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ALL OPTICAL PACKET ROUTING TIME WAVELENGTH DIVISION MULTIPLEXING PASSIVE OPTICAL NETWORK MOHD SHAHRIL BIN SALLEH A thesis submitted in fulfilment of the requirements for the award of the degree of Doctor of Philosophy (Electrical Engineering) Faculty of Electrical Engineering Universiti Teknologi Malaysia OCTOBER 2015

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ALL OPTICAL PACKET ROUTING TIME WAVELENGTH DIVISION

MULTIPLEXING PASSIVE OPTICAL NETWORK

MOHD SHAHRIL BIN SALLEH

A thesis submitted in fulfilment o f the

requirements for the award of the degree of

Doctor o f Philosophy (Electrical Engineering)

Faculty o f Electrical Engineering

Universiti Teknologi M alaysia

OCTOBER 2015

VI

ABSTRACT

Time Wavelength Division Multiplexing (TWDM) Passive Optical Network (PON) is a combination o f both Time Division Multiplexing (TDM) and Wavelength-Division Multiplexing (WDM) technologies. The TWDM PON system can provide scalable and efficient wavelength management in WDM-PON network and at the same time can reduce numbers o f aggregation node in metro network level. In this study, a new All-Optical Packet Routing (AOPR) TWDM PON system is designed to provide more flexibility o f data delivery for each PON port and more bandwidth to each subscriber at multiple PON Optical Distribution Network (ODN) link. By proposing broadcasting, multicasting, and multiplexing technique in downstream signal, the system is capable to support full degree of flexibility in managing efficient dynamic bandwidth allocation. To achieve flexible packet routing between multiple PON ports and multiple PON ODN links TWDM PON architecture, most o f the proposed system used tunable transceiver in optical line terminal. This design w ill cause the attractiveness o f the PON system, which is able to broadcast and multicast packet within the entire PON system limited only at single PON link. The proposed AOPR module was designed to incorporate fixed-type wavelength Optical Line Terminal (OLT) transmitter with Continuous Wave (CW) Pump Probe Signal (PPS) module. This design used high-speed wavelength selective switch (WSS) or ALL ON method to support high speed wavelength switching or all broadcast signal to replace a wavelength tuning feature in tunable OLT transmitter. The proposed architecture has been designed using the multicasting cross-gain modulation (XGM) method. In this proposed design. XGM function located in the OLT system becomes a part o f the AOPR OLT transmitter. The arrangement o f this design aims to generate single or multiple wavelengths in a downstream direction in each OLT PON port. The system is designed and simulated using VPI photonic software followed by experimental verification in the laboratory. This design showed the ability o f the system to perform flexible packet routing function by using WSS method with 38 dB allowable link loss margin in the system at 10 Gbps at Bit Error Rate (BER) o f 1 O'3. By using I6X. lOGbps downstream bandwidth can serve up to 2000 users at 20km. In regard to handling the broadcasting or multicasting flexible function with ALL ON method in the system, the result revealed that the proposed system can support 160Gbps broadcast downstream bandwidth to serve up to 16 PON links using I6X. The proposed architecture shows this method will minimise an inventory issue and reduce point o f error caused by different OLT PON port transmitter wavelength during system installation and maintenance. The proposed AOPR OLT module has high potential to be used in the future extended TWDM PON access network.

ABSTRAK

Pembahagian Kombinasi Masa dan Panjang Gelombang (TWDM) Rangkaian Optik Pasif(PON) adalah gabungan teknologi Pembahagian Kombinasi Masa (TDM) dan Pembahagian Kombinasi Panjang Gelombang (WDM). Sistem TWDM PON berupaya memberikan skalabiIiti dan amat berkesan dalam fungsi pengurusan panjang gelombang dalam rangkaian WDM-PON serta pada masa yang sama boleh mengurangkan bilangan pengagregatan nod di peringkat rangkaian metro. Dalam kajian ini, sistem Aliran Paket Optik Menyeluruh (AOPR) TWDM PON direka untuk memberi fleksibiliti dan jalur lebar tambahan dalam penghantaran data dari setiap liang PON kepada setiap pelanggan dalam berbilang Rangkaian Agihan Optik (ODN). Dengan mencadangkan teknik siaran, siaran terpi I ill dan penggabungan isyarat halaan menurun dari Terminal Talian Optik (OLT) ke Unit Rangkaian Optik (ONU), sistem ini mampu untuk memberikan fleksibiliti dalam pengurusan peruntukan jalur lebar yang lebih dinamik dan berkesan. Kebanyakan sistem TWDM PON yang dicadangkan mengunakan pemancar boleh laras pada OLT untuk mencapai fleksibiliti pada aliran data diantara setiap liang PON dan ODN. Namun, reka bentuk ini akan menghadkan kelebihan kepada sistem PON, di mana ia tidak mampu melaksanakan fungsi siaran secara sepenuhnya di dalam keseluruhan sistem PON. Modul AOPR yang dicadangkan telah direka untuk menggabungkan panjang gelombang bernilai tetap pada pemancar OLT bersama modul Gelombang Berterusan (CW) Isyarat Pam Kuar (PPS). Reka bentuk ini menggunakan kaedah suis pilihan panjang gelombang pada kelajuan tinggi (WSS) atau SBMUA AKTIF untuk menyokong pensuisan panjang gelombang pada kelajuan tinggi serta semua isyarat siaran untuk menggantikan fungsi pelarasan panjang gelombang pada pemancar OLT. Seni bina yang dicadangkan ini menggunakan kaedah siaran terpilih modulasi gandaan silang (XGM) di mana fungsi ini menjadi sebahagian daripada pemancar AOPR OLT. Susunan reka bentuk ini bertujuan menghasilkan panjang gelombang tunggal atau berbilang mengikut arah aliran isyarat menurun dari setiap liang PON OLT. Sistem ini direka dan disimulasi dengan menggunakan perisian VPI dan diikuti oleh pengesahan melalui ujikaji di dalam makmal. Keputusan menunjukkan keupayaannya untuk melaksanakan fungsi aliran paket yang fleksibel dengan menggunakan kaedah WSS dengan nilai kehilangan kuasa optik dalam talian sebanyak 38 dB pada kelajuan 10 Gbps dengan Kadar Ralat Bit (BER) sebanyak 10" . Dengan menggunakan 16̂ ., isyarat jalur lebar dari OLT ke ONU dengan kelajuan lOGbp boleh memberi perkhidmatan kepada pengguna seramai 2000 orang dalam jarak 20km. Merujuk kepada pengendalian fungsi fleksibel pada siaran penuh dan terpilih dengan menggunakan kaedah SEMUA AKTIF. hasilnya menunjukkan sistem ini boleh menyokong siaran penuh aliran menurun dengan kelajuan l60Gbps untuk memberi perkhidmatan kepada 16 PON dengan menggunakan 16).. Daripada hasil yang diperolehi, sistem yang dicadangkan ini mampu mengurangkan kelambatan masa yang disebabkan oleh pelarasan panjang gelombang dari OLT ke ONU. Di samping itu. kaedah ini akan mengurangkan isu inventori dan dapat mengurangkan kesilapan yang disebabkan oleh perbezaan panjang gelombang pada liang PON OLT yang boleh berlaku semasa proses pemasangan clan penyelenggaraan. Modul AOPR OLT yang dicadangkan mempunyai potensi yang tinggi untuk digunakan sebagai nilai tambah kepada sistem TWDM PON dalam rangkaian capaian pada masa akan datang.

TABLE OF CONTENTS

CHAPTER TITLE PAGE

DECLARATION ii

DEDICATION iii

ACKNOWLEDGEMENT iv

ABSTRACT vi

ABSTRAK vii

TABLE OF CONTENTS viii

LIST OF TABLES xiv

LIST OF FIGURES xvi

LIST OF ABBREVIATIONS xxiv

LIST OF SYMBOLS xxviii

LIST OF APPENDICES XXX

1 INTRODUCTION 1

1.1 Background o f the study 1

1.2 Problem Statement 3

1.3 Motivation 4

1.4 Research Objectives 5

1.5 Scope o f Works 6

1.6 Research Methodology 9

1.7 Thesis Outline 11

2 REVIEW ON PON SYSTEM ARCHITECTURE 14

2.1 Introduction 14

2.2 PON System 15

2.3 TDM/WDM PON 16

ix

2.3.1 Previous work on flexible WDM and

WDM/TDM PON system architecture

2.3.2 Previous work on wavelength conversion

using Cross Gain Modulation to support

flexible WDM and WDM/TDM PON

system architecture

2.3.3 Previous reported work specifically based

on tunable laser source and wavelength

tuning in OLT module to support flexible

WDM and WDM/TDM PON systems

2.3.4 Previous reported work specifically based

on high power budget in WDM and

WDM/TDM PON systems

2.4 Flexible Hybrid WDM/TDM (TWDM) PON

System Architecture Design

2.4.1 Introduction

2.4.2 Types o f flexible TWDM PON system

architecture design

2.4.3 Type 1: Flexible TWDM PON system with

single PON link

2.4.4 Type 2: Flexible TWDM PON system with

multiple PON links

2.5 All-Optical Packet Routing TWDM PON

Proposed Design

2.5.1 AOPR TWDM PON system architecture

2.6 Enabling technology in flexible AOPR TWDM

PON system

2.6.1 Semiconductor optical amplifier

2.6.2 Theory and design SOA

2.6.3 XGM and multicasting XGM using SOA

2.7 Noise contribution within the optical link

2.8 Summary

18

21

22

24

25

25

28

28

34

41

42

43

43

44

45

47

48

X

3 FLEXIBLE TWDM PON SYSTEM DESIGN 51

3.1 Introduction 51

3.2 Flexible AOPR TWDM PON System

Functionality 53

3.2.1 Flexible all-optical packet routing function

system design 53

3.2.2 Flexible all-optical packet routing function

process flow 55

3.2.3 AOPR TWDM PON system with packet

broadcasting and the multicasting function 55

3.2.4 Packet broadcasting and multicasting

function system design 56

3.2.5 Packet broadcasting and multicasting

function process flow 59

3.3 AOPR OLT Subsystem Module Design 60

3.3.1 AOPR OLT module 61

3.3.2 Multi-wavelength pump probe signal

module 62

3.3.3 Wavelength select switch pump probe

signal module 63

3.3.4 All ON pump probe signal module 66

3.4 AOPR TWDM PON Simulation Model 68

3.5 Related simulation design 69

3.5.1 Optical spectrum of OLT transmit signal 69

3.5.2 Optical spectrum of pump probe signal 71

3.5.3 Optical spectrum after 1x2 optical coupler 72

3.5.4 Optical spectrum after SOA 73

3.5.5 Optical spectrum after AWG 76

3.6 Related simulation and experimental parameter

and measurement 77

3.7 Summary 82

xi

4 DESIGN AND SIMULATION AOPR TWDM PON

SYSTEM 84

4.1 Introduction 84

4.2 Flexible packet routing function in AOPR

TWDM PON System 85

4.2.1 AOPR TWDM PON System modelling 85

4.2.2 System design o f AOPR TWDM PON

system 89

4.2.3 Simulation result and discussion 91

4.2.4 System design optimisation 95

4.2.5 System design of AOPR TWDM PON

system with post-amplifier 103

4.2.6 Simulation result and discussion 103

4.3 Flexible Packet Multicasting function in AOPR

TWDM PON System 106

4.3.1 System design AOPR TWDM PON system

with broadcasting and multicasting

function 106

4.3.2 Simulation result and discussion 108

4.4 Fiber dispersion effect toward the proposed

system 114

4.5 Summary 118

5 DEVELOPMENT OF AOPR OLT SYSTEM 119

5.1 Introduction 119

5.2 Experimental Arrangement 120

5.3 Experimental setup 120

5.4 All Optical Wavelength Routing 122

5.4.1 Optical spectrum OLT PON port transmit

signal 122

5.4.2 Optical spectrum OLT PON port transmit

signal after SOA 123

5.4.3 SOA gain profile 123

5.4.4 Optical spectrum of amplified OLT

transmit signal

Optical Spectrum OLT PON Port Transmit

Signal After AWG

5.5.1 Performance study of wavelength routing

using TLS

Experimental Arrangement of Flexible Packet

Routing Function

5.6.1 Wavelength routing using XGM

5.6.2 XGM system design optimisation

5.6.3 System design comparison between

simulation and experiment

5.6.4 System design amplification to support 3R

(re-conversion, re-routing and re­

amplification)

5.6.5 High-performance system design at 10

Gbps

Experimental Arrangement o f Flexible Packet

Broadcasting and Multicasting XGM Function

5.7.1 System design optimisation of multiple-

wavelength XGM

5.7.2 High performance of multichannel packet

broadcasting and multicasting downstream

signal at 10 Gbps

5.7.3 Four-channel multicast/broadcast

wavelengths

5.7.4 16-Channel multicast/broadcast

wavelength

5.7.5 Comparison of multichannel

multicast/broadcast wavelength

Comparison of Flexible TWDM PON System

Proposed by others with AOPR TWDM PON

System Architecture

Summary

6 CONCUSION AND FUTURE WORK 172

6.1 Conclusion 172

6.2 Contribution of Works 173

6.3 Suggestion for Future Works 174

REFERENCES

Appendices A-E

176

182-201

XIV

LIST OF TABLES

TABLE NO. TITLE

2.1 Comparison of NG-PON 2 technology selection.

2.2 Previous reported work specifically based on different

TWDM PON systems

2.3 Previous reported work specifically based on wavelength

conversion in WDM and TWDM PON system

2.4 Previous reported work specifically based on wavelength

tuning in TWDM PON system

2.5 Previous reported work specifically based on the power

budget in TWDM PON system

2.6 Variants for (a) fully flexible, (b) fully static and (c)

partially flexible hybrid TWDM PON by Dixit et al.

(201 la) and Dixit el al. (2011 b)

2.7 Wavelength broadcast-and-select TWDM PON system

(Li et al., 2012. 2013; Luo. Sui. & Effenberger. 2012: Ma

et al.. 2012: Yi. Li. Bi. Wei. & Hu, 2013)

2.8 Wavelength routed TWDM PON system (Chae & Oh,

1998: Feng. Chae. & Tran. 2011: Segarra, Sales, & Prat.

2008: Talli & Townsend. 2006)

2.9 Hybrid wavelength routed and broadcast-and-select

TWDM PON system (Calabretta et al.. 2007: Dixit et

al.,2012; Liu. Zhang, & Li. 2011; Mitsui. Hara, &

Fujiwara, 2011: Oh et al.,2008:)

2.10 Wavelength routed flexible TWDM PON system (K..-E.

Han et al.. 2007)(K. Han, He, & Lee. 2005)

PAGE

17

19

21

23

24

27

29

31

33

35

XV

37

39

40

49

50

74

91

102

131

146

156

163

Wavelength routed with broadcast-and-select Flex-

TWDM PON system (Bock, Prat, & Walker, 2005;

Glatty, Guignard, & Chanclou, 2007; Hsueh & Shaw,

2005; Jun-ichi Kani, 2013; Nakamura, 2012; Senoo &

Kaneko, 2012)

Wavelength broadcast-and-select flexible TWDM PON

system (Fujiwara et al., 2011; Kimura, 2010)

Wavelength multiplex and routing with broadcast-and-

select flexible TWDM PON system (Cheng, Wang, Liu,

& Gao, 2013)

Summary of previous work on flexible architecture

TWDM PON system with single PON link

Summary of previous work on flexible architecture

TWDM PON system with Multiple PON link

SOA (SAC 2Or)

Parameters o f major components in simulation design

Summary of maximum link loss margin and minimum

received sensitivity at BER of 1 O'9 and 1 O'3

Major component parameters in experimental design

Type o f loss for each component

Optical spectrum at different point

OSNR value at different numbers o f CW PPS at different

point of the transmission signal

LIST OF FIGURES

xvi

FIGURE NO. TITLE PAGE

1.1

1.2

2.1

2.2

2.3

2.4

2.5

3.1

3.2

*■> *■> J.J

3.4

3.5

3.6

3.7

Scope of work to be carried out in this thesis 8

Flow chart o f the research methodology 9

PON architecture 15

Proposed AOPR WDM/TDM PON system architecture 42

SOA building block (Said and Rezig. 2011) 44

XGM wavelength converter in SOA 46

Noise contribution within the optical link 47

Exploratory method using simulation and experimental

setup to support research objective 52

Flexible all-optical packet routing design to support (a)

low bandwidth traffic demand, (b) high bandwidth traffic

demand (c) multi-rate traffic design

Process flow for AOPR TWDM PON system to support

flexible all-optical packet routing function

Flexible all-optical packet broadcast and multicast

function to support (a) low bandwidth demand with single

PON port active and (b) high bandwidth demand with all

PON ports active 58

Process flow for AOPR TWDM PON system to support

flexible all-optical broadcasting and multicasting routing

function 60

AOPR OLT module design 61

XGM module that comprises pump probe signal. SOA

and electrical controller 63

54

56

3.8

3.9

3.10

3.11

3.12

3.13

3.14

3.15

3.16

3.17

3.18

3.19

3.20

3.21

XVll

All-optical wavelength routing using (a) TLS and (b)

WSS design 64

Proposed high-speed WSS signal as a probe for XGM

module 65

Dynamic routing with nanosecond switching windows for

an SOA cyclic router (Rohit et al., 2010). (a) The

microscope photograph for the SOA gate array and

arrayed waveguide cyclic router, (b) The waveguide

arrangement for a single input, multiple, (c) Time traces

showing the selecting and routing o f wavelength channels 66

Wavelength broadcasting using always ON PPS design

concept 67

Proposed All ON design as a probe for XGM module 67

Schematic diagram of AOPR TWDM PON system

simulation model 68

Schematic diagram of OLT transmitter simulation model 70

Optical spectrum of OLT transmit laser at +2 dBm 70

Optical spectrum of multiple CW transmit lasers at +7

dBm: single wavelength at 1554.13 nm 71

Optical spectrum of multiple CW transmit lasers at +1.2

dBm: multiple CW transmit laser with different

wavelengths at 1546.89, 1546.09, 1547.69 and 1548.49

nm. 72

Optical spectrum of OLT transmit signal and CW PPS

after coupling by 1x2 optical coupler 73

Power input versus (a) gain and (b) noise figure profile

for SAC20r 74

SOA black box simulation design using VPI System

based on real SOA data sheet 75

Comparison between data sheet and simulation result of

gain versus input power profile and noise figure versus

input power profile in SAC20r at 360 mA, 1554 nm. 76

3.22

4.1

4.2

4.3

4.4

4.5

4.6

4.7

4.8

4.9

4.10

4.11

4.12

Optical spectrum of the signal for both OLT transmit

signal and CW PPS routed from PON port 1 to output

AWG port 1 (PON ODN Link number 1)

AOPR TWDM PON system

AOPR TWDM PON system design

Optical spectrum OLT downstream signal and CW PPS

signal before XGM

Optical spectrum OLT downstream signal and CW PPS

signal after XGM

Optical spectrum downstream signal after filtered by

AWG

10 Gbps downstream BER performance of ONU received

sensitivity using OLT Tx at +2 dBm and CW PPS

transmit power at +7 dBm with different OLT transmit

wavelengths (a) received sensitivity and (b) link loss

BER performance at 2.5 Gbps after 25 dB link loss

margin and the OSNR value o f OLT and CW PPS signals

after XGM with different CW PPS transmit powers and

OLT transmit power fixed at +2 dBm.

10 Gbps downstream BER performance (a) ONU

received power (b) total link loss margin using OLT Tx

at +2 dBm with different CW PPS transmit powers

10 Gbps downstream BER performance of (a) ONU

received power (b) total link loss margin using OLT Tx at

+8 dBm with different CW PPS transmit power

Summary of 10 Gbps downstream BER performance of

total link loss margin and ONU received sensitivity at

different CW PPS transmit powers and different OLT

transmit powers

Simulation design o f flexible all-optical packets routing in

TWDM PON system with post-amplifier in the system

2.5 Gbps downstream BER performance of total link loss

margin using OLT Tx at +8 dBm and CW PPS transmit

77

86

90

92

93

94

96

98

99

101

102

xviii

103

4.13

4.14

4.15

4.16

4.17

4.18

4.19

4.20

4.21

4.22

xix

power at 0 dBm with and without post-amplifier in the

system 104

Optical spectrum downstream signal: (i) After AWG, (ii)

after SOA (amplified) and (iii) ONU received signal after

38 dB attenuation 105

Eye diagram of downstream signal at (a) 35 dB link loss

and (b) 38 dB link loss 105

Simulation design of flexible multicasting and all-optical

packet routing in TWDM PON system 107

Optical spectrum of four channel CW PPS downstream

signal: (a) multiplexing four-channel CW PPS signal, (b)

four-channel CW PPS signal and OLT PON port transmit

signal, (c) four-channel CW PPS signal after XGM, (d)

four-channel CW PPS signal after XGM signal filtered by

AWG 109

Optical spectrum of four channel CW PPS downstream

signal (a) Channel 1 (Ch 1) to support PON link 1 after

amplified by post-amplifier and (b) ONU received signal. 110

Ch 1 optical signal at PON link 1: (a) comparison of

signal after XGM before and after filter by AWG: (b)

comparison signal between output signal AOPR OLT and

ONU received signal after 33 dB link loss 111

BER performance of different multicast signals with

different attenuation power levels to maintain better BER

performance o f the system at 10 Gbps downstream signal 112

BER performance at different total link loss margin of

different number o f CW PPS signals to support multicast

downstream signal at 10 Gbps using OLT Tx +10 dBm

and CW +8 dBm 113

Linear and Nonlinear system with dispersion effect at

different fiber distance 115

performance o f AOPR WSS using single wavelength at

different fiber distance 116

4.23

4.24

5.1

5.2

5.3

5.4

5.5

5.6

5.7

5.8

5.9

5.10

5.11

5.12

5.13

5.14

xx

performance o f AOPR B&M using 4 wavelengths at

different fiber distance 117

Performance of AOPR B&M using 16 wavelengths at

different fiber distance 117

Experimental setup of (a) TLS transceiver back-to-back

system, (b) TLS with SOA and (c) TLS with SOA and

AWG 121

Optical spectrum of TLS transmit signal 123

Comparison experiment and data sheet inline amplifier

gain versus input power profile at 1554nm and 360mA. 124

Optical spectrum of TLS after amplified by SOA 125

Optical spectrum of TLS transmit signal 126

Optical spectrum of TLS transmit signal at different

transmit power 127

Comparison BER performance o f the TLS system using

SOA, with AWG and with TLS back-to-back system at

transmit power 2 dBm 128

Experimental set-up of the AOPR TWDM PON system 130

Comparison signal before and after XGM 135

BER performance of back-to-back system compared with

XGM signal with and without AWG filter at 2.5 Gbps 136

Comparison of eye diagram of 2.5 Gbps B2B system: (a)

TLS B2B system at 20 dB link loss compared with (b)

XGM signal with AWG filter at 20 dB link loss, (c) XGM

signal with AWG filter at 29 dB link loss and (d) XGM

without AWG filter at 20 dB link loss 137

Performance of BER versus ONU received sensitivity at

2.5 Gbps OLT Tx power at +2 dBm using single transmit

PPS at different CW Tx powers. 139

Summary of BER performance versus ONU received

sensitivity and BER versus link loss margin at different

OLT transmit powers and CW PPS transmit powers: 140

Comparison of experimental and simulation results at +8

dBm with different CW PPS transmit powers at 2.5 Gbps 142

5.15

5.16

5.17

5.18

5.19

5.20

5.21

5.22

5.23

5.24

5.25

5.26

xxi

Optical spectrum of AOPR TWDM OLT signal before

and after using post-amplifier (SAC20r) and ONU

received signal 143

Result of AOPR TWDM PON system captured with post­

amplifier using single CW PPS at 2.5 Gbps with CW PPS

transmit power at -4 dBm and OLT Tx power at +8 dBm 144

BER performance of the system at different output

channels to determine W/> value in WSS method 145

Typical power attenuation loss in PON system 145

Total number of users at different distances and different

number of wavelengths at (a) total user per PON link and

(b) total user per system using WSS method 147

Different values of attenuation level versus total power o f

CW PPS at different numbers of CW PPS transmit

wavelength 149

Different values of attenuation level versus BER

performance of the system at different numbers of CW

PPS transmit wavelength 150

Block diagram of experimental set-up for AOPR TWDM

PON system 152

Optical spectrum of AOPR OLT downstream transmit

signal with multiplexing four-channel CW PPS 153

Optical spectrum of AOPR OLT downstream transmit

signal with four-channel CW PPS before and after XGM 154

Optical spectrum of AOPR OLT downstream transmit

signal at single-channel CW PPS selected after filtered by

AWG 155

Optical spectrum of AOPR OLT downstream transmit

signal with four-channel CW PPS at different points

(original CW PPS, spectrum after XGM, spectrum after

filtered by AWG, and the spectrum after post-amplifier)

in AOPR OLT module. 156

5.27

5.28

5.29

5.30

5.31

5.32

5.33

5.34

5.35

5.36

Optical spectrum of AOPR OLT downstream transmit

signal at output transmit AOPR OLT signal and ONU

received signal

Optical spectrum of AOPR OLT downstream transmit

signal at Channel 1 (1546.23 nm) CW PPS optical

spectrum at different points

BER performance of four downstream channels at 10

Gbps to determine W/> value in All ON method

Result captured by optical spectrum analyser: (a) total 16

CW probe signal and OLT downstream signal; (b) signal

after XGM; (c) total 16 probe signal after XGM; (d)

comparison before and after all 16 probe signals entered

AWG; (e) signal filtered by AWG and post amplifier and

(f) comparison of signal after post SOA and ONU

receiver.

BER performance of 5 different downstream channels at

10 Gbps to determine W/j value in All ON method for 16

channel B&M system.

Comparison o f link loss margin at different BER

performance o f WSS, B&M 4 and B&M 16 wavelength at

10 Gbps

BER performance o f the proposed system with different

link loss margin at 10 Gbps to support up to 16-

wavelength multicast signal

Summary of the total number o f users at different

distances and different number of wavelengths at (a) total

user per PON link and (b) total user per AOPR TWDM

PON system using All ON method

BER performance of the proposed AOPR TWDM PON

system with flexible TWDM PON system based on

replotted data taken from the published articles (Cheng et

al., 2013; Cheng et al., 2014).

BER performance of the proposed AOPR TWDM PON

system with O/E/O WSS with and without SGC based on

157

158

159

xxii

161

162

164

165

166

169

on replotted data taken from the published articles

(Nakamura et al., 2013; Taguchi et al., 2014).

xxiv

LIST OF ABBREVIATIONS

A/W - Amperes per watt

AGC-SOA - Adjustable Gain-Clamped Semiconductor Optical Amplifier

ALC - Automatic level control

APON - ATM(-Based) Passive Optical Network

ASE - Amplified Spontaneous Emissions

AWG - Arrayed Waveguide Grating

B&M - Broadcasting and Multicasting

B&S - Broadcast and select

B2B - Back to Back

BER - Bit Error Rate/Ratio

BERT - Bit Error Rate Test (Or Tester)

BPON - Broadband Passive Optical Network

B-Tx - Burst Transmitter

CD - Chromatic Dispersion

CO - Central Office

CW - Continuous Wave

CW-PPS - Continuous Wave- Pump probe signal

DBA - Dynamic Bandwidth Allocation

DCA - Digital Communications Analyzer

DFB - Distributed Feedback Laser

DML - Directly Modulated Laser

DPSK - Differential Phase Shift Keying

DS - Downstream Signal

DS/US - Downstream Signal Upstream Signal

DWBA - Dynamic Wavelength and Bandwidth Allocation

DWDM - Dense Wavelength Division Multiplexing

EAM - Electro Absorb Modulation

XXV

EDFA - Erbium-Doped Fiber Amplifier

EML - Externally modulated laser

EPON - Ethernet (-Based) Passive Optical Network

ER - Extinction Ratio

FEC - Forward Error Correction

FLS - Fixed Laser Source

FMW - Four Wave Mixing

FSAN - Full Service Access Network

FSR - Free spectral range

GaAs - Gallium arsenide

Gbit/s - Gigabits per second

GHz - GigaHetz

GPON - Gigabit Passive Optical Network

GVD - Group velocity dispersion

ID - Identification

IEEE - Institute O f Electrical And Electronics Engineers

IL - Insertion Loss

InP - Indium phosphide

ISI - Intersymbol Interference

ITU-T - International Telecommunication Union-Telecommunications

L2 - Open Systems Interconnection (OSI) Layer 2

L3 - Open Systems Interconnection (OSI) Layer 3

LD - Laser Diode

M&R - Multiplexing and Routing

MAC - Media Access Control (IEEE 802)

MPOS - Multi- Protocol Optical Switch

MW - Multiple Wavelengths

NG-PON - Next Generation Passive Optical Network

NRZ - Non-Return To Zero

NTT - Nippon Telegraph and Telephone

O/E - Optical to Electrical conversion

O/E/O - Optical to Electrical to optical conversion

OA - Optical Amplifiers

OAN - Optical Access Network

OCM - Optical Channel Monitor

ODN - Optical Distribution Network

OFDM - Orthogonal Frequency Division Multiplexing

OLT - Optical Line Terminal

OMA - Optical Modulation Amplitude

ONT - Optical Network Terminal

ONU - Optical Node Unit

OOB - Out of band

OOK - On Off Keying

OPM - Optical Performance Monitor

OPS - Optical Passive Splitter

OSA - Optical Spectrum Analyzer

OSI - Open Systems Interconnection

OSNR - Optical signal to noise ratio

OTDM - Optical time domain multiplexing

P2P - Point to Point

PAYG - Pay As You Grow

PDL - Polarization Dependence Loss

PIC - Photonic in Circuit

PIN - Positive-Intrinsic-Negative

PL - PON link

PMD - Physical Media-Dependent

PON - Passive Optical Network

PPS - Pump Probe Signal

PRBS - Pseudo-Random Bit Sequence

QD-SOA - Quantum Dot SOA

R&D - Research and Development

RIN - Relative Intensity Noise

RN - Remote Node

RSOA - Reflective Semiconductor Optical Amplifier

RSOF - Red Shift Optical Filter

RX - Receive

xxvii

SGC - Synchronized gain-clamping

SMSR - Side mode suppression ratio

SOA - Semiconductor optical amplifier

SR - Short Range

TDM - Time Division Multiplexing

TDM/WDM - Time Domain Multiplexing Wavelength Division

Multiplexing

TDM-PON - Time Domain Multiplexing Passive Optical Network

TL - Tunable Laser

TLS - Tunable Laser Source

TWDM - Time Wavelength Division Multiplexing

TWLS - Tunable wavelength laser source

TX - Transmit

US - Upstream signal

VO A - Varying Optical Attenuator

VPN - Virtual Private Network

W&R - Wavelength routing

WB&M - Wavelength broadcasting and multicasting

WB&S - Wavelength broadcast and select

WDM - Wavelength-Division Multiplex

WDM-PON - Wavelength Division Multiplexing Passive Optical Network

WM - Wavelength Multiplexing

WM&B - Wavelength Multicast and Broadcast

WM&R - Wavelength multiplex and routing

WR - Wavelength routing

WS - Wavelength select

WSS - Wavelength select switch

WTF - Wavelength tuning free

XGM - Cross Gain Modulation

XG-PON - 10G Passive Optical Network

XPM - Cross Phase Modulation

xxviii

LIST OF SYMBOLS

Pin - Input power

Pout - Output power

Xs - Center Frequency OLT transmitter

Xt - Center Frequency CW PPS

h - Planck constant

v - Probe signal frequency

I,h - Current fluctuation is induced by thermal noise

q - Electron charge

nsp - Spontaneous emission factor

Av - Effective receiver bandwidth

fsr - Frequency spectral range

IL - Insertion loss

B - Bit rate

R - Responsivity

Be - Electrical bandwidth filter

Bo - Optical bandwidth filter

GSai - Saturation Gain

Gsai Muin - Saturation Gain for broadcasting/multicasting

crsho, - Shot noise

crsjsp - Signal spontaneous noise

o~sp sp - Spontaneous spontaneous noise

<r,h - Thermal noise

(?com - Wavelength conversion noise

G0 - Unsaturated material gain

r - Extinction ratio

rout - Extinction ratio output signal

Pprobe - Pump probe power (CW transmit power)

XXIX

Ppump - Pump power (OLT transmit power)

PSat - Saturation output power

Gmuiti - Saturation Gain for broadcasting or multicasting

n - No of PON link

ptotai - Total Noise per system

Psoa total - Total SOA noise

Prx totai - Total receiver Noise

Pb - Power budget

Prec - Received power

PSen - Received sensitivity power

Cl - Total loss

Ms - System margin

Wp - Wavelength penalty

ctf - Optical fiber loss

L - Total ODN loss

acon - Connector loss

a SpUce - Splice loss

czSpHi - Single optical splitter loss

& total_spUt - Maximum total optical splitter loss

5 - Numbers o f the optical splitter cascading

Smax - Maximum number of optical splitter cascading

k - Total number o f user / split ratio per optical splitter

kmax - Maximum number of user / split ratio per optical splitter

j - Total number o f users per PON link

m - Total number o f users per AOPR TWDM PON system

y - Number o f optical splitter stage

Ax - Band Gap delay

At - Tuning delay

XXX

LIST OF APPENDICES

APPENDIX TITLE PAGE

A Noise components in proposed system 182

B Experimental Setup AOPR TWDM PON system 185

C List of Test Equipment 187

D Datasheets 189

E List o f Publications and Awards 199

CHAPTER 1

INTRODUCTION

1.1 Background of the study

With the demand for higher bandwidth and high quality of services expected

to increase in the next few years (Cisco System, 2011; Cisco System, 2013;

Middleton, 2010), network operators are starting to migrate their system from legacy

system to new technology that is capable to support more bandwidth and offer more

reliable network. This system upgrade will affect the entire network from access,

metro to the core network. The migration o f system must also consider the

integration o f new and legacy system to ensure smooth upgrade planning and to

support the current as well as the future network demands. However, most

telecommunication service providers invest multimillion dollars to deploy passive

optical network (PON) system such as (Ethernet Passive Optical Network (EPON)/

Gigabit Passive Optical Network (GPON)) in their network. In order to maintain the

investment of the current network, the evolution of PON towards next-generation

PON must be able to coexist with the current EPON/GPON. This initiative was

further studied by Andrade et al. (2011); Kani et al. (2009); Kramer, (2009) and

Teixeira, (2010). It was found that the main factor that contributes to the coexistence

o f the network and system, is using the existing optical distribution network (ODN)

and avoiding the usage o f the same wavelength allocated by current PON

technology.

2

Full Service Access Network (FSAN) group has been studying next-

generation solutions to facilitate high bandwidth provision, large split ratio, and

extended reach (Kani and Nakamura, 2012). In addressing next generation passive

optical network 1 (NG-PON1), whose main focus is to develop a PON that is

compatible with an operational GPON, International Telecommunication Union-

Telecommunication (ITU-T) with FSAN has defined XG-PON1 as part of the NG-

PON1 standardization path, with its features elaborated in the ITU-T G.987

recommendations (Wong, 2012). There are two types o f NG-PON1 developed by

ITU-T standard. This technology is based on the upstream line rate: XG-PON1 and

XG-PON2, featuring a 2.5 and a 10 Gbit/s upstream path, respectively. After

finalizing the XG-PON1 basic specifications, which are being successfully adopted

by ITU-T and standardized in G.987 document series, the group is now focusing on

the additional features and tools for extending the applicability of the XG-PON

technologies. Moreover, under the generic term NG-PON2, the task group has

started an investigation on the upcoming technologies which are able to (i) increase

bandwidth further and (ii) solve the issues faced in the “1G” and “ 10G” PON

technology deployments. In 2010, FSAN began investigating such NG-PON2

technologies to address the user, services, and network requirements. NG-PON2 also

considers new fibre architectures to harness the benefits of the maturing WDM

technologies and their necessary adaptations for the access network (Andrade et al.,

2011; Kani et al., 2009; Kani and Nakamura, 2012; Luo et al., 2012; Wong, 2012)

Operators provide a general set of NG-PON2 requirements. The

requirements to support NG-PON2 come from several aspects including user

requirements, services requirements, and network requirements (Chanclou et al.,

2012; Effenberger et al., 2009; Effenberger et al., 2010; Kani et a l, 2009; Luo et

al., 2012). To support higher bandwidth demand in the future, telecommunications

companies expect NG-PON2 system to support at least 40 Gbit/s aggregate capacity

per feeder fibre in the downstream, and at least 10 Gbit/s in the upstream. On top of

that, to support a longer reach o f fibre distance between optical line terminal (OLT)

and optical network unit (ONU), the maximum fibre reach for NG-PON2 should be

at least 40 km, and a maximum differential fibre distance o f up to 60 km should also

be supported. Optical distribution networks (ODNs) that are typically deployed in

GPON today range between 16 and 128 ONUs. NG-PON2 should be (Chanclou et

3

al., 2012) capable to operate in available spectrums that are not used by legacy

PONs to allow coexistence, smooth migration network, and provide high level of

flexibility that makes the coexistence of GPON, XG-PON, and NG PON2 possible.

The legacy ONU and OLT must remain unchanged and do not require an additional

filter to protect against interference from NG-PON2 signals in any migration

scenario with coexistence. On the basis of the general requirements gathered from

major telco operators, there have been many different system configurations

proposed by research institutes and vendors to support aggregate data rate beyond 40

Gbit/s. In April 2012, FSAN selected TWDM PON system as a primary solution to

be deployed in NG-PON2 (Luo et al., 2013), supported with P2P WDM PON to

support mobile backhaul system.

1.2 Problem Statement

The main challenge of the architecture is to have the flexibility and

scalability of the time and wavelength division multiplexed passive optical network

(TWDM) PON to support more numbers o f users and manage the burst and

fluctuation o f low and high bandwidth traffic in access network. There are many

approaches used to support high numbers o f users and long-reach system (Shea and

Mitchell, 2009; Taguchi et al., 2010; Talli and Townsend, 2006). One of the

approaches is to design the system by managing multiple PON link interconnects

with multiple PON ports within a single TWDM PON system (Feng et al., 2011;

Taguchi et al., 2013; Cheng et al., 2013). Nevertheless, the problems of this

architecture are the following:

• Flexibility o f the system to handle full function of broadcasting or

multicasting and at the same time to handle multiplexing o f multiple

wavelengths with different PON ports at different PON links within a single

TWDM PON system decreases.

• High cost of fibre deployment to support an existing ODN and fibre

infrastructure.

4

• Complex design of the system to handle multiple access technologies thereby

GPON, XG-PON, and TWDM PON at different PONs.

In designing a flexible TWDM PON system, most o f the proposed

architectures use tunable laser source (TLS) (Bock et al., 2005; Nakamura et al.,

2013) or multiple fixed multi-wavelength (FMW) (Cheng et al., 2013; Cheng et al.,

2014) transmitter in OLT PON port that allows flexible wavelength routing (WR)

and multiplexing of the signal in downstream signal. However, tunable laser source

(TLS) signals have the following limitations:

• In providing full broadcast or multicast within entire TWDM PON system as

TLS will transmit only single wavelength and this signal will be routed only

to a certain single PON link.

• To re-route certain packet at a different PON link, TLS requires certain time

to tune the wavelength (Buus and Murphy, 2006; Fabrega et al., 2011),

which will cause wavelength tuning delay in the system, thereby affecting

the performance of the system.

However, adopting a multi-channel wavelength transmitter, the following problems

are encountered:

• High numbers o f OLT transmitter connected to a single PON port, which

will incur an additional cost to the system.

• Different types of transmitter will introduce inventory issues and will add the

possibility o f human error during the system installation or maintenance.

1.3 Motivation

Motivated by the benefit of flexible TWDM PON system architecture, this

study discusses the development of flexible TWDM PON system to support multiple

PON link interconnects with multiple PON ports. This will allow the scalable

system to support high numbers o f users and large coverage area in the access

network. In addition this will support full degree of flexibility to manage highly

efficient dynamic bandwidth allocation and to support burst and fluctuation traffic at

5

low- and high-bandwidth demand in the access network. Subsequently, to reduce the

capital expense and operational expense, by leveraging an existing fibre cable and

maintaining the optical splitter in the remote node, a service provider is able to use

the existing fibre and ODN deployment in access network, which will reduce the

cost of system and the deployment time in brown field network. This method will

allow coexistence of TWDM PON system with legacy GPON and XG-PON systems

and provide a smooth migration from legacy to TWDM PON. Besides maintaining

an existing infrastructure, pay-as-you-go (PAYG) design concept will reduce an

initial investment of the service provider by allowing the system to work with

minimum numbers of PON ports and making it scalable to increase the number of

PON ports according to the demand of the users. Meanwhile, using fixed

wavelength and minimum number of PON port transmitters in OLT system will

reduce the system cost, inventory issue, and chances o f error in the system during

fibre installation. In addition, to support green system initiative, the capability of the

OLT system to turn OFF certain OLT PON ports while the total bandwidth usage is

low will allow power-saving mode to be implemented in the OLT module.

Moreover, the flexible design of TWDM PON architecture to integrate with

aggregation and routing functions in PON system will reduce the numbers of

aggregation ports in the metro network, which will reduce the capacity of layer 2

metro switch that turns to power saving for overall system in the network.

1.4 Research Objectives

The main objectives of this research was to design an all-optical packet

routing (AOPR) TWDM PON system architecture to support full degree of flexible

function in TWDM PON system to support flexible packet routing, packet

multiplexing, packet broadcasting and multicasting functions, and to combine both

multiplexing and broadcasting functions.

6

There are several goals to achieve this objective.

1. To design and develop AOPR OLT module using all-optical wavelength

conversion with cross-gain modulation (XGM) and multicasting XGM to

support up to 2000 users with 160Gbps downstream bandwidth

2. To design and develop 3R (re-routing, re-convert, and re-amplified) function

in AOPR OLT module to support high allowable link loss margin in the

system

3. To design free (zero) wavelength tuning delay in the downstream system by

implementing the high-speed wavelength select switch as a pump probe

signal (PPS) in AOPR OLT module

1.5 Scope of Works

The objective o f this work is to concentrate at PON system technology for

hybrid TWDM PON. Figure 1.1 shows the scope of work to be carried out in this

study. The previous work of flexible design of TWDM PON will be reviewed and

investigated to support and align it with NG-PON2 system requirements. Two

designs o f proposed TWDM PON architecture have been reviewed in this study: the

first is static and the second is dynamic TWDM PON system architecture. To

support flexible and scalable system design architecture, the study will focus and

exploit dynamic-type PON architecture supported with multiple PON links

interconnected with multiple PON ports in the TWDM PON system; this design will

be used as a base design in this proposed system architecture. On the basis of the

literature review, flexible multiple PON links are classified into four categories of

flexible TWDM PON system architecture: (i) broadcast and select (B&S), (ii)

wavelength-routed (WR) and B&S (W&R and B&S), (iii) wavelength multiplexing

7

and routing and broadcast and select (WM&R and B&S), and (iv) W&R system

architecture. This work will focus on WM&R and B&S system design architecture.

Two types of transmitter were used in OLT PON port to support full flexible design

in TWDM PON architecture,: TWLS and fixed-wavelength laser source (FWLS). In

this proposed design, the system applies single OLT transmitter FWLS in OLT PON

port to eliminate the problems discuss earlier. This proposed system architecture had

full degree of flexibility to support four functions o f wavelength multiplexing

(WM), WR, wavelength broadcasting and multicasting (WB&M), and hybrid WM

and WB&M functions. To design all-optical WR and WB&M, it is suggested that

XGM technique instead o f XPM or FWM should be used to reduce the complexity

of the system design to support the required function. In managing single or multiple

wavelengths to support WR and WB&M functions, WSS PPS and All ON PPS

modules were design in this study. All the experimental and simulation analyses of

the system will be focused on downstream signal in this study, and physical

performance will be examined.

8

Figure 1.1 Scope of work to be carried out in this thesis

9

1.6 Research Methodology

This section will cover all the issues and approach considerations towards

this project. To address the research objectives, a work flow diagram of the research

is constructed and presented in Figure 1.2.

Figure 1.2 Flow chart o f the research methodology

10

This work is basically divided into three main stages, and each stage

addresses all the issues encountered in completing this research. This flow-chart

shows the development o f the system and covers all the issues that have to be

considered throughout this project. At the initial stage, investigation on the current

research and technology of selection in NG-PON2 system is conducted. This

involves studying the literature on TWDM PON system as well as all the related

research works. It is important to study and comprehend the concept o f TWDM

PON system to support future requirement o f PON system. This stage also covers

the investigation on the architecture of the enhanced TWDM PON, which is called

flexible TWDM PON system, to support more users with more dynamic and flexible

design architecture. In this literature, the system architecture is differentiated from

the previous works proposed by the other research institutions including the

university, telecommunication vendors, and telecommunication providers. In the

second stage, the proposed AOPR TWDM PON system architecture with different

flexibility is designed. In this stage, the proposed design focuses on developing

AOPR OLT module to support packet routing and packet multicasting and

broadcasting. This phase provides the detail about the design scenario and event

trace flow of both flexible functions. In this stage, the proposed AOPR TWDM PON

system architecture is also designed. This architecture consists of subsystem of OLT,

ONO, and ODN systems. In OLT system, a new module, called AOPR OLT

module, is designed to integrate with semiconductor optical amplifier (SOA), multi­

wavelength PPS, and cyclic arrayed waveguide grating (AWG). The main

components involved in supporting the proposed design such as SOA and AWG will

be discussed.

The third stage is the system characterization and performance study. In this

stage, the best correlation between OLT PON port transmitting power and multiple

wavelength PPS to support packet routing and packet multicasting and broadcasting

is obtained. Each component is characterized and each parameter is obtained to get

the best performance to support the proposed system. Using the (VPIphotonics)

simulation result as a reference design, each o f the subsystem of OLT, AOPR and

ONU, and ODN will be constructed. Each subsystem has a different design and

parameter, and results o f simulation performance and experimental characterization

11

are compared. Using subsystem characterization result as a reference, each

subsystem is integrated for a complete end-to-end system testing. Result analysis is

the last phase in this study. This phase provides results to support the physical layer

performance study. Physical performance of the system is measured by analyzing

the quality o f signal through bit-error rate (BER) optical signal-to-noise ratio and

ONU-received sensitivity. This stage is the most crucial stage because it is where the

entire study is analyzed thoroughly. It is important to get the best input parameter

setup so that an optimum design can be determined. In addition, should there be any

problems or limitations on the design, it will then be rectified and further

implications, suggestions, and possible recommendations will be given.

1.7 Thesis Outline

In Chapter 1, an overview o f the research, aims, motivation, problems, and

reasoning of the study are discussed. The objectives of the research work are also

presented accordingly. Methodology of the research work that covers the matters in

completing the work is thoroughly discussed.

Chapter 2 broadens the discussion and provides more detailed background

and reviews of the optical access technology focusing on PON system technology.

Each PON evolution will be reviewed and the requirements to support future PON

are identified. Technology selection to support NG-PON2 is reviewed and studied

based on its pros and cons. As proposed by FSAN and ITU-T standardization,

TWDM PON technology has been selected by most of the major telecommunication

companies and vendors for deployment in NG-PON2. In this study, the enhanced

TWDM PON system (called flexible TWDM PON system), which was proposed to

support more users and more flexible in allocating bandwidth to all users in all ODN

links, gains the main focus in the literature. In this chapter, the development of the

AOPR TWDM PON system is also proposed and each of the main module and

components to support the proposed architecture will be discussed in detail.

12

In Chapter 3, system design of the proposed architecture to support different

functions in AOPR TWDM PON system is elaborated, with algorithm o f each

function proposed and discussed. The chapter focuses at the first and second flexible

functions, which are flexible packet routing and flexible multicast and broadcasting

functions. This chapter also presents the developments of subsystem module to

support AOPR OLT. The characterization of SOA as main components to support

AOPR used in XGM module is studied in detail. The design of multi-wavelength

pump probe signal module is proposed to reduce the wavelength tuning delay in the

system by using high-speed wavelength select switch PPS design and Always ON

design. The performance of the fundamental method used in each sub module design

is assessed using simulation design and the effect of performance parameter on each

of the input parameter is measured.

Chapter 4 presents the simulation setup and performance study of the

proposed AOPR TWDM PON system. On the basis of the subsystem reference

result in Chapter 3, the overall performance o f the proposed architecture is

measured; each o f submodules will be integrated and BER performance to support

maximum total link loss and ONU-received sensitivity is measured. To achieve the

research objective o f supporting high-power budget to enhance the number of users

and area o f system coverage, system optimization and signal amplification are

introduce in AOPR OLT module design. All these activities are measured using

commercial VPI simulation tools.

Chapter 5 presents the development o f AOPR OLT module in the proposed

system; design consideration and experimental setup. The effect o f different input

power from two input signals on the performance of the model is also highlighted.

Later, the performance of wavelength-tuning-free design module using fixed type of

wavelength in OLT transmitter to support both WSS and All ON method is

discussed and compared with the conventional method using TLS to support

wavelength conversion. Also, the development of high-performance AOPR TWDM

PON system is presented by integrating each sub module such as OLT AOPR,

multiple ODN link, and ONU module. This model acts as a whole proposed system

that emulates functions in AOPR TWDM PON system. The physical performance

13

studies such as BER, optical signal-to-noise ratio, and ONU-received sensitivity of

the system are also obtained. Finally, analysis results based on the simulation and

measurement are compared, discussed, and concluded.

Finally, in Chapter 6, concluding remarks and recommendations for future

prospects for this work are given and the original contributions are highlighted.

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