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    Getting Caltrans to Approve

    Your Plans

    Basic Drainage Policies and

    Requirements

    Roy H. King, MS,PE

    California Department of TransportationDivision of Hydraulics

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    Getting Started IGR (Inter-Governmental Review)

    Optional but HIGHLY RECOMMENDED!

    Environmental Processing and Approval

    Research (Encroachment Permit Required

    for ALL WORK within Caltrans Right-of-Way!)

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    Plan and Permit Processing Plan Submittal (PS & E Package, including

    Drainage Report)

    Plan Review and Approval

    Construction

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    REMEMBER:

    We Have High-Speed Traffic! (Affects ALL

    FACILITIES on our Highways!)

    Affects DESIGN!

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    Caltrans Drainage Considerations

    On-site Drainage

    Off-site (Cross) Drainage

    California Drainage Law Existing / Future Storm Drain Systems

    FEMA and Flood Plain Issues

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    On-Site Drainage

    No more than 0.1 cubic foot per second

    during a 25-year frequency storm allowed

    as concentrated flow anywhere within the

    traveled way.

    No water allowed to pond into the traveled

    way during a 25-year frequency storm.

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    Off-Site Drainage

    No formal written policy for design of

    culverts.

    Informal Policy: 100-year storm flow may

    not pond to the edge of traveled way; 10-

    year storm may not cause the culvert to

    seal or flow under pressure.

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    FEMA Issues Is there a FIRM map for any of the

    watercourses near your project? Will your proposed construction potentiallyraise the water surface by one foot or more?

    Ifso, you will need to prepare a LOMR orCLOMR

    - and: -

    Even if there is no FIRM map, you stillmighthave to prepare a LOMR or CLOMR!

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    FEMA Website:

    http://msc.fema.gov/webapp/wcs/stores/se

    rvlet/FemaWelcomeView?storeId=10001&

    catalogId=10001&langId=-1

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    Recent Problem # 1

    Where water previously flowed well

    outside the traveled way, the installation of

    curb and gutter now forces this water into

    the highway.

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    Existing ground probably capable of conveying

    50-60 cfs before water reaches traveled way

    Reduced carrying capacity as a result of the

    curb and gutter will carry maybe 10-15 cfs

    before water flows into traveled way

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    Even in a minor storm, note how little

    runoff it takes to pond to edge of

    traveled way

    But nowletsput in some curb and gutter!

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    Recent Problem # 2

    In the desert, our old two-lane rural roads

    would pond to a depth of four inches or so

    before water would flow across the road.

    Now that weve added two lanes and ashoulder, it ponds to a foot and a half!

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    Water ponds to only a

    few inches depth

    before spilling overcenterline

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    gain, water ponds to only a few inches depth

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    But now, lets add two twelve

    foot lanes (giving us three) at

    2% crossfall, a ten foot

    shoulder at 5% crossfall, andlook how deep the water

    ponds!

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    A More Serious Recent Problem:

    New development, while retarding the

    100-year storm to less than pre-

    development conditions, has increased the

    flow from small storms. The increased flowfrom these small storms is KILLING us!

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    The flood routing calculations showed this basinwould work just fine!(Did the outlet plug?)

    Were the Contractors BMPs functioning properly

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    However, the 5-yearpost-development runoff

    of 85 cfs was NOT

    reduced to the pre-

    development 5-yearrunoff of 50 cfs!

    The basin was designed to

    reduce the 100-year Q from 250

    cfs post-development down to

    175 pre-developmentand willwork just fine in a 100-year

    storm!

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    So where did the extra

    concentratedrunoff fro

    the basin outlet go?

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    This is how it looked when it got to

    the next major highway junction

    er e s orm

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    er e s orm

    S l ti l ki t

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    Same location looking upstream

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    Existing Problems you MAY be

    Asked to Help Solve

    Malfunctioning drainage facilities

    Non-existent facilities

    Safety hazards (whether drainage-related ornot)

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    ll your development increase the flow in this ditch? If so, you may b

    l t t

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    culvert entrance

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    pstream or downstream,

    oure probably going toave to do something here!

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    (Yes, we may ask you to help fix this,

    too, even though we did it)

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    No comment!!!

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    Drainage Report Submittal

    Guidelines for District 8

    Transportation Projects

    Floodplain Analysis (if Applicable) Preliminary Drainage Report

    Final Drainage Report

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    34/47 Estimated duration of traffic interruption for 100-year event ______ hours.

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    Estimated value of Q100 flood damages (if any) - moderate risk level.A. Roadway $________B. Property $_________

    Total $____________

    Assessment of Level of RiskLow ___ Moderate ___ High ___For High Risk projects, during design phase, additional Design Study Risk Analysis maybe necessary to determine design alternative.

    PREPARED BY:

    _____________________________________________ ____________________Signature - Dist. Hydraulic Engineer Date(Item numbers 3, 4, 5, 7, 9)

    Is there any longitudinal encroachment, significant encroachment, or any support ofincompatible Floodplain development? No ____ Yes ____

    If yes, provide evaluation and discussion of practicability of alternatives in accordancewith 23 CFR 650.113

    Information developed to comply with the Federal requirement for the LocationHydraulic Study Shall be retained in the project files.

    _____________________________________________ ____________________

    Signature - Dist. Project Engineer Date(Item numbers 1, 2, 6, 8)

    Responsible Engineer Preparing Plans

    Caltrans Project Engineeraltrans Project Engineer

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    SUMMARY FLOODPLAIN ENCROACHMENT REPORT

    Dist. __________Co. _________ Rte.__________ P.M. _________________________

    Project No.: _________________________ Bridge No. ______________________

    Limits: _____________________________________________________________________________________________________________________________________

    Floodplain Description: ___________________________________________________

    _____________________________________________________________________

    No Yes

    1. Is the proposed action a longitudinal encroachment of the base floodplain? ___ ___

    2. Are the risks associated with the implementation of the proposed action

    significant?

    ___ ___

    3. Will the proposed action support probable incompatible floodplain

    development?

    ___ ___

    4. Are there any significant impacts on natural and beneficial floodplain values? ___ ___

    5. Routine construction procedures are required to minimize impacts on the

    floodplain. Are there any special mitigation measures necessary to minimizeimpacts or restore and preserve natural and beneficial floodplain values? If

    yes, explain.

    ___ ___

    6. Does the proposed action constitute a significant floodplain encroach-ment as

    defined in 23 CFR, Section 650.105(q).

    ___ ___

    7. Are Location Hydraulic Studies that document the above answers on file? If

    not explain.

    ___ ___

    PREPARED BY:

    ______________________________________ __________Signature - Dist. Hydraulic Engineer Date

    ______________________________________ __________

    Signature - Dist. Environmental Branch Chief Date

    ______________________________________ __________

    Signature - Dist. Project Engineer Date

    SUMMARY FLOODPLAIN ENCROACHMENT REPORT

    Dist. __________Co. _________ Rte.__________ P.M. _________________________Project No.: _________________________ Bridge No. ______________________Limits: _____________________________________________________________________________________________________________________________________Floodplain Description: ___________________________________________________

    _____________________________________________________________________

    No Yes1. Is the proposed action a longitudinal encroachment of the base floodplain? ___ ___2. Are the risks associated with the implementation of the proposed action

    significant?___ ___

    3. Will the proposed action support probable incompatible floodplaindevelopment?

    ___ ___

    4. Are there any significant impacts on natural and beneficial floodplain values? ___ ___5. Routine construction procedures are required to minimize impacts on the

    floodplain. Are there any special mitigation measures necessary to minimizeimpacts or restore and preserve natural and beneficial floodplain values? Ifyes, explain.

    ___ ___

    6. Does the proposed action constitute a significant floodplain encroach-ment asdefined in 23 CFR, Section 650.105(q).

    ___ ___

    7. Are Location Hydraulic Studies that document the above answers on file? Ifnot explain.

    ___ ___

    PREPARED BY:

    ______________________________________ __________

    Signature - Dist. Hydraulic Engineer Date

    ______________________________________ __________Signature - Dist. Environmental Branch Chief Date

    ______________________________________ __________Signature - Dist. Project Engineer Date

    Responsible Engineer Preparing PlansProfessional Responsible for Environmental DocumentCaltrans Project Manager

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    http://caltrans-opac.ca.gov/publicat.htm

    To order by e-mail:

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    To Order by Mail or FAX:

    State of California

    Department of Transportation

    Publication Distribution Unit1900 Royal Oaks Drive

    Sacramento California 95815 3800

    FAX (916) 324-8997

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    Caltrans Drafting

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    Caltrans BasicTraffic ControlRequirements

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    Caltrans Basic SoilCompaction Requirements

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    Caltrans Water Quality Requirements

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    Caltrans Basic Landscaping Requirements

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    and of course Caltrans Drainage Requirements

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    Caltrans PlanReview &Encroachment

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    Roy H. King, MS, PE

    Hydraulics Division, California Department of Transportation

    464 West 4th, MS 1065

    San Bernardino, CA 92401-1464

    Tel. (909) 383-4555