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  • Journal of Organizational Behavior

    J. Organiz. Behav. 22, 89106 (2001)

    Team mental models in a team knowledgeframework: expanding theoryand measurement acrossdisciplinary boundaries

    SUSAN MOHAMMED* AND BRAD C. DUMVILLEThe Pennsylvania State University, Department of Psychology, Pennsylvania, U.S.A.

    Summary Because research on team mental models is still in its formative stages, there is aneed for continued conceptual development of the construct and direct empiricalsupport linking team mental models to team outcomes. Researchers in other eldshave developed concepts that are distinct from, but clearly related to team mentalmodels, including information sharing, transactive memory, group learning, andcognitive consensus. Although these research streams currently exist in parallel withlittle cross-fertilization, there is much to be gained from integration across disciplin-ary boundaries. Therefore, the purpose of this paper is to enrich the theoreticalunderstanding of team mental models and to broaden the empirical research baseby adopting a cross-disciplinary focus and incorporating related team knowledgedomains from other literatures. Based on a synthesis of various literatures, wedevelop a framework that delineates the relationships among team knowledge con-structs. Copyright # 2001 John Wiley & Sons, Ltd.

    Introduction

    The notion of a team mental model was developed to help account for performance differences

    between teams (Cannon-Bowers and Salas, 1990 Paper presented at the SIOP, Miami, FL; Rouse

    et al., 1992) and refers to an organized understanding of relevant knowledge that is shared by team

    members (Cannon-Bowers et al., 1993; Klimoski and Mohammed, 1994). The general thesis of the

    shared mental model literature is that team effectiveness will improve if team members have an ade-

    quate shared understanding of the task, team, equipment, and situation (e.g., Duncan et al., 1996). As

    this research is still in its formative stages, there is a need for continued conceptual development of the

    construct and direct empirical support linking team mental models to team outcomes.

    Toward this end, the purpose of the current paper is to enrich the theoretical understanding of team

    mental models and to broaden the empirical research base by adopting a cross-disciplinary focus and

    incorporating related team knowledge concepts from other literatures. Although team mental models

    Copyright # 2001 John Wiley & Sons, Ltd.

    * Correspondence to: Susan Mohammed and Brad C. Dumville The Pennsylvania State University, Department of Psychology,415 Bruce V. Moore Building, University Park, PA 16802-3104 U.S.A.

  • have been investigated primarily by Industrial/Organizational psychologists, researchers in other

    elds, including social psychology, cognitive psychology, decision making, and organizational beha-

    vior have developed concepts that are distinct from, but clearly related to, team mental models. These

    include information sharing, transactive memory, group learning, and cognitive consensus.1 Despite

    the relevance of these topics to mental models, they are not typically cited in the team mental model

    literature, nor do these literatures commonly cite the existing work on team mental models. Neverthe-

    less, our understanding of team mental models can be signicantly enhanced by recognizing, review-

    ing, and integrating these separate research streams on team knowledge from other disciplines.

    The paper is organized in the following manner. After briey reviewing the literature on team men-

    tal models, we summarize the theoretical and empirical research on information sharing, transactive

    memory, group learning, and cognitive consensus. Following each summary, we discuss the implica-

    tions of the research for enhancing our understanding of team mental models and suggest potentially

    fruitful research directions. We then present an integrative synthesis of these parallel research streams.

    Team Mental Model Summary

    The notion of a shared mental model was introduced by Cannon-Bowers and Salas (1990 Paper pre-

    sented at the SIOP, meeting, Miami, FL) to account for the uid, implicit coordination frequently

    observed in effective teams and to advance the understanding of how teams function in complex,

    dynamic, and ambiguous situations. Team mental models are team members' shared, organized under-

    standing and mental representation of knowledge about key elements of the team's relevant environ-

    ment (Klimoski and Mohammed, 1994).

    Theoretical development

    Team mental model content includes shared representations of tasks, equipment, working relation-

    ships, and situations (Cannon-Bowers et al., 1993; Duncan et al., 1996; Rouse et al., 1992). In addi-

    tion, various types of knowledge are represented, such as declarative (knowledge of what), procedural

    (knowledge of how), and strategic (knowledge of the context and application) (Converse and Kahler,

    1992 unpublished manuscript). Team mental models also fulll multiple purposes, including descrip-

    tion, prediction, and explanation (Rouse et al., 1992). Apart from their essential nature in terms of

    content, form of representation, and purpose, Kraiger and Wenzel (1997) suggest four categories of

    determinants: environmental, organizational, team, and individual. With regard to consequences, team

    mental models bring explanatory power to team performance by directly impacting team processes and

    enabling members to formulate accurate teamwork and taskwork predictions (e.g., Cannon-Bowers

    et al., 1993; Klimoski and Mohammed, 1994).

    1Adopting a multidisciplinary approach, we selected information sharing, transactive memory, group learning, and cognitiveconsensus because they were potentially useful in the study of team mental models, although not commonly referenced in thisliterature. Although space constraints forced us to be selective, we acknowledge that there are several other literatures that areclearly relevant to team mental models (e.g., team situation awareness, team decesion making, language psychology, computer-mediated communication). In addition, we recognize that many of the team knowledge constructs reviewed in this paper havecounterparts at the organizational-level of analysis. For example, literatures exist on organizational memory (e.g., Walsh andUngson, 1991), organizational learning (e.g., Miller, 1996), and organizational frames / issue interpretation (e.g., Daft and Weick,1984). However, this paper focuses on group-level research as opposed to organizational-level research.

    90 S. MOHAMMED AND B. C. DUMVILLE

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  • Empirical research

    Although there have been several theoretical papers describing team mental models (e.g., Cannon-

    Bowers et al., 1993; Klimoski and Mohammed, 1994; Kraiger and Wenzel, 1997; Rentsch and Hall,

    1994), empirical work has substantially lagged behind conceptual development. Two reasons offered

    for this paucity of empirical work include a lack of adequate conceptual development of the construct

    and confusion over how to measure cognitive structures at the group level (Mohammed et al., 2000).

    Thus far, the most common methodologies for determining mental model content are similarity ratings

    (e.g., Mathieu et al., 2000; Stout et al., 1999) and Likert-scale questionnaires (e.g., Blickensderfer

    et al., 2000 Paper presented at the APS, Miami, FL). On the other hand, the techniques used most

    often to capture the relationships between elements in a person's mind include Pathnder (e.g., Stout

    et al., 1999), UCINET (e.g., Mathieu et al., 2000), and concept mapping (e.g., Marks, 1997). As there

    is no one best technique, researchers must justify their choice of measurement after carefully consid-

    ering the research question and team context (Mohammed et al., 2000). Because of the complexity and

    multidimensional nature of team mental models, researchers propose that multiple measures are neces-

    sary for thorough assessment (e.g., Kraiger and Wenzel, 1997).

    Although much of the earlier research simply used team mental models as a post hoc explanation for

    performance differences between teams (e.g., Kleinman and Serfaty, 1989), recent work is attempting

    to measure the construct more directly. For example, Mathieu et al. (2000) examined the effect of

    shared mental model convergence on team processes and performance using two-person, undergraduate

    teams performing a PC-based ight/combat simulation. Results indicated that both teamwork and task-

    work mental models related positively to team process and performance, and that team processes fully

    mediated the relationship between shared mental models and performance (Mathieu et al., 2000). Other

    research has found that team planning (Stout et al., 1999), self-correction training (Blickensderfer et al.,

    1997), and computer-based instruction (Smith-Jentsch et al., 1999 Paper presented at the 14th SIOP

    conference, Atlanta, GA) foster the development of team mental model convergence.

    Because the existing work on team mental models is in its infancy, the current paper seeks to enrich

    and expand theoretical and empirical research in this area by incorporating team knowledge concepts

    from other disciplines. Toward this end, the literatures on information sharing, transactive memory,

    group learning, and cognitive consensus will be reviewed.

    Information Sharing Summary

    Introduced by Stasser and Titus (1985), the information sharing literature examines information pool-

    ing behaviors in groups. In principle, groups are capable of producing better decisions by pooling infor-

    mation. In practice, however, collective sampling dynamics promote the rehashing of shared information

    at the expense of pooling unshared information (e.g., Gigone and Hastie, 1993; Stasser et al., 1989).

    Theoretical development

    Research in the area of information sharing revolves around the biased sampling model of group dis-

    cussion, which is restricted to unstructured, face-to-face discussion with the goal of consensus (Stasser

    and Titus, 1985, 1987). According to the model, discussion is biased in favor of shared information, as

    shared information is more likely to enter discussion than unshared information. Shared information is

    held by all group members before discussion begins, whereas unshared information is only held by one

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  • group member prior to discussion (Stasser and Titus, 1985). Thus, in this literature, the terms shared

    and unshared refer only to the distribution of the information prior to discussion, and do not imply that

    information designated as such will or will not be shared during discussion. Taking its limitations into

    account, the information sampling model has been shown to be successful when equal-status members

    have comparable information loads, shared and unshared items are similar in content and task rele-

    vance, and no cues in the decision environment allow members to distinguish shared from unshared

    items (e.g., Stasser and Titus, 1985, 1987; Stasser et al., 1989).

    Empirical research

    Following the prototype of Stasser and Titus' (1985, 1987) seminal work, information sharing effects

    have been primarily examined using a hypothetical, hidden prole task (i. e., murder mystery; select

    the best candidate), where information that supports a superior option is unshared, whereas informa-

    tion that supports an inferior option is predominantly shared. The hidden prole and the best decision

    have the potential to be discovered, but only if group members pool their unshared information effec-

    tively. Suggesting a robust effect, numerous studies have supported the bias of shared information over

    unshared information (e.g., Gigone and Hastie, 1993; Stasser et al., 1989; Stasser et al., 1995). Shared

    information not only has a sampling advantage, but it also has a repetition and recall advantage over

    unshared information (Larson et al., 1996; Stasser et al., 1989; Stewart and Stasser, 1998).

    Temporal, social, and task environment variables are three categories of effects that have been found

    to inuence information sharing (Wittenbaum and Stasser, 1996). With regard to temporal patterns,

    shared information tends to be discussed earlier than unshared information and information dis-

    cussed later in the discussion frequently has less impact on the decision (e.g., Larson et al., 1994).

    Social variables affecting information sharing include leadership (e.g., Larson et al., 1996, 1998),

    status (Hollingshead, 1996a), and expertise (Stasser et al., 1995). In addition, various aspects of the

    task environment have been found to impact the information sharing process, including information

    load (e.g., Stasser and Titus, 1987), intellective versus judgement tasks (e.g., Stasser and Stewart,

    1992), and recall versus choice demands (e.g., Hollingshead, 1996b; Stewart and Stasser, 1998).

    Overview

    Over the past 15 years, the information sharing literature has produced a rather homogeneous body of

    empirical research showing that face-to-face groups are better at discussing widely shared information

    than they are at pooling diverse information. Although the collective information sampling model

    (Stasser and Titus, 1985, 1987) provided a solid foundation for theoretical development in this litera-

    ture, there have been few conceptual advances beyond the original model. Therefore, theoretical work

    has lagged behind empirical ndings, and an advanced framework would be helpful in describing the

    interpersonal dynamics of group discussion and interconnecting the nearly two dozen variables inu-

    encing information sharing. As most studies are direct variations of Stasser and Titus (1985, 1987) and

    use intellective, hidden prole tasks in ad hoc laboratory groups, there is a need to expand the research

    to intact organizational teams. In addition, researchers should examine how frequently hidden proles

    occur in eld settings.

    Information sharing and team mental models

    A number of important differences exist between the literatures on information sharing and team

    mental models. Because information sampling focuses exclusively on the discussion of information,

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  • the primary dependent variables of interest are the number of times shared/unshared information is

    mentioned/repeated, free recall, and the decision that is reached. In contrast, team mental model

    research broadens beyond decision making to examine the impact of knowledge convergence on var-

    ious team processes and team performance. In addition, most of the information sharing research uses

    `extreme' distributions in which either all information is shared by all group members or unshared

    information is held by only one member. Rather than being dichotomous in orientation, the team men-

    tal model literature focuses on the degrees of sharing that often exist between completely identical and

    completely idiosyncratic cognitive representations. Moreover, whereas information sharing addresses

    the communication of distinct pieces of information, the emphasis of mental models is on the organi-

    zation and interconnectedness of items of information. That is, measures of team mental models not

    only reveal the degree of convergence among members with regard to the content of known elements,

    but the structure of data or the relationships between elements (e.g., Mohammed et al., 2000).

    Despite these differences, there are several ways in which the information sharing research can con-

    tribute to an enriched understanding of team mental models. Although the theoretical work on team

    mental models does acknowledge the potential benets of diverse structures (e.g., Cannon-Bowers

    et al., 1993), the empirical emphasis has been on the convergence or similarity of team member know-

    ledge (e.g., Mathieu et al., 2000). However, the work on information sharing warns of the danger of

    focusing exclusively on shared information. Distinct team roles often require that members possess

    unique information, and this information should not only be mentioned, but also actively considered.

    In order to experience the benets of group membership, individuals must have mutually recognized

    and complimentary domains of expertise. Therefore, team mental model research should give

    increased attention to what is known about effective information pooling behaviors and the factors that

    undermine the opportunity for group members to discuss diverse knowledge.

    Team mental model studies could also benet from greater emphasis on group discussion and the

    dynamics of information exchange. Utilizing various analysis techniques, aircrew communications

    research has found that communication sequences differ between effective and ineffective ight crews

    (e.g., Bowers et al., 1998). Thus, information sharing and team communications research could be

    combined to better explain how team members develop accurate expectations of team behavior. In

    addition, whereas much of the information sharing empirical research examines the variables that

    increase the probability that unshared information will be mentioned, existing team mental model

    work has not focused on antecedents or developmental processes. However, potentially fruitful direc-

    tions include examining the impact of temporal environment, leadership, member status, and task

    environment on mental model convergence. Furthermore, as team mental model research is in its

    infancy, it could benet from the example of systematic, programmatic research utilizing a common

    task and a similar research design. Although failure to expand to new samples, tasks, and research

    approaches can lead to an empirical rut over time, homogeneity in methodology and a well-accepted

    paradigm early on can be benecial in launching an area of research.

    Transactive Memory Summary

    Transactive memory is a relatively new concept that was introduced by Wegner (1987) to explain

    aspects of the behavior of intimate couples (e.g., Wegner et al., 1991), but has also been recently

    applied to groups (e.g., Moreland, 2000). It refers to the idea that memory is a social phenomenon,

    and individuals in continuing relationships often utilize each other as external memory aids to supple-

    ment their own limited and unreliable memories.

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  • Theoretical development

    Transactive memory is a set of individual memory systems which combines the knowledge possessed

    by particular members with a shared awareness of who knows what (Wegner, 1987). The analogy is

    that of a computer network in which each computer memory contains its own directory and also a

    directory of the other computer memories in the system (Wegner, 1995). A cognitively interdependent

    system for encoding, storing, and retrieving information is developed to ensure that important details

    are not forgotten (Wegner, 1987). That is, each member keeps current on who knows what, channels

    incoming information to the appropriate person, and has a strategy for accessing the information. In

    addition to knowing who is the expert in different knowledge areas, transactive memory also involves

    storing incoming information with individuals who have matching domains of expertise and accessing

    relevant material from others in the system (Wegner, 1987, 1995). Through the encoding and informa-

    tion allocation processes, individual memories become progressively more specialized and are fash-

    ioned into a differentiated collective memory that is useful to the group.

    The specialization of knowledge that individuals develop within a transactive memory system can

    reduce the cognitive load of each individual, provide access to an expanded pool of expertise, and

    decrease redundancy of effort (Hollingshead, 1998b). On the other hand, the complexity of transactive

    memory can create confusion, especially when expertise is in dispute and important information falls

    through the cracks (Wegner, 1987).

    Empirical research

    Because the notion of a transactive memory system was introduced to explain aspects of the behavior

    of intimate couples, much of the empirical research has continued in the tradition of examining dyads

    (e.g., Hollingshead, 1998a, 1998b; Wegner et al., 1991). However, Moreland and colleagues have con-

    ducted a series of experiments investigating the operation of transactive memory in laboratory work

    groups. In the rst experiment (Liang et al., 1995), undergraduates were trained to assemble a radio

    either individually or in groups and were later tested with their original group or in a newly formed

    group. Evidencing stronger transactive memory systems, members of groups trained together specia-

    lized in remembering different aspects of the task, coordinated behaviors more effectively, and dis-

    played greater trust in each other's expertise. In addition, the effects of group training on task

    performance were mediated by the operation of transactive memory. In follow-up work utilizing a

    similar design and task, transactive memory was measured more directly through the complexity of

    group members' beliefs about one another's radio expertise, the accuracy of those beliefs, and within-

    group agreement about the distribution of expertise (Moreland, 2000). Addressing the need to inves-

    tigate the developmental process of transactive memory, qualitative research has also examined the

    sequence by which encoding unfolds over time (Rulke and Rau, 1997). Recent work has also begun

    to validate eld measures and establish the link between transactive memory and team performance in

    organizational settings (e.g., Lewis, 2000 Paper presented at the Academy of Management, Toronto).

    Overview

    In contrast to the information sharing literature, empirical research on transactive memory lags behind

    theoretical development. The current work has provided evidence of the existence of transactive mem-

    ory (Moreland, 2000; Wegner et al., 1991) as well as the encoding, storage, and retrieval mechanisms

    through which it operates (Hollingshead, 1998a, 1998b; Rulke and Rau, 1997). However, much of this

    94 S. MOHAMMED AND B. C. DUMVILLE

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  • research involves couples rather than groups and has been conducted in the laboratory using contrived

    tasks. Recent work has begun to utilize organizational teams, but more research examining how trans-

    active memory systems emerge and are maintained in eld contexts is needed.

    Transactive memory, information sharing, and team mental models

    Although there is not much cross-fertilization across the three literatures, the notion of transactive

    memory is clearly related to the construct of a team mental model and information sharing behaviors

    in groups. In order to overcome some of the barriers to communicating and using unique knowledge,

    Stasser (1991) recommends that each group member be made aware that he or she may have distinctive

    information and that members be informed of the types of unique information that others may have.

    Therefore, the development of a transactive memory system may overcome the tendency in groups to

    rehash shared information at the expense of pooling unshared information.

    Whereas transactive memory emphasizes task-oriented domains of expertise, team mental models

    incorporate a wider array of content, including shared representations of working relationships and

    teamwork. In addition, because of the focus on the encoding, storage, and retrieval of information,

    recall is usually the primary dependent variable measured in empirical work on transactive memory.

    In contrast, the emphasis in team mental model research is on examining the impact of knowledge

    convergence on team processes (e.g., communication, coordination, performance monitoring) and per-

    formance.

    To date, team mental model research has emphasized the convergence/similarity/agreement/com-

    patibility/overlap among team member knowledge as an important predictor of team effectiveness

    (e.g., Cannon-Bowers et al., 1993; Mathieu et al., 2000). However, the denition of sharing encom-

    passes not only having in common (e.g., share the equipment), but dividing (e.g., share the workload)

    (Klimoski and Mohammed, 1994). That is, shared knowledge incorporates both overlapping and com-

    plimentary perspectives. According to Cooke et al. (2000), the latter denition of sharing is most

    appropriate for heterogeneous teams where distinct team roles require information unique to particular

    individuals. Clearly, many teams fall into this category. On a legal defense team, for example, there is

    information and areas of expertise that are held in common by all team members, but there is also

    information and expertise that is distributed unevenly within the team.

    Similar to the notion of transactive memory, some team mental model researchers have discussed

    the importance of knowing who knows what, given the distribution of roles within a team. For exam-

    ple, Cooke et al. (2000) emphasize the need for measures of interpositional accuracy (accuracy asso-

    ciated with roles other than your own) and knowledge distribution metrics (gaps in individual

    knowledge can be compensated for by the knowledge of other team members). In addition, Jenkins

    and Rentsch (1995 Symposium presented at the SIOP meeting, Orlando, FL) have examined schema

    accuracy (accurate knowledge about another's knowledge). However, the team mental model litera-

    ture, by and large, has overemphasized the overlapping perspective of sharing and underemphasized

    the complementary perspective of sharing. The majority of the empirical research examines the simi-

    larity among all team members' understanding of the relationships between concepts. Interestingly,

    several of these studies have failed to nd signicant relationships between measures of convergence

    of mental models and various dimensions of team performance (e.g., Adelman et al., 1986; Blickens-

    derfer et al., 2000 Paper presented at the APS, Miami, FL; Stout et al., 1999).

    Perhaps one reason for these weak linkages is the failure to consider the distributed denition of

    sharing. Overlapping knowledge in teams with distinct roles may be inefcient, create a redundancy

    of effort, and contribute to a less than optimal use of resources. Therefore, rather than measuring simi-

    larity globally and assuming that all team members need to have common knowledge in all domains,

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  • future research should work toward specifying the domains and conditions under which distributed and

    common knowledge will aid or hinder team performance. In addition, in situations where overlapping

    knowledge is required, it is important to delineate which team roles need to share what information. In

    a surgical team, for example, there will be some knowledge that needs to be held in common by all

    team members (identical), some knowledge that needs to overlap among various dyads or triads

    (e.g., nurse and surgeon, surgeon and anaesthesiologist), and some knowledge that will be unique

    to individual roles within the team (complementary).

    In addition to an increased emphasis on the distributed denition of sharing, team mental model

    research could also benet from transactive memory's attention to the basic cognitive mechanisms

    of the encoding, storage, and retrieval of information. Although it has been identied as an important

    dependent variable (e.g., Mathieu et al., 2000), accuracy is measured to a greater extent in the empiri-

    cal research on transactive memory as compared to team mental models. Furthermore, it may

    prove useful to investigate turnover (Moreland, 2000) and communication media (e.g., face-to-face

    versus computer networked environments, Hollingshead, 1998a) as antecedents of team mental model

    development.

    Group Learning Summary

    In recent years, the concept of organizational learning (e.g., Miller, 1996) has grown in popularity. In

    addition, a related, but distinct literature has emerged on group or collective learning, which involves

    the construction of new knowledge by a group. In contrast to research at the organizational level, stu-

    dies of group learning focus on internal group processes such as communication and inuence in

    mostly laboratory settings (e.g., Argote et al., 1999).

    Theoretical development

    Group learning is dened in terms of both processes and outcomes of group interaction (Argote et al.,

    1999). Emphasizing processes, Edmondson (1999) conceptualizes learning as `an `ongoing process of

    reection and action, characterized by asking questions, seeking feedback, experimenting, reecting

    on results, and discussing errors' (p. 353). As an outcome, group learning refers to relatively perma-

    nent changes in the knowledge and performance of an interdependent set of individuals associated with

    experience (Devadas and Argote, 1995 Paper presented at the midwestern Psychological Associa-

    tion, Chicago). For example, Argote et al. (1995) examined learning curves, which refer to groups and

    organizations improving productivity as they gain experience in production. Because not all knowl-

    edge manifests itself in performance changes, and knowledge is difcult to measure directly, both

    changes in knowledge and behavior are useful indicators of group learning (Devadas and Argote,

    1995 Midwestern Psychological Association). Highlighting the paradoxical nature of the group

    learning process, a group of skilled individual learners will not necessarily result in a learning team

    in which collective learning occurs (Argote et al., 1999).

    Edmondson (1999) proposed a model of team learning in which psychological safety (shared belief

    that the team is safe for interpersonal risk taking) contributes to team learning behaviors, such as seek-

    ing feedback, sharing information, experimenting, asking for help, and talking about errors. These

    learning behaviors, in turn, facilitate effective performance by allowing the team to shift directions

    as situations change and discover unexpected implications of team actions (Edmondson, 1999).

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  • Adopting a different approach, Argote et al. (1999) embed the notion of collective learning within a

    CORE framework describing Construction, Operation, Reconstruction, and External relations pro-

    cesses in groups. Viewed from this perspective, learning plays a key role across a group's life span, from

    initial establishment to task execution to project modication to the management of external sources.

    Empirical research

    There are only a few examples of empirical research specically investigating group learning. Argote

    et al. (1995) examined the effects of turnover and task complexity on group learning in a laboratory

    setting. Supporting the existence of a group-level learning curve, the performance of the groups mak-

    ing origami birds increased signicantly over the six periods, and this increase in performance

    occurred at a decreasing rate. In addition, turnover and task complexity were detrimental to perfor-

    mance, and the differences between turnover and no turnover groups as well as simple task and com-

    plex task groups were amplied as the groups gained experience over time. In a follow-up study using

    a similar experimental paradigm, Devadas and Argote (1995 Midwestern Psychological Association)

    replicated previous results regarding a group-level learning curve and turnover, but also examined task

    structure. When there was turnover, low structure groups performed less well than high structure

    groups because the low structure groups had more difculty accessing existing knowledge, lost knowl-

    edge, and had to keep reorganizing when members left the group. Using organizational work teams,

    Edmondson (1999) tested her model of team learning using both quantitative (surveys) and qualitative

    (interviews and observations) methods of data collection. As hypothesized, team psychological safety

    positively affected learning behaviors, which in turn, positively affected team performance. A follow-

    up eld study also found that learning oriented beliefs promoted group performance and that effective

    coaching, clear direction, and a supportive work context were antecedents of group learning (Cannon

    and Edmondson, 2000 Paper presented at the Academy of Management Conference, Toronto,

    Canada).

    Overview

    Although primarily laboratory based, recent work on group learning is beginning to explore eld and

    qualitative applications (e.g., Edmondson, 1999). However, as this literature is in its formative stages,

    there are a number of areas in need of increased attention. Given the multidimensional and complex

    nature of the construct, further theoretical development is clearly warranted as to what constitutes

    group learning. Although claiming to measure the same phenomenon, the lack of overlap between con-

    ceptual models is quite striking (e.g., Argote et al., 1999; Edmondson, 1999). In addition, the distinc-

    tions made between antecedent variables, contextual factors, and components of the construct itself are

    ambiguous. In contrast to the homogeneity of the information sharing literature, the group learning

    literature suffers from the problem of insufcient cohesion. Greater consensus in the development

    of a theoretical framework would be helpful in generating more empirical research.

    Group Learning and Team Mental Models

    Failure to share unique information and develop a transactive memory system creates problems for

    learning in groups. In addition, in order for a team to achieve a shared, organized understanding of

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  • knowledge about key elements in the relevant environment, changes in the knowledge and/or behavior

    of team members will most likely occur. Therefore, group learning plays a signicant role in the devel-

    opment, modication, and reinforcement of mental models and can be viewed as a sub-set of the

    broader concept of team mental models.

    Similar to Edmondson's (1999) consideration of corrective feedback and group reection as critical

    team learning behaviors, team self-correction has been identied as an important contributor of team

    mental models (e.g., Blickensderfer et al., 1997). Specically, team self-correction refers to the natural

    tendency of a team to debrief following a performance event by correcting team attitudes, behaviors,

    and cognitions (Blickensderfer et al., 1997). Clearly, the error identication, problem solving and feed-

    back that characterize team self-correction serve as important resources for team learning. However,

    team mental model research could benet from increased attention to the important role that group

    learning plays in the development of a team mental model.

    Whereas the information sharing and transactive memory literatures emphasize the distributed de-

    nition of sharing, the group learning and team mental model literatures emphasize the `held in com-

    mon' denition of sharing. The issue of whether the learning of a few, the majority, or all team

    members constitutes group learning is usually not discussed explicitly, and team mental model

    research has wrestled with similar issues. Consequently, there is still progress to be made in specifying

    exactly what constitutes a shared understanding of team-related phenomenon. Requiring all team

    members to learn all aspects of mental model content would undermine several of the benets of con-

    structing a team in the rst place, including a division of labor and diversity of expertise. Rather, in

    order to achieve a high level of team effectiveness, there is some knowledge that will need to be col-

    lectively learned by all team members, some knowledge that will need to overlap among various dyads

    or triads, and some knowledge that will uniquely be held by particular individuals within the team.

    Therefore, future research must begin to specify which team knowledge content needs to be identical,

    overlapping, and distributed among team members for maximum team performance. As the optimum

    mix of complementary and overlapping knowledge will depend on several factors, researchers should

    carefully consider variables such as the team context and team task.

    Cognitive Consensus Summary

    Many groups such as governing boards, cross-functional teams, and task forces involve the participa-

    tion of decision makers from diverse functional backgrounds, multiple departments, and organiza-

    tional levels. Therefore, individuals often enter the group setting with different perspectives and

    interpretations of the issues involved. Through interaction and discussion, members are confronted

    with the conicting views of their colleagues and must seek to reconcile dissimilar assumptions under-

    lying the issues. Cognitive consensus refers to similarity among group members regarding how key

    issues are dened and conceptualized (Mohammed and Ringseis, in press).

    Theoretical development

    Although most of the decision making research has focused on how groups negotiate to reach consen-

    sus on decisions, much less is known about how group members negotiate to reach cognitive consensus

    on the interpretations of issues (e.g., Brehmer, 1976; Bettenhausen, 1991). Nevertheless, an integral

    part of the group effort is dedicated to resolving differences in how members conceptualize problems,

    98 S. MOHAMMED AND B. C. DUMVILLE

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  • and without active consideration given to conicts caused by cognitive factors, there is not likely to be

    any conict resolution (Brehmer, 1976). Researchers representing different elds of study have exam-

    ined various aspects of cognitive diversity in groups. For example, the psychology literature has

    focused on frames of reference in terms of gain/loss perspectives and disagreements in cue weighting

    (e.g., Brehmer, 1976; Tindale et al., 1993). More diverse in its treatment of cognitive diversity, the

    management literature has examined variables such as attributions concerning organizational success

    and failure (Kilduff et al., 2000), belief structures (Walsh et al., 1988), and issue certainty, controll-

    ability, and scope (Fiol, 1994).

    Group members may attempt to resolve these types of diversity and develop collective representations

    of decision issues. Cognitive consensus refers to similarity among group members regarding how key

    issues are dened and conceptualized. Groups that have more cognitive consensus are likely to attend

    to, interpret, and communicate about issues more similarly than individuals who have less cognitive

    consensus (Mohammed and Ringseis, in press). Although decision making tasks have traditionally

    focused on outcomes, cognitive consensus primarily attends to characteristics of individual judgment pro-

    cessing. Whereas decision preferences reveal what members want out of the decision process, cognitive

    representations help to explain the reasons underlying the preferences (e.g., Tindale et al., 1993).

    Depending on the situation, scholars contend that both cognitive diversity and cognitive consensus

    can contribute to effective performance in decision making groups (e.g., Kilduff et al., 2000; Walsh

    et al., 1988). For example, multiple member perspectives have been shown to contribute to creative

    solutions, but may also cause problems due to miscommunication and disorganization (e.g., Jackson,

    1992). Therefore, cognitive diversity can assist a group in operating as a unied structure, but becomes

    a liability when the uniqueness of individual contributions is lost. Because extreme diversity and con-

    sensus in collective representations are generally viewed as dysfunctional for many situations, a deli-

    cate balance of both agreement and disagreement is required (e.g., Fiol, 1994). However, the optimal

    level of consensus and dissensus in framing perspectives that will contribute to effective group process

    dynamics and decision outcomes will depend upon a number of factors, including the specic envir-

    onment in which a group operates, the level of interdependence among members, the nature of the task,

    and where the group is in the decision making process.

    Empirical research

    Scattered throughout various literatures, several authors have explored the notion of cognitive consen-

    sus utilizing different terminology and focusing on diverse aspects of the phenomenon. For example,

    Walsh et al. (1988) found that realized coverage (the range of belief structures voiced during a discus-

    sion) and realized consensus (level of similarity among team members' individual belief structures)

    were systematically related to product and rm performance by student groups participating in a

    business simulation. On the other hand, Tindale et al. (1993) showed that variations in gain/loss

    perspectives among group members inuenced decision processes.

    Operationalizing cognitive consensus as shared assumptions underlying decision issues,

    Mohammed and Ringseis (in press) investigated the antecedents, processes, and consequences of

    cognitive consensus. Utilizing student groups participating in a multi-issue decision making exercise,

    results revealed that unanimity decision rule groups achieved more cognitive consensus than majority

    rule groups. In addition, groups whose members inquired concerning the reasons underlying others'

    decision preferences, accepted others' viewpoints as legitimate, and incorporated others' perspectives

    into their own interpretations of the issues arrived at a greater degree of cognitive consensus than

    groups whose members engaged in less of these behaviors. With regard to consequences, cognitive

    consensus positively inuenced expectations regarding decision implementation and satisfaction.

    TEAM MENTAL MODELS IN A TEAM KNOWLEDGE FRAMEWORK 99

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  • Kilduff et al. (2000) found that the most successful teams of managers participating in a business

    simulation started out with diversity among members regarding attributions of organizational success

    and failure, but developed more consensus over time. Therefore, cognitive diversity at the beginning of

    a decision making task, integrated with cognitive consensus by the end of the task, is one way for teams

    to foster both equivocality and mutual understanding. Also emphasizing the need for both a `diver-

    gence and convergence of meanings' (p. 404), Fiol (1994) concluded that agreement around a broad

    frame of interpretations provided the common meaning needed to move toward action in new venture

    teams, regardless of differing views on issue content.

    Overview

    The concept of cognitive consensus provides a valuable means for understanding how decision makers

    collectively make sense of ill-structured issues in a group setting and is conceptually appealing

    because it integrates group, cognitive, negotiation, and decision making literatures. However, the

    extant body of research devoted to the construct is fragmented and scattered across various literatures.

    Recent work by Mohammed (1997 Paper presented at the Academy of Management Meeting,

    Boston, MA) has attempted to consolidate and integrate what has been learned about cognitive con-

    sensus into a foundation upon which future work can be based, but there are still many unanswered

    questions that must be addressed both conceptually and empirically. Particularly salient is the need for

    insight into processes that contribute to the development of cognitive consensus and how groups can

    achieve an optimal mix of diversity and consensus in group-level interpretations.

    Cognitive consensus and team mental models

    Whereas both teamwork and taskwork are implicated in the notion of a team mental model, cognitive

    consensus narrows the focus to collective representations of key issues faced by the group. In addition,

    cognitive consensus references evaluate belief structures, while information sharing, transactive

    memory, group learning, and team mental models reference knowledge structures. In contrast to

    knowledge structures, which concern descriptive states of nature that one knows or thinks to be true,

    belief structures concern desired states of nature that one prefers or expects (Mohammed et al., 2000).

    Rather than focusing on raw information content, cognitive consensus deals with the interpretation

    of the information, how it is viewed by the group, and the opinions that are held about it. Therefore,

    it is likely that knowledge structures will occur more readily than the development of cognitive

    consensus. Furthermore, `correctness' or accuracy is an important variable in the study of knowledge

    structures, but would be problematic with cognitive consensus because of its subjective and evaluative

    nature.

    Although the existing work on team mental models has referenced shared knowledge structures,

    the cognitive consensus literature can assist in expanding the construct to include belief structures

    as well. We would argue that the team mental model construct should allow for the notion of shared

    interpretations and viewpoints of strategic issues. Not only is it important that team members share an

    adequate knowledge of taskwork and teamwork, but that they also have a common conception of the

    assumptions underlying issues of signicance. In addition to including belief structures, team mental

    model research could also benet from the work on cognitive consensus by incorporating key political

    realities inherent in many group contexts. Despite the fact that political mechanisms are often over-

    looked in team research (Walsh et al., 1988), recognizing the presence of divergent viewpoints, as well

    as conicting motives to both compete and cooperate, could enrich team mental model research.

    100 S. MOHAMMED AND B. C. DUMVILLE

    Copyright # 2001 John Wiley & Sons, Ltd. J. Organiz. Behav. 22, 89106 (2001)

  • Development of an Integrative Framework

    In examining the constructs of team mental models, information sharing, transactive memory, group

    learning, and cognitive consensus, this paper reects the variety of perspectives that emerge when mul-

    tidisciplinary scholars examine the broad concept of team knowledge. Collectively, these literatures

    provide considerable insights into shared cognition processes at the group-level. However, the diver-

    sity also provides a considerable challenge in that there are many ways to view the multifaceted nature

    of team knowledge.

    Table 1 summarizes the team knowledge domains that have been reviewed in the current paper

    according to their academic roots, denitions, methodologies, antecedents, and criterion variables.

    Unfortunately, these literatures have progressed in parallel with little cross-fertilization, and research-

    ers do not commonly cite each other's work. However, because all of these areas are in the formative

    stages of research development, there is much to be gained from integration across disciplinary bound-

    aries. Therefore, the current paper seeks to enhance and expand understanding of team mental models

    by reviewing and assimilating these separate research streams on team knowledge.

    Integrating across all of the literature reviewed, one of the primary distinctions separating the

    research on team mental models from the research on information sharing, transactive memory, group

    learning, and cognitive consensus is that the former references teams, while the latter references

    groups. Specically, team mental models are generally discussed in the context of command and con-

    trol or military teams, where the task is highly structured, roles are clearly differentiated, and coordi-

    nated patterns of interdependence are specied (e.g., Cannon-Bowers et al., 1993; Mathieu et al.,

    2000). On the other hand, the other team knowledge domains have primarily been implicated in

    groups, which are characterized by ambiguous task contexts, unspecied roles, and the absence of

    explicit task interaction demands (Salas et al., 1992). As the previous review demonstrates, much

    of the work on groups has been conducted in laboratories with undergraduate students doing tasks

    (e.g., murder mystery; making origami birds) that are far removed from the complex, multidimen-

    sional context typical of `real world' military, medical, or process control teams. Therefore, caution

    should be exercised in applying theories and empirical ndings based on groups to teams, and the inte-

    grative sections of the paper have taken these important differences into account when drawing con-

    nections to team mental model research.

    With that qualier in mind, however, we do feel that group literature, with its longer history and

    greater volume, has much to offer team research. Indeed, although the empirical research has been

    primarily limited to groups in laboratory settings, there is nothing inherent in the phenomenon of infor-

    mation sharing, transactive memory, group learning, and cognitive consensus that prevents their

    applicability to teams. For example, recent work by Lewis (2000 Paper presented at the Academy

    of Management Toronto, Canada) has shown that transactive memory systems predict the performance

    of consulting teams. Also breaking away from the traditional lab-based research, group learning beha-

    viors have been measured in organizational teams (Edmondson, 1999; Cannon and Edmondson, 2000.

    Paper presented at the Academy of Management Conference, Toronto, Canada). Hopefully, these

    applied research trends will continue.

    Several themes have emerged from the review of the various team knowledge literatures. First,

    based on how the various constructs have been conceptualized and operationalized, it appears that

    the notion of a team mental model is the broader term that encompasses the specic dimensions of

    information sharing, transactive memory, group learning, and cognitive consensus. Second, these var-

    ious team knowledge domains feature different content domains, such as taskwork, teamwork, and

    belief systems. Third, the concepts reect varying degrees of emphasis with regard to the denition

    of `shared' as overlapping/held in common versus complementary/distributed. Figure 1 portrays

    TEAM MENTAL MODELS IN A TEAM KNOWLEDGE FRAMEWORK 101

    Copyright # 2001 John Wiley & Sons, Ltd. J. Organiz. Behav. 22, 89106 (2001)

  • Table 1. Summary of team knowledge literature

    Team Academic Roots Construct/ Methodology Antecedents Criterion variablesKnowledge Phenomenon Investigated ExaminedDomain Description Empirically Empirically

    Team mental Human factors Team members' shared, organized Flight simulations Team training Team processes (e.g.,model Industrial/ understanding of knowledge about (e.g., TANDEM) Planning communication,

    organizational key elements in the team's relevant Similarity ratings, coordinationpsychology environment (e.g., teamwork, pathnder, UCINET, Team performance

    Cognitive psychology taskwork) concept mappingInformation Social psychology Collective sampling dynamics Intellective hidden Temporal Free recall

    sharing Communication promote the discussion of shared prole task (e.g., environmentinformation at the expense of murder mystery) Leadership, status Number of times unshared/pooling unshared information Laboratory-based Decision making shared information

    training mentioned/repeatedAccountability Consensus decisionTask environment

    Transactive Social psychology Cognitively interdependent system Radio assemblage Communication Memory differentiation/memory Cognitive psychology for encoding, storing and retrieving task in groups media recall

    information that combines the Memory recall task in Imposed/natural Task coordinationknowledge possessed by individual stranger/couple dyads transactive memory Task credibilitymembers with a shared awareness Laboratory-based system Complexity, accuracy,of who knows what Individual/group agreement about

    training distribution of expertiseTurnover

    Collective Organizational Processes and outcomes through Laboratory and eld Task complexity Group performancelearning behavior which groups acquire and combine research designs and structure Group learning curve

    new knowledge through experience Quantitative and Team safetyqualitative Leadershipmethodologies Turnover

    Cognitive Decision making Similarity in the way that group Laboratory and eld Decision rule Group decisionsconsensus Organizational members conceptualize and research designs Constituencies Anticipated ease of

    behavior dene key issues Quantitative and Cooperativeness decision implementationNegotiation qualitative Satisfaction with decisionsPsychology methodologies Simulation performance

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  • these themes by positioning the team mental model construct within a larger team knowledge

    framework.

    As previously discussed, the information sharing and transactive memory literatures have clearly

    been task-oriented, focusing on the discussion of information and knowledge concerning members'

    domains of expertise. Within the context of heterogeneous teams in which distinct roles require infor-

    mation unique to particular individuals, it is argued that knowledge concerning the task should primar-

    ily be distributed among team members. Although there is some taskwork knowledge that all team

    members will need to hold in common in every team, too much overlap will create redundancies

    and inefciencies that result in sub-optimal use of team resources. Therefore, the majority of taskwork

    information should be unique to individual roles or be held in common among specied dyads or triads

    within the team.

    In contrast to the information sharing and transactive memory literatures, the group learning area has

    emphasized the overlapping denition of sharing. It is argued that knowledge reecting how the

    team will function together and communication processes should primarily be held in common by

    all team members. Given the distributed nature of taskwork knowledge recommended in hetero-

    geneous teams, overlapping teamwork knowledge would be necessary to provide adequate coordi-

    nation for the team to function smoothly as a collective entity. Uneven distribution of teamwork

    knowledge would undermine the development of accurate expectations of team behavior and effective

    team coordination. Therefore, group learning efforts involving all members of the team should be

    oriented toward dimensions of teamwork in heterogeneous teams.

    Whereas teamwork and taskwork reect knowledge structures, varying interpretations and perspec-

    tives regarding key team issues reect belief structures. Although team mental models have tradition-

    ally measured knowledge structures, it is argued that the construct should allow for the notion of

    evaluative belief structures, and the work on cognitive consensus can assist in this regard. A delicate

    balance between both overlapping and complementary sharing perspectives is needed with respect to

    belief structures. With completely divergent belief structures, group member interactions will likely

    involve a high degree of miscommunication and misunderstanding. However, because multiple per-

    spectives are one of the advantages of a group context, overlap in team member interpretations to

    the point of groupthink becomes a liability. Therefore, group members must simultaneously agree

    and disagree in order to maintain both unity and diversity in equilibrium. Members of the group

    may even be in agreement on the need to disagree, respect divergent perspectives, and permit conict.

    TEAM MENTAL MODEL CONSTRUCT SPACE

    Figure 1. Team mental models within a team knowledge framework

    TEAM MENTAL MODELS IN A TEAM KNOWLEDGE FRAMEWORK 103

    Copyright # 2001 John Wiley & Sons, Ltd. J. Organiz. Behav. 22, 89106 (2001)

  • Furthermore, within a single group, there may be coalitions of shared beliefs, with all individuals shar-

    ing some beliefs, but only a sub-set of members sharing other beliefs. The optimal level of consensus

    and dissensus in framing perspectives that will contribute to effective outcomes will depend upon a

    number of moderating variables such as where the group is in the decision making process.

    With regard to recommendations for future research, the integrative framework proposed in Figure 1

    highlights the need for team mental model researchers to clearly articulate the particular content

    domain being considered and the sharing perspective hypothesized. Given the multifaceted nature

    of the construct, team mental models should not be referenced in the abstract without specifying

    whether the focus is on teamwork/taskwork/representations of issues, and whether a distributed/com-

    mon notion of sharing is being considered. In addition, the degree to which a team's mental model

    spans across both knowledge and belief structure domains should be incorporated as a relevant

    criterion variable in research. Whereas some teams may have a well developed task mental model,

    a poorly developed teamwork mental model, and wide divergence on belief structures, other teams

    may experience just the opposite.

    Based on the literature reviewed in this paper, we would expect that a team mental model with pri-

    marily distributed taskwork knowledge, primarily overlapping teamwork knowledge, and a balance of

    diversity and consensus in belief structures would result in higher collective performance for hetero-

    geneous teams where distinct team roles require information unique to particular individuals. How-

    ever, for other types of teams and tasks, a different conguration may be superior. The optimal

    degree of sharing across content domains will depend upon factors such as the specic environment

    in which a team operates, the level of interdependence among members, the nature of the task, and

    where the group is in terms of development.

    Acknowledgement

    The contributions of the authors were supported by a grant from the Naval Air Warfare Center Training

    Systems Division in Orlando, FL.

    Author biographies

    Brad Dumville is a graduate student in industrial/organizational psychology at Penn State University.He received his BA in psychology from Tulane University. His research interests include organiza-

    tional culture, White privilege/culture, team mental models, and methodological issues.

    Susan Mohammed is an Assistant Professor of industrial/organizational psychology at Penn StateUniversity. She received her PhD in I/O psychology at Ohio State University. Her research focuses

    on teams and decision making, with a specic emphasis on shared cognition, team mental models,

    and team composition.

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