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Mastercourse Sweeteners – January 18, 2006 Industrial production Industrial production of of Aspartame Aspartame Mastercourse “Sweeteners”, Univ. of Amsterdam January 18, 2006 Theo Sonke / Hans Schoemaker DSM Research B.V., Geleen Advanced Synthesis, Catalysis & Development [email protected] / [email protected]

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  • Mastercourse Sweeteners January 18, 2006

    Industrial productionIndustrial production of of AspartameAspartameMastercourse Sweeteners, Univ. of Amsterdam

    January 18, 2006

    Theo Sonke / Hans Schoemaker

    DSM Research B.V., Geleen

    Advanced Synthesis, Catalysis & [email protected] / [email protected]

  • Mastercourse Sweeteners January 18, 2006

    1ContentsContents

    Introduction high-intensity sweeteners, Aspartame

    Chemical process

    Enzymatic process background of enzymatic peptide synthesis

    HSC plant in Geleen, The Netherlands

    DSM R&D results on improved chemical process

  • Mastercourse Sweeteners January 18, 2006

    2Aspartame and other highAspartame and other high--intensity sweetenersintensity sweeteners

    HOOC NH

    HN

    O

    OS

    H2N

    Alitame (2000)

    CN-K+SO2

    O

    O

    CH3

    Acesulfame-K (200)

    OHOCH2

    ClOH

    OH

    OO

    CH2Cl

    HO OH

    ClCH2

    Sucralose (500)

    CNH

    SO2

    O

    Saccharin (300)

    HN

    SO3H

    Cyclamate (30)

    Aspartame (200)

    HO2C NHNH2

    O

    CO2CH3

    Neotame (8000)

    HO2C NHNH

    O

    CO2CH3

  • Mastercourse Sweeteners January 18, 2006

    3Aspartame Aspartame -- Holland Sweetener Company (HSC)Holland Sweetener Company (HSC)

    O

    HN

    O

    OH

    OO

    NH2

    LL----AspAsp--LL--PheOMePheOMe

    150-200x sweeter than sucrose, other isomers: bitter, non-sweet Splits into Asp, Phe and methanol in gastrointestinal tract Use: approx. 70% in US, of which >70% in beverages History: 1965 Discovered by G.D. Searle (Dr. Schlatter)

    Searle/Monsanto further develop product1971 Lab scale R&D starts at DSM Research1975 Tosoh (Japan) starts R&D on Aspartame1981 Definitive FDA approval; NutraSweet starts production1985 HSC founded (50/50 joint venture DSM/Tosoh)1988 Start of production in HSC plant Geleen1992 NutraSweet US patent expiration

  • Mastercourse Sweeteners January 18, 2006

    4Market situationMarket situation

    Artificial sweetener, low calorie value; no bitter after-taste Consisting only of natural components Cost benefit: competitive with sugar Aspartame is applied in:

    soft drinks/fruit juices - dairy table tops - confectionary pharmaceutical products

    Production site: Geleen (NL); Annual production: > 3000 mt/y Other Aspartame producers: NutraSweet (US, Korea, 6000 mt/y) and

    Ajinomoto (JP, F, 6000 mt/y), various Chinese First commercial process (NS/Ajinomoto); chemical with Z-protection

  • Mastercourse Sweeteners January 18, 2006

    5HSC HSC productsproducts

    Granular (Pearl 700)for bulk application:i.e. beverages

    Fine granular (Powder 200)for table tops

    Powder (Fine Grade)i.e. for pharmaceuticalsand chewing gum

  • Mastercourse Sweeteners January 18, 2006

    6Aspartame: stability profile at 25Aspartame: stability profile at 25CC

    1 2 3 4 5 6 7 8

    300

    250

    200

    150

    100

    50

    pH

    t

    1

    2

    /

    d

    a

    y

    s

    (

    2

    5

    C

    )

    t /1 2 = 260

    t /1 2 = 116

    t /1 2 = 86

    t /1 2 = 12

    t /1 2 = 242

    t /1 2 = 82

  • Mastercourse Sweeteners January 18, 2006

    7IndustrialIndustrial synthesissynthesis of of AspartameAspartame

    Raw materials: L-phenylalanine (L-Phe), L-aspartic acid (L-Asp), methanol

    1 specific peptide bond to be made; methyl ester on 1 specific position

  • Mastercourse Sweeteners January 18, 2006

    8

    H2NOH

    O

    R1

    H2NOH

    O

    R2

    H2N

    HN

    O

    R1

    + -H2O OH

    R2

    O

    Industrial synthesis of Industrial synthesis of dipeptidesdipeptides

    Requirements Cheap protective groups to avoid side-reactions of

    amino groups (and sometimes carboxy groups) amino acid side chains if required

    Cheap activation of one carbonyl function

  • Mastercourse Sweeteners January 18, 2006

    9Peptide synthesis: basic conceptPeptide synthesis: basic concept

    O

    OHH2N

    R1

    H2N NH

    R1

    R2

    OHO

    O

    O

    OHH2N

    R2

    O

    OHHN

    R1

    O

    XHN

    O

    protectionH2N

    R2

    protection

    protection

    R1

    Protection

    Protection

    Activation

    Coupling & Deprotection

  • Mastercourse Sweeteners January 18, 2006

    10NutraSweetNutraSweet//AjinomotoAjinomoto FormylFormyl process to process to APMAPM

    Advantages: cheap protection and coupling Disadvantages: difficult deprotection (1-3 d, only 50% yield), large L-Asp/L-Phe recycles,

    final neutralisation crystallization required

    CO2HNH

    O

    HO2CNH

    HO

    For--Asp-Phe (~ 80%)

    H

    NHO

    OH

    O

    NH2

    For-L-Asp=O

    L-Asp

    OO

    O

    HCO2HAc2O

    L-Phe

    toluene/acetic acid

    CO2HNH

    O

    HO2C

    NHH

    O

    For--Asp-Phe (~ 20%)

    HCl/MeOHH2O

    CO2HNH

    O

    HO2CNH3Cl

    CO2CH3NH

    O

    HO2CNH3Cl

    CO2HNH

    O

    CH3O2CNH3Cl

    CO2CH3NH

    O

    CH3O2CNH3Cl

    -APM.HCl (~ 50%)

    4 -isomers

  • Mastercourse Sweeteners January 18, 2006

    11

    Advantages: DL-Phe can be used, 100% -isomer formed, no recycles (only D-Phe racemization), no neutralisation crystallization

    Disadvantage: less cheap Z-protection, enzyme required

    DSM/Tosoh chemoDSM/Tosoh chemo--enzymatic processenzymatic process

    CO2CH3NH

    O

    HO2CNH

    OO

    Z-APM . D-PheOMe

    D-PheOMe

    O

    NHO

    HO2CCO2H

    OCH3

    O

    NH2

    OCH3

    O

    NH2

    CO2CH3NH

    HO2C

    O

    NH2APM

    OH

    O

    NH2

    DL-PheZ-L-Asp

    D-PheOMe

    DL-PheOMe

    Z-APMHydrogenolysis

    hydrolysis &racemization

    ThermolysinH2O, pH = 6-7

    HCl/CH3OHL-Asp

  • Mastercourse Sweeteners January 18, 2006

    12BiocatalyticBiocatalytic keykey--step in HSC processstep in HSC process

    H2NO

    O

    H2NO

    O

    HN

    OHHO

    O

    O

    NH

    O

    O

    O

    HN

    Z

    Z

    O

    HO

    Thermolysin

    D-PheOMe L-PheOMe

    Z-L-Asp

    Z-APM.D-PheOMe

    Regioselective Stereoselective Precipitation with D-PheOMe: > 90% yield

  • Mastercourse Sweeteners January 18, 2006

    13

    O

    R1 X

    O

    R1 OH

    O

    R1 O

    O

    R1 NHR2

    O

    R1 O

    O

    R ENZYMEH2OR2-NH2

    Kinetic Thermodynamic

    Aminolysis Hydrolysis

    R2-NH3

    XH

    Enzymatic peptide synthesis: Enzymatic peptide synthesis: kinetic versus thermodynamic approachkinetic versus thermodynamic approach

  • Mastercourse Sweeteners January 18, 2006

    14

    pKa should be as low as possiblepKa = 1-2: thermodynamic coupling possible(if solubility of product much lower than substrates)

    ThermodynamicThermodynamicallyally controlled peptide synthesis (1)controlled peptide synthesis (1)

    pKa1 and pKa2 values are crucial

    K = [R1-CO-NH-R2]

    [R1-COOH] [H2N-R2]

    R1 OH

    O

    R1 NHR2

    O

    R1 O

    O

    H2OH2N R2

    H3N R2

    + +Enzyme

    pKa2pKa1

  • Mastercourse Sweeteners January 18, 2006

    15

    D

    i

    p

    e

    p

    t

    i

    d

    e

    (

    %

    )

    Time

    Equilibrium

    R OH

    O

    R O-

    OR' NH2R' NH3

    +pKa = 8pKa = 3

    Thermodynamically controlled peptide synthesis (2) Thermodynamically controlled peptide synthesis (2) Influence of pH on % active reactantsInfluence of pH on % active reactants

    0

    20

    40

    60

    80

    100

    1 2 3 4 5 6 7 8 9 10

    pH

    P

    e

    r

    c

    e

    n

    t

    a

    g

    e

    Optimal reaction pHaround (pKa1 + pKa2)/2

  • Mastercourse Sweeteners January 18, 2006

    16Thermodynamically controlled peptide synthesis (3) Thermodynamically controlled peptide synthesis (3) HSC caseHSC case

    H2NO

    O

    H2NO

    O

    HN

    OHHO

    O

    O

    NH

    O

    O

    O

    HN

    ZZ

    O

    HO

    Thermolysin

    D-PheOMeL-PheOMe

    Z-L-Asp

    Z-APM.D-PheOMe

    +

    Z-APM

    +

    NH

    O

    O

    O

    HN

    Z

    O

    -ONH3+O

    O

    H2NO

    O

    H2NO

    O

    HNOH

    HOO

    O

    NH

    OO

    O

    HN

    ZZ

    O

    HO

    Thermolysin

    D-PheOMeL-PheOMe

    Z-L-Asp

    Z-APM.D-PheOMe

    +

    Z-APM

    +

    NH

    OO

    O

    HN

    Z

    O

    -ONH3+O

    O

    pKa of -COOH of Z-Asp = 3 pKa of amino group of L-PheOMe = 7 equilibrium unfavourable (< 5% to Z-APM)

    But: precipitation occurs of Z-APM.D-PheOMe complex (very low solubility) enzymatic equilibrium pulled to synthetic side conversion to Z-APM > 90%

    L-Phe instead of L-PheOMe: pKa = 9 and no precipitation impossible

  • Mastercourse Sweeteners January 18, 2006

    17ThermodynamicThermodynamicallyally controlled peptide synthesis (4)controlled peptide synthesis (4)

    Advantageous for yield: pKa as low as possible, preferably < 2 Substrate solubility as high as possible, product solubility as low as possible

    crystallization or complexation (as in HSC case)

    Advantages No by-products Easy Down Stream Processing

    (DSP)

    Disadvantages Usually not possible Effective substrate concentration low large enzyme amount required

    In HSC process disadvantages have been eliminated: Possible due to effective complexation > 90% conversion Thermolysin extremely active enzyme, can be recycled

    R1 OH

    O

    R1 NHR2

    OH2OH2N R2+ +

    EnzymeEnzyme

  • Mastercourse Sweeteners January 18, 2006

    18

    R1 X R1 enzyme R1 NHR2

    R1 OH

    O O

    O

    Oenzyme

    enzyme

    enzymeHX

    H2O

    R2 NH2

    Kinetically controlled peptide synthesis (1)Kinetically controlled peptide synthesis (1)

    X = OR (esters)or

    X = NHR (amides) Synthesis/hydrolysis ratio crucial factor

    D

    i

    p

    e

    p

    t

    i

    d

    e

    (

    %

    )

    Time

    Equilibrium

    Kinetic

    Thermodynamic

  • Mastercourse Sweeteners January 18, 2006

    19Kinetically controlled peptide synthesis (2)Kinetically controlled peptide synthesis (2)

    Advantages Conversion often higher Reaction at higher pH (typically 7-9)

    much faster reaction(more neutral nucleophile)

    10-100 x less enzyme mostly possible

    Disadvantages Reaction to be stopped at right time Yields on amino compound < 90% Always by-product (hydrolysed acyl comp.)

    low yield on acyl component DSP more difficult

    In HSC process this is disadvantageous: Preparation of (activated) Z-Asp--methyl ester difficult

    and therefore expensive Thermolysin not suitable; other enzymes require organic solvent and give

    lower conversions than with thermodynamic coupling

    HN

    OCH3HO

    O

    OZ

  • Mastercourse Sweeteners January 18, 2006

    20HSC vs. NutraSweet ProcessHSC vs. NutraSweet Process

    HSC NutraSweet

    Raw materials flexibility in L or DL-Phe(even in L or DL-Asp) L-Asp and L-Phe required

    Protective group less cheap Z-group cheap formyl group

    / ratio 100:0 80:20

    Recyclesonly Phe racemization(in case of DL-Phe as

    feedstock)wrong - and all -products

    Suggested further reading: Oyama, K., in: Chirality in Industry, A.N. Collins (Ed.), John Wiley & Sons Ltd., 1992, 237-247.

  • Mastercourse Sweeteners January 18, 2006

    21ThermolysinThermolysin (1): general(1): general

    Source: Bacillus thermoproteolyticus Molecular weight: 34,333 Da Amino acids: 316 Metal ions present: 1 Zn2+ (activity), 4 Ca2+ (stability) pH optimum: 8.0 Temp. optimum: 70C

    Ca1Ca2

    Ca4

    Ca3Zn

    Ile 1

    Lys 316

  • Mastercourse Sweeteners January 18, 2006

    22ThermolysinThermolysin (2): 3D(2): 3D--structure of complex with Zstructure of complex with Z--APMAPM

  • Mastercourse Sweeteners January 18, 2006

    23ThermolysinThermolysin (3): influence of pH and T(3): influence of pH and T

    5 7 9 110

    50

    100

    pH

    R

    e

    l

    a

    t

    i

    v

    e

    A

    c

    t

    i

    v

    i

    t

    y

    (

    %

    )

    5 7 9 110

    50

    100

    pH

    R

    e

    l

    a

    t

    i

    v

    e

    A

    c

    t

    i

    v

    i

    t

    y

    (

    %

    )

    30 50 70 900

    2

    4

    Temperature (C)

    R

    e

    l

    a

    t

    i

    v

    e

    A

    c

    t

    i

    v

    i

    t

    y

    (

    %

    )

    1

    3

    30 50 70 900

    2

    4

    Temperature (C)

    R

    e

    l

    a

    t

    i

    v

    e

    A

    c

    t

    i

    v

    i

    t

    y

    (

    %

    )

    1

    3

  • Mastercourse Sweeteners January 18, 2006

    24ThermolysinThermolysin (4): influence of CaCl(4): influence of CaCl22 and and NaClNaCl

    1 2 3 400

    2

    4

    6

    8

    10

    [NaCl] (M)

    V

    x

    1

    0

    5

    (

    M

    m

    i

    n

    -

    1

    )

    1 2 3 400

    2

    4

    6

    8

    10

    [NaCl] (M)

    V

    x

    1

    0

    5

    (

    M

    m

    i

    n

    -

    1

    )

    0.1 1 10 100[CaCl2] (mM)

    T

    5

    0

    (

    C

    )

    65

    75

    85

    95

    0.1 1 10 100[CaCl2] (mM)

    T

    5

    0

    (

    C

    )

    65

    75

    85

    95

    Reactions with Thermolysin must contain NaCl and CaCl2Thermolysin storage in presence of CaCl2

  • Mastercourse Sweeteners January 18, 2006

    25Holland Sweetener Company (HSC) plantHolland Sweetener Company (HSC) plant

  • Mastercourse Sweeteners January 18, 2006

    26

    Thermolysin

    Z-AspCondensation

    BlockBlock diagram HSC diagram HSC processprocess

    Purification

    Drying

    Crystallization

    Aspartame

    Sieving

    Mixing

    Packaging

    DL-Phe

    Methanol

    HCl

    Esterification

    HydrogenolysisHydrogen

    Catalyst

  • Mastercourse Sweeteners January 18, 2006

    27Flowchart HSC Flowchart HSC processprocess

    aspartamesynthesis

    aspartamepurification

    drying aspartamecrystallization

    warehouse

    raw materials production raw materials & material aids delivery

    sieving

    temperature andhumidity

    Packaging ofaspartame

    distribution

  • Mastercourse Sweeteners January 18, 2006

    28Appendix: Appendix: optimizedoptimized FormylFormyl processprocess (DSM)(DSM)

    N-Formyl protective group: very cheap to introduce, but chemical cleavage byacidic hydrolysis leads to ester hydrolysis and partial peptide bond cleavage mild enzymatic cleavage possible ?

    PDF (Peptide Deformylase) identified Role in nature:

    NH

    NH

    O

    SCH3

    H

    Opolypeptide

    RNA

    H2NNH

    O

    SCH3

    polypeptide

    RNA

    PDF MAPH2N polypeptide CO2H

    Eubacterial protein synthesis always starts with N-formylated tRNAfMet initiator

    Smooth (over-)expression in E. coli; efficient purification by affinity chrom.

    (Met-Lys-Sepharose, F-)

  • Mastercourse Sweeteners January 18, 2006

    29ApplicationApplication of PDF in of PDF in chemicalchemical peptide peptide synthesissynthesis

    O NH

    HN

    NH

    CH3

    O

    O

    H

    H2NHN

    NH

    CH3

    O

    OpH 7.2

    96% conversion

    PDF

    For-Leu-Tle-NHMe

    (S,S)/(R,S) 94:6 (ee = 88%)

    H-Leu-Tle-NHMe

    (S,S)/(R,S) 99.5:0.5 (ee = 99%)

    PDF efficient enzyme for enzymatic N-Formyl removal from di- and oligopeptides

    Highly L-specific for N-terminal residue: effective and versatile d.e. upgrade

    For--Asp-PheOMe is deformylated, For--Asp-PheOMe not at all !

    improved chemical Formyl process for Aspartame

    Example:

  • Mastercourse Sweeteners January 18, 2006

    30ImprovedImproved AspartameAspartame processprocess

    CO2CH3NH

    O

    HO2CNH

    HO

    For--Asp-Phe (~ 80%)

    H

    NHO

    OCH3

    O

    NH2

    L-Asp

    OO

    O

    HCO2HAc2O

    L-PheOMe

    toluene/acetic acid

    CO2CH3NH

    O

    HO2C

    NHH

    O

    For--Asp-Phe (~ 20%)

    CO2CH3NH

    O

    -O2CNH3+

    CO2CH3NH

    O

    HO2C

    NHH

    O

    -APM (> 90%, non-isolated > 70% isolated, purity > 99%)PDF

    pH = 5.6

    Process combines best of both processes:

    No Z-protection needed as in HSC process

    Compared to NutraSweet process: APM yield much higher, much smaller L-Asp/L-Pherecycles and no neutralization crystallization

    Proof-of-principle delivered