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Theoretical studies of ground and excited electronic states of OLEDmaterial bis(2-methyl-8-quinolinolato)gallium(iii) chlorine
Hong-Ze Gaoa,*, Zhong-Min Sub
aFundamental Department, Chinese Peoples Armed Police Force Academy, Langfang 065000, Hebei province, ChinabInstitute of Functional Material Chemistry, Northeast Normal University, Changchun 130024, Jilin Province, China
Received 9 October 2004; accepted 1 December 2004
Available online 19 March 2005
Abstract
By means of ab initio HF and DFT B3LYP methods, the structure of bis(2-methyl-8-quinolinolato)gallium(III) chlorine
complex(GaMq2Cl) was optimized and the electronic transition mechanism was studied in the complex . The lowest singlet excited state
(S1) of GaMq2Cl has been studied by the singles configuration interaction (CIS) method and time-dependent density functional theory (TD-
DFT). The lowest singlet electronic transition (S0/S1) of GaMq2Clis pp* electronic transitions and primarily localized on the phenol and
pyridyl ligands. The emission of GaMq2Cl is due to the electron transitions from the phenol donor to the pyridyl acceptor including C/C
and O/N transference. Two possible electron transfer pathways are presented, one by carbon, oxygen and nitrogen atoms, and the other via
metal cation Ga3C. The comparison between the CIS optimized excited-state structure and the Hartree-Fock ground-state structure indicates
that the geometric shift is mainly confined to the one quinoline and these changes can be easily understood in terms of the nodal patterns of
the highest occupied and lowest unoccupied molecular orbitals. TD-B3-LYP calculations predict an emission wavelength of 504.57 nm. This
is comparable to GaMq2Cl 492 nm observed experimentally for photoluminescence. Lending theoretical corroboration to recent
experimental observations and supposition, the nature of the electron transition mechanism was revealed.
q 2005 Elsevier B.V. All rights reserved.
Keywords: Bis(2-methyl-8-quinolinolato)gallium(III) chlorine complex; Ab initio; TD-DFT; Electronic transition mechanism
1. Introduction
Organic light-emitting diodes (OLEDs) are heterojunc-
tion devices in which layers of organic transport materials
are usually incorporated into devices as amorphous thin
solid films. These devices normally consist of at least one
hole-transport layer and one electron-transport layer form-
ing an organic/organic heterojunction. Holes from the anode
and electrons from the cathode travel through the transport
layers until they form a singlet exciton that relaxes giving
rise to electroluminescence. Research into organic materials
for use in OLEDs has been mostly focused on conjugated
polymers [1,2] or low molecular weight materials [3]. In
1987, Tang and VanSlyke, [4] reported the first efficient low
molecular weight OLED. Following the initial report,
metaloquinolates have become the focus of new electro-
luminescent materials research, [5,6] with Alq3 being the
most often used [7].
Generally, a heavy metal ion in the same group of the
periodic table gives a metal-chelate complex with low
fluorescent intensity. For example, tris(8-hydroxyquinoli-
nato)gallium (Gaq3) has a weaker fluorescence than Alq3.
Therefore, Gaq3 and other gallium complexes have seldom
been used in OLEDs.
But a gallium complex with a modified molecular
structure (GaMq2Cl) which with two parts of 2-methyl-8-
hydroxyquinoline (Mq) and a chlorine as ligands, showed
strong bluegreen fluorescence. It also exhibited high
performance as an emitting material, an electron trans-
port material, and a host material [8]. The photolumi-
nescent peak of GaMq2Cl at 492 nm was as strong in
intensity as that of tris (8-hydroxyquinolinato) aluminum
(Alq3). The OLED using GaMq2Cl as an emitting
material showed bluegreen luminance of 10,490 cd/m2.
When it was used as an electron transport material in
Journal of Molecular Structure: THEOCHEM 722 (2005) 161168
www.elsevier.com/locate/theochem
0166-1280/$ - see front matter q 2005 Elsevier B.V. All rights reserved.
doi:10.1016/j.theochem.2004.12.040
* Corresponding author. Tel.:C86 3162068419; fax:C86 3162069584.
E-mail addresses: [email protected] (H.-Z. Gao), zmsu@
nenu.edu.cn (Z.-M. Su).
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a rubrene doped cell, an OLED with a high luminance of
27,700 cd/m2 was obtained. The PL peak wavelength of
GaMq2Cl was 51 nm shorter than that of Gaq3 (PL peak
wavelength of Gaq3: 543 nm).GaMq2Cl had a steric
hindrance compared with Gaq3 because of the existence
of the methyl group in 2-methyl-8-hydroxyquinoline may
be the one reason.In order to reveal the nature of both the ground and the
excited states involved in the absorption and/or photoemis-
sion, lend theoretical corroboration to recent experimental
observations and supposition, we carried out calculations of
the geometry and electronic properties of GaMq2Cl in
neutral state, as well as the bonding characteristics in the
complex.
The main difficulties against a reliable computational
appoach are related to the system and to the presence of
strong electron correlation effects. Both properties are
difficult to treat in the framework of the quantum
mechanical methods rooted in the Hartree-Fock (HF)
theory.
As a matter of fact, the post-Hartree-Fock methods
needed to obtain reliable excited states properties have
scaling properties with the number of electrons (N6 or
worse) that prevent their application to large systems.
Recently, investigations have been carried out at the
approximate level of theory (semi-empirical models)
[9,10] or obtained by a reduction of the size of the
system [11].
On the other hand, density functional theory (DFT)
successful at providing a means to evaluate a variety of
ground-state properties with an accuracy close to that of
post-HF methods [12,13]. As a consequence, there iscurrently a great interest in extending DFT to excited
electronic states [14]. In this context, the time dependent
DFT approach (TDDFT) offers a rigorous route to the
calculation of vertical electronic excitation spectra [1517].
Furthermore, remarkable structural predictions have been
obtained especially using the hybrid density functionals
[18,19] such as B3LYP and B3PW91 combining exact
exchange with gradient-corrected density functionals. For
excited states of closed shell molecules, time-dependent
DFT methods (TDDFT) have been developed. Applications
of TDDFT approaches have recently been reported on
transition metal complexes and get a considerably good
result [2023].
Gaussian offers the Configuration Interaction
approach, modeling excited states as combinations of
single substitutions out of the Hartree-Fock ground state
and the method is thus named CIS [24]. When paired
with a basis set, it also may be used to define excited
state model chemistries whose results may be compared
across the full range of practical systems. Theoretical
investigations on excited states are uncommon but
necessary for the molecules used in organic light
emitting diode devices (OLEDs), because the calculation
of excited-state properties typically requires significantly
more computational effort than is needed for the ground
states. More over, CIS is nearly the only approach to
optimize the excited state geometries for the organic light
emitting complexes and materials which have practically
applied value.
In the present work, the CIS method is adopted to study
the first singlet excited state (S1) of GaMq2Cl. The excited-state equilibrium geometry is compared with the optimized
ground-state structure. More accurate estimates of the
excitation energies for the complex were computed using
time-dependent density functional theory with a hybrid
functional. Assisting in the interpretation of results of the
ground state and excited state, the luminescent nature of
metal Ga complex was to be understood.
2. Methods of calculation
All the results presented in this work were obtained at
the ab initio HF and DFT B3LYP levels of theory by
means of GAUSSIAN 98 program [25] Beckes three
parameters hybrid method [19] using the Lee-Yang-Parr
correlation function [18] was employed for all the
density functional calculations. The structure of GaMq2Cl
was optimized and its frontier molecular orbital charac-
teristics and energy levels have been analyzed system-
atically in order to study the electronic transition
mechanism in the complex. The calculation model are
shown in Fig. 1, A and B represent different quinoline
ligand in the compound, respectively. The structures ofthe complex were fully optimized using sequence of
basis sets of increasing flexibility including the split-
valence 6-31G, both 6-31G* basis sets. The structures of
GaMq2Cl were optimized in the first singlet excited state
(S1) using configuration interaction with all singly
excited determinants [24] (CIS) in the frozen-core
approximation and the 6-31G* basis set. On the basis
of the CIS-optimized structure of the excited state,
TD-B3-LYP calculations predict an emission wavelength.
And an absorption wavelength was predicted on the
optimization geometry of B3LYP/6-31G*.
23
4
5
1
6
78
9A
B N
H3C
O
Ga
N
CH3
O Cl
Fig. 1. The schematic structure.
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3. Results and discussion
3.1. The geometry of stationary points
and electronic structure
3.1.1. Ground state structure
The geometry of GaMq2Cl was optimized by means of
ab inition HF and DFT B3LYP methods. The main
optimized parameters of each stationary point are listed in
Table 1, the serial numbers of atoms are shown in Fig. 1.
The calculated results from different methods are
consistency, that is to say, the results calculated are reliable.
In the compound GaMq2Cl, the geometries from different
methods are a little different. The bond distance Ga-OA are
1.9042 A (B3LYP/6-31G). while in the Gaq3, the value are
1.9330A(B3LYP/6-31G) [26]. It is clear that the distance
between the gallium and oxygen in GaMq2Cl becomes
shorter than that in Gaq3 owing to the introduction methyl to
the 8-hydroxyquinoline at position 2. There is the same rule
in the quinoline B as quinoline A. This shows the gallium-oxygen becomes stronger, w hich maybe m ake
the interaction between gallium and nitrogen atoms become
weaker in some extent.
3.1.2. Molecular orbitals
3.1.2.1. Orbital population. For metal chelate, the structure
of the ground state and excited state, electron transition andthe energy transfer mechanism and so on have pronounced
effect on its EL efficiency. In order to explore the electron
transition property of GaMq2Cl, we made a systematic
analysis on the population of GaMq2Cl molecular orbitals. It
was based on the stable geometrical structure optimized at
the ab initio HF/6-31G* and B3LYP/6-31G* levels. Mean-
while, the square sum of all kinds of atoms or molecular
parts in GaMq2Cl indicates the contribution of each atom or
molecular moiety to one molecular orbital. All the atoms in
GaMq2Cl were divided into seven parts: (1) gallium atom;
(2) phenol ring, including oxygen atom and atoms with
numbers from 1 to 6 and mating hydrogen atoms;
(3) pyridine ring, including nitrogen atom and atoms with
numbers from 5 to 9 and mating hydrogen atoms; (4) oxygen
atom; (5) nitrogen atom; (6) chlorine atom; (7) methyl. 10
orbitals extracted from the frontier occupied orbitals
and unoccupied orbitals, respectively. The results are
summarized in Tables 2 and 3.
The result analysis demonstrates that the orbital popu-
lations coincide with the two methods, which implies that the
molecular theoretical resultsare reliable. Theelectron clouds
of the highest occupied molecular orbital(HOMO) is con-
centrated on the carbon and oxygen of phenol ring in
8-hydroxyquinoline ring A and ring B. The electronic cloud
is mainly composed of the p-orbital ingredient and includesoxygen about 13% or so, and few s orbital characters are
Table 1
Geometrical parameters optimized for GaMq2Cl
Bond distance
(A)
HF/6-31G* GaMq2Cl
B3LYP/
6-31G
B3LYP/
6-31G*
Gaq3[26]
B3LYP/
6-31G
GaNA 2.1169 2.1002 2.1016 2.1080
GaNB 2.1168 2.1002 2.1016
GaOA 1.8620 1.9040 1.9042 1.9330
GaOB 1.8620 1.9039 1.9042
Table 2
The molecular orbital components of GaMq2Cl% (B3LYP/6-31G*)
No. Orbital Orbital
energy (eV)
Ga Phenol
ring A
Phenol
ring B
Pyridine
ring A
Pyridine
ring B
OA OB NA NB Cl CH3(A) CH3(B)
117 2.4632 0.6 9.8 9.8 36.1 36.1 0.0 0.0 0.1 0.1 0.1 5.2 5.2
116 2.2907 4.9 18.8 18.8 23.3 23.3 1.3 1.3 1.6 1.6 0.4 7.0 7.0
115 2.2395 39.4 12.9 12.9 15.7 15.7 0.9 0.9 0.8 0.8 3.1 1.6 1.6
114 1.1018 60.7 7.4 7.4 7.8 7.8 4.2 4.2 3.7 3.7 9.8 0.7 0.7
113 0.7935 2.8 40.9 40.9 14.8 14.9 2.6 2.6 2.9 2.9 0.1 1.3 1.3
112 0.7361 1.0 42.8 42.7 14.9 14.9 2.5 2.5 2.4 2.4 0.2 0.6 0.6
111 K0.5159 0.2 30.4 30.5 35.1 35.3 0.0 0.0 0.0 0.1 0.0 1.1 1.1110 K0.5399 0.8 30.1 30.0 34.8 34.7 0.0 0.0 0.1 0.1 0.1 1.3 1.3
109 K1.7054 0.5 12.5 12.5 37.2 37.2 1.2 1.2 10.5 10.5 0.4 2.6 2.6
108(LUMO) K1.7837 1.9 12.6 12.6 36.1 36.0 0.7 0.7 9.5 9.5 1.4 2.3 2.3
107 (HOMO) K5.4581 0.5 42.8 42.8 9.9 9.9 13.3 13.3 2.3 2.3 0.8 0.5 0.5
106 K5.5952 2.4 42.5 42.4 9.5 9.4 11.3 11.2 1.9 1.9 1.9 0.3 0.3
105 K6.8875 0.1 32.8 33.7 29.9 30.8 0.1 0.1 0.1 0.1 0.7 2.3 2.4
104 K6.8908 0.1 34.0 33.1 30.5 29.7 0.1 0.1 0.2 0.2 0.0 2.4 2.4
103 K7.4505 1.2 1.9 1.9 5.4 5.4 0.6 0.6 3.3 3.3 84.5 0.6 0.6
102 K7.5071 1.7 8.8 8.9 1.7 1.7 6.2 6.2 0.3 0.3 77.6 0.9 0.9
101 K7.8544 10.0 21.2 21.2 24.2 24.2 12.8 12.8 15.9 15.9 3.5 2.1 2.1
100 K7.9744 3.3 32.9 32.9 14.1 14.2 20.1 20.1 2.1 2.1 9.8 0.9 0.9
99 K7.9912 2.8 21.5 21.5 28.6 28.5 12.2 12.2 6.6 6.6 3.1 0.1 0.1
98 K8.1861 3.9 26.7 26.7 20.7 20.7 15.4 15.4 3.6 3.6 10.9 0.5 0.5
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observed, nitrogen about 2%(B3LYP/6-31G*). While in the
lower occupied orbitals, the contribution of pyridine ring is
primary. the electronic clouds of the lowest unoccupied
molecular orbital (LUMO) is concentrated on the pyridine
ring in 8-hydroxyquinoline ring A and ring B, which is
mostly composed of the p-P* orbitals of carbon and
nitrogen, s orbital is very little either, including nitrogen
about 10%. In the part higher unoccupied orbitals are from
phenol ring. In the lower occupied orbitals, as for orbital 101,
99 et al., the contribution of nitrogen became bigger for one
molecular orbital, but the gallium ingredient is still very little
in addition to orbital 101, occupying about 2%, which only
contributes little in deeper orbital. This shows the gallium-
nitrogen is weaker. We note that the two lowest unoccupied
orbitals are essentiallyp* orbitals of the pyridine moieties.
Whereas the substitute(-CH3) is located at the pyridine ring,
so methyl has a direct effect on LUMO. Compared with the
HOMO-LUMO bandgap of Gaq3(K3.3503 eV /B3LYP/6-
31G[26]), we observed that the electron-releasing-CH3group resulting in the increased HOMO-LUMO bandgap
(K3.6806 eV/B3LYP/6-31G), which then leads to a
decrease inlmax values.
3.1.2.2. Orbital shapes. The interpretation of observed
spectral features is greatly assisted by molecular orbital
calculations, which, in addition to providing orbital energies
for comparison with experiment, furnish a detailed descrip-
tion of orbitals, including spatial characteristics, nodal
patterns, and individual atom contributions. The frontier
orbital levels of GaMq2Cl consist of sets of closely spaced
twosome. The highest occupied molecular orbitals
(HOMOs) and the lowest unoccupied molecular orbitals
(LUMOs) of GaMq2Cl largely preserve the electronic
structure of the 8-hydroxyquinoline ligands with little
contribution from the central gallium. For intuition, the
contour plot of the orbitals for molecule are depicted in
Fig. 2, including least bound HOMO orbital, second highest
energy orbital (HOMOK1), lowest energy LUMO and
second lowest energy orbital (LUMOC1) computed using
HF/6-31G* and B3LYP/6-31G*.In the contour plots, the
HOMO localized over the phenoxide both in A and B, the
LUMO are seen to be mainly localized over the pyridine
both in A and B. Thus there must be a mixture intra
8-hydroxyquinoline and inter 8-hydroxyquinoline rings
when transition from ground state to excited state.
The ionization energy of the GaMq2Cl has been reported
to be 5.86 eV[8], within Koopmans approximation[27],this
value can be compared to the computed the least bound
HOMO orbital energy from B3LYP/6-31G*, agreeing
within ca. 0.4 eV.
3.2. S0/S1 Excitation energy and the s1
excited-state structure
Experimental investigations of the excited-state proper-
ties of GaMq2Cl have been made on the photoluminescence,
and electroluminescence of this OLED material[8]. Inspec-
tion of the emission spectras from GaMq2Cl in condensed-
phase systems shows that both the EL and PL spectrum have
a similar shape, a photoluminescent peak at 492 nm. The
results presented here support the localized nature of the
orbitals involved in the lowest energy electronic transitions
in GaMq2Cl. The lowest electronic transitions are p/p*
transitions in the different quinolate rings and intra
quinolate ring, involving partial charge transfer from the
phenoxide side to the pyridyl side. There are two ways of
Table 3
The molecular orbital components of GaMq2Cl% (HF/6-31G*)
No. Orbital Orbital
energy (eV)
Gs Phenol
ring A
Phenol
ring B
Pyridine
ring A
Pyridine
ring B
OA OB NA NB Cl CH3(A) CH3(B)
117 6.4527 28.5 10.1 10.1 24.1 24.0 0.1 0.1 0.3 0.3 3.0 2.0 2.0
116 6.3629 0.7 10.5 10.6 35.1 35.3 0.0 0.0 0.4 0.4 0.1 6.2 6.2
115 6.2364 79.9 2.6 2.6 3.0 3.0 0.3 0.3 0.6 0.6 8.5 0.9 1.0
114 5.4448 94.5 0.6 0.6 1.1 1.1 0.4 0.4 0.4 0.4 1.3 0.5 0.5
113 5.0872 22.4 31.9 31.7 11.7 11.6 1.5 1.5 2.0 2.0 0.7 1.5 1.5
112 5.0026 1.2 41.5 41.9 15.0 15.1 1.9 1.9 2.1 2.1 0.2 1.0 1.1
111 3.3013 0.4 31.9 31.4 35.5 35.0 0.0 0.0 0.1 0.1 0.1 1.2 1.2
110 3.2646 1.2 31.1 31.5 34.4 34.9 0.1 0.1 0.1 0.1 0.0 1.5 1.5
109 2.0313 0.6 12.5 12.3 36.5 36.1 0.8 0.8 9.2 9.0 0.3 3.3 3.2
108 (LUMO) 1.9375 2.3 12.5 12.7 34.6 35.1 0.5 0.5 8.3 8.4 1.4 2.7 2.8
107(HOMO) K7.6633 0.3 42.4 42.3 10.5 10.5 9.1 9.1 3.2 3.2 0.5 0.3 0.3
106 K7.7975 1.2 42.4 42.4 10.1 10.1 7.6 7.6 2.8 2.8 1.1 0.2 0.2
105 K8.9542 0.0 46.0 24.7 42.4 22.8 0.1 0.1 0.2 0.1 0.0 1.9 1.0
104 K8.9556 0.1 24.7 45.9 22.7 42.2 0.1 0.1 0.2 0.3 0.0 1.1 1.9
103 K10.9361 0.4 7.3 7.2 18.8 18.8 3.1 3.1 5.8 5.8 50.7 0.4 0.4
102 K11.0294 0.6 15.6 15.6 37.8 37.8 7.4 7.4 8.8 8.8 0.0 0.1 0.1
101 K11.1916 0.9 3.2 3.2 0.8 0.8 2.1 2.1 0.1 0.1 91.1 0.2 0.2
100K
11.2947 0.9 7.1 7.1 15.6 15.6 3.0 3.0 3.9 3.9 55.2 0.8 0.899 K11.7304 9.3 9.3 9.3 25.1 25.1 2.1 2.1 15.6 15.6 28.7 1.2 1.2
98 K12.1834 5.3 31.2 31.2 12.6 12.5 17.7 17.6 5.9 5.8 12.8 1.3 1.3
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electron transfer: one is the direct transition through carbonin quinoline ring; the other is through the metal ion, which is
not only a support but also a bridge of electron transfer.
3.2.1. S0/S1 Vertical excitation energy
In the present study, configuration interaction with all
single (CIS) excited determinants is employed to study the
lowest energy singlet excited state (S1) of GaMq2Cl. CIS
represents for excited states a general zeroth-order method,
just as Hartree-Fock is for the ground state of molecular
systems. Besides being relatively inexpensive, permitting it
to be applied to large molecules such as Alq3, analytic
derivatives are available for CIS allowing the efficientcalculation of excited-state structures and properties [24].
The vertical excitation energies of GaMq2Cl computed
using CIS are presented. The CIS/6-31G* vertical excitation
energies of GaMq2Cl varies from 3.7 to 5 eV. CIS theory is
known to overestimate electronic excitation energies, due to
the neglect of the effects of electron correlation and higher
order excitations. To investigate the effect of electron
correlation on the computed energies, calculations using
time-dependent density functional theory and the hybrid
density functional, B3-LYP, were carried out with the
6-31G* basis set for GaMq2Cl, so direct comparison with
the CIS/6-31G* results can be made. Pople and co-workers
[24] observed that with the CIS method, the use of basis sets
that included significant polarization resulted in a larger
overestimation of excitation energies; however, the excited-
state potential energy surface was found to be more
accurate. This behavior was attributed to the fact that
these functions lower the ground-state reference energies to
a greater extent than the excited-state energies do.
With the prerequisite ground-state DFT calculation in
hand, we proceed to the time-dependent calculation of
GaMq2Cl to find the characters and energies of its low-lying
singlet and triplet excited states. We begin with the
singlet/singlet spin-allowed transition. Ten singlet excited
states are calculated at the optimized structure of the groundstate(B3LYP/6-31G*) for the complex and only the singlet
excited states with the greatest oscillator strengths are listed
as analysis example in Table 4. The energy of each excited
is vertical excitation energy in electron-volts (eV) from the
ground state. There are significant oscillator strength
throughout the 3w5 eV region, No excited states or
absorption features are found below 2 eV.
The 10 lowest-energy triplet excited states were also
calculated, using analogous TD-DFT methodology. The first
five triplet excited states are listed in Table 4. LLCT excited
states are all seen, but most of them are the mixed character
excited states, as with the singlets. As expected from Hunds
rule, transitions to the triplet states tend to be lower in energy
than their corresponding singlets. For example, the first triplet
vertical transition energy is 2.28 eV lower than that of the first
singlet excited state (3.09 eV) where both represent (pre-
dominantly) a MO 107/MO 108 transition.
A commonly used model of an excited state corresponds
to excitation of an electron from an occupied to a virtual MO
(i.e., a one-electron picture). However, the excited states
calculated herein demonstrate that excited-state electronic
structures are best described in terms of multiconfigurations,
wherein a linear combination of several occupied-to-virtual
MO excitations comprises a given optical transition.
Assignment of the character of each excited state wasbased on the compositions of the occupied and virtual MOs
of the dominant configuration(s) for that excited state. For
example, for S1 excited state the dominant excitation is
107/108 and since the occupied orbital (107) is phen-
oxide-based and the virtual orbital (108) is pyridyl p*, the
transition is designated a phenoxide-to-pyridyl ligand
charge transfer (LLCT).
3.2.2. S1 Excited-state structure
Studies of the excited-state properties for a number of
molecules using the CIS method have found that despite
Fig. 2. Molecular orbital surfaces of the HOMO, second highest energy molecular orbital (HOMOK1), LUMO and second lowest energy molecular orbital
(LUMOC1) of GaMq2Cl.
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the tendency of CIS to overestimate electronic transition
energies, the excited state potential energy surface can
often be quite accurate, as evidenced by comparison of
equilibrium excited-state structures with experiment [24].
To investigate the geometry change associated with
electronic excitation to the lowest energy singlet excitedstate (S0/S1), the geometry of GaMq2Cl was optimized
at the CIS/6-31G* level of theory in the S1 state for
comparison with the HF/6-31G* ground-state structure.
Table 5 presents the optimized ground-and excited-state
bond lengths for GaMq2Cl. Note that positive and
negative values in the% difference columns indicate
bond elongation and contraction in the excited state,
respectively.
Comparison of the excited-and ground-state geometries
for A-, and B-quinolates in GaMq2Cl indicates that
the structural shift is predominantly localized on the
B-quinolate. The A-quinolates in GaMq2Cl is practically
unaffected except for changes in the AlO and AlN bond
lengths.
3.2.3. Orbital analysis
The lowest energy singlet transition for GaMq2Cl at the
CIS/6-31G* level of theory involves transitions from
the least bound HOMO orbital to the lowest and the second
lowest energy LUMO orbitals with about equal weight. The
least bound HOMO orbital of GaMq2Cl is mainly localized
on the phenoxide, but the LUMOs also have contributions
from the pyridyl, and the localized nature of the electronic
excitation is clear. The observed geometry relaxation in
GaMq2Cl can be rationalized by consideration of the nodal
patterns of the HOMO and LUMO orbitals in Fig. 2. The
lowest energy singlet excitation (S0/S1) is mainly
HOMO/LUMO in character. The LUMO has nodes
Table 4
Selected Calculated Excitation Energies (E), Wavelengths (l), Oscillator Strenghs () and Dominant excitation character for low-lying singlet (Sn) and Triplet
(Tn) States of GaMq2Cl
State Excitation E (eV) l (nm) Character
Singlet excited states
1 107O108 (0.65010) 3.0953 400.56 0.0868 3.0953 400.56 0.0868 LLCT
2 106O108 (0.33649) 3.1771 390.24 0.0033
107O109 (0.57018)
3 106O108 (0.59581) 3.2840 377.54 0.0006 LLCT
107O109(K0.37635)
4 106O109 (0.66328) 3.3342 371.85 0.0061 LLCT
107O108(K0.21343)
5 104O109 (0.27090) 4.1803 296.59 0.0022 LLCT
105O108 (0.32347)
106O111 (0.28291)
107O110 (0.47820)
6 104O108 (0.32148) 4.1873 296.09 0.0005 LLCT
105O109 (0.27630)
106O110 (0.31232)
107O111 (0.45657)
7 106O110 (0.53332) 4.5284 273.79 0.0005 LLCT
107O
111 (K
0.45270)8 105O108 (0.10123) 4.5329 273.52 0.0040 LLCT
106O111 (0.54277)
107O110 (K0.43399)
9 104O109 (K0.49002) 4.7160 262.90 0.0046 LLCT
105O108 (0.50309)
10 104O108 0.0005 4.7171 262.84 (0.49808) LLCT
105O109 (K0.49675)
Triplet excited states
1 106O109 (0.47156) 2.2774 544.40 0.0000 LLCT
107O108 (0.58786)
2 106O108 (0.51302) 2.2879 541.90 0.0000 LLCT
107O109 (0.55198)
3 106O108 (0.51811) 3.2693 379.24 0.0000 LLCT
107O109 (K0.48057)
4 106O
109 (0.55139) 3.2831 377.64 0.0000 LLCT107O108 (K0.43787)
5 104O109 (K0.25301) 3.5638 347.90 0.0000 LLCT
105O108 (K0.27272)
106O111 (0.40929)
107O110 (0.48184)
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across the C1C2, C3C4 bonds in the phenol ring and there
has been bonding in the pyridyl ring, but the HOMO is
bonding in corresponding regions and has no bonding in the
pyridyl ring. Therefore one would expect elongation of
these bonds and contraction in some region of pyridyl ring;
Table 5 shows that these bonds are in fact considerably
longer and shorter in the excited state, respectively.
3.2.4. S0/S1 Emission energy
The CIS calculations for AlMq2OH also provide an
estimate of the relaxed emission energy from the optimized
CIS excited state structure to the Hartree-Fock ground state
(S1/S0). TD-B3-LYP/6-31G* calculations were carried
out for GaMq2Cl at the CIS/6-31G*-optimized excited-state
structure to obtain more accurate estimates of the emission
energy. We list the lowest four singlet excited states, which
consists of the transition from HOMO to LUMO, and thus
assigned as the localized character. With TD-B3-LYP, the
emission energy is predicted to be ca. 2.4572 eV corre-
sponding to emission at ca. 504.57 nm, which is in much
closer agreement with the energy of the experimental
photoluminescence emission observed in condensed-phase
at ca. 492 nm [8].
State ExcitationE
(eV)l
(nm) Singlet excited states
1 107O108 2.4572 504.57 0.0481
2 106O108 2.9864 415.16 0.0041
3 107O109 3.0741 403.32 0.0058
4 106O109 3.3903 365.70 0.0355
Experiment8:492 nm
State Excitation E (eV) l (nm)
Singlet Excited states
1 107O108 2.4572 504.57 0.0481
2 106O108 2.9864 415.16 0.0041
3 107O109 3.0741 403.32 0.0058
4 106O109 3.3903 365.70 0.0355
Experiment8:492 nm
4. Conclusions
The first singlet excited state (S1) of GaMq2Cl has been
studied using the CIS/6-31G* and TD-B3-LYP/6-31G*
levels of theory. The electronic excitation and the structural
relaxation in the excited state for GaMq2Cl has been
interpreted in terms of the nature and nodal characteristics
of the HOMO and LUMO. The correlation between the
electronic excitation and the structural relaxation in the
excited state for GaMq2Cl has been made. The S0/S1
excitation is found to be mainly localized on the quinoline
ligand. At the TD-B3-LYP level of theory, the calculatedwavelength for emission agree very well with the exper-
iment. the nature of the electron transition in the complex
can be interpreted from theoretical results.
Acknowledgements
Thank the professor Y.S. Ji, Fundamental Department,
Chinese Peoples Armed Police Force Academy, for
emendating English composition.
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HF/6-31G* Ground-state and CIS/6-31G* Excited-state bond lengths for the A-and B-Quinolate ligands in GaMq 2Cl
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