addressing analytic pitfalls regarding russia’s future

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    Addressing Analytic Pitfalls Regarding RussiasFuture

    By Damian Niolet

    The views expressed in this paper belong solely to the author and do not reflect the views of the USAF.

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    Introduction

    U.S. accounts of world history contend that the Cold War, during which the U.S. was in

    a nuclear arms race with the Soviet Union and a war of which the U.S. does not hesitate to

    proclaim itself the victor, lasted for 44 years. It is no wonder, therefore, that many U.S. analysts

    are devoted to solving the enigma that is todays Russia despite such a decisive victory over the

    former ardent foe the Cold War was 44 years of conditioning, after all. Tensions between the

    two countries, upon the Soviet Unions collapse right up to this day, have remained. Those

    tensions have subsided over time thanks in part to certain reforms Russian leaders have

    initiated, which the U.S. smiled upon initially; however, the U.S. has since deemed those

    reforms to be stagnant, that recent developments demonstrate a reversal of those initiatives and

    in some instances a reprisal of Soviet governance, causing renewed tensions.

    The tidal nature of these tensions is disconcerting to U.S. policymakers, who want to

    understand the future of Russia so as to best orient their relationship with the country towards a

    strategic end. Whether that strategy involves positioning the U.S. defensively against a

    reemerging Soviet Union or positioning the U.S. as a supportive equal to a truly Federated

    Russia depends on the analysis of U.S. analysts. In order to provide U.S. policymakers with the

    information they need so as to choose the appropriate course of action, the majority of U.S.

    analysts are focusing on the top leaders of the country President Dmitri Medvedev and to a

    greater extent Prime Minister Vladimir Putin believing that Russias future can be channeled

    out of an examination of said leaders. This analytic method is rife with problems. The method is

    stifling true analysis because it is plagued by overwhelming assumptions, which act as anchoring

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    biases. The fact is one cannot begin to understand Russias future until one understands the

    guiding and ruling ideology of the entire country.

    The Analytic Pitfalls Associated with Analyses of Russia

    It should first and foremost be caveated that this paper will examine open source material

    while pursuing a review of the prevailing sentiments regarding Russia and the countrys future.

    The reason for this is because U.S. analysts (and policymakers by extension) rely more on open

    source material for constructing their worldview of international affairs than on classified

    reporting. If one wants to learn about the general perception of policymakers regarding a topic,

    one need only listen to NPR reporting on that topic in recent times. In addition, the

    overwhelming attitude of journalists toward Russia pervades and colors any sort of analysis that

    occurs behind closed doors and thus must be taken into account first. There are bestsellers that

    are viewed as more authoritative than any classified report. For purposes of this paper, analysts

    and journalists will be grouped together and simply referred to as analysts.

    Conducting research on predictions of Russias future reveals a striking reality U.S.

    analysts are mesmerized by Putin. It would be too daunting a task to statistically encapsulate this

    view. Suffice it to say that from the personal experience of this author, having read many a

    report on Russia, very little serious analysis concerning Russias future exists that does not begin

    with or lean heavily upon an examination of Vladimir Putin. A good deal of these reports cite

    Putins former affiliations with the now defunct KGB and/or the now thriving FSB and hint at a

    certainty that these affiliations are the primary factors that influenced Putins political

    governance paradigm.1 Other reports utilize and sensationalize what little evidence there is that

    1 Adi Ignatius, A Tsar is Born,Time, December 31, 2007, 57.

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    points to Putin having ties to organized crime and suggests that there is no doubt that he does,

    thus casting the whole of Russia into the same lot as nothing but a den of thieves.2

    Likewise, U.S. analysts treat Medvedev in the same manner; since, in their eyes

    Medvedev was a handpicked successor of Putin and likely merely a puppet. Analysts with this

    mindset are certain that Medvedev can do nothing apart from Putin. The fact that Medvedev

    appointed Putin as the Prime Minister (Russias 2nd in command) only affirms their claim, or so

    they believe. Most U.S. analysts believe this despite glaring evidence to the contrary. It is easier

    for U.S. analysts to arrive at such far-fetched conclusions, even making them assumptions from

    which to conduct further analysis, than to accept that Russia is whole-heartedly committed to

    reforms. More important, it is easier for analysts to continue to vilify Russia than to reevaluate

    their paradigms of the Cold War foe.

    Conducting analysis in this vein entails concurrence with certain assumptions, which this

    paper intends to underline and subsequently compel analysts to erase from their thinking about

    Russia. First, suggesting that a countrys future is highly dependent on its top leader assumes

    that there are no other sources of power, neither vertically nor laterally. This assumption may

    only ever be acceptable when analyzing absolute dictatorships. The assumption cannot be

    applied to even nominally free democracies like Russia. Second, suggesting that a countrys

    future is highly dependent on its top leader assumes that the specified top leader is directly

    responsible for every occurrence in the country and that each was precisely intended. No one

    can be in that much control, not even Putin. Third, suggesting that a countrys future is highly

    dependent on its top leader assumes that there is no carry over effects from the actions of

    previous leaders. There is never a scenario where this assumption is applicable.

    2 Catherine Belton, Putin's Name Surfaces in German Probe, Moscow Times, May 19, 2003.

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    A Different Way of Looking at Russia

    This paper will now seek to highlight the more common assumptions and analytic

    pitfalls that reside in most analytic studies on Russia. Those assumptions that relate to Putin will

    be looked at first. As explained above, most analysts are prone to emphasize Putins tenure as a

    member of the siloviki (the secret police). They will recount recent efforts to bolster the FSBs

    strength and reach.3 They will relate a number of events associated with the increased muzzling

    of opposition groups such as newly formed political parties or media outlets.4 In the mind of the

    analyst who sees Putin as a communist Tsar reincarnate, all of these bits of information

    corroborate each other. Unfortunately, they forget that not even the Tsars were completely in

    control of Russia, hence recurrent coups and revolutions.

    There is another way of looking at the Russia/Putin dynamic. Addressing the first

    assumption introduced above, it is completely possible that there are powers apart from Russias

    political apparatus that have assisted in creating the state of affairs in todays Russia. Further, it

    is possible that Putin has no purview over these powers. Considering the fact that a large number

    of former KGB operatives found themselves in a market economy after the collapse of the Soviet

    Union and eventually in charge of significant corporations or elements of organized crime,5 it is

    possible that they wished to retain the status quo and prevent Putins loss of the Presidential

    office. It is well known that there was tampering involved in Russias last two Presidential

    elections, but it is not certain who the perpetrator was. It is assumed that Putin was the

    3 Andrei Soldatov and Irina Borogan, Russias New Nobility, Foreign Affairs 89, no 5(September/October 2010): 80.

    4 Ignatius, 57-58.

    5 Soldatov and Borogan, 81.

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    perpetrator because it happened on his watch, a view which correlates with the second

    assumption above.6 This line of reasoning is error upon error.

    Now this paper will take a look at Putins successor - Medvedev. Most analysts will

    contend fervently that Medvedev is nothing more than a puppet of Putin; after all, Medvedev was

    handpicked by Putin and Medvedev later returned the favor by appointing Putin Prime

    Minister. Most analysts thusly overlook that fact that Medvedev was elected into office. This

    fact is overlooked because the previous assumption is still fresh in their minds those elections

    were rigged by Putin. Since most analysts were certain that Putin would find a way to

    circumvent Russias meager constitution, they see Medvedevs appointing Putin as Prime

    Minister as an interim step to regaining power, a step orchestrated by Putin naturally.

    There is another way of looking at the Medvedev/Putin dynamic. Again, other sources of

    power in Russia could have acted on behave of Medvedevs and Putins party, United Russia,

    unbeknownst to the leaders, believing United Russias policies would more accurately aligned

    with the economic endeavors of the hidden powers. It is also possible that the only reason

    Medvedev appointed Putin to be the Prime Minister was to garner more legitimacy for his

    particular brand of governance. It would provide instant credibility to have Putin by his side. It

    is also possible, and once the evidence is objectively assessed, very likely that Medvedev is

    striving to take Russia in a different direction than Putin, albeit only slightly, nonetheless

    different. Medvedev has shown on a number of occasions that he does not always concur with

    his compatriot, even overturning some of the reforms Putin initiated.7

    6 Peter Baker and Susan Glasser, Kremlin Rising: Vladimir Putins Russia and the End ofRevolution, (Washington: Potomac Books, Inc., 2007), 61.7 Eberhard Schneider, "Split in the Russian Political Tandem Putin-Medvedev?" Caucasian Reviewof International Affairs (CRIA) 3 (Spring 2009): 222 - 224.

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    Lastly this paper will suggest that the last assumption, which says that a previous leaders

    actions do not overlap terms of service, is completely false. Further, analysts should assume the

    exact opposite there will most certainly be overlap; the effects of the previous leaders actions

    can greatly impact the predecessors time in office. Even if there is truth in the notion that Putin

    had a direct hand in incidences such as the election debacle or the gagging of opposition groups,

    there is no logic in instantly attributing the continued occurrence of such incidences to

    Medvedev. Those types of operations would be difficult to rein in once loosed. Some analysts

    would propose that Medvedev is not only allowing it through inaction, but allowing it through

    decisive action. They would cite Medvedevs closing down of the organized crime and terrorism

    branch of the FSB as evidence, neglecting to mention that a new office was stood up in its place

    that more precisely aligns with a trend occurring internationally.8

    Its About the Ideologies Stupid

    When U.S. analysts aim to predict Russias future, it would be far wiser to focus on the

    ideologies that the top leaders embody, but that span all of Russia. It is the ideologies that not

    only the President and Prime Minister of Russia will struggle to adhere to, but also any other

    sources of power, who act on behalf of Russia, as well. Ideologies are likely to span the vertical

    and horizontals of power when it comes to the future of Russia. When one begins to look for

    trends in the prevailing ideologies of the last decade it becomes clear that Russia has veered little

    from the course set since the Soviet Unions collapse. Over all Russia is fixated on maintaining

    its position as a world power so as to be able to assert its particular ideals.9

    From the populaces

    8 Louise Shelley, Crime, Organized Crime, and Corruption, in After Putins Russia: PastImperfect, Future Uncertain, (New York: Rowman & Littlefield Publishers, Inc., 2010), 194.

    9 Andrew C. Kuchins, Why Russia is so Russian, Current History, (October 2009): 323.

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    perspective, perhaps a better way of looking at it, Russians are intent on proving that their

    unyielding since of nationalism is not misplaced.

    Democracy and Capitalism remain key aspects of the strategy to maintain world power

    status, otherwise there would have been an utter dismissal of those institutions. U.S. analysts

    and policymakers get exacerbated when Russias form of Democracy and Capitalism are

    inconsistent with the U.S.s and decree the onset of the resurrection of the Soviet Union, but to

    expect Russias forms of Democracy and Capitalism to mirror the U.S.s is lunacy. One cannot

    expect a country to have a carbon copy democracy of another when said country has a

    completely different governmental structure, geography, demographic, etc., not to mention less

    than 20 years of working at it.

    What unsettles analysts and policymakers are the measures the Kremlin will seemingly

    take to attain the above described ideologies. It is the measures the Kremlin will take to achieve

    the overarching ideologies that become the Presidents platforms. Taking the platforms of the

    last two Russian Presidents into account stands as further evidence that Russia is being very

    forthwith about their desired future. Putins platform promise was stability. Perhaps Putin

    forced stability on Russia by creating a near police state, but perhaps that was exactly what

    Russia needed. Gorbachev himself thinks as much.10 Putin ensured that the atmospheric

    conditions conducive for further coups or revolutions was minimal, to the extent that the

    conditions have been absent through Medvedevs time in office as well.

    Russia needed and continues to need time to show everyone that the system can work.

    Even slight upheavals like changing from one party to another party with basically the same

    views could derail Russia. Putin may have guaranteed no such derailment would occur, allowing

    Medvedev to continue where Putin left off. While the overall ideology is the same, Medvedevs

    10 Ignatius, 60.

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    platform is modernization. Now that the political atmosphere has been subdued, Medvedev

    has time and room to grow Russia, to show just how well the system is working. As the system

    begins to bare more fruit, Medvedev can begin to loosen the Kremlins grip on civil society.

    For example, whereas Putin heightened restrictions on the formation of political movements,

    Medvedev is relaxing those restrictions.11

    Conclusion

    The manner in which U.S. analysts conduct studies of Russia and the countrys future is

    akin to how inexperienced and emotional people in the U.S. invest their money. Inexperienced

    and emotional investors are quick to withdraw their investments at the first sign of trouble. The

    best example would be Apple Inc. Inexperienced and emotional investors believe that the future

    of that company rides on Steve Jobs. When there were concerns over Steve Jobs health, the

    companys stock dropped dramatically. Had these investors remained faithful to Apple Inc. and

    let their investments be, they would likely have far more return on their investment. While Steve

    Jobs has been integral in making Apple Inc. what it is, at this point, the company has a strong

    enough mission and vision (ideology) to be able to sustain itself and even grow no matter who is

    in charge in the future.

    U.S. analysts must begin to consider more of the forces at work in Russia other than the

    leaders in charge when diagnosing Russias future. There a myriad of forces and powers within

    Russia, all vying for control of the countrys steering mechanism. Right now, Putin may very

    well be the individual with his hand on that mechanism; however, there is no credible certainty

    of this, and as such, the idea should not be turned into an assumption from which to base further

    analysis of the country. There is in fact more to substantiate the idea that the country as a whole

    is whole-heartedly committed to reforms, albeit, reforms as Russia requires them. At the end of

    11 Schneider, 224.

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    the day, one must begin an analysis of Russias future by considering Russias guiding ideology,

    the visions that permeate all of Russias citizenry. Then one can begin to understand Russias

    leaders methods for arriving at that goal. The methods may not be like our own, but that does

    not necessitate that disparagements be cast on the leaders, country, or their futures.

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