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Mastercourse Sweeteners January 18, 2006
Industrial productionIndustrial production of of AspartameAspartameMastercourse Sweeteners, Univ. of Amsterdam
January 18, 2006
Theo Sonke / Hans Schoemaker
DSM Research B.V., Geleen
Advanced Synthesis, Catalysis & [email protected] / [email protected]
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Mastercourse Sweeteners January 18, 2006
1ContentsContents
Introduction high-intensity sweeteners, Aspartame
Chemical process
Enzymatic process background of enzymatic peptide synthesis
HSC plant in Geleen, The Netherlands
DSM R&D results on improved chemical process
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Mastercourse Sweeteners January 18, 2006
2Aspartame and other highAspartame and other high--intensity sweetenersintensity sweeteners
HOOC NH
HN
O
OS
H2N
Alitame (2000)
CN-K+SO2
O
O
CH3
Acesulfame-K (200)
OHOCH2
ClOH
OH
OO
CH2Cl
HO OH
ClCH2
Sucralose (500)
CNH
SO2
O
Saccharin (300)
HN
SO3H
Cyclamate (30)
Aspartame (200)
HO2C NHNH2
O
CO2CH3
Neotame (8000)
HO2C NHNH
O
CO2CH3
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Mastercourse Sweeteners January 18, 2006
3Aspartame Aspartame -- Holland Sweetener Company (HSC)Holland Sweetener Company (HSC)
O
HN
O
OH
OO
NH2
LL----AspAsp--LL--PheOMePheOMe
150-200x sweeter than sucrose, other isomers: bitter, non-sweet Splits into Asp, Phe and methanol in gastrointestinal tract Use: approx. 70% in US, of which >70% in beverages History: 1965 Discovered by G.D. Searle (Dr. Schlatter)
Searle/Monsanto further develop product1971 Lab scale R&D starts at DSM Research1975 Tosoh (Japan) starts R&D on Aspartame1981 Definitive FDA approval; NutraSweet starts production1985 HSC founded (50/50 joint venture DSM/Tosoh)1988 Start of production in HSC plant Geleen1992 NutraSweet US patent expiration
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Mastercourse Sweeteners January 18, 2006
4Market situationMarket situation
Artificial sweetener, low calorie value; no bitter after-taste Consisting only of natural components Cost benefit: competitive with sugar Aspartame is applied in:
soft drinks/fruit juices - dairy table tops - confectionary pharmaceutical products
Production site: Geleen (NL); Annual production: > 3000 mt/y Other Aspartame producers: NutraSweet (US, Korea, 6000 mt/y) and
Ajinomoto (JP, F, 6000 mt/y), various Chinese First commercial process (NS/Ajinomoto); chemical with Z-protection
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Mastercourse Sweeteners January 18, 2006
5HSC HSC productsproducts
Granular (Pearl 700)for bulk application:i.e. beverages
Fine granular (Powder 200)for table tops
Powder (Fine Grade)i.e. for pharmaceuticalsand chewing gum
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Mastercourse Sweeteners January 18, 2006
6Aspartame: stability profile at 25Aspartame: stability profile at 25CC
1 2 3 4 5 6 7 8
300
250
200
150
100
50
pH
t
1
2
/
d
a
y
s
(
2
5
C
)
t /1 2 = 260
t /1 2 = 116
t /1 2 = 86
t /1 2 = 12
t /1 2 = 242
t /1 2 = 82
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Mastercourse Sweeteners January 18, 2006
7IndustrialIndustrial synthesissynthesis of of AspartameAspartame
Raw materials: L-phenylalanine (L-Phe), L-aspartic acid (L-Asp), methanol
1 specific peptide bond to be made; methyl ester on 1 specific position
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Mastercourse Sweeteners January 18, 2006
8
H2NOH
O
R1
H2NOH
O
R2
H2N
HN
O
R1
+ -H2O OH
R2
O
Industrial synthesis of Industrial synthesis of dipeptidesdipeptides
Requirements Cheap protective groups to avoid side-reactions of
amino groups (and sometimes carboxy groups) amino acid side chains if required
Cheap activation of one carbonyl function
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Mastercourse Sweeteners January 18, 2006
9Peptide synthesis: basic conceptPeptide synthesis: basic concept
O
OHH2N
R1
H2N NH
R1
R2
OHO
O
O
OHH2N
R2
O
OHHN
R1
O
XHN
O
protectionH2N
R2
protection
protection
R1
Protection
Protection
Activation
Coupling & Deprotection
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Mastercourse Sweeteners January 18, 2006
10NutraSweetNutraSweet//AjinomotoAjinomoto FormylFormyl process to process to APMAPM
Advantages: cheap protection and coupling Disadvantages: difficult deprotection (1-3 d, only 50% yield), large L-Asp/L-Phe recycles,
final neutralisation crystallization required
CO2HNH
O
HO2CNH
HO
For--Asp-Phe (~ 80%)
H
NHO
OH
O
NH2
For-L-Asp=O
L-Asp
OO
O
HCO2HAc2O
L-Phe
toluene/acetic acid
CO2HNH
O
HO2C
NHH
O
For--Asp-Phe (~ 20%)
HCl/MeOHH2O
CO2HNH
O
HO2CNH3Cl
CO2CH3NH
O
HO2CNH3Cl
CO2HNH
O
CH3O2CNH3Cl
CO2CH3NH
O
CH3O2CNH3Cl
-APM.HCl (~ 50%)
4 -isomers
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Mastercourse Sweeteners January 18, 2006
11
Advantages: DL-Phe can be used, 100% -isomer formed, no recycles (only D-Phe racemization), no neutralisation crystallization
Disadvantage: less cheap Z-protection, enzyme required
DSM/Tosoh chemoDSM/Tosoh chemo--enzymatic processenzymatic process
CO2CH3NH
O
HO2CNH
OO
Z-APM . D-PheOMe
D-PheOMe
O
NHO
HO2CCO2H
OCH3
O
NH2
OCH3
O
NH2
CO2CH3NH
HO2C
O
NH2APM
OH
O
NH2
DL-PheZ-L-Asp
D-PheOMe
DL-PheOMe
Z-APMHydrogenolysis
hydrolysis &racemization
ThermolysinH2O, pH = 6-7
HCl/CH3OHL-Asp
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Mastercourse Sweeteners January 18, 2006
12BiocatalyticBiocatalytic keykey--step in HSC processstep in HSC process
H2NO
O
H2NO
O
HN
OHHO
O
O
NH
O
O
O
HN
Z
Z
O
HO
Thermolysin
D-PheOMe L-PheOMe
Z-L-Asp
Z-APM.D-PheOMe
Regioselective Stereoselective Precipitation with D-PheOMe: > 90% yield
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Mastercourse Sweeteners January 18, 2006
13
O
R1 X
O
R1 OH
O
R1 O
O
R1 NHR2
O
R1 O
O
R ENZYMEH2OR2-NH2
Kinetic Thermodynamic
Aminolysis Hydrolysis
R2-NH3
XH
Enzymatic peptide synthesis: Enzymatic peptide synthesis: kinetic versus thermodynamic approachkinetic versus thermodynamic approach
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Mastercourse Sweeteners January 18, 2006
14
pKa should be as low as possiblepKa = 1-2: thermodynamic coupling possible(if solubility of product much lower than substrates)
ThermodynamicThermodynamicallyally controlled peptide synthesis (1)controlled peptide synthesis (1)
pKa1 and pKa2 values are crucial
K = [R1-CO-NH-R2]
[R1-COOH] [H2N-R2]
R1 OH
O
R1 NHR2
O
R1 O
O
H2OH2N R2
H3N R2
+ +Enzyme
pKa2pKa1
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Mastercourse Sweeteners January 18, 2006
15
D
i
p
e
p
t
i
d
e
(
%
)
Time
Equilibrium
R OH
O
R O-
OR' NH2R' NH3
+pKa = 8pKa = 3
Thermodynamically controlled peptide synthesis (2) Thermodynamically controlled peptide synthesis (2) Influence of pH on % active reactantsInfluence of pH on % active reactants
0
20
40
60
80
100
1 2 3 4 5 6 7 8 9 10
pH
P
e
r
c
e
n
t
a
g
e
Optimal reaction pHaround (pKa1 + pKa2)/2
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Mastercourse Sweeteners January 18, 2006
16Thermodynamically controlled peptide synthesis (3) Thermodynamically controlled peptide synthesis (3) HSC caseHSC case
H2NO
O
H2NO
O
HN
OHHO
O
O
NH
O
O
O
HN
ZZ
O
HO
Thermolysin
D-PheOMeL-PheOMe
Z-L-Asp
Z-APM.D-PheOMe
+
Z-APM
+
NH
O
O
O
HN
Z
O
-ONH3+O
O
H2NO
O
H2NO
O
HNOH
HOO
O
NH
OO
O
HN
ZZ
O
HO
Thermolysin
D-PheOMeL-PheOMe
Z-L-Asp
Z-APM.D-PheOMe
+
Z-APM
+
NH
OO
O
HN
Z
O
-ONH3+O
O
pKa of -COOH of Z-Asp = 3 pKa of amino group of L-PheOMe = 7 equilibrium unfavourable (< 5% to Z-APM)
But: precipitation occurs of Z-APM.D-PheOMe complex (very low solubility) enzymatic equilibrium pulled to synthetic side conversion to Z-APM > 90%
L-Phe instead of L-PheOMe: pKa = 9 and no precipitation impossible
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Mastercourse Sweeteners January 18, 2006
17ThermodynamicThermodynamicallyally controlled peptide synthesis (4)controlled peptide synthesis (4)
Advantageous for yield: pKa as low as possible, preferably < 2 Substrate solubility as high as possible, product solubility as low as possible
crystallization or complexation (as in HSC case)
Advantages No by-products Easy Down Stream Processing
(DSP)
Disadvantages Usually not possible Effective substrate concentration low large enzyme amount required
In HSC process disadvantages have been eliminated: Possible due to effective complexation > 90% conversion Thermolysin extremely active enzyme, can be recycled
R1 OH
O
R1 NHR2
OH2OH2N R2+ +
EnzymeEnzyme
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Mastercourse Sweeteners January 18, 2006
18
R1 X R1 enzyme R1 NHR2
R1 OH
O O
O
Oenzyme
enzyme
enzymeHX
H2O
R2 NH2
Kinetically controlled peptide synthesis (1)Kinetically controlled peptide synthesis (1)
X = OR (esters)or
X = NHR (amides) Synthesis/hydrolysis ratio crucial factor
D
i
p
e
p
t
i
d
e
(
%
)
Time
Equilibrium
Kinetic
Thermodynamic
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Mastercourse Sweeteners January 18, 2006
19Kinetically controlled peptide synthesis (2)Kinetically controlled peptide synthesis (2)
Advantages Conversion often higher Reaction at higher pH (typically 7-9)
much faster reaction(more neutral nucleophile)
10-100 x less enzyme mostly possible
Disadvantages Reaction to be stopped at right time Yields on amino compound < 90% Always by-product (hydrolysed acyl comp.)
low yield on acyl component DSP more difficult
In HSC process this is disadvantageous: Preparation of (activated) Z-Asp--methyl ester difficult
and therefore expensive Thermolysin not suitable; other enzymes require organic solvent and give
lower conversions than with thermodynamic coupling
HN
OCH3HO
O
OZ
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Mastercourse Sweeteners January 18, 2006
20HSC vs. NutraSweet ProcessHSC vs. NutraSweet Process
HSC NutraSweet
Raw materials flexibility in L or DL-Phe(even in L or DL-Asp) L-Asp and L-Phe required
Protective group less cheap Z-group cheap formyl group
/ ratio 100:0 80:20
Recyclesonly Phe racemization(in case of DL-Phe as
feedstock)wrong - and all -products
Suggested further reading: Oyama, K., in: Chirality in Industry, A.N. Collins (Ed.), John Wiley & Sons Ltd., 1992, 237-247.
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Mastercourse Sweeteners January 18, 2006
21ThermolysinThermolysin (1): general(1): general
Source: Bacillus thermoproteolyticus Molecular weight: 34,333 Da Amino acids: 316 Metal ions present: 1 Zn2+ (activity), 4 Ca2+ (stability) pH optimum: 8.0 Temp. optimum: 70C
Ca1Ca2
Ca4
Ca3Zn
Ile 1
Lys 316
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Mastercourse Sweeteners January 18, 2006
22ThermolysinThermolysin (2): 3D(2): 3D--structure of complex with Zstructure of complex with Z--APMAPM
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Mastercourse Sweeteners January 18, 2006
23ThermolysinThermolysin (3): influence of pH and T(3): influence of pH and T
5 7 9 110
50
100
pH
R
e
l
a
t
i
v
e
A
c
t
i
v
i
t
y
(
%
)
5 7 9 110
50
100
pH
R
e
l
a
t
i
v
e
A
c
t
i
v
i
t
y
(
%
)
30 50 70 900
2
4
Temperature (C)
R
e
l
a
t
i
v
e
A
c
t
i
v
i
t
y
(
%
)
1
3
30 50 70 900
2
4
Temperature (C)
R
e
l
a
t
i
v
e
A
c
t
i
v
i
t
y
(
%
)
1
3
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Mastercourse Sweeteners January 18, 2006
24ThermolysinThermolysin (4): influence of CaCl(4): influence of CaCl22 and and NaClNaCl
1 2 3 400
2
4
6
8
10
[NaCl] (M)
V
x
1
0
5
(
M
m
i
n
-
1
)
1 2 3 400
2
4
6
8
10
[NaCl] (M)
V
x
1
0
5
(
M
m
i
n
-
1
)
0.1 1 10 100[CaCl2] (mM)
T
5
0
(
C
)
65
75
85
95
0.1 1 10 100[CaCl2] (mM)
T
5
0
(
C
)
65
75
85
95
Reactions with Thermolysin must contain NaCl and CaCl2Thermolysin storage in presence of CaCl2
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Mastercourse Sweeteners January 18, 2006
25Holland Sweetener Company (HSC) plantHolland Sweetener Company (HSC) plant
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Mastercourse Sweeteners January 18, 2006
26
Thermolysin
Z-AspCondensation
BlockBlock diagram HSC diagram HSC processprocess
Purification
Drying
Crystallization
Aspartame
Sieving
Mixing
Packaging
DL-Phe
Methanol
HCl
Esterification
HydrogenolysisHydrogen
Catalyst
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Mastercourse Sweeteners January 18, 2006
27Flowchart HSC Flowchart HSC processprocess
aspartamesynthesis
aspartamepurification
drying aspartamecrystallization
warehouse
raw materials production raw materials & material aids delivery
sieving
temperature andhumidity
Packaging ofaspartame
distribution
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Mastercourse Sweeteners January 18, 2006
28Appendix: Appendix: optimizedoptimized FormylFormyl processprocess (DSM)(DSM)
N-Formyl protective group: very cheap to introduce, but chemical cleavage byacidic hydrolysis leads to ester hydrolysis and partial peptide bond cleavage mild enzymatic cleavage possible ?
PDF (Peptide Deformylase) identified Role in nature:
NH
NH
O
SCH3
H
Opolypeptide
RNA
H2NNH
O
SCH3
polypeptide
RNA
PDF MAPH2N polypeptide CO2H
Eubacterial protein synthesis always starts with N-formylated tRNAfMet initiator
Smooth (over-)expression in E. coli; efficient purification by affinity chrom.
(Met-Lys-Sepharose, F-)
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Mastercourse Sweeteners January 18, 2006
29ApplicationApplication of PDF in of PDF in chemicalchemical peptide peptide synthesissynthesis
O NH
HN
NH
CH3
O
O
H
H2NHN
NH
CH3
O
OpH 7.2
96% conversion
PDF
For-Leu-Tle-NHMe
(S,S)/(R,S) 94:6 (ee = 88%)
H-Leu-Tle-NHMe
(S,S)/(R,S) 99.5:0.5 (ee = 99%)
PDF efficient enzyme for enzymatic N-Formyl removal from di- and oligopeptides
Highly L-specific for N-terminal residue: effective and versatile d.e. upgrade
For--Asp-PheOMe is deformylated, For--Asp-PheOMe not at all !
improved chemical Formyl process for Aspartame
Example:
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Mastercourse Sweeteners January 18, 2006
30ImprovedImproved AspartameAspartame processprocess
CO2CH3NH
O
HO2CNH
HO
For--Asp-Phe (~ 80%)
H
NHO
OCH3
O
NH2
L-Asp
OO
O
HCO2HAc2O
L-PheOMe
toluene/acetic acid
CO2CH3NH
O
HO2C
NHH
O
For--Asp-Phe (~ 20%)
CO2CH3NH
O
-O2CNH3+
CO2CH3NH
O
HO2C
NHH
O
-APM (> 90%, non-isolated > 70% isolated, purity > 99%)PDF
pH = 5.6
Process combines best of both processes:
No Z-protection needed as in HSC process
Compared to NutraSweet process: APM yield much higher, much smaller L-Asp/L-Pherecycles and no neutralization crystallization
Proof-of-principle delivered