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    Theoretical studies of ground and excited electronic states of OLEDmaterial bis(2-methyl-8-quinolinolato)gallium(iii) chlorine

    Hong-Ze Gaoa,*, Zhong-Min Sub

    aFundamental Department, Chinese Peoples Armed Police Force Academy, Langfang 065000, Hebei province, ChinabInstitute of Functional Material Chemistry, Northeast Normal University, Changchun 130024, Jilin Province, China

    Received 9 October 2004; accepted 1 December 2004

    Available online 19 March 2005

    Abstract

    By means of ab initio HF and DFT B3LYP methods, the structure of bis(2-methyl-8-quinolinolato)gallium(III) chlorine

    complex(GaMq2Cl) was optimized and the electronic transition mechanism was studied in the complex . The lowest singlet excited state

    (S1) of GaMq2Cl has been studied by the singles configuration interaction (CIS) method and time-dependent density functional theory (TD-

    DFT). The lowest singlet electronic transition (S0/S1) of GaMq2Clis pp* electronic transitions and primarily localized on the phenol and

    pyridyl ligands. The emission of GaMq2Cl is due to the electron transitions from the phenol donor to the pyridyl acceptor including C/C

    and O/N transference. Two possible electron transfer pathways are presented, one by carbon, oxygen and nitrogen atoms, and the other via

    metal cation Ga3C. The comparison between the CIS optimized excited-state structure and the Hartree-Fock ground-state structure indicates

    that the geometric shift is mainly confined to the one quinoline and these changes can be easily understood in terms of the nodal patterns of

    the highest occupied and lowest unoccupied molecular orbitals. TD-B3-LYP calculations predict an emission wavelength of 504.57 nm. This

    is comparable to GaMq2Cl 492 nm observed experimentally for photoluminescence. Lending theoretical corroboration to recent

    experimental observations and supposition, the nature of the electron transition mechanism was revealed.

    q 2005 Elsevier B.V. All rights reserved.

    Keywords: Bis(2-methyl-8-quinolinolato)gallium(III) chlorine complex; Ab initio; TD-DFT; Electronic transition mechanism

    1. Introduction

    Organic light-emitting diodes (OLEDs) are heterojunc-

    tion devices in which layers of organic transport materials

    are usually incorporated into devices as amorphous thin

    solid films. These devices normally consist of at least one

    hole-transport layer and one electron-transport layer form-

    ing an organic/organic heterojunction. Holes from the anode

    and electrons from the cathode travel through the transport

    layers until they form a singlet exciton that relaxes giving

    rise to electroluminescence. Research into organic materials

    for use in OLEDs has been mostly focused on conjugated

    polymers [1,2] or low molecular weight materials [3]. In

    1987, Tang and VanSlyke, [4] reported the first efficient low

    molecular weight OLED. Following the initial report,

    metaloquinolates have become the focus of new electro-

    luminescent materials research, [5,6] with Alq3 being the

    most often used [7].

    Generally, a heavy metal ion in the same group of the

    periodic table gives a metal-chelate complex with low

    fluorescent intensity. For example, tris(8-hydroxyquinoli-

    nato)gallium (Gaq3) has a weaker fluorescence than Alq3.

    Therefore, Gaq3 and other gallium complexes have seldom

    been used in OLEDs.

    But a gallium complex with a modified molecular

    structure (GaMq2Cl) which with two parts of 2-methyl-8-

    hydroxyquinoline (Mq) and a chlorine as ligands, showed

    strong bluegreen fluorescence. It also exhibited high

    performance as an emitting material, an electron trans-

    port material, and a host material [8]. The photolumi-

    nescent peak of GaMq2Cl at 492 nm was as strong in

    intensity as that of tris (8-hydroxyquinolinato) aluminum

    (Alq3). The OLED using GaMq2Cl as an emitting

    material showed bluegreen luminance of 10,490 cd/m2.

    When it was used as an electron transport material in

    Journal of Molecular Structure: THEOCHEM 722 (2005) 161168

    www.elsevier.com/locate/theochem

    0166-1280/$ - see front matter q 2005 Elsevier B.V. All rights reserved.

    doi:10.1016/j.theochem.2004.12.040

    * Corresponding author. Tel.:C86 3162068419; fax:C86 3162069584.

    E-mail addresses: [email protected] (H.-Z. Gao), zmsu@

    nenu.edu.cn (Z.-M. Su).

    http://www.elsevier.com/locate/theochemhttp://www.elsevier.com/locate/theochem
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    a rubrene doped cell, an OLED with a high luminance of

    27,700 cd/m2 was obtained. The PL peak wavelength of

    GaMq2Cl was 51 nm shorter than that of Gaq3 (PL peak

    wavelength of Gaq3: 543 nm).GaMq2Cl had a steric

    hindrance compared with Gaq3 because of the existence

    of the methyl group in 2-methyl-8-hydroxyquinoline may

    be the one reason.In order to reveal the nature of both the ground and the

    excited states involved in the absorption and/or photoemis-

    sion, lend theoretical corroboration to recent experimental

    observations and supposition, we carried out calculations of

    the geometry and electronic properties of GaMq2Cl in

    neutral state, as well as the bonding characteristics in the

    complex.

    The main difficulties against a reliable computational

    appoach are related to the system and to the presence of

    strong electron correlation effects. Both properties are

    difficult to treat in the framework of the quantum

    mechanical methods rooted in the Hartree-Fock (HF)

    theory.

    As a matter of fact, the post-Hartree-Fock methods

    needed to obtain reliable excited states properties have

    scaling properties with the number of electrons (N6 or

    worse) that prevent their application to large systems.

    Recently, investigations have been carried out at the

    approximate level of theory (semi-empirical models)

    [9,10] or obtained by a reduction of the size of the

    system [11].

    On the other hand, density functional theory (DFT)

    successful at providing a means to evaluate a variety of

    ground-state properties with an accuracy close to that of

    post-HF methods [12,13]. As a consequence, there iscurrently a great interest in extending DFT to excited

    electronic states [14]. In this context, the time dependent

    DFT approach (TDDFT) offers a rigorous route to the

    calculation of vertical electronic excitation spectra [1517].

    Furthermore, remarkable structural predictions have been

    obtained especially using the hybrid density functionals

    [18,19] such as B3LYP and B3PW91 combining exact

    exchange with gradient-corrected density functionals. For

    excited states of closed shell molecules, time-dependent

    DFT methods (TDDFT) have been developed. Applications

    of TDDFT approaches have recently been reported on

    transition metal complexes and get a considerably good

    result [2023].

    Gaussian offers the Configuration Interaction

    approach, modeling excited states as combinations of

    single substitutions out of the Hartree-Fock ground state

    and the method is thus named CIS [24]. When paired

    with a basis set, it also may be used to define excited

    state model chemistries whose results may be compared

    across the full range of practical systems. Theoretical

    investigations on excited states are uncommon but

    necessary for the molecules used in organic light

    emitting diode devices (OLEDs), because the calculation

    of excited-state properties typically requires significantly

    more computational effort than is needed for the ground

    states. More over, CIS is nearly the only approach to

    optimize the excited state geometries for the organic light

    emitting complexes and materials which have practically

    applied value.

    In the present work, the CIS method is adopted to study

    the first singlet excited state (S1) of GaMq2Cl. The excited-state equilibrium geometry is compared with the optimized

    ground-state structure. More accurate estimates of the

    excitation energies for the complex were computed using

    time-dependent density functional theory with a hybrid

    functional. Assisting in the interpretation of results of the

    ground state and excited state, the luminescent nature of

    metal Ga complex was to be understood.

    2. Methods of calculation

    All the results presented in this work were obtained at

    the ab initio HF and DFT B3LYP levels of theory by

    means of GAUSSIAN 98 program [25] Beckes three

    parameters hybrid method [19] using the Lee-Yang-Parr

    correlation function [18] was employed for all the

    density functional calculations. The structure of GaMq2Cl

    was optimized and its frontier molecular orbital charac-

    teristics and energy levels have been analyzed system-

    atically in order to study the electronic transition

    mechanism in the complex. The calculation model are

    shown in Fig. 1, A and B represent different quinoline

    ligand in the compound, respectively. The structures ofthe complex were fully optimized using sequence of

    basis sets of increasing flexibility including the split-

    valence 6-31G, both 6-31G* basis sets. The structures of

    GaMq2Cl were optimized in the first singlet excited state

    (S1) using configuration interaction with all singly

    excited determinants [24] (CIS) in the frozen-core

    approximation and the 6-31G* basis set. On the basis

    of the CIS-optimized structure of the excited state,

    TD-B3-LYP calculations predict an emission wavelength.

    And an absorption wavelength was predicted on the

    optimization geometry of B3LYP/6-31G*.

    23

    4

    5

    1

    6

    78

    9A

    B N

    H3C

    O

    Ga

    N

    CH3

    O Cl

    Fig. 1. The schematic structure.

    H.-Z. Gao, Z.-M. Su / Journal of Molecular Structure: THEOCHEM 722 (2005) 161168162

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    3. Results and discussion

    3.1. The geometry of stationary points

    and electronic structure

    3.1.1. Ground state structure

    The geometry of GaMq2Cl was optimized by means of

    ab inition HF and DFT B3LYP methods. The main

    optimized parameters of each stationary point are listed in

    Table 1, the serial numbers of atoms are shown in Fig. 1.

    The calculated results from different methods are

    consistency, that is to say, the results calculated are reliable.

    In the compound GaMq2Cl, the geometries from different

    methods are a little different. The bond distance Ga-OA are

    1.9042 A (B3LYP/6-31G). while in the Gaq3, the value are

    1.9330A(B3LYP/6-31G) [26]. It is clear that the distance

    between the gallium and oxygen in GaMq2Cl becomes

    shorter than that in Gaq3 owing to the introduction methyl to

    the 8-hydroxyquinoline at position 2. There is the same rule

    in the quinoline B as quinoline A. This shows the gallium-oxygen becomes stronger, w hich maybe m ake

    the interaction between gallium and nitrogen atoms become

    weaker in some extent.

    3.1.2. Molecular orbitals

    3.1.2.1. Orbital population. For metal chelate, the structure

    of the ground state and excited state, electron transition andthe energy transfer mechanism and so on have pronounced

    effect on its EL efficiency. In order to explore the electron

    transition property of GaMq2Cl, we made a systematic

    analysis on the population of GaMq2Cl molecular orbitals. It

    was based on the stable geometrical structure optimized at

    the ab initio HF/6-31G* and B3LYP/6-31G* levels. Mean-

    while, the square sum of all kinds of atoms or molecular

    parts in GaMq2Cl indicates the contribution of each atom or

    molecular moiety to one molecular orbital. All the atoms in

    GaMq2Cl were divided into seven parts: (1) gallium atom;

    (2) phenol ring, including oxygen atom and atoms with

    numbers from 1 to 6 and mating hydrogen atoms;

    (3) pyridine ring, including nitrogen atom and atoms with

    numbers from 5 to 9 and mating hydrogen atoms; (4) oxygen

    atom; (5) nitrogen atom; (6) chlorine atom; (7) methyl. 10

    orbitals extracted from the frontier occupied orbitals

    and unoccupied orbitals, respectively. The results are

    summarized in Tables 2 and 3.

    The result analysis demonstrates that the orbital popu-

    lations coincide with the two methods, which implies that the

    molecular theoretical resultsare reliable. Theelectron clouds

    of the highest occupied molecular orbital(HOMO) is con-

    centrated on the carbon and oxygen of phenol ring in

    8-hydroxyquinoline ring A and ring B. The electronic cloud

    is mainly composed of the p-orbital ingredient and includesoxygen about 13% or so, and few s orbital characters are

    Table 1

    Geometrical parameters optimized for GaMq2Cl

    Bond distance

    (A)

    HF/6-31G* GaMq2Cl

    B3LYP/

    6-31G

    B3LYP/

    6-31G*

    Gaq3[26]

    B3LYP/

    6-31G

    GaNA 2.1169 2.1002 2.1016 2.1080

    GaNB 2.1168 2.1002 2.1016

    GaOA 1.8620 1.9040 1.9042 1.9330

    GaOB 1.8620 1.9039 1.9042

    Table 2

    The molecular orbital components of GaMq2Cl% (B3LYP/6-31G*)

    No. Orbital Orbital

    energy (eV)

    Ga Phenol

    ring A

    Phenol

    ring B

    Pyridine

    ring A

    Pyridine

    ring B

    OA OB NA NB Cl CH3(A) CH3(B)

    117 2.4632 0.6 9.8 9.8 36.1 36.1 0.0 0.0 0.1 0.1 0.1 5.2 5.2

    116 2.2907 4.9 18.8 18.8 23.3 23.3 1.3 1.3 1.6 1.6 0.4 7.0 7.0

    115 2.2395 39.4 12.9 12.9 15.7 15.7 0.9 0.9 0.8 0.8 3.1 1.6 1.6

    114 1.1018 60.7 7.4 7.4 7.8 7.8 4.2 4.2 3.7 3.7 9.8 0.7 0.7

    113 0.7935 2.8 40.9 40.9 14.8 14.9 2.6 2.6 2.9 2.9 0.1 1.3 1.3

    112 0.7361 1.0 42.8 42.7 14.9 14.9 2.5 2.5 2.4 2.4 0.2 0.6 0.6

    111 K0.5159 0.2 30.4 30.5 35.1 35.3 0.0 0.0 0.0 0.1 0.0 1.1 1.1110 K0.5399 0.8 30.1 30.0 34.8 34.7 0.0 0.0 0.1 0.1 0.1 1.3 1.3

    109 K1.7054 0.5 12.5 12.5 37.2 37.2 1.2 1.2 10.5 10.5 0.4 2.6 2.6

    108(LUMO) K1.7837 1.9 12.6 12.6 36.1 36.0 0.7 0.7 9.5 9.5 1.4 2.3 2.3

    107 (HOMO) K5.4581 0.5 42.8 42.8 9.9 9.9 13.3 13.3 2.3 2.3 0.8 0.5 0.5

    106 K5.5952 2.4 42.5 42.4 9.5 9.4 11.3 11.2 1.9 1.9 1.9 0.3 0.3

    105 K6.8875 0.1 32.8 33.7 29.9 30.8 0.1 0.1 0.1 0.1 0.7 2.3 2.4

    104 K6.8908 0.1 34.0 33.1 30.5 29.7 0.1 0.1 0.2 0.2 0.0 2.4 2.4

    103 K7.4505 1.2 1.9 1.9 5.4 5.4 0.6 0.6 3.3 3.3 84.5 0.6 0.6

    102 K7.5071 1.7 8.8 8.9 1.7 1.7 6.2 6.2 0.3 0.3 77.6 0.9 0.9

    101 K7.8544 10.0 21.2 21.2 24.2 24.2 12.8 12.8 15.9 15.9 3.5 2.1 2.1

    100 K7.9744 3.3 32.9 32.9 14.1 14.2 20.1 20.1 2.1 2.1 9.8 0.9 0.9

    99 K7.9912 2.8 21.5 21.5 28.6 28.5 12.2 12.2 6.6 6.6 3.1 0.1 0.1

    98 K8.1861 3.9 26.7 26.7 20.7 20.7 15.4 15.4 3.6 3.6 10.9 0.5 0.5

    H.-Z. Gao, Z.-M. Su / Journal of Molecular Structure: THEOCHEM 722 (2005) 161168 163

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    observed, nitrogen about 2%(B3LYP/6-31G*). While in the

    lower occupied orbitals, the contribution of pyridine ring is

    primary. the electronic clouds of the lowest unoccupied

    molecular orbital (LUMO) is concentrated on the pyridine

    ring in 8-hydroxyquinoline ring A and ring B, which is

    mostly composed of the p-P* orbitals of carbon and

    nitrogen, s orbital is very little either, including nitrogen

    about 10%. In the part higher unoccupied orbitals are from

    phenol ring. In the lower occupied orbitals, as for orbital 101,

    99 et al., the contribution of nitrogen became bigger for one

    molecular orbital, but the gallium ingredient is still very little

    in addition to orbital 101, occupying about 2%, which only

    contributes little in deeper orbital. This shows the gallium-

    nitrogen is weaker. We note that the two lowest unoccupied

    orbitals are essentiallyp* orbitals of the pyridine moieties.

    Whereas the substitute(-CH3) is located at the pyridine ring,

    so methyl has a direct effect on LUMO. Compared with the

    HOMO-LUMO bandgap of Gaq3(K3.3503 eV /B3LYP/6-

    31G[26]), we observed that the electron-releasing-CH3group resulting in the increased HOMO-LUMO bandgap

    (K3.6806 eV/B3LYP/6-31G), which then leads to a

    decrease inlmax values.

    3.1.2.2. Orbital shapes. The interpretation of observed

    spectral features is greatly assisted by molecular orbital

    calculations, which, in addition to providing orbital energies

    for comparison with experiment, furnish a detailed descrip-

    tion of orbitals, including spatial characteristics, nodal

    patterns, and individual atom contributions. The frontier

    orbital levels of GaMq2Cl consist of sets of closely spaced

    twosome. The highest occupied molecular orbitals

    (HOMOs) and the lowest unoccupied molecular orbitals

    (LUMOs) of GaMq2Cl largely preserve the electronic

    structure of the 8-hydroxyquinoline ligands with little

    contribution from the central gallium. For intuition, the

    contour plot of the orbitals for molecule are depicted in

    Fig. 2, including least bound HOMO orbital, second highest

    energy orbital (HOMOK1), lowest energy LUMO and

    second lowest energy orbital (LUMOC1) computed using

    HF/6-31G* and B3LYP/6-31G*.In the contour plots, the

    HOMO localized over the phenoxide both in A and B, the

    LUMO are seen to be mainly localized over the pyridine

    both in A and B. Thus there must be a mixture intra

    8-hydroxyquinoline and inter 8-hydroxyquinoline rings

    when transition from ground state to excited state.

    The ionization energy of the GaMq2Cl has been reported

    to be 5.86 eV[8], within Koopmans approximation[27],this

    value can be compared to the computed the least bound

    HOMO orbital energy from B3LYP/6-31G*, agreeing

    within ca. 0.4 eV.

    3.2. S0/S1 Excitation energy and the s1

    excited-state structure

    Experimental investigations of the excited-state proper-

    ties of GaMq2Cl have been made on the photoluminescence,

    and electroluminescence of this OLED material[8]. Inspec-

    tion of the emission spectras from GaMq2Cl in condensed-

    phase systems shows that both the EL and PL spectrum have

    a similar shape, a photoluminescent peak at 492 nm. The

    results presented here support the localized nature of the

    orbitals involved in the lowest energy electronic transitions

    in GaMq2Cl. The lowest electronic transitions are p/p*

    transitions in the different quinolate rings and intra

    quinolate ring, involving partial charge transfer from the

    phenoxide side to the pyridyl side. There are two ways of

    Table 3

    The molecular orbital components of GaMq2Cl% (HF/6-31G*)

    No. Orbital Orbital

    energy (eV)

    Gs Phenol

    ring A

    Phenol

    ring B

    Pyridine

    ring A

    Pyridine

    ring B

    OA OB NA NB Cl CH3(A) CH3(B)

    117 6.4527 28.5 10.1 10.1 24.1 24.0 0.1 0.1 0.3 0.3 3.0 2.0 2.0

    116 6.3629 0.7 10.5 10.6 35.1 35.3 0.0 0.0 0.4 0.4 0.1 6.2 6.2

    115 6.2364 79.9 2.6 2.6 3.0 3.0 0.3 0.3 0.6 0.6 8.5 0.9 1.0

    114 5.4448 94.5 0.6 0.6 1.1 1.1 0.4 0.4 0.4 0.4 1.3 0.5 0.5

    113 5.0872 22.4 31.9 31.7 11.7 11.6 1.5 1.5 2.0 2.0 0.7 1.5 1.5

    112 5.0026 1.2 41.5 41.9 15.0 15.1 1.9 1.9 2.1 2.1 0.2 1.0 1.1

    111 3.3013 0.4 31.9 31.4 35.5 35.0 0.0 0.0 0.1 0.1 0.1 1.2 1.2

    110 3.2646 1.2 31.1 31.5 34.4 34.9 0.1 0.1 0.1 0.1 0.0 1.5 1.5

    109 2.0313 0.6 12.5 12.3 36.5 36.1 0.8 0.8 9.2 9.0 0.3 3.3 3.2

    108 (LUMO) 1.9375 2.3 12.5 12.7 34.6 35.1 0.5 0.5 8.3 8.4 1.4 2.7 2.8

    107(HOMO) K7.6633 0.3 42.4 42.3 10.5 10.5 9.1 9.1 3.2 3.2 0.5 0.3 0.3

    106 K7.7975 1.2 42.4 42.4 10.1 10.1 7.6 7.6 2.8 2.8 1.1 0.2 0.2

    105 K8.9542 0.0 46.0 24.7 42.4 22.8 0.1 0.1 0.2 0.1 0.0 1.9 1.0

    104 K8.9556 0.1 24.7 45.9 22.7 42.2 0.1 0.1 0.2 0.3 0.0 1.1 1.9

    103 K10.9361 0.4 7.3 7.2 18.8 18.8 3.1 3.1 5.8 5.8 50.7 0.4 0.4

    102 K11.0294 0.6 15.6 15.6 37.8 37.8 7.4 7.4 8.8 8.8 0.0 0.1 0.1

    101 K11.1916 0.9 3.2 3.2 0.8 0.8 2.1 2.1 0.1 0.1 91.1 0.2 0.2

    100K

    11.2947 0.9 7.1 7.1 15.6 15.6 3.0 3.0 3.9 3.9 55.2 0.8 0.899 K11.7304 9.3 9.3 9.3 25.1 25.1 2.1 2.1 15.6 15.6 28.7 1.2 1.2

    98 K12.1834 5.3 31.2 31.2 12.6 12.5 17.7 17.6 5.9 5.8 12.8 1.3 1.3

    H.-Z. Gao, Z.-M. Su / Journal of Molecular Structure: THEOCHEM 722 (2005) 161168164

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    electron transfer: one is the direct transition through carbonin quinoline ring; the other is through the metal ion, which is

    not only a support but also a bridge of electron transfer.

    3.2.1. S0/S1 Vertical excitation energy

    In the present study, configuration interaction with all

    single (CIS) excited determinants is employed to study the

    lowest energy singlet excited state (S1) of GaMq2Cl. CIS

    represents for excited states a general zeroth-order method,

    just as Hartree-Fock is for the ground state of molecular

    systems. Besides being relatively inexpensive, permitting it

    to be applied to large molecules such as Alq3, analytic

    derivatives are available for CIS allowing the efficientcalculation of excited-state structures and properties [24].

    The vertical excitation energies of GaMq2Cl computed

    using CIS are presented. The CIS/6-31G* vertical excitation

    energies of GaMq2Cl varies from 3.7 to 5 eV. CIS theory is

    known to overestimate electronic excitation energies, due to

    the neglect of the effects of electron correlation and higher

    order excitations. To investigate the effect of electron

    correlation on the computed energies, calculations using

    time-dependent density functional theory and the hybrid

    density functional, B3-LYP, were carried out with the

    6-31G* basis set for GaMq2Cl, so direct comparison with

    the CIS/6-31G* results can be made. Pople and co-workers

    [24] observed that with the CIS method, the use of basis sets

    that included significant polarization resulted in a larger

    overestimation of excitation energies; however, the excited-

    state potential energy surface was found to be more

    accurate. This behavior was attributed to the fact that

    these functions lower the ground-state reference energies to

    a greater extent than the excited-state energies do.

    With the prerequisite ground-state DFT calculation in

    hand, we proceed to the time-dependent calculation of

    GaMq2Cl to find the characters and energies of its low-lying

    singlet and triplet excited states. We begin with the

    singlet/singlet spin-allowed transition. Ten singlet excited

    states are calculated at the optimized structure of the groundstate(B3LYP/6-31G*) for the complex and only the singlet

    excited states with the greatest oscillator strengths are listed

    as analysis example in Table 4. The energy of each excited

    is vertical excitation energy in electron-volts (eV) from the

    ground state. There are significant oscillator strength

    throughout the 3w5 eV region, No excited states or

    absorption features are found below 2 eV.

    The 10 lowest-energy triplet excited states were also

    calculated, using analogous TD-DFT methodology. The first

    five triplet excited states are listed in Table 4. LLCT excited

    states are all seen, but most of them are the mixed character

    excited states, as with the singlets. As expected from Hunds

    rule, transitions to the triplet states tend to be lower in energy

    than their corresponding singlets. For example, the first triplet

    vertical transition energy is 2.28 eV lower than that of the first

    singlet excited state (3.09 eV) where both represent (pre-

    dominantly) a MO 107/MO 108 transition.

    A commonly used model of an excited state corresponds

    to excitation of an electron from an occupied to a virtual MO

    (i.e., a one-electron picture). However, the excited states

    calculated herein demonstrate that excited-state electronic

    structures are best described in terms of multiconfigurations,

    wherein a linear combination of several occupied-to-virtual

    MO excitations comprises a given optical transition.

    Assignment of the character of each excited state wasbased on the compositions of the occupied and virtual MOs

    of the dominant configuration(s) for that excited state. For

    example, for S1 excited state the dominant excitation is

    107/108 and since the occupied orbital (107) is phen-

    oxide-based and the virtual orbital (108) is pyridyl p*, the

    transition is designated a phenoxide-to-pyridyl ligand

    charge transfer (LLCT).

    3.2.2. S1 Excited-state structure

    Studies of the excited-state properties for a number of

    molecules using the CIS method have found that despite

    Fig. 2. Molecular orbital surfaces of the HOMO, second highest energy molecular orbital (HOMOK1), LUMO and second lowest energy molecular orbital

    (LUMOC1) of GaMq2Cl.

    H.-Z. Gao, Z.-M. Su / Journal of Molecular Structure: THEOCHEM 722 (2005) 161168 165

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    the tendency of CIS to overestimate electronic transition

    energies, the excited state potential energy surface can

    often be quite accurate, as evidenced by comparison of

    equilibrium excited-state structures with experiment [24].

    To investigate the geometry change associated with

    electronic excitation to the lowest energy singlet excitedstate (S0/S1), the geometry of GaMq2Cl was optimized

    at the CIS/6-31G* level of theory in the S1 state for

    comparison with the HF/6-31G* ground-state structure.

    Table 5 presents the optimized ground-and excited-state

    bond lengths for GaMq2Cl. Note that positive and

    negative values in the% difference columns indicate

    bond elongation and contraction in the excited state,

    respectively.

    Comparison of the excited-and ground-state geometries

    for A-, and B-quinolates in GaMq2Cl indicates that

    the structural shift is predominantly localized on the

    B-quinolate. The A-quinolates in GaMq2Cl is practically

    unaffected except for changes in the AlO and AlN bond

    lengths.

    3.2.3. Orbital analysis

    The lowest energy singlet transition for GaMq2Cl at the

    CIS/6-31G* level of theory involves transitions from

    the least bound HOMO orbital to the lowest and the second

    lowest energy LUMO orbitals with about equal weight. The

    least bound HOMO orbital of GaMq2Cl is mainly localized

    on the phenoxide, but the LUMOs also have contributions

    from the pyridyl, and the localized nature of the electronic

    excitation is clear. The observed geometry relaxation in

    GaMq2Cl can be rationalized by consideration of the nodal

    patterns of the HOMO and LUMO orbitals in Fig. 2. The

    lowest energy singlet excitation (S0/S1) is mainly

    HOMO/LUMO in character. The LUMO has nodes

    Table 4

    Selected Calculated Excitation Energies (E), Wavelengths (l), Oscillator Strenghs () and Dominant excitation character for low-lying singlet (Sn) and Triplet

    (Tn) States of GaMq2Cl

    State Excitation E (eV) l (nm) Character

    Singlet excited states

    1 107O108 (0.65010) 3.0953 400.56 0.0868 3.0953 400.56 0.0868 LLCT

    2 106O108 (0.33649) 3.1771 390.24 0.0033

    107O109 (0.57018)

    3 106O108 (0.59581) 3.2840 377.54 0.0006 LLCT

    107O109(K0.37635)

    4 106O109 (0.66328) 3.3342 371.85 0.0061 LLCT

    107O108(K0.21343)

    5 104O109 (0.27090) 4.1803 296.59 0.0022 LLCT

    105O108 (0.32347)

    106O111 (0.28291)

    107O110 (0.47820)

    6 104O108 (0.32148) 4.1873 296.09 0.0005 LLCT

    105O109 (0.27630)

    106O110 (0.31232)

    107O111 (0.45657)

    7 106O110 (0.53332) 4.5284 273.79 0.0005 LLCT

    107O

    111 (K

    0.45270)8 105O108 (0.10123) 4.5329 273.52 0.0040 LLCT

    106O111 (0.54277)

    107O110 (K0.43399)

    9 104O109 (K0.49002) 4.7160 262.90 0.0046 LLCT

    105O108 (0.50309)

    10 104O108 0.0005 4.7171 262.84 (0.49808) LLCT

    105O109 (K0.49675)

    Triplet excited states

    1 106O109 (0.47156) 2.2774 544.40 0.0000 LLCT

    107O108 (0.58786)

    2 106O108 (0.51302) 2.2879 541.90 0.0000 LLCT

    107O109 (0.55198)

    3 106O108 (0.51811) 3.2693 379.24 0.0000 LLCT

    107O109 (K0.48057)

    4 106O

    109 (0.55139) 3.2831 377.64 0.0000 LLCT107O108 (K0.43787)

    5 104O109 (K0.25301) 3.5638 347.90 0.0000 LLCT

    105O108 (K0.27272)

    106O111 (0.40929)

    107O110 (0.48184)

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    across the C1C2, C3C4 bonds in the phenol ring and there

    has been bonding in the pyridyl ring, but the HOMO is

    bonding in corresponding regions and has no bonding in the

    pyridyl ring. Therefore one would expect elongation of

    these bonds and contraction in some region of pyridyl ring;

    Table 5 shows that these bonds are in fact considerably

    longer and shorter in the excited state, respectively.

    3.2.4. S0/S1 Emission energy

    The CIS calculations for AlMq2OH also provide an

    estimate of the relaxed emission energy from the optimized

    CIS excited state structure to the Hartree-Fock ground state

    (S1/S0). TD-B3-LYP/6-31G* calculations were carried

    out for GaMq2Cl at the CIS/6-31G*-optimized excited-state

    structure to obtain more accurate estimates of the emission

    energy. We list the lowest four singlet excited states, which

    consists of the transition from HOMO to LUMO, and thus

    assigned as the localized character. With TD-B3-LYP, the

    emission energy is predicted to be ca. 2.4572 eV corre-

    sponding to emission at ca. 504.57 nm, which is in much

    closer agreement with the energy of the experimental

    photoluminescence emission observed in condensed-phase

    at ca. 492 nm [8].

    State ExcitationE

    (eV)l

    (nm) Singlet excited states

    1 107O108 2.4572 504.57 0.0481

    2 106O108 2.9864 415.16 0.0041

    3 107O109 3.0741 403.32 0.0058

    4 106O109 3.3903 365.70 0.0355

    Experiment8:492 nm

    State Excitation E (eV) l (nm)

    Singlet Excited states

    1 107O108 2.4572 504.57 0.0481

    2 106O108 2.9864 415.16 0.0041

    3 107O109 3.0741 403.32 0.0058

    4 106O109 3.3903 365.70 0.0355

    Experiment8:492 nm

    4. Conclusions

    The first singlet excited state (S1) of GaMq2Cl has been

    studied using the CIS/6-31G* and TD-B3-LYP/6-31G*

    levels of theory. The electronic excitation and the structural

    relaxation in the excited state for GaMq2Cl has been

    interpreted in terms of the nature and nodal characteristics

    of the HOMO and LUMO. The correlation between the

    electronic excitation and the structural relaxation in the

    excited state for GaMq2Cl has been made. The S0/S1

    excitation is found to be mainly localized on the quinoline

    ligand. At the TD-B3-LYP level of theory, the calculatedwavelength for emission agree very well with the exper-

    iment. the nature of the electron transition in the complex

    can be interpreted from theoretical results.

    Acknowledgements

    Thank the professor Y.S. Ji, Fundamental Department,

    Chinese Peoples Armed Police Force Academy, for

    emendating English composition.

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