app no.: ecaf-00010015 - motilal oswal mut… · reliance step-up facility (optional) sip amount...

Reliance Capital Asset Management Limited

A Reliance Capital Company

APP No.:

TO BE FILLED IN CAPITAL LETTERS & IN BLUE/BLACK INK ONLY.

COMMON APPLICATION FORM

ACKNOWLEDGMENT SLIP

(To be filled in by the Applicant)Please collect your time stamped acknowledged slip for future references

Received from Mr/Ms/M/s : _______________________________________________________________an application for allotment of

Units under Reliance ________________________________________________________as per details below.

Cheque / DD No.

drawn on ________________________________________________________________________________

___________________________ Dated ______________Rs. _______________________

Growth Option Bonus Option Dividend Reinvestment Dividend Payout

Time Stamp & Date

of receiving office

IVR. "Self Help" Option

(24 x 7)

One Indiabulls Centre, Tower1, 12th Floor, JupiterMill Compound, 841, Senapati Bapat Marg, Elphinstone Road,Mumbai-400 013

Investor can avail below facilities

1. NAV

2. Account balance

3. Account statement

4. Last 5 transactions

5. Latest Dividend declared

For more details :

Call : Toll free : 1800-300-11111 | 30301111

APP No.:

1. DISTRIBUTOR / BROKER INFORMATION (Refer Instruction No. I.9)

In case the subscription amount is 10,000 or more and your Distributor has opted to receive Transaction Charges, of are deductible as applicable from the

purchase/ subcription amount and payable to the Distributor. Units will be issued against the balance amount invested.

` ` 150 (new investor) & ` 100 (existing investor)

TRANSACTION CHARGES (Mandatory to be filled if you have invested through a distributor)

I am a First time investor across Mutual Funds I am an existing investor in Mutual FundsOR(Please tick ( )any one)�

Name & Broker Code / ARN Sub Broker / Sub Agent CodeSub Broker / Sub Agent ARN Code *Employee Unique Identification Number

ARN- (ARN stamp here)

Upfront commission shall be paid directly by the investor to the AMFI registered distributor based on the investor's assessment of various factors including the service rendered by the distributor.

*Please sign below in case the EUIN is left blank/not provided.

I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationship manager/sales

person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person of the distributor/sub

broker.

First / Sole Applicant /Guardian

Second Applicantx

Third ApplicantSIGN HERE

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NET-WORTH in `____________________________________________________________________________ as on (Date)(Net worth should not be older than 1 year) D D M M Y Y Y Y (Mandatory for Non-Individuals)

Politically Exposed Person (PEP)

(For definition of PEP, please refer instruction I.14).

Related to a Politically Exposed Person (PEP)

Any other information: ___________________________________________________________

**In case First applicant is minor then details for Guardian will be required

For Individuals** & Non-Individuals (Authorized signatories/Promoters/Partners/Karta/Trustee/whole time directors)

Is the entity involved in / providing any or the following services

– Foreign Exchange / Money Changer Services

– Gaming / Gambling / Lottery Services (e.g. casinos, betting syndicates)

– Money Lending / Pawning

Yes

Yes

Yes

No

No

No

For Non-Individuals Only

Any other information: __________________________________________________________

FI / FII

FPI^^^

STATUS : Trust / Charities / NGOs

Defence Establishment

(^^^as and when applicable)

4. FIRST APPLICANT DETAILS

NAME Mr./Ms./M/s #Date of Birth

# Mandatory in case of minorPAN / PEKRN^(1st Applicant/Guardian)

Designation of the contact person

(In case of non-individual Investors)

Mr./Ms./M/s

ENCLOSED PAN card copy KYC Acknowledgment

(^Mandatory for all type of Investors. Refer instruction no.II.6, 7 & IX)

Name of GuardianContact Person

if first applicant is minor/for non individuals

D D M M Y Y

Guardian’s Relationship With Minor*

Father Mother Court Appointed Guardian

Proof of Date of Birth and Guardian’s Relationship with Minor*

Birth Certificate Passport Others (please specify)

5. SECOND APPLICANT DETAILS

NAME Mr./Ms./M/s

Are you related to a Politically Exposed Person (PEP) Yes NoAre you a Politically Exposed Person (PEP) Yes No

NET-WORTH in `____________________________________ as on (Date)(Net worth should not be older than 1 year) D D M M Y Y Y Y

OCCUPATION : Agriculturist

Forex Dealer Private Sector Service

Retired Government Service/Public Sector

GROSS ANNUAL INCOME DETAILS Please tick ( ) Below 1 Lac 1-5 Lacs 5-10 Lacs 10-25 Lacs 25 Lacs-1 Crore >1 Crore

ENCLOSED PAN card copy KYC Acknowledgment PAN / PEKRN^ STATUS: NRI Resident Individual

(If you have an existing folio number with KYC validated, please mention the number

here and proceed to section 9. Mode of holding will be as per existing folio number.)2. EXISTING INVESTOR'S FOLIO NUMBER

(Default)MODE OF HOLDING :3. GENERAL INFORMATION





ECAF-00010015

ARN-17397

Add convenience to your life with our value added service

Investor Desk. A RMF Virtual Branch Experience.

For more details : Visit : www.reliancemutual.com

Simply send **SMS to 966 400 1111 to avail below facilitiesTypes of Facilities Single Folio

NAV SMS mynav

Multiple Folio

SMS mynav <space> last 6 digits of folio

SMS balance <space> last 6 digits of folio

SMS txn <space> last 6 digits of folio

SMS ESOA <space> last 6 digits of folio

Balance SMS Balance

Last 3 Transaction SMS txn

Statement thru mail SMS ESOA

SMS

You can also follow us on

**SMS charges applyPlease note your Statement of Account is sent once a month through CAS or ECAS if email id is updated in the folio. To have an access to the folio statement visit

our website to generate an instant account statement.

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6. THIRD APPLICANT DETAILS

NAME Mr./Ms./M/s

Are you related to a Politically Exposed Person (PEP) Yes NoAre you a Politically Exposed Person (PEP) Yes No

NET-WORTH in `____________________________________ as on (Date)(Net worth should not be older than 1 year) D D M M Y Y Y Y





ENCLOSED PAN card copy KYC Acknowledgment PAN / PEKRN^ STATUS: NRI Resident Individual

IFSC Code 9 Digit MICR Code* F o r C r e d i t v i a N E F T

Branch Address

PIN

Branch City

Bank Name

Account No. A/c. Type ( ) Current NRO NRE FCNRSB

Please ensure the name in this application form and in your bank account are the same. Please update your IFSC and MICR Code in order to get payouts via electronic mode in to your bank account.

M a n d a t o r y

M a n d a t o r y

F o r C r e d i t v i a R T G S

8. BANK ACCOUNT DETAILS MANDATORY for Redemption/Dividend/Refunds, if any (Refer Instruction No. III)

## Correspondence Address ( )P.O. Box is not sufficient ##Please note that your address details will be updated as per your KYC records with CVL / KRA

7. CONTACT DETAILS OF SOLE / FIRST APPLICANT (Refer Instruction No. VI & VII)

Landmark

City Pin Code State

Overseas Address (Mandatory for FIIs/NRIs/PIOs)

City Pin Code State

Scheme

Option (Please ) Growth^^ Bonus Dividend Payout Dividend Reinvestment Dividend Frequency

Payment Details (Please issue cheque favouring scheme name)

Investment Amount (Rs.) DD Charges (if applicable) (Rs.) Net Amount~ (Rs.)

InstrumentNo. Dated D D M M Y Y Y Y DrawnonBank

Bank Branch City

(^^ Default option if not selected) ~Units will be allotted for the net amount minus the transaction charges if applicable.

I II I minus II

Mode of Payment OTM Facility (One Time Bank Mandate) Cheque DD Funds Transfer RTGS / NEFT

(Refer Instruction No. I-10) (For Product Labeling please refer last page of application form)

9. INVESTMENT & PAYMENT DETAILS (Separate Application Form is required for investment in each Plan/Option. Multiple cheques not permitted with single

application form (Refer instruction no. IV) PAYMENT BY CASH IS NOT PERMITTED. OTM facility is available to investors who have Invest Easy facility registered with RMF.

Nominee NameGuardian Name

(in case Nominee is Minor)Date of Birth

of Minor

Allocation

(%)Sign of

Nominee

Sign of

Guardian

Signature of

Applicants

1st App.

2nd App.

3rd App.

Nomination

Required

Yes

No

10. NOMINATION (Refer to Instruction No.V) (Mandatory if mode of holding is single)

In case of existing investor, nomination details mentioned in the below table will replace the existing details registered in the folio

Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of the Depository Participant.

11. DEMAT ACCOUNT DETAILS - These details are compulsory if the investor wishes to hold the units in DEMAT mode. Ref. Instruction No. X.

Securities

Depository

Limited

Central

Depository

Securities

Limited

Depository

participant Name _________________________________________

Target ID No.

Depository

participant Name ________________________________________

DP ID No.

Beneficiary Account No.

Enclosures (Please tick any one box) : Client Master List (CML) Transaction cum Holding Statement Cancelled Delivery Instruction Slip (DIS)

I N

National

Email ID

Please register your Mobile No & Email Id with us to get instant transaction alerts via SMS & Email. Investors providing Email Id would mandatorily receive only E - Statement of Accounts in lieu of physical Statement of Accounts.

Mobile + (Country Code) Tel. No. STD Code Office Residence

15. I WISH TO APPLY FOR TRANSACT ONLINE

Note : 1) If you have opted for Transact Online facility IPIN will be issued to you which can be used for transacting seamlessly through Online Mode.2) If you have opted for Invest Easy facility IPIN will be issued to you which can be used to transact through Online mode on RMF website, transact through Call Center & Reliance Mutual

Fund Application. Further, in order to transact through Call Centre and / or Transact through Mobile / SMS investor has to mandatorily fill and submit "ECS Mandate Registration form - InvestEasy". The form is available on RMF website / DISC of RMF.

Yes No I WISH TO APPLY FOR INVEST EASY FOR INDIVIDUALS Yes No

(Mandatory Enclosure : ONE TIME BANK MANDATE REGISTRATION FORM)OR

13. SIP ENROLLMENT DETAILS Opted for SIP: Yes No

Note : 1. Incase you have opted for SIP through ECS / Auto Debit mode it is mandatory to submit SIP Enrolment Cum Auto Debit / ECS Mandate Form

2. In case you have opted for SIP through Post dated cheques (PDC) it is mandatory to submit SIP Enrolment Form for Post dated cheques. The form is available on RMF website / DISC of RMF.

14. STP ENROLLMENT DETAILS (Incase you have opted for STP it is mandatory to submit STP Enrolment Form)Opted for STP: Yes No

PDC Auto Debit / ECS (Refer Ins No. I-13)Mode of SIP:( Mandatory if opted for SIP ) Type of SIP: Normal SIP Micro SIP

First Applicant POA Name Mr./Ms./M/s PAN / PEKRN^

Second Applicant POA Name Mr./Ms./M/s PAN / PEKRN^

Third Applicant POA Name Mr./Ms./M/s PAN / PEKRN^

12. POWER OF ATTORNEY (POA) HOLDER DETAILS (Refer Instruction No.II.1)

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I/We would like to invest in Reliance_____________________________ subject to terms of the Statement of Additional Information (SAI), Scheme Information Document (SID),

Key Information Memorandum (KIM) and subsequent amendments thereto. I/We have read, understood (before filling application form) and is/are bound by the details of the SAI,

SID&KIM includingdetails relating tovariousservices includingbutnot limited toRelianceAnyTimeMoney Card. I/Wehavenot receivednorbeen inducedbyany rebateorgifts,

directly or indirectly, in making this investment. I / We declare that the amount invested in the Scheme is through legitimate sources only and is not designed for the purpose of

contravention or evasion of any Act / Regulations / Rules / Notifications / Directions or any other Applicable Laws enacted by the Government of India or any Statutory Authority. I

accept and agree to be bound by the said Terms and Conditions including those excluding/ limiting the Reliance Capital Asset Management Limited (RCAM) liability. I understand

that the RCAM may, at its absolute discretion, discontinue any of the services completely or partially without any prior notice to me. I agree RCAM can debit from my folio for the

service charges as applicable from time to time. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for

thedifferentcompetingSchemesofvariousMutualFundsfromamongstwhichtheSchemeisbeingrecommendedtome/us. Iherebydeclare that theabove information isgivenby

theundersignedandparticularsgivenbyme/usarecorrectandcomplete.Further, Iagree that the transactioncharge(ifapplicable)shallbededucted fromthesubscriptionamount

and the said charges shall be paid to the distributors. I/We hereby confirm that I /We are not United States persons within the meaning of Regulation (S) under the United States

SecuritiesActof1933,orasdefinedbytheU.S.CommodityFuturesTradingCommission,asamendedfromtimetotimeorresidentsofCanada.

I confirm that I am resident of India.I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad

through normal banking channels or from funds in my/our Non-Resident External /Ordinary Account/FCNR Account. I/We undertake that all additional purchases made

under this folio will also be from funds received from abroad through approved banking channels or from funds in my/ our NRE/FCNR Account.

16. DECLARATION AND SIGNATURE

First / Sole Applicant /Guardian

xSecond Applicantx Third Applicantx

Second Applicantx Third ApplicantxFirst / Sole Applicant /

Guardianx

By signing this SIP enrolment form I/We understand that the amount will be debited from the Bank account mentioned in One Time Bank Mandate / Invest Easy - Individuals Mandate Form.

SIGNATURE

Scheme / Plan / OptionReliance STEP-UP Facility

(Optional)SIP Amount

(Please any one)

SIP Date(Please any one)

Enrollment Period

Rs._____________

(in figures)

2

18

(Default)

10

28

Amount Frequency

Half-yearly

Yearly

(Default)

Rs. _______

(Multiples of

Rs. 100 only)

Count

IncreaseSIP amount

(Default 1

__________time(s)

time)

(Please any one)

Frequency

(Refer Instruction No. 5)

REGULAR

1 2 / 9 9

PERPETUAL (Default)

From: To: M M / Y YM M / Y Y

From: To:M M / Y Y

Quarterly

Monthly(Default)

Yearly#

Invest Easy Registration for Transaction over SMS, Call, Mobile, Internet etc (Applicable for individual investor with mode of holding as either Single or Anyone or Survivor)

APPLICANT DETAILS

Name of Sole/1st holder

Name of 2nd holder

Name of 3rd holder

PAN No / PEKRN. KYC Acknowledgement CopyM A N D A T O R Y



Unitholding Option - Demat Mode Physical Mode

National

Securities

Depository

Limited

Central

Depository

Securities

Limited

Depository


Target ID No.

Depositoryparticipant Name ________________________________________

DP ID No.


I N

DEMAT ACCOUNT DETAILS - (Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of theDepository Participant. Ref. Instruction No. 25) Demat Account details are compulsory if demat mode is opted above.



DISTRIBUTOR / BROKER INFORMATION




I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationshipmanager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales person ofthe distributor/sub broker.

Sole / 1st Applicant / GuardianAuthorised Signatory

2nd Applicant Authorised Signatory 3rd Applicant Authorised SignatorySIGN HERE

TO BE FILLED IN CAPITAL LETTERS. PLEASE ( ) WHEREVER APPLICABLE

SIP ENROLLMENT DETAILS (Use this form if One Time Bank Mandate Form is registered in the folio)

FOLIO NO.

By providing Email-id, I understand that IPIN will be issued to me by default, unless I have already opted for IPIN in the past and have created a username.

I wish to receive the IPIN through below selected mode: Physical Mode (Default) Online Mode (Applicable only for single holder)

Email id & Mobile no. provided in this form will supercede the existing details in our records. Please register your Mobile No & Email Id to get instant alerts via SMS & Email.

Email ID

Mobile no. ResidenceOfficeTel. No.

STD Code(For Receiving Transaction Alerts via SMS)(Country Code)+

SIP DETAILS (Refer Instruction No. 15. If the investor wishes to invest in Direct Plan please mention Direct Plan against the scheme name. Please refer respective SID/KIM for product labeling)

DECLARATION : I/We would like to invest in Reliance ____________________________________________________________________________ subject to terms of the Statement of AdditionalInformation (SAI), Scheme Information Document (SID), Key Information Memorandum (KIM) and subsequent amendments thereto. I/We have read, understood (before filling application form) and is/arebound by the details of the SAI, SID & KIM including details relating to various services. By filling up this form I understand that the amount towards my lumpsum / systematic investment plan (SIP)transaction will be debited from bank account details provided in my One Time Bank Mandate Form. I/We have not received nor been induced by any rebate or gifts, directly or indirectly, in making thisinvestment. I /We declare that the amount invested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act / Regulations / Rules /Notifications /Directions or any other Applicable Laws enacted by the Government of India or any Statutory Authority. I accept and agree to be bound by the said Terms and Conditions including thoseexcluding/ limiting the Reliance Capital Asset Management Limited (RCAM) liability. I understand that the RCAM may, at its absolute discretion, discontinue any of the services completely or partiallywithout any prior notice to me. I agree RCAM can debit from my folio for the service charges as applicable from time to time. The ARN holder has disclosed to me/us all the commissions (in the form of trailcommission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I hereby declare that theabove information is given by the undersigned and particulars given by me/us are correct and complete. Further, I agree that the transaction charge (if applicable) shall be deducted from the subscriptionamount and the said charges shall be paid to the distributors. I/We hereby confirm that I /We are not United States persons within the meaning of Regulation (S) under the United States Securities Act of1933, or as defined by the U.S. Commodity Futures Trading Commission, as amended from time to time or residents of Canada.

I confirm that I am resident of India.

I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normal banking channels or fromfunds in my/our Non-Resident External /Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this folio will also be from funds received from abroad through approvedbanking channels or from funds in my/ our NRE/FCNR Account.

#Yearly frequency is effective since 01st April 2014. Please refer addendum No 163 dated 25th March 2014 for further details.

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ONE TIME BANK MANDATE(NACH / ECS / Direct Debit Mandate Form)

(Applicable for Lumpsum Additional Purchases as well as SIP Registration)

With Bank _____________________________________________

Rupees _________________________________________________________________________________an amount of

D D M M Y Y Y Y

`

(Name of Destination Bank with Branch)



Reliance Mutual Fund

(For Office Use Only) (For Office Use Only)

APP No.

Phone No: _____________________________

( Account Number)Destination Bank

*This is to confirm that the declaration (as mentioned overleaf) has been carefully read, understood & made by me / us.

UMRN (For Office Use Only)

Sponsor Bank Code _______________________________________ Utility Code ______________________________________________

I/We hereby authorize _______________________

Bank A/c no:

Modify

Create

x

xCancel

to debit (tick ) SB CA CC SB-NRE SB-NRO Other

IFSC or MICR

FREQUENCY: x Monthly Quarterly Half Yearly Yearly as & when presented Fixed Amount Maximum Amountx x x xDEBIT TYPE

To:

Or Until Cancelled

From : D D M M Y Y Y Y

D D M M Y Y Y Y

PERIOD

Email ID: _____________________________________________________________________Reference / Folio No. ______________________________

All schemes of Reliance Mutual FundScheme / Plan reference Number : ________________________________

Signature of Account Holder Signature of Account Holder Signature of Account Holder

2 ________________________________1 ________________________________ 3 ________________________________

Name of Account Holder Name of Account Holder Name of Account Holder

2 ________________________________1 ________________________________ 3 ________________________________

ECAF-00010015

ARN-17397

INSTRUCTIONS cum TERMS AND CONDITIONS

(1) Auto Debit facility is offered only to the investors maintaining their bank accounts with ICICI Bank /IDBI Bank / State Bank of India. Electronic Clearing System (ECS) facility will be available in theselected cities as mentioned in RBI website i.e. www.rbi.org.in. "National Automated ClearingHouse (NACH)" is Direct Electronic Debit mode implemented by National Payments Corporation ofIndia (NPCI), list of banks is available on NPCI website www.npci.org.in. The said list is subject tomodifications. The investor agrees to abide by the terms and conditions of NACH Debit/ECS/AutoDebit facility of Reserve Bank of India/Banks. If any city / bank is removed from the abovementioned list RCAM at its sole discretion may accept Post Dated Cheques (PDC's) from theinvestors for the balance period.

(2) The bank account provided for ECS should participate in local MICR clearing. Incase MICR code isnot provided or incorrect code is mentioned on the application form, the application for SIP will beliable to be rejected.

(3) Reliance Mutual Fund (RMF) / RCAM, its registrars and other service providers shall not be heldresponsible or will not be liable for any damages and will not compensate for any loss, damage etc.incurred to the investor. The investor assumes the entire risk of using this facility and takes fullresponsibility. Investor will not hold RMF / RCAM, its registrars and other service providersresponsible if the transaction is delayed or not effected or the investor bank account is debited inadvance or after the specific SIP date due to various clearing cycles of NACH Debit/Auto Debit/ECS / local holidays.

(4) Investors are required to submit One Time Bank Mandate Form and SIP Enrollment Form alongwith a photo copy/cancelled cheque of Debit Bank Account (as mentioned on the One Time BankMandate Form)

(5) An investor can opt for Monthly, Quarterly or Yearly frequency. In case the investor has not specifiedthe frequency then by default the frequency will be treated as Monthly. If an investor does notmention SIP start date appropriately, the SIP will by default start from the next month after meetingthe minimum registration requirement of 21 working days. If an investor does not mention SIP enddate appropriately the tenure of SIP will be treated as perpetual

(6) SIP NACH Debit / Auto debit / ECS facility is available only on specific dates of the month i.e. 2nd or10th or 18th or 28th. An investor shall have the option of choosing for 1 or more than 1 SIP in thesame scheme and in the same month however more than one SIP on the same debit date is notallowed. If an investor does not mention SIP Date in the application form or multiple SIP dates arementioned in the SIP Mandate or the SIP Date is unclear in the application form / SIP Mandate, thedefault SIP date shall be treated as 10th as per the frequency defined by the investor. In case thecriteria are not met the SIP would start on the same date from the next month. Investors shouldcheck the same at the Designated Investor Service Centre of Reliance Mutual Fund beforeinvesting.

(7) For details about the Scheme and its facility please refer the SID, SAI & KIM of the respectiveschemes / Addendum issued from time to time carefully before investing.

(8) In case of three consecutive failures due to insufficient balance in bank account while processingrequest for SIP, RCAM shall reserve the right to terminate the SIP without any written request fromthe investor.

(9) In case an investor wishes to change the bank account details for the existing SIP registeredthrough Auto debit / NACH Debit mode, then he has to provide a cancellation for the existingSIP/One Time Bank Mandate and register fresh SIP with the new bank details.

(10) Allotment of units would be subject to realisation of credit.

In case the Investor wishes to cancel the One Time Bank Mandate / SIP , Investor will have tosubmit an One Time Bank Mandate Cancellation Form or SIP cancellation form , 21 business daysprior to discontinuation.

(12) Investors may note that all the transactions executed through Invest Easy such as "OnlineTransactions" (whether on our website or through any other application using the internet)"Transactions through call center", "Transactions through SMS", "Transactions through MobilePhone" or any other facility as offered by RMF from time to time using the IPIN will be considered astransaction through the mentioned broker (ARN) mentioned on this "SIP Enrollment Details" Form.

(13) The Broker Code given in this mandate will be applicable for all the transactions done throughInvest Easy mode. In case there is a change of Broker Code then the investor are requested tocancel the existing mandate and register a fresh mandate with us.

(14) For Direct Investment Please Mention "Direct in the Column "Name & Broker Code/ARN.

(15) Investors subscribing under Direct Plan of XYZ Fund will have to indicate the Scheme / Plan namein the application form as "XYZ Fund - Direct Plan". Investors should also indicate "Direct" in theARN column. In case ARN code is mentioned in the application form, but "Direct Plan" is indicatedagainst the Scheme name, ARN code will be ignored and the application will be processed underDirect Plan. If the investor does not mention "Direct" against the scheme name and the ARN code isalso not provided the default allotment would be made in the "Direct Plan.

(16) Applications should be submitted at any of the Designated Investor Service Centre (DISCs) ofRCAM or Karvy Computershare Pvt. Ltd.

(17) Existing unit holders should note that unit holders' details and mode of holding (single, jointly,anyone or survivor) will be as per the existing Account.

(18) RCAM reserves the right to reject any application without assigning any reason thereof. RCAM inconsultation with Trustees reserves the right to withdraw these offerings, modify the procedure,frequency, dates, load structure in accordance with the SEBI Regulations and any such change willbe applicable only to units transacted pursuant to such change on a prospective basis.

(19) No entry load will be charged with effect from August 1, 2009. Exit Load as applicable in therespective Scheme at the time of enrolment of SIP will be applicable.

(20) Kindly note that Invest Easy facility is available only to the existing investors of RMF. In order totransact through Call Center, SMS, online mode whether through RMF website or any otherapplication using the internet and /or through Mobile or any other device, the investor needs to havethe IPIN, issued by RCAM. By filling this form the investor will be issued IPIN by default in case hehas not opted for the same earlier. This IPIN can also be used by the investor to Transact Online. Ifonly the email id of the investor is registered with RCAM / RMF, investor can execute Transactionthrough Call Center, Transaction through mobile WAP (Web Access Portal) Site, Transactionthrough RMF website. If only the mobile number of the investor is registered with RCAM/RMF,investor can execute transaction only through SMS. For further details investors are requested torefer SAI.

atleast 21 working days before the first SIP Installment date for NACH Debit/AutoDebit & ECS Clearing.

i.e. the end date shall beconsidered as December 2099. In case an investor, who has opted for Perpetual SIP, subsequentlyintends to discontinue the same, a written communication thereof will be required to be furnished.

(11)

(21) Kindly note that in case of a folio with joint Unitholders, having mode of operations as "either orsurvivor" or "anyone or survivor any one of the Investor(s) can transact through SMS, provided thatsuch instruction is received vide an SMS from the mobile number registered with RCAM with respectto the concerned folio.

(22) SEBI has made it mandatory for all applicants (in the case ofapplication in joint names, each of the applicants) to mention his/her permanent account number(PAN) irrespective of the amount of purchase. Where the applicant is a minor, and does not possesshis / her own PAN, he / she shall quote the PAN of his/ her father or mother or the guardian, signing onbehalf of the minor, as the case may be. In order to verify that the PAN of the applicants (in case ofapplication in joint names, each of the applicants), the applicants shall attach along with the purchaseapplication, a photocopy of the PAN card duly self-certified along with the original PAN Card. Theoriginal PAN Card will be returned immediately across the counter after verification. Micro SIP &Investors residing in the state of Sikkim are exempted from the mandatory requirement of PAN proofsubmission however they are required to mandatorily submit KYC Acknowledgement copy.Applications not complying with the above requirement may not be accepted/processed. Additionally,in the event of any Application Form being subsequently rejected for mismatch / non-verification ofapplicant's PAN details with the details on the website of the Income Tax Department, the investmenttransaction will be cancelled and the amount may be redeemed at the applicable NAV, subject topayment of exit load, if any. Please contact any of the Investor Service Centres/Distributors or visit ourwebsite www.reliancemutual.com for further details.

(23) SEBI has prescribed uniformuniform KYC compliance procedure for all the investors dealing with them. SEBI also issued KYCRegistration Agency ( "KRA") Regulations 2011 and the guidelines in pursuance of the saidRegulations and for In-Person Verification ("IPV"). All investors (individual and non- individual) arerequired to be KYC compliant. However, applicants should note that minors cannot apply for KYC andany investment in the name of minors should be through a Guardian, who should be KYC compliantfor the purpose of investing with a Mutual Fund. Should the applicant desire to change KYC relatedinformation, POS will extend the services of effecting such changes. In case of an existing investor ofRMF who is already KYC Compliant under the erstwhile centralized KYC with CVL (CVLMF) thenthere will be no effect on subsequent Purchase/Additional Purchase (or ongoing SIPs/STPs, etc) inthe existing folios/accounts which are KYC compliant. Existing Folio holder can also open a new foliowith Reliance Mutual Fund with the erstwhile centralized KYC.

(i) In case of an existing investor of Reliance Mutual Fund and who is not KYC Compliant as per ourrecords, the investor will have to submit the standard KYC Application forms available in the websitewww.cvlkra.com along with supporting documents at any of the SEBI registered intermediaries at thetime of purchase / additional purchase / new registration of SIP/STP etc. In Person Verification (IPV)will be mandatory at the time of KYC Submission.

(ii) Investors who have complied with KYC process before December 31, 2011 (KYC status with CVL-KRA as "MF - VERIFIED BY CVLMF") and not invested in the schemes of Reliance Mutual Fund i.enot opened a folio earlier, and wishes to invest on or after December 01, 2012, such investors will berequired to submit 'missing/not available' KYC information and complete the IPV requirements.

Updation of 'missing / not available' KYC information along with IPV is currently a one-timerequirement and needs to be completed with any one of the mutual funds i.e. need not be done with allthe mutual funds where investors have existing investments. The said form is available on RMF'swebsite i.e. www.reliancemutual.com or on the website of Association of Mutual Funds in India i.e.www.amfiindia.com or on the website of any authorised KRA's. Once the same is done then the KYCstatus at CVL-KRA will change to 'Verified by CVL KRA' after due verification. In such a scenario,where the KYC status changes to 'Verified by CVL KRA', investors need not submit the 'missing/notavailable' KYC information to mutual funds again.

(24) If the investor(s) has/have provided his/their email address in theapplication form or any subsequent communication in any of the folio belonging to the investor(s),RMF / Asset Management Company reserves the right to use Electronic Mail (email) as a defaultmode to send various communication which include account statements for transactions done by theinvestor(s). The investor(s) may request for a physical account statement by writing or calling RMF'sInvestor Service Center/ Registrar & Transfer Agent. In case of specific request received from theinvestor(s), RMF shall endeavor to provide the account statement to the investor(s) within 5 workingdays from the receipt of such request. The investor whose transaction has been accepted by theRCAM/RMF they shall receive following intimation / communication:

(i) On acceptance of the application, a confirmation by way of email and/or SMS within 5 Business Daysfrom the date of receipt of transaction request on Unit holders registered e-mail address and/ormobile number.

(ii) Thereafter, a Consolidated Account Statement (CAS) shall be issued for each calendar month on orbefore 10th of the immediately succeeding month to the Unit holder(s) in whose folio(s) transaction(s)has/have taken place during the month by physical/e-mail mode. CAS shall contain details relating toall the transactions carried out by the investor across all schemes of all mutual funds during the monthand holding at the end of the month including transaction charges paid to the distributor.

(25) Unitholders can have a option to hold the units indematerialized form in terms of the guidelines / procedural requirements as laid by the Depositories(NSDL/CDSL) / Stock Exchanges (NSE / BSE).

(26) Employee Unique Identification Number (EUIN) would assist in tackling the problem of mis-sellingeven if the employee/relationship manager/sales person leave the employment of the distributor.

(27) Under this facility the Investor can increase the SIPinstallment(including MICRO SIP) at pre-defined intervals by a fixed amount. This facility is availablefor individual investors only. For availing the said facilities, investors are required to note the following:

1. Investor willing to register STEP-UP should provide the STEP-UP details along with the SIPenrolment details and is also required to fill up " One time Bank Mandate Form" from which theamount shall be debited. Investors who are currently registered under Invest Easy - Individuals facilitymay avail this facility without registering the One Time Bank Mandate. 2. The minimum amount forReliance STEP-UP facility is Rs.100/- and in multiples of Rs.100/- [except for Reliance Tax Saver(ELSS) Fund for which the minimum amount shall be Rs. 500/- and in multiple of Rs. 500/-. 3. MonthlySIP offers STEP-UP frequency at half yearly and yearly intervals. Quarterly and Yearly SIP offersSTEP-UP frequency at yearly interval only. In case STEP-UP frequency is not indicated, it will beconsidered as Yearly by Default. 4. There should be clear indication about STEP-UP Count i.e. thenumber of times the SIP Installment amount should be increased. In case STEP-UP amount ismentioned and STEP-UP count is not indicated, it will be considered as 1 (One) by Default. 5. Thedate for Reliance STEP-UP Facility will correspond to the registered SIP. The enrolment periodspecified in the Reliance STEP-UP form should be less than or equal to the enrolment periodmentioned in the SIP. 6. In case of any deviation in period, the tenure of the SIP shall be considered.Folio with status Minor are not eligible for Reliance STEP-UP facility.

Permanent Account Number (PAN):

Prevention of Money Laundering and Know Your Client (KYC):

Communication for the investors:

Units held in the dematerialised form:

Reliance STEP-UP Facility:

Authorisation to Bank: I/We wish to inform you that I/we have registered with Reliance Mutual Fund for ECS / NACH / Direct Debit through their authorised Service Provider(s) and representative

for my/our payment to the above mentioned beneficiary by debit to my/our above mentioned bank account. For this purpose I/We hereby approve to raise a debit to my/our above mentioned

account with your branch. I/We hereby authorize you to honor all such requests received through to debit my/our account with the amount requested, for due remittance of the proceeds to the

beneficiary.

FOR OFFICE USE ONLY (Not to be filled in by Investor)

Affix Barcode Date and Time Stamp No.

*I/We hereby declare that the particulars given on this mandate are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I/We

would not hold Reliance Mutual Fund, their representatives, service providers, participating banks & other user institutions responsible. I/We have read the Terms & Conditions and agree to

discharge the responsibility expected of me/us as a participant/s under the scheme. I/We authorize use of above mentioned contact details for the purpose of this specific mandate instruction

processing. I/We hereby confirm adherence to terms on this mandate.

OT

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SIP

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21

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SIP ENROLMENT cum AUTO DEBIT/ECS MANDATE FORMTO BE FILLED IN CAPITAL LETTERS. PLEASE ( ) WHEREVER APPLICABLE(Please refer list of Autodebit banks in Terms & Conditions Point No.1Overleaf)



APP No.:

DISTRIBUTOR / BROKER INFORMATION

FOR OFFICE USE ONLY (Not to be filled in by Investor)

Customer Ref. No.Bank use Mandate Ref. No.

Scheme CodeRecorded on

Credit Account NumberRecorded by

SIGNATURE/S AS PER BANK RECORDS (MANDATORY)SIGNATURE/S AS PER RELIANCE MUTUAL FUND RECORDS (MANDATORY)

2 applicant /Authorised Signatory

nd

3 applicantAuthorised Signatory

rd

Sole/ 1 applicant/GuardianAuthorised Signatory

st

2 applicant /Authorised Signatory

nd

3 applicantAuthorised Signatory

rd

Sole/ 1 applicant/GuardianAuthorised Signatory

st

DECLARATIONI/We wish to inform you that I/we have registered with Reliance Mutual Fund through their authorised Service Provider(s) and representative for my/our payment to the above mentioned beneficiary by debit to my/our abovementioned bank account. For this purpose I/We hereby approve to raise a debit to my/our above mentioned account with your branch. I/We hereby authorize you to honor all such requests received through to debit my/our accountwith the amount requested, for due remittance of the proceeds to the beneficiary. I/We undertake to keep sufficient funds in the funding account on the date of execution of standing instruction. I hereby declare that the particularsgiven above are correct and complete. If the transaction is delayed or not effected at all for reasons of incomplete or incorrect information, I would not hold the Mutual Fund or the responsible. If the date of debit to my/our accounthappens to be a non business day as per the Mutual Fund or a Bank holiday, execution of the transaction will happen next working day and allotment of units will happen as per the Terms and Conditions listed in the Document of theMutual Fund. The above mentioned Bank shall not be liable for, nor be in default by reason of, any failure or delay in completion of this service, where such failure or delay is caused, in whole or in part, by any acts of God, civil war, civilcommotion, riot, strike, mutiny, revolution, fire, flood, fog, war, lightening, earthquake, change of Government policies, Unavailability of Bank's computer system, force majeure events, or any other cause of peril which is beyond theabove mentioned Banks reasonable control and which has the effect of preventing the performance this service by the above mentioned Bank. I/We shall not dispute or challenge any debit, raised under this mandate, on any groundwhatsoever. I/We shall not have any claim against the Bank in respect of the amount so debited pursuant to the mandate submitted by me/us. I/We shall keep the Bank and, jointly and or severally indemnified from time to time,against all claims, actions, suits, for any loss, damage, costs, charges and expenses incurred by the Bank and , by reason of their acting upon the instructions issues by the above named authorized signatories/beneficiaries. Thisrequest for debit mandate is valid and may be revoked only through a written letter withdrawing the mandate signed by the authorized signatories/beneficiaries and acknowledged at your counters and giving reasonable notice toeffect such withdrawal.

I/We would like to invest in Reliance __________________________ subject to terms of the Statement of Additional Information (SAI), Scheme Information Document (SID), Key Information Memorandum (KIM) and subsequentamendments thereto. I/We have read, understood (before filling application form) and is/are bound by the details of the SAI, SID & KIM including details relating to various services. I/We have not received nor been induced by anyrebate or gifts, directly or indirectly, in making this investment. I / We declare that the amount invested in the Scheme is through legitimate sources only and is not designed for the purpose of contravention or evasion of any Act /Regulations / Rules / Notifications / Directions or any other Applicable Laws enacted by the Government of India or any Statutory Authority. I accept and agree to be bound by the said Terms and Conditions including those excluding/limiting the Reliance Capital Asset Management Limited (RCAM) liability. I understand that the RCAM may, at its absolute discretion, discontinue any of the services completely or partially without any prior notice to me. I agreeRCAM can debit from my folio for the service charges as applicable from time to time. The ARN holder has disclosed to me/us all the commissions (in the form of trail commission or any other mode), payable to him for the differentcompeting Schemes of various Mutual Funds from amongst which the Scheme is being recommended to me/us. I hereby declare that the above information is given by the undersigned and particulars given by me/us are correct andcomplete. Further, I agree that the transaction charge (if applicable) shall be deducted from the subscription amount and the said charges shall be paid to the distributors. I/We hereby confirm that I /We are not United States personswithin the meaning of Regulation (S) under the United States Securities Act of 1933, or as defined by the U.S. Commodity Futures Trading Commission, as amended from time to time or residents of Canada.

I confirm that I am resident of India. I/We confirm that I am/We are Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the funds for subscription have been remitted from abroad through normalbanking channels or from funds in my/our Non-Resident External / Ordinary Account/FCNR Account. I/We undertake that all additional purchases made under this folio will also be from funds received from abroad through approvedbanking channels or from funds in my/ our NRE/FCNR Account.

Applicable for NRIInvestors:

1st/Sole Accountholder Name as in Bank Records

BANK ACCOUNT DETAILS

2nd Accountholder Name as in Bank Records

3rd Accountholder Name as in Bank Records

PIN 9 Digit MICR Code IFSC Code

SB Current NRO NRE FCNRA/c. Type

Bank Name M a n d a t o r y

CityBranchAddress

Account No. M a n d a t o r y (Core Banking Account Number)

*Mandatory: Please enter the 9 digit number that appears after your cheque number.

MICR code starting and / or ending with 000 are not valid for ECS.

Mandatory Enclosures:Blank cancelled cheque Copy of cheque

Bank Name: Branch: City

Cheque/ DD No. DD Charge Rs. Cheque/ DD Net Amount Rs.Cheque/ DD Date

INITIAL INVESTMENT DETAILS (Refer Instruction No.13)

SCHEME NAME _____________________________________________________ _____ ___________________ _Plan ________________________ Option ______

SCHEME DETAILS (In case you are investing in Reliance Regular Savings Fund please mention the Option details mandatorily i.e Equity, Debt or Balanced.) (Refer Instruction No. 22)(If the investor wishes to invest in Direct Plan please mention Direct Plan against the scheme name)

APPLICANT DETAILS

Name of Sole/1st holder

Name of 2nd holder

Name of 3rd holder


Folio No.





Upfront commission shall be paid directly by the investor to the AMFI registered distributor based on the investor's assessment of various factors including the service rendered by the


I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationshipmanager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/sales

Unitholding Option - Demat Mode Physical Mode

National

Securities

Depository

Limited

Central

Depository

Securities

Limited

Depository


Target ID No.

Depositoryparticipant Name ________________________________________

DP ID No.


I N

DEMAT ACCOUNT DETAILS - (Please ensure that the sequence of names as mentioned in the application form matches with that of the account held with any one of the

Depository Participant. Demat Account details are compulsory if demat mode is opted above.



2nd Applicant Authorised Signatory 3rd Applicant Authorised SignatorySIGN HERE

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Frequency

SIP DETAILS

______________ (in figures) _____________________

____________________________________ (in words)

Yearly#

Monthly (default)

Enrollment Period:

PERPETUAL From: To:

From: To:REGULAR

1 2 9 9M M Y Y

M M Y YM M Y Y

SIP Amount

(Please any one)

10 (default)

SIP Date

(Select any one SIP

2

18 28

(Refer Instruction No. 14)(Default)

(Please any one)

Quarterly

#Yearly frequency is effective since 01st April 2014. Please refer addendum No 163 dated 25th March 2014 for further details.

ECAF-00010015

ARN-17397



I/We hereby confirm that the EUIN box has been intentionally left blank by me/us as this transaction is executed without any interaction or advice by the employee/relationshipmanager/sales person of the above distributor/sub broker or notwithstanding the advice of in-appropriateness, if any, provided by the employee/relationship manager/salesperson of the distributor/sub broker.


x 2nd Applicant Authorised Signatory 3rd Applicant Authorised SignatorySIGN HERE

PAN No.

PAN No.

PAN No.

(Please refer respective SID/KIM for product labeling)

ST

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.4I/We would like to opt for Systematic Transfer Plan subject to terms of the Scheme Information Document and subsequent amendments thereto. I/We have read the instructions of theEnrolment Form, Scheme Information Document of the Transferor and Transferee Scheme and Statement of Additional Information before filling up the Enrolment Form. I/We haveunderstood the details of the scheme and I/We have not received nor been induced by any rebate or gifts, directly or indirectly, in making this investment. The ARN holder has disclosed tome/us all the commissions (in the form of trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds from amongst which theScheme is being recommended to me/us. I hereby declare that the above information is given by the undersigned and particulars given by me/us are correct and complete. I/We herebyconfirm that I /We are not United States persons within the meaning of Regulation (S) under the United States Securities Act of 1933, or as defined by the U.S. Commodity Futures TradingCommission, as amended from time to time or residents of Canada. ; I am a Non-Resident of Indian Nationality/Origin and I/We hereby confirm that the fundsfor subscription have been remitted from abroad through normal banking channels or from funds in my/our Non-Resident External / Ordinary Account/FCNR Account.

APPLICABLE TO NRIs ONLY

M A N D A T O R Y

M A N D A T O R Y

M A N D A T O R Y

ECAF-00010015

ARN-17397

app no.: ecaf-00010015 - motilal oswal mut… · reliance step-up facility (optional) sip amount...

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