 15.2TotalBdA p 11.30 0.00 8.8 18.4Fidelity Advisor C:BalancC 25.61 0.10 20.1 39.9GrOppC p 125.18 0.84 67.3 162.3NwInsghtC t 29.84 -0.14 21.7 47.8StrInC t 12.53 -0.12 6.0 12.7Fidelity Advisor Fun:IntlGrwZ 18.22 -0.17 14.8 37.3Fidelity Advisor I:BalancI 26.38 0.11 21.3 44.2BiotechI 37.25 0.42 35.6 64.7ConsvIncmMuni I 10.06 0.00 0.9 4.5DivIntl 29.05 -0.09 17.3 29.8EqGrI 19.80 0.06 43.3 91.1FAInvGrdI 8.57 0.01 9.7 20.4FAJpFdClI 19.53 -0.27 22.5 30.9FF2030 15.98 -0.02 13.9 31.1FF2040 17.01 -0.04 16.0 35.1FltRatel 9.25 -0.01 1.4 10.3GrOppI 163.06 1.12 68.9 170.4HiIncAdvI 11.15 -0.03 8.2 20.9HthCarI r 70.00 0.07 21.7 67.8IntlGr 18.19 -0.17 14.6 36.7IntlSmCp 30.37 -0.11 8.3 11.7LmtdTrmBdFd 11.97 0.01 5.0 12.2LmtTrmGov n 10.32 0.00 3.9 9.1MuniIncI r 10.88 0.00 4.3 12.9MuniIncome 13.59 0.01 4.5 NSNwInsghtI 37.38 -0.17 22.9 52.3REIncmInst 11.65 0.02 -1.8 15.7SmCapGrwI 35.00 0.84 39.8 81.9StrInI 12.74 -0.13 7.0 16.0Total Bd 11.27 -0.01 9.0 19.2Fidelity Advisor M:Balanced p 26.15 0.10 20.7 42.0EqGr p 17.21 0.05 42.6 88.3EqIn p 29.47 -0.12 -0.5 12.6GrOppM p 147.48 1.00 68.1 166.4NwInsghtM p 34.53 -0.15 22.3 50.1SmllCapM p 25.34 0.12 17.8 28.4StrInM p 12.56 -0.12 6.8 15.2Fidelity Advisor Z:CorporateBond 12.94 0.03 10.4 NSEmMkt Z 35.16 -0.24 26.4 36.0FloatRateHighInc 9.26 0.00 1.6 NSGovtIncome 10.94 0.00 6.8 NSGrOpp 164.79 1.13 69.1 171.4IntCpAp 28.81 -0.17 19.5 40.1InvestGradeBd 8.57 0.01 9.7 NSNewMktsIncFdZ 15.05 -0.01 4.2 NSRE Income 11.65 0.02 -1.7 NSStrgInc 12.75 -0.12 7.1 NSFidelity Freedom:FAFree2020I p 14.45 -0.01 12.4 27.3FAFree2025I 14.75 -0.01 13.1 29.0FAFree2035I 15.75 -0.03 15.1 33.7FAFree2045A 13.22 -0.03 15.7 34.1FF2005 n 13.35 -0.01 9.0 19.7FF2010 n 16.80 -0.01 10.3 22.1FF2015 n 13.94 -0.01 11.6 24.4FF2020 n 17.73 -0.02 12.8 26.5FF2020A p 14.30 -0.02 12.0 26.3FF2025 n 15.86 -0.02 13.6 28.0FF2025A p 14.59 -0.01 12.8 28.0FF2030 n 19.82 -0.03 14.4 29.9FF2035 n 16.97 -0.03 15.8 32.3FF2035A t 15.58 -0.03 14.8 32.6FF2040 n 12.00 -0.02 16.8 33.7FF2040A p 16.85 -0.04 15.7 34.0FF2045 n 13.66 -0.03 16.8 33.6FF2050 n 13.75 -0.03 16.8 33.5FrdmBlen2025 K6 11.81 -0.01 13.4 NSFree2045L 13.35 -0.02 16.0 35.1Free2050I 13.33 -0.03 16.1 35.0Free2055 n 15.71 -0.04 16.7 33.6Free2060Investor 15.13 -0.03 15.1 34.8Freedom2010 K 16.79 -0.01 10.4 22.3Freedom2015 K 13.92 -0.01 11.6 24.6Freedom2015 K6 13.89 -0.01 11.7 24.9Freedom2020 K 17.72 -0.02 12.8 26.7Freedom2020K6 17.69 -0.01 13.0 27.2Freedom2025 K 15.84 -0.02 13.6 28.4Freedom2025K6 15.83 -0.01 13.8 28.8Freedom2030 K 19.81 -0.03 14.6 30.3Freedom2030K6 19.79 -0.02 14.7 30.8


Freedom2035 K 16.95 -0.03 15.9 32.7Freedom2035K6 16.94 -0.03 16.1 33.3Freedom2040 K 12.00 -0.02 17.0 34.1Freedom2040K6 11.97 -0.02 17.1 34.7Freedom2045 K 13.65 -0.02 16.9 34.1Freedom2045K6 13.62 -0.03 17.0 34.6Freedom2050 K 13.74 -0.03 16.9 34.0Freedom2050K6 13.74 -0.03 17.1 34.6Freedom2055 K 15.71 -0.03 16.8 34.0Freedom2055K6 15.71 -0.03 17.1 34.6Freedom2060 n 14.19 -0.03 16.8 33.7Idx2015InsPre 15.24 -0.01 10.9 25.4Idx2020InsPre 16.56 -0.02 11.9 27.5Idx2025InsPre 18.45 -0.02 12.7 29.1Idx2030InsPre 19.26 -0.03 13.3 31.2Idx2035InsPre 20.95 -0.04 14.4 33.6Idx2040InsPre 20.94 -0.05 15.1 35.0Idx2045InsPre 21.73 -0.06 15.2 35.0Idx2050InsPre 21.77 -0.05 15.2 35.0Idx2055InsPre 17.89 -0.05 15.1 35.0Idx2055Investor 17.87 -0.04 15.1 34.8Idx2025 Premier 18.45 -0.02 NS NSIdx2030 Premier 19.27 -0.02 NS NSIdx2035 Premier 20.95 -0.05 NS NSIdx2040 Premier 20.94 -0.05 NS NSIdx2045 Premier 21.74 -0.05 NS NSIdx2050 Premier 21.77 -0.06 NS NSIncome n 12.44 0.00 8.4 18.2Income K 12.41 -0.01 8.3 18.3Fidelity Invest:AdvSrsGroOpport 16.34 0.11 68.2 175.7AggrInt n 27.05 -0.16 19.5 39.9AilSectEq 11.35 0.05 25.0 54.8AMgr20% n 14.56 0.02 8.1 18.1AMgr50% n 20.98 0.03 13.8 27.8AMgr70% n 26.37 0.04 16.1 32.0AMgr85% n 23.71 0.03 18.1 35.7AstMgr30R n 12.43 0.02 10.5 22.2Balanc n 28.02 0.11 21.3 44.8BalancedK 28.02 0.12 21.4 45.2BluCh n 163.46 0.87 62.6 117.9BluChpGr K6 24.22 0.09 63.1 115.5BluChpGrK 163.95 0.87 62.7 118.5CALmtTrmTFB n 10.88 -0.01 2.9 8.7CAMun n 13.45 0.00 4.4 13.9Canad nr 53.67 0.02 4.5 14.5CapAp n 41.52 0.06 33.1 64.4CapApprK 41.64 0.06 33.2 64.9CapDevO n 16.56 -0.02 8.0 29.0ChinaReg n 53.49 -1.12 42.0 59.2CnvSc n 43.78 0.29 42.6 79.9Contra n 16.60 -0.06 31.2 66.3ContraK 16.63 -0.06 31.3 66.7CorpBd n 12.94 0.02 10.3 23.8CpInc nr 10.66 -0.02 9.5 22.9DisEq n 51.28 0.04 28.2 51.5DivGrowK 30.63 0.13 1.2 20.7DivGth n 30.67 0.12 1.1 20.3DivIntl n 46.76 -0.15 16.6 29.1DivIntl K6 13.48 -0.04 17.1 29.8DivIntlK r 46.67 -0.14 16.8 29.6DivStkO n 31.74 0.06 26.4 53.0Emerg Asia nr 65.79 -0.65 66.6 87.0EmrgAsiaI r 65.05 -0.67 66.3 87.3EmrgMktK r 44.31 -0.50 28.7 42.9EmrgMktsDebt 9.51 0.00 4.3 10.3EmrMkt nr 44.29 -0.50 28.5 42.3Eq Inc n 61.49 0.05 5.3 23.1EqDivIncm n 25.34 -0.12 0.4 15.1EqDivIncmK 25.34 -0.11 0.5 15.5EqIncK 61.44 0.05 5.4 23.5Europ nr 41.80 0.15 16.7 21.8Export n 19.57 0.04 -9.4 7.1Fidel n 61.70 0.12 25.1 57.5FltRateHi nr 9.26 -0.01 1.5 10.5FocsdStk n 30.88 -0.03 32.3 82.4FournOne n 56.32 -0.04 15.3 34.8GNMA n 11.79 -0.01 3.7 10.6GovtInc n 10.92 0.01 6.7 14.7GroCo n 36.06 0.07 68.8 121.9GroInc n 43.34 -0.06 6.9 26.5GrowCoK 36.14 0.06 69.0 122.5GrowIncK 43.29 -0.06 7.0 26.9GrStrt nr 65.06 0.02 30.0 65.2GwthDiscovery n 51.53 0.15 42.9 90.3HighInc nr 8.69 -0.02 1.8 13.8Indepndnc n 46.34 -0.03 26.6 55.4IntBd n 11.36 0.00 7.1 15.6IntGov n 10.92 0.00 5.4 12.1IntlCapiApp K6 15.54 -0.09 20.0 41.4IntlDisc n 52.09 -0.07 19.1 27.0IntlEnhIdx n 10.13 -0.08 6.2 7.6IntlGrRet n 18.24 -0.17 14.6 36.8IntlScOpps nr 24.17 0.16 17.3 31.6


IntlSmCap nr 30.18 -0.10 8.4 11.7IntMu n 10.86 0.00 4.4 13.1InvGB n 8.56 0.01 9.6 20.4InvGrBd 11.89 0.01 9.6 20.6JpnSmCo nr 17.44 -0.23 2.9 5.9LargeCap n 34.71 -0.03 7.9 28.6LCapCrEIdx n 18.76 0.01 16.6 43.2LCapGrEIdx n 27.71 0.01 35.1 70.0LevCoSt n 40.84 0.10 26.1 42.8LgCpVHIdx n 13.90 0.01 3.2 18.2LmtTrmMuniIncm n 10.87 0.00 3.3 9.3LowP nr 48.07 0.25 8.1 21.6LowPriStkK r 48.01 0.25 8.1 22.0LowPriStkK6 12.85 0.07 8.1 22.5LtdTmBdFd n 11.96 0.00 4.9 12.3MagellanK 12.86 -0.01 26.7 56.6Magin n 12.88 0.00 26.7 56.3MAMun n 12.66 0.01 4.4 12.9Manager40 n 13.32 0.02 12.4 25.3Manager60 n 14.98 0.02 15.1 30.2McpVl n 22.84 0.14 0.7 1.1MegaCpStk n 15.90 0.01 11.5 35.1MidCap n 37.07 0.24 11.1 30.5MidCapEnIdx nr 17.18 0.10 15.5 29.7MidCapStkK r 37.08 0.23 11.2 30.9MIMun n 12.77 0.00 5.1 14.4MNMun n 12.18 0.01 4.6 13.5MtgSec n 11.58 -0.01 4.3 12.2MuniInc n 13.60 0.01 4.6 15.2NASDAQ nr 161.78 0.64 43.6 88.4NewInsights Z 37.46 -0.16 23.1 52.9NewMill n 39.43 -0.01 4.9 23.4NewMkt nr 15.05 -0.01 4.2 6.8NJMun nr 12.60 0.00 5.2 16.5NYMun n 13.65 0.01 4.0 13.4OHMun n 12.53 0.00 4.2 12.9OTC n 17.32 0.00 45.1 93.7OTC K 17.64 0.01 45.2 94.3OverseasK r 58.36 -0.20 13.7 26.0Ovrse n 58.50 -0.20 13.6 25.6PAMun nr 11.58 0.00 4.2 14.0PcBas nr 42.78 -0.49 29.6 41.8PuritanK 25.83 0.05 19.9 39.5Puritn n 25.85 0.04 19.8 39.1RealE n 38.87 0.14 -9.2 10.6RealEstInc nr 11.70 0.02 -1.8 15.7REInc n 10.43 0.01 -0.1 17.1SAIIntlMinVolInd 10.62 -0.13 -3.3 7.9SAILTTreBdIdx 12.15 0.06 18.0 35.5SAISm-MidCap500I 14.20 0.16 20.1 41.5SAIUSMinVolIndFd 16.24 -0.08 8.1 40.2SAIUSQtyIdx 15.94 -0.02 19.5 55.2SCEnhIdx n 15.58 0.23 19.9 28.2SmallCap nr 20.58 0.22 13.6 29.9SmCapDisc n 24.07 0.07 6.9 17.1SmlCapO n 16.22 0.23 18.4 42.1SmlCpGrth nr 34.89 0.83 39.8 81.9SmlCpGrth K6 20.29 0.47 41.0 83.2SmlCpVal nr 16.90 0.15 10.9 13.5Srs1000ValIndRet 13.04 -0.01 1.5 17.8SrsBlChGroRetail n 16.87 0.12 64.2 127.4SrsCommStrt 4.53 -0.01 -4.4 -6.3SrsEmrgMkt 24.17 -0.32 20.8 32.3SrsGlobal 14.09 -0.12 8.8 14.7SrsGroCoRetail 22.93 0.05 70.9 128.6SrsIntlGrw 17.43 -0.15 16.3 41.5SrsIntlSmCp 20.13 0.12 17.3 32.4SrsIntlVal 9.98 -0.06 3.7 4.4SrsSmCapDiscRet 12.44 0.03 9.8 24.5STBF n 8.78 -0.04 3.7 9.4StkSelSmCp n 30.91 0.34 23.0 46.8StkSlcACap n 59.35 0.32 23.9 49.5StratDivInc n 16.74 -0.02 10.3 29.0StrDivIncI 16.69 -0.02 10.3 29.0TaxFrB nr 12.15 0.00 4.9 15.7TotalBond n 11.29 0.00 9.0 19.5TotalBond K6 10.51 -0.01 9.2 19.7Trend n 150.13 -0.22 45.5 91.2Utility n 27.05 -0.08 0.5 27.0Value n 11.90 0.07 8.6 18.4ValueDisc n 31.71 0.10 6.2 19.3ValueK 11.91 0.07 8.7 18.7Wrldw n 33.93 0.03 29.6 60.2Fidelity SAI:FidSAIEmgMktIndx 16.11 -0.22 13.8 16.9FidSAIIntlIndxFd 12.89 -0.09 6.7 13.2IntlValIdx 8.81 -0.09 -4.5 -5.5LowDurationInc 10.01 0.00 NS NSMuni Inc 10.84 0.00 4.1 NSSAIEmgMktLoVolIx 10.40 0.00 3.4 NSShortTermBd 10.02 0.00 NS NSTotalBd 10.73 0.00 8.7 NSTxFreeBd 10.89 0.00 3.9 NSU.S.TreBdIdx 10.39 0.00 7.9 16.6


USMomentumIdx 16.60 -0.11 29.4 57.7USValueIndex 9.94 -0.03 -5.7 7.9Fidelity Selects:Biotech nr 26.24 0.35 44.2 74.9Chem nr 14.35 -0.06 17.2 -1.1Comp nr 106.80 1.18 42.0 85.5ConDis nr 65.46 -0.24 34.2 68.6ConStap nr 94.07 -0.48 10.3 22.5DfAero nr 16.27 -0.02 -8.9 14.0Energy nr 23.29 -0.37 -32.5 -43.7Gold nr 29.40 -0.15 26.3 51.3Health nr 31.82 0.03 24.7 76.1HlthCareSrvPt r nr 121.22 0.50 16.7 54.3Ind n 37.45 -0.01 10.8 20.3ITSvs n 92.49 -0.52 29.7 92.3Leisr nr 17.63 -0.11 16.8 39.9MdTchDevis n 72.59 0.13 29.6 94.2Multimedia nr 81.77 -0.51 33.5 69.5Pharm n 23.31 -0.47 9.3 53.2Retail nr 22.60 -0.03 43.4 89.5Semiconductors r nr 16.03 -0.07 42.3 103.6Softwr nr 27.06 0.22 45.0 109.0Tech nr 26.73 0.39 62.9 122.1UtilGr nr 89.87 -0.21 -1.5 32.0Fidelity Series:Canada 11.56 0.02 4.6 15.5FASeriesEqGroFd 16.07 0.05 44.4 94.9HthCarZ 70.02 0.07 21.8 NSIntMuni Z 10.88 0.00 4.4 NSSTCrFd 10.23 0.00 4.0 11.2Fiera Capital:EmgMkt Inst 58.72 0.06 20.1 14.6First Eagle Funds:GlbA 60.65 -0.18 7.2 18.3Gold p 25.24 -0.14 29.7 54.0OverseasA 25.31 -0.05 5.9 12.6US Val A t 18.65 -0.06 5.5 18.8US Val I r 19.00 -0.06 5.7 19.8FMI Funds:IntlInvst n 32.15 0.05 -0.6 5.8LgCapInvst n 19.21 -0.04 8.6 29.0FPA Funds:FPACres n 35.43 -0.01 10.4 22.6NwInc n 10.01 0.00 2.5 9.0Franklin A1:AZ TF A1 p 11.09 0.00 4.3 13.0CA TF A1 p 7.82 0.00 5.2 16.0CAHY A1 p 11.34 NA NA NACAInt A1 p 12.20 -0.01 3.4 10.4Fed TF A1 p 12.30 0.00 NA NAFedInt A1 p 12.38 0.00 4.3 10.6HiInc A1 1.88 NA NA NAHY TF A1 p 10.34 0.00 5.7 16.5IncomeA1 p 2.28 0.00 2.7 12.5MIInsTF A1 p 12.00 0.00 5.1 14.5MNInsTF A1 p 12.84 0.00 5.0 13.2MO TF A1 p 12.01 0.00 4.6 13.7NC TF A1 p 11.81 0.00 4.4 12.5NJ TF A1 p 11.58 0.01 3.9 12.9NY TF A1 p 11.38 NA NA NAOHInsTF A1 p 13.18 -0.01 4.9 13.5OR TF A1 p 11.95 -0.01 4.9 12.9PA TF A1 p 10.05 0.00 4.3 11.9US Gov A1 p 6.09 -0.01 3.5 9.5Utils A1 p 19.24 -0.21 -4.1 25.3Franklin Templeton:TgtGro A p 19.75 NA NA NATgtModA p 16.24 NA NA NAFrankTemp/Frank Adv:CA HY Adv t 11.37 NA NA NACA IntAdv 12.24 0.00 3.5 10.8CA TF Adv t 7.80 0.00 5.2 16.3CvtScAdv 28.46 NA NA NADynat Adv 145.73 NA NA NAFed TF Adv 12.32 NA NA NAFedIntAdv 12.41 0.00 4.4 10.9GrOpAdv p 58.78 0.26 NA NAGrowth Adv t 134.55 -0.05 29.7 66.2HY TF Adv 10.39 0.00 5.8 16.9IncomeAdv 2.26 0.00 2.8 13.1RisDv Adv r 79.01 -0.25 15.0 42.1SmCpGrAdv p 30.64 NA NA NASmCpValAdv t 53.21 0.24 NA NAStrInc Adv p 9.54 NA NA NAUSGovAdv p 6.11 -0.01 3.6 9.9Utils Adv 19.41 -0.22 -4.0 25.8FrankTemp/Franklin A:BAL A t 12.55 -0.02 4.5 19.6BalInv p 31.50 0.07 -4.0 4.5BioDis A p 175.19 NA NA NACoreAll A p 22.33 NA NA NACvtSc A p 28.46 NA NA NADynaTech A p 140.60 NA NA NAEqIn A p 26.99 0.03 4.4 24.8FlRtDA A p 7.52 NA NA NAFoundFAlA p 13.57 NA NA NAFrkIntlGrthA 21.37 0.23 31.7 55.8FSmCoSer r 22.64 -0.17 NA NAGoldPrM A p 24.65 -0.22 41.0 79.5GrOp A p 53.37 NA NA NAGrowth A p 134.15 -0.06 29.4 64.9LwDuToRt A 9.66 NA NA NARisDv A p 79.11 -0.25 14.7 41.1SmCpGr A p 27.60 NA NA NASmCpVal A p 50.13 NA NA NASmMCpGrA p 47.51 0.30 NA NAStrInc A p 9.52 NA NA NATgtCon A p 14.92 NA NA NA


TtlRtn A p 10.25 NA NA NAFrankTemp/Franklin C:CA TF C t 7.80 0.00 4.7 14.1DynaTech C p 115.17 NA NA NAFed TF C t 12.30 NA NA NAGrowth C t 119.98 -0.07 28.4 61.2Income C t 2.31 -0.01 2.1 10.6RisDv C t 77.64 -0.26 13.9 37.9Utils C t 19.12 -0.21 -4.6 23.5FrankTemp/Franklin R:FrkDynTchR6 147.41 NA NA NAFrkGrthOppR6 59.76 NA NA NAFrkGrthR6 134.41 -0.05 29.8 66.7FrkIncR6 2.26 0.00 2.9 13.2FrkRisDivR6 79.00 -0.24 15.1 42.5FrkSmCpGrR6 31.28 NA NA NAFrkTotRtnR6 10.32 NA NA NAMutShrR6 25.02 NA NA NATempGlbBndR6 9.70 -0.02 -4.5 -2.6TmpGrthR6 23.26 -0.17 4.5 3.3TmpFrgnR6 6.90 -0.06 -1.5 -4.1FrankTemp/Mutual A&B:Beacn A 16.03 NA NA NAShares A 24.75 NA NA NAFrankTemp/Temp A:DvMk A p 24.62 NA NA NAFrgn A p 7.04 -0.06 -1.9 -5.3GlBond A p 9.74 -0.03 -5.0 -3.7GlSmCo A p 10.55 -0.04 12.2 15.3Growth A p 23.28 -0.17 4.2 2.3World A p 13.96 -0.08 2.3 4.5FrankTemp/Temp Adv:Frng Adv 6.91 -0.06 -1.8 -4.6GlBondAdv p 9.70 -0.03 -4.7 -2.9TGlTotRAdv 9.92 NA NA NAFrankTemp/Temp B&C:GlBond C p 9.77 -0.03 -5.4 -4.9Frost Family of Fund:FrTRInst 10.32 0.02 3.3 10.8

GGabelli Funds:ABC pn 10.50 0.00 2.8 8.1Asset pn 60.48 0.24 9.9 24.0SmCapG n 43.08 0.54 13.8 17.0SmCpGrwI 44.74 0.56 14.1 17.9Util A p 7.73 -0.06 -4.8 11.0GAMCO Funds:GwthAAA pn 90.78 0.25 37.9 88.0Gartmore Funds:NationwideInstSv 27.00 NA NA NAGateway:GatewayA 36.68 0.14 6.7 13.0GE Elfun/S&S:RSPIncm n 12.43 0.02 7.9 17.7RSPUSEq n 69.84 -0.02 21.9 55.7Tax Ex n 11.67 0.00 4.7 13.8Trusts n 76.45 -0.04 23.0 60.6GMO Trust Class III:EmgCntryDt r 26.32 -0.02 6.7 15.1Quality 25.22 -0.04 16.7 53.9GMO Trust Class IV:EmgCntrDt 26.27 -0.02 6.8 15.3IntlEq 22.42 0.04 6.5 5.6Quality 25.27 -0.04 16.7 54.2GMO Trust Class VI:EmgMkts r 33.75 -1.65 NA NAQuality 25.21 -0.05 16.8 54.4Goldman Sachs A:CapGr 28.23 0.02 21.4 55.5Muni 16.63 0.01 3.5 14.7Goldman Sachs Inst:EmgMEq 29.28 -0.20 27.0 29.1Gr 40.10 0.06 31.5 62.1HYMuni 10.42 0.01 4.9 22.9Int 13.60 -0.08 6.7 6.8Muni 16.62 0.01 3.9 15.8ShDuTF 10.84 0.00 2.4 8.9SmCapVa 55.48 0.48 1.9 7.6Guggenheim Funds Tru:MacOppFdClInstl 27.37 0.04 10.8 14.1TotRtnBdFdClInst 29.57 0.04 14.6 21.7TotRtnBondFdClA 29.55 0.04 14.3 20.7GuideMark Funds:LgCpCorServ pn 24.88 0.07 21.3 46.4GuideStone Funds:AggrAllGS4 n 12.90 NA NA NABalAllGS4 n 12.97 NA NA NAEqindxGS2 40.09 NA NA NAEqIndxGS4 n 40.11 NA NA NAGrAllGS4 n 13.24 NA NA NAGrEqGS2 30.33 NA NA NAGrEqGS4 n 30.00 NA NA NAIntEqGS2 14.46 NA NA NALowDurGS2 13.61 NA NA NAMedDurGS2 15.59 NA NA NAValEqGS2 19.07 NA NA NA

HHarbor Funds:Bond 12.31 0.02 8.8 18.3CapApInst 104.48 -0.30 54.8 103.0CapApInv pn 98.51 -0.29 54.2 100.8IntlGr r 21.94 -0.17 29.9 44.0IntlInst r 43.56 -0.20 9.8 10.5


LgCpValue 19.04 0.02 13.3 36.8SmCpGwth 18.15 0.12 39.7 77.9SmCpValInst 39.13 0.04 12.5 21.6Harding Loevner:EmgMktsAdv n 65.38 -0.35 10.8 14.8IntlEq 28.00 -0.09 18.5 28.5Hartford Funds A:BalIncA 15.55 -0.02 6.6 20.8CapAppA p 42.95 -0.03 20.2 48.6Chks&Bal p 10.21 -0.01 12.3 32.5DiscpEqA p 40.79 -0.04 16.7 52.0DivGth A p 27.31 -0.05 6.3 28.1EqInc t 19.75 -0.07 2.9 19.4FltRateA t 8.29 0.00 1.1 8.5GrOppty t 55.53 0.08 61.9 109.1GrowAllA p 14.06 -0.01 12.1 26.7Hlthcare 40.99 0.04 22.7 58.1MidCap A p 34.14 0.35 25.3 52.7Muti-AstIncGw 20.94 0.05 5.5 14.9ShtDur 10.09 0.00 3.6 10.5TotRBdA p 11.20 0.00 8.5 19.1Hartford Funds C:Bal IncC 15.28 -0.02 5.8 18.1Hartford Funds I:BalIncI 15.56 -0.02 6.8 21.7CapAppI 43.28 -0.02 20.6 49.9DivGthI 27.17 -0.04 6.6 29.2EmrgMktEqInv r 19.89 -0.25 19.9 25.2EqIncI 19.62 -0.07 3.2 20.3FltRateI 8.28 0.00 1.3 9.4GrowOppI t 60.04 0.09 62.3 110.8InterValue 14.09 -0.14 -6.3 -8.4IntlAlphaInv p 16.22 -0.16 22.7 35.2MidCap 35.71 0.37 25.6 53.9MunOpptI 9.09 0.00 4.5 14.9StrInc 9.38 0.01 12.3 24.2WorldBond 10.71 -0.01 1.6 10.1Hartford Funds Y:DiscpEq 41.44 -0.04 17.0 53.4DivGthY 28.13 -0.04 6.7 29.4IntOppY 20.40 -0.10 18.4 21.7MidCapY 43.41 0.45 25.7 54.2Hartford HLS Fds IA:Balanced 31.27 -0.70 10.6 28.6CapApp 51.59 -1.98 21.3 47.8DiscEqui 17.18 -0.07 16.5 52.5Div&Grwth 21.91 -0.40 6.4 29.3IntlOpp 19.21 -0.10 18.2 21.7MidCap 43.67 -0.17 25.8 54.3SmCpGrwth 39.02 0.85 36.2 63.0Stock 94.18 -2.02 10.5 45.2TotRetBd 11.94 0.01 8.7 19.9UltraShBd 10.09 0.00 1.4 6.0Heartland Funds:Val Inv n 43.60 0.30 13.1 16.5Hennessy Funds:FocInv 61.15 0.14 4.8 26.6JapanInst 48.71 -0.18 23.3 37.2Homestead Funds:ShtTmBd n 5.31 0.00 5.2 11.4Value n 46.56 -0.01 6.0 26.6Hotchkis andWiley:HiYldI 11.21 0.00 3.0 9.1

IICM Small Company:ICMSmCo 29.35 -0.11 1.8 9.7IFP US Equity Fund:IFP US EquityFd 19.31 -0.17 17.5 47.5INVESCO A Shares:AmValA 34.64 0.21 0.6 8.5Invesco Fds Investor:DivrsDiv n 19.75 -0.06 -0.9 14.6GlHltCr pn 44.95 0.23 14.2 51.7Tech n 66.95 -0.32 44.7 93.2Invesco Funds A:500InxA p 39.40 -0.06 16.1 43.9ActiveAllA 14.60 -1.84 12.3 25.3AMTFrNY p 12.02 0.00 3.6 22.6BalancedRiskAllA 11.09 -0.02 8.1 16.5CapApprA p 72.85 -0.17 35.3 72.4Chart 17.44 -0.06 12.1 30.6CmstA 23.95 0.02 -2.0 7.5CoreBdA p 7.00 0.00 8.9 18.5CpBdA 7.93 0.01 10.9 23.7DevMkt 41.85 -0.53 14.1 22.3DevMktA 52.83 -0.82 14.0 26.2DiscFdA p 111.82 1.76 53.0 101.3DisMdCpGrA 30.89 0.19 42.2 84.6DivIncm p 22.81 -0.11 -0.2 9.4DivrsDiv p 19.75 -0.07 -0.9 14.3EqIncA 10.84 0.02 8.8 17.7EqInvA 14.91 -2.94 12.8 24.5EqWtdA p 66.37 -0.22 11.0 31.1GblAllocA 21.46 -0.03 13.4 19.4GblStrIncmA p 3.78 -0.01 2.9 8.4GlbOppA p 78.60 0.99 40.3 48.0Glcoreeq p 14.35 -0.17 10.6 17.3GlGr 33.61 0.04 18.5 34.1GlHltCr 44.94 0.23 14.2 51.7GrIncA 22.74 0.02 0.9 8.9GrowAlloc p 15.71 -1.83 11.2 23.4Hyld 3.97 0.00 3.0 12.9HYMuA 10.16 0.00 3.0 15.3IntlBdA p 5.82 -0.03 7.6 11.5IntlDivA 21.96 -0.15 18.1 26.7IntlGrow 31.69 -0.30 11.0 21.4


Data provided byMutual Funds


Please visit the new Market Lab home page on barrons.com underData. www.barrons.com/market-data/market-lab


IntlGrowA p 46.58 -0.19 20.3 24.8IntlSmCoA 54.39 0.14 22.4 40.0IntTMIA p 11.48 0.01 3.5 12.1InvescoFd p 27.76 -0.25 34.9 75.6InvGloblFdA 113.80 -0.35 25.6 42.5LmtdTrmMunInc p 11.56 0.00 3.3 8.8MnStFndA 52.69 -0.16 13.0 37.0MnStOpA p 22.95 -0.06 18.6 41.1MnStSmCpA p 27.43 -0.08 8.8 26.3ModInvA 11.89 -0.97 11.1 24.3MunInA 13.76 0.01 4.6 14.2QualityIncomeA 11.91 -0.02 5.3 11.7RchHiYldMuniA 7.98 0.01 5.8 32.2RealEst p 17.82 0.07 -12.2 7.4RisingDivA 22.50 -0.03 11.5 35.1RochAMTFrMuni 7.86 0.00 7.3 29.7RochCAMuni 9.19 0.00 6.0 25.2RochLmtTrNYMuni p 3.07 0.00 3.2 22.2RochPAMuni 11.47 0.00 5.0 31.1RoMu A p 17.14 -0.02 5.6 30.8SenFltRtA 6.79 -0.01 -4.9 -3.3ShortTerm p 8.68 0.00 3.2 9.3SmCpEq p 15.09 0.23 28.3 36.9SmCpGr 48.65 1.31 59.9 80.5SP IncomeA 3.12 -0.09 -21.0 -20.6Tech p 67.23 -0.33 44.6 92.6Invesco Funds C:EqWtdC 63.27 -0.21 10.2 28.2RchHiYldMunC 7.94 0.00 5.0 29.6SenFltRtC 6.80 0.00 -5.6 -5.4TEHYC 10.13 0.01 2.3 12.8Invesco Funds Instl:IntlGrow 32.35 -0.31 11.3 22.6SmCpGr 57.92 1.56 60.4 82.5Invesco Funds P:Summit P pn 29.24 -0.05 41.1 89.2Invesco Funds Y:BalancedRiskAllY n 11.30 -0.01 8.4 17.4DevMktY n 52.00 -0.81 14.3 27.1DiscovY n 132.64 2.09 53.3 102.7EqWtdY n 67.08 -0.21 11.3 32.1GlblOppY n 80.43 1.02 40.6 49.1GloblY n 114.37 -0.35 25.9 43.5IntGrowY n 46.27 -0.18 20.6 25.8IntlBdY n 5.82 -0.03 7.9 12.3IntlSmCoY n 53.95 0.14 22.7 41.0RocMuniY n 17.15 -0.01 5.9 31.8Sel40Y n 4.61 -0.13 -24.9 -26.5CoreBdY n 6.96 0.00 9.2 19.6IVA Funds:Intl I r 15.13 -0.10 -4.5 -4.0WorldwideA t 16.43 -0.07 -1.1 3.2WorldwideI r 16.51 -0.07 -0.9 3.9Ivy Funds:AssetStrA p 23.67 0.00 12.1 29.4AssetStr I r 24.05 0.00 12.3 30.4BalancedA p 25.85 0.06 13.2 33.5CoreEqA t 16.70 0.09 20.2 49.6EmgMktEqFdI 27.56 -0.24 31.5 32.7HiIncA p 7.01 -0.01 4.9 14.1HiIncI r 7.01 -0.01 5.1 14.9IntlCorEqI r 18.58 -0.12 6.4 7.3LgCpGwthA p 28.63 0.05 29.4 79.8LgCpGwthl r 30.68 0.05 29.7 81.4LtdTrmI r 11.11 0.00 4.0 9.8MidCapI 40.86 0.08 49.6 107.7MdCpGwthA p 36.89 0.07 49.0 105.3MuniHighIncA t 5.07 -0.01 4.0 12.1ScTechA p 89.00 -0.10 35.6 90.8ScTechI r 101.79 -0.12 35.8 92.0SmCapGrA t 21.63 0.57 40.4 66.4SmCapGrI r 31.10 0.82 41.0 68.4

JJanus Henderson:Balanced C 40.07 0.02 12.2 35.7Balanced S 40.50 0.02 12.8 37.9Balanced T n 40.58 0.03 13.1 38.9Contrarian T n 26.54 0.00 26.5 72.8Enterprise Inst 93.65 0.20 18.8 60.1Enterprise T n 154.99 0.29 19.4 59.4FlxBnd T n 11.37 0.01 10.2 19.7Forty S 45.25 -0.19 36.7 87.4GlbEqIncA 6.55 -0.03 0.6 3.0GlbResch T nr 96.11 0.16 18.4 42.2GblResh Inst 62.72 0.10 18.4 42.6GlbSel T n 17.27 0.06 14.3 31.4GlLifeSci T nr 70.83 -0.01 25.1 68.6GlTech T nr 53.31 0.04 50.2 118.6Grw&Inc T n 63.72 0.01 8.8 34.7MdCpVal T n 15.59 -0.10 -2.4 10.4Resh T n 63.64 0.04 31.5 72.1SCVal T n 21.09 -0.08 -7.4 1.1Venture T n 103.94 3.10 35.1 64.3Jensen I :Jensen I 54.81 -0.20 17.3 55.1JensenQualGrJ n:JensenQualGrJ n 54.83 -0.21 17.0 53.9John Hancock:500Index1 42.46 -0.07 16.4 45.0BondI 16.74 0.00 9.0 19.7BondR6 16.77 0.00 9.1 20.1CapApprNAV 20.73 -0.06 57.0 105.7ClassicVal I 31.12 0.16 -3.5 0.2DispVal I 20.45 0.04 0.2 10.7DispValMdCpR6 23.02 0.05 4.7 16.3


DispValR6 20.49 0.05 0.3 11.1GblShrhYldI 10.97 -0.07 -2.5 7.4IntlGrwI 35.87 -0.26 19.5 34.7MdCpIdxI 21.42 0.26 13.6 26.1Science&TechI 41.74 0.04 57.0 113.3TotalStkMktIdxI 26.06 0.03 20.5 46.9VolGrw1 12.12 NA NA NAJohn Hancock Class 1:BlueChipGrw 55.26 -0.58 32.5 74.3CapAppr 20.63 -0.06 56.9 105.4LSAggr 16.88 -0.02 18.0 33.5LSBalncd 16.00 -0.01 14.5 27.7LSConserv 13.92 0.00 9.3 18.7LSGwth 16.69 NA NA NALSModer 14.56 0.00 11.5 23.0MidCapStock 26.52 0.21 66.9 122.2RetCho2015 11.98 0.02 7.4 17.1RetCho2025 13.45 0.02 10.1 22.3RetCho2030 14.45 0.02 12.3 26.3RetCho2035 14.92 0.01 13.5 28.8RetCho2040R4 15.17 0.02 14.1 30.0RetCho2045 15.39 0.01 14.4 30.8RetCho2050R4 13.70 0.00 14.5 31.0RetLiv2020 10.74 0.00 12.8 26.1RetLiv2025 11.61 0.00 14.8 29.0RetLiv2030 12.07 0.00 16.5 31.6RetLiv2035 12.62 -0.01 17.6 33.1RetLiv2040 12.84 0.00 18.8 35.0RetLiv2045 12.61 -0.01 19.2 35.6John Hancock Funds A:BalA 24.14 0.01 14.9 32.3BondA p 16.74 0.00 8.7 18.7DispVal 21.21 0.05 0.0 9.9DispValMdCp 22.04 0.05 4.3 15.1FunLgCpCorA p 59.24 0.29 19.5 38.1InvGrBdA 11.17 0.01 8.0 17.4IntlGrw 35.78 -0.27 19.1 33.5LifeAggr 16.93 -0.02 17.7 32.1LifeBal 16.11 -0.01 14.1 26.3LifeConsv 13.94 0.00 8.9 17.4LifeGrw 16.73 NA NA NALifeMod 14.64 -0.01 11.2 21.6StrIncA p 6.77 -0.01 6.7 14.3USGlobLdrs 62.16 -0.26 33.9 84.2John Hancock Instl:BalancedI 24.11 0.02 15.3 33.6DispValMCI 23.03 0.05 4.6 15.9FunLgCpCorI 62.21 0.31 19.8 39.1IncomeI 6.76 0.00 7.0 15.5StratIncmOppI 11.33 -0.02 7.9 13.7USGlbLdrsGrwI 68.71 -0.29 34.3 85.6JPMorgan A Class:CoreBond 12.29 0.02 7.7 16.8CorePlusBd p 8.72 0.01 7.4 16.5EmMktEq t 41.28 -0.26 29.9 44.7EqInc p 19.14 -0.09 1.9 22.2EqIndx p 56.18 -0.09 16.3 44.3GwthAdv p 30.04 0.16 52.6 103.0Inv Bal p 16.01 0.00 13.0 25.7InvCon p 13.41 0.00 10.1 20.7InvG&I p 18.38 -0.01 15.9 30.7InvGrwt p 22.45 -0.02 18.6 34.8LgCpGwth p 59.00 -0.41 55.7 115.0MdCpGrw p 43.27 0.36 50.1 97.2MdCpVal p 35.62 0.10 -1.0 9.7ShrtDurBd p 11.15 0.00 4.2 9.4Sm Cap p 58.66 0.74 18.3 37.4SmCapGrw p 26.36 0.59 63.7 113.3SR2020 p 18.44 0.01 9.2 19.4SR2030 p 20.55 -0.01 11.0 23.4SR2040A p 23.31 -0.02 13.3 26.7USEquity 18.65 0.00 23.9 52.3ValAdv t 34.93 0.12 -3.2 10.8JPMorgan C Class:InvBal p 15.70 0.00 12.5 23.7InvConsvGr t 13.34 0.01 9.6 18.7JPMorgan Funds:Fl EmMktEq L 42.60 -0.27 30.4 46.3MdCpVal L 36.58 0.10 -0.6 11.3USEquity L 18.75 0.00 24.4 54.2JPMorgan I Class:CoreBond 12.28 0.02 7.9 17.7CorePlusBd 8.72 0.01 7.7 17.5EmMktEq I 42.26 -0.27 30.2 45.8EqInc 19.50 -0.09 2.2 23.2EqIndx 56.25 -0.08 16.5 45.4GrAdv r 31.38 0.17 53.0 104.5GvBd 11.27 0.01 6.8 15.3HighYld 7.11 0.00 2.3 12.9IntlEqIndx 18.81 -0.11 3.8 8.2IntmdTFBd 11.32 0.01 4.7 13.2InvConGw 13.50 0.00 10.4 21.5LgCpGwth 60.17 -0.42 56.1 116.6MdCpGrw 52.31 0.43 50.5 99.0MdCpVal 36.07 0.10 -0.8 10.6MtgBckd 11.55 0.00 5.4 14.7ShtDurBnd 11.17 0.00 4.5 10.3SmCap 69.21 0.88 18.7 38.5SmCapGrw 30.06 0.67 64.1 115.0SR2030 I 20.63 0.00 11.2 24.0TxAwEq 40.09 0.06 23.4 52.8USEquity 18.72 0.00 24.2 53.5USLgCpCorPls 23.68 0.07 24.4 49.4USRechEnhEq 31.40 0.01 19.0 47.3ValAdv 35.09 0.13 -3.0 11.7JPMorgan Inst Class:ValAdv L 35.10 0.13 -2.8 12.2JPMorgan R Class:


CoreBond 12.30 0.02 8.1 18.2CorePlusBd 8.73 0.01 7.7 17.7HighYld r 7.11 0.00 2.4 13.4LimDurBd 10.21 0.00 2.8 9.2MtgBckd 11.55 0.00 5.5 15.3ShtDurBnd 11.17 0.00 4.5 10.8SmCpEqR5 69.41 0.88 18.9 39.3SmCpVal 26.98 0.33 6.4 8.9USEqR5 18.76 0.00 24.4 54.2USRechEnhEq 31.36 0.02 19.2 47.7JPMorgan R5 Class:SR2020 R5 18.55 0.01 9.5 20.3SR2030 R5 20.70 0.00 11.4 24.5SR2040 R5 23.48 -0.02 13.6 27.8SRIncome R5 17.46 0.01 9.2 19.4JPMorgan Select Cls:SmCpGrL 31.26 0.70 64.3 116.0

LLaudus Funds:USLgCpGr nr 28.84 -0.18 36.6 84.3Lazard Instl:EmgMktEq 17.67 -0.30 -2.1 -3.7GlbLstInfr 14.56 -0.03 -5.1 11.3IntlEq 19.77 -0.20 7.4 13.1IntStrtEq r 16.60 -0.20 9.1 19.2USEQ Concen Inst 17.80 -0.43 7.5 32.8Lazard Open:IntlStrEq n 16.76 -0.16 8.8 18.4LeggMason A:GrowFdClA 16.89 NA NA NALeggMason I:IntlGrTrI 67.30 -0.34 23.7 47.8OpporTrI 44.53 0.57 41.5 69.5Longleaf Partners:Intl n 17.25 -0.06 -2.4 9.3Partners n 21.94 -0.14 10.4 4.0Sm-Cap n 24.61 -0.09 4.9 17.6Loomis Sayles Fds:HiInc 6.11 -0.01 3.0 10.1LSBondI 13.52 -0.01 1.7 10.6LSBondR pn 13.45 0.00 1.4 9.8LSCorBndA p 13.95 0.01 10.0 19.1LSFixIncl 13.14 0.00 4.8 15.8LSStrIncA p 13.96 -0.03 0.6 8.7SmCpGI 35.49 0.01 36.0 72.8Lord Abbett A:Affiltd p 15.10 0.00 -2.6 12.9BdDeb p 8.40 0.01 7.4 17.4CalibrDivGr 17.62 -0.04 13.7 37.2CoreFxdInc p 11.32 0.01 7.7 16.1DevGt p 31.52 0.87 78.0 146.5FloatRt p 8.29 0.00 -1.9 5.2FundlEq p 11.94 0.01 1.5 13.8HiYldA t 7.40 0.00 4.1 13.9HYMuniBd p 12.58 0.00 3.3 20.2IncomeA p 3.02 0.00 7.5 18.7IntrTxFr 11.34 0.00 4.0 13.7MidCapStk 28.80 0.14 2.0 7.1MultiAstBalOppty 13.09 -0.54 18.9 30.4MultiAstInc 16.68 -0.27 13.4 23.1ShDurTxFr 15.89 0.00 1.9 7.4ShtDurIncmA p 4.21 0.00 2.9 9.9TaxFr p 12.01 0.01 4.7 16.2TotRet p 10.71 0.01 7.0 15.4ValOpps p 19.12 0.18 14.9 24.3Lord Abbett C:BdDeb 8.42 0.01 6.6 15.2FloatRt p 8.29 -0.01 -2.5 3.2ShtDurIncmC t 4.23 0.00 2.0 7.8Lord Abbett F:BdDeb 8.38 0.00 7.4 17.6DevGt p 33.76 0.94 78.2 147.6FloatRt p 8.28 0.00 -1.8 5.4HiYld p 7.39 0.00 4.2 14.2HYMuniBd 12.59 0.00 3.4 20.5Income 3.02 0.00 7.6 19.0IntrTxFr 11.34 0.01 4.1 14.1NatlTxF p 12.00 0.01 4.8 16.5ShtDurIncm 4.21 0.00 3.0 10.2ShtDurTxF p 15.90 0.00 2.1 7.7TotRet 10.71 0.01 7.1 15.7Lord Abbett I:BdDebentr 8.35 0.01 7.5 18.1DevlpGro 40.20 1.12 78.4 148.4FloatRt 8.29 0.00 -1.7 5.8HiYld 7.43 0.00 4.3 14.4ShtDurInc p 4.20 -0.01 2.8 10.6LSVValEq :LSVValEq 25.92 -0.69 -2.7 3.6

MMainStay Fds A:ConvtA 23.06 NA NA NAHiYldBdA 5.59 NA NA NAIncBldr 20.23 NA NA NALgCpGrA p 11.81 NA NA NATxFrBdA 10.70 NA NA NAMainStay Fds I:EpochGlb r 17.92 NA NA NAMacKaySTMuni 9.73 0.00 2.5 7.0S&P500IdxA 47.53 NA NA NATRBd 11.42 NA NA NAMairs&Power:MairsPwrBal n 104.39 0.15 9.6 28.2


MairsPwrGr n 134.89 0.11 15.6 42.0Marsico Funds:Focus pn 25.51 -0.15 48.9 97.0MassMutual:SelBluChipGroClI 29.72 NA NA NAMassMutual Premier:CoreBdI 11.22 0.02 8.4 18.9MassMutual Select:BlackRockGlAllCi 12.50 0.01 18.4 29.5BlChpGrR5 29.65 NA NA NAIdxEqI 18.26 -0.03 16.7 45.8IndxEqR4 n 17.67 -0.03 16.1 43.6MCGrEqIII 28.36 0.03 26.7 61.9MCpGrEqIIS 28.00 0.04 26.6 61.4PIMCITRetI 10.29 0.01 8.9 19.6Matthews Asian Funds:AsiaDivInv nr 21.98 -0.06 27.5 24.5AsiaGroInv nr 38.31 -0.11 42.6 51.1Asian G&I Inv nr 17.65 -0.05 13.4 19.6AsiaInnovInv n 25.66 -0.11 79.4 89.4ChinaInv n 25.72 -0.49 36.3 44.3DLStrIncmR 25.67 -0.49 36.5 45.1IndiaInv nr 25.75 0.09 14.1 2.4JapanInv nr 24.53 -0.24 26.0 26.5PacTigerInv nr 33.66 -0.06 24.1 23.3Merger Fd pn:Merger Fd pn 18.03 NA NA NAMeridian Funds:Growth n 48.32 0.82 25.7 49.7Value n 41.58 0.93 23.5 42.3MetropolitanWest:HiYldBdI 10.62 -0.01 11.2 24.2IntmBdI 10.90 0.00 7.5 16.0LowDurBdI 8.92 0.01 3.4 9.6TotRetBd n 11.16 0.01 8.6 18.7TotRetBdI 11.15 0.00 8.8 19.4TRBdPlan 10.46 0.01 8.8 19.8UnconstrBdI 12.00 0.00 4.6 12.6MFS Funds Class A:AgGrAlA p 28.71 -0.03 14.2 38.3BondA p 15.70 0.02 10.4 23.0CoEqyA 40.35 0.08 17.2 48.9ConAllA p 17.79 0.00 10.9 26.3Growth A p 149.12 -0.80 30.0 82.4GlEqA 51.95 -0.21 12.1 32.0GlTotA p 18.63 -0.04 8.2 19.3GrAllA p 24.75 -0.01 13.4 35.3GvScA p 10.37 0.00 6.1 13.4HiInA p 3.44 0.00 4.0 15.2IntGrA t 41.62 -0.44 13.2 31.6IntlDvFdA t 23.60 -0.11 13.1 27.3IntlIntVA t 51.04 0.00 18.6 36.1IntNwDA p 36.25 -0.20 8.3 19.9LtdMA p 6.12 0.00 4.1 10.4MCapA 28.21 0.03 35.4 87.7MCpValA p 25.35 0.11 3.2 19.2MIGA p 36.92 -0.20 20.5 69.6MITA p 35.30 -0.03 12.5 40.2ModAllA p 20.83 0.00 12.7 31.6MuHiA 8.49 0.00 3.3 16.1MuInA p 9.11 0.00 3.9 14.2MuLtA 8.41 0.00 3.2 10.4NewDA t 36.67 0.80 46.7 103.4ReInA p 21.81 -0.04 11.3 23.0RetBdA t 11.58 0.01 8.3 18.0RschA p 50.47 0.04 15.1 46.1TechA p 65.09 -0.28 45.6 99.9TotRA p 20.29 0.02 8.6 23.2UtilA p 22.43 0.06 4.4 32.4ValueA p 44.11 -0.13 2.0 18.8MFS Funds Class C:ConAllC p 17.48 -0.01 10.1 23.4GrAllC p 24.11 -0.02 12.6 32.3Growth C t 114.61 -0.64 29.1 78.3ModAllC p 20.39 0.00 11.9 28.7ValueC t 43.62 -0.14 1.2 16.1MFS Funds Class I:BondI 15.69 0.03 10.7 23.9ConAllI 17.98 0.00 11.2 27.2Growth I 160.22 -0.86 30.4 83.7IntNwDI 37.42 -0.20 8.5 20.7MCapI 30.14 0.04 35.7 89.2MCpValI 26.02 0.11 3.5 20.1MIGI p 38.20 -0.21 20.8 70.8MITI 34.07 -0.04 12.8 41.2ReInT t 22.61 -0.04 11.5 23.9RetBdI 11.58 0.01 8.5 18.6RschI 51.92 0.04 15.4 47.1TotRI 20.29 0.02 8.9 24.1UStdI p 29.81 0.05 13.9 34.9ValueI 44.37 -0.12 2.2 19.7MFS Funds Instl:IntlEq 30.23 -0.13 9.6 26.6Mondrian:IntlValEq n 13.79 NA NA NAMorgan Stanley Fds A:InsightA p 84.91 -0.73 127.0 236.6Morgan Stanley Fds I:FxInOpp I 5.87 -0.02 4.7 15.7Insight I 96.57 -0.83 127.6 239.6Morgan Stanley Inst:CapGrI 96.11 -0.63 126.5 199.7CapGrP p 89.64 -0.59 126.0 197.4CorPlusFxdIncI 11.71 0.01 7.4 19.0Discovery I 45.63 0.19 156.0 299.7DiscoveryA p p 34.97 0.15 155.3 296.5GloFranI t 30.79 -0.30 11.7 43.3IntlEqI 15.97 -0.04 9.8 14.7


MorganStanleyPathway:CoreFxIcm n 8.55 0.01 8.4 18.9EmgMkt n 16.54 -0.19 8.3 9.6LgCapEq n 22.82 -0.04 17.3 43.7Sm-MdCapEq nr 21.09 0.24 20.9 38.2Munder Funds:MndrIntlSmCpInv r 16.10 -0.05 13.9 17.7Munder Funds Cl Y:MndrSCVClY p 35.67 0.27 1.0 0.9Mutual Series:BeacnZ n 16.20 NA NA NAGlbDiscA 27.81 NA NA NAGlbDiscz n 28.45 -0.01 NA NAQuestA t 13.00 0.00 NA NAQuestZ n 13.22 NA NA NASharesZ n 25.04 NA NA NA

NNationwide Fds R6:BdIdxR6 11.78 NA NA NAIntIdxR6 8.38 NA NA NAMidCapIdxR6 17.16 NA NA NANationwide Fds Serv:IDAggr p 9.48 NA NA NAIDMod p 9.74 NA NA NAIDModAggr p 9.73 NA NA NANatixis Funds:InvGradeBdA p 11.61 -0.56 11.0 20.5InvGradeBdY 11.62 -0.56 11.3 21.4LSGrowthY 22.79 -1.41 29.8 66.3USEqOppsA 38.38 -4.62 20.0 46.3Neuberger Berman Fds:EmgMktInst 22.70 -0.26 10.8 10.6EqIncInst 13.15 -0.01 1.7 17.3GenesInst 70.16 0.14 24.8 51.0HiIncBdInst 8.70 NA NA NAIntrinsicValInst 19.52 0.51 27.2 41.9LgShInst 16.56 -0.02 14.9 25.7MidCapGroR6 20.47 0.17 42.1 79.4MultCpOptyInst 15.13 0.07 11.8 36.7StrIncInst 11.43 NA NA NASustainableEqIns 41.55 0.11 17.8 40.0Neuberger Berman Inv:Focus n 29.31 -0.12 22.6 43.0Genes n 70.23 0.13 24.6 50.2Guard n 23.45 -0.06 34.1 70.6IntlEqInst r 14.72 0.02 12.5 21.4LCVal n 35.98 0.10 13.2 39.1MdCpGrInv n 20.26 0.17 41.8 77.9Neuberger Berman Tr:Genes n 70.18 0.13 24.5 49.8GenesisFdR6 70.08 0.14 24.9 51.4New Covenant Funds:Growth n 51.49 0.03 19.1 45.2Nicholas Group:Nch II I 32.60 0.04 15.1 48.1Nich n 79.51 -0.23 17.0 53.2Northern Funds:ActMIntlEq nr 12.09 -0.07 10.6 18.3BdIdx n 11.17 0.01 7.1 16.8CAIntTxEx n 11.09 0.00 4.5 13.2EmMktsEqIdx nr 13.57 -0.15 14.1 16.4FixIn n 10.81 0.01 7.6 17.2GlbREIdx nr 10.03 NA NA NAHiYFxInc n 6.73 -0.01 5.3 17.6HiYMuni n 8.94 0.00 4.1 14.3IntlEqIdx nr 13.27 -0.10 6.4 12.4IntTxExpt n 10.96 0.00 4.5 12.9MidCpIdx n 21.02 0.26 14.0 27.3ShIntTaxFr n 10.49 0.00 3.5 9.4SmCapIdx n 15.52 0.26 21.3 34.4SmCpVal n 19.67 0.13 -2.6 2.1StkIdx n 41.39 -0.07 16.6 45.8TxExpt n 11.10 0.00 5.0 14.4Nuveen Cl A:AAMunBd p 12.16 0.00 5.6 16.0CAMunBd p 11.72 0.00 5.2 14.2HiYldMuBd p 17.63 0.02 2.9 17.9IntDMunBd p 9.63 0.00 4.2 13.4LtdMnBd p 11.38 0.00 3.3 10.5NYMunBd p 11.29 0.01 3.8 12.5Nuveen Cl I:HYMunBd 17.63 0.01 3.1 18.7Nuveen Cl R:CAMunBd 11.73 -0.01 5.4 15.0IntDMunBd 9.66 0.01 4.4 14.1LmtTrmR 11.34 0.00 3.5 11.1NYMunBd 11.30 0.01 4.0 13.2Nuveen Fds:RealEst 18.55 0.08 -7.5 11.3SmCpVal 22.40 NA NA NA

OOak Associates Funds:RedOakTec n 38.86 0.09 25.0 68.7Oakmark Funds Invest:EqtyInc nr 30.38 0.13 7.8 17.8GlbSel nr 20.83 0.17 12.2 15.0Global n 31.76 0.26 8.3 13.8Oakmark n 88.46 0.24 10.8 22.2OakmrkInt n 26.05 0.03 4.8 0.4Select n 47.35 0.04 9.1 4.0Oberweis Funds:IntlOppInst 16.58 0.17 59.3 51.4OldWestbury Fds:


AlCpCore n 21.74 -0.08 21.9 54.0FixInc pn 11.58 0.00 5.9 13.4LrgCpStr n 16.91 -0.04 13.8 30.5MuniBd pn 12.55 0.01 5.0 11.9OWstbryNYMuBndFd n 10.58 0.00 3.6 NSSm&MdCapStrategi n 18.33 -0.45 21.5 34.0Optimum Funds Inst:Fixed Inc 9.98 0.01 9.0 17.9Intl Eqty 14.43 -0.01 9.7 13.6LgCpGrwth 24.47 -0.13 32.6 71.7LgCpVal 17.59 -0.01 0.9 16.8SmCpGrwth 19.63 0.47 59.0 92.6SmCpVal 13.42 0.08 0.8 4.8Osterweis Strat Income:OsterweisStrInc n 11.31 0.00 8.6 14.0

PQPACE Funds Cl P:IntlEqty P 16.91 -0.09 9.8 13.6LgGrEqty P 26.89 -0.04 38.8 76.9LgVEqty P 20.72 -0.02 -3.7 5.7StraFxd P 14.45 NA NA NAPacific Life Funds:PortOptModAggClA p 14.92 NA NA NAPortOptModClA r 14.13 NA NA NAPalmer Square:Income Plus 10.03 0.00 3.5 10.3Parnassus Fds:ParnEqFd n 52.82 -0.31 19.3 55.1Parnsus n 61.65 -0.12 29.0 50.8PaxWorld Fds:SustAll Inv n 26.65 0.07 15.4 33.9Paydenfunds:CoreBd n 11.13 -0.16 6.6 15.5EqIncInv n 17.88 0.03 -0.5 18.4HiInc n 6.76 0.01 6.9 21.6LowDur n 10.18 -0.09 3.4 8.8LtdMat n 9.53 0.00 1.8 7.1Pear Tree:ForeignVal I r 22.04 0.06 1.8 6.0PearValR6 11.29 0.03 1.8 6.1Perm Port Funds:Permanent n 45.65 -0.24 18.1 31.1PGIM Funds Cl A:2020FcA 17.46 -0.01 30.0 58.0Balanced 17.17 NA NA NAHighYield 5.51 -0.01 4.7 19.8JennBlend 24.19 0.11 27.6 50.2JennGrowth 59.14 -0.18 56.3 103.7JennHealthSci 50.40 0.78 42.5 62.5JennMidCapGrowth 21.47 0.20 44.4 81.1JennSmallCompany p 23.32 0.31 27.5 42.0JennUtility 15.65 -0.09 2.1 32.4NationalMuni 15.28 0.00 4.0 13.0ShrtTermCorpBond 11.41 0.01 5.0 12.3TotalReturnBond p 15.11 0.02 NA NAPGIM Funds Cl C:TotalReturnBond 15.09 NA NA NAPGIM Funds Cl Z:GlobalRealEstate 22.33 0.09 -5.8 13.7HighYield 5.52 -0.01 5.0 20.7JennGrowth 65.39 -0.19 56.7 105.6JennHealthSci 58.27 0.91 42.9 64.0JennMidCapGrowth 26.96 0.25 45.0 82.7JennSmallCompany 26.22 0.36 27.9 43.5TotalReturnBond 15.06 0.03 NA NAPIMCO Fds Admin:RealRetAd p 12.40 0.03 11.5 19.0TotRtAd p 10.59 0.01 8.5 17.1PIMCO Fds Instl:AllAsset 12.47 NA NA NAAllAssetAuth r 8.43 NA NA NACommodtyRR 5.85 -0.01 -0.6 -0.9DivInc 11.38 0.00 5.9 18.7EmMktsBd 10.88 0.00 6.1 17.2EmrgMktCur&STInv 8.14 -0.03 1.8 4.1ExtdDur 8.71 NA NA NAGlblBdOppUSH 10.74 0.00 7.1 14.1HiYld 9.04 0.00 4.8 17.5HiYldMuniBd 9.64 0.00 6.0 20.3IntlBdUnhedged r 10.64 -0.04 11.3 15.9IntlBdUSH 11.14 -0.01 5.9 16.8InvGrdCrBd 11.25 0.01 7.0 21.1LgTmRlRt 8.11 0.05 NA NALgTrmCrdtBd 13.47 0.04 12.6 33.6LngDurTotRtrn 11.06 0.05 17.3 35.6LowDur 9.95 0.00 3.4 8.7LowDurInc r 8.66 0.00 4.4 13.4LTUSG 6.09 0.03 17.7 32.9ModDur 10.68 0.00 7.9 15.8MortgOppBd 11.04 -0.01 5.2 12.4RAEFndmtlAdvPLUS 8.85 NA NA NARAEPLUS r 6.64 NA NA NARAEPlusEMG 10.24 NA NA NARealRtnI 12.40 0.03 11.8 19.9RERRStg 8.17 0.04 NA NAShortT 9.87 0.00 2.7 7.0ShtAssetInv 10.01 0.00 1.2 6.0StcksPLUSIntlHdg r 8.07 -0.03 NA NAStcksPLUSSmall 11.47 0.21 NA NAStkPlsLgDur 9.03 NA NA NAStksPLS 11.57 NA NA NAStPlTRInst r 12.38 NA NA NATotRetESG 9.66 0.01 8.8 18.0TotRt 10.59 0.01 8.7 18.0TRII 9.89 0.01 8.2 18.3TrndsMgdFutStrgy 10.25 NA NA NA


PIMCO Funds:IncomeFd 12.08 -0.01 4.8 12.8StcksPLUSIntlHdg 7.98 NA NA NATotRet 10.59 0.01 8.1 15.9PIMCO Funds A:AllAsset 12.47 NA NA NAHiYld 9.04 0.00 4.4 16.3HiYldMuniBd 9.64 0.00 5.7 19.3IncomeFd 12.08 -0.01 5.1 13.7IntlBdUSH 11.14 -0.01 5.5 15.5InvstGrCrBd 11.25 0.01 6.6 19.7LowDurA 9.95 0.00 3.1 7.8LowDurInc 8.66 0.00 4.0 12.0MuniBdA 10.46 0.01 5.5 15.8RealRtnA 12.40 0.03 11.4 18.5ShtTmA 9.87 0.00 2.4 6.2StksPLSTR 12.10 -0.02 NA NATotRetA 10.59 0.01 8.4 16.8PIMCO Funds C:IncomeFd 12.08 -0.01 4.3 11.2TotRetIncC 10.59 0.01 7.6 14.2PIMCO Funds I2:CommdtyRR 5.82 -0.02 -0.8 -1.1ComPLUSStrtgyFd 4.86 NA NA NADivInc 11.38 0.00 5.8 18.3GNMAGvtSec 11.46 -0.01 5.5 13.4HiYldMuniBd 9.64 0.00 5.9 20.0Income 12.08 -0.01 5.3 14.7IntlBdUSH 11.14 -0.01 5.8 16.5InvstGrCrBd 11.25 0.01 6.9 20.8LowDurInc 8.66 0.00 4.3 13.0LwDur 9.95 0.00 3.3 8.4RealRtn 12.40 0.03 11.7 19.5ShtTm 9.87 0.00 2.6 6.7TotRt 10.59 0.01 8.6 17.7PIMCO Funds Instl:ComPLUSStrtgyFd 4.89 NA NA NADynamicBd 10.89 -0.01 5.2 12.6GNMAGvtSec 11.46 -0.01 5.6 13.8IncomeFd 12.08 -0.01 5.4 15.1InflRespMulAsset 8.83 NA NA NARAEPLUSIntl 7.06 NA NA NARAEPLUSSml 10.52 NA NA NAPioneer Funds A:AMTFreeMuniA p p 15.67 0.01 6.5 17.8BondA 10.23 0.01 8.1 17.2CoreEqA 22.33 -0.08 18.9 41.8DiscGrA 18.24 -0.10 32.2 68.2EqIncA 35.53 -0.11 -1.4 12.6HighIncMuniA 7.33 NA NA NAMdCapVa 23.42 0.11 1.0 3.9PioFdA 34.15 -0.02 22.4 57.3SelMCGrA 55.55 0.81 41.9 76.4StratIncA p p 11.41 0.00 7.0 16.2Pioneer Funds Y:AMTFreeMuniY 15.61 0.01 6.6 18.6BondY 10.13 0.01 8.5 18.4SelMCGrY 61.99 0.91 42.3 77.6StratIncY p p 11.40 0.00 7.3 17.2Price Funds:2050RetFd n 17.60 -0.81 17.5 36.2Balnanced n 26.96 -0.06 13.4 30.3BdEnhIdx nr 11.72 0.01 8.0 17.7BlChip n 163.29 -1.73 32.9 75.5CA Bond n 11.91 0.00 4.2 13.3Communica&Tech n 179.69 -2.68 53.0 100.5CorpInc n 10.24 0.02 7.4 20.0DivGro n 59.11 -0.10 12.2 45.4DvsfMCGr n 46.70 0.14 33.7 78.3EmgMktB n 11.55 -0.02 4.1 7.7EmMktS n 53.51 -0.84 14.9 23.2EqInc n 30.83 -0.12 0.0 14.5EqIndex n 97.75 -0.15 16.5 45.4Europe n 24.23 -0.13 11.2 24.1FinSvcs n 26.56 0.29 4.1 20.9GlbGr n 42.20 -0.03 43.3 74.0GlbStk n 65.14 -0.15 50.7 92.8GlbTech n 27.48 -0.09 76.7 112.3GMS-fd n 11.95 0.00 8.0 20.1GNMA n 9.45 0.00 4.2 10.4Gr&In n 33.68 -0.14 13.8 42.3Growth n 96.06 -0.63 35.7 74.8HelSci n 100.08 0.51 31.7 72.1HiYield n 6.60 -0.01 4.2 15.8InstEmMEq 48.69 -0.76 15.0 23.8InstFLRfd r 9.68 0.00 2.2 11.7InstHiYld 8.77 -0.01 4.2 16.3LgCapGow I 60.57 -0.25 38.1 84.2InstLCCoreGr 64.30 -0.68 32.9 75.9LgCpVal 23.34 -0.03 1.8 16.7InstSmCap 30.86 0.34 26.0 63.2IntDis n 89.37 0.76 36.6 42.2IntEqIdx nr 14.99 -0.10 7.7 12.3IntlBond n 9.85 -0.04 10.8 15.8IntlStk n 20.61 -0.14 12.3 24.2IntlValEq n 14.09 -0.05 0.6 0.1Japan n 19.67 -0.32 31.4 45.9MCapVal n 29.50 0.08 9.5 17.2MCEqGr 72.66 0.09 24.2 61.1MD Bond n 11.10 0.01 4.0 12.7MidCap n 113.37 0.12 24.5 59.9N Asia n 24.44 -0.12 26.1 36.6N Inc n 9.91 0.00 5.5 15.0NAmer n 67.52 -0.03 43.0 94.7New Era n 32.38 -0.20 -3.5 -4.5NHoriz n 83.96 0.79 60.9 130.1OverS SF nr 11.85 -0.05 7.4 12.5QMUSSmCpGrEq n 48.37 0.57 25.5 55.1


SpectConsAllo n 21.33 -0.03 11.0 24.1SpectModerAllo n 26.31 -0.04 13.5 29.6SpectModerGwAllo n 40.37 -0.10 15.5 33.8R2005 n 13.95 -1.22 10.6 23.4R2010 n 18.24 -1.83 11.2 24.8R2015 n 14.86 -1.37 11.8 26.1R2020 n 22.59 -2.26 12.4 27.7R2025 n 19.22 -1.03 13.8 30.1R2030 n 28.21 -1.59 14.9 32.1R2035 n 21.05 -1.05 16.0 33.7R2040 n 30.14 -1.57 17.0 35.3RealEst n 15.69 0.03 -12.7 -1.4Ret2025A p 19.10 -1.00 13.5 29.1Ret2045 n 20.80 -0.99 17.5 36.2Ret2045R 20.36 -0.93 16.9 34.2Ret2055 n 18.04 -0.65 17.4 36.0Ret2055 17.88 -0.64 17.1 34.9RetBal Inc n 15.69 -1.25 10.8 23.8SciTec n 54.23 -0.42 43.5 92.9Sht-Bd n 4.85 0.00 4.5 10.6SmCap n 53.01 0.89 13.0 25.3SmCapStk n 64.38 0.72 26.0 62.5SpecGr n 23.98 -3.35 17.1 36.1SpecInc n 12.95 -0.10 5.6 15.1SpecIntl n 15.62 -0.23 11.9 19.9SuMuInc n 12.41 0.00 4.5 13.8SuMuInt n 12.39 0.00 4.4 12.6TaxEfEqty nr 50.82 -0.10 35.1 82.8TF Incom n 12.30 0.00 3.2 13.8TF Incom n 10.44 0.00 4.8 13.8TFSI n 5.75 0.00 3.3 8.5TotIndex n 41.58 0.04 18.8 46.1U.S.EqResch n 36.17 -0.05 18.2 48.7USLrgCpCore n 30.17 -0.12 13.7 41.9USTInter n 6.18 0.00 7.9 16.4USTLg n 12.49 0.07 17.8 34.0VABond n 12.49 0.00 5.2 13.5Value n 40.41 0.06 9.1 24.4Price Funds - Adv Cl:BlChip p 159.84 -1.70 32.6 74.0CapAppA p 33.31 0.00 16.4 45.2Growth p 93.51 -0.62 35.3 73.4MCapGro p 108.97 0.11 24.1 58.6R2020A p 22.39 -2.22 12.2 26.8R2030A p 27.92 -1.55 14.6 31.0R2035 20.92 -1.03 15.7 32.7R2040A p 29.83 -1.51 16.7 34.3Ret2045-A p 20.64 -0.96 17.2 35.2Ret2050-A p 17.41 -0.78 17.2 35.2Price Funds - R Cl:BlChipR p 152.71 -1.63 32.2 72.7ExtIndex nr 37.75 0.43 33.0 53.3GrowthR p 89.76 -0.61 35.0 72.0R2020R p 22.14 -2.19 11.9 25.8R2030R p 27.64 -1.51 14.4 30.1R2040R p 29.58 -1.47 16.4 33.3Ret2025-R p 18.86 -0.98 13.2 28.1Ret2035-R 20.64 -1.00 15.4 31.7Ret2050-R 17.22 -0.77 16.9 34.1PRIMECAP Odyssey Fds:AggGrowth nr 53.86 -0.02 29.5 48.2Growth nr 42.06 -0.23 15.8 36.2Stock nr 34.75 -0.15 8.8 27.8Principal Investors:CapApprA p 55.16 -0.03 16.9 48.4ConBalA p 12.94 0.02 8.2 20.2EqIncIA p 35.14 0.08 4.7 27.2FlIncA p 12.92 0.01 6.1 17.1HighYldA p 7.26 -0.01 5.5 14.1HiYld IN 9.38 0.00 4.9 14.1InfPro IN 9.49 0.03 10.4 18.4LgCpStA p 21.27 -0.37 16.2 44.3LgIndxI 21.25 -0.41 16.4 45.5LgIndxJ tn 21.02 -0.37 16.3 44.7LT2020 In 14.64 0.09 11.9 25.2LT2020J tn 14.53 0.09 11.6 24.5LT2030In 15.73 0.12 13.6 29.0LT2030J tn 15.66 0.12 13.4 28.4LT2040I 16.95 0.20 14.9 32.4LT2040J tn 16.76 0.19 14.7 31.7LT2050I 17.31 0.22 15.3 33.6MdGrIII Inst 15.41 0.13 37.0 76.9MidCpBldA 34.73 0.00 16.7 55.4PreSecI 10.49 -0.01 5.2 17.2PtrLGI In 20.20 -0.11 34.6 87.5PtrLV In 17.09 -0.28 2.0 21.2RealEstSecI 25.91 0.13 -4.8 21.3SAMBalA p 16.93 0.02 9.7 24.4SAMGrA p 19.22 0.03 11.2 28.1StrGrw A p 20.77 0.10 13.5 31.5ProFunds Inv Class:UltNASDAQ-100 n 74.42 -7.78 81.7 190.7Putnam Funds:GrOpp R6 54.82 NA NA NAPutnam Funds Class A:CATx p 8.43 NA NA NAConvSec 35.99 NA NA NADvrIn p 6.80 NA NA NADynAABalA 16.43 NA NA NADynAAGthA 18.68 NA NA NAEqIn p 27.23 NA NA NAGeorgePutBal 22.15 NA NA NAGlblEqty p 18.83 NA NA NAGlbHlthCare p 58.39 NA NA NAGrOpp p 51.61 NA NA NAHiYld A p 5.89 NA NA NAIncm p 7.19 NA NA NAIntlEq p 26.23 NA NA NA



BARRON’S INS IGHTS – ON TELEV IS ION.

Barron’s Roundtable



NYTx p 8.87 NA NA NAShtDurBd 10.26 NA NA NAStDurInc 10.09 NA NA NASustainLdrsFd p 110.99 NA NA NATFHY 12.96 NA NA NATxEx p 8.85 NA NA NAMtgSec p 12.38 NA NA NAPutnam Funds Class Y:EqInc 27.25 NA NA NAGrOpp Y 54.39 NA NA NAIncm 7.33 NA NA NAShtDurBd 10.27 NA NA NAStDurInc 10.10 NA NA NA

RRBB Fund:BPSmVal2Inst 25.91 0.10 1.3 7.9RBC Funds:AccCpCommInvI 9.10 0.00 3.8 10.3RiverNorth Funds:RNDLIncomeI 10.44 NA NA NARoyce Funds:Oppty I nr 15.86 0.26 26.7 29.8PAMut I nr 10.29 0.06 14.6 30.9PremierI nr 13.53 0.06 11.0 33.7SpecEqI nr 18.18 -0.05 7.2 8.2TotRet I nr 9.32 0.03 3.6 11.9RS Funds:CoreEqVIP 43.94 -0.27 -1.7 17.1InvQBdVIP 13.11 -0.38 7.9 16.4Russell Funds S:EmerMkts 20.78 NA NA NAIntlDvMkt 38.71 NA NA NAInvGrdBd 22.42 NA NA NAStratBd 11.27 NA NA NATaxExBd 23.93 NA NA NATMUSMdSmCp 34.51 NA NA NATxMngUSLgCp 55.75 NA NA NAUSSmCpEq 31.58 NA NA NARydex Dynamic Fds:NasdaqStratH p 322.47 -1.41 83.2 193.9Rydex Investor Class:NasdaqInv n 61.67 -0.15 44.8 94.3

SSchwab Funds:1000 Inv nr 82.64 -0.04 19.4 48.7Balanced n 18.00 NA NA NACoreEq n 23.89 0.04 10.7 29.7DivEqSel n 13.89 0.04 -5.2 3.4FunIntlLgInst nr 9.10 -0.06 3.3 5.6FunUSLgInst nr 18.08 0.00 7.9 28.6HlthCare n 25.65 -0.24 11.0 35.7InflProSel n 12.28 0.02 10.5 19.2IntI Sel nr 21.69 -0.14 6.7 13.1IntlMstr nr 27.47 -0.01 21.9 25.5MT AllEq n 20.98 NA NA NAMT Bal n 20.42 NA NA NAMT Gro n 25.71 NA NA NAS&P Sel n 56.60 -0.08 16.7 46.2SmCp Sel nr 34.59 0.59 21.8 35.7SmCpEqSel nr 18.91 0.24 9.1 12.1Trgt2020 nr 15.54 NA NA NATrgt2030 nr 17.32 NA NA NATrgt2040 nr 18.33 NA NA NATSMSel nr 65.89 0.07 19.7 47.9TxFrBd n 12.20 0.00 4.5 12.8USSmCoIdx nr 15.02 0.15 8.2 18.3Segall Bryant & Hami:PlusBd n 11.23 0.03 8.3 18.2SEI Portfolios:CoreFxIn F 11.79 0.02 8.7 18.8EMktDbt F 10.62 -0.04 3.5 8.9HiYld F 6.72 -0.01 4.4 15.6


IntlEmg F 14.07 -0.09 13.7 12.5IntlEq F 12.58 -0.05 9.6 12.9IntMuni F 12.22 0.00 4.7 13.4LgCapGr F 45.26 -0.10 32.8 75.0LgCVal F 23.09 0.02 -3.5 6.5MgdVol F 17.28 -0.08 -3.0 17.1S&P500 F 79.45 -0.12 16.4 45.2ShtGov F 10.57 0.00 3.6 8.0TaxMgdLC F 29.98 0.05 10.8 33.0TaxMgdSmMdCp F 24.15 0.17 10.2 17.6Selected Funds:AmShD n 39.69 0.14 9.7 24.5AmShS pn 39.60 0.13 9.4 23.3Sequoia:SequoiaFd n 167.33 -1.22 21.7 52.6Sit Funds:MinnTxF n 10.75 0.01 3.5 12.2SmeadFds:SmeadValueInstl 50.14 0.11 1.2 21.6SoundShoreInv n:SoundShoreInv n 45.03 0.47 6.8 14.9Sprott Funds Trust:GoldEq Inv p/r tn 53.84 -0.32 29.4 48.4SSgA Funds:SP500 n 234.21 -34.66 16.9 45.9State Farm Associate:Balan n 82.61 -1.51 12.4 31.8Gwth n 99.69 -1.94 14.0 38.3Muni n 9.04 0.00 5.4 14.0State Street Institu:SmCapEq (ICL) 19.46 -0.40 15.5 31.7State Street V.I.S.:TR V.I.S. Cl 1 16.85 -0.02 5.9 15.3TR V.I.S. Cl 3 16.75 -0.02 5.6 14.4Sterling Capital Fds:SmCap 70.00 0.55 2.9 9.1TotRetBdI 11.32 0.01 8.9 19.1

TUTCU ShtDur :TCU ShtDur 9.90 0.00 3.8 9.8TCW Funds:CoreFxInc n 12.10 0.01 8.5 18.7EmMktInc n 8.51 -0.01 4.7 14.1SelEqtyI n 37.80 -0.26 38.8 92.8TotRetBondI n 10.49 0.01 8.2 17.5TCW Funds N:TotRetBdN pn 10.81 0.01 7.9 16.6Templeton Class A:TGlTotRA 9.91 NA NA NATempleton Instit:IntlEqSer Primar 15.03 NA NA NAThe Bruce Fund:BruceFund n 615.98 NA NA NAThompson IM Fds,Inc:Bond n 10.68 -0.17 -1.9 5.5Thornburg Fds:IncBuildA t 21.24 -0.08 -1.5 10.9IncBuildC p 21.21 -0.08 -2.3 8.3IntVal I 28.01 -0.20 20.1 24.2IntValA p 27.03 -0.19 19.7 23.0LtdTIn 14.04 0.01 7.3 14.3LtdTIncI 14.04 0.00 7.5 15.3LtdTMu I 14.67 0.00 3.2 8.9LtdTMuA 14.67 0.00 2.9 8.1Thrivent Funds A:DivrIncPlus 7.70 0.00 6.2 16.6LgCpStk 27.11 -0.07 13.0 26.2MidCapStk 28.52 0.20 21.3 34.2MuniBd 11.65 0.00 4.6 13.0Thrivent Funds S:LgCpVal n 23.25 0.05 3.3 17.0MidCapStk n 32.92 0.22 21.5 35.4OppIncmPl n 10.22 -0.01 3.7 11.7TIAA-CREF/Instl Cl:


CoreBond Inst 10.99 NA NA NACorePlsBd 11.12 NA NA NATIAA-CREF/Retail Cl:EqIdx n 28.08 0.03 19.4 46.8Gro&Inc n 23.21 0.10 18.9 42.5LrgCpGro n 22.37 -0.02 41.8 83.6MgdAlloc n 13.56 NA NA NASocChEq n 21.50 0.01 18.9 46.5TIAA/CREF Funds:BdIdxInst 11.58 0.01 7.4 16.8EqIdxInst 27.54 0.02 19.7 48.1EqIdxRet 27.98 0.02 19.5 46.9Gr&IncInst 16.31 0.07 19.1 43.6Gr&IncRet 16.68 0.08 18.9 42.7HgYldInst 9.55 -0.01 1.7 15.3InflLkdBdInst 12.26 0.01 7.9 15.0IntlEqIdxInst 20.91 -0.13 6.7 13.3IntlEqIdxRet 21.41 -0.15 6.4 12.3IntlEqInst 12.92 -0.03 14.1 8.0LC2015Ret 13.14 0.00 NA NALC2020Ret 13.97 NA NA NALC2025Ret 14.63 NA NA NALC2030Ret 15.15 NA NA NALC2035Ret 15.83 0.00 NA NALC2040Inst 11.33 NA NA NALC2040Ret 16.34 NA NA NALC2045Ret 13.82 NA NA NALCIdx2010Inst 17.41 0.00 11.3 25.2LCIdx2020Inst 19.65 0.00 12.3 27.8LCIdx2025Inst 21.03 -0.01 13.1 29.5LCIdx2035Inst 23.76 -0.03 14.5 32.9LCIdx2040Inst 24.79 -0.03 15.1 34.3LCIdx2045Inst 25.23 -0.03 15.8 35.6LifeStkIdx 32.83 0.03 19.7 47.8LrgCpGrIdxInst 48.92 0.02 37.3 83.4LrgCpGrIdxRet 49.31 0.01 36.9 82.0LrgCpGrInst 22.43 -0.02 42.2 85.2LrgCpVl IdxInst 20.14 -0.02 1.5 17.5LrgCpVl IdxRet 20.53 -0.02 1.3 16.6LrgCpVl Inst 18.40 0.02 1.9 12.6MdCpGrInst 27.80 0.21 46.3 79.1MdCpVl Inst 16.66 0.10 -5.3 3.3QuantSmCpEqInst 18.82 0.36 14.5 24.2RealSecInst 17.37 -0.01 -0.4 27.1S&P500IdxInst 40.64 -0.06 16.7 46.1S&P500IdxRet 40.37 -0.07 16.4 44.9ShTrmBdInst 10.52 0.00 3.5 9.7SmCpBl IdxInst 24.70 0.42 21.9 35.8SmCpBl IdxRet 24.82 0.42 21.6 34.8SocChEqInst 24.38 0.01 19.2 47.8SocChEqRet 24.80 0.01 18.9 46.7Tortoise Capital:TorMLPPipInsCl 8.55 -0.20 -28.5 -27.2Touchstone Family Fd:FlexIncY 11.25 0.03 7.8 15.8FocEqY 53.21 0.06 23.1 44.5LagCapFoc A p 49.46 0.02 22.1 54.4MdCpGrwY 40.11 0.25 27.6 75.4MdCpY 44.02 -0.12 11.5 46.6SandsCapGrY 20.43 -0.25 70.1 137.4SelGrwth 18.48 -0.23 69.8 135.6Tr for Credit Unions:UltShtDur TCU 9.43 0.00 1.5 5.4Transamerica A:AsAlCnsrv p 11.92 NA NA NAAsAIGrow p 14.88 -0.02 18.2 28.0AsAlMod p 12.70 NA NA NAAsAlModGr p 13.56 NA NA NABalanced 31.52 -1.30 14.5 33.4FocusA 55.46 -3.18 122.3 187.7Trust for Professional Ma:PerfTrstMuniInst 25.89 0.02 6.2 17.0PrfTrtStrtBd Ins 23.12 0.03 5.6 16.1Tweedy Browne Fds:GblValue n 27.14 -0.11 -2.1 5.3UM Funds:


BehavVal 64.03 0.89 3.2 7.5USAA Group:500Indx Reward n 50.72 -0.22 19.8 49.7CA Bd n 11.61 0.01 4.8 14.4CapGr n 11.68 -0.14 9.0 16.0CrnrsMod n 15.95 -0.09 7.9 16.7CrnstModAggr n 27.30 -0.40 8.1 16.7ExtMktIn n 25.73 0.11 32.9 53.2Gr&Inc n 23.23 0.01 16.8 29.3Gr&TxStr n 23.57 -0.06 10.0 28.0Grwth n 33.97 -0.19 36.1 65.4HiIncm n 7.75 -0.03 3.2 12.9Inco n 13.82 -0.02 7.9 18.9IncStk n 17.25 -0.10 -0.8 15.8Intl n 25.86 -0.69 2.0 8.5IntmTerm n 13.89 0.01 4.6 13.9LgTerm n 13.80 0.00 5.1 14.5Nasdaq100 n 35.07 -0.21 46.3 100.0ntTerBd n 11.00 0.02 9.1 20.4PrecMM n 20.95 -0.31 25.7 60.4S&PIdx n 50.70 -0.21 19.7 49.3SciTech n 36.32 0.69 63.6 114.2ShtT n 10.62 0.00 2.4 6.8ShtTBdA n 9.35 0.01 4.5 11.2SmCpStk n 18.60 0.31 23.4 42.6TarRet2030 n 13.18 -0.02 8.4 18.4TarRet2040 n 13.13 -0.02 8.3 18.7TarRet2050 n 13.46 -0.02 9.5 19.8TarRetIncm n 11.75 -0.01 8.2 17.7VA Bd n 11.70 0.01 4.5 12.5ValueFd n 15.49 -0.16 -2.2 6.2WldGr n 27.65 -0.27 14.0 36.3

VVALIC:CoreBd 12.14 0.01 8.4 17.7CoreVal 11.66 -0.03 -0.6 11.3FrgnVal 10.15 0.02 3.4 -0.2GlobEq 9.73 -0.08 12.4 9.8HighYdBd 7.81 0.01 6.2 18.4HlthSci 28.01 0.15 31.2 70.6InflPro 12.14 0.02 8.5 16.0IntlEq 7.65 -0.06 6.0 11.5IntlGro 17.01 -0.09 32.1 62.5IntlSmCpEq 23.22 0.00 14.9 20.7LgCpGro 20.84 -0.12 20.5 69.6MidCpIdx 27.43 0.33 13.7 26.3MidCpVal 18.33 0.11 2.7 13.5SciTech 42.07 0.08 56.4 113.0SmCpIdx 21.79 0.38 21.2 34.1SocResp 22.46 -0.17 14.2 42.3StckIdx 49.38 -0.08 16.3 44.8StraBd 11.82 0.00 8.0 16.3ValUltra 24.16 -0.15 40.2 79.1Value Line Funds:AstAlcClInv n 43.78 -0.12 14.5 46.7CapAppreClInv n 12.92 0.05 33.2 62.9Van Eck Funds:EmgMktsY 20.76 NA NA NAVANGUARD ADMIRAL:400MCpIdxInst 311.21 2.21 14.0 27.5500Adml n 341.62 -1.88 16.7 46.1BalAdml n 44.62 0.04 15.7 36.9CAITAdml n 12.38 0.00 4.7 13.9CALTAdml n 12.89 -0.01 5.5 16.3CapOpAdml nr 176.21 -18.21 22.0 48.6CoStIxAd nr 84.87 -0.69 9.7 27.6DivAppIdxAdm n 37.76 -0.21 13.7 44.6EMAdmr n 40.56 -0.66 12.1 16.8EnergyAdml nr 61.12 -0.87 -31.1 -34.9EqIncAdml n 78.28 -0.29 1.8 20.5EuropeAdml n 75.15 -0.27 5.4 12.5ExplrAdml n 121.25 -6.03 33.2 70.6ExtndAdml n 126.89 0.94 34.5 55.8GNMAAdml n 10.73 0.00 3.7 11.2


GroIncAdml n 92.60 -5.63 16.7 43.9GrwthAdml n 129.27 -0.33 38.9 83.5HltClxAd nr 111.01 -0.48 17.3 50.6HlthCareAdml nr 89.92 -0.71 11.4 39.1HYCorAdml nr 5.96 0.00 4.9 18.5InfProAd n 28.24 -0.26 10.6 18.9InfTechIdx n 180.61 1.65 45.5 119.6IntlGrAdml n 156.69 -2.81 56.2 79.8ITBondAdml n 12.56 -0.08 9.5 21.0ITCorpIx n 26.05 -0.07 9.1 22.8ITIGradeAdml n 10.71 0.01 10.0 21.6ITsryAdml n 12.11 0.00 8.1 16.8ITTresIdx n 23.42 -0.17 7.6 16.2LarCapAd n 87.76 -0.48 19.6 49.7LTGradeAdml n 12.10 0.04 14.8 32.3LTsryAdml n 15.05 0.08 17.9 34.5LTTresIdx n 32.14 0.04 17.3 34.0MatIdx nr 79.20 -0.15 18.2 21.1MidCpAdml n 256.38 -1.11 18.2 40.6MrgBkdIdx n 21.60 -0.06 3.6 11.3MuHYAdml n 11.98 0.00 5.3 17.4MuIntAdml n 14.86 0.00 5.2 14.5MuLTAdml n 12.28 0.00 6.2 17.2MuLtdAdml n 11.26 0.00 3.3 9.5MuShtAdml n 15.95 0.00 1.9 6.2NJLTAdml n 12.79 0.00 6.0 18.3NYLTAdml n 12.30 0.01 5.5 15.8PacifAdml n 95.97 -0.51 13.8 15.8PALTAdml n 12.19 0.00 5.8 17.5PrmcpAdml nr 151.39 -16.99 15.4 43.8RealEstatAdml n 118.83 -1.57 -5.9 15.7S&PSC600Idx 338.14 0.39 11.7 25.0SmCapAdml n 93.87 0.85 19.9 38.4SmGthAdml n 95.56 1.58 37.5 72.1STBondAdml n 10.87 0.00 4.7 11.4STCorpIx n 22.59 -0.02 4.9 13.3STFedAdml n 11.05 0.00 4.4 10.4STIGradeAdml n 11.02 0.00 5.1 12.5STIPSIxAdm n 25.57 -0.16 4.8 10.7STsryAdml n 10.92 0.00 4.0 9.4STTresIdx n 20.55 -0.13 3.1 8.4TotBdAdml n 11.60 -0.01 7.5 17.3TotIntBdIdxAdm n 23.34 -0.08 4.3 15.9TotIntlAdmIdx nr 31.89 -0.22 9.3 14.7TotStAdml n 93.91 -0.30 19.9 48.3TxMBal nr 38.00 0.02 12.6 31.2TxMCapAdml n 196.02 -0.12 19.7 49.0TxMIn r 15.01 -0.05 8.7 14.3TxMSC nr 74.75 0.88 11.3 25.0USGroAdml n 170.89 -0.32 59.6 114.0UtilIxAd nr 67.24 -0.54 -3.1 27.0ValAdml n 45.74 -0.41 0.8 19.7WdsrllAdml n 67.78 -4.51 13.0 33.2WellsIAdml n 68.12 -1.67 7.7 22.9WelltnAdml n 80.56 0.02 9.6 30.0WndsrAdml n 70.51 -5.47 6.2 21.1VANGUARD FDS:CAIT n 12.38 0.00 4.6 13.7CALT n 12.89 -0.01 5.4 16.1CapOp nr 76.33 -7.82 21.9 48.3DivdGro n 33.46 -0.23 10.5 45.2DivrEq n 48.85 0.08 28.5 59.4EmgMktSelStk n 25.80 -0.63 12.8 21.0Energy nr 32.57 -0.46 -31.2 -35.0EqInc n 37.35 -0.14 1.7 20.1Explr n 130.35 -6.34 33.0 70.0EXPValFd n 37.25 0.34 2.5 13.1FTAlWldInAdml n 35.72 -0.26 9.4 15.3GlbCapCyl Inv nr 9.62 -0.02 15.7 -3.5GlbEq n 37.39 -0.22 21.0 42.0GloMinVolFdAdm n 27.08 -0.17 -4.8 14.9GNMA n 10.73 0.00 3.6 10.9GroInc n 56.74 -3.42 16.5 43.5HlthCare nr 213.28 -1.67 11.4 38.9HYCor nr 5.96 0.00 4.8 18.1InflaPro n 14.39 -0.13 10.6 18.6


IntlExplr n 20.07 -0.11 13.2 7.5IntlGr n 49.26 -0.89 56.0 79.2IntlVal n 39.75 -0.67 7.6 11.3INSTTRF2015 25.25 -0.01 9.8 22.9INSTTRF2020 26.84 -0.02 11.3 25.9INSTTRF2025 27.80 -0.03 12.4 28.1INSTTRF2030 28.41 -0.03 13.1 29.4INSTTRF2035 28.99 -0.05 13.7 30.5INSTTRF2040 29.57 -0.05 14.3 31.5INSTTRF2045 30.07 -0.07 14.9 32.7INSTTRF2050 30.15 -0.07 15.0 32.7INSTTRF2055 30.28 -0.06 15.0 32.8INSTTRF2060 30.34 -0.06 15.1 32.9INSTTRFINC 24.52 -0.01 9.6 22.0ITIGrade n 10.71 0.01 9.9 21.2ITTsry n 12.11 0.00 8.0 16.4LifeCon n 23.00 0.00 10.8 24.8LifeGro n 40.98 -0.07 14.3 31.3LifeInc n 17.38 0.01 8.6 20.9LifeMod n 32.24 -0.04 12.6 28.2LTIGrade n 12.10 0.04 14.7 31.9LTTsry n 15.05 0.08 17.8 34.1MATxEx n 11.52 0.00 6.4 16.9MgdPayFdInv n 17.69 -0.04 5.9 16.0MidCpGro p 33.85 -1.97 34.6 71.6MuHY n 11.98 0.00 5.2 17.1MuInt n 14.86 0.00 5.1 14.3MuLong n 12.28 0.00 6.1 16.9MuLtd n 11.26 0.00 3.3 9.3MuSht n 15.95 0.00 1.8 5.9NYLT n 12.30 0.01 5.4 15.5OHLTte n 13.34 -0.01 6.9 17.6Primcp nr 146.11 -16.27 15.4 43.5PrmcpCor n 28.62 -2.48 10.7 33.7SelValu nr 25.75 -2.57 4.9 8.8STAR n 32.76 -0.04 20.6 39.7STFed n 11.05 0.00 4.3 10.1STIGrade n 11.02 0.00 5.0 12.2STIPSixInv n 25.54 -0.15 4.7 10.5StratgcEq n 36.48 0.32 11.0 24.0StrSmCpEqInv n 35.80 0.37 9.8 17.6STTsry n 10.92 0.00 3.9 9.1TgtRe2015 n 16.66 0.00 9.7 22.6TgtRe2020 n 36.19 -0.03 11.3 25.7TgtRe2025 n 22.30 -0.02 12.4 27.9TgtRe2030 n 41.22 -0.05 13.1 29.2TgtRe2035 n 25.60 -0.04 13.7 30.4TgtRe2040 n 44.71 -0.08 14.3 31.4TgtRe2045 n 28.40 -0.06 15.0 32.6TgtRe2050 n 45.77 -0.09 15.1 32.7TgtRe2060 n 43.89 -0.09 15.0 32.6TgtRet2055 n 49.67 -0.11 15.0 32.6TgtRetInc n 15.22 0.00 9.5 21.8TotIntBdIxInv n 11.68 -0.03 4.4 16.0USGro n 65.99 -0.12 59.4 113.3USValue n 17.50 -0.41 -4.0 4.1WellsI n 28.12 -0.69 7.7 22.6Welltn n 46.64 0.01 9.5 29.7Wndsr n 20.91 -1.61 6.1 20.7WndsrII n 38.21 -2.52 12.9 32.9VANGUARD INDEX FDS:500 341.65 -1.81 16.6 45.7EmgMktInstPl 102.59 -1.66 12.2 17.0ExtndIstPl 313.12 2.30 34.5 55.9FTAIWdInPl 119.90 -0.90 9.5 15.5Growth 129.31 -0.30 38.7 82.9IdxIntl n 19.06 -0.14 9.2 14.5ITTresIdx Inst 29.07 -0.21 7.6 16.3LTTresIdx Inst 40.79 0.05 17.3 34.1MdCpGrAdml n 92.06 -0.17 35.7 71.6MdCpVlAdml n 61.00 -0.35 1.5 13.7MidCp n 56.52 -0.23 18.1 40.1RUSS2000IdxInst 306.92 5.24 21.9 35.8SmCap 93.85 0.87 19.8 37.9SmValAdml n 60.99 0.20 5.7 13.7TotBd 11.60 -0.01 7.4 17.0


TotBd2 11.54 0.02 7.1 16.8TotIntlInstIdx r 127.51 -0.89 9.3 14.8TotItlInstPlId r 127.53 -0.90 9.3 14.8TotSt 93.88 -0.28 19.8 47.9VANGUARD INSTL FDS:BalInst 44.63 0.04 15.7 36.9DevMktsIndInst 15.03 -0.05 8.7 14.4DevMktsInxInst 23.49 -0.09 8.7 14.4EmMkInst r 30.84 -0.50 12.2 17.0EuroInst 32.05 -0.11 5.4 12.6ExDurTrsInst 45.78 -1.45 23.6 45.5ExtDurTreIntPl 114.92 -3.64 23.6 45.6ExtndInst 126.88 0.93 34.5 55.8FTAlWldIst r 113.22 -0.85 9.5 15.4FTScinst 26.13 -0.01 21.2 56.1GrwthInst 129.28 -0.33 38.9 83.6InPrSeIn 11.51 -0.10 10.8 19.1InstIdx 331.53 -0.48 16.7 46.2InstPlus 331.56 -0.47 16.7 46.2InstTStIdx 80.68 0.07 19.9 48.4InstTStPlus 80.68 0.07 19.9 48.5ITBdInst 12.56 -0.08 9.5 21.1ITBdInstPI 12.56 -0.08 9.5 21.2LaCapInst 361.21 -1.96 19.6 49.7LTBdInst 16.57 -0.37 15.6 33.5LTBdInstPl 16.57 -0.37 15.6 33.6MidCpInst 56.64 -0.24 18.3 40.7MidCpIstPl 279.32 -1.22 18.3 40.7RealEstaInstl 18.39 -0.24 -5.9 15.8Rs1000GrwIdxInst 472.74 0.16 37.2 83.3Rs1000Vl IdxInst 231.11 -0.19 1.4 17.4Russ1000IdxInst 335.98 -0.07 19.6 49.1Russ2000GrIxInst 407.50 9.18 38.3 61.1Russ3000Idx 333.76 0.30 19.7 48.1SmCapInst 93.87 0.85 19.9 38.4SmCapIstPl 270.93 2.44 20.0 38.5SmGthInst 76.53 1.27 37.5 72.2SmValInst 34.09 0.11 5.7 13.8STBdIdxInstPl 10.87 0.00 4.7 11.5STBDInst 10.87 0.00 4.7 11.4STCorpIxInst p 27.65 -0.03 4.9 13.3STIGradeInst 11.02 0.00 5.1 12.6STIPSIxins 25.59 -0.15 4.9 10.8STTresIdx 25.82 -0.16 3.1 8.4TotBdInst 11.60 -0.01 7.5 17.4TotBdInst2 11.54 0.02 7.2 17.1TotBdInstPl 11.60 -0.01 7.5 17.4TotIntBdIdxInst 35.03 -0.11 4.4 16.1TotStInst 93.92 -0.30 19.9 48.4TtlWrldIxInst p 186.73 -0.49 15.2 32.3TxMCaInst r 97.39 -0.06 19.7 49.1TxMSCInst r 74.93 0.88 11.3 25.1ValueInst 45.73 -0.42 0.8 19.7Victory Funds:EstValA 40.55 -0.05 6.9 22.9EstValI 40.57 -0.07 7.3 24.0EstValR p 39.94 -0.03 6.7 22.1FundFIncI 8.32 -0.05 3.0 8.8SmCap Grwth p 100.13 2.06 41.6 76.8SmCoOppI 47.01 -0.21 4.1 20.8VirtusFunds:CeredexLgCpVlEqI 13.32 -0.12 2.4 20.1CeredexMdCpVlEqI 12.26 -0.03 -2.1 20.8GvSecUltShtBdI 10.04 0.00 1.2 5.5InnGrSt I 69.11 0.28 127.7 243.0VirtusFunds Cl A:MidGrA 69.72 -0.13 69.3 158.9MulSStA p 4.78 -0.01 4.0 9.6SmCapSusA 52.74 -5.20 44.8 120.2StratGrA p 26.61 -1.21 50.4 93.1TactAllA p 13.19 -0.29 32.9 56.7VirtusFunds Cl I:EmMktI 12.99 -0.27 13.2 16.2ForOppI 31.90 -2.61 13.6 28.2IntSmCapI 22.97 0.12 22.1 47.1MulSStI 4.79 0.00 4.3 10.7QualitySmCapI 24.68 -0.11 29.3 36.0


SmCapSusI 54.25 -5.20 45.2 121.9SmCpCorI 45.94 -3.51 20.4 66.1Voya Fds:GNMA A 8.57 0.00 3.7 10.4GrOppI 55.62 0.11 29.7 69.2InmdBdI 10.63 0.00 7.8 18.7TRPGrEqI 106.31 -0.70 35.5 74.5

WXYZWasatch:CoreGr n 91.86 0.92 37.1 75.9IntlGr n 34.14 0.30 22.4 35.6MicCap n 12.11 0.31 68.0 145.2SmCapGr n 57.34 1.37 55.8 125.7SmCapV n 9.08 0.06 12.5 25.9UltraGr n 48.43 1.62 75.5 166.9USTry n 20.09 0.17 19.4 37.8WCM:FcusEmgMk Inst 19.33 -0.18 33.1 62.4FocInterGrFdInv 24.31 -0.10 30.9 64.8WCM Focus Funds:WCMFocIntlGrwIns 24.46 -0.09 31.3 66.0Weitz Funds:PIIIOpp 15.21 -0.06 7.6 36.2ShtDurIncInst 12.36 -0.01 3.3 9.2ValueInv n 49.74 -0.31 16.5 48.0Wells Fargo Adv Admi:Growth 52.60 0.58 50.1 106.0Wells Fargo Adv Cl A:AstAllA p p 15.86 NA NA NACA TF A 12.13 0.00 4.0 12.6CmStkA p p 21.58 0.29 15.4 32.1DivCapBldr 11.78 -0.08 11.2 33.5IdxAstAllA 40.01 -0.02 15.1 34.0OmegaGwth 73.40 -0.03 42.4 94.1OpptyA 49.11 0.12 19.4 44.8PremLgCoGrthA 16.91 0.07 39.6 87.2SpecTech 19.18 0.18 68.8 131.5SpSmCpValA p p 35.44 0.15 1.0 11.2StrMunA 9.31 0.00 3.1 10.1Wells Fargo Adv Inst:CoreBd 13.44 0.02 8.6 18.0Growth 59.29 0.66 50.4 107.3MdCpVal 42.81 0.26 2.2 20.7ShDurGovBdI 9.85 0.00 3.8 8.7UlStInc 8.61 0.00 2.6 8.3UlStMuInc 9.61 0.00 1.1 4.7Western Asset:CoreBondA 13.61 NA NA NACoreBondI 13.61 NA NA NACoreBondIS 13.63 NA NA NACorePlusBdA 12.50 NA NA NACorePlusBdI 12.52 0.02 NA NACorePlusBdIS 12.51 NA NA NAIntermedBdI 11.38 NA NA NAIntermTermMuniA 6.53 NA NA NAIntermTermMuniI 6.53 0.00 NA NAManagedMuniA 16.61 0.00 NA NAManagedMuniI 16.64 NA NA NAMortgBackSecA 10.25 NA NA NAShortTermBdIS 3.95 0.00 3.8 10.9TotalRetUnconI 10.84 0.01 NA NAWestwood:IncomeOppI 13.32 0.01 10.2 23.5Wilmington Funds:BroadMktBdInst 10.37 0.00 7.4 16.4Intl Inst 9.73 -0.07 10.8 13.2LgCpStrInst 26.73 -0.01 19.7 48.6WmBlair Funds Cl I:IntlGthI r 38.89 0.00 29.5 40.3SmMidI r 35.56 0.64 34.0 71.3WmBlair Funds Inst:IntlGth 19.97 0.00 29.9 41.3WmBlair Funds R6:EmgMktGth 18.25 -0.06 36.5 39.6

Short Interest

NYSE Short Interest Rose 0.2%

S HORT INTEREST ON THE NEW YORK

Stock Exchange rose 0.2%, to13,344,808,264 shares, as of Dec. 15,from a revised 13,317,651,563 on Nov.

30. The short-interest ratio rose to 2.8 days,versus 2.7 days on Nov. 30. The ratio is calcu-lated by dividing the number of shares soldshort by the average total traded each day.Short interest on the NYSE American Ex-

change rose 2.8%, to 465,523,900 shares, as of

Dec. 15, from a revised 452,928,643, as of Nov.30. The short-interest ratio increased to 1.5days, from a revised 1.3 in the prior period.The top three shorts on the NYSE:

SPDR S&P 500 ETF Trust (ticker: SPY),General Electric (GE) and AT&T (T). Thetop three on the NYSE MKT: Northern Oil& Gas (NOG), GlobalStar (GSAT) andNorthern Dynasty and Minerals (NAK).

—MICHAEL T. KOKOSZKA

NasdaqShorts Rise 1.2%

A S OF DEC. 15, OVERALL NASDAQ

short interest rose 1.2%, to9,589,607,607 shares, comparedwith 9,480,779,687 on Nov. 30. The

short-interest ratio was 1.79 days, versus 2.07in the preceding reporting period.On the Nasdaq Global Markets, short in-

terest increased 1.4%, to 8,245,773,085 sharesin 2,569 securities. That’s up from 8,129,866,207in 2,550 securities on Nov. 30. The short-inter-

est ratio was 2.21 days, versus 2.58 days forthe previous reporting period.Short interest on the Nasdaq Capital Mar-

kets fell 0.5%, to 1,343,834,522 shares in 1,284securities, versus 1,350,913,480 in 1,229 on Nov.30. The short-interest ratio remained the sameat 1 day. The top three shorts in the period:Sirius XM (ticker: SIRI), American Airlines(AAL), and Opko Health (OPK).

—MICHAEL T. KOKOSZKA



NuvCorEqAlpha (JCE) ..................... N 15.08 13.93 – 7.6 1.7NuveenDiversDiv&Inc (JDD) .......... N 10.06 8.67 – 13.8 – 11.4NuveenNasdaq 100DynOv (QQQX) N 26.01 25.54 – 1.8 14.1NuvReal Est (JRS) .......................... A 9.51 8.31 – 12.6 – 14.0NuveenRl Asst Inc&Gro (JRI) ........ N 15.69 13.43 – 14.4 – 19.8NuvS&P500DynOvFd (SPXX) ......... N NA 14.90 NA – 2.0NuvSP500BuyIncFd (BXMX) .......... N 13.70 12.58 – 8.2 – 1.3PIMGlbStkPI (PGP) ........................ N NA 10.00 NA – 4.8ReavesUtilityIncome (UTG) ............ A 32.20 32.34 + 0.4 – 7.2RMRMortgage Trust (RMRM) ........ A NA 10.04 NA – 47.2SalientMidstream&MLP (SMM) ... N 5.89 4.32 – 26.7 – 41.3Tortoise Energy Ind (NDP) .............. N 17.04 13.34 – 21.7 – 60.6Tortoise Enrgy Infra Crp (TYG) ........ N 26.66 20.64 – 22.6 – 70.1Tortoise EssAsst Inc Tm (TEAF)-a .... N 16.45 12.71 – 22.7 – 15.5TortoiseMidstreamEnrgy (NTG) .... N 27.63 21.28 – 23.0 – 79.6Tortoise Pipelne&Enrgy (TTP) ....... N 20.77 17.08 – 17.8 – 65.5Tortoise Pwr&Engy Infr (TPZ)-a ...... N 13.52 11.05 – 18.3 – 29.2Wells FargoUt&Hi Inc (ERH) ......... A 12.32 12.59 + 2.2 – 1.8Income&PreferredStockFundsCalamosStratTot (CSQ) .................. N 15.57 15.84 + 1.7 26.0CohenStrsLtdDurPref&Inc (LDP) ... N 25.89 26.03 + 0.5 5.1CohenStrsSelPref&Income (PSF) ... N 26.73 27.80 + 4.0 – 3.4CohenStrsTaxAvPreSecs&I (PTA)-a N 25.62 26.07 + 1.8 NSDel Div& Inc (DDF) ......................... N 9.76 9.29 – 4.8 – 33.0Dividend and Income (DNIF) ........... O 16.05 11.18 – 30.3 – 7.1FirstTrIntDurPref&Inc (FPF) ........... N 24.29 23.83 – 1.9 8.7Gabelli GoAnywhere Tr (GGO) ........ N 14.08 11.85 – 15.8 – 23.8JHanPrefInc (HPI) .......................... N 19.84 19.68 – 0.8 – 6.1JHPrefIncII (HPF) ........................... N 19.49 18.73 – 3.9 – 8.3HnckJPfdInco III (HPS) .................. N 17.45 17.03 – 2.4 – 4.4JHanPrm (PDT) ............................. N 13.48 14.00 + 3.9 – 14.9LMPCapInco (SCD)-a ...................... N NA 11.58 NA – 11.8NuveenPref& I 2022 Trm (JPT) ...... N 24.35 24.18 – 0.7 2.8NuveenPref& IncOpp (JPC) .......... N 9.61 9.31 – 3.1 – 3.0Nuveen Fd (JPS) ............................. N 9.71 9.49 – 2.3 2.2NuveenPref& Inc Term (JPI) .......... N 24.44 24.05 – 1.6 1.0Nuveen TxAdvDivGr (JTD) .............. N 15.86 13.71 – 13.6 – 13.4TCWStrat Income (TSI) .................. N NA 5.69 NA 3.3ConvertibleSec's. FundsAdvntCnvrtbl&IncFd (AVK) ............. N 19.09 16.64 – 12.8 19.2AllianzGI Con& Inc 2024 (CBH) ...... N 10.59 9.90 – 6.5 8.6GI Conv& Inc (NCV) ....................... N 6.22 5.70 – 8.4 11.1AGI Conv& Inc II (NCZ) ................... N 5.58 5.05 – 9.5 10.0AGIDvs Inc&Conv (ACV) ............... N 34.65 32.91 – 5.0 46.2AGI Eqty&Conv Inc (NIE) ............... N 30.77 27.94 – 9.2 31.0Bancroft Fund Ltd (BCV) ................. A 32.92 31.29 – 5.0 34.9

52WeekStock Market Prem Market

FundName (Symbol) Exch NAV Price /Disc Return

CalamosConvHi (CHY) ................... N 15.81 14.60 – 7.7 37.7CalmosConvOp (CHI) ..................... N 14.98 13.84 – 7.6 35.9EllsworthG&I Fund Ltd (ECF) .......... A 14.63 14.33 – 2.1 37.5Gabelli ConvSec (GCV) ................... N 6.79 6.26 – 7.8 18.1HiIncBd (PCF) ................................. N 9.28 8.53 – 8.1 6.8WorldEquityFundsAbrdnAusEq (IAF) ........................... A 6.02 5.33 – 11.5 10.3Aberdeen EmgMkts Eq Inc (AEF) .... A 9.34 8.05 – 13.8 7.5AberdeenGlbl DynDiv (AGD) .......... N 11.93 10.38 – 13.0 8.1Aberdeen Japan Equity (JEQ) .......... N 11.07 9.56 – 13.6 23.0Aberdeen Tot DynDiv (AOD) ........... N 10.20 8.83 – 13.4 7.5BlackRockCapital Alloc (BCAT) ...... N 20.92 23.33 + 11.5 NSCalamosGloDynInc (CHW) ............. N 9.51 9.72 + 2.2 24.3CdnGenl Inv (CGI)-y ........................ T 50.61 34.00 – 32.8 34.4Central and Eastern Euro (CEE) ....... N 28.59 25.53 – 10.7 – 8.5China (CHN) ................................... N 32.56 29.99 – 7.9 42.8Delaware EnhGl Div& In (DEX) ....... N 10.60 9.64 – 9.1 1.6EVTxAdvGlbDivInc (ETG)-a ............. N 19.24 17.77 – 7.6 5.9EtnVncTxAdvOpp (ETO)-a ................ N 26.45 25.28 – 4.4 6.4Economic Inv Tr (N/A)-cy ................. T NA 108.67 NA 2.3European Equity Fund Inc (EEA) ...... N 12.01 10.44 – 13.1 11.1FirstTrAbEmergOp (FEO)-a .............. N 15.90 14.18 – 10.8 13.9FirstTr Dyn Euro Eq Inc (FDEU) ....... N 13.58 11.65 – 14.2 – 14.9Gabelli Gl Sm&MidCpVal (GGZ) ..... N 15.11 12.77 – 15.5 15.5GabelliMultimedia (GGT)-h ............. N 7.97 7.90 – 0.9 13.8GDL Fund (GDL) ............................. N 10.74 8.79 – 18.2 0.3Herzfeld Caribb (CUBA) .................. O 6.19 5.14 – 17.0 – 22.4HighlandGlobal Alloc (HGLB)-a ....... N 10.04 6.55 – 34.8 – 19.0India Fund (IFN) .............................. N 22.48 19.75 – 12.1 8.9JHanHdgdEty& Inc (HEQ) ............ N 12.67 11.37 – 10.3 – 14.6JHancockTaxAdvGl ShYld (HTY) ... N 6.34 5.47 – 13.7 – 12.8JapanSmaller Cap (JOF) ................. N NA 8.84 NA 1.6Korea (KF) ...................................... N 44.76 38.02 – 15.1 27.6LazardGlbTotRetInc (LGI) ............... N 19.42 18.00 – 7.3 18.7MexicoEqandIncmFd (MXE) ........... N 11.44 9.56 – 16.4 – 18.0Mexico (MXF) ................................. N NA 13.43 NA 0.2Miller/HowardHigh Inc E (HIE)-a ...... N 8.54 7.57 – 11.4 – 24.8MSChinaShrFd (CAF)-J ................... N 24.52 21.39 – 12.8 9.7MS India (IIF) .................................. N 24.67 20.94 – 15.1 5.1NewGermany (GF) ......................... N 23.68 21.03 – 11.2 38.4New Ireland (IRL) ........................... N 13.06 10.18 – 22.0 5.6RENNFund (RCG) .......................... A NA 1.66 NA 0.6RoyceGlobal Value Trust (RGT) ...... N 14.68 13.59 – 7.4 26.1SwissHelvetia (SWZ) ..................... N 10.11 8.76 – 13.4 12.1TempletonDragon (TDF) ................ N 23.77 21.42 – 9.9 41.5Templeton EmMkt (EMF) ............... N 19.32 17.66 – 8.6 17.2



UnitedCorps Ltd (UNC)-cy ............... T NA NA NA NAWells FargoGl DivOppty (EOD) ....... N 5.43 4.79 – 11.8 – 2.8U.S.MortgageBondFundsBlckRk Income (BKT) ...................... N 6.21 6.09 – 1.9 6.7First TrustMtge Inc (FMY) .............. N 14.39 13.58 – 5.6 5.3InvescoHI 2023 Tgt Term (IHIT) ..... N 8.83 8.51 – 3.6 7.2InvescoHI 2024 Tgt Term (IHTA) .... N 9.07 8.93 – 1.5 6.7NuveenMortgage and Inc (JLS) ...... N 22.15 19.60 – 11.5 5.2NuveenMulti-Market Inc (JMM)-c ... N 7.80 7.20 – 7.7 4.5Vertical Capital Income (VCIF) ........ N NA 9.71 NA 3.4Western AssetMtgOppty (DMO)-a .. N NA 14.06 NA 11.4

InvestmentGradeBondFundsBlRckCore Bond (BHK) .................. N 16.40 16.06 – 2.1 4.9BRCredit Alloc Inc (BTZ) ................. N 15.65 14.98 – 4.3 6.7BREnhcdGovt (EGF) ...................... N 13.36 13.31 – 0.4 3.7Insight Select Income (INSI)-a ......... N 21.83 20.77 – 4.9 3.9InvescoBond (VBF) ......................... N 21.18 21.10 – 0.4 3.6JHan Income (JHS) ........................ N 16.32 15.55 – 4.7 4.6MFSGovtMkts (MGF) .................... N 4.72 4.58 – 3.0 7.5MFS Intmdt (MIN) .......................... N 3.94 3.80 – 3.6 8.9Western Asset Inf-Lk Inc (WIA)-a ..... N NA 13.44 NA 2.9Western Asset Inf-LkO&I (WIW)-a .. N NA 12.09 NA 3.4WA InvestmentGrade Inc (PAI)-a ..... N NA 16.00 NA 3.9WesternAssetPremBd (WEA)-a ....... N NA 14.29 NA 5.7Westn Asst IGDef Opp Tr (IGI)-a ...... N NA 22.59 NA 3.8LoanParticipationFundsApollo Senior Floating (AFT) ........... N 16.19 14.40 – 11.0 6.9BRDebt Strategy (DSU) .................. N 11.56 10.21 – 11.7 8.2BR F/R IncStr (FRA) ....................... N 13.83 12.14 – 12.2 7.8BlackRock FloatngRt Inc (BGT) ...... N 13.42 11.85 – 11.7 7.7Blackstone Lng-ShCr Inc (BGX)-a .... N 14.97 13.42 – 10.4 9.7BlackstoneSr Fl Rt Tm (BSL)-a ........ N NA 14.24 NA 8.0BlackstoneStrat Cr (BGB)-a ............. N 14.22 12.47 – 12.3 9.3BNYMellonAlct GCI 2024 (DCF) ..... N 9.16 8.47 – 7.5 7.3Eagle Point Credit (ECC) .................. N NA 10.18 NA 15.8Eagle Point Income (EIC) ................ N NA 15.00 NA 8.2EatonVance F-R2022TT (EFL) ....... N 9.21 8.85 – 3.9 5.4EtnVncFltRteInc (EFT)-a .................. N 14.34 13.31 – 7.2 6.7EtnVncFltRteIncPlus (EFF)-a ............ N 16.38 15.48 – 5.5 5.4EVSenFlRtTr (EFR)-a ....................... N 14.12 12.99 – 8.0 7.0EVSnrIncm (EVF) ........................... N 6.77 6.42 – 5.2 6.3First Eagle Senior Loan (FSLF) ........ N 15.56 13.92 – 10.5 8.0FT/Sr FltgRte Inc 2 (FCT) ................ N 12.76 11.44 – 10.3 9.7FT/Sr FltgRte 2022 TgTr (FIV) ......... N 9.43 9.00 – 4.6 2.9Highland Income (HFRO)-a .............. N 12.91 10.20 – 21.0 10.2InvDYCrOpp (VTA) ......................... N 11.65 10.49 – 10.0 8.7InvSnrIncTr (VVR) .......................... N 4.45 3.91 – 12.1 6.8NuveenCredit Strat Inc (JQC) ......... N 7.01 6.21 – 11.4 16.5NuvFloatRateIncFd (JFR) ................ N 9.99 8.77 – 12.2 7.4NuvFloatRteIncOppty (JRO) ........... N 9.89 8.68 – 12.2 7.4NuveenSenior Income (NSL) .......... N 5.87 5.17 – 11.9 7.9NuveenShtDur Crdt Opp (JSD) ...... N 14.91 13.36 – 10.4 7.7PionrFltRate Tr (PHD) ..................... N 11.41 10.45 – 8.4 6.3HighYieldBondFundsAberdeen Inc Credit Str (ACP) ......... N 11.28 10.74 – 4.8 13.3AllianceBernGlHiIncm (AWF) .......... N 12.94 11.69 – 9.7 6.9Angel OakDynmc FS I Trm (DYFN) .. N 20.39 18.48 – 9.4 NSAngel Oak FS Inc Trm (FINS) ........... N 18.55 16.44 – 11.4 7.4BaringsGlb SDHYBd (BGH)-a ......... N 16.57 14.86 – 10.3 9.7BRCorporateHY (HYT) .................. N 11.91 11.46 – 3.8 8.0BlackRock LtdDur Inc (BLW) .......... N 16.94 15.92 – 6.0 7.4BNYMellonHi Yield Str (DHF) ......... N 3.27 3.00 – 8.3 8.5BrookfieldReal Asst Inc (RA) .......... N 19.82 17.95 – 9.4 13.5CrSuisHighYld (DHY) ..................... A NA 2.31 NA 8.5CSAM Income Fd (CIK) ................... A NA 3.19 NA 8.5DoubleLine Inc Sol (DSL) ................ N NA 16.35 NA 10.7DoubleLine YldOpps (DLY) ............ N NA 18.38 NA NSEVHiInc2021 (EHT) ........................ N 9.89 9.77 – 1.2 3.5First Tr Hi Inc Lng/Shrt (FSD) .......... N 16.48 14.63 – 11.2 9.0First Trust HYOpp:2027 (FTHY) ...... N 21.32 20.19 – 5.3 NSFranklinUniv (FT) ........................... N NA 7.35 NA 5.3InvHighIncTrII (VLT) ...................... N 14.97 13.56 – 9.4 8.6IVYHIGH INCOMEOPP (IVH) ......... N 14.56 12.95 – 11.1 9.5MFS IntmdHgInc (CIF) .................... N 2.48 2.46 – 0.6 9.2NeubHgYldStrt (NHS) ..................... N 12.64 11.53 – 8.8 9.4NewAmerHi Inc (HYB) ................... N 9.81 8.78 – 10.5 6.5NexPointStratOppty (NHF)-a ............ N 17.26 10.46 – 39.4 14.3NuveenCI 2023 Target (JHAA) ........ N 10.01 9.69 – 3.2 5.8NuveenCINov 2021 Tgt (JHB) ........ N 9.46 9.19 – 2.9 4.4NuveenCrdt Opps 2022 TT (JCO) .... N 8.29 8.03 – 3.1 6.8NuveenGlobal High Inc (JGH) ......... N 16.89 15.15 – 10.3 7.6PGIMGlobal HighYield (GHY) ........ N 16.30 14.60 – 10.4 8.9PGIMHighYield Bond (ISD) ........... N 16.69 15.11 – 9.5 8.5PGIMShDurHi YldOpp (SDHY) ..... N 20.05 NA NA NSPioneerHilncmTr (PHT) .................. N 9.38 9.14 – 2.6 8.4

Thursday,December24, 2020GeneralEquityFundsAdamsDiversified Equity (ADX) ...... N 19.75 17.11 – 13.4 14.5Boulder Growth& Income (BIF) ...... N 13.39 11.09 – 17.2 – 2.2Central Secs (CET)-c ........................ A NA 31.72 NA 0.2CohenStrsCEOppFd (FOF) .............. N 12.72 12.21 – 4.0 – 0.1Eagle Capital Growth (GRF)-c ........... A NA 7.81 NA 8.6EVTxAdvDivIncm (EVT)-a ................ N 24.42 23.46 – 3.9 0.5Equus II (EQS) ................................ N NA 2.18 NA 30.5FoxbyCorp. (FXBY) ........................ O 3.54 NA NA NAGabelliDiv&IncTr (GDV) ................. N 24.70 21.35 – 13.6 3.7Gabelli Equity Tr (GAB)-h ................. N 5.78 6.34 + 9.7 18.3GeneralAmer (GAM) ....................... N 43.63 36.90 – 15.4 4.7JHancockTaxAdvDiv (HTD) ............ N 22.48 21.15 – 5.9 – 16.5Liberty All-Star Equity (USA) ........... N 7.29 6.88 – 5.6 12.8Liberty All-Star Growth (ASG)-h ....... N 8.00 8.73 + 9.1 47.9NuvTaxAdvTRStrat (JTA) ............... N 10.68 9.31 – 12.8 – 13.8RoyceMicro-Cap Tr (RMT) ............. N 11.90 10.21 – 14.2 29.6RoyceValue Trust (RVT) ................. N 18.61 16.36 – 12.1 19.9Source Capital (SOR) ...................... N 44.85 40.07 – 10.7 8.1Special Opportunities (SPE) ............ N NA 13.90 NA 4.5Sprott Focus Trust (FUND) .............. O 8.03 6.87 – 14.4 2.2Tri-Continental (TY) ........................ N 32.97 29.59 – 10.3 11.6SpecializedEquityFundsAberdeenGlb PremProp (AWP) ..... N 5.91 5.17 – 12.5 – 12.6AberdeenStdGl Infra I (ASGI) ......... N 21.49 19.07 – 11.3 NSAdamsNatural Resources (PEO) .... N 13.75 11.36 – 17.4 – 26.8AllianzGI AI&TechOpps (AIO) ....... N 27.98 26.51 – 5.3 47.3GIDivInt&PremStr (NFJ) ................ N 15.23 13.35 – 12.3 11.1ASAGold&PrecMet Ltd (ASA) ....... N 26.00 21.62 – 16.8 61.1BREnhC&I (CII) ............................. N 18.88 17.34 – 8.2 7.6BlackRock Energy&Res (BGR) ...... N 8.22 7.06 – 14.1 – 35.3BlackRock Eq EnhDiv (BDJ) ........... N 9.23 8.35 – 9.5 – 7.8BlackRock EnhGlbl Div (BOE) ......... N 12.12 10.68 – 11.9 4.8BlackRock Enh Intl Div (BGY) .......... N 6.39 5.80 – 9.2 6.8BlackRockHlth Sci Tr II (BMEZ) ...... N 31.32 29.90 – 4.5 NSBlackRockHlth Sciences (BME) ...... N 45.13 47.70 + 5.7 20.9BlackRockRes&Comm(BCX) ....... N 8.41 7.28 – 13.4 – 2.2BlackRockSci&Tech Tr II (BSTZ) .... N 38.93 37.08 – 4.8 91.5BlackRockSci&Tech Trust (BST) .... N 52.42 53.26 + 1.6 68.8BlackRockUtl Inf&Pwr (BUI) ......... N 23.36 24.81 + 6.2 17.6CBREClrnGlbRlEst (IGR) ................ A 7.93 6.72 – 15.3 – 7.0CLEARBRIDGEENGYMDSOPP (EMO) N NA 14.02 NA – 63.5CLEARBRIDGEMLP&MDSTMTR (CTR) N NA 15.14 NA – 61.0ClearBridgeMLP&Midstm (CEM) .. N NA 17.37 NA – 66.3Cntr Cst BrkfldMLP&EI (CEN) ......... N 13.07 9.62 – 26.4 – 81.3ChnStrInfr (UTF) ............................. N 24.19 25.56 + 5.7 6.7COHEN&STEERSMLP INC&E (MIE) N 2.85 2.29 – 19.6 – 68.3Cohen&SteersQualInc (RQI) ........... N 12.92 11.95 – 7.5 – 12.7Cohen&Steers TotRet (RFI)-a .......... N 12.91 13.35 + 3.4 0.8CohenStrsREITPrefInc (RNP) ......... N 23.32 21.89 – 6.1 0.5Columbia Sel PrmTechGr (STK) ..... N 27.66 27.16 – 1.8 24.9CushingMLPTotRet (SRV)-d ............ N 28.85 21.77 – 24.5 – 39.1CushingNextGen Inf Inc (SZC) ........ N 48.88 36.54 – 25.2 – 24.1DNPSelect Income (DNP) .............. N 8.88 10.32 + 16.2 – 13.1Duff&PhUti&Infra Inc Fd (DPG) ...... N 13.04 12.03 – 7.7 – 10.5Duff&PhSelMLP&MSEngy (DSE) . N 6.35 4.95 – 22.0 – 86.7EtnVncEqtyInc (EOI)-a ..................... N 16.68 16.13 – 3.3 9.7EtnVncEqtyIncoII (EOS)-a ................ N 21.02 21.48 + 2.2 27.2EVRskMnDvsEqInc (ETJ)-a ............. N 10.02 10.39 + 3.7 22.8ETnVncTxMgdBuyWrtInc (ETB)-a .... N 14.47 14.98 + 3.5 0.8EtnVncTxMgdBuyWrtOpp (ETV)-a ... N 14.37 15.36 + 6.9 12.7EvTxMnDvsEqInc (ETY)-a ................ N 12.63 12.23 – 3.2 7.4EtnVncTxMgdGlbB (ETW)-a ............ N 10.18 9.68 – 4.9 4.2EVTxMnGblDvEqInc (EXG)-a ........... N 9.19 8.60 – 6.4 8.5First Trust Energy IncG (FEN) ......... A 12.75 10.70 – 16.1 – 45.7First Tr Enhanced Eq (FFA)-a ............ N 18.00 16.93 – 5.9 7.2First Tr Specialty Fn (FGB) ............... N 3.50 3.12 – 10.9 – 41.1FirstTrEnergyInfra (FIF) .................. N 12.35 10.53 – 14.7 – 32.6FirstTrMLPEner&Inc (FEI) .............. N 6.83 5.76 – 15.7 – 46.0GabGl Util & Inc (GLU)-h ................. A 19.16 18.12 – 5.4 1.9Gabelli Healthcare (GRX)-h .............. N 13.65 11.85 – 13.2 9.5GabUtility (GUT)-h .......................... N 4.04 7.97 + 97.3 19.3GAMCOGlGold&NatRes (GGN) ....... A 4.01 3.50 – 12.7 – 9.1GAMCONRGLD& INCTR (GNT) .... N 5.91 5.09 – 13.9 – 7.1JHan Finl Opptys (BTO) .................. N NA 30.65 NA – 6.2Macquarie/FirstTr Gl (MFD) ............ N 9.59 8.27 – 13.8 – 14.1MadisonCovCall & EqStr (MCN) .... N 7.05 6.78 – 3.8 15.7Neuberger BrmnMLP&EI (NML) ... N 4.49 3.40 – 24.3 – 46.7NubrgrRlEstSec (NRO) ................... A 4.39 4.36 – 0.7 – 11.1NuvDow30DynOverwrite (DIAX) .. N 16.49 15.16 – 8.1 – 7.9

Weekly Closed-End FundsTRACKING CLOSED - END FUNDS

The Herzfeld Closed-End Average measures 15 equally-weighted closed-end funds based in the U.S. that invest principally inAmerican equities. The net assest value is a weighted average of the funds' NAVs. Source: Thomas J. Herzfeld Advisors Inc., Miami.305-271-1900/www.herzfeld.com

54600

48600

42600

36600

30600

24600

186001Q 20 2Q 20 3Q 20 4Q 20

*HerzfeldClosed-EndAverage

Dow Industrials

59100

53700

48300

42900

375001Q 2Q 3Q 4Q

Net Asset Value

-4

-7

-10

-13

-161Q 20 2Q 20 3Q 20 4Q 20

% Disc/Prem From Net Asset Value





12mosStock Market Prem Yield

FundName (Symbol) Exch NAV Price /Disc 11/30/20

Closed for the Holiday: Through Wednesday, the Herzfeld Average of closed-endfunds had gained 4.5% in December, while the Dow was up just 1.7%.

Data provided by

a-NAV and market price are ex dividend. b-NAV is fully diluted. c-NAV is as of Thursday’s close. d-NAV is as of Wednesday’s close.e-NAV assumes rights offering is fully subscribed. f-Rights offeringin process. g-Rights offering announced. h-Lipper data has been ad-justed for rights offering. j-Rights offering has expired, but Lipperdata not yet adjusted. l-NAV as of previous day. o-Tender offer inprocess. Source: Lipper

Market Sentiment LAST +1.44Citigroup Panic/EuphoriaModel

-1.8

-1.2

-0.6

0

0.6

1.2

N D J F M A M J J A S O N D

Euphoria

Panic

The panic/euphoria model is a gauge of investor sentiment. It identifies "Panic" and "Euphoria" levels which are statistically driven buy andsell signals for the broader market. Historically, a reading below panic supports a better than 95% likelihood that stock prices will behigher one year later, while euphoria levels generate a better than 80% probability of stock prices being lower one year later.

Source: Citigroup Investment Research - US Equity Strategy

1.81.51.41.31.21.11.00.90.80.70.60.50.40.30.20.1

Q117

Q2 Q3 Q4 Q119

Q2 Q3 Q4 Q120

Q2 Q3 Q4

THREE YEAR TED SPREAD

Friday's Close 0.15

TED Spread = 3-mth LIBOR – 3-mth T-bill rate




FedHrmsPremMuI (FMN)-a ............. N 15.66 14.38 – 8.2 4.2InvAdvMuIncTrII (VKI) ................... A 12.20 11.21 – 8.1 4.7InvescoMuniOp (OIA) .................... N 7.72 7.71 – 0.1 4.9InvescoMuOppTr (VMO) ................ N 13.65 12.66 – 7.3 4.7InvescoMuTr (VKQ) ........................ N 13.68 12.65 – 7.5 4.6InvescoQual Inc (IQI) ...................... N 13.83 12.84 – 7.2 4.7InvTrInvGrMu (VGM) ..................... N 14.09 13.06 – 7.3 4.7InvescoValMunInc (IIM) ................. N 16.79 15.46 – 7.9 4.5MAINSTAY:MKDEFTRMUNOP (MMD) N NA 21.59 NA 4.7MFSHgIncMuniTr (CXE) ................ N 5.29 4.91 – 7.2 5.0MFSHgYldMuniTr (CMU) ............... N 4.78 4.39 – 8.2 5.0NeubrgrBrm (NBH) ......................... A 15.31 14.92 – 2.5 4.8NuveenAMT-FrMuVal (NUW) ........ N 17.35 16.48 – 5.0 2.8NuveenAMT-FrQltyMun I (NEA) .... A 15.98 14.80 – 7.4 4.5NuveenAMT-FrMuCI (NVG) .......... A 17.31 16.43 – 5.1 4.8NuveenDynMuni Opp (NDMO) ....... N 15.69 NA NA NSNuveen EnhMuni Val (NEV) ............ N 15.50 15.85 + 2.3 4.5Nuveen Int DurMunTerm (NID) ...... N 14.33 13.77 – 3.9 3.7Nuveen Int DurQltyMun (NIQ) ........ N 14.88 14.50 – 2.6 2.8NuveenMuCrdt Opps (NMCO) ....... N 14.01 12.77 – 8.9 5.6NuvMuni2021TgtTerm (NHA) ......... N 9.86 9.79 – 0.7 1.4NuvMuni Credit Income (NZF) ........ A 16.80 15.81 – 5.9 4.8NuvMuniHiIncOpp (NMZ) ............... A 13.97 14.23 + 1.9 5.3NuveenMuni Inc (NMI) ................... N 11.32 11.19 – 1.1 3.5NuveenMuni Val (NUV) .................. N 10.74 11.12 + 3.5 3.3NuveenQualityMuni Inc (NAD) ....... N 16.31 15.12 – 7.3 4.4NuveenSelMat (NIM) ..................... N 10.82 10.60 – 2.0 3.0NuveenSel TF (NXP) ....................... N 16.49 17.46 + 5.9 3.2NuveenSel TF 2 (NXQ) .................... N 15.68 15.57 – 0.7 3.2NuveenSel TF 3 (NXR) .................... N 16.90 17.24 + 2.0 3.1PIMCOMuniInc (PMF) .................... N NA 13.69 NA 4.7PIMCOMuniIncII (PML) .................. N NA 14.31 NA 5.0PimcoMuni III (PMX) ..................... N NA 11.91 NA 4.6PioneerHilncAdv (MAV) .................. N NA 11.55 NA 4.3PioneerMunHiIcmT (MHI) .............. N NA 12.16 NA 4.4PutnamMgd Inc (PMM)-a ............... N NA 7.89 NA 4.8PutnamMuni Opp (PMO)-a .............. N NA 13.42 NA 4.7RiverNorth FlexMuni Inc (RFM) ...... N NA NA NA NSRiverNorthMgdDurMun I (RMM) .. N NA 17.55 NA 5.7RiverNorthOppsMuni Inc (RMI) ..... N NA 20.96 NA 4.7Western AssetMgdMuni (MMU)-a .. N NA 12.74 NA 4.2Western AssetMunHi Inc (MHF)-a .. N NA 7.42 NA 3.8WstAstMuniPrtnrs (MNP)-a ............ N NA 14.80 NA 3.8Westn AsstMuDefOppTr (MTT)-a .. N NA 20.85 NA 3.2SingleStateMuniBondBlackRockCAMun (BFZ) ................ N 16.02 14.12 – 11.9 3.3BlackRockMATax-Exempt (MHE) .. N 13.85 13.40 – 3.2 3.6BlackRockMDMunBd (BZM) ......... N 15.34 15.40 + 0.4 3.1BRMHCAQly Fd Inc (MUC) ............ N 16.01 14.90 – 6.9 3.9BRMHNJQly (MUJ) ....................... N 16.05 14.37 – 10.5 4.8BRMHNYQly (MHN) ..................... N 15.17 14.08 – 7.2 4.2BlkRkMunyldAZ (MZA) ................... N 14.95 14.79 – 1.1 3.8BRMuniYld CA (MYC) .................... N 16.38 14.78 – 9.8 3.5BRMuniYld CAQly (MCA) ............... N 16.21 14.93 – 7.9 4.0BRMuniYldMIQly (MIY) ................ N 15.87 14.59 – 8.1 4.2BRMuniYldNJ (MYJ) ..................... N 16.10 14.15 – 12.1 5.1BRMuniYldNYQly (MYN) .............. N 14.55 13.15 – 9.6 4.1BRMuniYld PAQly (MPA) ............... N 16.24 14.57 – 10.3 4.1BlckRkNYMuni IncQly (BSE) ......... N 15.10 13.51 – 10.5 3.9BlackRockNYMun (BNY) ............... N 15.16 14.22 – 6.2 4.1BlackRockNYMun II (BFY) ............. N 15.64 14.44 – 7.7 4.5BlackRockVAMun (BHV) ............... N 15.64 16.16 + 3.3 3.2Del COMuni Inc (VCF) ..................... A 15.36 14.40 – 6.3 3.6DelMN II (VMM) ............................. A 15.02 13.00 – 13.4 3.2EVCAMuniBd (EVM)-a ..................... A 12.79 11.59 – 9.4 4.0EVCAMuniIncm (CEV) .................... A 14.75 13.66 – 7.4 4.0EatonVanceNYMuni Bd (ENX)-a ..... A 13.56 12.46 – 8.1 4.1EVNYMuniIncm (EVY) .................... A 15.12 13.88 – 8.2 3.8InvCaValMuIncTr (VCV) ................. N 13.73 13.07 – 4.8 4.1InvPAValMuIncTr (VPV) ................. N 14.27 12.55 – 12.1 4.7InvTrInvGrNYMu (VTN) .................. N 14.42 12.87 – 10.7 4.3NeubrgrBrmCA (NBW) ................... A 15.64 13.58 – 13.2 4.0NeubrgeBrmNY (NBO) ................... A 14.21 12.31 – 13.3 3.8NuveenAZQualMuni Inc (NAZ) ...... N 15.39 15.32 – 0.5 3.5NuveenCAAMT-FQualMI (NKX) .... A 16.97 15.75 – 7.2 4.0NuveenCAVal (NCA) ...................... N 10.87 10.72 – 1.4 3.0NuveenCAMuni Value 2 (NCB) ....... N 16.57 15.42 – 6.9 2.7NuveenCAQtyMuInc (NAC) ............. N 16.34 15.06 – 7.8 4.1NuveenCASel Tx-Free (NXC) .......... N 16.00 16.39 + 2.4 3.2NuvGAQualMuni Inc (NKG) ........... A 14.43 12.80 – 11.3 3.7NuveenMAQualMuni Inc (NMT) .... N 15.27 14.40 – 5.7 3.5NuveenMDQualMuni Inc (NMY) .... N 15.33 13.93 – 9.1 4.1NuveenMIQualMuni Inc (NUM) ..... N 16.21 14.60 – 9.9 3.8NuveenMinnQualMun Inc (NMS) .. A 15.62 14.67 – 6.1 3.8NuveenMOQualMun Inc (NOM) .... A 14.12 NA NA 3.3NuveenNJMuni Value (NJV) .......... N 15.58 13.98 – 10.3 2.7NuvNJQualMuni Inc (NXJ) ............. A 16.73 14.20 – 15.1 4.5NuveenNYAMT/Fr QualMI (NRK) .. A 15.08 13.44 – 10.9 4.2NuveenNYVal (NNY) ...................... N 10.22 10.16 – 0.6 3.2

TOPSAVINGSDEPOSITYIELDS

MoneyMarketAccount1Telephone Min. Recent Effect.

Institution Location No. Deposit %Rate %Yield

AxosBank SanDiego,CA (877)541-2634 25000 0.61 (CD) 0.61BankDirect Dallas,TX (877)839-2737 10000 0.60 (CD) 0.60iGobanking.com Flushing,NY (888)432-5890 25000 0.55 (CD) 0.55Ally Bank Philadelphia,PA (877)247-2559 1 0.50 (CD) 0.50American Express Salt Lake City,UT (800)446-6307 1 0.50 (CD) 0.50

Six-MonthCDs2Telephone Min. Recent Effect.


iGobanking.com Flushing,NY (888)432-5890 1000 0.60 (CD) 0.60Dollar SavingsDirect Ossining,NY (866)395-8693 1000 0.55 (CD) 0.55Emigrant Direct NewYork,NY (800)836-1997 1000 0.50 (CD) 0.50MySavingsDirect Ossining,NY (877)752-1919 1000 0.50 (CD) 0.50BankDirect Dallas,TX (877)839-2737 10000 0.50 (CD) 0.501Includingpassbook, statement savings, andbank-offered liquidasset accounts.2Six-month CD yields assume reinvestment of principal and interest at the same rate for anadditional sixmonths.Rates are the highest yields on six types of accounts offered by federally-insured banks andsavingsassociationsnationwide.

One-YearCDsTelephone Min. Recent Effect.


LegacyBank Hinton,OK (800)687-9688 1000 0.70 (CM) 0.70iGobanking.com Flushing,NY (888)432-5890 1000 0.65 (CD) 0.65AmboyDirect Old Bridge,NJ (877)22-26269 10000 0.65 (CA) 0.65Ally Bank Philadelphia,PA (877)247-2559 1 0.60 (CD) 0.60First Internet Bank Indianapolis,IN (888)873-3424 1000 0.60 (CM) 0.60

2½-YearCDsTelephone Min. Recent Effect.


Emigrant Direct NewYork,NY (800)836-1997 1000 0.60 (CD) 0.60Community CommerceBk LosAngeles,CA (323)268-6100 10000 0.58 (CM) 0.58MySavingsDirect Ossining,NY (877)752-1919 1000 0.55 (CD) 0.55Discover Bank Greenwood,DE (800)347-7000 2500 0.55 (CD) 0.55ProGrowthBank Gaylord,MN (888)922-2265 25000 0.51 (CA) 0.51

Yieldsarebasedonthestatedrateandcompoundingmethod ineffectFridayandaresubjectto change. Phone toverifybefore investingor sendingmoney.(CC) Compounded continuously; (SA) compounded semiannually; (CD) compoundeddaily;(CA) compounded annually; (CM) compounded monthly; (SI) simple interest; (CQ) com-poundedquarterly

Five-YearCDsTelephone Min. Recent Effect.


Travis CU Concord,CA (800)435-4040 500 1.00 (CM) 1.00First Internet Bank Indianapolis,IN (888)873-3424 1000 0.95 (CM) 0.95ProGrowthBank Gaylord,MN (888)922-2265 25000 0.95 (CA) 0.95Ally Bank Philadelphia,PA (877)247-2559 1 0.85 (CD) 0.85Popular Direct NewYork,NY (800)274-5696 10000 0.80 (CD) 0.80

90-DayJumboCDsTelephone Min. Recent Effect.


LegacyBank Hinton,OK (800)687-9688 10000 0.40 (CM) 0.40First Internet Bank Indianapolis,IN (888)873-3424 1000 0.25 (CM) 0.25Radius Bank Boston,MA (800)242-0272 1000 0.25 (CD) 0.25Giantbank.com Ft.Lauderdale,FL (877)446-4200 2500 0.25 (CD) 0.25AxosBank SanDiego,CA (877)541-2634 1000 0.20 (CD) 0.20Source: (c)2020, InformaResearchServices,30501AgouraRoad,2ndFloor,AgouraHills,CA91301 818-880-8877. All rights reserved. May not be reproduced or retransmitted in anyformwithout expresswritten consentof InformaResearchServices.

1WSCredit Income (N/A) ................ z NA NA NA 6.0AlphCntrc PrimeMerid In (N/A) ....... z 9.66 NA NA NSAngel OakStr Crdt:Inst (N/A) .......... z 22.82 NA NA 7.9Axonic Alternative Inc (N/A) ............ z NA NA NA 3.5Blackstone/GSOFREID (N/A) ......... z 23.70 NA NA 5.7Blackstone/GSOFREI I (N/A) .......... z 23.66 NA NA 5.9Blackstone/GSOFREI T (N/A) ......... z 23.62 NA NA 5.5Blackstone/GSOFREI T-I (N/A) ....... z 24.21 NA NA 5.4Blackstone/GSOFREIU (N/A) ......... z 24.67 NA NA 5.4Blstn CommntyDev (N/A) ............... z 10.06 NA NA 3.4BNYMAlcntr GlbMSCr Fd (N/A) ..... z 101.14 NA NA 6.9CLIFFWATERCL FD;I (N/A) ............. z 10.54 NA NA 5.1CNRStrategic Credit (N/A)-a ............ z 10.16 NA NA 7.8FedProj&TrFinanceTendr (N/A) ...... z 10.01 NA NA 2.8FSGlobal Crdt OpptysD (N/A) ......... z NA NA NA 8.5SchrdrsOpp Inc;A (N/A) ................. z 25.75 NA NA 1.1SchrdrsOpp Inc;A2 (N/A) ............... z NA NA NA NSSchrdrsOpp Inc;I (N/A) .................. z 25.77 NA NA 1.1SchrdrsOpp Inc;SDR (N/A) ............ z 25.81 NA NA 1.2InvescoSr LoanA (N/A) .................. z 6.26 NA NA 4.4InvescoSr LoanC (N/A) .................. z 6.28 NA NA 3.7InvescoSr Loan IB (N/A) ................. z 6.26 NA NA 4.6InvescoSr Loan IC (N/A) ................. z 6.26 NA NA 4.5InvescoSr LoanY (N/A) .................. z 6.27 NA NA 4.6Pioneer Sec Inc (N/A) ...................... z 9.69 NA NA NSHighYieldBondFundsGriffin Inst AccessCd:A (N/A) ......... z NA NA NA 6.1Griffin Inst AccessCd:C (N/A) ......... z NA NA NA 6.1Griffin Inst AccessCd:F (N/A) .......... z NA NA NA 6.2Griffin Inst AccessCd:I (N/A) .......... z NA NA NA 6.1Griffin Inst AccessCd:L (N/A) .......... z NA NA NA 6.2PIMCOFlexible Cr I;A-2 (N/A) .......... z 9.20 NA NA 9.8PIMCOFlexible Cr I;A-3 (N/A) .......... z 9.20 NA NA NSPIMCOFlexible Cr I;A-4 (N/A) .......... z 9.20 NA NA 10.1PIMCOFlexible Cr I;Inst (N/A) ......... z 9.20 NA NA 10.9PionrILSBridge (N/A) ..................... z NA NA NA 0.0WAMiddleMkt Inc (N/A) ................. z NA NA NA 8.7OtherDomesticTaxableBondFundsAlternative Credit Inc:A (N/A)-a ........ z 10.28 NA NA 8.0Alternative Credit Inc:C (N/A)-a ........ z 10.40 NA NA 7.3Alternative Credit Inc:I (N/A)-a ......... z 10.30 NA NA 8.2Alternative Credit Inc:L (N/A)-a ........ z 10.28 NA NA 7.7Alternative Credit Inc:W (N/A)-a ....... z 10.28 NA NA 8.0AmBeaconApollo TR:T (N/A)-a ....... z 10.27 NA NA 1.7AmBeaconApollo TR:Y (N/A)-a ....... z 10.32 NA NA 2.5AmBeaconSPEnh Inc:T (N/A) ........ z 9.63 NA NA NSAmBeaconSPEnh Inc:Y (N/A) ........ z 9.70 NA NA 3.3BRCredit Strat;A (N/A)-a .................. z 10.38 NA NA NSBRCredit Strat;Inst (N/A)-a .............. z 10.38 NA NA 5.1BlackRockMlt-Sctr Oppty (N/A) ...... z 87.15 NA NA 8.6BlackRockMlt-SecOpp II (N/A) ...... z 91.58 NA NA 8.3Carlyle Tact Pvt Cred:A (N/A) ........... z NA NA NA 8.2Carlyle Tact Pvt Cred:I (N/A) ............ z NA NA NA 9.1Carlyle Tact Pvt Cred:L (N/A) ........... z NA NA NA 8.6Carlyle Tact Pvt Cred:M (N/A) .......... z NA NA NA NSCarlyle Tact Pvt Cred:N (N/A) .......... z NA NA NA 9.1Carlyle Tact Pvt Cred:Y (N/A) ........... z NA NA NA 8.8CIONAresDvsfd Crdt;A (N/A) ......... z NA NA NA 5.7CIONAresDvsfd Crdt;C (N/A) ......... z NA NA NA 5.7CIONAresDvsfd Crdt;I (N/A) .......... z NA NA NA 5.6CIONAresDvsfd Crdt;L (N/A) .......... z NA NA NA 5.6CIONAresDvsfd Crdt;U (N/A) ......... z NA NA NA 5.6CIONAresDvsfd Crdt:U2 (N/A) ....... z NA NA NA NSCIONAresDvsfd Crdt;W (N/A) ........ z NA NA NA 5.6CNRSelect Strategies (N/A) ............ z 11.59 NA NA 0.0First Eagle Crdt OppsA (N/A) ........... z 25.43 NA NA NSFirst Eagle Crdt Opps I (N/A) ............ z 25.43 NA NA NSGLBeyond Income (N/A) ................ z 0.64 NA NA NEKKRCREDITOPPTY;D (N/A) ........... z NA NA NA NSKKRCREDITOPPTY;I (N/A) ............ z NA NA NA NSKKRCREDITOPPTY;T (N/A) ........... z NA NA NA NSKKRCREDITOPPTY;U (N/A) ........... z NA NA NA NSLordAbbett CredOpps Fd (N/A) ...... z 10.36 NA NA 7.2LordAbbett CredOpps Fd (N/A) ...... z 10.36 NA NA 7.8LordAbbett CrdOp:U (N/A) ............. z 10.36 NA NA NSPalmer SquareOpp Inc (N/A) .......... z 18.31 NA NA 6.0Thrivent Church Ln&Inc:S (N/A) ..... z 10.88 NA NA 2.6World IncomeFundsDestra Int&Evt-DvnCrd:A (N/A) ...... z 26.30 NA NA 4.6Destra Int&Evt-DvnCrd:I (N/A) ....... z 26.31 NA NA 4.8Destra Int&Evt-DvnCrd:L (N/A) ...... z 26.28 NA NA 4.4Destra Int&Evt-DvnCrd:T (N/A) ...... z 26.25 NA NA 4.2NationalMuniBondFundsPIMCOFlexMun Inc;A-3 (N/A) ........ z 11.45 NA NA 2.1PIMCOFlexMun Inc:A1 (N/A) ......... z 11.45 NA NA NSPIMCOFlexMun Inc;A2 (N/A) ......... z 11.45 NA NA NSPIMCOFlexMun Inc;Inst (N/A) ....... z 11.45 NA NA 2.8Tortoise Tax-AdvSoc Inf (N/A)-a ...... z 9.51 NA NA 5.0

Wells Fargo IncomeOppty (EAD) .... A 8.95 8.14 – 9.1 8.8WstAstHIF II (HIX)-a ........................ N NA 6.85 NA 8.4Western Asset Hi IncOpp (HIO)-a .... N NA 4.98 NA 7.7Western Asset Hi YldDO (HYI)-a ..... N NA 15.17 NA 7.4OtherDomesticTaxableBondFundsApollo Tactical Income (AIF) ........... N NA 14.33 NA 7.2AresDynamic Crdt Alloc (ARDC) ..... N NA 14.18 NA 8.9BaringsCorporate Inv (MCI) ........... N NA 13.08 NA 7.7BaringsPart Inv (MPV) ................... N NA 12.29 NA 7.1BlackRockMlt-Sctr Inc (BIT) .......... N 18.31 17.05 – 6.9 8.7BlackRock TaxMuni Bd (BBN) ........ N 25.35 27.30 + 7.7 5.0DoubleLine:Oppor Crdt Fd (DBL) .... N 19.48 19.15 – 1.7 7.1Duff&PhUtil Cor (DUC) .................. N 9.58 10.12 + 5.6 5.9EVLmtDurIncm (EVV) ..................... A 13.66 12.26 – 10.2 9.8Franklin LtdDur Income (FTF) ......... A NA 9.23 NA 10.8JHan Investors (JHI) ...................... N 18.26 17.44 – 4.5 7.8KKR IncomeOpportunities (KIO) .... N NA 14.27 NA 10.5MFSCharter (MCR) ........................ N 8.92 8.45 – 5.3 8.1Nuveen TaxableMuni Inc (NBB) ...... N 22.85 23.66 + 3.5 4.8PCMFund (PCM) ............................ N NA 10.77 NA 8.9PIMCOCorp& IncOppty (PTY) ....... N NA 17.73 NA 9.1PIMCOCorp& IncStrat (PCN) ........ N NA 17.08 NA 8.3PIMCOHilnco (PHK) ....................... N NA 6.04 NA 11.1PIMCO IncmStrFd (PFL) ................. N NA 11.24 NA 9.7PIMCO IncmStrFd II (PFN) .............. N NA 9.84 NA 9.8PutnamMas Int (PIM)-a ................... N NA 4.16 NA 8.6PutnamPrem Inc (PPT)-a ................ N NA 4.54 NA 9.1Wells FargoMulti-Sector (ERC) ...... A 12.96 12.08 – 6.8 9.7World IncomeFundsAbrdnAP IncFd (FAX) ..................... N 4.91 4.43 – 9.8 7.8AberdeenGlobal Income (FCO) ....... N 7.08 8.08 + 14.1 10.5BlackRock 2022Gl IncOp (BGIO) ... N 9.19 8.92 – 2.9 6.9BrndywnGLBGlb IncOppts (BWG)-a N NA 12.32 NA 7.0EtnVncStDivInc (EVG)-a .................. N 13.78 12.40 – 10.0 7.2First Tr/AbGlbl Inc (FAM) ................ N 11.33 10.47 – 7.6 9.2MSEmMktDomDebt (EDD) ............ N 7.27 6.22 – 14.4 7.4MsEmMktDebtFd (MSD) ................ N 10.55 9.19 – 12.9 5.0Nuveen EMDbt 2022 Tg Tr (JEMD) . N 7.89 7.53 – 4.6 5.9PIMCODynCrd&Mrt Inc (PCI) ....... N NA 20.89 NA 12.2PIMCODynamic Income (PDI) ........ N 24.71 26.31 + 6.5 11.5PIMCO IncomeOpportunity (PKO) .. N 23.49 24.97 + 6.3 9.1PIMCOStratg Inc (RCS) .................. N NA 6.95 NA 9.7StoneHarbor EMTot Inc (EDI) ......... N 8.52 8.92 + 4.7 15.4StoneHarbor EmgMkts Inc (EDF) ... N 7.34 8.01 + 9.1 19.3Templeton Em Inc (TEI) .................. N 8.87 7.74 – 12.7 7.7TempltnGlbl Inc (GIM) ................... N 6.08 5.50 – 9.5 4.5VirtusGlMSec Inc (VGI) ................. N 12.67 11.99 – 5.4 11.6WstAstEmergDebt (EMD)-a ............. N NA 13.78 NA 8.8Western Asset Gl CrDOp (GDO)-a ... N NA 17.93 NA 6.7NationalMuniBondFundsAllBerNatlMunInc (AFB) ................. N 15.41 14.07 – 8.7 4.2BlckRk InvQMun (BKN) ................. N 16.69 17.24 + 3.3 4.2BlckRk L-TMuni Adv (BTA) ............. N 13.02 12.86 – 1.2 4.7BRMu InDur (MUI) ......................... N 16.09 14.82 – 7.9 4.0BlackRockMuni 2030 Tgt (BTT) ...... N 26.78 25.17 – 6.0 2.9BlackRockMunBd (BBK) ................ N 16.76 15.97 – 4.7 4.3BlackRockMuni (BFK) .................... N 14.70 15.30 + 4.1 4.4BlackRockMuni II (BLE) ................. N 15.14 15.29 + 1.0 4.6BlckRkMun Inc Inv (BBF) ............... N 14.39 13.36 – 7.2 4.5BlckRkMuni IncQly (BYM) ............. N 15.88 15.01 – 5.5 4.0BlckRkMuni Inc InvQly (BAF) ......... N 15.53 14.69 – 5.4 4.4BRMuniAssets Fd (MUA) ............... N 14.41 14.59 + 1.2 4.3BRMuniEnhanced (MEN) ............... N 12.48 11.74 – 5.9 4.1BRMuniHoldng2 (MUH) ................. N 16.03 14.97 – 6.6 4.6BRMuniHoldingsQly (MFL) ........... N 15.12 14.05 – 7.1 3.9BRMHQly (MUS) ........................... N 14.13 13.13 – 7.1 4.3BRMHQly 2 (MUE) ......................... N 14.25 13.30 – 6.7 4.3BRMuniHoldngs (MHD) ................. N 17.27 16.11 – 6.7 4.5BRMuniVest Fd (MVF) .................... N 9.88 9.08 – 8.1 4.4BRMuniVest 2 (MVT) ..................... N 15.52 14.62 – 5.8 4.4BRMuniYield Fd (MYD) .................. N 15.19 14.12 – 7.0 4.7BRMuniYld Invest Qly (MFT) .......... N 14.48 14.22 – 1.8 4.5BRMuniYieldQlty (MQY) ................ N 16.60 16.70 + 0.6 4.1BRMuniYldQlty2 (MQT) ................ N 14.59 13.89 – 4.8 4.1BRMuniYldQly 3 (MYI) .................. N 15.28 14.16 – 7.3 3.9BRMuniYldInv (MYF) ..................... N 14.69 13.89 – 5.4 4.8BlckRkStrMuni (BSD) .................... N 14.70 14.15 – 3.7 4.7BNYMellonMuni Bd Infra (DMB) .... N 14.53 13.91 – 4.2 4.5BNYMellonMuni Income (DMF) ..... A 9.32 8.70 – 6.7 4.8BNYMellonStrMuni Bond (DSM) ... N 8.33 7.65 – 8.2 4.7BNYMellonStratMuni (LEO) .......... N 8.65 8.31 – 3.9 4.9Del InvNatlMuni Income (VFL) ....... A 14.85 13.15 – 11.4 3.9DTF Tax-Free Income (DTF) ............ N 16.07 14.70 – 8.5 3.1DWSMuni Inc (KTF) ....................... N 12.77 11.31 – 11.4 4.1DWSStratMun (KSM) .................... N 12.74 11.30 – 11.3 4.4EVMuniBd (EIM)-a ........................... A 14.29 13.31 – 6.9 4.3EVMuniIncm (EVN) ........................ N 14.27 13.27 – 7.0 4.2EVNatMuniOpp (EOT)-a ................... N 21.79 20.35 – 6.6 3.7



Data provided byWeekly Closed-End Funds52Week

Stock Market Prem MarketFundName (Symbol) Exch NAV Price /Disc Return

NuveenNYMuni Value 2 (NYV) ....... N 15.87 14.89 – 6.2 2.3NuveenNYQualMuni Inc (NAN) ..... N 15.61 14.17 – 9.2 4.3NuveenNYSel Tx-Free (NXN) ......... N 14.45 14.08 – 2.6 3.5NuveenOHQualMuni Inc (NUO) ..... N 17.78 15.58 – 12.4 3.4NuveenPAMuni Value (NPN) ......... N 15.14 14.10 – 6.9 2.7NuveenPAQualMuni Inc (NQP) ..... N 15.93 14.04 – 11.9 4.5NuveenVAQltyMun Inc (NPV) ....... N 15.39 16.05 + 4.3 3.5PIMCOCA (PCQ) ............................ N NA 18.19 NA 4.5PIMCOCAMuniII (PCK) ................... N NA 9.00 NA 4.2PimcoCAMuni III (PZC) ................. N NA 10.32 NA 4.4PIMCONY (PNF) ............................ N NA 11.59 NA 4.3PIMCONYMuniII (PNI) ................... N NA 10.79 NA 4.5PimcoNYMuni III (PYN) ................. N NA 8.76 NA 4.7GeneralEquityFundsAlternative Strategies:I (N/A) .......... z 5.47 NA NA – 13.7AMGPantheon:1 (N/A) ................... z NA NA NA NA

SpecializedEquityFundsBluerock Total Inc+RE:A (N/A) ........ z 29.21 NA NA 1.3Bluerock Total Inc+RE:C (N/A) ........ z 27.79 NA NA 0.6Bluerock Total Inc+RE:I (N/A) ......... z 29.77 NA NA 1.6Bluerock Total Inc+RE:L (N/A) ........ z 28.95 NA NA 1.1BroadstoneRl Est Acc:I (N/A) .......... z 9.62 NA NA – 5.5BroadstoneRl Est Acc:W (N/A) ....... z 9.62 NA NA – 5.6CIMRA&CA (N/A) .......................... z NA NA NA NSCIMRA&CC (N/A) .......................... z NA NA NA NSCIMRA&C I (N/A) ........................... z NA NA NA NSCIMRA&CL (N/A) .......................... z NA NA NA NSClarionPartnersREID (N/A) ........... z NA NA NA NAClarionPartnersREI I (N/A) ............. z NA NA NA NAClarionPartnersREI S (N/A) ........... z NA NA NA NAClarionPartnersREI T (N/A) ............ z NA NA NA NAGriffin Inst AccessRE:A (N/A) ......... z NA NA NA NAGriffin Inst AccessRE:C (N/A) ......... z NA NA NA NAGriffin Inst AccessRE:I (N/A) .......... z NA NA NA NAGSReal Est Div Inc:A (N/A) ............. z 9.80 NA NA – 2.4GSReal Est Div Inc:C (N/A) ............. z 9.78 NA NA – 3.1GSReal Est Div Inc:I (N/A) .............. z 10.22 NA NA – 2.2GSReal Est Div Inc:L (N/A) .............. z 9.80 NA NA – 2.6GSReal Est Div Inc:W (N/A) ............ z 9.95 NA NA – 2.4NexPointRlEstStrat;A (N/A) ............ z 15.86 NA NA – 13.7NexPointRlEstStrat;C (N/A) ............ z 16.02 NA NA – 14.2NexPointRlEstStrat;Z (N/A) ............ z 16.02 NA NA – 13.5PREDEX;I (N/A)-a ............................ z 25.08 NA NA 0.4PREDEX;T (N/A)-a ........................... z 25.19 NA NA 0.3PREDEX;W (N/A)-a .......................... z 25.19 NA NA 0.3Principal DvsSel RAA (N/A) ........... z 25.60 NA NA 0.7Principal DvsSel RA Ins (N/A) ......... z 25.66 NA NA 1.0Principal DvsSel RAY (N/A) ........... z 25.73 NA NA 1.2SharesPost 100;A (N/A) .................. z 36.61 NA NA 25.5SharesPost 100:I (N/A) ................... z 36.89 NA NA 25.8SharesPost 100:L (N/A) .................. z 36.34 NA NA 25.2USQCoreReal Estate:I (N/A) ........... z 24.64 NA NA 0.1USQCoreReal Estate:IS (N/A) ........ z 24.65 NA NA 0.1VersusCapMMgrRE Inc:I (N/A) ..... z 27.17 NA NA NEVersusCapital Real Asst (N/A) ........ z 25.29 NA NA 1.0Wildermuth Endwmnt:A (N/A) ........ z 13.44 NA NA – 3.9Wildermuth Endwmnt:C (N/A) ........ z 12.94 NA NA – 4.7Wildermuth Endowment:I (N/A) ...... z 13.52 NA NA – 4.2Income&PreferredStockFundsA3Alternative Cr (N/A) .................... z 10.17 NA NA 4.7Calamos L/S Eqty andDI (CPZ) ....... z 20.64 17.31 – 16.1 9.4DestraMulti-Altrntv;A (N/A) ............ z 12.01 NA NA – 7.2DestraMulti-Altrntv;C (N/A) ............ z 11.48 NA NA – 7.8DestraMulti-Altrntv;I (N/A) ............. z 12.26 NA NA – 6.9DestraMulti-Altrntv;T (N/A) ............ z 11.66 NA NA – 7.6Flat RockOpportunity (N/A) ............ z 19.63 NA NA 13.1TheRelative Value:CIA (N/A) ........... z NA NA NA NAVariant Altrntv Inc:Inst (N/A) ........... z 26.77 NA NA 5.8Variant Altrntv Inc:Inv (N/A) ............ z 26.77 NA NA 5.6ConvertibleSec's. FundsCalmosDynConv and Inc (CCD) ..... z 30.65 28.87 – 5.8 58.8

WorldEquityFundsACAPStrategic:A (N/A) ................... z 27.32 NA NA 52.2ACAPStrategic:W (N/A) .................. z 20.15 NA NA 53.4BMOLGMFrontME;I (N/A) ............. z 6.33 NA NA – 24.8CalamosGlbTotRet (CGO) ............... z 14.41 14.90 + 3.4 30.9Primark Priv Eq Inv:I (N/A) .............. z NA NA NA NSVirtusTotalRetFd (ZTR) ................... z 9.24 8.72 – 5.6 – 1.9LoanParticipationFunds





ContinuouslyOffered52Week

Stock Market Prem MarketFundName (Symbol) Exch NAV Price /Disc Return


DJHALF-HOURLYAVERAGES

DowJones30 Industrial (divisor: 0.15198707565833)Daily Dec21 22 23 24 25Open (t) 29892.28 30181.25 30135.92 30173.16 ….Open (a) 30159.00 30200.20 30046.73 30155.92 ….10:00 29961.74 30075.29 30218.84 30193.39 ….10:30 29802.46 30120.84 30171.29 30190.36 ….11:00 29910.13 30088.90 30198.70 30177.34 ….11:30 29994.86 30127.76 30234.21 30147.84 ….12:00 30036.77 30076.16 30234.72 30133.27 ….12:30 30125.33 30074.85 30223.53 30151.03 ….1:00 30185.79 30107.20 30260.83 30199.87 ….1:30 30219.78 30132.20 30278.06 …. ….2:00 30241.01 30117.13 30265.69 …. ….2:30 30271.23 30093.94 30247.98 …. ….3:00 30244.83 30071.67 30233.12 …. ….3:30 30218.16 30015.76 30219.90 …. ….

Close 30216.45 30015.51 30129.83 30199.87 ….High (t) 30387.06 30367.06 30453.05 30344.62 ….Low (t) 29614.06 29850.66 29979.79 30001.27 ….High (a) 30304.14 30200.20 30292.53 30209.67 ….Low (a) 29755.53 29992.89 30046.73 30099.30 ….Change +37.40 –200.94 +114.32 +70.04 ….

Theoretical (t): High30453.05Low 29614.06Actual (a):High30304.14Low 29755.53

DowJones20Transport (divisor: 0.16385001129960)Open (t) 12355.57 12491.30 12502.10 12540.86 ….Open (a) 12487.46 12493.84 12482.15 12536.53 ….10:00 12382.16 12422.95 12553.16 12497.71 ….10:30 12322.28 12465.66 12485.40 12494.29 ….11:00 12414.18 12456.39 12551.28 12517.58 ….11:30 12389.03 12461.44 12556.67 12499.65 ….12:00 12425.99 12441.73 12546.33 12487.55 ….12:30 12464.80 12449.81 12513.88 12498.11 ….1:00 12499.56 12481.85 12535.51 12522.92 ….1:30 12515.65 12493.59 12530.42 …. ….2:00 12523.06 12488.57 12534.25 …. ….2:30 12527.00 12504.43 12536.44 …. ….3:00 12499.26 12488.21 12539.00 …. ….3:30 12483.03 12460.69 12555.14 …. ….

Close 12485.53 12459.81 12516.57 12522.92 ….High (t) 12571.56 12579.68 12664.05 12598.66 ….Low (t) 12270.22 12367.04 12406.62 12399.05 ….High (a) 12538.73 12506.79 12590.63 12553.44 ….Low (a) 12310.26 12416.13 12474.15 12435.06 ….Change –80.54 –25.72 +56.76 +6.35 ….


DowJones15Utilities (divisor: 1.29685261171310)Open (t) 849.23 844.01 847.15 842.10 ….Open (a) 852.20 844.23 846.80 841.69 ….10:00 841.63 841.59 849.84 839.83 ….10:30 840.09 844.77 850.55 840.71 ….11:00 839.89 844.15 847.76 841.72 ….11:30 838.96 845.09 846.15 841.90 ….12:00 840.26 844.58 845.48 840.77 ….12:30 843.45 843.25 846.72 841.83 ….1:00 842.74 840.81 845.89 845.97 ….1:30 840.13 841.38 844.98 …. ….2:00 841.64 840.82 842.56 …. ….2:30 842.72 841.06 843.30 …. ….3:00 842.25 841.10 842.38 …. ….3:30 843.33 840.83 842.08 …. ….

Close 844.96 842.22 840.18 845.97 ….High (t) 852.70 847.84 854.25 846.94 ….Low (t) 834.71 837.30 839.40 836.74 ….High (a) 852.20 846.25 853.07 846.25 ….Low (a) 836.37 840.22 840.09 837.47 ….Change –12.30 –2.74 –2.04 +5.79 ….


DowJones65Composite (divisor: 0.77382380748747)Open (t) 9910.56 9987.31 9985.96 9993.01 ….Open (a) 9995.85 9991.94 9963.63 9988.02 ….10:00 9917.09 9947.97 10017.57 9984.04 ….10:30 9870.55 9971.28 9995.06 9984.20 ….11:00 9910.82 9962.02 10009.72 9988.27 ….11:30 9920.59 9972.29 10015.13 9978.98 ….12:00 9938.82 9957.13 10011.92 9971.65 ….12:30 9969.77 9956.35 10004.94 9979.15 ….1:00 9987.82 9965.41 10015.45 10000.95 ….1:30 9993.53 9973.75 10016.22 …. ….2:00 10001.81 9968.79 10010.56 …. ….2:30 10010.39 9968.00 10008.78 …. ….3:00 9998.53 9960.26 10004.87 …. ….3:30 9991.67 9943.00 10005.18 …. ….

Close 9994.59 9945.09 9976.14 10000.95 ….High (t) 10059.29 10048.93 10094.44 10047.03 ….Low (t) 9813.50 9884.83 9922.08 9920.24 ….High (a) 10020.13 9992.21 10027.03 10002.77 ….Low (a) 9855.13 9939.00 9963.63 9961.23 ….Change –30.32 –49.50 +31.05 +24.81 ….


TRADINGDIARYMarketAdvance/DeclineVolumesDaily Dec21 22 23 24 25NYUp 377,159 333,073 611,843 153,165 ...NYOff 762,185 566,257 189,512 220,779 ...NYUp - Composite 1,809,975 1,470,199 2,866,521 652,899 ...NYOff - Composite 2,969,462 2,597,162 890,010 1,228,766 ...NYSEAmerUP 13,625 11,327 25,485 21,019 ...NYSEAmerOff 11,799 9,591 5,504 7,179 ...NASDUp 3,149,542 3,792,777 5,500,626 1,709,064 ...NASDOff 1,951,390 1,861,707 1,395,633 1,668,011 ...NYSEArcaUP 68,618 48,455 137,827 57,202 ...NYSEArcaOff 184,686 139,676 29,849 36,391 ...% (QCHA) –.23 +.27 +1.18 +.21% (QACH) –.05 +.43 +2.17 +.56% (QCHAQ) +.47 +1.13 +1.43 +.45

MarketAdvance/DeclineTotalsWeekended lastFriday compared topreviousFriday

WeeklyComp. NYSE NYSEAmer Nasdaq NYSEArcaTotal Issues 3,270 292 3,902 1,535Advances 1,688 161 2,189 632Declines 1,526 122 1,639 881Unchanged 56 9 74 22NewHighs 496 30 742 248NewLows 12 3 52 24

NYSECompositeDailyBreadthDaily Dec21 22 23 24 25Issues Traded 3,260 3,247 3,243 3,224 ...Advances 1,170 1,335 2,155 1,894 ...Declines 2,016 1,812 983 1,212 ...Unchanged 74 100 105 118 ...NewHighs 177 296 280 191 ...NewLows 6 4 4 2 ...Blocks - primary 5,921 5,055 5,101 3,079 ...Total (000) - primary 1,144,664 909,071 812,452 381,427 ...Total (000) 4,800,475 4,108,371 3,810,330 1,919,127 ...

NYSEAmericanCompositeDaily Dec21 22 23 24 25Issues Traded 284 281 278 276 ...Advances 120 123 195 150 ...Declines 152 145 70 118 ...Unchanged 12 13 13 8 ...NewHighs 8 14 19 13 ...NewLows 1 2 0 ... ...Blocks - primary 264 208 292 258 ...Total (000) - primary 25,922 21,530 31,207 28,461 ...Total (000) 321,951 315,266 582,624 559,667 ...

NasdaqDaily Dec21 22 23 24 25Issues Traded 3,833 3,842 3,842 3,797 ...Advances 1,658 2,052 2,370 1,780 ...Declines 2,089 1,701 1,366 1,912 ...Unchanged 86 89 106 105 ...NewHighs 241 433 431 259 ...NewLows 20 12 8 8 ...Blocks - primary 36,815 41,713 68,100 31,735 ...Total (000) 5,155,727 5,682,590 6,962,411 3,397,227 ...

NYSEArcaCompositeDaily Dec21 22 23 24 25Issues Traded 1,441 1,439 1,440 1,364 ...Advances 315 624 1,085 889 ...Declines 1,095 793 327 442 ...Unchanged 31 22 28 33 ...NewHighs 74 134 159 62 ...NewLows 6 4 16 8 ...Blocks - primary 1,352 922 896 560 ...Total (000) - primary 256,333 188,408 169,669 94,247 ...Total (000) 1,284,795 981,764 887,778 457,547 ...

Market Laboratory

OTHERMARKET INDEXESDaily 12/21 12/22 12/23 12/24 12/25NYSEAmerComp 2311.70 2293.27 2333.39 2332.17 ….AmMajorMkt 2706.96 2692.59 2700.41 2706.51 ….BNYADRIdx 153.30 152.42 153.66 152.39 ….Europe 124.31 123.97 125.55 125.72 ….Latin Am 193.87 193.40 195.39 195.90 ….Asia 227.02 224.96 225.52 220.85 ….EmergM 404.59 401.17 402.97 393.83 ….DJUSTSMFloat 38741.41 38750.10 38789.62 38887.44 ….NasdaqCmp 12742.52 12807.92 12771.11 12804.73 ….100 Index 12690.26 12717.56 12653.14 12711.01 ….Indus. 10178.52 10186.33 10179.27 10203.71 ….Insur. 9991.24 9974.61 10060.57 10027.38 ….Banks 3469.38 3442.15 3540.44 3528.90 ….Computer 8718.99 8793.86 8730.00 8773.15 ….Telecom 465.71 464.85 466.08 468.83 ….NYSEComp.-z 14378.85 14321.34 14398.62 14382.50 ….Financial-z 8081.12 8037.50 8129.81 8159.44 ….Health Care-z 19660.92 19602.80 19612.89 19657.84 ….Energy-z 6532.73 6439.32 6594.08 6563.51 ….Russell 1000 2092.62 2091.45 2092.47 2098.73 ….2000 1970.33 1989.88 2007.10 2003.95 ….3000 2220.10 2220.37 2222.65 2228.63 ….Value-v 1328.03 1320.26 1330.11 1332.76 ….Growth-v 2401.49 2411.94 2397.65 2407.08 ….MidCap 2725.95 2732.18 2740.37 2744.60 ….S&P100 Index 1693.02 1689.10 1689.30 1694.81 ….500 3694.92 3687.26 3690.01 3703.06 ….Ind. 5218.17 5210.95 5206.91 5226.14 ….MidCap 2282.18 2292.19 2311.89 2315.36 ….SmallCap 1104.60 1109.45 1121.74 1121.51 ….ValueLine(A) 7809.72 7815.78 7891.29 7895.16 ….ValueLine(G) 562.02 562.30 567.61 567.84 ….DJUSSmall TSM13204.88 13323.92 13440.47 13420.37 ….(A)-Arithmetic Index. (G)-Geometric Index.(v)-Value1000andGrowth1000. (y)-Dec. 31,1965=50. (z)-Dec.31,2002=5000.

THE DOW JONES AVERAGES

INDUSTRIALS

24000

25000

26000

27000

28000

29000

30000

31000

TRANSPORTATION

8500

9000

9500

10000

10500

11000

11500

12000

12500

13000

13500

UTILITIES

725

775

825

875

925

975

Jun Jul Aug Sep Oct Nov Dec

COMPONENTSWeek'sChange

3M -1.90American Express -0.16Amgen -5.56Apple 5.32Boeing -2.60Caterpillar -1.40Chevron -1.86Cisco Systems -0.90Coca-Cola -0.30Disney 0.84Dow -0.87Goldman Sachs 14.03Home Depot 0.47Honeywell Intl -0.51IBM -1.16Intel -0.39Johnson & Johnson -2.04JPMorgan Chase 5.44McDonald's -3.69Merck 0.61Microsoft 4.16Nike Cl B 4.32Procter & Gamble -1.32Salesforce.com -1.65Travelers Cos -0.37UnitedHealth Group 2.41Verizon Communications -1.62Visa Cl A -2.61Walgreens Boots Alliance -1.07Walmart -2.45

Alaska Air Group 1.90American Airlines Group -0.85Avis Budget Group 0.66CH Robinson Worldwide 2.06CSX -0.61Delta Air -0.95Expeditors Intl of Wash -0.76FedEx -6.75JB Hunt Transport -3.04JetBlue Airways 0.08Kansas City Southern 2.11Kirby Corp 1.32Landstar System 0.45Matson Inc. -0.97Norfolk Southern 2.00Ryder System 0.71Southwest Airlines 0.25Union Pacific -0.21United Airlines -1.48United Parcel Service B -2.99

AES 0.73American Elec Power -1.87American Water Works -1.10Atmos Energy -2.34Consolidated Edison -0.71Dominion Energy -1.14Duke Energy -0.65Edison Intl -0.35Exelon -0.74FirstEnergy -0.66NextEra Energy 0.47Public Service Enterprise 0.33Sempra Energy -4.80Southern -0.34Xcel Energy -1.47

Note: Theoretical highs and lows are shown.

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STOCKVOLUME

Last Prev. Year YOYWeek Week Ago %Chg

NYSE(a) 3,247,613 6,964,086 6,774,303 -52.0630Dow Inds (b) 1,256,323 2,284,767 1,729,776 -27.3720DowTrans (b) 479,338 726,293 288,515 66.1415DowUtils (b) 152,288 319,902 350,759 -56.5865DowStks (b) 1,887,949 3,330,961 2,369,050 -20.31NYSEAmerican (a) 107,120 96,815 108,697 -1.45Nasdaq(d) 21,197,955 25,127,573 6,574,498 222.43NYSE15Most ActiveAveragePrice 44.00 21.63 13.60 223.53%Tot Vol 18.09 16.43 15.91 13.70StockOfferings $(z,v) 857,500 r8,326,800 5,500 15490.91

DailyStockVolumeDaily 12/21 12/22 12/23 12/24 12/25NYSE(a) 1,144,664 909,071 812,452 381,427 ....30 Inds (b) 445,688.1 388,810.2 275,383.3 146,441.3 ....20 Trans (b) 163,663.9 133,565.0 123,828.7 58,280.6 ....15Utils (b) 60,647.7 40,649.5 36,365.5 14,625.0 ....65 Stks (b) 669,999.7 563,024.7 435,577.5 219,346.9 ....NYSEAmer(a) 25,922 21,530 31,207 28,461 ....Nasd(d) 5,155,727 5,682,590 6,962,411 3,397,227 ....NYSE15Most ActiveAvg. Price 24.90 29.52 27.13 39.09 ....%Tot Vol 17.82 17.84 18.12 24.92 ....Numbers in thousands saveprice andpercentages. (a) Primaryvolume. (b)Composite volume. (d) asof4:10pm. (r) Revised. (v)

W/EThursday. (z) Source: Refinitiv.

Last Prev. YearWeek Week Ago

DJ IndAvg 30199.87 30179.05 28645.26P/ERatio 29.52 29.50 21.13EarnsYield% 3.39 3.39 4.73Earns $ 1023.05 1023.05 1355.41Divs Yield% 1.95 1.97 2.22Divs $ 589.77 595.56 635.06Mkt to Book 4.51 4.51 4.40BookValue $ 6688.86 6688.86 6512.92DJTransAvg 12522.92 12566.07 10936.70P/ERatio 0.00 0.00 18.78EarnsYield% 0.00 0.00 5.33Earns $ (79.52) (79.52) 582.51Divs Yield% 1.22 1.21 1.56Divs $ 152.64 152.64 170.42Mkt to Book 3.69 3.71 3.38BookValue $ 3389.19 3389.19 3239.67DJUtilityAvg 845.97 857.26 876.22P/ERatio 22.91 23.21 25.07EarnsYield% 4.37 4.31 3.99Earns $ 36.93 36.93 34.95

THEWEEK INSTOCKSFORTHEMAJOR INDEXES12-Month Weekly Thursday Weekly 12-Month ChangeFrom

High Low High Low Close Chg. %Chg. Chg. %Chg. 12/31 %Chg.DowJones Indexes30303.37 18591.93 30 Indus 30216.45 30015.51 30199.87 20.82 0.07 1578.48 5.52 1661.43 5.8212803.02 6703.63 20Transp 12522.92 12459.81 12522.92 –43.15 –0.34 1572.32 14.36 1621.64 14.88960.89 610.89 15Utilities 845.97 840.18 845.97 –11.29 –1.32 –28.36 –3.24 –33.20 –3.78

10080.77 6100.31 65Comp 10000.95 9945.09 10000.95 –23.96 –0.24 597.00 6.35 614.47 6.55DowJones Indexes38947.55 22462.76 USTSMFloat 38887.44 38741.41 38887.44 32.61 0.08 5748.03 17.34 5852.06 17.71940.44 547.67 USMarket 937.80 934.63 937.80 –0.46 –0.05 134.62 16.76 137.05 17.11995.20 487.28 Internet 995.20 978.66 978.66 –7.08 –0.72 344.20 54.25 350.19 55.72

NewYorkStockExchange14516.73 8777.38 Comp-z 14398.62 14321.34 14382.50 –85.32 –0.59 442.08 3.17 469.48 3.378908.29 5036.38 Financial-z 8159.44 8037.50 8159.44 80.48 1.00 –536.24 –6.17 –540.67 –6.2119897.32 12991.76 Health Care-z 19660.92 19602.80 19657.84 –239.48 –1.20 1547.29 8.54 1587.74 8.7910251.47 4032.17 Energy-z 6594.08 6439.32 6563.51 –138.73 –2.07 –3486.86 –34.69 –3473.80 –34.61NYSEAmericanStockExchange2626.91 1317.22 NYSEAmerComp 2333.39 2293.27 2332.17 –4.02 –0.17 –220.32 –8.63 –220.39 –8.632852.12 1742.29 MajorMkt 2706.96 2692.59 2706.51 -12.93 –0.48 –79.53 –2.85 –68.20 –2.46Standard&Poor's Indexes1703.80 1040.00 100 Index 1694.81 1689.10 1694.81 –0.91 –0.05 247.54 17.10 252.64 17.523722.48 2237.40 500 Index 3703.06 3687.26 3703.06 –6.35 –0.17 463.15 14.30 472.28 14.625258.64 3123.44 Indus 5226.14 5206.91 5226.14 –20.19 –0.38 838.61 19.11 854.52 19.552315.36 1218.55 MidCap 2315.36 2282.18 2315.36 28.10 1.23 248.03 12.00 252.34 12.231121.74 595.67 SmallCap 1121.74 1104.60 1121.51 13.35 1.20 97.81 9.55 100.33 9.82NasdaqStockMarket12807.92 6860.67 Comp 12807.92 12742.52 12804.73 49.10 0.38 3782.34 41.92 3832.13 42.7112752.06 6994.29 100 Index 12717.56 12653.14 12711.01 –27.17 –0.21 3932.70 44.80 3977.94 45.5510278.57 5239.66 Indus 10203.71 10178.52 10203.71 –74.86 –0.73 3353.54 48.96 3396.00 49.8810673.14 6343.13 Insur 10060.57 9974.61 10027.38 55.37 0.56 93.52 0.94 35.44 0.353988.43 2136.72 Banks 3540.44 3442.15 3528.90 52.21 1.50 –459.53 –11.52 –439.93 –11.088793.86 4608.77 Computer 8793.86 8718.99 8773.15 92.34 1.06 2867.36 48.55 2894.15 49.23471.17 298.17 Telecom 468.83 464.85 468.83 –0.23 –0.05 81.39 21.01 80.32 20.67

Russell Indexes2104.23 1224.45 1000 2098.73 2091.45 2098.73 –0.88 –0.04 309.17 17.28 314.52 17.632007.10 991.16 2000 2007.10 1970.33 2003.95 33.96 1.72 326.28 19.45 335.48 20.112232.17 1288.04 3000 2228.63 2220.10 2228.63 1.63 0.07 330.39 17.41 336.38 17.781365.33 838.37 Value-v 1332.76 1320.26 1332.76 –1.54 –0.12 –16.64 –1.23 –14.90 –1.112411.94 1322.15 Growth-v 2411.94 2397.65 2407.08 0.63 0.03 628.40 35.33 636.56 35.952744.60 1471.40 MidCap 2744.60 2725.95 2744.60 7.91 0.29 358.12 15.01 362.69 15.23Others7898.62 3854.81 Value Line-a 7895.16 7809.72 7895.16 30.17 0.38 1222.59 18.32 1236.46 18.57568.70 305.71 Value Line-g 567.84 562.02 567.84 1.71 0.30 14.35 2.59 15.65 2.83

13440.47 6621.12 DJUSSmall TSM13440.47 13204.88 13420.37 224.89 1.70 2097.50 18.52 2155.38 19.13851.83 455.11 Barron's 400 851.83 845.00 851.83 3.65 0.43 116.12 15.78 119.60 16.33

High/Low's arebasedupon thedaily closing index. a-Arithmetic Index.G-Geometric Index.V-Value1000andGrowth1000y-Dec.31,1965=50z-Dec. 31,2002=5000

144FILINGS

SECForm 144must be filed by holders of restricted securities (also called letter stock) who intend to sell shares. Shares Indi-cated: thenumbertobesold.SalesDate: theapproximatedateof thesale. (Sometimessharesaren'tsold,eventhoughtheirownerhas filed aForm144.) Source:ThomsonReuters

Shares SaleCompany Sym Indicated $Value Date Seller TitlePagerduty PD 700,000 31,395,000 12/16/20 Solomon, DanAlexandru AFTradewebMarkets TW 500,000 33,040,000 12/17/20 Olesky, Lee AFCopart CPRT 300,000 36,359,503 12/15/20 Adair, Aaron UTOnSemiconductor ON 300,000 9,396,000 12/15/20 Jackson, Keith UTGlobusMedical GMED 217,075 13,934,000 12/16/20 Demski, David O8X8 EGHT 200,000 6,010,100 12/14/20 Verma, Vikram AFSquare SQ 200,000 43,470,000 12/14/20 Mckelvey, James AFSareptaTherapeutics SRPT 176,447 30,017,164 12/17/20 Howton, David AFMonarchCasino&Resort MCRI 166,665 8,981,576 12/14/20 Farahi, David-Jacques UTPeloton Interactive PTON 163,500 19,145,850 12/14/20 Lynch,William AF

Divs Yield% 3.25 3.21 2.92Divs $ 27.51 27.49 25.60Mkt to Book 2.26 2.29 2.36BookValue $ 374.40 374.40 370.98S&P500 Index 3703.06 3709.41 3240.02P/ERatio 37.32 37.38 23.95EarnsYield% 2.68 2.68 4.17Earns $ 99.23 99.23 135.27Divs Yield% 1.55 1.56 1.86Divs $ 57.40 57.87 60.36Mkt to Book 4.05 4.06 3.80BookValue $ 914.49 914.49 851.62S&P Ind Index 5226.14 5246.33 4387.80P/ERatio 43.11 43.28 26.54EarnsYield% 2.32 2.31 3.77Earns $ 121.22 121.22 165.30Divs Yield% 1.38 1.39 1.72Divs $ 72.12 72.92 75.47Mkt to Book 5.53 5.56 4.97BookValue $ 944.26 944.26 883.41

Last Prev. YearWeek Week Ago

U.S. DOLLAR INDEX vs EURO and YEN

-10

0

10


EURO in $s

YEN in $s

DXY (90.36)s

Source: Tullett Prebon

Brexit to the Right: Although a Thursday deal on Brexit lifted the pound and soft-ened the euro, the U.S. Dollar Index edged up 0.6% from last week, to 90.36.

DISTRIBUTIONS&OFFERINGS

SecondaryDistributionsofcommonstocks

Cellectar Biosciences 18,148,148 $1.35 $24,500,000

CNSPharmaceuticals 5,000,000 $2.00 $10,000,000

Kubient 3,529,411 $5.10 $17,999,996

VenusConcept 5,625,000 $2.00 $11,250,000Source:Dealogic LLC,NewYorkCity; (212)577-4400.

INDEXES'P/ES&YIELDS

DJ latest 52-week earnings and dividends adjusted by Dow Divisors at Friday's close. S&P Dec. 4-quarter's GAAP earnings asreported and indicated dividends based on Friday close.S&P 500 P/E ratios based on GAAP earnings as reported. For additionalearnings series, please refer towww.spglobal.com.DJ latest availablebookvalues forFY2019and2018, andS&Platest for 2018and2017. r-Reviseddata

Market LaboratoryBARRON'S50-STOCKAVERAGE

This index is anweighted average of 50 leading issues.Useful in security valuation. Source:Barron's Stats

Dec24 Dec17 Dec Yr-to-Yr2020 2020 2019 %Chg

S&P500 Index 3703.06 3722.48 3182.82 16.35Barron's 50 Index 9777.32 9835.41 9690 0.90Projected quarterly earn 102.17 102.19 76.21 34.06Annualized projected earn 408.69 408.76 304.85 34.06Annualized projectedP/E 23.92 24.06 31.8 –24.74Five-year average earn 397.54 397.54 388.06 2.44Five-year averageP/E 24.59 24.74 25.0 –1.51Year-end earn 288.52 288.52 382.52 –24.57Year-endP/E 33.89 34.09 25.3 33.77Year-end earns yield,% 2.95 2.93 3.9 –25.25Best grade bond yields,% 1.32 1.35 2.67 –50.56Bond yields/stock ylds,% 0.45 0.46 0.68 –33.87Actual year-end divs 210.85 222.44 219.58 –3.97Actual yr-end divs yld,% 2.16 2.26 2.27 –4.83

PERSHAREVALUESOFSTOCKS INTHEDOWJONESAVERAGES

This is a list of the Dow Jones trailing 52-week dilutedshare earnings, dividends and book values as reportedby the company. Bolded numbers indicate new values.SourcesBarron's Stats andFactSet.IndustrialStocks

BookEarns Divs. Value

AmExp 4.03 1.72 28.48Amgen 12.62 6.40 16.36Apple 3.28 0.8075 20.37Boeing (7.89) Suspended (15.31)Caterpillar 6.01 4.12 26.52ChevronCorp (6.14) 5.16 76.62CiscoSys 2.46 1.43 7.90CocaCola 1.92 1.64 4.43DisneyWalt (1.59) 0.00 49.90Dow (3.17) 2.80 18.26GoldmanSachs 18.01 5.00 227.62HomeDepot 11.56 6.00 (2.89)Honeywell 6.97 3.63 26.01IBM 8.84 6.51 23.49Intel 5.10 1.32 18.07

BookEarns Divs. Value

Johnson&John 6.36 3.98 22.59JPMorgChase 7.65 3.60 75.98McDonalds 6.55 5.04 (11.00)Merck Co 4.52 2.48 10.20Microsoft 6.19 2.09 15.63Nike Inc 0.78 1.01 5.17ProcGam 5.23 3.118 18.403MCo 8.53 5.88 17.50Salesforce.com 3.83 0.00 37.95Travelers Cos 8.75 3.37 101.54UnitedHealthGrp 17.41 4.83 60.78Verizon 4.41 2.4725 14.84Visa 4.88 1.22 13.53Walgreens 0.50 1.85 26.26Wal-mart 6.92 2.16 26.36

TransportationStocksAlaska Air Group (5.63) Suspended 35.21AmericanAirlines (13.84) Suspended (0.28)Avis Budget Grp (6.54) Nil 8.86C.H. Robinson 3.36 2.04 12.39CSXCorp 3.60 1.04 15.32Delta Air Lines (16.61) Suspended 23.89Expeditors Int'l 3.71 1.04 12.94FedEx 9.19 2.60 69.84Hunt (JB) 4.85 1.08 21.34JetBlue Air (3.03) Nil 17.02

KCSouthern 6.05 1.60 45.95Kirby Corp (3.22) Nil 56.18Landstar Sys 4.55 0.79 18.28Matson Inc 2.75 0.90 18.78Norf Southern 7.77 3.76 58.87Ryder Sys (3.86) 2.24 46.48Southwest Air (2.79) 0.00 18.94UnPacific 7.85 3.88 26.19UPS 5.26 4.04 3.81United Airlines (16.45) Nil 45.90

UtilityStocksAESCorp. (0.52) 0.5732 4.51AmElec 3.87 2.84 39.73AmericanWaterWorks 3.65 2.15 33.85Atmos Energy 4.91 2.34 48.18ConEd 4.04 3.06 54.12Dominion Energy (0.02) 3.45 35.33Duke Energy 2.73 3.82 61.20Edison Int'l 0.99 2.55 36.75

Exelon 2.43 1.53 33.12FirstEnergy 1.35 1.56 12.90NextEra Energy 1.99 1.40 75.67Xcel Energy 2.80 1.72 25.24PubSv Ent 3.77 1.96 29.94Sempra Energy 12.90 4.18 60.58SouthnCo. 3.00 2.54 25.03

ComingU.S.AuctionsYields (%)

Day When LastIssued* Auction

M$54.0bil 3-month 0.088 0.090

$51.0bil 6-month 0.093 0.090

$58.0bil 2-year 0.113 0.165$59.0bil 5-year 0.361 0.397

T$59.0bil 7-year 0.655 0.653

*AsofFridayafternoon.

DELTAMARKETSENTIMENT INDICATORTheDeltaMSImeasures the position of~1,800 stocks relative to anintermediate-term moving average crossover (MAC) point. Whengreater than50%of thestocks followedareabovethisMACpoint, themarket is bullish and equities are attractive. When the indicator isbelow 50%, risk is elevated and stock exposures should be reduced.Managerusesdiscretiononasset allocationwhenMSI is 50%+/- 3%.

Last 2Weeks 3WeeksCurrent Sentiment Week Ago Ago

BULLISH 88.3% 86.3% 86.2%CurrentMarket Exposure: 100%Equities, 0%Bonds, 0%Cash

Source:Delta InvestmentManagementwww.deltaim.com, (415)249-6337


SELECTEDINITIALPUBLICOFFERINGSInitial Most

Ticker Offer IPO Recent %Code Price Date Price Chg

VentouxCCMAcqui VTAQU 10.00 12/24 10.19 1.9%7GC&CoHoldings VIIAU 10.00 12/23 10.47 4.7%CFAcquisition IV CFIVU 10.00 12/23 10.28 2.8%GBS GBS 17.00 12/23 10.55 -37.9%HealthcareServices HCARU 10.00 12/23 10.30 3.0%InhibikaseTherapeu IKT 10.00 12/23 9.80 -2.0%ViveonHealthAcqui VHAQU 10.00 12/23 10.34 3.4%AckrellSPACPrtnrs I ACKIU 10.00 12/21 10.18 1.8%

Latest Latest Preceding Year YroYrDate Data Period Ago %Chg

PULSEOFTHEECONOMYOnly includesnew reports. Latest Latest Preceding Year YroYrEconomicGrowthand Investment Date Data Period Ago %Chg

Gross domestic product ................................................................ 3rdQtr 33.4 –31.4 2.6 –2.80Personal income, (bil. $)................................................................ Nov 19,493.3 r19,715.1 18,788.3 3.75Personal SavingsRate, St.Louis Fed .............................................. Nov 12.9 13.6 7.5 72.00All fixed investment, (bil. $)............................................................ 3rdQtr 3,314.7 3,096.3 3,378.9 –1.90Non–residential investment, (bil. $) ............................................... 3rdQtr 2,659.0 2,525.5 2,783.9 –4.49Residential investment, (bil. $) ...................................................... 3rdQtr 645.5 571.3 601.9 7.24GrossOutput, (bil. $) All Industries ................................................ 3rdQtr 36,942.5 34,260.0 37,991.1 –2.76

Production

Electric power, (mil. kwhrs) (EEI) .................................................. Dec 19 80,039 75,475 81,044 –1.24Petroleum, related capacity,% ...................................................... Dec 18 78.0 79.1 93.3 –16.40Rotary rigs running, U.S.&Can., (Hughes) .................................... Dec 23 430 448 904 –52.43Steel, (thous. tons) ........................................................................ Dec 19 1,619 1,567 1,866 –13.24Steel, rated capacity,% (AISI)........................................................ Dec 19 73.2 70.9 80.7 –9.29

ConsumptionandDistribution

Consumer spending, (bil. $) .......................................................... Nov 14,566.8 r14,630.1 14,752.8 –1.26Durable goods (bil. $) .................................................................... Nov 250.1 r249.4 250.9 –0.32Instinet ResearchRedbookAvg. (monthly%) ................................ Dec 19 –0.89 1.28 –2.58 ….Baltic Dry Index ............................................................................. Dec 24 1,366 1,325 1,090 25.32Newhome sales, (thous. units)...................................................... Nov 841 r945 696 20.83Personal consumption, (bil. $)....................................................... 3rdQtr 12,924.7 11,860.3 13,301.3 –2.83

Inventories

Domestic crude oil, (thous. bbls) Comm. (Excl. Lease Stck) ........... Dec 18 499,534 500,096 441,359 13.18

Gasoline, (thous. bbls) .................................................................. Dec 18 237,754 238,879 239,260 –0.63

Orders

Durable goods, (bil. $) ................................................................... Nov 244.2 r242.0 239.8 1.83

Trade

Exports, (bil. $).............................................................................. 3rdQtr 2,166.5 1,927.4 2,536.6 –14.59Imports, (bil. $) ............................................................................. 3rdQtr 3,185.5 2,702.5 3,486.8 –8.64

Inflation

JOC–ECRI Industrial Price Index f .................................................. Dec 24 110.80 111.02 89.45 23.87Gross domestic product deflator.................................................... 3rdQtr 3.5 –1.8 1.5 ….

Employment

Initial jobless claims (thous.) ........................................................ Dec 19 803 r892 218 268.35Continuing claims (mil.) ................................................................ Dec 12 5.337 r5.507 1.716 211.01

Construction

NoActivity for thisWeek

Other Indicators

Consumer confidence (ConferenceBoard) .................................... Dec 88.6 r92.9 128.2 –30.89Citi ResearchPanic–Euphoria Reading .......................................... Dec 24 1.44 r1.64 0.07 ….a-1997equals 100.b-1982-84equals 100. c-1982equals 100. f-1996equals 100.h-benchmark revision, 2016equals 100. r-Revised.

NYSEHALF-HOURLYVOLUMEDaily 12/21 12/22 12/23 12/24 12/25

9:30-10:00 179,903 114,269 115,997 89,533 ...

10:00-10:30 68,489 44,551 51,468 36,577 ...10:30-11:00 49,088 38,114 39,288 30,875 ...11:00-11:30 39,250 36,986 38,717 27,828 ...11:30-12:00 35,629 39,249 28,736 22,870 ...12:00-12:30 30,476 26,353 24,808 25,293 ...12:30-1:00 30,354 25,175 24,403 148,450 ...1:00-1:30 28,321 22,529 24,101 ... ...1:30-2:00 26,486 24,208 23,270 ... ...2:00-2:30 30,172 23,331 25,452 ... ...2:30-3:00 30,721 28,813 26,563 ... ...3:00-3:30 40,032 34,297 32,351 ... ...3:30-4:00 555,743 451,197 357,297 ... ...

AMERICANDEBTANDDEFICITSLatest Preceding YearAgoYear overYearReport Report Report %Chg

FederalBudgetDeficit (bil. $)-a ......................................... 920FY'22 966FY'21 1,083FY'20 ….BudgetSurplus/Deficit (bil. $)-b,November ................... –145.27 –284.07 –208.84 -30.44TradeDeficit (bil. $, sa)-c,October..................................... –63.12 r-62.08 –43.03 46.69TreasuryGrossPublicDebt. (bil. $)-d ............................... 27,522.3 27,500.5 23,080.0 19.25TreasuryStatutoryDebtLimit (bil. $)-d............................. * 21,987.7 …. ….Consumer InstallmentDebt (bil. $)-e,October ............... 4,164.2 r4,157.0 4,163.5 0.02Sources: a-OfficeofManagementandBudget, b-Monthly Treasury Statement, c-MonthlyCommerceDept. Report, d-Daily TreasuryStatement, e-Monthly Federal ReserveRelease.*Statutorydebt limit temporarily suspended through July31, 2021.

Market LaboratoryDOWJONESU.S. TOTALMARKET INDUSTRYGROUPS

NetChange %ChangeandRanking 52WeekTop20WeeklyRanked IG-Sym Close Wkly YTD Week Rank YrAgo Rank YTD Rank 3Yr High LowComputer Hardware DJUSCR 6562.32+ 241.06 2,725.46 +3.81 [1] +76.04 [4] +71.03 [4] +39.60 6,577.88 2,859.07Banks DJUSBK 428.15 + 14.61 –92.51 +3.53 [2] –17.43 [119] –17.77 [120] –3.72 524.68 263.42Footwear DJUSFT 2540.67 + 70.70 670.34 +2.86 [3] +37.31 [18] +35.84 [19] +28.63 2,584.75 1,139.98Toys DJUSTY 1467.29 + 40.58 499.25 +2.84 [4] +51.22 [8] +51.57 [7] +14.33 1,467.29 765.22Marine Transportation DJUSMT 168.82 + 4.33 –125.06 +2.63 [5] –41.37 [137] –42.56 [138] –9.51 300.12 112.26Brewers DJUSDB 785.24 + 19.95 192.45 +2.61 [6] +33.64 [20] +32.47 [21] –3.12 788.24 412.07LeisureGoods DJUSLE 971.98 + 24.71 322.43 +2.61 [7] +49.15 [9] +49.64 [9] +14.43 971.98 491.25HeavyConstruction DJUSHV 545.52 + 11.49 88.80 +2.15 [8] +19.28 [44] +19.44 [44] +5.19 550.09 267.34AutoParts DJUSAT 542.78 + 10.67 72.02 +2.01 [9] +15.01 [59] +15.30 [57] –.58 544.98 244.95DiversifiedREITs DJUSDT 64.23 + 1.22 –17.63 +1.93 [10] –20.43 [122] –21.54 [123] –6.80 86.10 37.91Investment Svcs DJUSSB 1443.84 + 25.96 173.88 +1.83 [11] +13.21 [66] +13.69 [64] +5.91 1,446.63 797.58TechnologyHardware&Equip DJUSTQ 3211.13 + 47.08 1,081.86 +1.49 [12] +52.50 [6] +50.81 [8] +28.86 3,211.17 1,580.41TransportationSvcs DJUSTS 277.76 + 3.37 40.59 +1.23 [13] +16.85 [51] +17.12 [51] –2.79 277.76 102.80Furnishings DJUSFH 361.16 + 4.32 3.14 +1.21 [14] +.46 [97] +.88 [97] –8.01 366.78 151.80Travel & Tourism DJUSTT 795.64 + 9.49 89.11 +1.21 [15] +12.29 [70] +12.61 [69] +6.94 813.50 390.41Reinsurance DJUSIU 286.49 + 3.40 –4.36 +1.20 [16] –1.02 [100] –1.50 [101] +4.37 296.49 204.94Recreational Products DJUSRP 528.25 + 5.98 149.39 +1.14 [17] +38.34 [17] +39.43 [16] +9.50 533.87 216.09InsuranceBrokers DJUSIB 427.76 + 4.74 11.72 +1.12 [18] +2.86 [93] +2.82 [93] +13.80 453.39 291.44Software DJUSSW 4472.93 + 46.98 1,429.23 +1.06 [19] +46.99 [10] +46.96 [10] +35.10 4,516.74 2,522.55Residential REITs DJUSRN 207.73 + 1.91 –36.87 +.93 [20] –13.97 [115] –15.07 [115] +2.94 266.98 148.77

NetChange %ChangeandRanking 52WeekTop20YrAgoRanked IG-Sym Close Wkly YTD Week Rank YrAgo Rank YTD Rank 3Yr High LowAutomobiles DJUSAU 815.96 – 33.79 603.20 –3.98 [137] +279.07 [1] +283.52 [1] +53.61 849.75 134.39Automobiles&Parts DJUSAP 961.78 – 32.65 628.01 –3.28 [136] +185.94 [2] +188.15 [2] +37.31 994.43 195.90NonferrousMetals DJUSNF 331.61 + 2.14 156.11 +.65 [33] +90.84 [3] +88.95 [3] +11.05 335.22 71.03Computer Hardware DJUSCR 6562.32+ 241.06 2,725.46 +3.81 [1] +76.04 [4] +71.03 [4] +39.60 6,577.88 2,859.07BroadlineRetailers DJUSRB 3232.78 – 26.13 1,212.64 –.80 [102] +63.82 [5] +60.03 [5] +33.81 3,520.79 1,791.13TechnologyHardware&Equip DJUSTQ 3211.13 + 47.08 1,081.86 +1.49 [12] +52.50 [6] +50.81 [8] +28.86 3,211.17 1,580.41Delivery Svcs DJUSAF 1447.50 – 27.64 501.58 –1.87 [124] +52.26 [7] +53.03 [6] +9.29 1,498.78 666.48Toys DJUSTY 1467.29 + 40.58 499.25 +2.84 [4] +51.22 [8] +51.57 [7] +14.33 1,467.29 765.22LeisureGoods DJUSLE 971.98 + 24.71 322.43 +2.61 [7] +49.15 [9] +49.64 [9] +14.43 971.98 491.25Software DJUSSW 4472.93 + 46.98 1,429.23 +1.06 [19] +46.99 [10] +46.96 [10] +35.10 4,516.74 2,522.55General Retailers DJUSGT 2239.50 – 17.77 685.70 –.79 [100] +45.39 [11] +44.13 [11] +25.94 2,345.51 1,258.95Software&Computer Svcs DJUSSV 4149.96 + 11.65 1,232.01 +.28 [47] +42.02 [12] +42.22 [13] +26.16 4,174.03 2,332.65Semiconductor DJUSSC 6147.73 – 51.07 1,834.29 –.82 [104] +41.68 [13] +42.52 [12] +23.39 6,306.42 3,082.27Internet DJUSNS 2718.71 – 24.55 796.35 –.89 [106] +40.99 [14] +41.43 [14] +19.24 2,773.26 1,473.18Retail DJUSRT 1945.79 – 15.25 552.39 –.78 [99] +40.71 [15] +39.64 [15] +23.35 2,022.70 1,135.92Financial Administration DJUSFA 839.39 – 6.14 235.88 –.73 [96] +38.96 [16] +39.08 [17] +27.41 845.53 410.40Recreational Products DJUSRP 528.25 + 5.98 149.39 +1.14 [17] +38.34 [17] +39.43 [16] +9.50 533.87 216.09Footwear DJUSFT 2540.67 + 70.70 670.34 +2.86 [3] +37.31 [18] +35.84 [19] +28.63 2,584.75 1,139.98Specialty Retailers DJUSRS 2402.65 – 46.10 657.26 –1.88 [126] +35.85 [19] +37.66 [18] +25.73 2,476.82 1,335.92Brewers DJUSDB 785.24 + 19.95 192.45 +2.61 [6] +33.64 [20] +32.47 [21] –3.12 788.24 412.07Groupsareweightedbycapitalization.52-weekhighsand lowsarebasedondaily closes.Dec. 31,1991=100. In theU.S. listings,%vol chgcolumnshows the change fromprevious65-daymovingaverage.Volume figuresdonot reflect extended tradinghours.

USTREASURYBILLSWkly Ask

Maturity Bid Asked Chg. Yld.

Dec 29 '20 0.11 0.10 0.03 0.10Dec 31 '20 0.08 0.07 -0.01 0.07Jan 05 '21 0.08 0.07 0.01 0.07Jan 07 '21 0.08 0.07 .... 0.07Jan 12 '21 0.08 0.07 .... 0.07Jan 14 '21 0.07 0.06 -0.01 0.06Jan 19 '21 0.08 0.07 .... 0.07Jan 21 '21 0.09 0.08 .... 0.08Jan 26 '21 0.09 0.08 .... 0.08Jan 28 '21 0.09 0.08 .... 0.08Feb 02 '21 0.09 0.08 .... 0.08Feb 04 '21 0.09 0.08 .... 0.08Feb 09 '21 0.08 0.07 .... 0.07Feb 11 '21 0.08 0.07 .... 0.07Feb 16 '21 0.08 0.07 .... 0.07Feb 18 '21 0.08 0.07 .... 0.07Feb 25 '21 0.09 0.08 .... 0.08Mar 04 '21 0.08 0.07 -0.02 0.07Mar 11 '21 0.09 0.08 0.01 0.08Mar 18 '21 0.09 0.08 .... 0.08Mar 25 '21 0.09 0.08 -0.01 0.08Apr 01 '21 0.09 0.08 -0.01 0.08Apr 08 '21 0.09 0.08 .... 0.08Apr 15 '21 0.09 0.08 -0.01 0.08Apr 22 '21 0.10 0.09 .... 0.09Apr 29 '21 0.09 0.08 -0.01 0.08May 06 '21 0.09 0.08 -0.01 0.08May 13 '21 0.09 0.08 .... 0.08May 20 '21 0.09 0.08 .... 0.08May 27 '21 0.09 0.08 .... 0.08Jun 03 '21 0.09 0.08 -0.01 0.08Jun 10 '21 0.09 0.08 -0.01 0.08Jun 17 '21 0.10 0.09 .... 0.09Jun 24 '21 0.10 0.09 .... 0.09Jul 15 '21 0.09 0.08 .... 0.08Aug 12 '21 0.09 0.08 .... 0.08Sep 09 '21 0.09 0.08 -0.01 0.08Oct 07 '21 0.09 0.08 -0.01 0.08Nov 04 '21 0.10 0.09 .... 0.09Dec 02 '21 0.10 0.09 .... 0.09

ADJUSTABLEMORTGAGEBASERATES

YOYDec25 Dec18 Yr. Ago %Chg

1YearTreasBills 0.09 0.10 1.53 -94.122YearTreasNotes 0.13 0.14 1.63 -92.023YearTreasNotes 0.18 0.20 1.66 -89.165YearTreasNotes 0.38 0.39 1.73 -78.0310YearTreasNotes 0.93 0.93 1.91 -51.3120YearTreasBds 1.46 1.46 2.20 -33.6411thDistrict%Oct 0.503 0.503 1.1 -54.27FHFAPMMS+ 2.85 2.85 3.56 -19.94Fed annualized yields adjusted for constant maturity. FHFAPMMS+ is the Federal Housing Finance Agency's adjusted versionof FreddieMac's 30-yr FRMPrimaryMortgageMarket Survey. ThisIndex replaces thediscontinuedFHFAContract Rate.

YEARLYHIGH/LOWSBARRON'S400 INDEX

The yearly Barron's 400 Index price; with a high/lowrangebasedon thedaily close.Year High Date Low Date

2020 851.83 Dec 24 455.11 Mar 232019 735.71 Dec 26 602.68 Jan 032018 786.73 Aug 29 571.68 Dec 242017 716.60 Dec 18 600.24 Jan 192016 611.12 Dec. 09 446.15 Feb. 112015 586.75 Jun 23 497.51 Sept 292014 547.54 Dec 29 478.01 Feb. 032013 512.32 Dec 31 374.72 Jan 022012 375.62 Sept 14 321.42 Jan 022011 365.33 July 07 268.51 Oct 032010 325.28 Dec 21 250.02 Feb. 082009 266.81 Dec 28 144.83 Mar 092008 318.98 Jun 05 149.12 Nov 202007 350.95 July 13 293.87 MAr 05


NYSEAMER

NEWHIGHS

Amcon DenisonMines inTEST PTKAcqnUnAgEagleAerial EllsworthGrw&Incm Network1Techs PTKAcqnAmpioPharm eMagin NewBeginnings PTKAcqnWtAvalonHoldings EnergyFuels NewBeginnings PalatinTechBancroftFund EnergyFuelsWt NewBeginningsWt SifcoIndCentrusEnergy GoldenMinerals NexGenEnergy Ur-EnergyChardanHlthcr2 Goldfield OrlaMining ViveonHealthCloughGlbEqFd InfuSystems

NEWLOWS

TidewaterWt TimberPharm ViveonHealth

NASDAQ

NEWHIGHS

10xCapVenture Conx INSUAcqn II A Precigen180DegreeCap CONXWt INSUAcqn IIWt PreludeTherap21Vianet CorceptTherap InsuAcqnII PRGXGlobal7GC Corvel INSUAcqnIIIUn PrincipalHlthInnov908Devices CoupaSoftware IntegraLifeSci PrinUSSCMultiAcaciaComms Covetrus IntelliaTherap ProfoundMedAcademySports Cree InteractiveBrkrs ProofpointAcamarPtrsWt CRISPRTherap Intevac PropertySolnsAcceleronPharma Criteo Intrusion PropTechInvIIAceConvergence CrowdStrike Intuit ProShUltNdBioAciesAcqnA CuriosityStream IntuitiveSurgical ProtagonistTherapAckrellSPACPtrsIUn CyberArkSoftware InvscBS2030MuniBd PTCAclarisTherap DailyJournal InvscBull2026CpBd PubMaticAconS2Acqn DAVIDsTEA InvscBull2027CpBd PulmonxActivisionBliz DavisWorldwide InvscBuyBackAch PulseBiosciencesAdaptiveBiotech DecarbonizaPlusA InvscDWABasicMatl PureTechHealthAdvantageSolns DecarbonizPlusWt InvscDWACnsStpls PurpleInnovationAdvantageSolnsWt DeerfieldHlthcA InvscDWAConsCyc PyxisTankersWtAdvShDorseyMc DeerfieldHlthcr InvscDWAEMMom QADBAdvShDWFSMAC DefNasdJrBio InvscDWAFinMom QellAcqnAdvShDWFSMUS DenaliTherap InvscDWAHlthcrMom QellAcqnWtAdvShDWAlphaEW DermTech InvscDWAIndlsMom QualysAequiAcqn DFPHealthcare InvscDWAMom QuinStreetAerSale DiamedicaTherap InvscDWASCMom QumuAerSaleWt DigitalTurbine InvscDWATechMom R1RCMAgilysys Docebo InvscFTSEUS1500SM RadaElectronicAirbnb Domo InvscGoldenDragon RadiusGlbInfrAirgain DragoneerGrowthII InvscNasdInt RadwareAirT Dropbox InvscNasdNext100 RandolphBancorpAirTWt DuneAcquisitionUn InvscS&PSCCnsDisc Rapid7AkoustisTechs DZS InvscS&PSCHlthCr RCIHospitalityAlarm.com E.MergeTechA InvscS&PSCIndls RealPageAlignTech E.MergeTechWt InvscS&PSCInfTech RealRealAligosTherap Eargo InvscS&PSCMatls RechargeAcqnAllakos EasternBankshares IPGPhotonics RechargeAcqnAAlloVir EastRscsAcqnWt IridiumComm RechargeAcqnWtAlphaHlthcrAcqnUn EastStoneWt iShExponentialTech RedfinAlphatec EDAPTMS iShFallAngelsUSDBd RekorSystemsAlpineImmune EditasMedicine iShGlbCleanEnergy RenewableEnergyAltairEngg EdocAcqnWt iShMSCIEuropeSmCp Rent-A-CenterAltimeterGrw EHang iShNasdaqBiotech RepayAltimeterGrwA EidosTherap iShS&PSC600Growth RiotBlockchainAMCI Acqn ElysGameTech Itron RMGAcqnIIAMCIAcqnWt EnergyRecovery JackintheBox RodgersSilicValAMCIAcquisition EnphaseEnergy JaguarHealth RokuAmedisys EosEnergy JanusS/MCGrwAlph RomanDBDRWtAmerco EosEnergyWt JanusSCGrwAlpha RothCHAcqnIAmerSupercond ErieIndemnity A JiyaAcqnA RothCHAcquisitionIAmFinTrPfdC EssaPharma JohnsonOutdoors RubiconTechAmicusTherap EstablishLabs JupiterWellnessWt RushEnt AAndinaAcqnIII Etsy KeurigDrPepper RushEnt BAnnexon Euroseas KinsTech SageTherapAnsys EveloBiosci Kirkland's SanaraMedTechApellisPharm Evogene KodiakSciences SangamoTherapApexTechAcqnWt EvolvingSystems Kopin SareptaTherapAppFolio ExactSciences KornitDigital ScholarRockAquaMetals ExpeditorsIntl KratosDefense ScIONTechGrowthIArcLightClean Exponent KymeraTherap SeaportGlbArcLightCleanA eXpWorld LandcadiaII SeaportGlbAArcLightCleanWt F5Networks LandcadiaII A SeaSpinearGEN-X FalconCapAcqn LandcadiaIII A SeelosTherapArko FalconCapWt LandcadiaIIIWt SevenOaksAcqnUn

CONFERENCECALLCALENDAR

Earnings -RelatedCompany Date Time Earnings-RelatedPeriod

NONE

Source:CCBN,www.ccbn.com

Market LaboratoryWEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS WEEK’SNEWHIGHSANDLOWS

NewHighs 496 30 742NewLows 12 3 52

WeeklyComp. NYSE NYSEAmer Nasdaq ArkoWt FATBrands LefterisAcqn SharpSpringArrowheadPharm Fathom LefterisAcqnA ShattuckLabsArrowInvDWATact FidelityNasdComp LefterisAcqnWt ShockwaveMedArtiusAcqnA FinServAcqnUn Leslie's SigilonTherapArvinas FinServAcqnWt LFCapAcqnWt SilverbackTherapASML FinTechAcqnIV LibertyBroadPfdA SilverSpikeAcqnWtAspiraWomenHlth FinTechAcqnV LightpathTech SimplifyGrwEqDwnAteaPharm FinTechIVWt Limbach SimplyGoodFoodsAthiraPharma FireEye LiquiditySvcs SiriusIntlInsAtlanticaSust FirstMidwestPfdA Littelfuse SiyataMobileWtAtlanticus FirstSolar LivePerson Smith-MidlandAtlUnionPfdA Five9 LogitechIntl SMTCAtomera Flex LongevityAcqnRt SoFiGigEconAtriCure Fluent LongevityAcqnWt SoftwareAcqnGrpIIAudioEye FluxPower Lovesac SoftwareII AAuroraMobile ForesightAuto LPL Financial SolarEdgeTechAutodesk Fortinet Lumentum SonosAvidBioservices ForumMergerIII LunaInnov SouthMountainUnAxonEnterprise ForumMergerIII LuxHlthTech SouthMtnABRileyFin Franchise LuxHlthTechAcqn SouthMtnWtB.RileyNts2025 FreedomHolding LuxHlthTechAcqnWt SpartacusAcqnUnB.RileyPfdB Freshpet MacomTech SpartacusAcqnWtBaidu FTAPxJapan MagalSec SperoTherapBalchem FTCloudComp Magnite SpringValleyABallardPower FTDorseyDyn5 MalaccaStraits SpringValleyWtBassettFurniture FTDorseyFoc5 MalaccaStraitsAcqn SpringWorksBeaconRoof FTGlblAgri MalibuBoats SPSCommerceBeamGlobal FTGlTactCommod MallardAcqn StableRoadAcqnBeamGlobalWt FT IPOXEurEq MallardAcqnWt StableRoadWtBeamTherap FT LCCoreAlpha MammothEnergy StarboardValueBerkeleyLights FT LCGrwthAlpha ManhattanAssoc StarboardValueABig5SportingGds FTMCCoreAlpha MarathonPatent StepStoneBigRockPtrs FTMCGrwthAlpha MasterCraftBoat StitchFixBigRockPtrsRt FTMCGrAlpDX Materialise StoneCoBigRockPtrsUn FTNasd100Tech MercadoLibre StratasysBigRockPtrsWt FTNasdArtlIntel MersanaTherap StrattecBilibili FTNasdCleanEdge Methanex SummitTherapBio-Techne FTNasdClEdSmGr MicroVision SumoLogicBioanalyticalSys FTNasdCybersec Mimecast SunOptaBiodesix FTNasdRetail MiMedx SunPowerBioLifeSols FTRBAAmerInd MitekSystems SupernusPharmsBionanoGenomWt FTRiverFrDynDev Mogo SurfaceOncolBlackLine FTSCCoreAlpha MohawkGroup SVB FinBlinkCharging FTSCGrwthAlpha MonarchCasino SynopsysBlinkChargingWt FT TotalUSMkt MongoDB SyrosPharmBlueknightEner FTACOlympus MonolithicPower TattooedChefWtBlueknightEnPtrsA FtacOlympus MontesArchimedes TayshaGeneBlueprintMed FTACOlympusWt Morningstar TelosBlueWaterAcqn FTIndxxNextG MotionAcqnA TenableBMCStock FTIntlEquOpps MotionAcqnUn TGTherapBostonOmaha FTRisingDivAch MotionAcqnWt ThayerVenturesBowXAcqnWt FuelCell MountainCrestRt ThunderBridgeIIBowXAcquisitionUn GWilli-Food MrCooper ThunderBridgeIIABreezeHldgs GBS MTSSystems ThunderBridgeIIWtBreezeHldgs Gentex MudrickCapII TottenhamAcqnIBreezeHldgsRt Gentherm NanoDimension TottenhamAcqnIRtBreezeHldgsWt Gevo NanoStringTech TPICompositesBridgeBioPharma GlbXCybersec NantKwest TradeDeskBridgetownUn GlbXHealth&Well Natera TravelCentersBridgetownWt GlbXRobotics&AI NatlGeneralPfdB TravereTherapBrighthouseDeb58 GlbX ThemGrwth NatrlOrderAcqn TridentAcqnsWtBrighthouseFinlPfC GlbXAI&Tech NaturalAlt TriMasBrighthousePfdB GlbXAuto&Elc NatureSunshine TrimbleBRileyFin6.50%SrNt GlbXCleanTech NeoGames TriterrasBrilliantAcqn GlbXCloudComp NeoGenomics TrupanionBrilliantAcqn GlbXEdu Net1UEPS TurmericAcqnBroadcom GlbXFinTech NetApp TurningPtTherapBroadwind GlbXGen&Biotech Neuronetics TuscanBuildersFirstSrc GlbXInternetThings NewbornAcqn TuscanBullHorn GlbXS&PCathDvxUS NewbornAcqnWt TuscanIIWtBullHornUn GlbXTelemed NewHoldInvt TuscanWtBurgundyTechAcqnUn GlbXYieldCo&Renew NewProvidenceA TWCTech II ABurgundyTechWt GlobisAcqn NewProvidenceAcqn TwistBiosciC4 Therap GlXNasd100CCGrw NewProvidenceWt UltragenyxPharmCadenceDesign GoodTimesRest NextGenAcqn UnionAcqnIICalamosConvHi GoodWksAcqn NGMBiopharm UnitedTherapCalamosConvOp GoodWksAcqnWt NICE UpFintechCalamosDynConv GoresHldgsIV Nkarta UpstartCalamosStratTot GoresIVA NorthernTrPfdE UpworkCamtek GoresIVWt NorthMountainUn USATechCanadianSolar GRAVITY Novocure VanEckFallAnglHYBdCanoo GreatLakesDredge NovusCapitalWt VangdRuss1000GrwCanooWt GreencityAcqn NuanceComms VangdRuss2000

CapstoneTurbine GreencityAcqnWt NV5Global VangdRuss2000GrwCardlytics GrowGeneration OceanFirstPfdA VaronisSystemsCareDx GuardantHealth Ocugen VascularBiogenicsCarneyTechII GXAcqn Okta VectorAcqnWtCastleBiosci GXAcqnA Oncorus VeecoInstrCellectis GXAcquisitionWt OncoSecMedical VelodyneLidarWtCelsiusHldg HainCelestial OneStopSystems VentouxCCMAcqnCerence HDSupply OpendoorTech VericelCerevelTherapWt Headhunter OpendoorTechWt VerintSystemsCertara HealthAssurance OptimizeRx VertexCerus HealthCatalyst Organogenesis VicorCFAcqn IV HelixAcqn Organovo VicShNasdNext50CF Finance II HighPeakEner OrionEnergySys VicShUSDiscEnhVolCFFinAcqnIII HighPeakEnerWt Orphazyme VicShUSSCHiDivCFFinanceAcqnII HlthcrSvcs Otonomy VillageFarmsCFFinanceIIWt HMSHoldings OTRAcqn VinceraPharmaChangeHlthcr HolicityA OTRAcquisition VinceraPharmaUnChangeHlthcrUn HolicityUn OxfordImmunotec VisionMarineTechChartIndustries HovnanianPfdA PacBiosciCA VistaGenTherapCheckmatePharm HudsonExecWt Paya VistasMediaAcqnUnCheckPoint HVBancorp PayaWt VPC ImpactChickenSoupA Hydrofarm Paychex VPCImpactWtChuy's IAC/InterActive Paylocity VuzixCIIGMergerWt IdexxLab PayPal WestportFuelSysCincinnatiBncp IESHoldings Pegasystems WilldanCitiTrends IGAcqn Peloton WintrustFinPfdECleanEnerFuels IGAcqnWt PennNational WisdomTreeInvsCleanSpark II-VI PerionNetwork WisdTrCloudClearBr ACGrw II-VI 6%Pfd Personalis WorkdayClearPtNeuro Impinj Pharming XOMACMLife InariMedical PinnacleFinPtrs XPELCMLifeSciA IndlTechA PlugPower XperiCodexis IndlTechAcqns PLxPharma YellowstoneAcqnCodiakBioSci IndlTechWt PMVPharm YellowstoneAcqnACognex Infinera PopulationHlth ZaiLabCohu Infr&EnerAltern PorchGroup ZaniteAcqnCollectiveGrowth Infr&EnerAltWt PorchGroupWt ZillowACollectiveGrowth InhibikaseTherap PotlatchDelt ZillowCCollectiveGrwWt Innodata PowerIntegrations ZixCommVaultSys Inphi PraxisPrecision ZscalerCONX Inseego

NEWLOWS

7GC CFAcqn IV GileadSciences PharmingAbCelleraBio CleverLeaves Histogen PrimeEnergyAciesAcqnA CleverLeavesWt HlthcrSvcs ProShUltShNdBtechAckrellSPACPtrsIUn CONX Immunome Q&K IntlAmFinTrPfdC CONXWt InhibikaseTherap QualigenTherapArko CornerGrowthAcqn InterceptPharm QutoutiaoArkoWt Cortexyme LibertyBroadPfdA RevivaPharmAvitaTherap DecarbonizPlusWt LuxHlthTechAcqn SeniorConnectIBaudaxBio DuneAcquisitionUn LuxHlthTechAcqnWt SoligenixBreezeHldgs EchoStar MetenEdtechX VentouxCCMAcqnBreezeHldgsRt Fanhua OptheaADR VenusConceptBreezeHldgsWt FTIntlDevCapStr OTRAcquisition ViriosTherapeuticsBullHorn GBS OTRAcquisitionWt XOMA8.625%Pfd.A

NYSE

NEWHIGHS

AEA-Bridges C&STaxAdvPfd HPXWt QuantumScapeAEA-BridgesWt CohnRobbins HannonArmstrong QuantumScapeWtAES CohnRobbinsA HighlandTransI RMGAcqnAGCO CohnRobbinsWt HorizonGlobal RMGAcqnAT&TNts 2066 ColonnadeAcqn HowmetAerospace RMGAcqnWtAT&TPfdC ColonnadeAcqnA HubSpot RedBallAcqnAA10Networks ColonnadeWt HuntCosFin RedBallAcqnWtAdvDrainageSys CLSelPrTechGrFd IonAcqn1 ReinventTechPtrsAdventCv&Incm CiaSiderurgica IonAcqn1A ReinventTechWtAegonNts2049 ConcordAcqn IonAcqn1Wt ReinventTechZAffiliatedMgrs Conmed Infosys RenaissancePfdFAjaxI ContainerStore IngersollRand ReneSolaAjaxI D8Holdings InnovativeIndProp ReplayAcqnUnAjaxIWt D8A InnovativeIndPfdA ReplayAcqnAlabamaPwrPfdA D8Wt ICE ReplayAcqnWtAlbemarle DPCMCapital InterPrivate ResideoTechAllianzGIDivIncm DTEEnergyDeb80 InterPrivate RevolveAllstatePfdG Dana InterPrivateWt RiceAcqnAllstatePfdH Danaos JawsAcquisition RiceAcqnAAllstatePfdI DaqoNewEnergy JawsSpitfire RiceAcqnWtAllyFinancial DaVita JPMorganPfdGG RingCentralAlticeUSA Deere JumiaTech RoyceMicroCapAltimarAcqn DigitalMedia JuniperIndustrial RyderSystemAltimarAcqnA DigitalMediaWt JuniperIndlA SCHealthWtAltimarAcqnWt DiscoverFinSvcs JuniperIndlWt SCVXAlussaEnergyA dMYTech KaleyraWt SCVXWtAlussaEnergyWt dMYTechA KSCitySouthern SafeholdAmeresco dMYTechWt KSCitySoPfd SailPointTechsAmerEagle dMYTech II KenonHoldings SandbridgeAcqnAmFinDeb2059 dMYTechA KeysightTechs SandbridgeAcqnWtAmerFinDeb2060 dMYTechIIWt KingswayFin SchwabCAmrep dMYTechIII Un KingswoodAcqn SealedAirAnaplan DolbyLab KornFerry SempraEnNts79AnteroMidstream DragoneerGrowth LGLSysAcqnWt Shift4Paymts

AnteroResources DragoneerGrwWt LazardGlblFd ShopifyApolloStratGr DuPont pfA Lemonade SilvergateCapitalApolloStratGrWt Duff&PhelpsUtil LibertyASGFd SiteOneLandscapeAptargroup DukeEnerDeb73 LifeStorage SocialCapHedVWtAptivPfdA elfBeauty LightspeedPos SocialCapHedIIAptiv EMCOR Lindsay SocialCapHedIIIAresMgmt EtnVncEqtyInco II LiveOakAcqnUn SocialCapHedWtArgoGoupPfdA EdwardsLife LiveOakAcqn SocialCapHedIVAscendantDigital 8x8 LiveOakAcqnWt SocialCapHedIVAAscendantDigA Elastic LiveOakAcqnII SocialCapHedosIVWtAspenAerogels ElementSolns Livent SocialCapHedVAspirCnsUn EllingtonResiMtg LongviewAcqn SocialCapHedVAAspirCnsA Empower LongviewAcqnA SocialCapHedVIAspirCnsWt EmpowerWt LongviewAcqnWt SocialCapHedVI AAthenePfdD Endava LumberLiqu SocialCapHedVIWtAtlStreetAcqn EndeavourSilver MinisoGroup SOQUIMICHAtlStreetAcqn EntergyTXPfdA MPMaterials SonyAtlasCrestInvt EquityDistribution MPMatlsWt SouthernNt2016AAtlasCrestInvt EquusTotReturn MagnaIntl SouthernNts2020CAtlasCrestInvtWt EthanAllen MarineMax SoCopperAvalara EvercoreA MasTec SpartanAcqnIIAvantiAcqn EvolentHealth Materion SpectrumBrandsAvantiAcqnA FastAcqn MaxLinear SpiritRealtyPfdAAvantiAcqnWt FastAcqnA MesabiTrust SportsEntAcqnAxosFinancial FastAcqnWt MetLifePfdF SquareBadgerMeter FGNewAmerica Moelis St.JoeBally's FGNewAmericaA MonmouthRealEst StarPeakEnerBankofAmPfdE FarPeakAcqn MorganStanley StrPeakEnerABankofAmPfdLL Farfetch MorganStanleyPfdA StrPeakEnerWtBkofAmericaPfdNN Ferrari MorganStanleyPfdE StifelFinlPfdCBarnes&NobleEduc FiatChrysler MyersIndustries StoneMorBill.com FirstHorizonPfdA NCR SunnovaEnergyBlkRkCredAllocIncm FirstHorizonPfdB NavSight SustOppsAcqnUnBlkRkMuniIncm FirstHorizonPfdC Nevro SustOppsAcqnABlkRkSci&Tech FirstRepublicPfdK NewFrontierWt SustOppsAcqnWtBlkRkSci&TchII FirstMarkHorizon NewGermanyFd SuzanoBlkRkTaxMuniBd FirstMarkHorizonWt Nike SwitchbackEnerBlkRkUtilities FiverrIntl NoahHoldings SwitchbackEnerABloomEnergy Flagstar NorthernGenesis SwitchbackEnerWtBlueLinx Flaherty&CrumDyn NorthernGenesis TEConnectivityBluescapeOpps FlahertyPfdIncm NorthernGenesisWt TPGPaceBenFinBluescapeOppsAcqn F&CPfd&IncmSecs NorthernStar TPGPaceBenABluescapeOppsWt Flaherty&CrumTR NorthernStarAcqn TPGPaceBenWtBrinkerIntl FoleyTrasimene NorthernStarAcqnWt TPGPaceTechOppsBroadstoneAcqnWt FoleyTrasimeneA NuvDynMuniOpps TailwindAcqnBrookfieldFinNts FoleyTrasimeneWt NuvMuniValue TailwindAcqnABrookfieldInfr FoleyTrasimII NuvNYTxF TailwindAcqnWtBrookfieldRenew FoleyTras II A NuvTaxMuni TaiwanFundBrunswick FoleyTrasIIWt OFGBancorpPfA TapestryBrunswickNts2049 ForestRoadAcqn OakStreetHealth TeklaHealthcareBurlingtonStrs FortressValueII OaktreeAcqn TeklaLifeSciCAI IntlPfdB FortressValueII OaktreeAcqn Tele&DataNtsCCNeuberger I FortressValueIIWt OaktreeAcqnWt TempurSealyCCNeubergerI A fuboTV OaktreeAcqnII 3DSystemsCCNeubergerIWt FusionAcqnUn OaktreeAcqnII A TortoiseAcqnIICCNeubergerII FusionAcqnWt OaktreeAcqnIIWt Tortoise II ACMSEnerDeb78 GOAcquisitionUn OcwenFinancial TransUnionCMSEnerNts2078 GSAcqn II A Olin TrebiaAcqnCNH Indl GabelliConv one TrebiaAcquisitionCNOFinDeb2060 GabelliEqPfdG Oracle TrexC3.ai GabelliGlbSmall&MC OrmatTech TrinityIndustriesCableOne GabelliHlth OspreyTechUn TrinseoCalix GalileoAcqnWt OspreyTechA TurningPointCannae GameStop OspreyTechWt TurquoiseHillCantelMedical Generac Owens&Minor TwilioCapitalOnePfdI GeorgiaPwrNt77 OwensCorning USBancorpPfdLCapitalOnePfdJ GigCapital3Un PGT Innovations UbiquitiCapitolInvtV GigCapital3 PJTPartners UnisysCapri GigCapital3Wt PMVConsumer UnitySoftwareCapstar GigCapital2Un PMVConsumer UtzBrandsCapstarSpacA GigCapital2Wt PagerDuty UtzBrandsWtCapstarSpacWt GigCapital2Rt PaloAltoNtwks VipshopCarvana Glaukos PartyCity VistaOutdoorCascadeAcqn GlobalPayments PaycomSoftware VoceraCommCerberusTele GlobalShipLease PennyMacFin VornadoPfdNCeridianHCM Globant PeridotAcqn WRBerkleyDeb58Chegg GlobusMedical PineIslandAcqn Walker&DunlopChemed GoldenFalconAcqnUn Pinterest WattsWaterChewy GoldmanSachs PPlusGSC-2 WellsFargoPfdAAChipotle GoldmanSachsPfC PrimeImpactI WestAllianceBcpChurchillCapIV GoldmanSachsPfD ProtoLabs WstAstInflIncmChurchillCapCorp.V Graco PrudentialNt58 WideOpenWestClearwayEnergyC GraphicPkg PrudentialNts2060 WiproClearwayEnergyA Greenbrier PrudentialPfd WorkivaCleveland-Cliffs GuggStratOpps PublicStoragePfH XL FleetClimateChgI GuildHldgs PublicStoragePfM XL FleetWtClimateChgCrisisA HCAHealthcare PublicStoragePfdN XylemClimateChgCrisWt HIGAcqn PureStorage YetiCloudera H.I.G.AcqnWt QTSRealtyPfdA YucaipaAcqnCloudflare HPXA Q2Holdings Zendesk

NEWLOWS

Aaron's CerberusTeleWt H.I.G.AcqnWt SFLAtlasCrestInvt ChinaMobile NewYorkCityReit USCellular5.5%SrNtAtlasCrestInvtWt CooTekCayman Qudian VistraWt


YEARLYHIGH/LOWSNASDAQINDEX

The yearly Nasdaq Composite Index; with a high/lowrangebasedon thedaily close.Year High Date Low Date

2020 12807.92 Dec 22 6860.67 Mar. 232019 9022.39 Dec 26 6463.50 Jan. 032018 8109.69 Aug. 29 6192.92 Dec. 242017 6994.76 Dec. 18 5429.08 Jan. 032016 5487.44 Dec. 27 4266.84 Feb. 112015 5218.86 July 20 4506.49 Aug. 252014 4806.91 Dec 29 3996.96 Feb. 032013 4176.59 Dec 31 3091.81 Jan. 082012 3183.95 Sept 14 2648.36 Jan. 042011 2873.54 Apr 29 2335.83 Oct. 032010 2671.48 Dec 22 2091.79 July 022009 2291.28 Dec 30 1268.64 Mar. 092008 2609.63 Jan 02 1316.12 Nov 202007 2859.12 Oct 31 2340.68 Mar. 052006 2465.98 Nov 22 2020.39 July 212005 2273.37 Dec 02 1904.18 Apr 282004 2178.34 Dec. 30 1752.49 Aug. 122003 2009.88 Dec. 30 1271.47 Mar. 112002 2059.38 Jan. 04 1114.11 Oct. 092001 2859.15 Jan. 24 1423.19 Sept. 212000 5048.62 Mar. 10 2332.78 Dec. 201999 4069.31 Dec. 31 2248.91 Feb. 171998 2192.69 Dec. 31 1419.12 Oct. 081997 1748.78 Oct. 09 1194.16 Apr. 221996 1328.95 Dec. 10 977.79 Sept. 161995 1075.14 Dec. 05 740.44 Jan. 041994 803.93 Mar. 18 693.79 June 241993 787.42 Oct. 15 645.87 Apr. 261992 676.95 Dec. 31 547.84 June 26

GOLD&SILVERPRICESDue to theholiday, therewill benodata for theweek.SourceManfra, Tordella&Brookes, Inc.

INVESTORSENTIMENTREADINGSHigh bullish readings in the Consensus stock index or in theMarket Vane stock index usually are signs ofMarket tops; lowones,market bottoms.

Last 2Weeks 3WeeksWeek Ago Ago

Consensus IndexConsensusBullish Sentiment 70% 71% 71%

Source:Consensus Inc., P.O. Box520526,Independence,Mo.Historical dataavailable at (816)373-3700. [email protected]

AAII IndexBullish 43.6% 43.4% 48.1%Bearish 22.0 26.3 26.9Neutral 34.4 30.3 25.1

Source:AmericanAssociationof Individual Investors,625N.MichiganAve., Chicago, Ill. 60611 (312)280-0170.

MarketVaneBullish Consensus 51% 52% 52%

Source:MarketVane, P.O. Box90490,Pasadena,CA91109 (626)395-7436.

TIMGroupMarketSentimentIndicator 43.6% 50.6% 43.9%

Source: TIMGroup,3ColumbusCircle, Suite1592NewYork,NY10019 (844)207-1445. [email protected]

WEEKLYBONDSTATISTICS

Last Prev. YrAgoWeek Week Week

NewOfferings, (mil$) (v)Corporate (z) 1,360 r2,817 405Municipal (z) 519 r12,162 721

BestGradeBonds-y (Barron's index of 10 high-gradecorporate bonds.)

1.32 1.35 2.68

Interm-GradeBonds-y (Barron's index of 10medium-grade corporate bonds.)

2.66 2.68 3.46

Confidence Index (High-grade index divided by inter-mediate-grade index; decline in latter vs. former generallyindicates rising confidence, pointing to higher stocks.)

49.4 50.4 77.5

OtherConfidence Indicators:

BloombergBarclaysUSLongTreasury*(Thisindexmeasures the performance of fixed-rate, nominal USTreasurieswith at least 10 years tomaturity. Jan. 1, 1973=100.)

4703.39 4673.87 4043.17

BloombergBarclaysUSCredit ( All issues have atleast one year tomaturity and outstanding par value of at least$250million. Jan. 1, 1973=0.) (v)

3365.32 3367.69 3087.01

Last Prev. YrAgoWeek Week Week

RyanLabsTreasury Index (Index of total return fromactive Treasury notes and bonds. Dec. 31, 1996=100.)

327.99 328.58 298.90

BondBuyer20Bond Index (Index of yields of 20general obligationmunicipal bonds.)

2.12 2.12 2.74

BondBuyerMunicipalBond Index (Index of 40actively-traded tax-exempt bonds; component issues arechanged regularly to keep the index a current picture of themarket. Source: TheBondBuyer

3.46 3.46 3.63

Stock/BondYieldGap-s (Difference between yield onhighest-grade corporate bonds and yield on stocks on theDJIA.)

+.63 +.62 –.46

YieldonDJEqualWeightUSCorpBond Idx:CorpBonds, (y) 1.99 1.98 2.84

v-Week ended Wednesday. y-Yield to maturity, week endedWednesday. z-Source: Refinitiv.*Barclays T-Bond Index discontin-uedby firm.

ARMSINDEX

TheArmsindex,alsoknownastheshorttermtradingindex, isanumberderivedbydividingonequotientintoanotherquotient.Thenumeratorinthe index is the number of advancing stocks divided by the number ofdeclining stocks. As of 3/14/11, the denominator in the index is now thecompositevolumeofadvancingstocksdividedbythecompositevolumeofdecliningstocks.

Daily 12/21 12/22 12/23 12/24 12/25

NYSE .95 1.30 .68 2.94 ...NYSEAmerican .71 .48 .46 .30 ...Nasdaq .49 .59 .44 .91 ...

SouthKorea (Won) .0009069 .0009095 1102.66 1099.52SriLanka (Rupee) .0053 .0053 189.7900 187.7000Sweden (Krona) .1211 .1211 8.2596 8.2569Switzerland (Franc) 1.1220 1.1322 .8913 .8832Taiwan (Dollar) .03556 .03550 28.121 28.169Thailand (Baht) .03331 .03351 30.020 29.840Turkey (NewLira)-d .1319 .1311 7.5797 7.6290Ukraine (Hryvnia) .0351 .0357 28.4500 28.0500U.K. (Pound) 1.3553 1.3531 .7378 .7390Uruguay (Peso) …….. …….. …….. ……..Financial .02367 .02361 42.250 42.355

----Euro 1.2186 1.2257 .8206 .8158SpecialDrawingRights (SDR) arebasedonexchange rates for theU.S.,British, and Japanese currencies. Source: InternationalMonetary Fund.a-RussianCentral Bank rate. b-government rate. d-rebasedasof Jan. 1,2005. y-floating rate.

Market LaboratoryMONEYRATES

Latest Prev. YrAgoWeek Week

DiscountRate (NY) 0.25 0.25 2.25

PrimeRate (base) 3.25 3.25 4.75

FedFundsRateAvg effective offer 0.09 0.09 1.56Avgweekly auction-c 0.09 0.09 1.55

T-BillsRate13weeks, CouponYield 0.091 0.076 1.58713weeks, AuctionRate 0.090 0.075 1.55526weeks, CouponYield 0.091 0.086 1.60926weeks, AuctionRate 0.090 0.085 1.570Avgweekly auction-c 0.08 0.08 1.54

BrokerCallRate 2.00 2.00 3.50

BankersAcceptances1month 0.12 0.12 1.652months 0.15 0.15 1.853months 0.18 0.18 1.906months 0.20 0.20 1.88

EuroLiborRate1month -0.597 -0.594 -0.5143months -0.564 -0.568 -0.4206months -0.530 -0.537 -0.37712months -0.485 -0.482 -0.263

Libor InterbankRate1month 0.15 0.14 1.803months 0.24 0.24 1.946months 0.27 0.26 1.9212months 0.34 0.33 2.00

ForeignPrimeRatesCanada 2.45 2.45 3.95Germany 0.00 0.00 0.00Japan 1.475 1.475 1.475Switzerland 0.00 0.00 0.50Britain 0.10 0.10 0.75

OtherMoneyRatesFannieMaeHomeLoan:30-Year FixedConv 1.92 1.90 3.31Bankmoneymarket-z 0.09 0.09 0.21Interest Checking-z 0.05 0.05 0.076-MonthCertif-z 0.16 0.16 0.5312-MonthCertif-z 0.22 0.23 0.7330MonthAccounts-z 0.24 0.23 0.805-Year Certificates-z 0.38 0.39 1.10U.S. Savings EEBonds:Long-Term (5yrs+) 0.10 0.10 0.10

c-Annualizedyields, adjusted for constantmaturity, reportedbythe Federal Reserveonaweekly averagebasis.

Sources: Tullett Prebon information, Ltd.Factset. z-Bankrate.com.

1.10

0.95

0.80

0.65

0.50

0.35

4.90

4.00

3.10

2.20

1.30

0.40

S&P 100 CBOE


CBOE PUT/CALL RATIO vs S&P 100

Source: CBOE

Readings in the CBOE equity put-call ratio of 60:100and in the S&P 100 of 125:100 are considered bullish,for instance. Bearish signals flash when the equityput-call level reaches the vicinity of 30:100 and theindex ratio hits 75:100.

S&P 100s

CBOEs

FOREIGNEXCHANGEThursday,December24,2020

TheNewYorkforeignexchangemid-rangeratesarequotedat5p.m. Eastern time by Tullett Prebon. Retail transactions pro-vide fewerunits of foreign currencyperdollar.

Foreign Foreign U.S. $ in U.S. $ inCurrency Currency Foreign ForeigninU.S.$ inU.S.$ Currency Currency

Country Fri. Last Fri. Fri. Last Fri.Argentina (Peso)-y .0120 .0121 83.2765 82.7654Australia (Dollar) .7591 .7621 1.3173 1.3122Bahrain (Dinar) 2.6522 2.6521 .3771 .3771Brazil (Real) .1917 .1960 5.2170 5.1025Bulgaria (Lev) .6227 .6254 1.6058 1.5989Canada (Dollar) .7770 .7821 1.2871 1.2786Chile (Peso) .001399 .001379 714.80 725.30China (Renminbi) .1531 .1530 6.5301 6.5370Colombia (Peso) .0002853 .0002924 3505.00 3419.50Croatia (Kuna) .1615065 .1626572 6.19 6.15Czech.Rep. (Koruna) …….. …….. …….. ……..Commercial rate .04643 .04689 21.537 21.327Denmark (Krone) .1638 .1648 6.1049 6.0693EcuadorUSDollar 1.0000 1.0000 1.0000 1.0000Egypt (Pound)-y .0637 .0637 15.6900 15.7090HongKong (Dollar) .1290 .1290 7.7533 7.7523Hungary (Forint) .003373 .003428 296.45 291.71Iceland (Krona) .007816 .007834 127.95 127.65India (Rupee) .01359 .01359 73.559 73.586Indonesia (Rupiah) .0000704 .0000709 14200 14110Israel (Shekel) .3111 .3090 3.2144 3.2363Japan (Yen) .009647 .009679 103.66 103.32Kazakhstan (Tenge) .002378 .002383 420.47 419.64Kuwait (Dinar) 3.2768 3.2880 .3052 .3041Macau (Pataca) .1251 .1251 7.9920 7.9911Malaysia (Ringgit)-b .2463 .2475 4.0605 4.0405Mexico (Peso) …….. …….. …….. ……..Floating rate .0503 .0501 19.8897 19.9451NewZealand (Dollar) .7108 .7137 1.4069 1.4011Norway (Krone) .1153 .1167 8.6744 8.5691Oman (Rial) 2.5974 2.5976 .3850 .3850Pakistan (Rupee) .00624 .00625 160.335 160.100Philippines (Peso) .02081 .02080 48.045 48.078Poland (Zloty) .2705 .2742 3.6972 3.6470Qatar (Rial) .2747 .2719 3.6404 3.6780Russia (Ruble)-a .01351 .01362 74.035 73.428SaudiArabia (Riyal) .2664 .2665 3.7531 3.7520Singapore (Dollar) .7524 .7532 1.3291 1.3276SouthAfrica (Rand) .0683 .0688 14.6356 14.5442

Foreign Foreign U.S. $ in U.S. $ inCurrency Currency Foreign ForeigninU.S.$ inU.S.$ Currency Currency

Country Fri. Last Fri. Fri. Last Fri.

NOTICE TO READERS: Money Supply is notavailable from source due to the holiday.See www.barrons.com/market-data/market-labon Tuesday morning for updated table.

NOTICE TO READERS: Fed Reserve Data Bankis not available from source due to the holiday.See www.barrons.com/market-data/market-labon Tuesday morning for updated table.

BARRON'SGOLDMININGINDEX12-Month Year Week%High Low 12/24 12/18 Ago Chg.

931.99 391.56 Goldmining 911.70 931.99 597.01 –2.18

NYSEDATABANKLatest Preceding Year-AgoMonth Month Month

SecuritySales

Customers'margin debt(Mil $) November 722,118 659,313 563,482Customers' credit balances(Mil $) November 200,723 193,293 186,866Free credit bal. cash accounts(Mil $) November 221,567 217,739 146,935r-Revised Source:NYSE. *-Now includes composite trades.

INFLATION-INDEXEDTREASURYSECURITIES

Accr.Rate Mat. Bid/Asked Chg. *Yld Prin.

1.125 01/21 100-00/02 – 2 -0.469 11900.125 04/21 100-11/13 – 1 -1.211 10980.625 07/21 101-10/12 ... -1.883 11550.125 01/22 101-25/27 – 1 -1.604 11500.125 04/22 102-02/04 ... -1.492 10700.125 07/22 103-02/04 ... -1.854 11320.125 01/23 103-25/27 + 1 -1.707 11270.625 04/23 105-06/08 + 1 -1.606 10480.375 07/23 105-26/28 + 1 -1.865 11180.625 01/24 107-04/06 + 2 -1.659 11150.500 04/24 107-02/04 + 3 -1.565 10320.125 07/24 106-26/28 + 2 -1.749 10960.125 10/24 106-32/02 + 2 -1.667 10140.250 01/25 107-21/23 + 2 -1.588 10992.375 01/25 116-19/22 ... -1.596 13810.125 04/25 107-10/12 + 2 -1.533 10070.375 07/25 109-17/20 + 2 -1.652 10970.125 10/25 108-14/17 + 4 -1.581 10030.625 01/26 111-10/13 + 3 -1.540 10952.000 01/26 118-18/22 + 2 -1.542 13110.125 07/26 109-22/25 + 3 -1.555 10860.375 01/27 111-09/12 + 7 -1.418 10772.375 01/27 124-01/04 + 6 -1.428 12910.375 07/27 112-07/10 + 7 -1.412 10640.500 01/28 113-01/04 + 5 -1.273 10550.250 02/50 118-16/21 + 36 -0.357 1012*Yld. tomaturityonaccruedprincipal.


DIVIDENDPAYMENTBOOSTSAdjusted % Record Ex-Div Payment

CompanyName-TickerSymbol (Exchange) Yield Period To From Increase Date Date Date

AberdeenEMEqu IncmFd-AEF (NYSEAMER ) .... 2.4 Q .054 .0437 23.6% 12-31 12-30 1-08CrossTimbersRoyaltyTr-CRT (NYSE) ................ 9.2 M .062137 .051832 19.9 12-31 12-30 1-15Enerplus-ERF (NYSE)............................................... 3.0 M .0078 .007639 2.1 12-31 12-30 1-15EnsignGroup-ENSG (Nasdaq) ................................ 0.3 Q .0525 .05 5.0 12-31 12-30 1-31FranklinLtdDuration IT-FTF (NYSEAMER ).......... 10.3 M .0776 .077 0.8 12-31 12-30 1-15GraniteREIT-GRP.U (NYSE).................................... 3.9 M .1965 .185896 5.7 12-31 12-30 1-15HuntCos.FinanceTr-HCFT (NYSE)....................... 10.4 Q .09 .085 5.9 12-31 12-30 1-15LambWestonHoldings-LW (NYSE) ..................... 1.2 Q .235 .23 2.2 2-05 2-04 3-05PennyMacMortgage InvTr-PMT (NYSE) ............. 10.5 Q .47 .40 17.5 12-31 12-30 1-29ServisFirstBancshares-SFBS (Nasdaq)............... 2.0 Q .20 .175 14.3 1-01 12-30 1-08Spirit ofTexasBcshs-STXB (Nasdaq) ................... 2.2 Q .09 .07 28.6 1-05 1-04 1-19TwoHarbors Investment-TWO (NYSE)................. 7.7 Q .17 .14 21.4 12-30 12-29 1-29WaterstoneFincl-WSBF (Nasdaq).......................... 4.3 Q .20 .12 66.7 1-11 1-08 2-02WellsFargoUtilitiesFd-ERH (NYSEAMER ) ......... 7.3 M .07123 .07101 0.3 1-13 1-12 2-01WesternAssetMortgage-WMC (NYSE) ............... 7.1 Q .06 .05 20.0 12-28 12-24 1-26

NYSETuesday(December 29)BancoBradescoOrd .074BanColombia ADR .32Benchmark Electronics .16JohnWiley & SonsA .343JohnWiley & SonsB .343

Wednesday(December 30)AXISCapital Holdings .42B&GFoods .475CanadianPacific Rail .725CovantaHolding .08Deere .76Dillard's .15Edison Intl .663Ellington Financial .10FMC .48FranklinResources .28Granite Construction .13GrupoAval Acciones .026Humana Inc .625Illinois ToolWorks 1.14KansasCity Southern .44Kennedy-WilsonHldgs .22

Kirkland LakeGold .188Ladder Capital Cl A .20Lennox International .77National Fuel Gas .445Nucor .405Nutrien .45OFGBancorp .07OsiskoGoldRoyalties .038PembinaPipeline .164PermRockRoyalty .015PioneerNatural Res .55Regal Beloit .30Stantec .119Stryker Corp .63TCEnergy .608TFI International .228USBancorp .42XeroxHoldings .25YamanaGold .026

Thursday(December 31)Air Products&Chem 1.34BristolMyers Squibb .49Cardinal Health .486EncompassHealth .28ESCOTechnologies .08

Glatfelter .135Ingredion .64Park Aerospace .10Quanta Services .06Republic Services .425State Street .52Thor Industries .41WolverineWorldWide .10

Friday(January 1)NONE

Saturday(January 2)NONE

Sunday(January 3)NONE

Monday(January 4)Agilent Technologies .194BankOfNovaScotia .692Dollar General .36ItauUnibancoHolding .012OldRepublic Intl 1.00Raymond James .39

NASDAQTuesday(December 29)Magal Security Sys 1.079TowneBank .18

Wednesday(December 30)Amdocs .327America FirstMultifamily .06ATN International .17BancFirst .34BRP .11Colliers International .05CVB Financial .18EncoreWire .02EnsignGroup .052Fifth Third Bancorp .27First BancorpNC .18First Internet Bancorp .06FirstService .165Fulton Financial .13Level OneBancorp .05

Liberty BroadbandCl A .438Mondelez Intl Cl A .315Monolithic Power Sys .50National General .05Pegasystems .03Primoris Services .06ServisFirst Bancshares .20Steel Dynamics .25Village SuperMarket Cl A .25Willis TowersWatson .71YorkWater .187

Thursday(December 31)Andersons .175CBTX .10ConsolidatedWater .085CyrusOne .51HarborOneBancorp .03Hingham InstitutionSavs.47Hingham InstitutionSavs.70Morningstar .315Patriot Transportation 3.00

PreformedLine Products.20UtdSecurity Bancshares .11Washington Trust Banc .52Werner Enterprises .09




Monday(January 4)CiscoSystems .36Erie Indemnity Cl A 1.035Guaranty Federal Bancsh .15Helios Technologies .09Spirit of Texas Bcshs .09

NYSEAmericanTuesday(December 29)NONE

Wednesday(December 30)National Healthcare .52

Thursday(December 31)AmconDistributing 5.00BKTechnologies .02


Saturday(January 2) NONE

Sunday(January 3) NONE

Monday(January 4)NONE

STOCKSPLITS/DIVIDENDSRecord Ex-Dividend Payment

CompanyName-TickerSymbol (Exchange) Amount Date Date Date

NONE

NEWLISTINGS

NYSENoneNYSEAmericanRaMedical Systems (RMED)Nasdaq7GC&CoHoldings (VIIAU)Ackrell SPACPartners I (ACKIU)CFAcquisition IV (CFIVU)GBS (GBS)Healthcare Services Acquisition (HCARU)Inhibikase Therapeutics (IKT)PharmingGroup (PHAR)VentouxCCMAcquisition (VTAQU)

NAMECHANGES

NYSECenterspace (CSR), formerly InvestorsReal Estate Trust(IRET)XL Fleet (XL), formerly Pivotal Investment II (PIC)NasdaqAerSale (ASLE), formerlyMonocle Acquisition (MNCL)ARKO (ARKO), formerly Haymaker Acquisition II (HYAC)Canoo (GOEV), formerly HennessyCapital Acquisition IV(HCAC)Opendoor Technologies (OPEN), formerly Social CapitalHedosophiaHoldings II (IPOB)PorchGroup (PRCH), formerly PropTechAcquisition(PTAC)Purple Biotech (PPBT), formerly Kitov Pharma (KTOV)Vincera Pharma (VINC), formerly LifeSci Acquisition (LSAC)Yumanity Therapeutics (YMTX), formerly ProteostasisTherapeutics (PTI)

Top5 InsiderSalesbyCompany in2020Number of Number of Avg.

Company Symbol Insiders Shares $Value Price

Salesforce.Com ............................................. CRM 104 2,462,650 506,503,285 $ 205.67Crowdstrike .................................................... CRWD 72 6,343,746 571,661,900 $ 90.11Datadog .......................................................... DDOG 69 10,785,498 786,835,187 $ 72.95ZoomVideoCommunications ....................... ZM 44 2,482,664 363,867,703 $ 146.56CoupaSoftware .............................................. COUP 37 763,982 177,731,511 $ 232.64

TRADINGSUSPENDED

NYSEMVCCapital (MVC)RaMedical Systems (RMED)NasdaqDestinationXLGroup (DXLG)Perceptron (PRCP)Reliv International (RELV)Schultze Special PurposeAcquisition (SAMA)

NYSEMonday(December 28)American Intl Group .32Ellington Financial .10FedEx .65Fidelity National .35Fortive .07JBean Tech .10Knight-Swift Transport .08Newmont .40Systemax 2.00Voya Financial .15Westpac BankingADR .218WestpacBankingADR .235WilliamsCos .40WorldWrestling .12

Tuesday(December 29)American Financial Grp 2.00Argan .25Argan 1.00BerkshireHills Bancorp .12BrightSphere Invt Group .01Buckle .30Buckle 2.00CampingWorld Cl A .09CampingWorld Cl A .14CampingWorld Cl A .77Dick's SportingGoods .312GAMCO Investors Cl A .02Lear Corp .25Moelis 2.00Nike Cl B .275PQGroupHoldings 1.80South Jersey Indus .303VersoCl A .10Worthington Industries .25WRBerkley .12

Wednesday(December 30)Allegion .32American EagleOutfit .138Big Lots .30CanadianNatl Railway .438Cooper Tire .105Devon Energy .11DominosPizza .78GoldmanSachs 1.25Hanover InsuranceGrp .70HessCorp .25ITT .169MercuryGeneral .632OppenheimerHoldings 1.00QuanexBuildingProd .08SFL .15ShawCommunications .074Telephone & Data Sys .17UnionPacific .97Vector Group .20Vistra .135WyndhamDestinations .30WyndhamHotels .08

Thursday(December 31)AmerenCorp .515AresManagement .40BectonDickinson .83Brookfield AssetMgmt .12Brookfield Infrastruct .485Brookfield Infrastruct .485DouglasDynamics .28EnerSys .175EntravisionCommun .025Eversource Energy .567FBL Financial Group .50Fedl AgMtgeCorpCl A .80Fedl AgMtgeCorpCl C .80Fidelity Ntl Financial .36

GATX .48Global Payments .195GrafTech International .01Hill RomHoldings .22Hillenbrand .215HoraceMannEducators .30Huntsman .162Intercontinental Exch .30Knoll .06LeidosHoldings .34M&TBank 1.10MartinMarietta .57Maxar Technologies .01Ovintiv .094Owens & Minor .002Public Service Enterprise .49RenaissanceReHldgs .35Service Corp Intl .21Stewart Info Svcs .30SunLife Financial .42Trane Technologies .53Travelers Cos .85WesternUnion .225

Friday(January 1)Comerica .68Greif A .44Greif B .65MDUResourcesGroup .213Textron .02Transalta Corp .032Tredegar .12UGI .33



NASDAQMonday(December 28)AuburnNational Banc .255Cognex 2.00Magal Security Sys 1.079Marten Transport .04Marten Transport .50Victory Capital Cl A .07

Tuesday(December 29)CMEGroupCl A .85Erie Indemnity Cl A 2.00Icahn Enterprises 2.00NVIDIA .16State Auto Financial .10

Wednesday(December 30)Amerco 2.00CDKGlobal .15ESSABancorp .11GileadSciences .68GlobalWater Res .024

Hackett Group .095Innovative Sols&Supp .50Mannatech .16Mannatech 1.00Mercer International .065Newtek Business Serv .47Patriot Transportation 3.00RCIHospitality Holdings .04TRowePriceGroup .90TTECHoldings 2.14

Thursday(December 31)Broadcom 3.60CitizensHolding .24Enterprise Fincl Services .18First Guaranty Bcshs .16Garmin .61Global Indemnity .25Hooker Furniture .18JamesRiver Group .30Lancaster Colony .75Methanex .038NorthWestern .60Power Integrations .11

Premier Financial Banc .15SpartanNash .192StockYardsBancorp .27Summit Financial .17Unity Bancorp .08Universal Display .15Verisk Analytics .27WeycoGroup .24

Friday(January 1)Automatic Data .93C&F Financial .38Community Trust Banc .385HawthornBancshares .13Northern Trust .70Renasant .22

Saturday(January 2)WesBanco .32


NYSEAmericanMonday(December 28)NONE

Tuesday(December 29)EspeyMfg & Elec .25

Wednesday(December 30)NONE

Thursday(December 31)EvolutionPetroleum .025

Friday(January 1)Imperial Oil .17

Saturday(January 2) NONE

Sunday(January 3) NONE

Market LaboratoryTop5 InsiderPurchasesbyCompany in2020

Number of Number of Avg.Company Symbol Insiders Shares $Value Price

YorkWater ...................................................... YORW 41 2,533 108,480 $ 42.83CenturyBancorp ............................................ CNBKA 23 29,903 2,202,621 $ 73.66FirstFinancialBancorp .................................. FFBC 20 10,889 161,631 $ 14.84GermanAmericanBancorp ........................... GABC 17 5,778 175,256 $ 30.33SimplyGoodFoods ....................................... SMPL 14 339,012 6,409,391 $ 18.91

WEEK'SDIVIDENDPAYMENT

This list includespayouts on commonstocks.

WEEK'SEX-DIVIDENDDATES

This list includespayouts on commonstocks.

SPECIALDIVIDENDSRecord Ex-Dividend Payment

CompanyName-TickerSymbol (Exchange) Amount Date Date Date

AerojetRocketdyne-AJRD (NYSE) ..................................................... 5.00 3-10 3-25 3-24AmconDistributing-DIT (NYSEAMER ) .............................................. 5.00 1-04 12-31 1-12ExtendedStayAmerica-STAY (Nasdaq) ............................................ 0.35 1-06 1-05 1-20MidPennBancorp-MPB (Nasdaq)....................................................... 0.05 1-11 1-08 1-25OldRepublic Intl-ORI (NYSE) .............................................................. 1.00 1-05 1-04 1-15

DIVIDENDPAYMENTREDUCTIONSAdjusted % Record Ex-Div Payment

CompanyName-TickerSymbol (Exchange) Yield Period To From Decrease Date Date Date

Alexander&Baldwin-ALEX (NYSE) .................... 4.1 Q .15 .19 -21.1% 12-28 12-24 1-12TCWStrategic IncomeFund-TSI (NYSE)............ 4.8 Q .0382 .065 -41.2% 12-31 12-30 1-08

YEARLYHIGH/LOWSDOWJONESSTOCKAVERAGES

Dow Industrials DowTransportationCos.Year High Date Low Date High Date Low Date

2020 30303.37 Dec 17 18591.93 Mar. 23 12803.02 Dec. 9 6703.63 Mar. 232019 28645.26 Dec 27 22686.22 Jan. 3 11098.99 Apr. 24 8881.49 Jan. 32018 26828.39 Oct 3 21792.20 Dec. 24 11570.84 Sept. 14 8637.15 Dec. 242017 24837.51 Dec. 28 19732.40 Jan. 19 10697.21 Dec. 28 8783.74 May 182016 19974.62 Dec. 20 15660.18 Feb. 11 9421.08 Dec. 8 6625.53 Jan. 202015 18312.39 May 19 15666.44 Aug. 25 9178.48 Feb. 24 7364.04 Dec. 182014 18053.71 Dec. 26 15372.80 Feb 3 9217.44 Dec. 29 7053.75 Feb. 32013 16576.66 Dec. 31 13328.85 Jan. 8 7400.57 Dec. 31 5435.74 Jan. 22012 13610.15 Oct. 5 12101.46 Jun. 6 5368.93 Feb. 3 4873.76 May 182011 12810.54 Apr. 29 10655.30 Oct. 3 5618.25 July 7 4038.73 Oct. 32010 11585.38 Dec 29 9686.48 July 2 5108.60 Dec. 30 3792.89 Feb. 82009 10548.51 Dec. 30 6547.05 Mar. 9 4188.16 Dec. 29 2146.89 Mar. 92008 13058.20 May 2 7552.29 Nov 20 5492.95 Jun 5 2988.99 Nov. 202007 14164.53 Oct 9 12050.41 Mar. 5 5446.49 Jul 19 4366.60 Nov. 212006 12510.57 Dec 27 10667.39 Jan. 20 4998.95 May 9 4090.95 Jan. 172005 10940.50 Mar 4 10012.36 Apr. 20 4266.75 Dec. 23 3382.89 Apr 15

M40 X W L C 10 11 12 H G R P BARRON’S 4 8 3 F A D 6 7 9 0 I December 28, 2020

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