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ICD10 SPECIALTY TIPS ANESTHESIOLOGY | 1 of 9 SPECIALTY TIP #15 Anesthesiology The Basics Anesthesia coding is distinctive in that, while the codes may be relatively straightforward, a great many details gleaned from the documentation go into the final assignment of codes and modifiers that represent the services provided. Complete documentation is a safeguard to ensure that all safety measures were followed, aids in the outcome of any potential litigation, and supports the appropriate code choices resulting in prompt, accurate reimbursement for your services. The old adage of “If it’s not documented, it wasn’t done!” applies equally to Anesthesiology. There can be no assumptions when it comes to coding. Over 8,000 CPT codes are represented by just over 270 anesthesia codes. These anesthesia (ASA) codes are based on anatomical areas with further divisions based on type of surgeries (arthroscopic, open, closed, etc.), with even further divisions based on the additional complexity of providing anesthesia (one lung ventilation, with pump oxygenator, sitting position, etc.). Truly unique to Anesthesiology is the method of arriving at the fee for the anesthesia service performed. While other specialties have a set fee/reimbursement for the procedure performed, Anesthesia fees are the result of a formula. Each component in this formula is further detailed below. This formula is: The number of base value units of a procedure + The number of time units for the entire procedure + Any additional applicable units (physical status, qualifying circumstances) x The conversion factor = The Final Fee Billing for Obstetrics can be a bit more complicated as there are no national rules governing the way an anesthesia practice may bill for labor and delivery. The American Society of Anesthesiologists (ASA) has published a list of four billing methods it recommends: Basic units plus patient contact time (insertion, management of adverse events, delivery, and removal) plus one unit hourly. Basic units plus time units (insertion through delivery) subject to a reasonable cap. Single fee. Incremental fees (e.g., 0<2 hrs., 26 hrs., >6 hrs.) While OB anesthesia generally is not a focus of government investigations, insurance carriers are beginning to question higher fees for the insertion and monitoring of labor epidurals and, as a result, some larger claims may be held for review. Anesthesiology not only performs anesthesia FOR a procedure, they also PERFORM procedures (lines, blocks, emergent procedures, etc.), and E&M services (consults, critical care, trauma services, daily management, pain management, etc.). We have addressed the E&M coding in Specialty Tip #13, consults were addressed in Specialty Tip #8, and postoperative pain management in Specialty Tip #7 so while these may be mentioned, these topics will not be detailed here. In the following, we will cover what coding looks for to arrive at the final code and modifier choices with additional information to explain why those details are important. While this article is extensive, it obviously doesn’t cover in minute detail all that goes into coding for Anesthesia but we have tried to give a good overview. What Does Coding Look For? The anesthesia care package consists of preoperative evaluation, standard preparation and monitoring services, administration of anesthesia, and postanesthesia recovery care. The preoperative evaluation contains a great deal of information surrounding potential comorbid conditions. It should contain sufficient history and physical examination so that the risk of adverse reactions can be minimized, alternative approaches to anesthesia planned, and all questions regarding the anesthesia procedure by the patient or family answered. The preanesthesia evaluation is considered a part of the anesthesia service and is included in the base unit value of the anesthesia code. If information is obtained from anyone other than the patient, note why and from whom (“Patient comatose, history from spouse”, “History unobtainable, patient with altered mental status, no one else available”). If surgery is cancelled, subsequent to the preoperative evaluation, payment may be allowed to the anesthesiologist for an evaluation and management service and the appropriate E&M code may be reported based on the physician’s documentation of history, exam, and medical decisionmaking. (See Specialty Tip #13 for E&M code details.) (A nonmedically directed CRNA may also report an E&M code under these circumstances if permitted by state law.) Postoperative evaluation and management services related to the surgery are not separately reportable by the anesthesia practitioner except when an anesthesiologist provides significant, separately identifiable ongoing critical care services unrelated to the surgery.

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ICD-­‐10  SPECIALTY  TIPS  

ANESTHESIOLOGY  |  1  of  9    

SPECIALTY  TIP  #15  Anesthesiology    

The  Basics  Anesthesia  coding  is  distinctive  in  that,  while  the  codes  may  be  relatively  straightforward,  a  great  many  details  gleaned  from  the  documentation  go  into  the  final  assignment  of  codes  and  modifiers  that  represent  the  services  provided.    Complete  documentation  is  a  safeguard  to  ensure  that  all  safety  measures  were  followed,  aids  in  the  outcome  of  any  potential  litigation,  and  supports  the  appropriate  code  choices  resulting  in  prompt,  accurate  reimbursement  for  your  services.    The  old  adage  of  “If  it’s  not  documented,  it  wasn’t  done!”  applies  equally  to  Anesthesiology.    There  can  be  no  assumptions  when  it  comes  to  coding.        Over  8,000  CPT  codes  are  represented  by  just  over  270  anesthesia  codes.    These  anesthesia  (ASA)  codes  are  based  on  anatomical  areas  with  further  divisions  based  on  type  of  surgeries  (arthroscopic,  open,  closed,  etc.),  with  even  further  divisions  based  on  the  additional  complexity  of  providing  anesthesia  (one  lung  ventilation,  with  pump  oxygenator,  sitting  position,  etc.).        Truly  unique  to  Anesthesiology  is  the  method  of  arriving  at  the  fee  for  the  anesthesia  service  performed.    While  other  specialties  have  a  set  fee/reimbursement  for  the  procedure  performed,  Anesthesia  fees  are  the  result  of  a  formula.    Each  component  in  this  formula  is  further  detailed  below.    This  formula  is:  

The  number  of  base  value  units  of  a  procedure  +  The  number  of  time  units  for  the  entire  procedure  

+  Any  additional  applicable  units  (physical  status,  qualifying  circumstances)  x  The  conversion  factor  

=  The  Final  Fee    

Billing  for  Obstetrics  can  be  a  bit  more  complicated  as  there  are  no  national  rules  governing  the  way  an  anesthesia  practice  may  bill  for  labor  and  delivery.    The  American  Society  of  Anesthesiologists  (ASA)  has  published  a  list  of  four  billing  methods  it  recommends:  • Basic  units  plus  patient  contact  time  (insertion,  management  of  adverse  events,  delivery,  and  removal)  plus  one  unit  hourly.  • Basic  units  plus  time  units  (insertion  through  delivery)  subject  to  a  reasonable  cap.  • Single  fee.  • Incremental  fees  (e.g.,  0<2  hrs.,  2-­‐6  hrs.,  >6  hrs.)  While  OB  anesthesia  generally  is  not  a  focus  of  government  investigations,  insurance  carriers  are  beginning  to  question  higher  fees  for  the  insertion  and  monitoring  of  labor  epidurals  and,  as  a  result,  some  larger  claims  may  be  held  for  review.    Anesthesiology  not  only  performs  anesthesia  FOR  a  procedure,  they  also  PERFORM  procedures  (lines,  blocks,  emergent  procedures,  etc.),  and  E&M  services  (consults,  critical  care,  trauma  services,  daily  management,  pain  management,  etc.).      We  have  addressed  the  E&M  coding  in  Specialty  Tip  #13,  consults  were  addressed  in  Specialty  Tip  #8,  and  post-­‐operative  pain  management  in  Specialty  Tip  #7  so  while  these  may  be  mentioned,  these  topics  will  not  be  detailed  here.    In  the  following,  we  will  cover  what  coding  looks  for  to  arrive  at  the  final  code  and  modifier  choices  with  additional  information  to  explain  why  those  details  are  important.    While  this  article  is  extensive,  it  obviously  doesn’t  cover  in  minute  detail  all  that  goes  into  coding  for  Anesthesia  but  we  have  tried  to  give  a  good  overview.    What  Does  Coding  Look  For?  The  anesthesia  care  package  consists  of  preoperative  evaluation,  standard  preparation  and  monitoring  services,  administration  of  anesthesia,  and  post-­‐anesthesia  recovery  care.    

The  preoperative  evaluation  contains  a  great  deal  of  information  surrounding  potential  co-­‐morbid  conditions.    It  should  contain  sufficient  history  and  physical  examination  so  that  the  risk  of  adverse  reactions  can  be  minimized,  alternative  approaches  to  anesthesia  planned,  and  all  questions  regarding  the  anesthesia  procedure  by  the  patient  or  family  answered.    The  pre-­‐anesthesia  evaluation  is  considered  a  part  of  the  anesthesia  service  and  is  included  in  the  base  unit  value  of  the  anesthesia  code.      • If  information  is  obtained  from  anyone  other  than  the  patient,  note  why  and  from  whom  (“Patient  comatose,  history  from  spouse”,  

“History  unobtainable,  patient  with  altered  mental  status,  no  one  else  available”).  • If  surgery  is  cancelled,  subsequent  to  the  preoperative  evaluation,  payment  may  be  allowed  to  the  anesthesiologist  for  an  

evaluation  and  management  service  and  the  appropriate  E&M  code  may  be  reported  based  on  the  physician’s  documentation  of  history,  exam,  and  medical  decision-­‐making.    (See  Specialty  Tip  #13  for  E&M  code  details.)  (A  non-­‐medically  directed  CRNA  may  also  report  an  E&M  code  under  these  circumstances  if  permitted  by  state  law.)    

Postoperative  evaluation  and  management  services  related  to  the  surgery  are  not  separately  reportable  by  the  anesthesia  practitioner  except  when  an  anesthesiologist  provides  significant,  separately  identifiable  ongoing  critical  care  services  unrelated  to  the  surgery.    

ICD-­‐10  SPECIALTY  TIPS  

ANESTHESIOLOGY  |  2  of  9    

There  is  the  potential  for  missing  vital  information  without  a  legible  document.    Remember,  each  anesthesia  record  is  completely  reviewed  in  order  to  capture  a  great  deal  of  information  which  includes:  

• The  date,  signature(s),  and  times  for  the  case  (start  and  stop  times)  o Be  sure  your  signature  and  title  are  legible  in  order  to  appropriately  credit  your  service  

• Who  was  involved?  (Anesthesiologist,  CRNA,  Resident)  o Was  there  a  change  in  providers  during  the  case?    Who  did  what  and  when?  

• Was  the  case  medically  directed  and  is  there  appropriate  documentation  to  indicate  presence  for  the  important  aspects  of  the  case?    (See  the  criteria  for  medical  direction  below)  

• Concurrency  (how  many  cases  were  performed  or  medically  directed  during  the  same  time  frame  by  the  Anesthesiologist)  • Type  of  anesthesia  administered  

o Types  of  anesthesia  include  regional,  epidural,  general,  moderate  conscious  sedation  (some  CPT  codes  include  moderate  sedation),  or  monitored  anesthesia  care  (MAC)  

o While  it  is  not  often  used  anymore,  please  keep  in  mind  that  “combined  anesthesia”  may  not  easily  be  discernable  and  the  epidural  component  might  be  mistaken  as  a  post-­‐operative  pain  management  procedure.    Documenting  this  method,  if  used,  would  help  the  coder  and  avoid  a  query  regarding  a  request  for  procedure  detail.      

• The  procedure  performed  with  the  highest  value  to  the  anesthesiologist  (not  necessarily  the  same  as  the  surgeons,  particularly  in  trauma  cases)  is  used  for  both  the  CPT  and  ASA  codes  

o Note  procedures  with  unique  requirements  (one  lung  ventilation,  field  avoidance,  unusual  positioning)  o Watch  that  the  pre-­‐operative  procedure  planned  may  have  changed  during  the  surgery  (arthroscopic  converted  to  

open  procedure)  that  may  impact  the  code  choice    

Details  of  procedures  can  significantly  change  the  code  selection  and  possibly  the  base  value  •Open  vs.  Closed  (or  converted  to  open)  /  Anterior  vs.  posterior  /  Diagnostic  vs.  open  or  surgical  •Open  vs.  Percutaneous  vascular  procedures  •Open  vs.  Transcatheter  cardiac  procedures  •Thoracic  vs.  Abdominal  approach  •THA  vs.  revision  of  hip  (difference  of  2  units)  •Upper  vs.  Lower  abdomen  (generally  accepted  that  belly  button  is  dividing  line  of  organ  under  surgery)            -­‐Upper  Abdomen:  Spleen,  pancreas,  gallbladder,  small  intestines,  colon  to  sigmoid    

• The  colon  is  considered  upper  unless  work  is  exclusively  on  sigmoid  or  rectum            -­‐Lower  Abdomen:  Sigmoid,  rectum,  uterus,  fallopian  tubes,  bladder  and  appendix  

• Specify  location  for  incisional  or  ventral  hernias  –  same  value  (6),  but  different  codes  •Rigid  vs.  flexible  esophagoscopy  (1  unit  difference)  •Breast  procedures,  radical  or  modified  radical  vs.  reconstructive  (no  unit  difference,  but  different  codes)            -­‐With  internal  mammary  node  dissection  (8  unit  difference)  •Spine  surgery,  with  or  without  instrumentation  or  multiple  levels  (8-­‐13  units  depending  on  procedure  details)  •Positioning  (sitting  for  open  cervical  or  intracranial  procedures)  •With  or  without  1  lung  ventilation  (3  unit  difference)            -­‐Diagnostic  vs.  Surgical  (4  unit  difference)  •With  or  without  pump  oxygenator  (5-­‐7  unit  difference  depending  on  procedure  details)            -­‐For  procedures  on  heart,  pericardial  sac,  or  great  vessels  of  chest  with  pump  oxygenator  with  hypothermic  circulatory  arrest  (10  unit  difference)  •Upper  2/3  of  femur  vs.  Lower  1/3  of  femur  (1  unit  difference)  •Total  body  surface  area  (TBSA)  for  burn  excision  or  debridement  (<4%=3  units,  between  4%  and  9%=5  units,  each  additional  9%  or  part=+1  unit)  •Specific  location  of  hardware  removal  procedures  (superficial  or  deep)  (codes  can  range  from  3  to  8  units  depending  on  location)  •With  or  without  water  bath  for  lithotripsy  (2  unit  difference)  •Angiography  only  vs.  Angiography  w/  intervention  procedures  (i.e.,  angioplasty,  stent,  antherectomy)  

 

• Include  diagnoses  (see  Diagnosis  section  for  details)  and  any  significant  conditions  reported  that  would  contribute  to  the  complexity  of  caring  for  the  patient  during  the  case  (CAD,  COPD,  DM,  anxiety,  etc.)  

o Keep  in  mind  that  the  post-­‐op  diagnosis  may  change  from  the  indication  for  surgery  • Modifying  factors  (physical  status,  qualifying  circumstances)  • Additional  procedures  (Art  lines,  CVP,  Swan  Ganz,  Epidurals  or  blocks  for  post  pain  management  only)    

o WHO  performed  the  procedures?    This  is  especially  important  when  multiple  providers  are  involved  in  the  case.  • Notes  to  indicate  any  problems  during  the  case  that  might  indicate  a  delay  in  the  case  or  hand-­‐off  to  the  PACU/ICU  staff    

o As  a  general  rule,  if  more  than  15  minutes  pass  from  the  anesthesia  start  time  to  the  time  the  patient  is  taken  to  the  operating  room,  OR  time  and  start  of  surgery,  or  5-­‐15  minutes  transferring  the  patient  to  the  PACU  or  ICU,  the  prolonged  delay  should  be  explained  in  the  notes.  

§ Example:    “Remained  with  the  patient  in  PACU  until  elevated  blood  pressure  stabilized”)  • PQRS  supporting  information  on  Medicare  patients  when  appropriate  

   

ICD-­‐10  SPECIALTY  TIPS  

ANESTHESIOLOGY  |  3  of  9    

Factors  that  Impact  Anesthesia  Services  Component   Description   Information  

Base  Value  Units  

Built  into  each  ASA  code  is  a  measure  of  the  complexity  of  the  care  needed  to  provide  safe  analgesia  to  a  patient.          

●Only  one  ASA  code,  the  one  with  the  highest  Base  value,  can  be  used  in  the  formula  to  determine  the  final  fee  for  service.      ●With  multiple  procedures,  the  procedure  with  the  highest  Relative  Value  to  the  surgeon  may  not  be  the  highest  Base  value  to  anesthesia            -­‐It  is  in  your  best  interest  to  be  specific  and  list  all  procedures  performed  in  order  to  determine  which  code  would  have  the  highest  base  value.            -­‐This  is  especially  true  for  trauma  cases  when  multiple  procedures  are  performed.  ●Any  procedure  around  the  head,  neck,  or  shoulder  girdle,  field  avoidance,  or  any  procedure  requiring  a  position  other  than  supine  or  lithotomy  has  a  base  value  of  5  regardless  of  any  lesser  Base  value  indicated  in  the  Relative  Value  Guide  

Time  

Anesthesia  time  is  defined  as  the  period  during  which  an  anesthesia  practitioner  is  present  with  the  patient.  It  starts  when  the  anesthesia  practitioner  begins  to  prepare  the  patient  for  anesthesia  services  in  the  operating  room  or  an  equivalent  area  and  ends  when  the  anesthesia  practitioner  is  no  longer  furnishing  anesthesia  services  to  the  patient,  that  is,  when  the  patient  may  be  placed  safely  under  postoperative  care.  Anesthesia  time  is  a  continuous  time  period  from  the  start  of  anesthesia  to  the  end  of  an  anesthesia  service.    Discontinuous  Time:    (See  detailed  information  below)                                                                                                                                                                                        

 Pub.  100-­‐04,  Chapter  12,  §100.1,  Medicare  Claims  Processing  Manual,  Payment  for  Anesthesiology  Services  

●Time  is  reported  in  units  based  on  defined  time  increments            -­‐Most  common  is  15  minutes              -­‐Medicare  requires  time  reported  in  actual  minutes,  not  units  ●Even  a  one  minute  overlap  can  cause  a  change  in  concurrency  and  a  resulting  decrease  in  reimbursement  ●No  “rounding”,  use  one,  accurate  time  source.                -­‐Unless  the  facility  has  atomic  clocks  in  each  room,  the  probability  of      all  the  clocks  being  accurate  or  synchronized  to  the  minute  is  slim.      ●Pre-­‐op  evaluation  is  not  included  in  anesthesia  time  (this  is  considered  a  part  of  the  anesthesia  service  and  is  included  in  the  base  value  of  the  anesthesia  code)  ●From  various  sources,  start  time  is  counted  from  the  moment  the  practitioner  -­‐  having  completed  the  preoperative  evaluation  -­‐  starts  an  intravenous  line,  places  monitors,  administers  pre-­‐anesthesia  sedation  or  otherwise  physically  begins  to  prepare  the  patient  for  anesthesia  and  is  in  continuous  attendance.  ●For  post-­‐op  pain  procedures  and  line  insertions  see  in  category  below.  

Conversion  Factor  

The  conversion  factor  is  the  amount  of  money  determined  by  your  facility  that  is  charged  for  each  unit  of  anesthesia  care  provided  

●Keep  in  mind  that  your  facility  conversion  factor  may  be  what  you  charge  per  unit  but  that  is  certainly  not  what  you  may  receive  in  reimbursement  as  each  payer  has  their  own  conversion  factor  per  unit  and  they  will  reimburse  accordingly.  ●The  Medicare  conversion  factor  is  approximately  32%  of  the  national  average  commercial  payer.    

Concurrency  

Concurrency  is  defined  with  regard  to  the  maximum  number  of  procedures  that  the  physician  is  medically  directing  within  the  context  of  a  single  procedure  and  whether  these  other  procedures  overlap  each  other.  Concurrency  is  not  dependent  on  each  of  the  cases  involving  a  Medicare  patient.  

●For  ABEO  clients,  concurrency  is  determined  by  our  specially  designed  MedSuite  system  on  receipt  of  the  entire  day  of  charges.                -­‐Concurrency  is  based  on  all  cases  per  provider  from  0001  to  2400  (midnight  to  midnight)  per  day  ●An  overlap  of  even  one  minute  can  change  concurrency      ●Do  not  round  your  time  ●Be  sure  to  document  relief  times  or  changes  in  providers  ●See  break  out  below  for  the  definition  of  concurrency  modifiers  (Anesthesia  Claim  Modifiers)    

 • All  of  the  above  medically  directed  cases  in  this  example  overlap  for  this  anesthesiologist  except  for  the  last  case    • In  this  scenario,  each  case  receives  a  QK  modifier  indicating  Medical  direction  of  two,  three,  or  four  concurrent  anesthesia  

procedures  and  an  AA  modifier  for  the  one-­‐on-­‐one  case    

ICD-­‐10  SPECIALTY  TIPS  

ANESTHESIOLOGY  |  4  of  9    

Physical  Status  Modifiers  

and  Qualifying  

Circumstances  

See  break-­‐out  below  for  each  component  

●While  not  all  carriers  recognize  these  components,  they  carry  value  into  the  difficulty  of  providing  anesthesia  to  certain  patients  ●For  Physical  Status  Modifiers  especially  of  3  and  above,  please  be  sure  to  document  the  condition  prompting  the  higher  status.  

Invasive  Monitoring  

Lines    

Codes   Descriptions  

36620   Arterial  Line  

36556   CVP  –  Centrally  Inserted  Central  Venous  Catheter,  ≥  5  year  or  older  

36555   CVP  –  Centrally  Inserted  Central  Venous  Catheter,  <  5  years  or  younger  

93503   Swan-­‐Ganz  Catheter    

●Accurately  record  start  and  stop  time  for  all  procedures  in  order  to  determine  whether  they  should  or  should  not  be  included  in  concurrency  calculations  ●  For  post-­‐op  pain  services  and/or  invasive  monitoring  lines  used  with  anesthesia,  when  provided  after  anesthesia  start  time  but  prior  to  induction  or  following  emergence  and  before  stop  time,  the  time  spent  performing  these  services  should  not  be  included  in  anesthesia  time  and  should  be  subtracted  from  the  total  time.      ●Conversely,  when  the  block  or  lines  are  provided  intra-­‐operatively  (after  induction  and  prior  to  emergence),  the  time  spent  placing  the  line  or  performing  the  post-­‐op  pain  service  is  not  subtracted  from  total  anesthesia  time.  ●For  separately  billable  radiology  procedures  indicate  retention  of  reproducible  images  (“Image  retained”),  when  appropriate.                •Check  with  your  facility  as  to  whether  the  images  are  automatically  included  in  the  medical  record  or  whether  you  would  need  to  print  and  include  manually.            •Without  this  documented,  the  radiology  charge  cannot  be  supported    ●Documentation  of  the  detail  of  procedures  is  needed.  Documentation  should  include:                        •Indication                        •WHO  placed  the  lines  or  pain  management  procedure?                                    -­‐This  is  especially  important  with  multiple  providers                      •Time  (start  and  stop)                      •Location                      •Indication  of  type  of  line                      •Site  and  size  of  the  needle  utilized/details  of  the  procedure                      •Use  of,  when  applicable,  radiology  and  retention  of  image  if  appropriate                      •Outcome/result  

●For  multiple  CVPs,  document  location  for  each  ●When  using  a  CVP  as  an  introducer  for  a  Swan,  only  the  Swan  is  billable  (the  two  codes  are  bundled)  ●If  inserting  a  Swan  and  a  CVP  in  separate  locations,  please  document  each  location  

Post-­‐op  Pain  Management  

See  Specialty  Tip  #7  for  details  regarding  post-­‐operative  pain  management  

   Physical  Status  Modifiers  The  ASA  House  of  Delegates  has  approved  the  following  table  for  the  Physical  Status  Classification  system.    (Value  column  added)  

ASA  PS Category Definition Examples,  including,  but  not  limited  to: Value  

ASA  I Normal  healthy  patient Healthy,  non-­‐smoking,  no  or  minimal  alcohol  use 0  Units  

ASA  II Patients  with  mild  systemic  disease Mild  diseases  only  without  substantive  functional  limitations.    Examples  include  (but  not  limited  to):  current  smoker,  social  alcohol  drinker,  pregnancy,  obesity  (30<BMI<40),  well-­‐controlled  DM/HTN,  mild  lung  disease

0  Units  

ASA  III Patients  with  severe  systemic  disease  

Substantive  functional  limitations:    One  or  more  moderate  to  severe  diseases.    Examples  include  (but  not  limited  to):  poorly  controlled  DM  or  HTN,  COPD,  morbid  obesity  (BMI≥40),  active  hepatitis,  alcohol  dependence  or  abuse,  implanted  pacemaker,  moderate  reduction  of  ejection  fraction,  ESRD  undergoing  regularly  scheduled  dialysis,  premature  infant  PCA<60  weeks,  history  (>3  months)  of  MI,  CVA,  TIA,  or  CAD/stents

1  Unit  

ASA  IV Patients  with  severe  systemic  disease  that  is  a  constant  threat  to  life  

Examples  include  (but  not  limited  to):  recent  (<3  months)  MI,  CVA,  TIA,  or  CAD/stents,  ongoing  cardiac  ischemia  or  severe  valve  dysfunction,  severe  reduction  of  ejection  fraction,  sepsis,  DIC,  ARD  or  ESRD  not  undergoing  regularly  scheduled  dialysis

2  Units  

ASA  V Moribund  patients  who  are  not  expected  to  survive  without  the  operation  

Examples  include  (but  not  limited  to):  ruptured  abdominal/thoracic  aneurysm,  massive  trauma,  intracranial  bleed  with  mass  effect,  ischemic  bowel  in  the  face  of  significant  cardiac  pathology  or  multiple  organ/system  dysfunction

3  Units  

ASA  VI A  declared  brain-­‐dead  patient  who  organs  are  being  removed  for  donor  purposes  

  0  Units  

•Not  all  carriers  recognize  the  Physical  Status  Modifiers      

ICD-­‐10  SPECIALTY  TIPS  

ANESTHESIOLOGY  |  5  of  9    

Qualifying  Circumstances  Report  situations  that  make  administering  anesthesia  particularly  difficult  

Code   Description   Information   Value  

+99100   Anesthesia  for  a  patient  of  extreme  age,  under  one  year  or  over  70  

 1  unit  

+99116   Anesthesia  complicated  by  utilization  of  total  body  hypothermia  

Total  body  hypothermia  reduces  the  oxygen  requirement  in  tissues  and  organs.  It  is  induced  to  provide  a  margin  of  safety  during  ischemic  insult  associated  with  some  complex  surgical  procedures.    Total  Body  Hypothermia  is  used  to  permit  total  circulatory  arrest  for  complicated  procedures  in  the  brain,  great  vessels,  spinal  cord  and  heart.  

5  units  

+99135   Anesthesia  complicated  by  utilization  of  controlled  (deliberate)  hypotension  

Controlled  hypotension  is  defined  as  a  reduction  of  the  systolic  blood  pressure  to  80-­‐90  mm  Hg,  a  reduction  of  mean  arterial  pressure  (MAP)  to  50-­‐65  mm  Hg  or  a  30%  reduction  of  baseline  MAP.  

5  units  

+99140   Anesthesia  complicated  by  emergency  conditions   NOTE:    Emergency  conditions  are  defined  as  cases  where  a  delay  in  treatment  would  result  in  an  increased  risk  to  life  or  body  part.   2  units  

     •Not  all  carriers  recognize  Qualifying  Circumstances    

Discontinuous  Time  Discontinuous  time  addresses  several  scenarios  with  the  same  basic  premise:    Interrupted  time  taken  away  from  the  continuous  attendance/monitoring  of  the  patient.        

Per  CMS:    In  counting  anesthesia  time  ...the  anesthesia  practitioner  can  add  blocks  of  time  around  an  interruption  in  anesthesia  time  as  long  as  the  anesthesia  practitioner  is  furnishing  continuous  anesthesia  care  within  the  time  periods  around  the  interruption.  

 

• Example:  For  post-­‐op  pain  services  and/or  invasive  monitoring  lines  used  with  anesthesia,  when  provided  after  anesthesia  start  time  but  prior  to  induction  or  following  emergence  and  before  stop  time,  the  time  spent  performing  these  services  should  not  be  included  in  anesthesia  time  and  should  be  subtracted  from  the  total  time.      

• Example:  The  anesthesiologist  begins  preparing  patient  A  for  the  anesthesia  service,  then  finds  that  patient  A's  surgery  has  been  delayed  30  minutes  because  the  operating  room  is  occupied.  If  the  anesthesiologist  leaves  patient  A  to  attend  to  another  patient,  anesthesia  time  for  patient  A's  procedure  stops;  it  resumes  when  the  anesthesiologist  returns  to  patient  A  and  resumes  personal  attendance.    The  amount  of  time  away  from  the  patient  is  subtracted  from  the  total  time;  be  sure  this  is  documented  in  the  record.    

 Medical  Direction  Criteria  • CMS  rules  have  “uniformly  applied  medical  direction  payment  rules  to  concurrent  procedures,  regardless  of  whom  the  

anesthesiologist  is  directing”    To  be  covered  for  medical  direction,  the  anesthesiologist  must  meet  the  following  seven  criteria:    

• Perform  a  pre-­‐anesthesia  examination  and  evaluation  • Prescribe  the  anesthesia  plan  • Take  part  personally  in  the  most  demanding  procedures  of  the  anesthesia  plan,  

including  where  indicated,  induction  and  emergence    • Ensure  that  any  procedures  in  the  anesthesia  plan  that  s/he  doesn’t  perform  are  

performed  by  a  qualified  anesthetist  • Administration  of  fluids  and/or  blood  • Interpretation  of  noninvasive  monitoring  such  as  ECG,  body  

temperature,  blood  pressure,  oximetry,  capnography,  and  mass  spectrometry  

• Monitor  the  course  of  the  anesthesia  administration  at  frequent  intervals  • Remains  physically  present  and  available  for  immediate  diagnosis  and  treatment  

of  emergencies  • Provide  the  post-­‐anesthesia  care  indicated  

Medical  Direction  Present  for:  

□  Performed  Pre-­‐Anes.  Exam  and  Evaluation   _________  Initials  □  Prescribed  Anes.  Plan   _________  Initials  □  Important  Aspects  of  Case   _________  Initials  □  Monitored  case  at  frequent  intervals   _________  Initials  □  Was  immediately  available  throughout  case   _________  Initials  

When  indicated:  □  Induction   _________  Initials  □  Airway  Management   _________  Initials  □  Emergence   _________  Initials  □  Non-­‐Medical  Direction/  Supervised  Only   _________  Initials  

ICD-­‐10  SPECIALTY  TIPS  

ANESTHESIOLOGY  |  6  of  9    

 A  physician  who  is  concurrently  directing  the  administration  of  anesthesia  to  not  more  than  four  surgical  patients  cannot  ordinarily  be  involved  in  furnishing  additional  services  to  other  patients.  However,  the  following  situations  do  not  substantially  diminish  the  scope  of  control  exercised  by  the  physician  in  directing  the  administration  of  anesthesia  to  surgical  patients:  

• Addressing  an  emergency  of  short  duration  in  the  immediate  area  • Administering  an  epidural  or  caudal  anesthetic  to  ease  labor  pain    • Periodic,  rather  than  continuous,  monitoring  of  an  obstetrical  patient    • A  physician  may  receive  patients  entering  the  operating  suite  for  the  next  surgery  • Check  or  discharge  patients  in  the  recovery  room  • Handle  scheduling  matters    

However,  if  the  physician  leaves  the  immediate  area  of  the  operating  suite  for  other  than  short  durations  or  devotes  extensive  time  to  an  emergency  case  or  is  otherwise  not  available  to  respond  to  the  immediate  needs  of  the  surgical  patients,  the  physician’s  services  to  the  surgical  patients  are  supervisory  in  nature.    

[Pub.  100-­‐04,  Chapter  12,  §100.1,  Medicare  Claims  Processing  Manual,  Payment  for  Anesthesiology  Services]    

Word  of  caution  here:    In  previously  checking  with  Medicare,  they  were  quite  specific  in  that  different  floors,  separate  wings,  different  buildings,  (basically  outside  of  the  pre-­‐op  holding,  OR,  ICU  adjacent  to  OR,  and  PACU  areas),  are  never  considered  “immediate  areas”  as  the  physician  is  believed  to  not  be  immediately  available  for  emergency  situations.        NOTE:    Not  all  aspects  of  induction,  emergence,  and  or  airway  management  may  apply  for  patients  that  have  been  previously  intubated  and  sedated  (from  ED,  or  ICU’s)  or  for  patients  receiving  regional  or  MAC,  hence  the  wording  “where  indicated”  has  been  included  by  CMS.  While  you  may  not  have  been  physically  present  for  patients  previously  intubated  and  sedated,  be  sure  to  note  in  the  record  (remember,  the  question  of  responsibility  is  always  present).    

Modifiers  Anesthesia  Claim  Modifiers  (based  on  the  final  concurrency  determination)  Modifier   Description   Information  

AA  

Anesthesia  Services  performed  personally  by  the  anesthesiologist    

CAUTION:    This  modifier  is  currently  being  closely  scrutinized  for  Medicare  claims  by  the  Office  of  Inspector  General  (OIG)  

 Included  in  the  OIG  Work  Plan  for  2016  

 Anesthesia  services—payments  for  personally  performed  services  

“We  will  review  Medicare  Part  B  claims  for  personally  performed  anesthesia  services  to  determine  whether  they  were  supported  in  accordance  with  Medicare  requirements.  We  will  also  determine  whether  Medicare  payments  for  anesthesia  services  reported  on  a  claim  with  the  “AA”  service  code  modifier  met  Medicare  requirements.  Physicians  report  the  appropriate  anesthesia  modifier  code  to  denote  whether  the  service  was  personally  performed  or  medically  directed.  (CMS,  Medicare  Claims  Processing  Manual,  Pub.  No.  100-­‐04,  Ch.  12,  §  50.)  Reporting  an  incorrect  service  code  modifier  on  the  claim  as  if  services  were  personally  performed  by  an  anesthesiologist  when  they  were  not  will  result  in  Medicare's  paying  a  higher  amount.  The  service  code  “AA”  modifier  is  used  for  anesthesia  services  personally  performed  by  an  anesthesiologist,  whereas  the  “QK”  modifier  limits  payment  to  50  percent  of  the  Medicare-­‐allowed  amount  for  personally  performed  services  claimed  with  the  “AA”  modifier.  Payments  to  any  service  provider  are  precluded  unless  the  provider  has  furnished  the  information  necessary  to  determine  the  amounts  due.  (Social  Security  Act,  §1833(e).)  (OAS;  W-­‐00-­‐13-­‐35706;  W-­‐00-­‐14-­‐35706;  W-­‐00-­‐15-­‐35706;  various  reviews;  expected  issue  date:  FY  2016)”  

Definition  of  AA:  •The  physician  personally  performed  the  entire  anesthesia  service  alone;    •  The  physician  is  involved  with  one  anesthesia  case  with  a  resident,  the  physician  is  a  teaching  physician  as  defined  in  §100,  and  the  service  is  furnished  on  or  after  January  1,  1996;    •  The  physician  is  involved  in  the  training  of  physician  residents  in  a  single  anesthesia  case,  two  concurrent  anesthesia  cases  involving  residents  or  a  single  anesthesia  case  involving  a  resident  that  is  concurrent  to  another  case  paid  under  the  medical  direction  rules.  The  physician  meets  the  teaching  physician  criteria  in  §100.1.4  and  the  service  is  furnished  on  or  after  January  1,  2010;    •  The  physician  is  continuously  involved  in  a  single  case  involving  a  student  nurse  anesthetist;    •  The  physician  is  continuously  involved  in  one  anesthesia  case  involving  a  CRNA  (or  AA)  and  the  service  was  furnished  prior  to  January  1,  1998.  If  the  physician  is  involved  with  a  single  case  with  a  CRNA  (or  AA)  and  the  service  was  furnished  on  or  after  January  1,  1998,  carriers  may  pay  the  physician  service  and  the  CRNA  (or  AA)  service  in  accordance  with  the  medical  direction  payment  policy;  or    •  The  physician  and  the  CRNA  (or  AA)  are  involved  in  one  anesthesia  case  and  the  services  of  each  are  found  to  be  medically  necessary.  Documentation  must  be  submitted  by  both  the  CRNA  and  the  physician  to  support  payment  of  the  full  fee  for  each  of  the  two  providers.  The  physician  reports  the  “AA”  modifier  and  the  CRNA  reports  the  “QZ”  modifier  for  a  non-­‐medically  directed  case.      

Pub.  100-­‐04,  Chapter  12,  §100.1,  Medicare  Claims  Processing  Manual,  Payment  for  Anesthesiology  Services  

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AD   Medical  Supervision  by  a  physician;  more  than  4  concurrent  anesthesia  procedures  

•This  throws  all  cases  into  “supervised”,  not  medically  directed  resulting  in  the  charging  of  only  3  units  per  case  for  each  involved  case  and  no  credit  for  time  units.      •One  additional  time  unit  may  be  recognized  if  the  physician  can  document  h/she  was  present  at  induction.  

G8  Monitored  anesthesia  care  (MAC)  for  deep  complex  complicated,  or  markedly  invasive  surgical  procedures  –  used  on  00100,  00160,  00300,  00400,  00532,  and  00920  cases  only  when  applicable  

•While  there  are  no  units  or  monetary  value  associated  with  these  modifiers,  they  are  used  for  MAC  cases  only  to  emphasize  increased  complexity,  risk  and/or  comorbid  conditions,  such  that  anesthesia  services  were  considered  medically  necessary  in  the  case.      •There  is  no  need  to  add  a  MAC  (QS)  modifier  as  the  “G”  modifier  itself  indicates  MAC.  •It  is  in  your  best  interests  to  indicate  when  these  modifiers  are  applicable  to  avoid  potential  denial  of  the  claim.  

G9  

Monitored  anesthesia  care  for  patient  who  has  a  history  of  severe  cardio-­‐pulmonary  condition  -­‐  utilized  whenever  the  surgeon  feels  the  need  for  MAC  due  to  a  history  of  advanced  cardiopulmonary  disease.    Documentation  of  the  decision  and  clinical  condition  should  be  present.  

QK   Medical  direction  of  two,  three  or  four  concurrent  anesthesia  procedures  involving  qualified  individuals    

QS   Monitored  anesthesia  care  service   This  is  an  informational  modifier  that  is  used  in  addition  to  a  claim  modifier.  

QX   CRNA  service;  with  medical  direction  by  a  physician    

QY   Medical  direction  of  one  certified  registered  nurse  anesthetist  by  an  anesthesiologist    

QZ   CRNA  service:  without  medical  direction  by  a  physician    

GC   These  services  have  been  performed  by  a  resident  under  the  direction  of  a  teaching  physician    

 

Diagnosis  Accurate  reporting  of  all  applicable  diagnoses  is  very  important  especially  for  Anesthesiology.      

• In  addition  to  the  medical  necessity  prompting  surgery,  they  explain  the  additional  difficulties  you  may  encounter  in  keeping  the  patient  stable  while  they  are  undergoing  surgery.      

• Particularly  for  MAC  cases,  it  helps  to  support  the  inclusion  of  your  services  for  cases  not  necessarily  requiring  anesthesia  under  normal  circumstances.      

• They  support  your  choice  of  Physical  Status  Modifier.      • They  could  explain  why  you  placed  certain  monitoring  lines  or  why  a  patient  needed  emergent  procedures.  •  Your  documentation  could  possibly  support  a  potentially  longer  procedure  than  would  normally  be  anticipated.  

 Every  time  you  wonder  if  you  should  document  a  comorbid  condition/  situation  or  whether  you  really  NEED  to  be  more  detailed  with  your  diagnosis,  imagine  an  auditor/  lawyer  asking  you  about  the  anesthesia  and  why  you  did  something  five  years  after  the  surgery.    Medical  necessity  drives  and  supports  services  and  diagnoses  support  medical  necessity.    In  addition,  the  Office  of  Inspector  General  (OIG)  just  initiated  a  new  review  area  for  Medicare  patients  receiving  anesthesia  and  whether  it  is  “reasonable  and  necessary”:  

CAUTION:    Included  in  the  OIG  Work  Plan  for  2016  NEW  -­‐  Anesthesia  services–non-­‐covered  Services  

“We  will  review  Medicare  Part  B  claims  for  anesthesia  services  to  determine  whether  they  were  supported  in  accordance  with  Medicare  requirements.  Specifically,  we  will  review  anesthesia  services  to  determine  whether  the  beneficiary  had  a  related  Medicare  service.  Medicare  will  not  pay  for  items  or  services  that  are  not  "reasonable  and  necessary."  (Social  Security  Act,  §1862(a)(1)(A))  (OAS;  W-­‐00-­‐15-­‐35749;  expected  issue  date:  FY  2016)”    Every  procedure  code  has  attached  to  it  (by  insurance  companies)  a  number  of  diagnoses  that  supports  the  need  for  the  procedure.    Should  a  primary  diagnosis  fall  outside  of  that  “bucket”  of  codes,  the  claim  is  deleted  from  the  automatic  queue  and  requires  further  review.    Based  on  that  review,  there  may  be  a  denial  or  a  request  for  further  information.    Either  way,  there  is  created  a  time  delay  in  payment  for  your  services.          Within  the  various  Specialty  Tips  we  have  presented,  quite  a  few  diagnoses  have  been  addressed  with  the  essential  details  that  are  needed  for  specificity.    Anesthesiology,  in  providing  service  for  a  wide  variety  of  surgeries,  covers  the  entire  ICD-­‐10-­‐CM  book.    Below  are  just  a  few  tips  to  help  in  the  final  determination  of  your  diagnosis  codes.        

• Use  the  post-­‐op  diagnosis.      

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• Document  comorbidities  that  will  impact  the  patient’s  condition,  contributed  to  the  difficulty  in  providing  anesthesia  to  the  patient,  and/or  support  the  choice  of  Physical  Status  level  of  the  patient.  

o Document  systemic  conditions  to  support  medical  necessity  for  MAC  procedures,  such  as  cardiopulmonary  disease,  and  psychological  condition  such  as  dementia.    

• Include  indications  for  procedures.  • Be  sure  to  designate  right,  left,  or  bilateral  when  applicable.  • Location,  location,  location...always  be  site  specific  and  detailed.  • List  circumstances  of  condition  such  as  type  of  injury  (crushing,  degloving,  closed  head  injury  with  brief  loss  of  consciousness,  

etc.).  • Document  related,  secondary  or  causal  (“due  to”)  illnesses  or  conditions  whenever  appropriate.  • State  acute  or  chronic,  old  injury,  any  descriptive  wording  that  help  to  illustrate  the  condition.    

§ “Acute  duodenal  ulcer  with  perforation”    • List  social  factors  influencing  diagnoses.    

o Note  tobacco  use,  abuse,  dependence,  past  history,  or  exposure  with  type  of  tobacco  product  (cigarette,  chewing,  etc.).  

o For  alcohol,  note  use,  abuse,  history  of.    Note  BAL  when  influencing  case.  • Document  trimester  for  all  pregnant  patients  and  number  of  weeks  of  gestation  in  any  setting.    • For  deliveries,  note  outcome  of  delivery  (“single,  liveborn”,  “twins,  one  liveborn,  one  stillborn”,  etc.)  and  whether  full  term  

and  uncomplicated.    o Note  the  specific  wording  of  “full-­‐term”  and  “uncomplicated”  –  this  means  without  fetal  manipulation  or  

instrumentation.        o Outside  of  a  normal,  spontaneous  vaginal  delivery  the  codes  can  potentially  get  more  detailed  to  explain  the  

increased  difficulties  you  are  encountering  during  the  delivery.  • Usually  there  is  a  reason  for  a  C/section  (fetal  distress,  prolapse  of  cord,  etc.)  unless  it  is  planned  (different  code)  –  coding  

would  then  center  on  “labor  &  delivery  complicated  by....”  • For  specialties,  the  condition  being  treated  by  the  specialist  should  be  sequenced  first,  which  is  generally  the  more  acute  to  

him/her.    More  Diagnosis  Tips  

Complications:  • Internal  device,  implant,  and  graft,  

mechanical  • Mechanical/Hardware  • Infection  or  inflammation  • Dislocation  of  prosthetic  joint  

 

• What  kind  of  device,  implant,  or  graft?      • Intraoperative  or  Postoperative?  • Specify  nature  of  the  complication:  

•  Breakdown  •  Displacement  •  Osteolysis  •  Wear  of  articular  bearing            surface  

•  Hemorrhage  •  Pain  •  Stenosis  •  Embolism  •  Leakage  

•  Obstruction  •  Perforation  •  Protrusion  

Injury,  upper  arm  

Needs  specifics:  • Laterality?    • Type  of  injury?  (Abrasion,  bite,  blister,  contusion,  external  constriction,  foreign  body,  sprain,  tear,  etc.)  • Muscle,  tendon,  fascia?    • Context  of  injury?    • Acute  or  chronic,  traumatic  or  non-­‐traumatic?  

Fractures  

Codes  for  fractures  are  classified  on  the  basis  of  following  information:      •Traumatic  or  Pathologic  (+  underlying  condition)?  •Specific  anatomical  information  (which  bone  and  which  portion  of  bone  [proximal,  shaft,  distal,  etc.)  •Type  of  fracture  (colles,  torus,  etc.)  •Closed  or  open,  malunion,  nonunion                  -­‐For  open  fx  of  forearm,  femur,  lower  leg  only,  we  need  additional  information  for:                                    -­‐Wound  size  (<1  cm  or  >1  cm)                                    -­‐Minimal,  moderate,  or  extensive  soft  tissue  injury    •Displaced  or  non-­‐displaced?      •Right,  Left,  or  Bilateral?  •Are  there  any  retained  foreign  bodies?  

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Cataract  

Laterality?  H26.9  Unspecified  Cataract  -­‐  Try  to  avoid  in  favor  of  more  specificity  Type?  •Infantile  –  Presenile  (H26.00-­‐)  [Combined  forms,  cortical,  nuclear,  subcapsular  polar  (anterior  or  posterior?)]  •Age  related  –  Senile  (H25.-­‐)  [Nuclear,  incipient,  cortical,  Hypermature,  or  unspecified?]  •Complicated  (H26.2-­‐)  [With  neovascularization  or  ocular  disorder?    Glaucomatous  flecks?]  •Diabetic,  Type  I  (E10.36),  Type  II  (E11.36)  •Myotonic  (G71.19/H28)  •Nuclear  –  Embryonal  (Q12.0)  or  sclerosis  (H25.1)  •Secondary  (H26.40)  •Traumatic  (H26.1  [Localized,  partially  resolved,  or  total?]—with  details  of  injury  

Resources:  https://www.cms.gov/Regulations-­‐and-­‐Guidance/Guidance/Manuals/downloads/clm104c12.pdf    https://www.cms.gov/Medicare/Coding/NationalCorrectCodInitEd/index.html?redirect=/nationalcorrectcodinited/  Chapter  II,  Anesthesia  Services    The  information  provided  is  only  intended  to  be  a  general  summary  and  not  intended  to  take  place  of  either  written  law  or  regulations.