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    Contents

    CUT AND FILL: ......................................................................................................................................... 2

    ROCK EXCAVATION ............................................................................................................................... 13

    CLEARING AND GRUBBING ................................................................................................................... 16

    WASTE MATERIAL ............................................................................................................................. 16

    BORROW EXCAVATION ......................................................................................................................... 17

    COMPACTION ........................................................................................................................................ 18

    REFERENCE ............................................................................................................................................ 20

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    CUT AND FILL:

    The objectives of routine road cuts and fills are:

    To create space for the road template and driving surface; To balance material between the cut and fill; To remain stable over time; To not be a source of sediment; and To minimize long-term costs.

    Landslides and failed road cuts and fills can be a major source of sediment, they can close the

    road or require major repairs, and they can greatly increase road maintenance costs (Photo

    1.1). Vertical cut slopes should not be used unless the cut is in rock or very well cemented

    soil. Long-term stable cut slopes in most soils and geographic areas are typically made with

    about a 1:1 or :1 (horizontal: vertical) slope (Photo 1.2). Ideally, both cut and fill slopes

    should be constructed so that they can be vegetated (Photo 1.3), but cut slopes in dense,

    sterile soils or rocky material are often difficult to vegetate.

    Photo 1.1 Over-steep slopes, wet areas, or existing slide areas can cause instability problems

    for a road and increase repair and maintenance costs, as well as sediment production.

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    Photo 1.2 Construct cut slopes at a 3/4:1 or flatter slope in most soils for long-term stability.

    In well-cemented soils and rock, a 1/4:1 cut slope will usually be stable.

    Photo 1.3 A well-stabilized cut slope, with about a 1:1 slope, that is well covered with

    vegetation.

    Fill slopes should be constructed with a 1 1/2:1 or flatter slope. Over-steep fill slopes (steeper

    than a 1 :1 slope), commonly formed by side-casting loose fill material, may continue toravel with time, are difficult to stabilize, and are subject to sliver fill failures (Photo 1.4). A

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    rock fill can be stable with a 1 1/3:1 slope. Ideally, fills should be constructed with a 2:1 or

    flatter slope to promote growth of vegetation and slope stability (Photo 1.5). Terraces or

    benches are desirable on large fill slopes to break up the flow of surface water. Table1.1

    presents a range of commonly used cut and fills slope ratios appropriate for the soil and rock

    types described. Also Figure 1.1 and Figure 1.2 show typical cut slope and fill slope design

    options, respectively, for varying slope and site conditions. Note, however, that local

    conditions can vary greatly, so determination of stable slopes should be based upon local

    experience and judgment. Groundwater is the major cause of slope failures.

    Photo 1.4 Avoid loose, overstep fill slopes (steeper than 1 1/5:1), particularly along streams

    and at drainage crossings.

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    Photo 1.5 Construct fill slopes with a 1 1/2:1 or flatter slope (to promote vegetation growth)

    and stabilize the fill slope surface. Use benches (terraces) on large fill slopes to intercept any

    flow of surface water.

    Table 1.1

    COMMON STABLE SLOPE RATIOS FOR VARYING SOIL/ROCK CONDITIONS

    Soil/Rock Condition Slope Ratio (Hor:Vert)

    Most rock :1 to :1

    Very well cemented soils :1 to :1

    Most in-place soils :1 to 1:1

    Very fractured rock 1:1 to 1 :1

    Loose coarse granular soils 1 :1

    Heavy clay soils 2:1 to 3:1

    Soft clay rich zones or wet seepage areas 2:1 to 3:1

    Fills of most soils 1 :1 to 2:1

    Fills of hard, angular rock 1 1/3:1

    Low cuts and fills (

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    Figure 1.1 Cut slope design options.

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    Figure 1.2 Fill slope design options

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    Figure 1.3 Slope problems and solutions with stabilization measures.

    A wide range of slope stabilization measures is available to the engineer to solve slope

    stability problems and cross an unstable area. In most excavation and embankment work,

    relatively flat slopes, good compaction, and adding needed drainage will typically eliminate

    routine instability problems (Photo 1.6). Once a failure has occurred, the most appropriate

    stabilization measure will depend on site-specific conditions such as the size of the slide, soil

    type, road use, alignment constraints, and the cause of the failure. Here are a range of

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    common slope stabilization options appropriate for low-volume roads, presented roughly

    from simplest and least expensive, to the most complex and expensive:

    Simply remove the slide material. Ramp over or align the road around the slide. Replant the slope and add spot stabilization. Flatten or reconstruct the slope. Raise or lower the road level to buttress the cut or remove weight from the slide,

    respectively.

    Relocate the road to a new stable location. Install slope drainage such as deep cut off trenches or dewater with horizontal drains. Design and construct buttresses (Photo 1.7), retaining structures, or rock anchors.

    Retaining structures are relatively expensive but necessary in steep areas to gain roadway

    space or to support the roadbed on a steep slope, rather than make a large cut into the hillside.

    They can also be used for slope stabilization. Figure 1.4 (a and b) presents information on

    common types of retaining walls and simple design criteria for rock walls, where the base

    width is commonly 0.7 times the wall height (Photo 1.8). Figure 1.4c presents common

    gabion gravity wall designs and basket configurations for varying wall heights. Gabion

    structures are very commonly used for walls up to 6 meters high, particularly because they

    use locally available rock and are labour intensive (Photo 1.9).

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    Photo 1.6 Simple hand compaction behind a low rock wall. Compaction is important behind

    any retaining structure or fill. It can be achieved by hand or, preferably, using equipment such

    as a wacker or small compactor.

    Photo 1.7 A drained rock buttress can be used to stabilize a cut slope failure area.

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    Figure 1.4 Construction of various types of retaining structures. (Adapted from Gray &

    Leiser, 1982)

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    Figure 1.4 Continued. (Adapted from Gray & Leiser, 1982)

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    ROCK EXCAVATION

    Reviews standard excavation practices used to construct and modify rock slopes and provides

    current design and construction guidelines for their use in context sensitive areas. Several of

    these practices have been used for many years, while others are new techniques or recent

    modifications of established methods. The most common are blasting (which includes drilling

    the holes to be filled with explosives), ripping, and breaking. Table 1 provides a brief

    description of these procedures, along with the advantages and limitations of each. Each

    procedure is discussed in detail below.

    BLASTING

    Blastingthe controlled use of explosives to excavate rockhas been part of construction

    engineering for hundreds of years. In any blasting situation, the geologic structure of the rock

    mass will be the most important consideration. Other considerations include the degree of

    scarring that would be acceptable (some areas can tolerate more blasting scars than others),

    cost, and safety (blasting cannot be performed in close proximity to populated areas).

    Effect of Geologic Structure on Blasting Procedure

    The first consideration when designing a blasting operation should be the local geologic

    conditions. Rock competency and fracture patterns can have a significant impact on the

    success of a blasting operation.

    Discontinuity Sets

    When discussing blasting, the single most important geologic factor is fracture: the spacing

    and orientation of any breaks, or discontinuity sets, in the rock. In particular, the orientation

    of the discontinuity sets with respect to the cut slope angle will influence any slope failures

    that may occur along the slope face. The modes of failure can be grouped into four primary

    mechanisms, shown left to right in Figure 1

    Planar failure (a), Wedge failure (b), Circular failure (c), and Toppling failure (d).

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    Figure 1. Illustration. The four primary mechanisms of slope failure.

    Table 1. Description, advantages, and limitations of common excavation practices.

    PROCEDURE DESCRIPTION ADVANTAGES LIMITATIONS

    Presplit

    Blasting

    Presplit holes are blasted

    before production blasts.

    Procedure uses smalldiameter holes at close

    spacing and lightly

    loaded with distributed

    charges.

    Protects the final cut by

    producing a fracture plane

    along the final slope face

    that fractures fromproduction blasts cannot

    pass. Can produce steeper

    cuts with less maintenance

    issues.

    Performs well in hard

    competent rock.

    The small diameter

    borings limit the

    blasting depth to 15 m

    (50 ft). Borehole tracesare present for entire

    length of boring. Does

    not perform well in

    highly fractured, weak

    rock.

    Smooth

    Blasting

    Smooth blast holes are

    blasted after production

    blasts. Procedure uses

    small diameter holes at

    close spacing and lightly

    loaded with distributed

    charges.

    Produces a cosmetically

    appealing, stable perimeter.

    Can be done on slopes yearsafter initial construction.

    Drill hole traces are less

    apparent than presplitting.

    Performs best is hard,

    competent rock.

    The small boring

    diameter limits blasting

    depth to 15 m (50 ft).

    Borehole traces are

    present for much of theboring length. Does not

    protect the slope from

    damage caused by

    production blasting.

    Does not perform well

    in highly fractured,

    weak rock.

    Cushion

    Blasting

    Cushion blasting is done

    after production blasts.

    Larger drill holes areused with small diameter,

    lightly loaded distributed

    loads. Space around the

    explosive is filled with

    crushed rock to cushion

    the explosive force.

    Reduces the amount of

    radial fracturing around the

    borehole and also reducesborehole traces. The large

    diameter holes allow

    blasting depths up to 30 m

    (100 ft). Produces a ragged

    final slope face. Performs

    well in all rock types.

    Radial fractures are

    more abundant than

    presplit and smooth

    blasting. Slope face ismore prone to raveling.

    A catchment area is

    recommended at slope

    base. More demanding

    on the driller. Borehole

    traces still apparent in

    hard, competent rock.

    Step Drilling

    Larger diameter drill

    holes, drilled vertically

    and used as production

    blasting (although spaced

    If properly designed the

    final slope face shows

    minimal signs of blasting.

    Can be used when sloped

    Can produce extensive

    damage to slope or

    inadequate base

    fracturing if not

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    closer and loaded lighter

    to minimize radial

    fractures). Slope face is

    formed along base of

    blast holes.

    controlled blasting cannot.

    Best used in moderately to

    highly fractured rock.

    designed properly.

    Should only be used

    with experienced driller

    and blasting engineer.

    Only applicable for

    slopes between 0.7:1and 1:1 (H:V). Does not

    perform well in hard

    competent rock.

    Horizontal

    Drilling

    Larger diameter, closely

    spaced, lightly loaded

    horizontal borings are

    used for production style

    blasting. Used in massive

    rock to eliminate drillholes or in areas of poor

    access.

    Eliminates bore hole traces

    when drilled perpendicular

    to the slope face. Good in

    massive rock where traces

    are not acceptable.

    Demanding on the

    driller and explosives

    engineer. Can produce

    extensive radial

    fractures or inadequate

    base fracturing if not

    loaded properly.

    Requires complicatedloading and timing

    procedures, and special

    stemming procedures.

    Ripping

    Uses a tractor with an

    attached tooth or teeth

    that is lowered into the

    rock and dragged to

    break up material for

    excavation.

    Much cheaper and safer

    than blasting. Can be done

    in close proximity to

    development without

    disturbance. Is effective on

    a variety of angled cuts and

    an excavator can be used

    after ripping to slope

    sculpting.

    The tooth of the ripper

    can leave scars on the

    rock surface. The

    tractor cannot be used

    on steep slopes because

    of risk of overturning.

    Ripping is limited to

    relatively low density

    rocks.

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    CLEARING AND GRUBBING

    The clearing and grubbing topics addresses clearing and grubbing, the first of several

    operations that are required to bring the construction site to subgrade. Clearing and grubbing

    is the satisfactory removal of materials that cannot be used in the work. These materials

    include trees, stumps, shrubs, topsoil, buildings, fences, and other obstacles interfering with

    the work.

    Material & Equipment

    There is no material required for this operation, but the contractor may be required to

    stockpile topsoil that is stripped from the site for later use. There are various types of

    equipment used in clearing and grubbing, including chain saws, log skidders, wood chippers

    and grinders, harvesters, fellers and bunchers, delimbers, bulldozers, scrapers and pans,

    excavators, and dump trucks.

    Construction Methods

    Clearing and grubbing is usually the first construction operation performed. The process for

    clearing and grubbing involves cutting and removing trees (clearing) or other obstructions

    within the project site, removing stumps and brush, and removing topsoil and organic

    material (grubbing). The work also includes disposal of removed material, salvaging and

    storing material, stockpiling topsoil, and chipping and stockpiling wood waste material. The

    demolition of structures, such as buildings, garages, sheds, sign stone, fences, signs, markers,

    and guide rails, is also performed during this phase. The contract may require that certain

    items, such as guide rails, signs, and posts, be reserved for PennDOT reuse.

    WASTE MATERIAL

    This chapter addresses the satisfactory disposal of waste material from earthwork operations.

    Material and Equipment

    Equipment used in the disposal of waste material includes bulldozers, excavators, dump

    trucks, rollers, compactors, and seeding and mulching equipment.

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    Construction Methods

    The contractor loads waste material from the project into dump trucks or other hauling

    equipment and hauls the waste to a designated waste area. The material is placed and

    compacted in the same manner as for embankment construction. Once all material is in the

    waste area, it is graded for positive drainage. The appropriate seeding formula and mulch is

    then applied. At on-site waste disposal areas, frequent moisture-density tests are performed to

    ensure the soils placed meet specification requirements. The contractor may be required to

    perform other items if required by DEP permits.

    BORROW EXCAVATION

    This chapter addresses excavation required to supply material needed on a project in addition

    to the material available from project operations. These excavations are called borrow

    excavations. Borrow excavation is classified as common, foreign, or selected, depending on

    where the material is obtained.

    Common borrow excavation occurs when extra material, measured before and after

    excavation, is obtained from a location within the limits of the project or outside of the right

    of way limits. Foreign borrow excavation occurs when extra material cannot be obtained

    from within the project limits, must be obtained elsewhere, and cannot be measured before or

    after excavation. Selected borrow excavation occurs when material for the work is obtained

    from sources outside the project limits that cannot be measured before or after excavation and

    is used for specific items of work due to quality or size requirements.

    Material & Equipment

    Equipment typically used to excavate and load material includes bulldozers, backhoes,

    excavators, scrapers, drag lines, clamshell buckets, and front-end loaders. Dump trucks,

    scrapers, and off-road trucks are used to transport and dump the excavated material. Rollers

    and compactors are used to compact the material and to seal the surface of the excavation at

    the end of the workday. Seeding and mulching equipment is used to see and mulch borrow

    areas.

    Construction Methods

    All required permits and agreements must be obtained before the work begins. Borrow pits

    should be identified early enough to allow sufficient time for sampling and laboratory testing.

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    Test results must be forwarded to the District soils engineer before the material is

    incorporated into the project. If more than one type or classification of material is obtained

    from the same borrow pit, samples must be taken and submitted for each type of material.

    These separate materials must be removed consecutively rather than concurrently should not

    be mixed.

    When borrow excavation is required, excavation cannot begin until the material and

    placement sequence has been accepted in writing, and an erosion and sediment control plan

    has been submitted and accepted by the county conservation district, the Pennsylvania DEP,

    and by PennDOT. The Department also requires a signed agreement with the property owner.

    The inspector should make certain the borrow pit is cleared of vegetation, debris, unsuitable

    material, topsoil, and overburden before production work begins. The removed topsoil is

    stockpiled for reuse in restoring the pit.

    During excavation, the material is monitored for changes. The District soils engineer must be

    notified of changes and if previously unsampled material is found during the course of

    borrow pit excavation (in which case additional sampling and testing is required).

    Final cross sections must be taken after the last of the material has been removed from the

    borrow pit. After completion of the cross sections, the borrow pit should be restored

    according to the approved restoration plan.

    COMPACTION

    This chapter addresses compaction methods and equipment, and applies to embankment,

    benches, and subgrade compaction.

    Compaction is the process of making particles of a given material fit together in the smallest

    possible space. Proper compaction is important because it makes material more stable and

    increases its supporting or load bearing capacity.

    Materials are comprised of different grain sizes and physical compositions; hence, each

    material has unique compaction characteristics. When a given material is fully compacted,

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    the spaces or voids between particles are limited to their smallest possible configuration. The

    greatest density obtainable through compaction is the maximum density. The moisture

    content of a given material directly correlates to the materials ability to be compacted to

    maximum density. The maximum water content needed to achieve maximum density is

    known as optimum moisture content. Every material has its own optimum moisture content,

    determined by conducting proctor tests. Too little or too much moisture inhibits adequate

    compaction.

    In general, there are five different methods used to compact materials.

    The first method is to allow the material to settle and compact on its own with no mechanical

    assistance. This method is time consuming and the results are unpredictable; therefore, it is

    rarely used.

    The second method, known as surcharging, involves placing of the excess material to a given

    height above the plan elevation. This material is kept in place for a certain amount of time.

    Compaction is obtained by the weight of the excess material, which is removed after the

    required amount of time.

    The third method involves forcing the particles together, much the same as a snowball is

    formed by squeezing snow in the hands. Most non-vibratory rollers and compactors compact

    material in a similar manner.

    The fourth method of compaction involves applying weight and vibration. This method is

    used for broken stone or sandy material that is difficult to compact. Generally speaking, these

    materials are not compacted, they are consolidated. Vibratory rollers and plate tampers

    achieve compaction through consolidation. The amount of compaction achieved depends

    upon the amplitude (frequency) of machine vibration, how fast the machine is moved forward

    and backward, and the weight of the machine.

    The fifth compaction method incorporates tampers. Tampers are usually gasoline powered

    and used in areas that are inaccessible to large rollers. Hand tampers are also used, but are

    often not as effective as mechanical tampers.

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    Material & Equipment

    Materials used for compaction are those specified for embankment and/or backfill of the

    various types.

    Equipment typically used includes vibratory compactors, vibratory rollers, tandem rollers,

    three-wheel rollers, rubber tired rollers, sheeps foot rollers, and tampers. Equipment

    requirements vary by the type of material and its application.

    The contractor also needs equipment, including sand cone and nuclear testing equipment, for

    testing the compaction and moisture of the material used.

    Construction Methods

    Material used for embankment structure backfill or other work is placed in appropriate layers

    per specifications and standards. Compaction is applied using the appropriate equipment,

    depending on the material and its application.

    After compaction, the contractors certified materials technician performs compaction testing

    using either the sand cone or nuclear procedures. If appropriate (as noted in the contractors

    approved quality control plan), the visual non-movement under equipment procedure may be

    used.

    Test results are obtained, evaluated, and accepted prior to placing the next layer.

    REFERENCE

    Document

    Section 200Earthwork. PennDOT Publication 8. PDF Document. Slope Stabilization and Stability of Cuts and Fills. LOW-VOLUME ROADS BMPS.

    PDF Document.

    Chapter 3Rock Excavation Methods. PDF Document.