aldrovandi hirata budism pax kushana gandharan iconography antiquity 2006
TRANSCRIPT
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Buddhism, Pax Kushana and
Greco-Roman motifs: pattern and
purpose
in
G andharan iconography
CibeleAIdrovandi*^ Elaine Hirata*
The authors show how the G andharan art of early
irst
millennium Afghanistan used reek and
Roman motifs to give an international context to Buddhist sculpture and reduce tension at hom
and with the neighbours.
Keywords: Cj-A.nd,h:iTA, Greco-Roman Parrerns, Buddhism, iconography, Kushan
Introduction
/ see the shadows w hich show that the sun must have distorted local colou
I saw the lackeys announce the king, but I do not see the sun, I do not see the king
Paul Gauguin, 1900
The present Afghan
and
Pakistan landscape
of
Ga nd hara , largely devastated
by
recurren
wars, would hardly be seen by mo dern readers as a quiet, peaceful and prospe rous regio
inhabited by pious Buddhist motiks and laity. Nevertheless, as we go back two millennia In
tim e, archaeological remains from the up per Ind us valley, nowadays nor th Pakistan and from
the eastern parts of Afghanistan, have show n it to be a crossroad of cultures. O ver man
centuries trade routes spread throughout the Ga ndh aran valleys, and m erch ant caravan
connected the Med iterranean lands w ith the farthest regions of East Asia and the India
sub co ntin ent (Allchin 1 995). Th is created a highly pop ulated and diverse
milieu,
a political
and economically significant locus prone to man y external influences.
Although chronologies still remain under dispute, this strategically located region that
had formerly been an Achaem enid satrapy was subjected to M auryan rule during th
fourth century BC, becoming the India n n orth-w est frontier. T he n followed the Greco
Bactrian dynasties, which remained about one hun dred years, and were defeated by th
Sakas (Scythians) and the Parthians around the beginning of the first century BC . D uri
the first century AD, the Kushans (Yueh-chi) from the Chinese north-west region arrived i
Bactria and then in Gand hara , and there reigned for man y centuries, con trolling its econ om ic
netw ork a nd political system. At the time R om e rivalled Pa rthian an d later Sasanian em pires
for supremacy over trading routes, while maintaining diplomatic contacts with the Kushan
and Han dynasties. Therefore, Gandharan Buddhist iconography emerged
in
very specif
'
M useum ofArchaeology and Ethnology, University of Sao
Paulo, Brazil.
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ibele Aldrovan di Elaine Hirata
historical circumstances, conditioned by current social and political pressures (Tissot 1985;
Zwalf 1996). The artistic repertoire of this ritual landscape should be capable of revealing a
discourse which served the political as well as religious strategies of their patrons.
It has already been suggested tha t political conflict can be reduc ed by religion and ritual,
which are observable in the archaeological record (Hodder 1979: 450-2). Religion may
provide a neutral context for cross-cultural exchange, a me chanism for ensu ring acceptance
and reducing conflict between the individual and society (Ra ppa port 197 1: 26 ). As later
mentioned by Morris (1987: 42), 'changes in the form of material symbols by which social
groups define themselves might be the results of pressures on the group, or the desire to emulate
another group. As pressures within the group grow, an increase in the scale of consumption in
terms of the given symbo lic order is
expected
as pressures from outside build
up,
material symbols
may be
changed
to
preserve
boundaries, in what
has been called by
Hodd er (1982: 191-4) a
style
war\
During the Mauryan empire, and since the days of Ashokan rule, Gandhara has been
connected with Buddhism. Contacts between Mauryas and Hellenistic monarchs on official
levels might have been entrusted to Buddhist monks (Schopen 1988-9: 156-7; Karttunen
1997;
266). After the fall of tbis dynasty, the region was dominated by Bactrian-Greeks
who opposed and defeated the Shunga rulers of Brahmanic origin. As noted by Tarn
(1951:
176),
altho ug h there was no t a .sto^^o/w rtr between Bu ddh ists a nd Br ahm anis ts, it is possible
that a good level of tension arose from religious and political grounds. How was Buddhism
able to prosper and disseminate its beliefs throughout Gandhara and other regions in the
following centuries? When the outcaste Kushans - or mlecha as Brahmins would name all
foreigners (Auboyer 19 61 : 50) - arrived in G and hara , it seems possible that their relation
might have been more easily settled with Buddhism, since it had no concern with caste
system as Brahmanism. Would it be possible then to speak of a
Pax Kushana
related to
the Buddhist religious system in Gandhara? Having secured power in the realm, Kushan
kings adopted Buddhism and realised the propaganda value of imagery, both political and
religious (Boardm an 1994: 144). Such a cultic propaganda was effected in a systema tic
fashion (Basham 198 1; 30): on the one han d, reinforcing the proselytising power of the
message they conveyed (Bueno 2002: 123), and on the other, assimilating individuals from
originally diverse populations in a single society. Visual representations, which were publicly
disseminated, helped extend Buddhist ideals throughout the imperial region and beyond,
possibly referring to the religious resistance pointed out by Eisner (1997: 195). We might
be able to consider that in Gandhara, spiritual and political authorities directed a common
iconographic discourse to a heterogeneous pop ulation. Kushan rulers fomented Ga ndhara n
art as a means of perpet uatin g and increasing their political frontiers until the tim e that they
were overcome by the Hcphthalite (Hsiung-nu) forces {c. AD 460) .
The Gandharan survey
Buddhist art from the Gandharan region consists of a vast number of cult images and
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Buddhism, V A - K .
Kiishana
and Greco-Roman motifi
cultic reliefs, and decorative reliets. In some cases they could be considered actual portraits
of daily life, reflecting society in the north -w est region of India (A uboycr 19 61 ; Tiss ot
1985).
Ever since Gandharan art was first studied, Greco-Roman influence has been put forward
as its major distinguishing element. More than a century ago, western scholars determined
a Greek origin tor the Buddha image (Foucher 1913) and along with it observed various
elements of the Greek styh.stic repertoire. Lohuizcn-de Lceuw( 949, 1979: 377) pointed out
that Foucher, the first to present this view, belonged to a generation that intensely admired the
Heilenised aspect of he art. The western patterns found in this art style appeased European
scholars, who were able to recognise Jamiliar features in the astonishing and at the same tim
fearful I?idian Art . Indian scholars, however, were sceptical about this interpretation of th
Buddha origin (Gooniaraswamy 1927) and later showed it to be to be misleading. Recent
decades have witnessed a buddhological, historical and archaeological revision, whose aim
was to unde rstan d the ways by which rhe study ofth is specific iconogra phy has been so largely
misinterpreted {Huntington 1985, 1990). Understanding specific aspects of social, political
and ideological systems that underlie G an dha ran society and its art is certainly a m ore
complex matter than initially supposed by
researchers. Although hybrid features were
verified, the resulting Gandharan icono-
graphic system has to be understood by its
own unique character: as an iconic gram-
mar of representations with cultural mean-
ing, and not through a framework based
in ethnocentric scntimentalism (Geertz
1983: 121-3, 150). If earlier hellenocen-
trie views claimed a strong influence of
(ireco-Roman art in the Gandharan school,
•^ and consid ered it an inferior bran ch of
Hellenistic art, recent studies have shown
that it is necessary to undertake rigorous
analysis, looking at societies though their
own agency, since interaction processes do
not occur in one direction alone, as pre-
viously considered, but consist of multiple
and complex networks of cross-cultural
exchange. The assimilation of foreign
elements in the Buddhist repertoire would
probably be the result of responses to evolv-
ing religious, political and social forces
Figure I Giitya wmdow depietmgthelitrth ofSiddhanha. ^- 'ven th is f ram ew ork of analysis we w
Great
Renunciation
and Great
Departure notice
the
l ike to exam ine the ex ten t t o w h ich G
acanthus
leaves .
Gandhara,
Pakistan. Kushanperiod
Grey Ro m an pa t t e rn s o f r ep res en ta t ion ,
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Cibele Aldrovandi Elaine Hirata
Figure 2. Relief showing the Maravijaya, Victory over Mum (notice the remmns of a Corinthian capital). Gandharan
region. Kushan
period
Schist. Ht.c.4 1/2 in. Peshawar Museum.
Peshawar
Photo (c) John C . Huntingtori. Courtesy o f The
Huntingtiin Archive of Buddhist and RehtU d
Aris.
Methodology
A number of problems face scholars dealing with (iandharan iconography. Mosc of the
museums collections consist of pieces with very little information, or even tione, regarding
their provenance and chronology. The surviving sites are often ruined and the sculptural
material was rarely found in its original position. The collections were also probably biased
by the choices made during excavations. This material was frequently removed from its
original context without any of the relevant archaeological data (Allchin 1995: 3-9; Zwalf
1996: 20,67). Among the exceptions are the Taxila (Marshall 1951) and Rutkara (Faccenna
1980) excav ations. Mo st of the research develo ped so far has been based o n stylistic aspects of
the iconography, which in some cases were used to establish relative chronologies. Although
some interesting inc ursions have been m ade in the Held of history of art (Sha piro 1994), we
shall not discuss them here, histead, we chose a different method, one that could provide
scholars with complementary information regarding the available framework of analysis,
that is, a quantitative approach. Although quantitative methods have become increasingly
important in archaeology in recent years, they have not been so common to art historians
as a tool for studying iconography. Archaeologists, on the other hand, are well aware of the
problem s faced in qua ntitative analysis, since it has become clear that techniqu es used durin g
quantification will inevitably have an effect on the results obtained and on the conclusions
drawn from them (Shennan 1988; Drennan 1996). Considering the amount of available
information regarding the Cireco-Roman patterns in Gandharan iconography, we developed
a me thod ology that, as we shall see, is based on a qua ntitative survey of muse um collections.
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Buddhism,Vzy. Kushana and Greco-Roman motifs
The material for study consisted initially of all the .sculptiire from the Gandharan region
that could be recovered from museum collections in India, Pakistan, Afghanistan, Europe
and the USA, a total of 1439 pieces. The first stage established categories to describe the
objects. During the design of the database, variables that were considered relevant for further
analysis were defined. After detailed description of all sculptures, reliefs and architectonic
elements, the analysis of iconographic patterns was narrowed to the Narrative Reliefs. This
choice required an extensive research conducted on the biography of the Buddha, and
all life events that were present in the database were studied and organised, allowing the
interpretation of a number of unidentified scenes. The narrative reliefs in the database
assemblage included 552 pieces and were all described in detail; each one of these pieces
contain ed one or m ore narrative scenes. T he total assemblage of narrative scenes consisted of
766 representations of events in the life of Buddha and other scenes, among which 483 have
been identified. After description and identification, tbe Narrative Reliefs assemblage was
organised in seven narrative cycles. 1 bis enabled us to verify the number of occurrences in
each cycle, an d stu dy the relative quan tities of each specific scene from Bud dha s bio graph y.
As stated by Boardm an (199 4; 1997 ), the co ntin uin g and stable character of Indian art
provided adequate ground for the borrowing of classical motifs, especially of Greco-Roman
elements w hich w ere assimilated and adapted by local traditions , losing along the way direct
contact with the original Hellenistic source. In a general explanation provided earlier by
Tarn (1951: 378), almost all borrowings from the Greeks were rather a matter of external
form., but very rarely of substance.
One of the difficulties in the organisation and description of the database assemblage was
the objective identification of foreign and, more specifically, Greco-Roman patterns in the
Gandharan iconographic repertoire. This has been a controversial matter since the beginning
of its study, and has not so far reached any acceptable solution among scholars. In this
research we have taken into account all possible Greco-Roman patterns studied by scholars,
regardless of their controversial origins, in order to observe how their frequencies behave
in relation to each other. The patterns that were chosen to be quantified were: 1.
Corinthian
Capital;
2 .
Eros-Amorino;
3 .
Acanthus leaves;
4 .
Vines;
5 .
Palmette;
6 .
Ichthyocentaur
7. Triton;
8.
Atlas; 9. Tutelary Couple;
10.
Cornucopy;
11 .
Costume;
12.
Mourning Scene
and 13. Others.
Among the controversially interpreted motifs, items 6 and 7 are most problematic (Tissot
1985: 65; Das Gup ta 1991 : 6; Boardman 1994: 136-7; Zwalf 1996: 56}.
Costume
is
another controversial element directly related to stylistic interpretations (Boardman 1994:
126-127, 317) . Mourning Scene patterns received little attention on former studies. These
representation s, depicted in the Buddha s Mahaparinirvana and related narrative reliefs,
show figures in m ou rnin g postures and a possible conn ection to a Greco-^Roman origin was
considered dur ing discussions held in tbe course of this study, as the iconog raphic display of
lament might have been related to the representation
o prothesis
presented mainly in Greek
vase paintings. They had become recurrent during Greek Geometric and later periods; it
seems possible that this motif might have appeared for the first time in Gandharan region,
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Cihele Aldrovandi
d
Elaine Hirata
Table 1. O ccurrences of Greco-R oman patterns in the
overall database and Narrative Reliefs assemblages
Greco-Roman patterns
Corinthian capital
Hros-Amorino
Achanrus leaves
Vines
Pal me tre
Ichthyoccntaur
Triton
Atlas
Tutelary couple-
Co rnucopy
Costume
Mourning scene
Others
Total
D B
309
113
80
30
12
12
5
37
7
6
1
18
18
648
NR
212
48
57
13
1
10
0
2
0
0
1
18
6
368
In the data bas e, a specif ic f ie ld was designe d to ind icate w hich G re co -R om an pat tern s
were present in each p iece, to tal led in Table 1 .
Results
The Greco-Roman patterns of representation observed both in the overall database and
Narrative Reliefs assemblages were then verified and their freqtiencies arranged in histograms
to visualise the da ta (Figure 3 ).
aking accoun t ofthese partial n um bers , we wete able to arrive
at the following results: among the total database assemblage of 1439 pieces there are 648
Greco-Roman elements. Since more than one element can occur in a piece, we have found
a total of 481 pieces which have at least one of these patterns. This means that 33.4 per cent
of the pieces in the database assemblage show at least one Greco-Roman element. An index
of 33.4 pet cent could be considered a significant quantity of Greco-Roman presence among
the total database assemblage. On the other hand, this percentage increases significantly for
the Narrative Reliefs dataset. Among 552 narrative reliefs, the Greco-Roman patterns occur
368 times. In this assemblage there are a total number of 270 reliefs containing at least one
ofthese elements. This means that 48.9 per cent of the assemblage present these elements.
When compared to the frequencies shown in the database assemblage (Figure 4), the
higher occurrences found in the Narrative Reliefs assemblage (Figure 5) could possibly
indicate a significant presence of Greco-R om an pattern s in this category of material culture .
It calls attention to the fact that it is probably in the narrative reliefs that the incorporation
of Greco-Roman patterns of representation is most clearly observed.
Observing each occurrence of the Gteco-Roman patterns, as seen in Figures 4 and 5,
we find three main typologies appearing most ftequently: Corinthian eapitals are among
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Budc/hism.Pax
Kushana
tm d Greco Roniiin motifs
QUANTIFICATION
350
3 0 0
O Corinthian Capital
• Eros Am orino
D Acanthus leaves
G G rapevine
• Palmette
Dlchthyocentaur
a Triton
D Atlas
•Tute lary Pai r
n Co rn u co p y
D Mourning Scene
D Costume
• Others
atabase
Narra tive reHefs
/-/(jifjv 3. Histogrtim of (irno-Roiiiiui pattam otcurrcnces in the clatahiue and Nivnitii e Reliep iinoiMages.
pattern. Among the less represented iconographic elements are:
Vine
pattern s 5 per cent and
4 per cent respectively; Palmette patterns 2 per cent and 0 per cent; khthyocentaurs occur as
2 per cent and 3 per cent and Tritons as per cent and 0 per cent; Atlas figures as 6 per cen
and 1 perc ent;
lutelary
Couple AppcuvAS
per cent of the sctilpttires; CV^m ^o/*]'comprise
also 1 per cent of the total assemblage; Costume is not represented; and Mourning Scenes
com prise 3 per cent and 5 per cen t of the assem blages.
is ussion
Th rou gh the developm ent of a quan titative appro ach, we have tried to evaluate some aspects
of C.ireco-Roman pattern frequencies in Gan dha ran sculp ture. Although it should have been
an essential aspect of this research to show variations of these pattern frequencies in time
and place and explain them contextually, this more refined study is limited by the data.
Even though some pieces in the assemblage have information concerning provenance, these
are quite rare and not always reliable, and the chronology is still more elusive. In this
study, we abstained from using relative chronologies, based on stylistic analysis, to avoid the
reinforcement of unreliable assumptions. On the other hand, if researchers working with
iconog raphic representations have mo re precise data concern ing these variables, it may yield
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ibele
Aldrovandi Elaine Hirata
Database Percentages
Cornucopy 1 % Mourning Scene Costume 0%
3%
Tutelary Pair 1 % ^ • Others 3%
Alias G
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sfnJ\ix Ktishana iiti^ Creco Rofriayi rnotifi
Narrative Reliefs Percentages
Comucopy 0 Mourning Scene costume 0
\ 5
Tutelary Pair 0 .., Others 2
Atlas 1
Triton 0
Ichthyocentaur
3
Palmette 0
Grapevine 4
Acanthus leaves
15
Eros-Amorino
13
Corinthian Capital
57
higiire 5. Percentages of Cireco Ronmn patterns in the Narraiive Reliefs assemhUge.
that is, once it became canonical, ics recurrence in the marerial record most probably
reflected a prior social acceptance and understanding. These recognisable and recurrent
foreign patterns possibly migh t also have caught the atten tion of prospective devotees - either
from the elite or lower classes - and eased visual links to the B udd hist fund am enta l discou rse.
It is possible that the well known Gandharan emphasis on narrative reliefs depicting the
life of Bu ddha (Boardm an 1994 : 1 29, 3 1 8), which as have been shown were depicted with
recurrent Greco-Roman decorative patterns, might actually have been directed specifically
to foreign potential devotees, while reconciling tensions within the Kushan state. Far from
early primitive Buddhism, this more elaborate religion provided a silent iconographieal
peace making.
Visual strategies created sufficient homeostasis to allow what might b
called a
Pax Kushana.
Buddhism would in this way reinforce the integration of society
using common recognisable patterns, and avoiding inner ethnical conflicts. By assimilating
widespread foreign patterns, Buddhism would develop an iconographic repertoire that
could be understood by other cultures, assuring that its ideals would reach further Asian
and Western regions.
Considering the absence of detailed data as a major problem for the development of
interpretations in this study, we have not attempted an exhaustive examination, but we tried
to delineate a suggestive one. We have shown how a quatititative analysis of iconographic
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Cibele Aldrovandi ELiirie Hirata
Acknowledgements
The authors would l ike
to
express their gra titud e
to
Professors JoKn C
and
Susan
[..
Hunt i ng t on ,
at the
Huntington Archive
of
Buddhist
and
Related Arts - Ohio State University,
USA;
to
Professors
A
Bueno
and
I,, Viegas for valuable insights and en cou rage me nt; an d also to the editor and referees whose pertin ent suggestions
are deeply appreciated. This research was supported
by
FAPESP
-
Funda^ao
de
Amparo
i
Pesquisa do Estado
de Sao Paulo.
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