institute for humane studies 941623852 2007 04a765d3
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7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
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Form
99
Return of Organization Exempt From Income Tax
Undersection 501(c),527, or 4947(a)(1) f the InternalRevenueCode exceptblack ung
benefit rust or private oundation)
OMB
No
1545-0047
2 7
Department of the Treasury
1nterna1evenueervice .... Theorgamzatmn ayhave o usea copyof this return o satisfystate eporting equirements.
A For he 2007calendaryear, or tax year beginning SEP 1 , 2 0 0 7 and ending AUG 31 , 2 0 0 8
B Checkf
Please
C Name f orgamzat1on D Employerdentificationnumber
applicable
use RS
DAddress
label r
INSTITUTE FOR HUMANE
STUDIES 94-1623852
hange
pnntor
oName type
Number nd street or P.O.box 11ma1l s ot deliveredo streetaddress)
I oom/suite
E Telephonenumber
hange
See
olmtial
Specific
3301 NORTH FAIRFAX DRIVE 440 703-993-4880
eturn
OTermin
Ins rue
F AccounMgettledLJ CashLXJAccr
ation
hons
Crtyor town, stateor country,andZIP
+
4
OAmended
return
ARLINGTON,
VA
22201-4432
oother ....
(specify)
DAppl1cat1on
pending
Section501(c)(3)organizations nd 4947(a)(1)nonexempt haritable rusts
Hand Iare not appltcable to section 527 orgamzat,ons
must attacha completedScheduleA (Form990 or 990-EZ).
H(a) Is this a group eturn or affiliates?
Dves 00No
G
Website: ..
WWW. HEI HS. ORG
H(b) If "Yes," nternumberof affiliates... NIA
J
Organizationype(checknly ne)...
LXJ
501(c)
3
) ..... insert o) LJ 4947(a)(1) r I
I 527
H(c) Are all aff1l1atesncluded?
N/A
Dves
0No
K
Check ere ....LJ 11he orgamzatmn snot a 509(a)(3) upporting rgamzat1onnd ts gross
(If "No," ttacha list)
H(d) Is his a separateeturn iled by an or-
receipts re normallynot more han$25,000.A return1snot required, ut 11he orgamzat1on
gamzat1onovered y a group uling?
Dves
00No
chooses o file a return,be sure o file a complete eturn.
I
GroupExemption umber...
N/A
M Check ...
LJ
11he orgamzat1ons ot requiredo atta
L
Gross eceipts:Add mes b, Bb,9b, and 10b o lme 12 ...
7,040,362.
Sch_ (Form990,990-EZ, r 990-PF).
IPart 11 Revenue, Expenses, and Changes in Net Assets or Fund Balances
1 Contnbut1ons,ifts,grants,and similaramounts eceived:
a Contnbut1onso donoradvised unds 1a
b
Directpublicsupport not ncluded n lme 1a) 1b
5,764,591.
c Indirectpublicsupport not ncluded n line 1a) 1c
d
Governmentontnbutmnsgrants) not ncluded n ine 1a)
1d
e Total (add mes1a hrough 1d) (cash$
5,644,950.
noncash
119 I 641. )
1e
5,764,591.
2
Program ervice evenuencludinggovernmenteesand contracts from PartVII,me93) 2
738,683.
3
Membership uesandassessments
3
\
4
Intereston savings nd emporary ash nvestments
4
28,377.
5
Dividends nd nterest rom securities
5
99,745.
6 a Gross ents
I Sa I *
\
b
Less: entalexpenses Sb
4
Cl)
c
Net ental ncome r (loss).Subtract me6b from ine6a Sc
:::,
7 Other nvestmentncome describe ...
)
7
8 a
Grossamount rom salesof assetsother
(A) Securities (8) Other
l)
cc
than nventory
403,541.
Ba
b
Less:cost or otherbasisand salesexpenses
426,529.
Sb
c
Ga" r
11---' '-"--'-
Bc
d Ne
gamo~eeEtVEf3column
(A) and 8)
STMT 1
Bd
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Fom1990(2007) INSTITUTE FOR HUMANESTUDIES 94-1623852
Page
I
~art;.11
I tatement of
All orgamzat1ons ust complete olumn A). Columns B), (C),and (D) are equired or section501(c)(3)
, Functional Expenses
and (4) orgamzat1onsnd section4947(a)(1)nonexempt haritable rusts but optional or others.
Do not include amounts reported on /me
(A)Total
(B) Program
(C) Management
(D) Fundra1smg
6b, Bb, 9b, 1Ob, or 16 of Part I
services
and general
22a Grants
paid from donor advised funds
h )
; '
'
. 1,,,..
'
(attach schedule)
';' . it;
J
;
;):if.
"
(cash S
Q noncash $
0.
~LJ
(.}
.
If this amount Includes foreign grants, check here
22a
:\.\~r.m
,-
;
"
,.
.
;
22b Other grants and allocations (attach schedule
S I'~filEM
"
,
....
;;
/-
~.'
...,
:.
.
'
.
'
(cash
s5 6 7 , 0 6 8
noncash $
0.
)ttj
tj'tljtr:
,,.
?
'
.&, f :11, ,;
.
'
> \;; '~
If this amount includes foreign grants, check here ......
LJ
22b
567,068. 567,068.
. ,
: \: ' ... ,
), .
'
..
\
23
ltf{;*;
.
'
Spec1f1c ssistance to 1ndiv1dualsattach
:f~- -~ .4~-:,:.,
t
v\v
..
:
.,.
schedule) 23
i;';,", :.::::~~:f :;
24
Benefits paid to or for members (attach
+ 'f'
~#,. ~
'1'''
,,
..
' t.. ' -
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I
Part,111 Statement of Program Service Accomplishments See the mstruct,ons.)
Fonn 990 (2007) INSTITUTE FOR HUMANE STUDIES
9 4-16 2 3 8 5 2 Page
Fonn 990 ,s available for pubhc 1nspect1onand, for some people, serves as the primary or sole source of infonnat,on about a particular organization.
How the pubhc perceives an organization ,n such cases may be detenn,ned by the 1nformat1onpresented on ,ts return Therefore, please make sure t
return ,s complete and accurate and fully descnbes, in Part Ill, the organization s programs and accomplishments.
What is the organization s pnmary exempt purpose? .....
SEE STATEMENT
6
All organizations must descnbe their exempt purpose achievements ,n a clear and concise manner. State the number of
chants served, pubhcat1ons issued, etc. Discuss achievements that are not measurable. (Section 501(c)(3) and (4)
organizations and 494 7(a)(1) nonexempt chantable trusts must also enter the amount of grants and allocations to others.)
a
SEE
STATEMENT
5
(Grants and allocations
$
) If this amount includes foreign grants, check here
..... LJ
b ADVANCED ACADEMIC PROGRAMS
-
THE ADVANCED ACADEMIC PROGRAMS
DEPARTMENT WORKS
TO DEVELOP TALENTED YOUNG PEOPLE WHO ARE
INTERESTED IN CAREERS
IN ACADEMIA.
IT ACCOMPLISHES THIS
THROUGH MENTORING, CAREER DEVELOPMENT SEMINARS,
SCHOLARSHIPS,
FELLOWSHIPS, FOCUSED RESEARCH WORKSHOPS,
AND
STRATEGIC GRANTS.
(Grants and allocations
$
5 6 7 , 0 6 8 . ) If this amount includes foreign grants, check here
..... LJ
c COMMUNICATORS
PROGRAM -
THE COMMUNICATORSPROGRAM DEPARTMENT
ASSISTS YOUNG PEOPLE
INTERESTED
IN CAREERS
IN POLICY,
JOURNALISM,
AND CREATIVE MEDIA.
THE DEPARTMENT ACCOMPLISHES
THIS
THROUGH SCHOLARSHIPS,
INTERNSHIPS,
STRATEGIC GRANTS,
EDUCATIONAL
SEMINARS, MENTORING
AND
NETWORKING.
(Grants and allocations
$
) If this amount includes foreign grants, check here
..... LJ
d
STUDENT MARKETING
-
THE
STUDENT MARKETING DEPARTMENT MARKETS
THE
INSTITUTE'S PROGRAMS TO STUDENTS
AND
INTRODUCES NEW
AUDIENCES TO THE IDEAS OF LIBERTY THROUGH PRINTED MATERIALS,
E-MAILS,
WEBSITES,
DIRECT MAIL,
NETWORKING,
AND
PAID
ADVERTISEMENTS.
(Grants and allocations
$
) If this amount includes foreign grants, check here
.....
J
e
Other program services (attach schedule)
SEE STATEMENT 7
(Grants and allocations
$
) If this amount includes foreign grants, check here
.....
D
f Total of Program Service Expenses (should equal hne 44, column (B), Program services)
723021
12-27-07
3
Program Service
Expenses
(Required or 501(c)(3
and (4) orgs., and
4947(a)(1) rusts; but
optmnal or others.)
1,929,755
1,915,010
1,274,078
478,769.
368,470
5,966,082.
Form990 (2007
2007.05065 INSTITUTE FOR HUMANE STUDIE IHS __ l
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Form 990 (2007)
INSTITUTE FOR HUMANESTUDIES
IPart IV
I
Balance ~neets
See the mstruct,ons
J
Note:
Where reqwred, attached schedules and amounts wtthm the descnpt,on column
should be for end-of-year amounts only
45
Cash non-interest-beanng
46
Savings and temporary cash investments
47 a Accounts receivable
47a
471,239.
b Less: allowance for doubtful accounts 47b
48 a
Pledges receivable 48a
b
Less allowance for doubtful accounts 48b
49
Grants receivable
50 a
Receivables from current and former officers, directors, trustees, and
key employees
b
Receivables from other d1squallf1edpersons (as
defined under section
U)
4958(1)(1)) and persons descnbed 1nsection 4958(c)(3)(8)
....
Cl)
51 a
Other notes and loans receivable
I
51a
i
)
:I
b
Less: allowance or doubtful accounts
51b
52
Inventories for sale or use
53
Prepaid expenses and deferred charges
54 a Investments - publicly-traded secunt1es
STMT 9
Dcost 00FMV
b Investments other secunt1es
STMT
8
Dcost
[Kl
FMV
55 a Investments land, buildings, and
equipment: basis
55a
b
Less: accumulated deprec1at1on
55b
56 Investments other
57 a
Land, bu1ld1ngs,and equipment. basis I 51a I
1,329,064.
b
Less accumulated deprec1at1on
57b
653,328.
58
Otherassets, mcludmg program-related nvestments
(describe OTHER
)
59
Total assets (must equal line 74). Add lines 45 throuqh 58
60
Accounts payable and accrued expenses
61 Grants payable
62 Deferred revenue
U)
Cl)
63
Loans from officers, directors, trustees, and key employees
""
:c
64
a Tax-exempt bond llab1llt1es
Ill
b Mortgages and other notes payable
::i
65
Other lab1ht1esdescribe GIFT
ANNUITY
)
66
Total liabilities. Add lines 60 throuqh 65
Organizations that follow SFAS 117, check here~
LXJ
nd complete lines
67 through 69 and lines 73 and 74.
U)
Cl)
67 Unrestricted
u
c:
68 Temporanly restncted
ll
ni
69 Permanently restncted
'ti
Organizations that do not follow SFAS 117, check here Dand
:
:::,
LL
..
0
70
)
ai
71
)
U)
72
(
'i
73
z
74
723031
12-27-07
complete lines 70 through 74.
Capital stock, trust pnnc1pal, or current funds
Pa1d-1n r capital surplus, or land, building, and equipment fund
Retained earnings, endowment, accumulated income, or other funds
Total net assets or fund balances. Add Imes67 through 69 or Imes70 through 72.
(Column A) must equal me 19 and column (8) must equal ine 21)
Total liabilities and net assets/fund balances. Add Imes66 and 73
4
94-1623852 Page4
(A)
(B)
Begmnmgof year
End of year
86,751.
45
491,409.
2,881,642.
46
985,156.
--
200,012.
47c
471,239.
--
48c
47,580.
49
645,500.
50a
50b
--
51c
52
28,524.
53
69,723.
708,077.
54a
513,814.
92,352.
54b
80,112.
. '
'' '
....___'.'...
55c
56
--
160,284.
57c
675,736.
3,000.
58
30,652.
4,208,222.
59
3,963,341.
254,002.
60
326 I 911.
61
62
63
64a
64b
39,590.
65
32,567.
293,592.
66
359,478.
L
2,157,459.
67
1,325,699.
1,641,981.
68
2,160,670.
115,190.
69
117,494.
_
.
,
'
,
c.o.....;__
70
71
72
~-
3,914,630.
73
3,603,863.
4,208,222.
74
3,963,341.
Form990 (2007
2007.05065 INSTITUTE FOR HUMANESTUDIE IHS~_l
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Form990(2007) INSTITUTE FOR HUMANESTUDIES 94-1623852 Page5
IPart;:IV-A I Reconc1hat1on of Revenue per Audited Financial Statements With Revenue per Return
(See the
instructions
a Total revenue, gains, and other support per audited f1nanc1al tatements
a
6,588,946.
b
Amounts included on line a but not on Part I, line 12:
1 Net unrealized gains on investments b1
2
Donated services and use of fac11it1es
b2
3
Recovenes of pnor year grants
b3
4
Other (specify).
b4
Add lines b1 through b4
b
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INSTITUTE FOR HUMANESTUDIES
9 4 - 16 2 3 8 5 2 Page
rustees, an mp oyees (continued)
Yes No
75 a Enter the total number of officers, directors, and trustees permitted to vote on organization business at board
meetings _______ 1_1_
b
Are any officers, directors, trustees, or key employees hsted 1n Form
990,
Part V-A, or highest compensated employees
hsted 1nSchedule A, Part I, or highest compensated professional and other independent contractors listed 1nSchedule A,
Part II-A or 11-B, elated to each other through family or business relat1onsh1ps? f Yes, attach a statement that 1dent1f1es
the 1nd1v1duals nd explains the relat1onsh1p(s) SEE STATEMENT11 75b X
c Do any officers, directors, trustees, or key employees hsted in Form 990, Part V-A, or highest compensated employees
hsted in Schedule A, Part I, or highest compensated professional and other independent contractors hsted 1nSchedule A,
Part II-A or 11-B, eceive compensation from any other organizations, whether tax exempt or taxable, that are related to the
organization? See the 1nstruct1ons or the def1nit1onof related organization.
If Yes, attach a statement that includes the information descnbed in the instructions.
75c X
d Does the organization have a wntten conflict of interest pohcy? 75d X
Part V-B Former fficers, Directors, rustees, and Key Employees That Received Compensation or Other
Benefits
(If any former officer, director, trustee, or key employee received compensation or other benefits (descnbed below) dunng
the year, hst that person below and enter the amount of compensation or other benefits 1n he appropnate column. See he instructions)
(A) Nameand address (B) Loans and Advances
\\ii
l;ompensat1on
\
~ ~ ~ ~ ~ ~ ~ ~ ~ ~ ~ a
(E)Expense
(11 ot paid,
accountand
NONE
enter-0-)
plans & deferred
other allowance
ompensation plans
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
-
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
---------------------------------
I
P,arpfl
I
Other Information
(See the mstruct,ons.)
Yes
No
76
Did the organization make a change in its act1v1t1es r methods of conducting act1v1ties? f Yes, attach a detailed
''
:_:_
statement of each change
76
x
77
Were any changes made 1n he organizing or governing documents but not reported to the IRS?
77
x
If Yes, attach a conformed copy of the changes.
~ -) },
'
78 a
Did the organization have unrelated business gross income of $1,000 or more during the year covered by this return?
78a
x
b
If Yes, has rt filed a tax return on Form
990-T
for this year?
N/A
78b
79
Was there a liqu1dat1on,d1ssolut1on, ermination, or substantial contraction dunng the year? If Yes, attach a statement
79
x
80 a
Is the organization related (other than by assoc1at1onwrth a statewide or nat1onw1deorganization) through common \k
' '
'.;i;
membership, governing bodies, trustees, officers, etc., to any other exempt or nonexempt organization?
aoa
x
b
If Yes, enter the name of the organization~
N/A
~':t~}~
'.\r
J
nd check whether rt 1s
LJ
exempt or
LJ
nonexempt
3S;; ,;
:~' '
1 a
Enter direct and indirect polrt1calexpenditures (See hne 81 instructions.)
I a1a I
0.
, .,,~.....
~)\'
. /, -~
>
b
Did the organization file Form 1120-POL for this year?
81b
x
Form (2007
723161/12-27 -07
6
14301208 786783 HS
2007.05065 INSTITUTE FOR HUMANESTUDIE IHS~_l
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Fom, 990 (2007)
INSTITUTE FOR HUMANE STUDIES
94-1623852
Page7
lPart>,VI Other Information (continued)
82 a Did the organization receive donated services or the use of matenals, equipment, or fac11it1est no charge or at substantially
less than fair rental value?
Yes No
82a X
b If "Yes," you may indicate the value of these items here. Do not include this
amount as revenue in Part I or as an expense 1nPart II.
(See instructions 1nPart Ill.)
l~8_2b~I__
N_I_A_---t __ J
3 a Did the organization comply with the public 1nspect1on equirements for returns and exemption applications? 83a
X
b Did the organization comply with the disclosure requirements relating to
qwd pro quo
contnbut1ons? 83b
X
84 a Did the organization solicit any contnbut1ons or gifts that were not tax deductible?
NI
A
b If "Yes," did the organization include with every solic1tat1onan express statement that such contnbut1ons or gifts were not
tax deductible? N / A
85 a 501 (c)(4), (5), or (6). Were substantially all dues nondeductible by members? NIA
b Did the organization make only in-house lobbying expenditures of $2,000 or less? N / A
If 'Yes' was answered to either 85a or 85b, do not complete 85c through 85h below unless the organization received a
waiver for proxy tax owed for the prior year.
c Dues, assessments, and similar amounts from members
d Section 162(e) lobbying and political expenditures
e Aggregate nondeductible amount of section 6033(e)(1)(A) dues notices
I Taxable amount of lobbying and political expenditures (line 85d less 85e)
g Does the organization elect to pay the section 6033(e) tax on the amount on line 85f?
85c
85d
85e
851
h If section 6033(e)(1)(A) dues notices were sent, does the organization agree to add the amount on line 85f
to its reasonable estimate of dues allocable to nondeductible lobbying and political expenditures for the
following tax year?
86 501(c)(7) organizations Enter: a lnit1at1on ees and capital contnbut1ons included on
line 12
b Gross receipts, included on line 12, for public use of club fac11it1es
87 501(c)(12) organizations Enter a Gross income from members or shareholders
b Gross income from other sources. (Do not net amounts due or paid to other sources
against amounts due or received from them.)
86a
86b
87a
87b
NI
NI
NI
NI
NI
NI
NI
NI
NI
NI
88 a At any time dunng the year, did the organization own a 50% or greater interest 1na taxable corporation or partnership,
or an entity disregarded as separate from the organization under Regulations sections 301. 7701-2 and 301 7701-3?
If "Yes," complete Part IX
b At any time dunng the year, did the organization, directly or indirectly, own a controlled entity w1th1n he meaning of
section 512(b)(13)? If 'Yes," complete Part XI
89 a
501 (c)(3) organ,zat,ons
Enter: Amount of tax imposed on the organization dunng the year under:
section 911.... 0 ;section4912 ... 0 ;section4955 ....
....
0.
----------
b
501(c)(3) and 501(c)(4) organizations
Did the organization engage 1nany section 4958 excess benefit
transaction during the year or did 1t become aware of an excess benefit transaction from a prior year?
If "Yes," attach a statement explaining each transaction
c Enter. Amount of tax imposed on the organization managers or d1squalif1ed ersons dunng the year under
sections 4912, 4955, and 4958 ....
0
---------=--
d
Enter: Amount of tax on line 89c, above, reimbursed by the organization .... _________ O_.
e
All organizations. At any time dunng the tax year, was the organization a party to a prohibited tax shelter transaction?
f A// organizations. Did the organization acquire a direct or 1nd1rectnterest 1nany applicable insurance contract?
g For supporting organizations and sponsonng organ,zat,ons maintaining donor advised funds Did the supporting organization,
or a fund maintained by a sponsoring organization, have excess business holdings at any time during the year? NIA
90 a List the states wrth which a copy of this return 1s iled....
SEE STATEMENT 12
84a
--
--
_J
84b
85a
85b
.
'
,{l
--
,'
;
'"
';,
~-
-
85g
85h
'
"
1
1--/'
,,
-;
1
;jj '
-
. '
- '
-- --
_J
88a
x
88b
x
-
''
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Fonn 990 (2007)
INSTITUTE FOR HUMANE STUDIES
9 4 -16 2 3 8 5 2 Page 8
Yes No
c At any time dunng the calendar year, did the organization ma1nta1n n office outside of the United States? 91c X
If Yes, enter the name of the foreign country
N / A
92 Section 4947(a)(1) nonexempt chantable trusts filing Fonn 990 m heu of form 1041- Check here
and enter the amount of taJ
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Fonn990(2007)
INSTITUTE FOR HUMANE STUDIES 94-1623852
Page9
IPart-XI information Regarding Transfers To and From Controlled Entities. Complete only 1f he organization 1s
a
control/mg organization as defined
,n
section 512(b)(13)
N / A
Yes
No
106 Did the reporting organization make any transfers to a controlled entity as defined in section 512(b)(13) of the Code? If Yes,
complete the schedule below for each controlled entity.
(A) (8) (C)
(D)
Name, address, of each
Employer
Description of
Amount of
controlled entity
Identification
transfer
transfer
Number
---------------------------------
a
---------------------------------
---------------------------------
b
---------------------------------
---------------------------------
c
---------------------------------
Totals '
Yes
No
107 Did the reporting organization receive any transfers from a controlled entity as defined 1nsection 512(b)(13) of the Code? If Yes,
complete the schedule below for each controlled entity
(A) (8) (C)
(D)
Name, address, of each
Employer
Description of
Amount of
controlled entity
Identification
transfer transfer
Number
---------------------------------
a
---------------------------------
---------------------------------
b
---------------------------------
---------------------------------
c
---------------------------------
>
Totals
'
Yes No
108
Did the organization have a b1nd1ngwntten contract in effect on August 17, 2006, covenng the interest, rents, royalties, and
annuities described in question 107 above?
' ~,- ~1L' ...w,~
=~~ -' '
=oo. - ~ -~ oo-. ooo,_
nd complete 0'7.71't of p:?fer { an officer) Is based on all information of which preparer has any knowledge
Please
I I
l Z..-10-GQ
Sign
signatureot omcer
V .....__,
uate
Here
GA~
(_~C
C AJ
T 2. 4-5
I
tz..fl.....
Typeor prmt name
.fia
itle '
Preparer's
I ate
l,neCK
T
D I reparer's SSN or PTIN (See Gen Inst X
Paid
rz
~ CA-
self-
Preparer's
signature
IZ,f/ag
employed
Firm's name (or
RAFF~.' P. C .
1
EIN
UseOnly
yours 1f
self-employed~
~1899 L STREET, NW,
SUITE 900
address, and
WASHINGTON, DC 20036 ( 202)
822-5000
IP+ 4
Phoneno.
Form990 (2007
723164/12-27-07
9
786783 IHS
2007.05065 INSTITUTE FOR HUMANE STUDIE IHS~_l
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7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
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SCHEDULE A
(Form 990 or 990-EZ)
Department of the Treasury
Internal Revenue Service
ameof the organization
Organization Exempt Under Section 501 (c)(3)
OMB No 1545-0047
(ExceptPrivateFoundation) nd Section501(e),501(1),501(k),
501(n), or 4947(a)(1)Nonexempt haritableTrust
Supplementary lnformation-(See separate instructions.)
2 7
MUST e completedby he aboveorganizations nd attached o their Form990 or 990-EZ
Employer dentificationnumber
INSTITUTE FOR HUMANE STUDIES
94 1623852
Part I
Compensation of the Five Highest Paid Employees Other Than Officers, Directors, and Trustees
(Seepage1 of the nstructions. ist eachone. I therearenone,enter None. )
\DJ I
meanaaverage ours
, ... vonmouuons to
\eJtxpensea) Name ndaddress f eachemployee aid
perweekdevoted o
(c) Compensation
employee benefit
account nd ot
more han$50,000
plans
&
deferred
pos1tmn compensation
allowance
NIGEL ASHFORD:_3301 NORTH_FAIRFAX_DRt
SR. PROGRAM C
FFICER
SUITE
440, ARLINGTON, VA
22201-4432
40.00 79,583.
3,584.
0
JONATHAN FORTIER: 330l_N._FAIRFAX_DRt DIR
-
ACAD.
PROGRAMS
SUITE
440,
ARLINGTON, VA
22201-4432
40.00 105,000.
2,393.
0
CHRIS MARTIN:_3301 NORTH_FAIRFAX DR._ DIR
-
SEMINAFS
SUITE
440, ARLINGTON, VA 22201-4432 40.00
84,000. 3,218. o
KERI ANDERSON: 3301 NORTH FAIRFAX DR, DIR - MARKET
NG
SUITE 440, ARLINGTON, VA 22201-4432
40.00 63,083.
3,515.
0
JOHN_SCHROCK:_3301 NORTH_FAIRFAX DR,_ DIR
-
TFY PRC JECTS
SUITE
440, ARLINGTON, VA 22201-4432
40.00 69,292.
2,999.
0
Totalnumberof otheremployees aid
'
over$50,000
1
'''
I Part II-A I
Compensation of the Five Highest Paid Independent Contractors for Professional Services
(Seepage2 of the nstructions. ist eachone whether nd1v1dualsr firms). f therearenone,enter None. )
(a) Name ndaddress l each ndependentontractor aidmore han$50,000
(b) Typeof service
--------------------------------------------
NONE
--------------------------------------------
--------------------------------------------
--------------------------------------------
--------------------------------------------
Totalnumberof others eceiving ver
~I
'
$50,000 or professional ervices
0
--
-
P:
'.
,
IPart 11-B
Compensation of the Five Highest Paid Independent Contractors for Other Services
(List eachcontractorwho performed ervices ther hanprofessional ervices,whethermd1v1dualsr
firms. f thereare none,enter None. eepage2 of the nstructions.)
(a) Name nd address f each ndependentontractor aidmore han$50,000
(b) Typeof service
APT I FY
1850 K STREET, NW, 3RD FL. , WASHINGTON, DC 20006CRM DEVELOPMENT
THE HINKEY COMPANY MAIL HOUSE
9058 EUCLID AVE., MANASSAS, VA 20110 SERVICES
TOTAL FULFILLMENT SERVICES, LLC
126 MONROE TURNPIKE, TRUMBULL, CT 06611
PANTHEON SOFTWARE
2020 NORTH 14TH ST., #700, -ARLINGTON, VA 22201
VRS CORPORATION
PO BOX 183, GREAT FALLS, VA 22066
Totalnumberof othercontractors eceiving ver
$50,000 or otherservices
~I
2
IT CONSULTING
:WEBSITE
PEVELOPMENT
MAIL HOUSE
SERVICES
(c) Compensat
'
,_
,,
.
-'
''
,
,,
(c) Compensat
411,235.
182,479.
111,892.
108,565.
76
I
891.
123101112-21-01
LHA For PaperworkReductionAct Notice,see he Instructionsor Form990 and Form990-EZ. Schedule (Form990 or 990-EZ) 00
10
786783 HS 2007.05065 INSTITUTE FOR HUMANE STUDIE IHS~_l
-
7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
11/31
9 4 - 16 2 3 8 5 2
Page
IP,art Ill I Statements About Activities (Seepage
2
of the nstructions.)
1 During he year,has he organization ttemptedo influencenational, tate,or local eg1slat1on,cludmg ny attempt o influence
publicopm1on n a leg1slat1veatteror referendum?f Yes, nter he otal expenses aidor incurredm connectionwith he
lobbyingact1v1t1es $ $ (Must equalamountson me38, PartVI-A,or
lme of PartVl-8.)
Organizationshat madean electionundersection501(h) by fllmg Form5768 mustcomplete artVI-A. Otherorganizations
checking Yes must completePartVI-B ANDattacha statement 1vmg detailed escription f the obbyingact1v1t1es.
2
During he year,has he organization, itherdirectlyor indirectly, ngagedmany of the ollowingacts with any substantial ontributors,
trustees,directors, fficers,creators, ey employees, r members f their am1l1es,r with any axableorganization ith whichany such
person1saffiliated s an officer,director, rustee,maJonty wner,or prmc1paleneficiary?
If
the answer to any question ,s 'Yes,'
attach a detalfed statement explammg the transactions)
a Sale,exchange, r leasing f property?
b Lendingof moneyor other extension f credit?
c Furmshmg f goods,services, r fac1l1t1es?
d Payment f compensatmnor payment r reimbursement f expenses 1more han$1,000)?SEE PART V-A, FORM 9 9 0
e Transferof any part of its incomeor assets?
3
a
Did he organizationmakegrants or scholarships,ellowships, tudent oans,etc.? If Yes; attachan explanation f how
the organization etermineshat rec1p1entsualify o receivepayments.)
SEE STATEMENT 14
b Did he organization avea section403(b) annuityplan or its employees?
c
Did he organizationeceive r hold an easementor conservation urposes,mcludmg asementso preserve penspace,
the environment, istoric andareasor historicstructures? f Yes, ttacha detailed tatement
d
Did he orgamzatmn rovidecreditcounseling, ebt management,redit epair,or debtnegot1at1onervices?
4 a Did he organizationma1ntamny donoradvised unds? f Yes, omplete mes4b through4g. If No, omplete mes41
and 4g
b Did he organizationmakeany axabled1stnbut1onsndersection4966?
c Did he organizationmakea d1stnbut1ono a donor,donoradvisor,or relatedperson?
d Enter he otal numberof donoradvised unds ownedat the end of the ax year
e Enter he aggregate alueof assetsheld mall donoradvised unds ownedat the endof the ax year
I
Enter he otal numberof separateunds or accountsownedat the end of the year excluding onoradvised unds ncluded n
lme4d) wheredonorshave he right o provideadviceon the d1stnbut1onr investment f amounts
n
such unds or accounts
g Enter he aggregate alueof assetsmall funds or accounts ncluded n line41at the endof the ax year
N/A
N/A
Yes No
1
X
_
a
X
2b X
2c
X
2d X
2e X
3a X
3b
X
3c
x
3d
x
4a
x
4b
4c
o
0.
0.
ScheduleA (Form990 or 990-EZ) 00
723111
12-27-07
11
2007.05065 INSTITUTE
FOR
HUMANE STUDIE IHS~_l
-
7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
12/31
ScheduleA(Form990or990EZ)2007
INSTITUTE FOR HUMANESTUDIES
94-1623852 Page
IPart IV I Reason for Non-Private Foundation Status (Seepages4 throughaof the instructions.)
I certify hat he organization snot a private oundation ecause 11s:Please heckonly ONE pplicable ox.)
5 D
A church,convention f churches, r assoc1atmnf churches.Section170(b)(1)(A)(1).
6 D
A school.Section170(b)(1)(A)(11).AlsocompletePartV.)
7 D A hospitalor a cooperative ospital erviceorganization. ection170(b)(1)(A)(111).
8
D A federal, tate,or localgovernment r governmental nit Section170(b ( 1 (A)(v).
9
D
A medical esearch rganization peratedn coniunct1on ith a hospital.Sectmn170(b)(1)(A)(111).nter he hospital'sname,city,
and state
10 D An organization peratedor the benefitof a collegeor university wnedor operated y a governmental nit Section170(b)(1)(A)(1v).
(Alsocomplete he SupportSchedule n Part VA.)
11a [Kl
11b D
12 D
An organizationhat normally eceives substantial art of its support rom a governmental nit or from the general ublic.
Section170(b)(1)(A)(v1).Alsocompletehe SupportSchedule n Part VA.)
A community rust. Section170(b)(1)(A)(v1).Alsocomplete he SupportSchedule
m
Part VA.)
An organizationhat normally eceives: 1) more han 33 1/3 of its support rom contributmns,membershipees,and gross
receipts rom act1v1t1eselated o its charitable, tc., unctions subJecto certainexceptions, nd (2) no more han 33 1/3 of
its support rom gross nvestmentncomeand unrelated usinessaxable ncome lesssection511 ax) rom businesses cquired
by the organization fterJune30, 1975. Seesection509(a)(2). (Alsocompletehe SupportSchedule
m
Part VA.)
13
D
An organizationhat 1snot controlled y any d1squal1f1edersons other han oundatmnmanagers) nd otherwisemeets he requirements f section
509(a)(3).Check he box hat describeshe ype of supportingorganization:
D Type D Type I D Type llFunct1onallyntegrated D Type ll-Other
Provide he following nformation about he supportedorganizations. Seepage8 of the nstructions.)
(a) (b)
(c) (d)
(e)
Name(s)of supportedorganization(s) Employer
Typeof organization Is the supported
Amountof
identification
(described n lines organizationisted in
support
number EIN)
5 through 12 above the supporting
or IRCsection)
organization's
governingdocuments~
Yes No
Total
14
D
An organization rganized nd operatedo test or publicsafety.Section509(a)(4). Seepage of the nstructions.)
ScheduleA (Form990 or 990-EZ) 00
723121
12-27-07
12
2007.05065 INSTITUTE FOR HUMANESTUDIE IHS~_l
-
7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
13/31
Schedule (Form990 or 990-EZ) 007
INSTITUTE FOR HUMANESTUDIES
9 4-16 2 3 8 5 2 Page
IPa~tl~l;-A
Support Schedule (Complete only
1f
ou checked a box on line 10, 11, or 12.) Use cash method of accounting.
Note:
You may use the worksheet m the mstruct ons for converting from the accrual to the cash method of accounting.
calendar year {or 11sca1ear
(a) 2006
eginning n)
(b) 2005
(c) 2004
(d) 2003
(e) Total
15
ums, grants,anel onumut1ons
received.Do not ncludeunusual
6,341,737.
2,653,579.
2,933,555.
6,252,519.
18,181,390.
rants.See me28.)
16
Membershipees eceived
17
Gross eceipts rom adm1ss1ons,
merchandiseoldor services
performed, r furrnshmg f
facilitiesm anyact1v1tyhat 1s
related o the orgarnzat1on's
charitable, tc.,purpose
504,280.
517,449.
264,008.
17,477.
1,303,214.
18 Grossmcomerom nterest, 1v1d-
ends,amounts eceivedrom pay-
mentson securitiesoans section
512(a)(5)1,ents, oyalties,mcome
from s1m1r sources, nd unrelated
businessaxablemcome less
section511 axes) rom businesses
acquired ~ he organization fter
140,391. 120,590.
91,917.
40,532.
393,430.
une30, 1 75
19 Netmcomerom unrelated usiness
act1V1t1esot ncludedm ine 18
20
I ax revenues ev1eamr e
orgarnzatmn'senefit nd either
paid o 11 r expended n ts behalf
21 Thevalueof services r fac1l1t1es
furnished o the orgarnzat1ony a
governmentalrntwithoutcharge.
Do not nclude he valueof services
or fac11it1esenerallyurnished o
the publicwithoutcharge
22
umer ncome.Muacn scneame.
SEE STATEMENT 15
Do not nclude amor (loss) rom
3,044.
25,642. 960. 2,123.
31,769.
aleof capital ssets
23 Totalof Imes15 hrough22
6,989,452.
3,317,260.
3,290,440. 6,312,651.
19,909,803.
24
Lme23 mmusine 17
6,485,172. 2,799,811. 3,026,432. 6,295,174.
18,606,589.
25
Enter1% of lme23
69,895.
33,173.
32,904. 63,127.
''
26
Organizations escribedon ines 10 or 11: a Enter2% of amountm column e), me24
26a
372,132.
b
Prepare ist or your records o show he nameof and amountcontributed y eachperson other han a governmental
'
rntor publicly upported rganization) hose otal gifts or 2003 hrough2006exceededhe amountshownm ine 26a.
Do not ile this list with your return. Enter he otal of all theseexcess mounts 26b
2,716,632.
c Totalsupport or section 09(a)(1) est Enter ine 24, column e)
26c
18,606,589.
d
Add:Amounts rom column e) or Imes: 18
393,430.
19
22
31,769.
26b
2,716,632.
26d
3,141,831.
e Publicsupport lme26c mmus ine 26d otal) 26e
15,464,758.
I
Publicsupportpercentage line 26e (numerator)divided by ine 26c denominator)) 261
83.1144%
27 Organizations escribedon ine 12: a For amountsncludedm Imes15, 16,and 17 hat were eceivedrom a d1squalif1ederson, repare ist or your
records o show he nameof, and otal amounts eceivedm each ear rom, each d1squalillederson.'Do not ile this list with your return.Enter he sumof
suchamounts or each ear:
N A
(2006) (2005) (2004) (2003)
b Forany amount ncludedm me 17 hat was receivedrom eachperson other han d1squal1f1edersons ), repare list or your records o show he nameof,
andamount eceivedor eachyear, hat was more han he largerof (1) he amounton me25 for the yearor (2)$5,000. Includem the ist organizations
describedm Imes through 11b,as well as md1v1duals.)onot ile this list with your return.Aftercomputing he difference etweenhe amount eceived nd
the argeramountdescribedm (1) or (2~ enter he sum of thesedifferencestheexcess mounts) or each ear: N A
(2006) (2005) (2004) (2003)
c Add:Amounts rom column e) or Imes: 15 16 ______ __
17
20 21 27c
N/A
d
Add:Lme27a otal
and me27b otal
27d
N/A
e Public upport lme27c otal minus me27d otal) 27e
N/A
f
Totalsupport or section509(a)(2) est Enteramounton lme23, column e)
I
211
I
N/A
g Publicsupportpercentage line 27e (numerator)divided by ine 271 denominator))
27g
N/A
h
Investmentncomepercentage line 18, column e) (numerator)dividedby ine 271 denominator)) 27h
N/A
28 UnusualGrants: oran orgarnzat1onescribedm me 10, 11, or 12 hat eceived nyunusual rantsduring2003 hrough2006,prepare list or your ecords o
show, or each ear, he nameof the contributor, he dateandamountof the grant,anda brief description f the nature f the grant. Do not ile this ist with your
%
%
return. Do not nclude hesegrantsm me 15.
NONE
723131 122707 Schedule A (Form 990
at
990EZ) 2007
13
HS
2007.05065
INSTITUTE FOR HUMANESTUDIE IHS~_l
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7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
14/31
Schedule (Form990 or 990-EZ) 007
INSTITUTE FOR HUMANESTUDIES
9 4 16 2 3 8 5 2 Page
I
Part_V
I
Private School Questionnaire
(Seepage9 of the nstructions.)
N/A
(To be completed ONLY by schools that checked the box on line 6 in Part IV}
29 Does he organization avea raciallynondiscriminatoryolicy owardstudents y statementn its charter,bylaws, thergoverning
Yes N
instrument, r in a resolution f its governing ody?
29
30
Does he organizationnclude statement f its raciallynondiscriminatoryolicy owardstudents n all 1tsbrochures, atalogues,
__
and otherwrittencommunications ith he publicdealingwith student dm1ss1ons,rograms, nd scholarships?
30
31 Has he organizatmn ublicizedts racially ondiscriminatoryolicy hroughnewspaper r broadcastmediaduring he periodof
_
olic1tat1onor students, r during he reg1strat1oneriod1111asno solic1tat1onrogram, n a way hat makes he policyknown
to all partsof the general ommunity11 erves? 31
II 'Yes, lease escribe; 1No, lease xplain. II you needmorespace, ttacha separate tatement)
'
32
Does he organizationmaintain he ollowing:
a
Recordsndicatinghe racialcompos1t1onf the studentbody, aculty,andadmin1strat1vetaff?
32a
b
Records ocumentinghat scholarships ndother inancial ssistance reawarded n a raciallynondiscriminatoryasis?
32b
c
Copies f all catalogues, rochures, nnouncements,nd otherwrittencommunicationso the publicdealingwith student
adm1ssmns,rograms, nd scholarships?
32c
d
Copies f all material sedby he organization r on ts behalf o solicitcontributions?
32d
II you answeredNo o any of the above,please xplain. II you needmorespace, ttacha separate tatement.)
J
3
Does he organization iscriminate y race n anywaywith respect o:
a
Students' ightsor privileges?
33a
b
Adm1ss1onsol1c1es?
33b
c
Employment f facultyor adm1nistrat1vetaff?
33c
d
Scholarships r other inancial ssistance?
33d
e
Educational ol1c1es?
33e
I
Useof lac11it1es?
331
g Athleticprograms? 33g
h
Otherextracurricularct1v1t1es?
33h
II you answeredYes o any of the above,please xplain. If you needmorespace, ttacha separate tatement)
-
j
34 a
Does he organizationeceive ny inancial id or assistancerom a governmentalgency?
34a
b
Has he organization'sight o such aid everbeen evoked r suspended?
34b
II you answeredYes o either34a orb, please xplain singan attached tatement.
__J
35
Does he organization ertify hat 11 ascompliedwith he applicableequirements f sections .01 hrough4.05 of Rev.Proc.75-50,
1975-2C.B.587,covering acialnond1scriminat1on?f No,'attachan explanation
35
ScheduleA (Form990 or 990-EZ) 00
723141
12-27-07
IHS
14
2007.05065
INSTITUTE FOR HUMANESTUDIE IHS~_l
-
7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
15/31
Schedule (Form990 or 990-EZ)2007 INSTITUTE FOR HUMANE STUDIES
9 4 -16 2 3 8 5 2 Pag
I
Part v1:.A
I
Lobbying Expenditures by Electing Public Charities (Seepage11 of the nstructions.)
(Tobe completedONLY y an eligibleorganizationhat iled Form5768)
N/A
Check a
LJ
1f he organization elongs o an affiliated roup. Check b
LJ
1f ou checked a and limitedcontrol prov1s1onspply
Limits on Lobbying Expenditures
(a)
Affiliatedgroup
(The erm expenditures eans mountspaidor incurred.)
totals
N/A
36
Total obbyingexpenditureso influence ublicopinion grassroots obbying)
36
37 Total obbyingexpenditureso influence leg1slat1veody direct obbying) 37
38 Total obbyingexpendituresadd mes36 and 37) 38
39 Otherexemptpurpose xpenditures 39
40
Totalexemptpurposeexpendituresadd mes38 and 39) 40
41
Lobbyingnontaxable mount.Enter he amount rom the ollowing able
If the amounton line 40 is -
The obbyingnontaxableamount s -
-
ot over 500,000
20% of the amount on line 40
'.
Over 500,000 but not over 1,000,000 100,000 plus 15% of the excess over 500.000
Over 1,000,000 but not over 1,500.000 175,000 plus 10% of the excess over 1.000,000
41
Over S1,500,000 but not over S17 000.000 225,000 plus 5% of the excess over 1,500,000
'
Over 17 ,000,000 s1.ooo.ooo
42 Grassroots ontaxable mount enter25% of lme41) 42
43 Subtract me42 from me36. Enter 0- 1f ine42 1smore han me36 43
44 Subtract ine 41 from me38. Enter 0- 1f ine41 1smore han me38 44
Caution:
If
there is an amount on either /me 43 or /me 44 you must file Form 4720
-
4-Year Averaging Period Under Section 501{h)
(Someorganizationshat madea section501(h)election o not have o complete ll of the ive columns
below.See he nstructions or Imes45 through50 on page13 of the nstructions.)
LobbyingExpenditures uring4-YearAveragingPeriod
Calendar ear (or
(a) (b) (c) (d)
fiscal year beginning n)
2007 2006 2005 2004
45 Lobbyingnontaxable
amount
46 Lobbying eilingamount
'
'
+
'
& '
'
-
''
+
'
,,
'
,,
(150%of lme45(e))
'
'
'
' ''
,,
47
Total obbying
expenditures
48
Grassroots ontaxable
amount
49
Grassroots eilingamount
'
'
'
'
t
\
.,
,.
'
( 150%of line 48(e))
i'
,0
' ..
'
'
50
Grassrootsobbying
expenditures
IPart VI-B I Lobbying Activity by Nonelecting Public Charities
(For eportingonly by organizationshat did not completePartVI-A) (Seepage14 of the nstructions.)
During he year,did he organization ttempt o influence ational, tateor local eg1slat1on,cludmg nyattempt o
Yes No
influence ublicopinionon a leg1slat1veatteror referendum,hrough he useof:
a Volunteers
x
b
Paidstaff or managementIncludecompensationm expenseseportedon Imesc through h.)
x
c
Mediaadvertisements
x
d
Mailings o members,egislators, r the public
x
e
Publications, r published r broadcast tatements
x
f
Grants o other organizationsor lobbyingpurposes
x
g
Directcontactwith legislators,heir staffs,government fflc1als, r a leg1slat1veody
x
h
Rallies, emonstrations,eminars, onventions, peeches,ectures, r any other means
x
I Total obbyingexpendituresAdd mesc hrough h.)
If 'Yes o any of the above, lso attacha statement 1vmg detailed escnpt1onf the obbyingact1v1t1es.
(b)
To be completedor all
electing rganizations
'
\
N/A
(e)
Total
o
'
)
0
0
o
0
0
Amount
o
12-27-07
ScheduleA (Form990 or 990-EZ) 00
15
IHS
2007.05065
INSTITUTE FOR HUMANE STUDIE IHS
1
-
7/23/2019 Institute for Humane Studies 941623852 2007 04A765D3
16/31
Schedule (Form990 or 990-EZ)2007
INSTITUTE FOR HUMANESTUDIES 9 4 16 2 3 8 5 2
Page
IPart VII I nformation Regarding Transfers To and Transactions and Relationships With Noncharitable
Exempt Organizations (Seepage14 of the nstructions.)
51 Did he reportingorgamzatmn irectlyor indirectly ngagen any of the ollowingwith any other organization escribedn section
501(c)of the Code other han section501(c)(3)organizations) r in sectmn 27, relating o politicalorganizations?
a Transfersrom the reportingorganizationo a noncharitable xemptorganization f:
(i) Cash
(ii) Otherassets
b Other ransactions:
(i) Salesor exchanges f assetswith a noncharitable xemptorgamza IOn
(ii) Purchases f assets rom a noncharitable xemptorgamzatmn
(iii) Rental f fac1l1t1es,quipment, r otherassets
(iv) Reimbursementrrangements
(v) Loansor loanguarantees
(vi) Performance f services r membership r fundra1singolic1tat1ons
c Sharing f fac1l1t1es,quipment,mailing ists, otherassets, r paidemployees
d If the answer o any of the above1s Yes,'completehe ollowingschedule.Column b) shouldalways how he air market alueof the
goods,otherassets,or services ivenby he reportingorganization.f the organizationeceivedess han air market alue n any
51a(i
a(ii)
b(i)
b(ii)
b(iii)
b(iv)
b(v)
b(vi)
c
Yes
transaction r sharingarrangement, how n column d) the valueof the goods,otherassets, r services eceived: N / A
(a) (b) (c)
(d)
No
x
x
x
x
x
x
x
x
x
Line no. Amount nvolved Name f noncharitable xemptorganization
Description f transfers, ransactions, nd sharing rrangement
52 a Is the organization irectlyor indirectly ffiliatedwith, or related o, one or more ax-exempt rganizations escribedn sectmn 01(c)of the
Code other han section501(c)(3))or in section527?
D
Yes
00
No
b If "Yes," ompletehe followingschedule:
N / A
(a)
(b)
(c)
Name f organization Typeof organization
Description f relat1onsh1p
,,~ 10
top related