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    INVESTIGATIONAL MEDICINAL PRODUCTS:

    Regulatory and Practical Considerations for Clinical TrialsNovember 2010

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    2010 MODEPHARMA www.modepharma.com

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    Investigational Medicinal Products

    Introduction

    EU and UK regulations relating to investigational medicinal products

    Implications for undertaking clinical trials with IMPs

    Common challenges acrossthe clinical trial lifecycle

    Patient population factors and dosage forms

    Imports from Non-EU countries

    Labels

    Expiry dates and stability

    Technical agreements

    Other common GMP related challenges

    CTA

    VAT

    GMP: Behind the Scenes Overview of a clinical supply project

    Introduction

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    About MODEPHARMA

    Investigational Medicinal Products for clinical trials

    Comprehensive sourcing and management of trial medication

    MODEPHARMA is the only UK company to specialise

    in clinical supplies for non-commercial clinical

    trials

    Full support around the IMP solution

    Introduction

    Advise, plan and coordinate on all aspects around the IMP

    MANUFACTURING

    Placebosto match

    Tablets and capsules

    Semi-solids

    Injectables

    Powders

    Inhalers

    Liquids

    PACKAGING

    Bulk supplies

    Re-labelling

    Patient kits

    Ampoules

    Sachets

    Blisters

    Bottles

    Tubes

    Vials

    RELATED SERVICES

    QP release

    Imports

    Randomisation

    Regulatory support

    Site monitoring

    Pharmacy SOPs

    IMP training

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    EU and UK Regulations Relating to Investigational Medicinal Products

    EU Directives: Clinical Trials Directive 2001/20/EC

    The principles of good manufacturing practice should be

    applied to investigational medicinal products.

    GMP Directive 2003/94/EC

    Replaces original GMP Directive 91/356/EEC

    GCP Directive 2005/28/EC

    Additional principles and detailed guidelines with regards

    to IMPs are specified to verify compliance of clinical trials

    with the Clinical Trials Directive 2001/20/EC.

    Transposed into Member State Laws:

    UK: Statutory Instrument 2004/1031: The Medicines for Human Use (Clinical Trials) Regulations 2004 and itsamendments.

    Despite harmonisation, differences remain between Member Statesin clinical trial requirements

    Practical guidance:

    GCP: ICH Guidelines for GCP

    GMP: Eudralex Vol 4 (EU GMP Gu ide aka Orange Guide)

    Annex 13: GMP for investigational products

    Annex 16: QP responsibilities

    See the MODEPHARMA Knowledge Centre: www.modepharma.com

    Regulatory Aspects of IMPs

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    Implications for Undertaking Clinical Trials with IMPs

    All IMPs must be manufactured according to GMP:

    Requirement for appropriate IMP manufacturing/importauthorisation

    Facility must be licensed for the dosage form & activities required

    Qualified Person (QP):

    Ensure compliance with EU GMP (for ownsites and contractors),the PSF, and the request for CTA

    Responsible for the certification and release of batches of clinicaltrial material before they can be used in a clinical trial.

    Exception: Regulation 37 in SI 2004/1031

    Assembly (repacking, randomising and labelling)in ahospital/health centre under supervision of adoctor/pharmacist for use withinthatinstitution

    No need for QP release butQC recommended

    There are restrictions!

    All facilities used for the manufacture or import ofIMPs aresubjectto aninspection by the competent authority

    IfIMP manufactured outside EU, appropriate checks/retestsfor Import and before EU release

    Regulatory Aspects of IMPs

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    Patient Population Factors and IMP Dosage Forms

    Consider patient population factors and IMP hand-in-hand

    Blinding mechanisms:

    New dosage forms (e.g. Over-encapsulation for solid dosage

    forms)

    New packaging :

    Formulation and development of placebo-to-match (e.g.tablets, liquids)

    Repack into new packaging (e.g. sachets)

    Other innovative solutions

    Commonissues:

    Chosen dosage form notthe most optimal for the trials

    patient population

    Not economically feasible to develop a placebo

    Formulation work isnot a precise science

    Poor quality placebos (e.g. taste,texture, colour, film-coating,

    hardness, primary packaging)

    IMP Considerations

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    Imports from Non-EU Countries

    IMP manufactured outside EU: QP to verify thatthe IMP was manufactured to

    GMP standards equivalentto EU GMP

    QP may have to performssite audits

    Additional analytical testing ofIMPs may be

    required onimport to Europe

    QP declaration on GMP equivalence to EU GMP

    using the template available onthe MHRA website Signed by a QP named onthe manufacturers

    authorisation ofthe importer

    Should be trial and productspecific

    Appliesto placebos as well

    Common issues:

    Lack ofsubstance behind QP declaration How doesthe QP know the actual site of

    manufacture?

    How doesthe QP assure EU GMP?

    Transportation conditionsnot known

    The QP certified animported IMP as free ofTransmissible Spongiform Encephalopathy (TSE) butno evidence was available to supportthis decision.

    IMP Considerations

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    Technical Agreements Set Out the Roles and Responsibilities of Each Party

    Common issues:

    Non-existent

    Essentially commercial innature

    Agreementnotin place before manufacturing

    commences

    Lack of detail concerning GMP responsibilities:

    Sourcing of materials

    QP duties

    Recall responsibilities

    Approval and supply of relevant documents

    Taking ofsamples/testing/retention

    No requirement for signed QP certification

    Refer to Appendicesthat do not exist

    IMP Considerations

    Responsibility Contract

    Acceptor (CA)

    Contract

    Giver (CG)

    Material safety of active substance and other

    starting materialsR

    Specifications R

    Purchasing R

    Qualification of the supplier R

    Identification and analysis R

    Release for processing R

    Storage R

    Reference Samples R

    Stability study R

    Enforcement of recalls R

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    Labels

    GMP Directive 2003/94/EC:

    Preamble 9: In order to protectthe human beingsinvolved inclinical trials and to ensure thatinvestigational medicinalproducts can be traced,specific provisions onthe labelling ofthose products are necessary.

    Article 15 Labelling: Inthe case of aninvestigational medicinalproduct, labelling shall be such asto ensure protection ofthesubject and traceability,to enable identification ofthe productand trial, and to facilitate proper use ofthe investigationalmedicinal product.

    Detailed guidance in Annex 13, paragraphs 26 to 33:

    Paragraph 26 and Table 1 sets out 11 items ofinformationwhich should be included on labels

    unless absence can be justified, e.g. use of a centralisedelectronic randomisationsystem

    Paragraph 33 covers labelling to change use-by-dates

    Commonissues:

    Missing labels with CTA applications

    Labels missing key information

    Different batch numbers/expiry dates for active and placebo

    IMP Considerations

    AMAZING_TRIAL

    FOR CLINICAL TRIAL USE ONLY

    EudraCT No: 2007-00534-99

    28 x Lisinopril 5mg Tablets or Placebo-to-Match

    Patient Trial No: J789 Visit: _____ Dispensing Date: ________

    Dose Instructions: Take ONE tablet orally once a day.

    Batch No: 09B897 Expiry Date: 12/DEC/2010

    Storage Instructions: Store below 25C.

    KEEP OUT OF THE REACH OF CHILDREN

    Professor XXXXX, SPONSOR NAME, Address, City,

    Post Code, UK, Tel: 07979797979

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    Other Common GMP Issues

    Creation and maintenance ofthe Product SpecificationFile:

    Not available or incomplete

    Lack ofstructure to the file

    No system for updating the file following changesin

    instructions, packaging etc.

    Recall SOP

    Insufficient detail with reference to recallsinstigated bymanufacturers of comparator products

    No considerationthatthe IMP may identify defects with

    comparator products during handling/use

    Failure to notify the MHRA inthe event of a potential recall

    situation being identified.

    Transport and storage conditions

    Lack of controlled storage

    Temperature deviations

    IMP Considerations

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    CTAs

    Commonissues:

    Invalid applications

    Failure to supply an XML file

    Missing sponsor authorisation letter

    Non-machine readable PDFs

    Password protected disks

    Quality of applications

    Section onIMPs (active and placebo)

    left blank

    Confusion on final EU site releasing

    the IMP

    Missing supporting documents: Sample labels

    IMPD / IB / SmPCs

    Manufacturing authorisations

    TSE certificates

    IMP Considerations

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    VAT

    VAT

    Clinical supplies for non-commercial trials are not

    automatically VAT exempt

    VAT exemptions only for trials funded by charitable sources

    See www.modepharma.com/vatfor further guidance

    IMP Considerations

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    Overview of a Clinical Supply Project

    Client Enquiry andRequirement Definition

    Confidential DisclosureAgreement

    Proposal Acceptanceand Payment of Deposit

    Technical Agreement

    Project Manager andProject Plan

    Documents for CTA including ProductSpecification Files

    Label Designand Approval

    Approval of Batch Manufacturing

    Record

    Procurement ofRaw Materials

    Randomisation CodeClinical Manufacturing, Packaging and

    QC TestingQP Release

    StorageShipment on Demand InvoicingProject Close

    Clinical Supply Manufacturing and Packaging Activities

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    Annex 13 Manufacture of IMPs

    Sections on:

    Principle

    Glossary

    Quality Management

    Personnel

    Premises and Equipment

    Documentation

    Production

    Packaging materials Manufacturing operations

    Principles applicable to comparator products

    Blinding operations

    Randomisation code

    Packaging

    Labelling

    Quality Control

    Release of Batches

    Shipping

    Complaints

    Recalls and Returns

    Destruction

    Further Reading

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    h t t p : // w w w . m o d e p h a r m a . c o m

    MODEPHARMA

    Registered Office: Suite 16, BeaufortCourt,London E14 9XL, UK

    Company No: 6332969 in England and Wales

    VAT Registration: GB 909535016

    Phone: +44 (0) 2070 432 442

    Email: [email protected]

    Contact

    www.mode harma.com