0 0 2 0 1 5 0 8
TRANSCRIPT
0 0 2 0 1 5 0 8 <1%
3 7 12 5 2 4 0 33 2%
1 1 19 2 17 38 19 97 5%
1 1 21 5 14 19 0 61 3%
3 0 24 8 12 17 0 64 3%
2 0 9 0 21 41 3 76 4%
0 2 3 1 21 24 0 51 3%
0 0 10 0 56 64 20 150 7%
0 0 0 1 40 60 39 140 7%
0 0 0 0 1 1 0 2
0 0 0 0 2 4 0 60 0 38 0 89 102 3 232 11%
0 0 0 0 0 0 7%8 0 40 8 63 145 85 349 17%
0 0 10 1 54 34 4 103 5%
1© 2018
BrownGreer PLC
SECTION 3: MONETARY AWARD
CLAIMS SUBMITTED: 2,039
Retired Player1,606 (79%)
Representative Claimant
433 (21%)
115
768
546
120
362
43
85
Unknown / Multiple
Level 1.5
Level 2
Parkinson’s …
Alzheimer’s …
ALS
Death with CTE
SECTION 4: QUALIFYING DIAGNOSIS
ASSERTED IN MONETARY AWARD
CLAIMS
NFL SNFL SNFL SNFL SETTLEMENTETTLEMENTETTLEMENTETTLEMENT PPPPROGRAMROGRAMROGRAMROGRAM SSSSUMMARYUMMARYUMMARYUMMARY RRRREPORTEPORTEPORTEPORT(AS(AS(AS(AS OF 10/8/18)OF 10/8/18)OF 10/8/18)OF 10/8/18)
BAP Eligible Not BAP Eligible Adverse NoticeIncomplete
Registration
TOTAL 12,818 6,535 1,157 3
Retired Player 12,723 2,434 801 0
Representative 95 862 301 3
Derivative 0 3,239 55 0
12,818
6,535
1,1573
0
5,000
10,000
15,000
SECTION 2: REGISTRATION NOTICES ISSUED BY TYPE
TOTAL: 20,513
SECTION 1: TIMELY REGISTRATIONS
TOTAL: 20,514
Retired Player
15,958 (78%)
Representative Claimant
1,259 (6%)
Derivative Claimant
3,287 (16%)
3 7 12 5 2 4 0 33 2%
1 1 19 2 17 38 19 97 5%
1 1 21 5 14 19 0 61 3%
3 0 24 8 12 17 0 64 3%
2 0 9 0 21 41 3 76 4%
0 2 3 1 21 24 0 51 3%
0 0 10 0 56 64 20 150 7%
0 0 0 1 40 60 39 140 7%0 0 0 0 1 1 0 2
0 0 0 0 2 4 0 6
0 0 38 0 89 102 3 232 11%
0 0 0 0 0 0 7%
8 0 40 8 63 145 85 349 17%
2
1 Section 6 counts all Monetary Award claims that have received a notice after claim processing. Claims receiving multiple notices are counted only
once based on the most recent notice issued. The number of appealed notices reflects only claims that have been appealed on the most recent
notice issued. For a cumulative total of all appeals, see Section 9.2 The results of the audit closed these claims and directed further alternatives for these Settlement Class Members.
1 The dollars and number of claims shown are the number of notices issued before holdbacks for potential Derivative Claimants, common benefit
fees, liens and any determinations on appeals.2The dollars reflected here include payments to third-party funders that have accepted rescission of prohibited assignments they had with Settlement
Class Members.
© 2018
BrownGreer
PLC
NFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORT
(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)
Payable DeniedDenied After
AuditWithdrawn
Request for
Additional
Documents
TOTAL 636 504 205 103 262
Not Appealed 534 404 205 103 262
Appealed 102 100
636
504
205103
262
SECTION 5: QUALIFYING DIAGNOSIS DATE ASSERTED
IN MONETARY AWARD CLAIMSPre-Effective Date: 1,552 Post-Effective Date: 350 No Date Asserted: 137
ALS Alzheimer’s
Parkinson’s DiseaseLevel 2 Level 1.5
Death with CTE
Monetary Awards
Issued1
Claims Funded by
the NFL Parties
Payments Made to
Retired Players
and Rep.
ClaimantsZZZZZZZZZZZZZ
ZZZZZZZZZ
Payments for
Liens
Dollars $563,537,808 $425,027,367 $348,307,380 $3,083,148
Claims 636 575 419 120
$563,537,808$425,027,367
$348,307,380
$3,083,148
636 575 4190
100
200
300
400
500
600
700
$0
$100,000,000
$200,000,000
$300,000,000
$400,000,000
$500,000,000
$600,000,000SECTION 7: PAYABLE CLAIMS SUMMARY
SECTION 6: NOTICES ISSUED ONMONETARY AWARD CLAIMS: 1,710
Claims with Monetary
Award Notices1
Denied AfterAudit2
Payments Made to Retired Players
and Rep.
Claimants2
CTECTECTECTE ALSALSALSALSAlzheimer’sAlzheimer’sAlzheimer’sAlzheimer’s
DiseaseDiseaseDiseaseDisease
Parkinson'sParkinson'sParkinson'sParkinson's
DiseaseDiseaseDiseaseDisease
LevelLevelLevelLevel
2222
LevelLevelLevelLevel
1.51.51.51.5
UnknownUnknownUnknownUnknown
Qualifying Qualifying Qualifying Qualifying
DiagnosisDiagnosisDiagnosisDiagnosis
TotalTotalTotalTotal %%%%
1.1.1.1. 0 0 2 0 1 5 0 8 <1%
2.2.2.2. 0 1 5 3 6 11 1 27 1%
3.3.3.3. 3 7 12 5 2 4 0 33 2%
4.4.4.4. 1 1 19 2 17 38 19 97 5%
5.5.5.5. 1 1 21 5 14 19 0 61 3%
6.6.6.6. 3 0 24 8 12 17 0 64 3%
7.7.7.7. 2 0 9 0 21 41 3 76 4%
8.8.8.8. 0 2 3 1 21 24 0 51 3%
9.9.9.9. 0 0 10 0 56 64 20 150 7%
10.10.10.10. 0 0 0 1 40 60 39 140 7%
11.11.11.11. 0 0 0 0 1 1 0 2 <1%
12.12.12.12. 0 0 0 0 3 4 0 7 <1%
13.13.13.13. 0 0 38 0 89 102 3 232 11%
14.14.14.14. 0 0 0 0 74 69 0 143 7%
15.15.15.15. 8 0 40 8 63 145 85 349 17%
16.16.16.16. 0 0 10 1 54 34 4 103 5%
17.17.17.17. 1 1 13 6 7 9 0 37 2%
18.18.18.18. 1 0 7 4 12 16 0 40 2%
19.19.19.19. 66 30 149 77 34 63 0 419 21%
20.20.20.20. 86868686 43434343 362362362362 121121121121 527527527527 726726726726 174174174174 2,0392,0392,0392,039 100%100%100%100%
3
Withdrawn
Ready for Next Month's Payment
List
On this Month's Payment List
Needs Special Master Statute of
Limitations Review
SECTION 8LOCATION OF ALL MONETARY AWARD CLAIMSLOCATION OF ALL MONETARY AWARD CLAIMSLOCATION OF ALL MONETARY AWARD CLAIMSLOCATION OF ALL MONETARY AWARD CLAIMS
(STATUS BASED ON LAST NOTICE OR ACTION ON CLAIM)(STATUS BASED ON LAST NOTICE OR ACTION ON CLAIM)(STATUS BASED ON LAST NOTICE OR ACTION ON CLAIM)(STATUS BASED ON LAST NOTICE OR ACTION ON CLAIM)
In Review Process at Claims
Administrator
Notice Will Issue Tomorrow
Final Denial
Last Notice was for Incomplete
Claim Package1
Ready for Review by AAP
Last Notice was Award Notice2
Last Notice was Denial Notice3
On Appeal Now4
In Audit Investigation5
In Audit-Failure to Provide
Information
Adverse Audit Report with the
Parties for Review
Adverse Audit Report Awaiting
Response from Those Audited
Adverse Audit Report with the
Special Masters for Review
Denied After Audit6
Paid7
Total Claim Packages Total Claim Packages Total Claim Packages Total Claim Packages
SubmittedSubmittedSubmittedSubmitted
© 2018
BrownGreer PLC
NFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORT
(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)
1. The Program has issued notices to 1,374 incomplete claim packages, which is 72% of all Level 1.5 and Level 2 claims and 60% of all other
claims.
2. For details on all claims receiving an Award Notice and the dollar values assigned, see Sections 7 and 11.
3. For details on all denied claims, including the denial reasons, see Section 10.
4. For details on all appeals filed by Settlement Class Members and the NFL parties, see Section 9.
5. The Program has audited 1,181, or 58%, of all claims, including 507 claims removed from audit and put back into the claims review process,
290 claims currently in Audit Investigation, 241 claims on Adverse Audit Reports with the Parties or Special Masters for Review or awaiting a
response from those audited and 143 claims denied after audit.
6. The results of the audit denied these claims and directed further alternatives for these Settlement Class Members.
7. For total dollars paid to or on behalf of these Settlement Class Members, see Part 5 of Section 11.
SSSSTATUSTATUSTATUSTATUS OOOOFFFF MMMMONETARYONETARYONETARYONETARY AAAAWARDWARDWARDWARD CCCCLAIMSLAIMSLAIMSLAIMS
(B(B(B(BASEDASEDASEDASED OOOONNNN LLLLASTASTASTAST NNNNOTICEOTICEOTICEOTICE OOOORRRR AAAACTIONCTIONCTIONCTION OOOONNNN CCCCLAIMLAIMLAIMLAIM))))
0 0 2 0 1 5 0 8 <1%
A.A.A.A.
1.1.1.1.
2.2.2.2.
3.3.3.3.
4.4.4.4.
5.5.5.5.
6.6.6.6.
7.7.7.7.
8.8.8.8.
B.B.B.B.
1.1.1.1.
2.2.2.2.
3.3.3.3.
4.4.4.4.
5.5.5.5.
6.6.6.6.
7.7.7.7.
8.8.8.8.
C.C.C.C.
SECTION 9 STATUS OF ALL APPEALS ON MONETARY AWARD CLAIMS
StatusStatusStatusStatus1111 Appealed by Appealed by Appealed by Appealed by
Class MemberClass MemberClass MemberClass Member
Appealed by NFL Appealed by NFL Appealed by NFL Appealed by NFL
PartiesPartiesPartiesPartiesTotalTotalTotalTotal
Payable ClaimsPayable ClaimsPayable ClaimsPayable Claims 18181818 100100100100 118118118118
Appeal Filed and in Preliminary StepsAppeal Filed and in Preliminary StepsAppeal Filed and in Preliminary StepsAppeal Filed and in Preliminary Steps 1 1 2
Appellee's Opposition Memo Not ReceivedAppellee's Opposition Memo Not ReceivedAppellee's Opposition Memo Not ReceivedAppellee's Opposition Memo Not Received 4 15 19
Appellee's Opposition Memo ReceivedAppellee's Opposition Memo ReceivedAppellee's Opposition Memo ReceivedAppellee's Opposition Memo Received 1 19 20
Remanded to Claims AdministratorRemanded to Claims AdministratorRemanded to Claims AdministratorRemanded to Claims Administrator 2 1 3
With Special Masters for DecisionWith Special Masters for DecisionWith Special Masters for DecisionWith Special Masters for Decision 2 6 8
Result Upheld on AppealResult Upheld on AppealResult Upheld on AppealResult Upheld on Appeal 6 44 50
Result Overturned on AppealResult Overturned on AppealResult Overturned on AppealResult Overturned on Appeal 1 2 3
Closed or WithdrawnClosed or WithdrawnClosed or WithdrawnClosed or Withdrawn2222 1 12 13
Denied ClaimsDenied ClaimsDenied ClaimsDenied Claims 140140140140 0000 140140140140
Appeal Filed and in Preliminary StepsAppeal Filed and in Preliminary StepsAppeal Filed and in Preliminary StepsAppeal Filed and in Preliminary Steps 7 0 7
Appellee's Opposition Memo Not ReceivedAppellee's Opposition Memo Not ReceivedAppellee's Opposition Memo Not ReceivedAppellee's Opposition Memo Not Received 19 0 19
Appellee's Opposition Memo ReceivedAppellee's Opposition Memo ReceivedAppellee's Opposition Memo ReceivedAppellee's Opposition Memo Received 17 0 17
Remanded to Claims AdministratorRemanded to Claims AdministratorRemanded to Claims AdministratorRemanded to Claims Administrator 56 0 56
With Special Masters for DecisionWith Special Masters for DecisionWith Special Masters for DecisionWith Special Masters for Decision 8 0 8
Result Upheld on AppealResult Upheld on AppealResult Upheld on AppealResult Upheld on Appeal 28 0 28
TOTAL APPEALSTOTAL APPEALSTOTAL APPEALSTOTAL APPEALS 158158158158 100100100100 2582582582581 Co-Lead Class Counsel has filed statements in 22 of the Appeals across multiple statuses in the Appeals Process.
2 These are appeals we are no longer processing because (1) the appealing party withdrew or (2) it was closed after being in audit.
Result Overturned on AppealResult Overturned on AppealResult Overturned on AppealResult Overturned on Appeal 0 0 0
Closed or WithdrawnClosed or WithdrawnClosed or WithdrawnClosed or Withdrawn2222 5 0 5
© 2018
BrownGreer PLC
NFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORT
(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)4
0 0 2 0 1 5 0 8 <1%
1.1.1.1.
2.2.2.2.
3.3.3.3.
4.4.4.4.
5.5.5.5.
6.6.6.6.
7.7.7.7.
8.8.8.8.
9.9.9.9.
5
SECTION 10 REASONS IN NOTICES OF DENIAL ISSUED ON MONETARY AWARD CLAIMS
Reason Claim Denied NoticesNoticesNoticesNotices
Death with CTE ClaimsDeath with CTE ClaimsDeath with CTE ClaimsDeath with CTE Claims 9999
(a) Death Occurred After Final Approval 4
(b) Death Occurred Before 7/7/14 but Qualifying Diagnosis Was After Final Approval 2
(c) Death Between 7/7/14 & 4/22/15; Qualifying Diagnosis was greater than 270 Days From
Death1
(e) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 0
(f) Appeals Advisory Panel Denial - Not Death with CTE 0
(g) Complete Claim Package Never Provided by Class Member 0
ALS ClaimsALS ClaimsALS ClaimsALS Claims 1111
Complete Claim Package Never Provided by Class Member 1
Alzheimer’s Disease ClaimsAlzheimer’s Disease ClaimsAlzheimer’s Disease ClaimsAlzheimer’s Disease Claims 53535353
(a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 8
(b) Appeals Advisory Panel Denial - Not Alzheimer's Disease 43
(c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 1
(d) Complete Claim Package Never Provided by Class Member 0
Parkinson's Disease ClaimsParkinson's Disease ClaimsParkinson's Disease ClaimsParkinson's Disease Claims 8888
(a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 3
(b) Appeals Advisory Panel Denial - Not Parkinson's Disease 6
(c) Complete Claim Package Never Provided by Class Member 0
Level 2 ClaimsLevel 2 ClaimsLevel 2 ClaimsLevel 2 Claims 114114114114
(a) Appeals Advisory Panel Denial - Diagnosis Made by Inappropriate Physician 7
(b) Appeals Advisory Panel Denial - Not Level 2 86
(c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 17
(d) Complete Claim Package Never Provided by Class Member 10
Level 1.5 ClaimsLevel 1.5 ClaimsLevel 1.5 ClaimsLevel 1.5 Claims 195195195195
(a) Appeals Advisory Panel Denial - Diagnsosis Made by Inappropriate Physician 19
(b) Appeals Advisory Panel Denial - Not Level 1.5 140
(c) Physician Not Qualified to Sign Diagnosis Physician Certification Form 12
(d) Complete Claim Package Never Provided by Class Member 41
© 2018
BrownGreer PLC
NFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORT
(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)
Unconfirmed Qualifying Diagnosis - Complete Claim Package Not ProvidedUnconfirmed Qualifying Diagnosis - Complete Claim Package Not ProvidedUnconfirmed Qualifying Diagnosis - Complete Claim Package Not ProvidedUnconfirmed Qualifying Diagnosis - Complete Claim Package Not Provided 81818181
TOTAL DENIAL REASONS PROVIDED ON NOTICESTOTAL DENIAL REASONS PROVIDED ON NOTICESTOTAL DENIAL REASONS PROVIDED ON NOTICESTOTAL DENIAL REASONS PROVIDED ON NOTICES 461461461461
TOTAL NUMBER OF SETTLEMENT CLASS MEMBERS RECEIVING A DENIAL TOTAL NUMBER OF SETTLEMENT CLASS MEMBERS RECEIVING A DENIAL TOTAL NUMBER OF SETTLEMENT CLASS MEMBERS RECEIVING A DENIAL TOTAL NUMBER OF SETTLEMENT CLASS MEMBERS RECEIVING A DENIAL
NOTICENOTICENOTICENOTICE461461461461
0 0 2 0 1 5 0 8 <1%
1.1.1.1.
2.2.2.2.
3.3.3.3.
4.4.4.4.
5.5.5.5.
SECTION 11 MMMMONETARYONETARYONETARYONETARY A A A AWARDWARDWARDWARD P P P PAYMENTSAYMENTSAYMENTSAYMENTS
Status by Confirmed Qualifying Diagnosis NumberNumberNumberNumber Amount
Notices of Monetary Award (Dollars Shown are Before Holdbacks)Notices of Monetary Award (Dollars Shown are Before Holdbacks)Notices of Monetary Award (Dollars Shown are Before Holdbacks)Notices of Monetary Award (Dollars Shown are Before Holdbacks) 636636636636 $563,537,808$563,537,808$563,537,808$563,537,808
(e) Level 2.0 Neurocognitive Impairment 101 $139,970,264
(c) Alzheimer’s Disease 199 $97,178,616
(a) Death with CTE 71 $88,954,779
(b) ALS 32 $86,811,938
(f) Level 1.5 Neurocognitive Impairment 138 $85,572,394
(d) Parkinson's Disease 95 $65,049,816
(b) ALS 1 $7,042,438
(c) Alzheimer’s Disease 31 $21,415,901
Not Ready to be Included on the Next Monthly Payment List; or a Not Ready to be Included on the Next Monthly Payment List; or a Not Ready to be Included on the Next Monthly Payment List; or a Not Ready to be Included on the Next Monthly Payment List; or a
Claim Hold is in Place (Dollars Shown are Before Holdbacks)Claim Hold is in Place (Dollars Shown are Before Holdbacks)Claim Hold is in Place (Dollars Shown are Before Holdbacks)Claim Hold is in Place (Dollars Shown are Before Holdbacks)164164164164 $159,719,575$159,719,575$159,719,575$159,719,575
(a) Death with CTE 3 $7,861,247
(f) Level 1.5 Neurocognitive Impairment 62 $34,868,230
Ready to be Included on the Next Monthly Payment List (Dollars Ready to be Included on the Next Monthly Payment List (Dollars Ready to be Included on the Next Monthly Payment List (Dollars Ready to be Included on the Next Monthly Payment List (Dollars
Shown are Before Holdbacks)Shown are Before Holdbacks)Shown are Before Holdbacks)Shown are Before Holdbacks)37373737 $18,583,662$18,583,662$18,583,662$18,583,662
(d) Parkinson's Disease 8 $4,517,713
(e) Level 2.0 Neurocognitive Impairment 59 $84,014,046
(c) Alzheimer’s Disease 13 $5,093,089
(d) Parkinson's Disease 6 $2,645,655
(a) Death with CTE 1 $202,507
(b) ALS 1 $479,729
Claims in the Payment Process (Dollars Shown are After Claims in the Payment Process (Dollars Shown are After Claims in the Payment Process (Dollars Shown are After Claims in the Payment Process (Dollars Shown are After
Holdbacks)Holdbacks)Holdbacks)Holdbacks)16161616 $36,927,191$36,927,191$36,927,191$36,927,191
(a) Death with CTE 1 $17,250
(e) Level 2.0 Neurocognitive Impairment 7 $3,598,988
(f) Level 1.5 Neurocognitive Impairment 9 $6,563,693
(d) Parkinson's Disease 4 $3,254,569
(e) Level 2.0 Neurocognitive Impairment 1 $20,432,781
(b) ALS 0 $0
(c) Alzheimer’s Disease 6 $1,229,328
(a) Death with CTE 66 $80,873,775
(b) ALS 30 $79,289,772
(f) Level 1.5 Neurocognitive Impairment 4 $11,993,263
Paid Claims/Paid to or on Behalf of Class Members or to Lien Paid Claims/Paid to or on Behalf of Class Members or to Lien Paid Claims/Paid to or on Behalf of Class Members or to Lien Paid Claims/Paid to or on Behalf of Class Members or to Lien
HoldersHoldersHoldersHolders498498498498 $348,854,531$348,854,531$348,854,531$348,854,531
(e) Level 2.0 Neurocognitive Impairment 34 $31,924,449
(f) Level 1.5 Neurocognitive Impairment 63 $32,147,208
(c) Alzheimer’s Disease 149 $69,440,299
(d) Parkinson's Disease 77 $54,631,878
(g) Derivative Claimants 79 $547,151
© 2018
BrownGreer PLC
NFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORTNFL SETTLEMENT PROGRAM SUMMARY REPORT
(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)(As of 10/8/18)6