106-reporting guideline 3 - ធនាគារជាតិ នៃ កម្ពុជា · 2013. 1....

Guideline for Implementing CAFIU CTR/STR Electronic Reporting System

Scope of Guideline:

This guideline provides instructions for the preparation and transmission of Suspicious Transaction Reports (STR) and Cash Transaction Reports (CTR) reports from entities regulated by the National Bank of Cambodia to the Cambodian Financial Intelligence Unit. On the effective date and thereafter these reports, mandated by the “Prakas on Anti-‐Money Laundering and Combating the Financing of Terrorism”, shall be formatted and submitted to CAFIU in the manner described herein. This guideline supersedes only those provisions in the Prakas that describe the manner of report preparation and transmission. All other provisions, including time intervals for reporting, are preserved.

Applicability of Guideline:

This guideline applies to all entities described in Article 1 of the Prakas on Anti-‐Money Laundering and Combating the Financing of Terrorism.

Date of Effectiveness:

This guideline comes into force on 1 May 2013. All CTR/STR reports submitted on or after this date shall conform to this guideline. CTR/STR reports that do not conform to this guideline will not be accepted.

Report Preparation:

STR Report Preparation

The suspicious transaction report shall be prepared in electronic form in strict accordance with the most recent version of the XML schema specification found in Appendix A. The specification may be updated from time to time. Updated versions shall be published on the CAFIU website, http://www.nbc.org.kh/cafiu, along with their effective date. Reporting entities are free to prepare the report by any available means, including direct extraction from their core banking systems. As a convenience to reporting entities, each version of the STR specification shall have a corresponding electronic form published on the CAFIU website that can be used to prepare reports in the proper electronic format. The STR specification provides for attachment of supporting documentation. Where possible supporting documentation shall be attached using native file formats (e.g. Word, Excel). Where a native document format is not possible, scanned documents using grayscale PDF or JPG shall be the preferred formats with resolution between 150 and 200 dpi and a file size no larger than 1 MB. The total combined size of the electronic report file, including all attachments, shall not exceed 8 MB. Special arrangements can be made with CAFIU for documents that exceed these parameters or are otherwise not possible to include in the report. Special arrangements can also be made with CAFIU for any case where time is critical and adherence to these specifications would unreasonably delay preparation and delivery of a time-‐critical report. However, such arrangements will not release the reporting

entity from the responsibility of preparing and transmitting an electronic report in accordance with this guideline. The electronic report file name shall adhere to the following naming convention: reporting entity identification code + date of report submission in YYMMDD format + sequence number beginning with ‘1’ for multiple reports submitted on the same day.

CTR Report Preparation:

The cash transaction report shall be prepared in electronic form in strict accordance with the most recent version of the XML schema specification found in Appendix B. The specification may be updated from time to time. Updated versions shall be published on the CAFIU website, http://www.nbc.org.kh/cafiu, along with their effective date. Reporting entities are free to prepare the report by any available means, including direct extraction from their core banking systems. As a convenience to reporting entities, each version of the CTR specification shall have a corresponding electronic form published on the CAFIU website that can be used to prepare reports in the proper electronic format. The CTR specification allows for an unlimited number of CTR reports to be contained within a single electronic file. The size of the electronic report file shall not exceed 8 MB. The electronic report file name shall adhere to the following naming convention: reporting entity identification code + ‘-‐’ (separator) + date of report submission in YYMMDD format + ‘-‐’ (separator) + sequence number beginning with ‘1’ for multiple reports submitted on the same day.

Multiple electronic report files may be created if necessary. Under no circumstances will paper reports or facsimiles of paper reports be accepted.

Report Transmission

Reports may be transmitted either by hand or electronically. However, reporting entities shall take steps to migrate to 100% electronic transmission as that may be the only acceptable transmission channel in future versions of this Guideline.

Hand Transmission:

Reports may be delivered in a sealed container by courier directly to the office of the Secretary General, CAFIU, National Bank of Cambodia during regular office hours. The courier must prove to the receiving office his authority to act as a delivery agent on behalf of the reporting entity by providing evidence of employment by the reporting entity or evidence of employment by a recognized professional courier service. The report must be contained inside the sealed container on readable electronic media such as optical disk or USB flash drive. Where possible and practical, reporting media will be returned to the reporting entity once its contents have been permanently removed. For that reason, reporting media should contain an appropriate external label. Paper reports will not be accepted.

Electronic Transmission via Secure E-‐mail (preferred mode):

In order to use this mode of delivery the reporting entity must, along with CAFIU, enter into the most current version of the Electronic Communication Agreement found in Appendix C. This Agreement specifies the widely-‐used OpenPGP protocol to allow CAFIU and the reporting entity to identify one another using electronic signatures. The protocol also allows reports and their e-‐mail containers to be securely encrypted to ensure the privacy and integrity and to eliminate the possibility of any third party viewing or modifying the reports during transmission. The time and manner for entering into the agreement and exchanging public encryption keys shall be established and communicated by CAFIU at a later date. Information about no-‐cost open source products and low-‐cost commercial products that implement the protocol shall be published on the CAFIU web site. Information about mail client program configurations known to work with these protocols and products shall also be published on the CAFIU web site. A “Frequently Asked Questions” section shall be published on the CAFIU web site and shall address common issues that may be encountered when preparing and transmitting electronic reports. Electronic report files shall be sent as attachments to the secure e-‐mail. In the case of an STR report, a single file attachment containing a single report is allowed. In the case of a CTR report, multiple file attachments are allowed so long as the combined total size does not exceed 8 MB. The subject line of the e-‐mail shall contain the text “STR Report” for STR reports and “CTR Report” for CTR reports. It is not possible to send both STR and CTR reports in a single e-‐mail. Secure e-‐mail containing either STR or CTR reports shall be sent to [email protected]. E-‐mail sent to this address that does not conform to the OpenPGP protocol or whose signatures cannot be verified or that does not contain either an STR or CTR report will not be accepted or acknowledged as received. All other communication shall be sent to [email protected]. Sensitive information sent to and from this address may be encrypted and signed as above.

Acknowledgement of Receipt and Validation:

CAFIU shall validate received file attachments against the version of the appropriate specification in effect at the time received. A receipt shall be generated for attachments that have been successfully validated. The receipt shall contain the following: identifiers for the reporting entity, identifiers for the report, date of report receipt, date of report validation, status of the report [i.e. accepted] and a security code to detect tampering with the report after transmission. No receipt shall be generated for files that cannot be validated. Receipts shall be transmitted to the reporting entity via the same mode by which the corresponding report was received. In the case of manual transmission, the receipt will be printed on paper and available for pickup by an authorized representative or will be delivered by courier at the expense of the reporting entity.

APPENDIX A – Suspicious Transaction Report XML Schema Specification

Schema STR.xsd schema location: attributeFormDefault: unqualified elementFormDefault: qualified Elements Complex types Simple types CountryCodeType AddressType OccupationType STR IndividualType LegalEntityNumericIdentifierType LegalEntityType NumericIdentifierType PersonName PhoneNumberType PhoneType element CountryCodeType

diagram

type restriction of xs:string properties content simple

used by element NumericIdentifierType/Passport complexType AddressType

facets Kind Value Annotation enumeration enumeration AFG enumeration AGO enumeration AIA enumeration ALB enumeration AND enumeration ANT enumeration ARE enumeration ARG enumeration ARM enumeration ASM enumeration ATA enumeration ATF enumeration ATG enumeration AUS enumeration AUT enumeration AZE enumeration BDI

enumeration BEL enumeration BEN enumeration BFA enumeration BGD enumeration BGR enumeration BHR enumeration BHS enumeration BIH enumeration BLR enumeration BLZ enumeration BMU enumeration BOL enumeration BRA enumeration BRB enumeration BRN enumeration BTN enumeration BVT enumeration BWA enumeration CAF enumeration CAN enumeration CCK enumeration CHE enumeration CHL enumeration CHN enumeration CIV enumeration CMR enumeration COD enumeration COG enumeration COK enumeration COL enumeration COM enumeration CPV enumeration CRI enumeration CUB enumeration CXR enumeration CYM enumeration CYP enumeration CZE enumeration DEU enumeration DJI enumeration DMA enumeration DNK enumeration DOM enumeration DZA enumeration ECU enumeration EGY

enumeration ERI enumeration ESH enumeration ESP enumeration EST enumeration ETH enumeration FIN enumeration FJI enumeration FLK enumeration FRA enumeration FRO enumeration FSM enumeration FXX enumeration GAB enumeration GBR enumeration GEO enumeration GHA enumeration GIB enumeration GIN enumeration GLP enumeration GMB enumeration GNB enumeration GNQ enumeration GRC enumeration GRD enumeration GRL enumeration GTM enumeration GUF enumeration GUM enumeration GUY enumeration HKG enumeration HMD enumeration HND enumeration HRV enumeration HTI enumeration HUN enumeration IDN enumeration IND enumeration IOT enumeration IRL enumeration IRN enumeration IRQ enumeration ISL enumeration ISR enumeration ITA enumeration JAM enumeration JOR

enumeration JPN enumeration KAZ enumeration KEN enumeration KGZ enumeration KHM enumeration KIR enumeration KNA enumeration KOR enumeration KWT enumeration LAO enumeration LBN enumeration LBR enumeration LBY enumeration LCA enumeration LIE enumeration LKA enumeration LSO enumeration LTU enumeration LUX enumeration LVA enumeration MAC enumeration MAR enumeration MCO enumeration MDA enumeration MDG enumeration MDV enumeration MEX enumeration MHL enumeration MKD enumeration MLI enumeration MLT enumeration MMR enumeration MNG enumeration MNP enumeration MOZ enumeration MRT enumeration MSR enumeration MTQ enumeration MUS enumeration MWI enumeration MYS enumeration MYT enumeration NAM enumeration NCL enumeration NER enumeration NFK

enumeration NGA enumeration NIC enumeration NIU enumeration NLD enumeration NOR enumeration NPL enumeration NRU enumeration NZL enumeration OMN enumeration PAK enumeration PAN enumeration PCN enumeration PER enumeration PHL enumeration PLW enumeration PNG enumeration POL enumeration PRI enumeration PRK enumeration PRT enumeration PRY enumeration PYF enumeration QAT enumeration REU enumeration ROM enumeration RUS enumeration RWA enumeration SAU enumeration SDN enumeration SEN enumeration SGP enumeration SGS enumeration SHN enumeration SJM enumeration SLB enumeration SLE enumeration SLV enumeration SMR enumeration SOM enumeration SPM enumeration STP enumeration SUR enumeration SVK enumeration SVN enumeration SWE enumeration SWZ

enumeration SYC enumeration SYR enumeration TCA enumeration TCD enumeration TGO enumeration THA enumeration TJK enumeration TKL enumeration TKM enumeration TMP enumeration TON enumeration TTO enumeration TUN enumeration TUR enumeration TUV enumeration TWN enumeration TZA enumeration UGA enumeration UKR enumeration UMI enumeration URY enumeration USA enumeration UZB enumeration VAT enumeration VCT enumeration VEN enumeration VGB enumeration VIR enumeration VNM enumeration VUT enumeration WLF enumeration WSM enumeration YEM enumeration YUG enumeration ZAF enumeration ZMB enumeration ZWE

source <xs:element name="CountryCodeType"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value=""/> <xs:enumeration value="AFG"/> <xs:enumeration value="AGO"/> <xs:enumeration value="AIA"/> <xs:enumeration value="ALB"/> <xs:enumeration value="AND"/> <xs:enumeration value="ANT"/> <xs:enumeration value="ARE"/>

<xs:enumeration value="ARG"/> <xs:enumeration value="ARM"/> <xs:enumeration value="ASM"/> <xs:enumeration value="ATA"/> <xs:enumeration value="ATF"/> <xs:enumeration value="ATG"/> <xs:enumeration value="AUS"/> <xs:enumeration value="AUT"/> <xs:enumeration value="AZE"/> <xs:enumeration value="BDI"/> <xs:enumeration value="BEL"/> <xs:enumeration value="BEN"/> <xs:enumeration value="BFA"/> <xs:enumeration value="BGD"/> <xs:enumeration value="BGR"/> <xs:enumeration value="BHR"/> <xs:enumeration value="BHS"/> <xs:enumeration value="BIH"/> <xs:enumeration value="BLR"/> <xs:enumeration value="BLZ"/> <xs:enumeration value="BMU"/> <xs:enumeration value="BOL"/> <xs:enumeration value="BRA"/> <xs:enumeration value="BRB"/> <xs:enumeration value="BRN"/> <xs:enumeration value="BTN"/> <xs:enumeration value="BVT"/> <xs:enumeration value="BWA"/> <xs:enumeration value="CAF"/> <xs:enumeration value="CAN"/> <xs:enumeration value="CCK"/> <xs:enumeration value="CHE"/> <xs:enumeration value="CHL"/> <xs:enumeration value="CHN"/> <xs:enumeration value="CIV"/> <xs:enumeration value="CMR"/> <xs:enumeration value="COD"/> <xs:enumeration value="COG"/> <xs:enumeration value="COK"/> <xs:enumeration value="COL"/> <xs:enumeration value="COM"/> <xs:enumeration value="CPV"/> <xs:enumeration value="CRI"/> <xs:enumeration value="CUB"/> <xs:enumeration value="CXR"/> <xs:enumeration value="CYM"/> <xs:enumeration value="CYP"/> <xs:enumeration value="CZE"/> <xs:enumeration value="DEU"/> <xs:enumeration value="DJI"/> <xs:enumeration value="DMA"/> <xs:enumeration value="DNK"/> <xs:enumeration value="DOM"/> <xs:enumeration value="DZA"/> <xs:enumeration value="ECU"/> <xs:enumeration value="EGY"/>

<xs:enumeration value="ERI"/> <xs:enumeration value="ESH"/> <xs:enumeration value="ESP"/> <xs:enumeration value="EST"/> <xs:enumeration value="ETH"/> <xs:enumeration value="FIN"/> <xs:enumeration value="FJI"/> <xs:enumeration value="FLK"/> <xs:enumeration value="FRA"/> <xs:enumeration value="FRO"/> <xs:enumeration value="FSM"/> <xs:enumeration value="FXX"/> <xs:enumeration value="GAB"/> <xs:enumeration value="GBR"/> <xs:enumeration value="GEO"/> <xs:enumeration value="GHA"/> <xs:enumeration value="GIB"/> <xs:enumeration value="GIN"/> <xs:enumeration value="GLP"/> <xs:enumeration value="GMB"/> <xs:enumeration value="GNB"/> <xs:enumeration value="GNQ"/> <xs:enumeration value="GRC"/> <xs:enumeration value="GRD"/> <xs:enumeration value="GRL"/> <xs:enumeration value="GTM"/> <xs:enumeration value="GUF"/> <xs:enumeration value="GUM"/> <xs:enumeration value="GUY"/> <xs:enumeration value="HKG"/> <xs:enumeration value="HMD"/> <xs:enumeration value="HND"/> <xs:enumeration value="HRV"/> <xs:enumeration value="HTI"/> <xs:enumeration value="HUN"/> <xs:enumeration value="IDN"/> <xs:enumeration value="IND"/> <xs:enumeration value="IOT"/> <xs:enumeration value="IRL"/> <xs:enumeration value="IRN"/> <xs:enumeration value="IRQ"/> <xs:enumeration value="ISL"/> <xs:enumeration value="ISR"/> <xs:enumeration value="ITA"/> <xs:enumeration value="JAM"/> <xs:enumeration value="JOR"/> <xs:enumeration value="JPN"/> <xs:enumeration value="KAZ"/> <xs:enumeration value="KEN"/> <xs:enumeration value="KGZ"/> <xs:enumeration value="KHM"/> <xs:enumeration value="KIR"/> <xs:enumeration value="KNA"/> <xs:enumeration value="KOR"/> <xs:enumeration value="KWT"/> <xs:enumeration value="LAO"/>

<xs:enumeration value="LBN"/> <xs:enumeration value="LBR"/> <xs:enumeration value="LBY"/> <xs:enumeration value="LCA"/> <xs:enumeration value="LIE"/> <xs:enumeration value="LKA"/> <xs:enumeration value="LSO"/> <xs:enumeration value="LTU"/> <xs:enumeration value="LUX"/> <xs:enumeration value="LVA"/> <xs:enumeration value="MAC"/> <xs:enumeration value="MAR"/> <xs:enumeration value="MCO"/> <xs:enumeration value="MDA"/> <xs:enumeration value="MDG"/> <xs:enumeration value="MDV"/> <xs:enumeration value="MEX"/> <xs:enumeration value="MHL"/> <xs:enumeration value="MKD"/> <xs:enumeration value="MLI"/> <xs:enumeration value="MLT"/> <xs:enumeration value="MMR"/> <xs:enumeration value="MNG"/> <xs:enumeration value="MNP"/> <xs:enumeration value="MOZ"/> <xs:enumeration value="MRT"/> <xs:enumeration value="MSR"/> <xs:enumeration value="MTQ"/> <xs:enumeration value="MUS"/> <xs:enumeration value="MWI"/> <xs:enumeration value="MYS"/> <xs:enumeration value="MYT"/> <xs:enumeration value="NAM"/> <xs:enumeration value="NCL"/> <xs:enumeration value="NER"/> <xs:enumeration value="NFK"/> <xs:enumeration value="NGA"/> <xs:enumeration value="NIC"/> <xs:enumeration value="NIU"/> <xs:enumeration value="NLD"/> <xs:enumeration value="NOR"/> <xs:enumeration value="NPL"/> <xs:enumeration value="NRU"/> <xs:enumeration value="NZL"/> <xs:enumeration value="OMN"/> <xs:enumeration value="PAK"/> <xs:enumeration value="PAN"/> <xs:enumeration value="PCN"/> <xs:enumeration value="PER"/> <xs:enumeration value="PHL"/> <xs:enumeration value="PLW"/> <xs:enumeration value="PNG"/> <xs:enumeration value="POL"/> <xs:enumeration value="PRI"/> <xs:enumeration value="PRK"/> <xs:enumeration value="PRT"/>

<xs:enumeration value="PRY"/> <xs:enumeration value="PYF"/> <xs:enumeration value="QAT"/> <xs:enumeration value="REU"/> <xs:enumeration value="ROM"/> <xs:enumeration value="RUS"/> <xs:enumeration value="RWA"/> <xs:enumeration value="SAU"/> <xs:enumeration value="SDN"/> <xs:enumeration value="SEN"/> <xs:enumeration value="SGP"/> <xs:enumeration value="SGS"/> <xs:enumeration value="SHN"/> <xs:enumeration value="SJM"/> <xs:enumeration value="SLB"/> <xs:enumeration value="SLE"/> <xs:enumeration value="SLV"/> <xs:enumeration value="SMR"/> <xs:enumeration value="SOM"/> <xs:enumeration value="SPM"/> <xs:enumeration value="STP"/> <xs:enumeration value="SUR"/> <xs:enumeration value="SVK"/> <xs:enumeration value="SVN"/> <xs:enumeration value="SWE"/> <xs:enumeration value="SWZ"/> <xs:enumeration value="SYC"/> <xs:enumeration value="SYR"/> <xs:enumeration value="TCA"/> <xs:enumeration value="TCD"/> <xs:enumeration value="TGO"/> <xs:enumeration value="THA"/> <xs:enumeration value="TJK"/> <xs:enumeration value="TKL"/> <xs:enumeration value="TKM"/> <xs:enumeration value="TMP"/> <xs:enumeration value="TON"/> <xs:enumeration value="TTO"/> <xs:enumeration value="TUN"/> <xs:enumeration value="TUR"/> <xs:enumeration value="TUV"/> <xs:enumeration value="TWN"/> <xs:enumeration value="TZA"/> <xs:enumeration value="UGA"/> <xs:enumeration value="UKR"/> <xs:enumeration value="UMI"/> <xs:enumeration value="URY"/> <xs:enumeration value="USA"/> <xs:enumeration value="UZB"/> <xs:enumeration value="VAT"/> <xs:enumeration value="VCT"/> <xs:enumeration value="VEN"/> <xs:enumeration value="VGB"/> <xs:enumeration value="VIR"/> <xs:enumeration value="VNM"/> <xs:enumeration value="VUT"/>

<xs:enumeration value="WLF"/> <xs:enumeration value="WSM"/> <xs:enumeration value="YEM"/> <xs:enumeration value="YUG"/> <xs:enumeration value="ZAF"/> <xs:enumeration value="ZMB"/> <xs:enumeration value="ZWE "/> </xs:restriction> </xs:simpleType> </xs:element>

element STR

diagram

properties content complex

children ReportingEntityID ReportingEntityDescription Report source <xs:element name="STR">

<xs:complexType> <xs:sequence> <xs:choice> <xs:element name="ReportingEntityID" type="xs:integer"/> <xs:element name="ReportingEntityDescription"> <xs:complexType> <xs:sequence> <xs:element name="ReportingEntityInfo"> <xs:complexType> <xs:choice> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="Individual" type="IndividualType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> <xs:element name="Address" type="AddressType"/>

<xs:element name="ContactPerson"> <xs:complexType> <xs:sequence> <xs:element name="Name" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="Address" type="xs:string" nillable="false"/> <xs:element name="Phone" type="PhoneType"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element> </xs:choice> <xs:element name="Report"> <xs:complexType> <xs:sequence> <xs:element name="ReportIdentifier"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="[a-zA-Z0-9]{15}|NIL"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AmendedReportIndicator" type="xs:boolean" nillable="true"/> <xs:element name="ReportPreparationDate" type="xs:date"/> <xs:element name="ReportTransmissionDate" type="xs:date"/> <xs:element name="Transaction" minOccurs="0"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="TransactionDate" type="xs:date"/> <xs:element name="TransactionAmount" type="xs:decimal"/> <xs:element name="TransactionCurrencyCode"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="KHR"/> <xs:enumeration value="USD"/> <xs:enumeration value="EUR"/> <xs:enumeration value="AUD"/> <xs:enumeration value="AOA"/> <xs:enumeration value="ARS"/> <xs:enumeration value="AMD"/> <xs:enumeration value="AWG"/> <xs:enumeration value="AZM"/> <xs:enumeration value="BSD"/> <xs:enumeration value="BHD"/> <xs:enumeration value="BDT"/> <xs:enumeration value="BBD"/> <xs:enumeration value="BYR"/> <xs:enumeration value="BZD"/> <xs:enumeration value="BMD"/>

<xs:enumeration value="BTN"/> <xs:enumeration value="INR"/> <xs:enumeration value="BOV"/> <xs:enumeration value="BOB"/> <xs:enumeration value="BAM"/> <xs:enumeration value="BWP"/> <xs:enumeration value="BRL"/> <xs:enumeration value="BND"/> <xs:enumeration value="BGL"/> <xs:enumeration value="BGN"/> <xs:enumeration value="BIF"/> <xs:enumeration value="ADP"/> <xs:enumeration value="CAD"/> <xs:enumeration value="CVE"/> <xs:enumeration value="KYD"/> <xs:enumeration value="XAF"/> <xs:enumeration value="CLF"/> <xs:enumeration value="CLP"/> <xs:enumeration value="CNY"/> <xs:enumeration value="COP"/> <xs:enumeration value="KMF"/> <xs:enumeration value="CDF"/> <xs:enumeration value="CRC"/> <xs:enumeration value="HRK"/> <xs:enumeration value="CUP"/> <xs:enumeration value="CYP"/> <xs:enumeration value="CZK"/> <xs:enumeration value="DKK"/> <xs:enumeration value="DJF"/> <xs:enumeration value="DOP"/> <xs:enumeration value="TPE"/> <xs:enumeration value="ECV"/> <xs:enumeration value="ECS"/> <xs:enumeration value="EGP"/> <xs:enumeration value="SVC"/> <xs:enumeration value="ERN"/> <xs:enumeration value="EEK"/> <xs:enumeration value="ETB"/> <xs:enumeration value="FKP"/> <xs:enumeration value="FJD"/> <xs:enumeration value="GMD"/> <xs:enumeration value="GEL"/> <xs:enumeration value="GHC"/> <xs:enumeration value="GIP"/> <xs:enumeration value="GTQ"/> <xs:enumeration value="GNF"/> <xs:enumeration value="GWP"/> <xs:enumeration value="GYD"/> <xs:enumeration value="HTG"/> <xs:enumeration value="HNL"/> <xs:enumeration value="HKD"/> <xs:enumeration value="HUF"/> <xs:enumeration value="ISK"/> <xs:enumeration value="IDR"/> <xs:enumeration value="IRR"/> <xs:enumeration value="IQD"/>

<xs:enumeration value="ILS"/> <xs:enumeration value="JMD"/> <xs:enumeration value="JPY"/> <xs:enumeration value="JOD"/> <xs:enumeration value="KZT"/> <xs:enumeration value="KES"/> <xs:enumeration value="DZD"/> <xs:enumeration value="KPW"/> <xs:enumeration value="KRW"/> <xs:enumeration value="KWD"/> <xs:enumeration value="KGS"/> <xs:enumeration value="LAK"/> <xs:enumeration value="LVL"/> <xs:enumeration value="LBP"/> <xs:enumeration value="LSL"/> <xs:enumeration value="LRD"/> <xs:enumeration value="LYD"/> <xs:enumeration value="CHF"/> <xs:enumeration value="LTL"/> <xs:enumeration value="MOP"/> <xs:enumeration value="MKD"/> <xs:enumeration value="MGF"/> <xs:enumeration value="MWK"/> <xs:enumeration value="MYR"/> <xs:enumeration value="MVR"/> <xs:enumeration value="MTL"/> <xs:enumeration value="ALL"/> <xs:enumeration value="MRO"/> <xs:enumeration value="MUR"/> <xs:enumeration value="MXN"/> <xs:enumeration value="MXV"/> <xs:enumeration value="MDL"/> <xs:enumeration value="MNT"/> <xs:enumeration value="XCD"/> <xs:enumeration value="MZM"/> <xs:enumeration value="MMK"/> <xs:enumeration value="ZAR"/> <xs:enumeration value="NAD"/> <xs:enumeration value="NPR"/> <xs:enumeration value="ANG"/> <xs:enumeration value="XPF"/> <xs:enumeration value="NZD"/> <xs:enumeration value="NIO"/> <xs:enumeration value="NGN"/> <xs:enumeration value="NOK"/> <xs:enumeration value="OMR"/> <xs:enumeration value="PKR"/> <xs:enumeration value="PAB"/> <xs:enumeration value="PGK"/> <xs:enumeration value="PYG"/> <xs:enumeration value="PEN"/> <xs:enumeration value="PHP"/> <xs:enumeration value="PLN"/> <xs:enumeration value="AFA"/> <xs:enumeration value="QAR"/> <xs:enumeration value="ROL"/>

<xs:enumeration value="RUB"/> <xs:enumeration value="RUR"/> <xs:enumeration value="RWF"/> <xs:enumeration value="SHP"/> <xs:enumeration value="WST"/> <xs:enumeration value="STD"/> <xs:enumeration value="SAR"/> <xs:enumeration value="SCR"/> <xs:enumeration value="SLL"/> <xs:enumeration value="SGD"/> <xs:enumeration value="SKK"/> <xs:enumeration value="SIT"/> <xs:enumeration value="SBD"/> <xs:enumeration value="SOS"/> <xs:enumeration value="LKR"/> <xs:enumeration value="SDD"/> <xs:enumeration value="SRG"/> <xs:enumeration value="SZL"/> <xs:enumeration value="SEK"/> <xs:enumeration value="SYP"/> <xs:enumeration value="TWD"/> <xs:enumeration value="TJS"/> <xs:enumeration value="TZS"/> <xs:enumeration value="THB"/> <xs:enumeration value="XOF"/> <xs:enumeration value="TOP"/> <xs:enumeration value="TTD"/> <xs:enumeration value="TND"/> <xs:enumeration value="TRL"/> <xs:enumeration value="TMM"/> <xs:enumeration value="UGX"/> <xs:enumeration value="UAH"/> <xs:enumeration value="AED"/> <xs:enumeration value="GBP"/> <xs:enumeration value="USS"/> <xs:enumeration value="USN"/> <xs:enumeration value="UYU"/> <xs:enumeration value="UZS"/> <xs:enumeration value="VUV"/> <xs:enumeration value="VEB"/> <xs:enumeration value="VND"/> <xs:enumeration value="MAD"/> <xs:enumeration value="YER"/> <xs:enumeration value="YUM"/> <xs:enumeration value="ZMK"/> <xs:enumeration value="ZWD"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="TransactionType"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEPOSIT"/> <xs:enumeration value="WITHDRAWAL"/> <xs:enumeration value="PAYMENT"/> <xs:enumeration value="CONVERSION"/>

</xs:restriction> </xs:simpleType> </xs:element> <xs:element name="BranchName" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="TransactionParticipants" minOccurs="0"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="ParticipantType"> <xs:complexType> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> <xs:element name="ParticipantRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="PRINCIPLE"/> <xs:enumeration value="PROXY"/> <xs:enumeration value="BENEFICIARY"/> <xs:enumeration value="INTERMEDIARY"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="Address" type="AddressType"/> <xs:element name="Phone" type="PhoneType"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="TransactionAccounts" minOccurs="0"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="TransactionAccountNumber" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([A-Z0-9]*)+"/> </xs:restriction> </xs:simpleType>

</xs:element> <xs:element name="AccountType" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="SAVINGS"/> <xs:enumeration value="CURRENT"/> <xs:enumeration value="LOAN"/> <xs:enumeration value="TERM DEPOSIT"/> <xs:enumeration value="OTHER"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AccountRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEBIT"/> <xs:enumeration value="CREDIT"/> <xs:enumeration value=""/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="BranchName" type="xs:string"/> <xs:element name="TransactionAccountOwners" nillable="false"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentOrNGO"> <xs:complexType> <xs:choice> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> </xs:choice> <xs:element name="Address" type="AddressType" nillable="false"/> <xs:element name="Phone" type="PhoneType" nillable="false"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType>

</xs:element> <xs:element name="SuspiciousInfo"> <xs:complexType> <xs:sequence> <xs:element name="SuspicionCategory" nillable="false”<xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Reactivated Dormant Account"/> <xs:enumeration value="Large/Unusual Transaction"/> <xs:enumeration value="Large/Unusual Remittance"/> <xs:enumeration value="Offshore Activity"/> <xs:enumeration value="Activity Inconsistent with Customer Profile"/> <xs:enumeration value="Activity Consistent with Suspected Criminal Activity"/> <xs:enumeration value="Failure to Successfully Complete Internal Due Diligence"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="SuspicionDescription" type="xs:string" nillable="false"/> <xs:element name="SupportingDocuments" minOccurs="0"> <xs:complexType> <xs:sequence minOccurs="0" maxOccurs="unbounded"> <xs:element name="Document" type="xs:base64Binary"/> <xs:element name="DocumentName" type="xs:string"/> <xs:element name="DocumentType" type="xs:string"/> <xs:element name="DocumentIdentifier" type="xs:string"/> <xs:element name="DocumentDate" type="xs:date"/> <xs:element name="DocumentPreparer" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType>

</xs:element> element STR/ReportingEntityID

diagram

type xs:integer properties content simple

source <xs:element name="ReportingEntityID" type="xs:integer"/> element STR/ReportingEntityDescription

diagram


children ReportingEntityInfo Address ContactPerson source <xs:element name="ReportingEntityDescription">

<xs:complexType> <xs:sequence> <xs:element name="ReportingEntityInfo"> <xs:complexType> <xs:choice> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="Individual" type="IndividualType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> <xs:element name="Address" type="AddressType"/> <xs:element name="ContactPerson"> <xs:complexType> <xs:sequence>

<xs:element name="Name" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="Address" type="xs:string" nillable="false"/> <xs:element name="Phone" type="PhoneType"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element>

element STR/ReportingEntityDescription/ReportingEntityInfo

diagram


children LegalEntity Individual GovernmentName NGOName source <xs:element name="ReportingEntityInfo">

<xs:complexType> <xs:choice> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="Individual" type="IndividualType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element>

element STR/ReportingEntityDescription/ReportingEntityInfo/LegalEntity

diagram

type LegalEntityType


children Name Identifier Organization source <xs:element name="LegalEntity" type="LegalEntityType"/>

element STR/ReportingEntityDescription/ReportingEntityInfo/Individual

diagram

type IndividualType


children Name DateOfBirth Identifier Occupation source <xs:element name="Individual" type="IndividualType"/>

element STR/ReportingEntityDescription/ReportingEntityInfo/GovernmentName

diagram


nillable false

facets Kind Value Annotation pattern ([a-zA-Z0-9]*[ ]*[/]*)+

source <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string">

<xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/ReportingEntityDescription/ReportingEntityInfo/NGOName

diagram


nillable false


source <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/ReportingEntityDescription/Address

diagram

type AddressType


children BuildingNumber StreetName StreetType GroupNumber Village Commune DistrictName Province POBox PostalCode CountryCodeType

source <xs:element name="Address" type="AddressType"/> element STR/ReportingEntityDescription/ContactPerson

diagram


children Name Address Phone source <xs:element name="ContactPerson">

<xs:complexType> <xs:sequence> <xs:element name="Name" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="Address" type="xs:string" nillable="false"/> <xs:element name="Phone" type="PhoneType"/> </xs:sequence> </xs:complexType> </xs:element>

element STR/ReportingEntityDescription/ContactPerson/Name

diagram


nillable false

facets Kind Value Annotation pattern ([a-zA-Z]*[ ]*[/]*)+

source <xs:element name="Name" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/ReportingEntityDescription/ContactPerson/Address

diagram

type xs:string properties content simple

nillable false

source <xs:element name="Address" type="xs:string" nillable="false"/> element STR/ReportingEntityDescription/ContactPerson/Phone

diagram

type PhoneType


children HomePhone BusinessPhone MobilePhone source <xs:element name="Phone" type="PhoneType"/>

element STR/Report

diagram


children ReportIdentifier AmendedReportIndicator ReportPreparationDate ReportTransmissionDate Transaction TransactionParticipants TransactionAccounts SuspiciousInfo

source <xs:element name="Report"> <xs:complexType> <xs:sequence> <xs:element name="ReportIdentifier"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="[a-zA-Z0-9]{15}|NIL"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AmendedReportIndicator" type="xs:boolean" nillable="true"/> <xs:element name="ReportPreparationDate" type="xs:date"/> <xs:element name="ReportTransmissionDate" type="xs:date"/> <xs:element name="Transaction" minOccurs="0"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="TransactionDate" type="xs:date"/> <xs:element name="TransactionAmount" type="xs:decimal"/> <xs:element name="TransactionCurrencyCode"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="KHR"/> <xs:enumeration value="USD"/> <xs:enumeration value="EUR"/> <xs:enumeration value="AUD"/> <xs:enumeration value="AOA"/> <xs:enumeration value="ARS"/> <xs:enumeration value="AMD"/> <xs:enumeration value="AWG"/> <xs:enumeration value="AZM"/> <xs:enumeration value="BSD"/> <xs:enumeration value="BHD"/> <xs:enumeration value="BDT"/> <xs:enumeration value="BBD"/> <xs:enumeration value="BYR"/> <xs:enumeration value="BZD"/> <xs:enumeration value="BMD"/> <xs:enumeration value="BTN"/> <xs:enumeration value="INR"/> <xs:enumeration value="BOV"/> <xs:enumeration value="BOB"/> <xs:enumeration value="BAM"/> <xs:enumeration value="BWP"/> <xs:enumeration value="BRL"/> <xs:enumeration value="BND"/> <xs:enumeration value="BGL"/> <xs:enumeration value="BGN"/> <xs:enumeration value="BIF"/> <xs:enumeration value="ADP"/> <xs:enumeration value="CAD"/> <xs:enumeration value="CVE"/> <xs:enumeration value="KYD"/> <xs:enumeration value="XAF"/> <xs:enumeration value="CLF"/> <xs:enumeration value="CLP"/>

<xs:enumeration value="CNY"/> <xs:enumeration value="COP"/> <xs:enumeration value="KMF"/> <xs:enumeration value="CDF"/> <xs:enumeration value="CRC"/> <xs:enumeration value="HRK"/> <xs:enumeration value="CUP"/> <xs:enumeration value="CYP"/> <xs:enumeration value="CZK"/> <xs:enumeration value="DKK"/> <xs:enumeration value="DJF"/> <xs:enumeration value="DOP"/> <xs:enumeration value="TPE"/> <xs:enumeration value="ECV"/> <xs:enumeration value="ECS"/> <xs:enumeration value="EGP"/> <xs:enumeration value="SVC"/> <xs:enumeration value="ERN"/> <xs:enumeration value="EEK"/> <xs:enumeration value="ETB"/> <xs:enumeration value="FKP"/> <xs:enumeration value="FJD"/> <xs:enumeration value="GMD"/> <xs:enumeration value="GEL"/> <xs:enumeration value="GHC"/> <xs:enumeration value="GIP"/> <xs:enumeration value="GTQ"/> <xs:enumeration value="GNF"/> <xs:enumeration value="GWP"/> <xs:enumeration value="GYD"/> <xs:enumeration value="HTG"/> <xs:enumeration value="HNL"/> <xs:enumeration value="HKD"/> <xs:enumeration value="HUF"/> <xs:enumeration value="ISK"/> <xs:enumeration value="IDR"/> <xs:enumeration value="IRR"/> <xs:enumeration value="IQD"/> <xs:enumeration value="ILS"/> <xs:enumeration value="JMD"/> <xs:enumeration value="JPY"/> <xs:enumeration value="JOD"/> <xs:enumeration value="KZT"/> <xs:enumeration value="KES"/> <xs:enumeration value="DZD"/> <xs:enumeration value="KPW"/> <xs:enumeration value="KRW"/> <xs:enumeration value="KWD"/> <xs:enumeration value="KGS"/> <xs:enumeration value="LAK"/> <xs:enumeration value="LVL"/> <xs:enumeration value="LBP"/> <xs:enumeration value="LSL"/> <xs:enumeration value="LRD"/> <xs:enumeration value="LYD"/> <xs:enumeration value="CHF"/>

<xs:enumeration value="LTL"/> <xs:enumeration value="MOP"/> <xs:enumeration value="MKD"/> <xs:enumeration value="MGF"/> <xs:enumeration value="MWK"/> <xs:enumeration value="MYR"/> <xs:enumeration value="MVR"/> <xs:enumeration value="MTL"/> <xs:enumeration value="ALL"/> <xs:enumeration value="MRO"/> <xs:enumeration value="MUR"/> <xs:enumeration value="MXN"/> <xs:enumeration value="MXV"/> <xs:enumeration value="MDL"/> <xs:enumeration value="MNT"/> <xs:enumeration value="XCD"/> <xs:enumeration value="MZM"/> <xs:enumeration value="MMK"/> <xs:enumeration value="ZAR"/> <xs:enumeration value="NAD"/> <xs:enumeration value="NPR"/> <xs:enumeration value="ANG"/> <xs:enumeration value="XPF"/> <xs:enumeration value="NZD"/> <xs:enumeration value="NIO"/> <xs:enumeration value="NGN"/> <xs:enumeration value="NOK"/> <xs:enumeration value="OMR"/> <xs:enumeration value="PKR"/> <xs:enumeration value="PAB"/> <xs:enumeration value="PGK"/> <xs:enumeration value="PYG"/> <xs:enumeration value="PEN"/> <xs:enumeration value="PHP"/> <xs:enumeration value="PLN"/> <xs:enumeration value="AFA"/> <xs:enumeration value="QAR"/> <xs:enumeration value="ROL"/> <xs:enumeration value="RUB"/> <xs:enumeration value="RUR"/> <xs:enumeration value="RWF"/> <xs:enumeration value="SHP"/> <xs:enumeration value="WST"/> <xs:enumeration value="STD"/> <xs:enumeration value="SAR"/> <xs:enumeration value="SCR"/> <xs:enumeration value="SLL"/> <xs:enumeration value="SGD"/> <xs:enumeration value="SKK"/> <xs:enumeration value="SIT"/> <xs:enumeration value="SBD"/> <xs:enumeration value="SOS"/> <xs:enumeration value="LKR"/> <xs:enumeration value="SDD"/> <xs:enumeration value="SRG"/> <xs:enumeration value="SZL"/>

<xs:enumeration value="SEK"/> <xs:enumeration value="SYP"/> <xs:enumeration value="TWD"/> <xs:enumeration value="TJS"/> <xs:enumeration value="TZS"/> <xs:enumeration value="THB"/> <xs:enumeration value="XOF"/> <xs:enumeration value="TOP"/> <xs:enumeration value="TTD"/> <xs:enumeration value="TND"/> <xs:enumeration value="TRL"/> <xs:enumeration value="TMM"/> <xs:enumeration value="UGX"/> <xs:enumeration value="UAH"/> <xs:enumeration value="AED"/> <xs:enumeration value="GBP"/> <xs:enumeration value="USS"/> <xs:enumeration value="USN"/> <xs:enumeration value="UYU"/> <xs:enumeration value="UZS"/> <xs:enumeration value="VUV"/> <xs:enumeration value="VEB"/> <xs:enumeration value="VND"/> <xs:enumeration value="MAD"/> <xs:enumeration value="YER"/> <xs:enumeration value="YUM"/> <xs:enumeration value="ZMK"/> <xs:enumeration value="ZWD"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="TransactionType"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEPOSIT"/> <xs:enumeration value="WITHDRAWAL"/> <xs:enumeration value="PAYMENT"/> <xs:enumeration value="CONVERSION"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="BranchName" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="TransactionParticipants" minOccurs="0"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="ParticipantType"> <xs:complexType> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string">

<xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> <xs:element name="ParticipantRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="PRINCIPLE"/> <xs:enumeration value="PROXY"/> <xs:enumeration value="BENEFICIARY"/> <xs:enumeration value="INTERMEDIARY"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="Address" type="AddressType"/> <xs:element name="Phone" type="PhoneType"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="TransactionAccounts" minOccurs="0"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="TransactionAccountNumber" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([A-Z0-9]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AccountType" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="SAVINGS"/> <xs:enumeration value="CURRENT"/> <xs:enumeration value="LOAN"/> <xs:enumeration value="TERM DEPOSIT"/> <xs:enumeration value="OTHER"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AccountRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEBIT"/> <xs:enumeration value="CREDIT"/> <xs:enumeration value=""/>

</xs:restriction> </xs:simpleType> </xs:element> <xs:element name="BranchName" type="xs:string"/> <xs:element name="TransactionAccountOwners" nillable="false"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentOrNGO"> <xs:complexType> <xs:choice> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> </xs:choice> <xs:element name="Address" type="AddressType" nillable="false"/> <xs:element name="Phone" type="PhoneType" nillable="false"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="SuspiciousInfo"> <xs:complexType> <xs:sequence> <xs:element name="SuspicionDescription" type="xs:string" nillable="false"/> <xs:element name="SupportingDocuments" minOccurs="0"> <xs:complexType> <xs:sequence minOccurs="0" maxOccurs="unbounded"> <xs:element name="Document" type="xs:base64Binary"/> <xs:element name="DocumentName" type="xs:string"/> <xs:element name="DocumentType" type="xs:string"/> <xs:element name="DocumentIdentifier" type="xs:string"/> <xs:element name="DocumentDate" type="xs:date"/> <xs:element name="DocumentPreparer" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence>

</xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/ReportIdentifier

diagram


facets Kind Value Annotation pattern [a-zA-Z0-9]{15}|NIL

source <xs:element name="ReportIdentifier"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="[a-zA-Z0-9]{15}|NIL"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/AmendedReportIndicator

diagram

type xs:boolean properties content simple

nillable true

source <xs:element name="AmendedReportIndicator" type="xs:boolean" nillable="true"/> element STR/Report/ReportPreparationDate

diagram

type xs:date properties content simple

source <xs:element name="ReportPreparationDate" type="xs:date"/> element STR/Report/ReportTransmissionDate

diagram


source <xs:element name="ReportTransmissionDate" type="xs:date"/> element STR/Report/Transaction

diagram

properties minOcc 0

maxOcc 1 content complex

children TransactionDate TransactionAmount TransactionCurrencyCode TransactionType BranchName source <xs:element name="Transaction" minOccurs="0">

<xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="TransactionDate" type="xs:date"/> <xs:element name="TransactionAmount" type="xs:decimal"/> <xs:element name="TransactionCurrencyCode"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="KHR"/> <xs:enumeration value="USD"/> <xs:enumeration value="EUR"/> <xs:enumeration value="AUD"/> <xs:enumeration value="AOA"/> <xs:enumeration value="ARS"/> <xs:enumeration value="AMD"/> <xs:enumeration value="AWG"/> <xs:enumeration value="AZM"/> <xs:enumeration value="BSD"/> <xs:enumeration value="BHD"/> <xs:enumeration value="BDT"/> <xs:enumeration value="BBD"/> <xs:enumeration value="BYR"/> <xs:enumeration value="BZD"/> <xs:enumeration value="BMD"/> <xs:enumeration value="BTN"/> <xs:enumeration value="INR"/> <xs:enumeration value="BOV"/> <xs:enumeration value="BOB"/> <xs:enumeration value="BAM"/> <xs:enumeration value="BWP"/> <xs:enumeration value="BRL"/> <xs:enumeration value="BND"/> <xs:enumeration value="BGL"/> <xs:enumeration value="BGN"/> <xs:enumeration value="BIF"/>

<xs:enumeration value="ADP"/> <xs:enumeration value="CAD"/> <xs:enumeration value="CVE"/> <xs:enumeration value="KYD"/> <xs:enumeration value="XAF"/> <xs:enumeration value="CLF"/> <xs:enumeration value="CLP"/> <xs:enumeration value="CNY"/> <xs:enumeration value="COP"/> <xs:enumeration value="KMF"/> <xs:enumeration value="CDF"/> <xs:enumeration value="CRC"/> <xs:enumeration value="HRK"/> <xs:enumeration value="CUP"/> <xs:enumeration value="CYP"/> <xs:enumeration value="CZK"/> <xs:enumeration value="DKK"/> <xs:enumeration value="DJF"/> <xs:enumeration value="DOP"/> <xs:enumeration value="TPE"/> <xs:enumeration value="ECV"/> <xs:enumeration value="ECS"/> <xs:enumeration value="EGP"/> <xs:enumeration value="SVC"/> <xs:enumeration value="ERN"/> <xs:enumeration value="EEK"/> <xs:enumeration value="ETB"/> <xs:enumeration value="FKP"/> <xs:enumeration value="FJD"/> <xs:enumeration value="GMD"/> <xs:enumeration value="GEL"/> <xs:enumeration value="GHC"/> <xs:enumeration value="GIP"/> <xs:enumeration value="GTQ"/> <xs:enumeration value="GNF"/> <xs:enumeration value="GWP"/> <xs:enumeration value="GYD"/> <xs:enumeration value="HTG"/> <xs:enumeration value="HNL"/> <xs:enumeration value="HKD"/> <xs:enumeration value="HUF"/> <xs:enumeration value="ISK"/> <xs:enumeration value="IDR"/> <xs:enumeration value="IRR"/> <xs:enumeration value="IQD"/> <xs:enumeration value="ILS"/> <xs:enumeration value="JMD"/> <xs:enumeration value="JPY"/> <xs:enumeration value="JOD"/> <xs:enumeration value="KZT"/> <xs:enumeration value="KES"/> <xs:enumeration value="DZD"/> <xs:enumeration value="KPW"/> <xs:enumeration value="KRW"/> <xs:enumeration value="KWD"/> <xs:enumeration value="KGS"/>

<xs:enumeration value="LAK"/> <xs:enumeration value="LVL"/> <xs:enumeration value="LBP"/> <xs:enumeration value="LSL"/> <xs:enumeration value="LRD"/> <xs:enumeration value="LYD"/> <xs:enumeration value="CHF"/> <xs:enumeration value="LTL"/> <xs:enumeration value="MOP"/> <xs:enumeration value="MKD"/> <xs:enumeration value="MGF"/> <xs:enumeration value="MWK"/> <xs:enumeration value="MYR"/> <xs:enumeration value="MVR"/> <xs:enumeration value="MTL"/> <xs:enumeration value="ALL"/> <xs:enumeration value="MRO"/> <xs:enumeration value="MUR"/> <xs:enumeration value="MXN"/> <xs:enumeration value="MXV"/> <xs:enumeration value="MDL"/> <xs:enumeration value="MNT"/> <xs:enumeration value="XCD"/> <xs:enumeration value="MZM"/> <xs:enumeration value="MMK"/> <xs:enumeration value="ZAR"/> <xs:enumeration value="NAD"/> <xs:enumeration value="NPR"/> <xs:enumeration value="ANG"/> <xs:enumeration value="XPF"/> <xs:enumeration value="NZD"/> <xs:enumeration value="NIO"/> <xs:enumeration value="NGN"/> <xs:enumeration value="NOK"/> <xs:enumeration value="OMR"/> <xs:enumeration value="PKR"/> <xs:enumeration value="PAB"/> <xs:enumeration value="PGK"/> <xs:enumeration value="PYG"/> <xs:enumeration value="PEN"/> <xs:enumeration value="PHP"/> <xs:enumeration value="PLN"/> <xs:enumeration value="AFA"/> <xs:enumeration value="QAR"/> <xs:enumeration value="ROL"/> <xs:enumeration value="RUB"/> <xs:enumeration value="RUR"/> <xs:enumeration value="RWF"/> <xs:enumeration value="SHP"/> <xs:enumeration value="WST"/> <xs:enumeration value="STD"/> <xs:enumeration value="SAR"/> <xs:enumeration value="SCR"/> <xs:enumeration value="SLL"/> <xs:enumeration value="SGD"/> <xs:enumeration value="SKK"/>

<xs:enumeration value="SIT"/> <xs:enumeration value="SBD"/> <xs:enumeration value="SOS"/> <xs:enumeration value="LKR"/> <xs:enumeration value="SDD"/> <xs:enumeration value="SRG"/> <xs:enumeration value="SZL"/> <xs:enumeration value="SEK"/> <xs:enumeration value="SYP"/> <xs:enumeration value="TWD"/> <xs:enumeration value="TJS"/> <xs:enumeration value="TZS"/> <xs:enumeration value="THB"/> <xs:enumeration value="XOF"/> <xs:enumeration value="TOP"/> <xs:enumeration value="TTD"/> <xs:enumeration value="TND"/> <xs:enumeration value="TRL"/> <xs:enumeration value="TMM"/> <xs:enumeration value="UGX"/> <xs:enumeration value="UAH"/> <xs:enumeration value="AED"/> <xs:enumeration value="GBP"/> <xs:enumeration value="USS"/> <xs:enumeration value="USN"/> <xs:enumeration value="UYU"/> <xs:enumeration value="UZS"/> <xs:enumeration value="VUV"/> <xs:enumeration value="VEB"/> <xs:enumeration value="VND"/> <xs:enumeration value="MAD"/> <xs:enumeration value="YER"/> <xs:enumeration value="YUM"/> <xs:enumeration value="ZMK"/> <xs:enumeration value="ZWD"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="TransactionType"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEPOSIT"/> <xs:enumeration value="WITHDRAWAL"/> <xs:enumeration value="PAYMENT"/> <xs:enumeration value="CONVERSION"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="BranchName" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/Transaction/TransactionDate diagram

type xs:date

properties content simple

source <xs:element name="TransactionDate" type="xs:date"/> element STR/Report/Transaction/TransactionAmount

diagram

type xs:decimal properties content simple

source <xs:element name="TransactionAmount" type="xs:decimal"/> element STR/Report/Transaction/TransactionCurrencyCode

diagram


facets Kind Value Annotation enumeration KHR enumeration USD enumeration EUR enumeration AUD enumeration AOA enumeration ARS enumeration AMD enumeration AWG enumeration AZM enumeration BSD enumeration BHD enumeration BDT enumeration BBD enumeration BYR enumeration BZD enumeration BMD enumeration BTN enumeration INR enumeration BOV enumeration BOB enumeration BAM

enumeration BWP enumeration BRL enumeration BND enumeration BGL enumeration BGN enumeration BIF enumeration ADP enumeration CAD enumeration CVE enumeration KYD enumeration XAF enumeration CLF enumeration CLP enumeration CNY enumeration COP enumeration KMF enumeration CDF enumeration CRC enumeration HRK enumeration CUP enumeration CYP enumeration CZK enumeration DKK enumeration DJF enumeration DOP enumeration TPE enumeration ECV enumeration ECS enumeration EGP enumeration SVC enumeration ERN enumeration EEK enumeration ETB enumeration FKP enumeration FJD enumeration GMD enumeration GEL enumeration GHC enumeration GIP enumeration GTQ enumeration GNF enumeration GWP enumeration GYD enumeration HTG enumeration HNL enumeration HKD

enumeration HUF enumeration ISK enumeration IDR enumeration IRR enumeration IQD enumeration ILS enumeration JMD enumeration JPY enumeration JOD enumeration KZT enumeration KES enumeration DZD enumeration KPW enumeration KRW enumeration KWD enumeration KGS enumeration LAK enumeration LVL enumeration LBP enumeration LSL enumeration LRD enumeration LYD enumeration CHF enumeration LTL enumeration MOP enumeration MKD enumeration MGF enumeration MWK enumeration MYR enumeration MVR enumeration MTL enumeration ALL enumeration MRO enumeration MUR enumeration MXN enumeration MXV enumeration MDL enumeration MNT enumeration XCD enumeration MZM enumeration MMK enumeration ZAR enumeration NAD enumeration NPR enumeration ANG enumeration XPF

enumeration NZD enumeration NIO enumeration NGN enumeration NOK enumeration OMR enumeration PKR enumeration PAB enumeration PGK enumeration PYG enumeration PEN enumeration PHP enumeration PLN enumeration AFA enumeration QAR enumeration ROL enumeration RUB enumeration RUR enumeration RWF enumeration SHP enumeration WST enumeration STD enumeration SAR enumeration SCR enumeration SLL enumeration SGD enumeration SKK enumeration SIT enumeration SBD enumeration SOS enumeration LKR enumeration SDD enumeration SRG enumeration SZL enumeration SEK enumeration SYP enumeration TWD enumeration TJS enumeration TZS enumeration THB enumeration XOF enumeration TOP enumeration TTD enumeration TND enumeration TRL enumeration TMM enumeration UGX

enumeration UAH enumeration AED enumeration GBP enumeration USS enumeration USN enumeration UYU enumeration UZS enumeration VUV enumeration VEB enumeration VND enumeration MAD enumeration YER enumeration YUM enumeration ZMK enumeration ZWD

source <xs:element name="TransactionCurrencyCode"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="KHR"/> <xs:enumeration value="USD"/> <xs:enumeration value="EUR"/> <xs:enumeration value="AUD"/> <xs:enumeration value="AOA"/> <xs:enumeration value="ARS"/> <xs:enumeration value="AMD"/> <xs:enumeration value="AWG"/> <xs:enumeration value="AZM"/> <xs:enumeration value="BSD"/> <xs:enumeration value="BHD"/> <xs:enumeration value="BDT"/> <xs:enumeration value="BBD"/> <xs:enumeration value="BYR"/> <xs:enumeration value="BZD"/> <xs:enumeration value="BMD"/> <xs:enumeration value="BTN"/> <xs:enumeration value="INR"/> <xs:enumeration value="BOV"/> <xs:enumeration value="BOB"/> <xs:enumeration value="BAM"/> <xs:enumeration value="BWP"/> <xs:enumeration value="BRL"/> <xs:enumeration value="BND"/> <xs:enumeration value="BGL"/> <xs:enumeration value="BGN"/> <xs:enumeration value="BIF"/> <xs:enumeration value="ADP"/> <xs:enumeration value="CAD"/> <xs:enumeration value="CVE"/> <xs:enumeration value="KYD"/> <xs:enumeration value="XAF"/> <xs:enumeration value="CLF"/> <xs:enumeration value="CLP"/>

<xs:enumeration value="CNY"/> <xs:enumeration value="COP"/> <xs:enumeration value="KMF"/> <xs:enumeration value="CDF"/> <xs:enumeration value="CRC"/> <xs:enumeration value="HRK"/> <xs:enumeration value="CUP"/> <xs:enumeration value="CYP"/> <xs:enumeration value="CZK"/> <xs:enumeration value="DKK"/> <xs:enumeration value="DJF"/> <xs:enumeration value="DOP"/> <xs:enumeration value="TPE"/> <xs:enumeration value="ECV"/> <xs:enumeration value="ECS"/> <xs:enumeration value="EGP"/> <xs:enumeration value="SVC"/> <xs:enumeration value="ERN"/> <xs:enumeration value="EEK"/> <xs:enumeration value="ETB"/> <xs:enumeration value="FKP"/> <xs:enumeration value="FJD"/> <xs:enumeration value="GMD"/> <xs:enumeration value="GEL"/> <xs:enumeration value="GHC"/> <xs:enumeration value="GIP"/> <xs:enumeration value="GTQ"/> <xs:enumeration value="GNF"/> <xs:enumeration value="GWP"/> <xs:enumeration value="GYD"/> <xs:enumeration value="HTG"/> <xs:enumeration value="HNL"/> <xs:enumeration value="HKD"/> <xs:enumeration value="HUF"/> <xs:enumeration value="ISK"/> <xs:enumeration value="IDR"/> <xs:enumeration value="IRR"/> <xs:enumeration value="IQD"/> <xs:enumeration value="ILS"/> <xs:enumeration value="JMD"/> <xs:enumeration value="JPY"/> <xs:enumeration value="JOD"/> <xs:enumeration value="KZT"/> <xs:enumeration value="KES"/> <xs:enumeration value="DZD"/> <xs:enumeration value="KPW"/> <xs:enumeration value="KRW"/> <xs:enumeration value="KWD"/> <xs:enumeration value="KGS"/> <xs:enumeration value="LAK"/> <xs:enumeration value="LVL"/> <xs:enumeration value="LBP"/> <xs:enumeration value="LSL"/> <xs:enumeration value="LRD"/> <xs:enumeration value="LYD"/> <xs:enumeration value="CHF"/>

<xs:enumeration value="LTL"/> <xs:enumeration value="MOP"/> <xs:enumeration value="MKD"/> <xs:enumeration value="MGF"/> <xs:enumeration value="MWK"/> <xs:enumeration value="MYR"/> <xs:enumeration value="MVR"/> <xs:enumeration value="MTL"/> <xs:enumeration value="ALL"/> <xs:enumeration value="MRO"/> <xs:enumeration value="MUR"/> <xs:enumeration value="MXN"/> <xs:enumeration value="MXV"/> <xs:enumeration value="MDL"/> <xs:enumeration value="MNT"/> <xs:enumeration value="XCD"/> <xs:enumeration value="MZM"/> <xs:enumeration value="MMK"/> <xs:enumeration value="ZAR"/> <xs:enumeration value="NAD"/> <xs:enumeration value="NPR"/> <xs:enumeration value="ANG"/> <xs:enumeration value="XPF"/> <xs:enumeration value="NZD"/> <xs:enumeration value="NIO"/> <xs:enumeration value="NGN"/> <xs:enumeration value="NOK"/> <xs:enumeration value="OMR"/> <xs:enumeration value="PKR"/> <xs:enumeration value="PAB"/> <xs:enumeration value="PGK"/> <xs:enumeration value="PYG"/> <xs:enumeration value="PEN"/> <xs:enumeration value="PHP"/> <xs:enumeration value="PLN"/> <xs:enumeration value="AFA"/> <xs:enumeration value="QAR"/> <xs:enumeration value="ROL"/> <xs:enumeration value="RUB"/> <xs:enumeration value="RUR"/> <xs:enumeration value="RWF"/> <xs:enumeration value="SHP"/> <xs:enumeration value="WST"/> <xs:enumeration value="STD"/> <xs:enumeration value="SAR"/> <xs:enumeration value="SCR"/> <xs:enumeration value="SLL"/> <xs:enumeration value="SGD"/> <xs:enumeration value="SKK"/> <xs:enumeration value="SIT"/> <xs:enumeration value="SBD"/> <xs:enumeration value="SOS"/> <xs:enumeration value="LKR"/> <xs:enumeration value="SDD"/> <xs:enumeration value="SRG"/> <xs:enumeration value="SZL"/>

<xs:enumeration value="SEK"/> <xs:enumeration value="SYP"/> <xs:enumeration value="TWD"/> <xs:enumeration value="TJS"/> <xs:enumeration value="TZS"/> <xs:enumeration value="THB"/> <xs:enumeration value="XOF"/> <xs:enumeration value="TOP"/> <xs:enumeration value="TTD"/> <xs:enumeration value="TND"/> <xs:enumeration value="TRL"/> <xs:enumeration value="TMM"/> <xs:enumeration value="UGX"/> <xs:enumeration value="UAH"/> <xs:enumeration value="AED"/> <xs:enumeration value="GBP"/> <xs:enumeration value="USS"/> <xs:enumeration value="USN"/> <xs:enumeration value="UYU"/> <xs:enumeration value="UZS"/> <xs:enumeration value="VUV"/> <xs:enumeration value="VEB"/> <xs:enumeration value="VND"/> <xs:enumeration value="MAD"/> <xs:enumeration value="YER"/> <xs:enumeration value="YUM"/> <xs:enumeration value="ZMK"/> <xs:enumeration value="ZWD"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/Transaction/TransactionType

diagram


facets Kind Value Annotation enumeration DEPOSIT enumeration WITHDRAWAL enumeration PAYMENT enumeration CONVERSION

source <xs:element name="TransactionType"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEPOSIT"/> <xs:enumeration value="WITHDRAWAL"/> <xs:enumeration value="PAYMENT"/> <xs:enumeration value="CONVERSION"/> </xs:restriction> </xs:simpleType>

</xs:element> element STR/Report/Transaction/BranchName

diagram


source <xs:element name="BranchName" type="xs:string"/> element STR/Report/TransactionParticipants

diagram

properties minOcc 0


children ParticipantType ParticipantRole Address Phone source <xs:element name="TransactionParticipants" minOccurs="0">

<xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="ParticipantType"> <xs:complexType> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> <xs:element name="ParticipantRole">

<xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="PRINCIPLE"/> <xs:enumeration value="PROXY"/> <xs:enumeration value="BENEFICIARY"/> <xs:enumeration value="INTERMEDIARY"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="Address" type="AddressType"/> <xs:element name="Phone" type="PhoneType"/> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/TransactionParticipants/ParticipantType

diagram


children Individual LegalEntity GovernmentName NGOName source <xs:element name="ParticipantType">

<xs:complexType> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element>

element STR/Report/TransactionParticipants/ParticipantType/Individual diagram

type IndividualType



element STR/Report/TransactionParticipants/ParticipantType/LegalEntity

diagram




element STR/Report/TransactionParticipants/ParticipantType/GovernmentName

diagram


nillable false


source <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/>

</xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/TransactionParticipants/ParticipantType/NGOName

diagram


nillable false



element STR/Report/TransactionParticipants/ParticipantRole

diagram


facets Kind Value Annotation enumeration PRINCIPLE enumeration PROXY enumeration BENEFICIARY enumeration INTERMEDIARY

source <xs:element name="ParticipantRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="PRINCIPLE"/> <xs:enumeration value="PROXY"/> <xs:enumeration value="BENEFICIARY"/> <xs:enumeration value="INTERMEDIARY"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/TransactionParticipants/Address diagram

type AddressType



source <xs:element name="Address" type="AddressType"/> element STR/Report/TransactionParticipants/Phone

diagram

type PhoneType



element STR/Report/TransactionAccounts

diagram

properties minOcc 0


children TransactionAccountNumber AccountType AccountRole BranchName TransactionAccountOwners source <xs:element name="TransactionAccounts" minOccurs="0">

<xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:element name="TransactionAccountNumber" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([A-Z0-9]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AccountType" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="SAVINGS"/> <xs:enumeration value="CURRENT"/> <xs:enumeration value="LOAN"/> <xs:enumeration value="TERM DEPOSIT"/> <xs:enumeration value="OTHER"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="AccountRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEBIT"/> <xs:enumeration value="CREDIT"/> <xs:enumeration value=""/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="BranchName" type="xs:string"/> <xs:element name="TransactionAccountOwners" nillable="false"> <xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/>

<xs:element name="GovernmentOrNGO"> <xs:complexType> <xs:choice> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> </xs:choice> <xs:element name="Address" type="AddressType" nillable="false"/> <xs:element name="Phone" type="PhoneType" nillable="false"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/TransactionAccounts/TransactionAccountNumber

diagram


nillable false

facets Kind Value Annotation pattern ([A-Z0-9]*)+

source <xs:element name="TransactionAccountNumber" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([A-Z0-9]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/TransactionAccounts/AccountType

diagram


nillable false

facets Kind Value Annotation enumeration SAVINGS enumeration CURRENT enumeration LOAN enumeration TERM DEPOSIT enumeration OTHER

source <xs:element name="AccountType" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="SAVINGS"/> <xs:enumeration value="CURRENT"/> <xs:enumeration value="LOAN"/> <xs:enumeration value="TERM DEPOSIT"/> <xs:enumeration value="OTHER"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/TransactionAccounts/AccountRole

diagram


facets Kind Value Annotation enumeration DEBIT enumeration CREDIT enumeration

source <xs:element name="AccountRole"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="DEBIT"/> <xs:enumeration value="CREDIT"/> <xs:enumeration value=""/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/TransactionAccounts/BranchName

diagram


source <xs:element name="BranchName" type="xs:string"/> element STR/Report/TransactionAccounts/TransactionAccountOwners

diagram


nillable false

children Individual LegalEntity GovernmentOrNGO Address Phone source <xs:element name="TransactionAccountOwners" nillable="false">

<xs:complexType> <xs:sequence maxOccurs="unbounded"> <xs:choice> <xs:element name="Individual" type="IndividualType"/> <xs:element name="LegalEntity" type="LegalEntityType"/> <xs:element name="GovernmentOrNGO"> <xs:complexType> <xs:choice> <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element> </xs:choice> <xs:element name="Address" type="AddressType" nillable="false"/> <xs:element name="Phone" type="PhoneType" nillable="false"/> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/TransactionAccounts/TransactionAccountOwners/Individual diagram

type IndividualType



element STR/Report/TransactionAccounts/TransactionAccountOwners/LegalEntity

diagram




element STR/Report/TransactionAccounts/TransactionAccountOwners/GovernmentOrNGO

diagram


children GovernmentName NGOName source <xs:element name="GovernmentOrNGO">

<xs:complexType> <xs:choice> <xs:element name="GovernmentName" nillable="false">

<xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:choice> </xs:complexType> </xs:element>

element STR/Report/TransactionAccounts/TransactionAccountOwners/GovernmentOrNGO/GovernmentName

diagram


nillable false


source <xs:element name="GovernmentName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element STR/Report/TransactionAccounts/TransactionAccountOwners/GovernmentOrNGO/NGOName

diagram


nillable false


source <xs:element name="NGOName" nillable="false"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction>

</xs:simpleType> </xs:element>

element STR/Report/TransactionAccounts/TransactionAccountOwners/Address

diagram

type AddressType

properties content complex nillable false


source <xs:element name="Address" type="AddressType" nillable="false"/> element STR/Report/TransactionAccounts/TransactionAccountOwners/Phone

diagram

type PhoneType


children HomePhone BusinessPhone MobilePhone source <xs:element name="Phone" type="PhoneType" nillable="false"/>

element STR/Report/SuspiciousInfo

diagram


children SuspicionDescription SupportingDocuments source <xs:element name="SuspiciousInfo">

<xs:complexType> <xs:sequence> <xs:element name="SuspicionDescription" type="xs:string" nillable="false"/> <xs:element name="SupportingDocuments" minOccurs="0"> <xs:complexType> <xs:sequence minOccurs="0" maxOccurs="unbounded"> <xs:element name="Document" type="xs:base64Binary"/> <xs:element name="DocumentName" type="xs:string"/> <xs:element name="DocumentType" type="xs:string"/> <xs:element name="DocumentIdentifier" type="xs:string"/> <xs:element name="DocumentDate" type="xs:date"/> <xs:element name="DocumentPreparer" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/SuspiciousInfo/SuspicionDescription

diagram


nillable false

source <xs:element name="SuspicionDescription" type="xs:string" nillable="false"/>

element STR/Report/SuspiciousInfo/SupportingDocuments diagram

properties minOcc 0


children Document DocumentName DocumentType DocumentIdentifier DocumentDate DocumentPreparer source <xs:element name="SupportingDocuments" minOccurs="0">

<xs:complexType> <xs:sequence minOccurs="0" maxOccurs="unbounded"> <xs:element name="Document" type="xs:base64Binary"/> <xs:element name="DocumentName" type="xs:string"/> <xs:element name="DocumentType" type="xs:string"/> <xs:element name="DocumentIdentifier" type="xs:string"/> <xs:element name="DocumentDate" type="xs:date"/> <xs:element name="DocumentPreparer" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element>

element STR/Report/SuspiciousInfo/SupportingDocuments/Document

diagram

type xs:base64Binary properties content simple

source <xs:element name="Document" type="xs:base64Binary"/> element STR/Report/SuspiciousInfo/SupportingDocuments/DocumentName

diagram


source <xs:element name="DocumentName" type="xs:string"/>

element STR/Report/SuspiciousInfo/SupportingDocuments/DocumentType diagram

type xs:string


source <xs:element name="DocumentType" type="xs:string"/> element STR/Report/SuspiciousInfo/SupportingDocuments/DocumentIdentifier

diagram


source <xs:element name="DocumentIdentifier" type="xs:string"/> element STR/Report/SuspiciousInfo/SupportingDocuments/DocumentDate

diagram


source <xs:element name="DocumentDate" type="xs:date"/> element STR/Report/SuspiciousInfo/SupportingDocuments/DocumentPreparer

diagram


source <xs:element name="DocumentPreparer" type="xs:string"/>

complexType AddressType diagram

children BuildingNumber StreetName StreetType GroupNumber Village Commune DistrictName Province POBox

PostalCode CountryCodeType used by elements STR/ReportingEntityDescription/Address STR/Report/TransactionParticipants/Address

STR/Report/TransactionAccounts/TransactionAccountOwners/Address

source <xs:complexType name="AddressType"> <xs:sequence> <xs:element name="BuildingNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"/> </xs:simpleType> </xs:element> <xs:element name="StreetName" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="StreetType" type="xs:string"/> <xs:element name="GroupNumber"/> <xs:element name="Village"/> <xs:element name="Commune"/> <xs:element name="DistrictName"/> <xs:element name="Province"/> <xs:element name="POBox"/> <xs:element name="PostalCode"/> <xs:element ref="CountryCodeType"/> </xs:sequence> </xs:complexType>

element AddressType/BuildingNumber

diagram


nillable true

source <xs:element name="BuildingNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"/> </xs:simpleType> </xs:element>

element AddressType/StreetName

diagram


nillable true


source <xs:element name="StreetName" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z0-9]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element AddressType/StreetType

diagram


source <xs:element name="StreetType" type="xs:string"/> element AddressType/GroupNumber

diagram

source <xs:element name="GroupNumber"/>

element AddressType/Village diagram

source <xs:element name="Village"/>

element AddressType/Commune

diagram

source <xs:element name="Commune"/> element AddressType/DistrictName

diagram

source <xs:element name="DistrictName"/> element AddressType/Province

diagram

source <xs:element name="Province"/> element AddressType/POBox

diagram

source <xs:element name="POBox"/> element AddressType/PostalCode

diagram

source <xs:element name="PostalCode"/>

complexType IndividualType diagram

children Name DateOfBirth Identifier Occupation used by elements STR/ReportingEntityDescription/ReportingEntityInfo/Individual

STR/Report/TransactionParticipants/ParticipantType/Individual STR/Report/TransactionAccounts/TransactionAccountOwners/Individual

source <xs:complexType name="IndividualType"> <xs:sequence> <xs:element name="Name" type="PersonName"/> <xs:element name="DateOfBirth" type="xs:date" nillable="true"/> <xs:element name="Identifier" type="NumericIdentifierType"/> <xs:element name="Occupation" type="OccupationType"/> </xs:sequence> </xs:complexType>

element IndividualType/Name

diagram

type PersonName


children FirstName_Latin MiddleName_Latin LastName_Latin FirstName_Khmer MiddleName_Khmer LastName_Khmer

source <xs:element name="Name" type="PersonName"/>

element IndividualType/DateOfBirth diagram

type xs:date

properties content simple nillable true

source <xs:element name="DateOfBirth" type="xs:date" nillable="true"/> element IndividualType/Identifier

diagram

type NumericIdentifierType


children NationalD Passport ValidIdentifier source <xs:element name="Identifier" type="NumericIdentifierType"/>

element IndividualType/Occupation

diagram

type OccupationType properties content simple

facets Kind Value Annotation enumeration Military/National Defense enumeration Law Enforcement enumeration Government enumeration Manager/Executive enumeration Financial Professional enumeration Legal Professional enumeration IT Professional enumeration Engineering/Scientific enumeration Writer/Journalist/Media Professional enumeration Other Professional enumeration Agriculture/Fisheries Worker enumeration Domestic worker enumeration Factory Worker enumeration Retail Worker

enumeration Transportation Worker enumeration Artist/Musician enumeration Clerical enumeration Construction enumeration Education enumeration Hospitality enumeration Tourism enumeration General Laborer enumeration Non-profit enumeration Self-Employed enumeration Unemployed enumeration Other

source <xs:element name="Occupation" type="OccupationType"/> complexType LegalEntityNumericIdentifierType

diagram

children TaxIdentificationNumber ValidIdentifier used by element LegalEntityType/Identifier

source <xs:complexType name="LegalEntityNumericIdentifierType"> <xs:choice> <xs:element name="TaxIdentificationNumber" type="xs:integer" nillable="true"/> <xs:element name="ValidIdentifier"> <xs:complexType> <xs:sequence> <xs:element name="ValidIDNumber" type="xs:integer" nillable="true"/> <xs:element name="ValidIDDescription" type="xs:string" nillable="true"/> </xs:sequence> </xs:complexType> </xs:element> </xs:choice> </xs:complexType>

element LegalEntityNumericIdentifierType/TaxIdentificationNumber

diagram


nillable true

source <xs:element name="TaxIdentificationNumber" type="xs:integer" nillable="true"/>

element LegalEntityNumericIdentifierType/ValidIdentifier diagram


children ValidIDNumber ValidIDDescription source <xs:element name="ValidIdentifier">

<xs:complexType> <xs:sequence> <xs:element name="ValidIDNumber" type="xs:integer" nillable="true"/> <xs:element name="ValidIDDescription" type="xs:string" nillable="true"/> </xs:sequence> </xs:complexType> </xs:element>

element LegalEntityNumericIdentifierType/ValidIdentifier/ValidIDNumber

diagram


nillable true

source <xs:element name="ValidIDNumber" type="xs:integer" nillable="true"/> element LegalEntityNumericIdentifierType/ValidIdentifier/ValidIDDescription

diagram


nillable true

source <xs:element name="ValidIDDescription" type="xs:string" nillable="true"/> complexType LegalEntityType

diagram

children Name Identifier Organization used by elements STR/ReportingEntityDescription/ReportingEntityInfo/LegalEntity

STR/Report/TransactionParticipants/ParticipantType/LegalEntity STR/Report/TransactionAccounts/TransactionAccountOwners/LegalEntity

source <xs:complexType name="LegalEntityType"> <xs:sequence> <xs:element name="Name"> <xs:complexType> <xs:sequence> <xs:element name="FullRegisteredName_Latin" type="xs:string"/> <xs:element name="FullRegisteredName_Khmer" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="Identifier" type="LegalEntityNumericIdentifierType"/> <xs:element name="Organization"> <xs:complexType> <xs:sequence> <xs:element name="OrgForm" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Sole Proprietorship"/> <xs:enumeration value="General Partnership"/> <xs:enumeration value="Limited Partnership"/> <xs:enumeration value="Private Limited"/> <xs:enumeration value="Public Limited"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="OrgType" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Company"/> <xs:enumeration value="Branch"/> <xs:enumeration value="Joint Venture"/> <xs:enumeration value="Representative Office"/> <xs:enumeration value="State Firm"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="OrgMainActivity" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Financial Services"/> <xs:enumeration value="Manufacturing"/> <xs:enumeration value="Agriculture"/> <xs:enumeration value="Military and National Defense"/> <xs:enumeration value="Government"/> <xs:enumeration value="Medical"/> <xs:enumeration value="Professional"/> <xs:enumeration value="Independent"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:sequence> </xs:complexType>

</xs:element> </xs:sequence> </xs:complexType>

element LegalEntityType/Name

diagram


children FullRegisteredName_Latin FullRegisteredName_Khmer source <xs:element name="Name">

<xs:complexType> <xs:sequence> <xs:element name="FullRegisteredName_Latin" type="xs:string"/> <xs:element name="FullRegisteredName_Khmer" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element>

element LegalEntityType/Name/FullRegisteredName_Latin

diagram


source <xs:element name="FullRegisteredName_Latin" type="xs:string"/> element LegalEntityType/Name/FullRegisteredName_Khmer

diagram


source <xs:element name="FullRegisteredName_Khmer" type="xs:string"/>

element LegalEntityType/Identifier diagram

type LegalEntityNumericIdentifierType


children TaxIdentificationNumber ValidIdentifier source <xs:element name="Identifier" type="LegalEntityNumericIdentifierType"/>

element LegalEntityType/Organization

diagram


children OrgForm OrgType OrgMainActivity source <xs:element name="Organization">

<xs:complexType> <xs:sequence> <xs:element name="OrgForm" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Sole Proprietorship"/> <xs:enumeration value="General Partnership"/> <xs:enumeration value="Limited Partnership"/> <xs:enumeration value="Private Limited"/> <xs:enumeration value="Public Limited"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="OrgType" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Company"/> <xs:enumeration value="Branch"/> <xs:enumeration value="Joint Venture"/> <xs:enumeration value="Representative Office"/> <xs:enumeration value="State Firm"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType>

</xs:element> <xs:element name="OrgMainActivity" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Financial Services"/> <xs:enumeration value="Manufacturing"/> <xs:enumeration value="Agriculture"/> <xs:enumeration value="Military and National Defense"/> <xs:enumeration value="Government"/> <xs:enumeration value="Medical"/> <xs:enumeration value="Professional"/> <xs:enumeration value="Independent"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:sequence> </xs:complexType> </xs:element>

element LegalEntityType/Organization/OrgForm

diagram


nillable true

facets Kind Value Annotation enumeration Sole Proprietorship enumeration General Partnership enumeration Limited Partnership enumeration Private Limited enumeration Public Limited enumeration Other

source <xs:element name="OrgForm" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Sole Proprietorship"/> <xs:enumeration value="General Partnership"/> <xs:enumeration value="Limited Partnership"/> <xs:enumeration value="Private Limited"/> <xs:enumeration value="Public Limited"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element>

element LegalEntityType/Organization/OrgType

diagram


nillable true

facets Kind Value Annotation enumeration Company enumeration Branch enumeration Joint Venture enumeration Representative Office enumeration State Firm enumeration Other

source <xs:element name="OrgType" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Company"/> <xs:enumeration value="Branch"/> <xs:enumeration value="Joint Venture"/> <xs:enumeration value="Representative Office"/> <xs:enumeration value="State Firm"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element>

element LegalEntityType/Organization/OrgMainActivity

diagram


nillable true

facets Kind Value Annotation enumeration Financial Services enumeration Manufacturing enumeration Agriculture enumeration Military and National Defense enumeration Government enumeration Medical enumeration Professional enumeration Independent enumeration Other

source <xs:element name="OrgMainActivity" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:enumeration value="Financial Services"/> <xs:enumeration value="Manufacturing"/> <xs:enumeration value="Agriculture"/> <xs:enumeration value="Military and National Defense"/> <xs:enumeration value="Government"/> <xs:enumeration value="Medical"/> <xs:enumeration value="Professional"/>

<xs:enumeration value="Independent"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType> </xs:element>

complexType NumericIdentifierType

diagram

children NationalD Passport ValidIdentifier used by element IndividualType/Identifier

source <xs:complexType name="NumericIdentifierType"> <xs:choice> <xs:element name="NationalD"> <xs:complexType> <xs:sequence> <xs:element name="NationalID" type="xs:integer" nillable="true"/> <xs:element name="IssueDate" type="xs:date"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="Passport"> <xs:complexType> <xs:sequence> <xs:element name="PassportNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="[A-Z]{0,6}-?[0-9]{2,18}"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element ref="CountryCodeType"/> <xs:element name="IssueDate" type="xs:date"/> </xs:sequence> </xs:complexType> </xs:element> <xs:element name="ValidIdentifier"> <xs:complexType> <xs:sequence> <xs:element name="ValidIdentifier" type="xs:integer"/> <xs:element name="ValidIdentifierDescription" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element> </xs:choice> </xs:complexType>

element NumericIdentifierType/NationalD

diagram


children NationalID IssueDate source <xs:element name="NationalD">

<xs:complexType> <xs:sequence> <xs:element name="NationalID" type="xs:integer" nillable="true"/> <xs:element name="IssueDate" type="xs:date"/> </xs:sequence> </xs:complexType> </xs:element>

element NumericIdentifierType/NationalD/NationalID

diagram


nillable true

source <xs:element name="NationalID" type="xs:integer" nillable="true"/> element NumericIdentifierType/NationalD/IssueDate

diagram


source <xs:element name="IssueDate" type="xs:date"/> element NumericIdentifierType/Passport

diagram


children PassportNumber CountryCodeType IssueDate

source <xs:element name="Passport"> <xs:complexType> <xs:sequence> <xs:element name="PassportNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="[A-Z]{0,6}-?[0-9]{2,18}"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element ref="CountryCodeType"/> <xs:element name="IssueDate" type="xs:date"/> </xs:sequence> </xs:complexType> </xs:element>

element NumericIdentifierType/Passport/PassportNumber

diagram


nillable true

facets Kind Value Annotation pattern [A-Z]{0,6}-?[0-9]{2,18}

source <xs:element name="PassportNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="[A-Z]{0,6}-?[0-9]{2,18}"/> </xs:restriction> </xs:simpleType> </xs:element>

element NumericIdentifierType/Passport/IssueDate

diagram


source <xs:element name="IssueDate" type="xs:date"/> element NumericIdentifierType/ValidIdentifier

diagram


children ValidIdentifier ValidIdentifierDescription source <xs:element name="ValidIdentifier">

<xs:complexType> <xs:sequence> <xs:element name="ValidIdentifier" type="xs:integer"/> <xs:element name="ValidIdentifierDescription" type="xs:string"/> </xs:sequence> </xs:complexType> </xs:element>

element NumericIdentifierType/ValidIdentifier/ValidIdentifier

diagram


source <xs:element name="ValidIdentifier" type="xs:integer"/> element NumericIdentifierType/ValidIdentifier/ValidIdentifierDescription

diagram


source <xs:element name="ValidIdentifierDescription" type="xs:string"/> complexType PersonName

diagram

children FirstName_Latin MiddleName_Latin LastName_Latin FirstName_Khmer MiddleName_Khmer

LastName_Khmer used by element IndividualType/Name

source <xs:complexType name="PersonName"> <xs:sequence>

<xs:element name="FirstName_Latin" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"/> </xs:simpleType> </xs:element> <xs:element name="MiddleName_Latin" type="xs:string" nillable="true"/> <xs:element name="LastName_Latin" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"/> </xs:simpleType> </xs:element> <xs:element name="FirstName_Khmer" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="MiddleName_Khmer" nillable="true"/> <xs:element name="LastName_Khmer" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:sequence> </xs:complexType>

element PersonName/FirstName_Latin

diagram


nillable true

source <xs:element name="FirstName_Latin" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"/> </xs:simpleType> </xs:element>

element PersonName/MiddleName_Latin

diagram


nillable true

source <xs:element name="MiddleName_Latin" type="xs:string" nillable="true"/>

element PersonName/LastName_Latin

diagram


nillable true

source <xs:element name="LastName_Latin" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"/> </xs:simpleType> </xs:element>

element PersonName/FirstName_Khmer

diagram


nillable true


source <xs:element name="FirstName_Khmer" nillable="true"> <xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

element PersonName/MiddleName_Khmer

diagram

properties nillable true

source <xs:element name="MiddleName_Khmer" nillable="true"/> element PersonName/LastName_Khmer

diagram


nillable true


source <xs:element name="LastName_Khmer" nillable="true">

<xs:simpleType> <xs:restriction base="xs:string"> <xs:pattern value="([a-zA-Z]*[ ]*[/]*)+"/> </xs:restriction> </xs:simpleType> </xs:element>

complexType PhoneNumberType

diagram

children CountryCode CityCode LocalNumber used by elements PhoneType/BusinessPhone PhoneType/HomePhone PhoneType/MobilePhone

source <xs:complexType name="PhoneNumberType"> <xs:sequence> <xs:element name="CountryCode" nillable="true"> <xs:simpleType> <xs:restriction base="xs:int"> <xs:minInclusive value="001"/> <xs:maxInclusive value="999"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="CityCode" nillable="true"> <xs:simpleType> <xs:restriction base="xs:int"> <xs:minInclusive value="0000"/> <xs:maxInclusive value="9999"/> </xs:restriction> </xs:simpleType> </xs:element> <xs:element name="LocalNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:int"> <xs:minInclusive value="100000"/> <xs:maxInclusive value="9999999"/> </xs:restriction> </xs:simpleType> </xs:element> </xs:sequence> </xs:complexType>

element PhoneNumberType/CountryCode

diagram

type restriction of xs:int properties content simple

nillable true

facets Kind Value Annotation minInclusive 001 maxInclusive 999

source <xs:element name="CountryCode" nillable="true"> <xs:simpleType> <xs:restriction base="xs:int"> <xs:minInclusive value="001"/> <xs:maxInclusive value="999"/> </xs:restriction> </xs:simpleType> </xs:element>

element PhoneNumberType/CityCode

diagram


nillable true


source <xs:element name="CityCode" nillable="true"> <xs:simpleType> <xs:restriction base="xs:int"> <xs:minInclusive value="0000"/> <xs:maxInclusive value="9999"/> </xs:restriction> </xs:simpleType> </xs:element>

element PhoneNumberType/LocalNumber

diagram


nillable true


source <xs:element name="LocalNumber" nillable="true"> <xs:simpleType> <xs:restriction base="xs:int"> <xs:minInclusive value="100000"/> <xs:maxInclusive value="9999999"/> </xs:restriction>

</xs:simpleType> </xs:element>

complexType PhoneType

diagram

children HomePhone BusinessPhone MobilePhone used by elements STR/ReportingEntityDescription/ContactPerson/Phone

STR/Report/TransactionParticipants/Phone STR/Report/TransactionAccounts/TransactionAccountOwners/Phone

source <xs:complexType name="PhoneType"> <xs:sequence> <xs:element name="HomePhone" type="PhoneNumberType"/> <xs:element name="BusinessPhone" type="PhoneNumberType"/> <xs:element name="MobilePhone" type="PhoneNumberType"/> </xs:sequence> </xs:complexType>

element PhoneType/HomePhone

diagram

type PhoneNumberType


children CountryCode CityCode LocalNumber source <xs:element name="HomePhone" type="PhoneNumberType"/>

element PhoneType/BusinessPhone diagram



children CountryCode CityCode LocalNumber source <xs:element name="BusinessPhone" type="PhoneNumberType"/>

element PhoneType/MobilePhone

diagram



children CountryCode CityCode LocalNumber source <xs:element name="MobilePhone" type="PhoneNumberType"/>

simpleType OccupationType

type restriction of xs:string properties base xs:string

used by element IndividualType/Occupation

facets Kind Value Annotation enumeration Military/National Defense enumeration Law Enforcement enumeration Government enumeration Manager/Executive enumeration Financial Professional enumeration Legal Professional enumeration IT Professional enumeration Engineering/Scientific

enumeration Writer/Journalist/Media Professional enumeration Other Professional enumeration Agriculture/Fisheries Worker enumeration Domestic worker enumeration Factory Worker enumeration Retail Worker enumeration Transportation Worker enumeration Artist/Musician enumeration Clerical enumeration Construction enumeration Education enumeration Hospitality enumeration Tourism enumeration General Laborer enumeration Non-profit enumeration Self-Employed enumeration Unemployed enumeration Other

source <xs:simpleType name="OccupationType"> <xs:restriction base="xs:string"> <xs:enumeration value="Military/National Defense"/> <xs:enumeration value="Law Enforcement"/> <xs:enumeration value="Government"/> <xs:enumeration value="Manager/Executive"/> <xs:enumeration value="Financial Professional"/> <xs:enumeration value="Legal Professional"/> <xs:enumeration value="IT Professional"/> <xs:enumeration value="Engineering/Scientific"/> <xs:enumeration value="Writer/Journalist/Media Professional"/> <xs:enumeration value="Other Professional"/> <xs:enumeration value="Agriculture/Fisheries Worker"/> <xs:enumeration value="Domestic worker"/> <xs:enumeration value="Factory Worker"/> <xs:enumeration value="Retail Worker"/> <xs:enumeration value="Transportation Worker"/> <xs:enumeration value="Artist/Musician"/> <xs:enumeration value="Clerical"/> <xs:enumeration value="Construction"/> <xs:enumeration value="Education"/> <xs:enumeration value="Hospitality"/> <xs:enumeration value="Tourism"/> <xs:enumeration value="General Laborer"/> <xs:enumeration value="Non-profit"/> <xs:enumeration value="Self-Employed"/> <xs:enumeration value="Unemployed"/> <xs:enumeration value="Other"/> </xs:restriction> </xs:simpleType>

APPENDIX B – Cash Transaction Report XML Schema Specification Schema LCTR.xsd schema location: attributeFormDefault: unqualified elementFormDefault: qualified Elements Complex types Simple types CountryCodeType AddressType OccupationType LCTR IndividualType LegalEntityNumericIdentifierType LegalEntityType NumericIdentifierType PersonName PhoneNumberType PhoneType element CountryCodeType

diagram


used by element NumericIdentifierType/Passport complexType AddressType

facets Kind Value Annotation enumeration enumeration AFG enumeration AGO enumeration AIA enumeration ALB enumeration AND enumeration ANT enumeration ARE enumeration ARG enumeration ARM enumeration ASM enumeration ATA enumeration ATF enumeration ATG enumeration AUS enumeration AUT enumeration AZE enumeration BDI