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VOLUME NINETY

SEMICONDUCTORS ANDSEMIMETALSAdvances in Photovoltaics: Part 3

SERIES EDITORSEICKE R. WEBERDirectorFraunhofer-Institutf€ur Solare Energiesysteme ISEVorsitzender, Fraunhofer-Allianz EnergieHeidenhofstr. 2, 79110Freiburg, Germany

CHENNUPATI JAGADISHAustralian Laureate Fellowand Distinguished ProfessorDepartment of ElectronicMaterials EngineeringResearch School of Physicsand EngineeringAustralian National UniversityCanberra, ACT 0200Australia

VOLUME NINETY

SEMICONDUCTORS ANDSEMIMETALSAdvances in Photovoltaics: Part 3

Edited by

GERHARD P. WILLEKEFraunhofer Institute for Solar Energy Systems ISE,Freiburg, Germany

EICKE R. WEBERFraunhofer Institute for Solar Energy Systems ISE,Freiburg, Germany

AMSTERDAM • BOSTON • HEIDELBERG • LONDON

NEW YORK • OXFORD • PARIS • SAN DIEGO

SAN FRANCISCO • SINGAPORE • SYDNEY • TOKYOAcademic Press is an imprint of Elsevier

Academic Press is an imprint of Elsevier

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First edition 2014

Copyright © 2014 Elsevier Inc. All rights reserved

No part of this publication may be reproduced or transmitted in any form or by any means,

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Licensing Agency, can be found at our website: www.elsevier.com/permissions.

This book and the individual contributions contained in it are protected under copyright by

the Publisher (other than as may be noted herein).

Notices

Knowledge and best practice in this field are constantly changing. As new research and

experience broaden our understanding, changes in research methods, professional practices,

or medical treatment may become necessary.

Practitioners and researchers must always rely on their own experience and knowledge in

evaluating and using any information, methods, compounds, or experiments described

herein. In using such information or methods they should be mindful of their own safety and

the safety of others, including parties for whom they have a professional responsibility.

To the fullest extent of the law, neither the Publisher nor the authors, contributors, or editors,

assume any liability for any injury and/or damage to persons or property as a matter of

products liability, negligence or otherwise, or from any use or operation of any methods,

products, instructions, or ideas contained in the material herein.

ISBN: 978-0-12-388417-6

ISSN: 0080-8784

For information on all Academic Press publications

visit our website at store.elsevier.com

CONTENTS

Contributors vii

1. State-of-the-Art Industrial Crystalline Silicon Solar Cells 1

Giso Hahn and Sebastian Joos

1. Introduction 4

2. Operation Principle of a c-Si Solar Cell 10

3. The Basic Firing Through SiNx:H Process 19

4. Recent Developments on Solar Cell Front Side 34

5. Advanced Emitter Formation 40

6. Industrial PERC-Type Solar Cells 51

7. Summary and Outlook 60

Acknowledgments 62

References 62

2. Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells 73

Christophe Ballif, Stefaan De Wolf, Antoine Descoeudres, and

Zachary C. Holman

1. Introduction 74

2. Passivating c-Si Surfaces with a-Si:H 76

3. From Passivated Wafers to Complete Solar Cells 83

4. Losses in Silicon Heterojunction Solar Cells 95

5. Industrialization and Commercialization 99

6. Future Directions and Outlook 108

Acknowledgments 110

References 110

3. Overview of Thin-Film Solar Cell Technologies 121

Bernhard Dimmler

1. Introduction 121

2. Market Shares of TF in PV 123

3. TF Device Efficiencies in Laboratory and Industry 125

4. Future Developments of TF Technologies in PV 128

References 136

Index 137

Contents of Volumes in this Series 141

v

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CONTRIBUTORS

Christophe Ballif

Photovoltaics and Thin-Film Electronics Laboratory, Institute of Microengineering (IMT),

Ecole Polytechnique Federale de Lausanne (EPFL), Neuchatel, Switzerland. (ch2)

Stefaan De Wolf

Photovoltaics and Thin-Film Electronics Laboratory, Institute of Microengineering (IMT),

Ecole Polytechnique Federale de Lausanne (EPFL), Neuchatel, Switzerland. (ch2)

Antoine Descoeudres

Photovoltaics and Thin-Film Electronics Laboratory, Institute of Microengineering (IMT),

Ecole Polytechnique Federale de Lausanne (EPFL), Neuchatel, Switzerland. (ch2)

Bernhard Dimmler

Manz AG, Reutlingen, Germany. (ch3)

Giso Hahn

Department of Physics, University of Konstanz, Konstanz, Germany. (ch1)

Zachary C. Holman

School of Electrical, Computer, and Energy Engineering, Arizona State University, Tempe,

Arizona, USA. (ch2)

Sebastian Joos

Department of Physics, University of Konstanz, Konstanz, Germany. (ch1)

vii

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PREFACE

The rapid transformation of our energy supply system to the efficient use of

renewable energies remains to be one of the biggest challenges of mankind

that increasingly offers exciting business opportunities as well. This truly

global-scale project is well on its way. Harvesting solar energy by photovol-

taics (PV) is considered to be a cornerstone technology for this transforma-

tion process.

This book presents the third volume in the series “Advances in

Photovoltaics” in Semiconductors and Semimetals. This series has been

designed to provide a thorough overview of the underlying physics, the

important materials aspects, the prevailing and future solar cell design issues,

production technologies, as well as energy system integration and character-

ization issues. In this volume, three distinctly different solar cell technologies

are covered in detail, ranging from state-of-the-art crystalline silicon tech-

nology, the workhorse of the booming PV market, to one of the most

advanced technologies, silicon heterojunction cells, and to an overview of

thin film solar cell technologies. Therefore, this volume represents a corner-

stone of “Advances in Photovoltaics,” as the first and the third chapter

together cover more than 98% of the current PV world market volume.

The second chapter provides a glimpse into the future of highly efficient

crystalline Si PV technologies that will allow further decrease in the cost

of PV-generated electricity available from premium modules with top per-

formance produced at prices that will become competitive with present-day

low-cost PV modules. Following the tradition of this series, all chapters are

written by world-leading experts in their respective field.

In the past 2 years, since the introduction to the first volume of this series

has been written, the world PV market has undergone a decisive transfor-

mation. Huge production overcapacity, established especially in Asia,

resulted in rapidly declining prices, often to values beyond the production

costs, when fire sales of module supplies were the only way to generate des-

perately needed cash for financially stressed companies. Subsequently, many

companies went into insolvency, followed by either restructuring under

new ownership, often from abroad, or a complete shutdown of the produc-

tion lines. The PV equipment manufacturers were especially hard hit, as they

had to survive several years practically without any new orders.

ix

Today we experience a new development: decreasing global production

capacity begins to meet further increasing PV market size, the growth of

which is fueled worldwide by the low cost of solar electricity. The conse-

quence of this process will be the further decentralization of electricity sup-

ply, as PV systems increasingly allow owners of homes and industry to

produce electricity on their own roofs and free areas, to the benefit of energy

independence and the world climate, that desperately needs rapid further

market penetration of renewables to decrease the emission of climate gases.

GERHARD P. WILLEKE AND EICKE R. WEBER

Fraunhofer ISE, Freiburg, Germany

x Preface

CHAPTER ONE

State-of-the-Art IndustrialCrystalline Silicon Solar CellsGiso Hahn1, Sebastian JoosDepartment of Physics, University of Konstanz, Konstanz, Germany1Corresponding author: e-mail address: [email protected]

Contents

1. Introduction 41.1 History 41.2 General routes for cost reduction 51.3 PV market today 71.4 Basic structure of an industrial c-Si solar cell 9

2. Operation Principle of a c-Si Solar Cell 102.1 Band diagram 102.2 Solar cell parameters 122.3 Fundamental efficiency limit of an ideal c-Si solar cell 132.4 Two-diode model 142.5 Radiative recombination 142.6 Auger recombination 152.7 SRH recombination 162.8 Surface recombination 172.9 Recombination and saturation current density 182.10 Optical losses 18

3. The Basic Firing Through SiNx:H Process 193.1 Wafer washing, texturization, and cleaning 203.2 Phosphorus diffusion 223.3 Edge isolation 253.4 SiNx:H deposition 253.5 Metallization via screen-printing 273.6 Solar cell characterization 33

4. Recent Developments on Solar Cell Front Side 344.1 Wafer sawing 344.2 Alkaline wafer texturing 354.3 Front contact metallization 35

5. Advanced Emitter Formation 405.1 Improvement of homogeneous emitters 415.2 Selective emitters 42

6. Industrial PERC-Type Solar Cells 516.1 Dielectric rear side passivation 52

Semiconductors and Semimetals, Volume 90 # 2014 Elsevier Inc.ISSN 0080-8784 All rights reserved.http://dx.doi.org/10.1016/B978-0-12-388417-6.00005-2

1

6.2 Formation of local rear contacts 546.3 Boron–oxygen related degradation 576.4 State-of-the-art industrial PERC solar cells 59

7. Summary and Outlook 60Acknowledgments 62References 62

ABBREVIATIONSA area

ALD atomic layer deposition

APCVD atmospheric pressure chemical vapor deposition

ARC antireflective coating

a-Si amorphous silicon

BSF back surface field

Bs substitutional boron concentration

cA,n (cA,p) Auger recombination coefficient for electrons (holes)

crad radiative recombination coefficient

c-Si crystalline silicon

Cz Czochralski

d layer/wafer thickness dBSFD+ diffusion constant in the BSF

DI deionized

Dn (Dp) diffusion constant of electrons (holes)

E energy

ECV electrochemical capacitance voltage

EF (EFi) (intrinsic) Fermi energy level

EFG edge-defined film-fed growth

EFn (EFp) quasi-Fermi energy level of electrons (holes)

Eg band gap energy

Ephot photon energy

EQE external quantum efficiency

Et energetic position of the trap level

EVA ethylene vinyl acetate

FCA free carrier absorption

FF fill factor

FZ float zone

h Planck’s constant

HIT heterojunction with intrinsic thin-layer

I current

IBC interdigitated back contact

IPA isopropyl alcohol

IQE internal quantum efficiency

j current density

j0 saturation current density

j01 ( j02) saturation current density of the first (second) diode

j0e saturation current density of the emitter

2 Giso Hahn and Sebastian Joos

jl light-generated current density

jsc short circuit current density

k Boltzmann’s constant

L+ diffusion length in the BSF

LFC laser fired contacts

Ln (Lp) diffusion length of electrons (holes)

LPCVD low pressure chemical vapor deposition

mono-Si monocrystalline Si

mpp maximum power point

mc-Si multicrystalline Si

n electron concentration

n+ (n++) (very) highly n-doped

n0 electron concentration in the dark

NA (ND) acceptor (donor) concentration

NA+ acceptor concentration in the BSF

nair (nSi, nSiN) refractive index of air (c-Si, SiN)

ni intrinsic carrier concentration

Nt trap density

Nts areal trap density at the surface

Oi interstitial oxygen

p hole concentration

p+ highly p-doped

p0 hole concentration in the dark

PECVD plasma-enhanced chemical vapor deposition

PERC passivated emitter and rear cell

PERL passivated emitter and rear locally diffused

PERT passivated emitter and rear totally diffused

pphot photon power density

PSG phosphor silicate glass

Psurf phosphorous surface concentration

Ptot total power loss

PV photovoltaic

q elementary charge

R recombination rate

RA Auger recombination rate

Rrad radiative recombination rate

Rs series resistance

Rs,tot total series resistance

RSRH Shockley-Read-Hall recombination rate

Rsh shunt resistance

Rsheet sheet resistance of the emitter

s (sn) (sp) surface recombination velocity (of electrons or holes)

sb surface recombination velocity at the backside

SCR space charge region

seff effective surface recombination

SIMS secondary ion mass spectrometry

SRH Shockley-Read-Hall

STC standard test conditions (1000 W/m2, AM1.5g spectrum, 25 �C)UMG upgraded metallurgical grade

3State-of-the-Art Industrial Crystalline Silicon Solar Cells

V voltage

vn (vp) thermal velocity of electrons (holes)

Voc open circuit voltage

Wp Watt peak (power of 1 W under STC)

α absorption coefficient

ΔEF splitting of quasi-Fermi levels

Δn excess charge carrier density

η conversion efficiency

Φ photon flux

λ wavelength

ρSi density of Si

ρ resistivity

σn (σp) capture cross section for electrons (holes)

τA Auger lifetime

τb bulk lifetime

τeff effective lifetime

τrad radiative lifetime

τSRH Shockley, Read, Hall lifetime

τ minority charge carrier lifetime

1. INTRODUCTION

Solar cells fabricated based on crystalline Si (c-Si) generate electricity

from sunlight by absorbing photons and generating electron–hole pairs,

which are separated by a pn-junction. The pn-junction creates an electric

field in the semiconductor and the separated charge carriers have to leave

the solar cell via electrical contacts to perform work in an external circuit.

A solar cell in operation is therefore essentially an illuminated large area

diode, where emitter and base regions are contacted by metals to extract

the carriers.

1.1. HistoryThe first c-Si solar cell operating using the principle described above was

reported in 1953 (Chapin et al., 1954), although research toward this

achievement dates back to the 1940s (e.g., Ohl, 1941; Shockley, 1950).

In the decades to follow, research was first directed toward application of

the photovoltaic (PV) effect in space (powering satellites) or for terrestrial

stand-alone systems. As for those applications the total cost of power gen-

eration was not the main issue, research was mainly driven by improving

the conversion efficiency η, which is the ratio between output power from

the PV device (generated from the solar cell or complete solar module) and

4 Giso Hahn and Sebastian Joos

input power (impinging photon flux). The oil crisis in 1973 led to consid-

erations to use PV also for terrestrial applications in larger scale as an alter-

native to fossil fuels. Since then a lot of R&D activities was focused on

reducing the cost of PV electricity generation to make it attractive for mar-

ket penetration.

In research, a lot of progress was made in improving efficiency by devel-

oping new cell designs and applying novel processing steps, leading to effi-

ciencies as high as 25% using standard test conditions (STC: 1000 W/m2

illumination, AM1.5g spectrum, 25 �C) in 1999 (Zhao et al., 1999), indi-

cating the efficiency potential of c-Si. This efficiency was reached on

extremely pure float zone (FZ) silicon and on small scale (4 cm2) without

the main part of the front side metallization grid being taken into account

for the efficiency measurement (so-called designated area measurement)

and using a very complex processing scheme. For most industrial applica-

tions, a full area measurement and cost-effective c-Si materials are of higher

interest. In addition, the number and complexity of processing steps needed

for cell fabrication has to be low, to allow a cost-efficient production. Here,

the main challenge for industrial c-Si solar cells becomes visible: there is a

trade-off between more complex processing on higher quality material all-

owing higher efficiencies, and less complex processing, e.g., in combination

with a lower c-Si material quality.

1.2. General routes for cost reductionThe lower efficiency for lower cost materials and less complex processing

might be advantageous cost-wise at cell level, but as there are also area

related cost factors at module and system level (e.g., costs for module glass

and installation), the question which route is more promising is not easy to

answer. Therefore, a lot of different technologies have been developed over

the past decades. This includes c-Si materials as well as solar cell fabrication

processes.

The Si feedstock of highest quality stems from the so-called Siemens

route using rods for Si production from the gas phase, which still accounts

for the majority of produced Si wafers for industrial solar cells, with fluidized

bed reactors as an alternative (Fabry and Hesse, 2012). So-called upgraded

metallurgical grade (UMG) Si can be produced with significantly less energy

needed per kg of fabricated Si, but a higher impurity concentration is the

consequence, with relatively high amounts of, amongst others, B and

P still present acting as doping elements in Si. This might cause problems

as after crystallization the material will be partly compensated, and due to

5State-of-the-Art Industrial Crystalline Silicon Solar Cells

different segregation coefficients of B and P their concentrations and there-

fore resistivity, influenced by the net doping, changes with ingot height

(Ceccaroli and Pizzini, 2012; Heuer, 2013).

For c-Si materials, three different material classes have been important for

PV in the past, as they have already been in industrial production in signif-

icant quantities. Monocrystalline Si (mono-Si) pulled using the Czochralski

(Cz) method shows the lowest amount of extended crystal defects (like, e.g.,

grain boundaries, dislocations, precipitates), but normally contains a high

amount of O, mainly in interstitial form (Oi) (Zulehner, 1983). Cast mul-

ticrystalline Si (mc-Si) can be produced in a more cost-effective way, but

contains due to the crystallization method used a higher amount of extended

crystal defects and impurities in interstitial or precipitated form, originating

mainly from the crucible wall and the crucible coating (Buonassisi et al.,

2006; Schubert et al., 2013). See Coletti et al. (2012) for an overview on

the role of impurities in c-Si for solar cells. For bothmethods, the crystallized

ingot has to be sliced in wafers for subsequent solar cell processing. To avoid

kerf and other Si material losses that easily amount to>50%, ribbon-Si tech-

niques have been developed, crystallizing the Si wafer directly from the Si

melt (Hahn and Sch€onecker, 2004). Of the three technology groups, ribbon

Si is the most cost-effective technique to produce wafers, but these wafers

normally show the highest defect densities, reducing the electronic quality of

the as-grown wafer.

Apart from Si wafer quality, solar cell process complexity is the other

main parameter determining the efficiency and cost structure of the solar

cell. In this contribution, focus is laid on industrial solar cell production,

but for a more complete picture also PV module and system aspects should

be considered. The heart of a solar module and every PV system is the solar

cell. The cells are stringed in series so that the same amount of current flows

through all cells in a string and the voltages of the cells add up. This makes

proper sorting of cells a necessity to ensure that cells of similar performance

end up in a string, as the cell with the lowest current at operation conditions

determines the current flowing through the string. Therefore, for all cells

not only the peak efficiency, but also a tight distribution of cell parameters

is important to facilitate sorting and matching of the cells. This means that in

industrial fabrication homogeneous Si wafer quality and stable processes

with large process windows are desired to minimize the spread of quality

in c-Si solar cell production.

In this chapter, an overview on industrial state-of-the-art c-Si solar cells

is given. As there is not only one industrial solar cell process, but a variety of

different processes applied for different cell designs, we will restrict the

6 Giso Hahn and Sebastian Joos

overview on the most common cell architectures. Other cell designs already

used in industrial scale such as the interdigitated back contact (IBC), com-

mercialized by company SunPower Corp. (Cousins et al., 2010), or the het-

erojunction with intrinsic thin-layer (HIT) concept pioneered by Sanyo

(now Panasonic) (Ballif et al., 2014) allow for the highest efficiencies in com-

mercial c-Si solar cells on large area cells with lab cell record efficiencies up

to 25% on large area cells (Smith et al., 2014; Taguchi et al., 2013) and even

25.6% with a combined IBC-HIT approach (Panasonic, 2014), but the pro-

cesses differ significantly from mainstream technology. Therefore, these

designs of very highly efficient c-Si solar cells will be treated in other chap-

ters (e.g., Ballif et al., 2014).

1.3. PV market todayFigure 1.1 demonstrates the very dynamic growth of commercial PV over

the past decades, spanning more than four decades from around 1 MWp1 in

the early 1970s to >30 GWp in 2011. Annual growth rates over the past

10 years have been in the order of 50%, mainly driven by market stimulation

programs like, e.g., the renewable energy law with a guaranteed feed-in tar-

iff in Germany. As the German feed-in tariffs have been adjusted recently

and the German PVmarket was the strongest worldwide, the growth slowed

down in 2012 and 2013. Strong growth in recent years allowed for a tremen-

dous reduction in production cost due to scaling effects in mass production

1975

1

10

100

1000

PV

-mod

ule

pow

er (

MW

p)

10,000

1980 1985 1990 1995 2000 2005 2010

Figure 1.1 Yearly production/shipment of solar modules. Data from PV News, Photon,and Mehta (2014).

1 Watt peak (Wp) refers to the power generated under STC.

7State-of-the-Art Industrial Crystalline Silicon Solar Cells

as well as new and optimized processing technologies. This so-called

learning curve effect of PV resulted in an average module price reduction

of around 20% for every doubling of cumulated PV production (Nemet

and Husmann, 2012). The continuing reduction in processing costs

results in costs of a kWh generated by PV being now in the range of elec-

tricity generated from fossil fuels (depending on the installation site) (Kost

et al., 2013).

The market share of different PV technologies shown in Fig. 1.2 reveals

that c-Si still shows by far the highest market penetration, with thin film

technologies like amorphous Si (a-Si), CdTe and CuInxGa(1�x)Se2(CIGS) not really gaining market share above a 10–15% level. In contrast,

latest figures indicate an even further increasing market share for c-Si of

90% in 2013, with roughly 67% based on mc-Si and 23% on mono-Si

(Mehta, 2014). It is interesting to note that mono-Si lost market share to

mc-Si in the past decade. This can be explained by the huge production

expansion programs happening at most PV manufacturers in the past, as

mc-Si technology seems to be easier to ramp up and was the more cost-

effective way of production in the past. Whether this will hold true in

the future, with new cell designs allowing for higher efficiency approaching

the market, remains to be seen. The market share of ribbon-Si dropped to

almost zero as the two main technologies edge-defined film-fed growth

(EFG) and string ribbon are no longer on themarket, due to the disappearing

of their production companies Schott Solar and Evergreen Solar as well as

EverQ, respectively.

1997

1998

1999

2000

2001

2002

2003

2004

2005

2006

2007

2008

2009

2010

2011

0

10

20

30

40

50

60

70

80

90

100

Tec

hnol

ogy(

%)

OthersCIGSCdTea-SiRibbon-SiMulti-SiMono-Si

Figure 1.2 Market share of different PV technologies. Data from PV News and Photon.

8 Giso Hahn and Sebastian Joos

1.4. Basic structure of an industrial c-Si solar cellA schematic of the basic structure for a typical state-of-the-art industrial c-Si

solar cell is shown in Fig. 1.3. The base is p-type material, moderately

B doped to a resistivity of around 1 Ω cm (NA¼1.5�1016 per cm3). The

emitter is n++-doped2 using P with high surface concentration ND>1020

per cm3, and the front surface is textured to allow a better incoupling of

impinging photons (lower reflectivity). The emitter is covered by a thin

dielectric layer of H-rich silicon nitride (SiNx:H), acting as antireflective

coating (ARC), surface passivation layer, and reservoir of H. On the front,

the metallization finger grid is realized by Ag paste, fired through the SiNx:H

layer at high temperature. On the rear, a full area contact is realized by Al

paste, which forms an alloy with Si during the firing step, resulting in an

Al doped p+-region (around 1019 per cm3) at the rear after cool down to

room temperature (back surface field, BSF). To allow interconnection of

the individual cells for module integration using soldering, stripes or pads

of Ag/Al paste are used at the rear side, as Al is not solderable. The complete

cell thickness is around 180 μm (note that features shown in Fig. 1.3 are not

to scale). The formation of the respective regions of the cell will be dealt

with in more detail in the following sections.

The use of H-rich SiNx:H layers for PV (Morita et al., 1982) in the

so-called “firing through SiNx:H process” has been pioneered by Kyocera

(Kimura, 1984; Takayama et al., 1990) and Mobile Solar for their EFG

ribbon-Si material (Cube and Hanoka, 2005). In the 1990s, other companies

and research institutes like, e.g., IMEC (Szlufcik et al., 1994) and others devel-

oped the process further. The breakdown of costs for c-Si module production

in Fig. 1.4 reveals that wafer and module costs are the dominating factors.

Al

Ag

p-Sin+

p+

SiNx:H

Electron

Hole

Figure 1.3 Schematic basic structure of an industrial c-Si solar cell in cross section (notto scale).

2 The superscripts + and ++ indicate a high and a very high doping concentration, respectively.

9State-of-the-Art Industrial Crystalline Silicon Solar Cells

Excellent early (e.g., Szlufcik et al., 1997) and more recent (e.g., Gabor,

2012; Neuhaus andMunzer, 2007) review papers on low-cost industrial c-Si

solar cell fabrication exist, forming the base of this chapter. Since then new

technologies have emerged, allowing for a reduction of costs as well as effi-

ciency losses and therefore an increase of efficiency in mass production. To

tackle these losses, the next section will describe the physics involved in the

operation principle of a solar cell.

2. OPERATION PRINCIPLE OF A c-SI SOLAR CELL

2.1. Band diagramThe fundamental operation principle of a c-Si solar cell is visualized in the

band diagram shown in Fig. 1.5. The doping gradient due to the abrupt

change in doping concentration at the pn-junction results in electrons (free

majority carriers in the n-region) diffusing from the n-region into the

p-region and holes (free majority carriers in the p-region) diffusing into

the n-region. The remaining ionized doping atoms at lattice sites (positively

charged in the n-region, negatively charged in the p-region) form the space

charge region (SCR) extending into both sides of the pn-junction. The

electric field hinders the free carriers to completely diffuse into the regions

of opposite doping, when equilibrium between diffusion and drift current of

free carriers is reached. The built-up electric field causes bending of the

energy bands, with the Fermi energyEF as defined by the Fermi–Dirac func-

tion at a constant level (a horizontal line) in both regions.

Upon illumination, absorbed photons excite electrons from the valence

band to the conduction band via the internal photoelectric effect.

36%26%

38%

WaferCell productionModule

Figure 1.4 Breakdown of c-Si PV module manufacturing costs. Data from Goodrich et al.(2013).

10 Giso Hahn and Sebastian Joos

Absorption of one photon therefore generates an electron–hole pair, as the

missing electron in the valence band is referred to as a hole. Free electrons

and holes can diffuse until they recombine or reach the SCR. Here, charge

carriers of different types are separated, electrons are accelerated into the

n-region, holes into the p-region. In case of illumination, the semiconductor

is not in thermal equilibrium anymore, and the relation for electron and hole

concentrations n0 and p0, respectively, as defined for thermal equilibrium

(without illumination or applied voltage)

n0p0¼ n2i , (1.1)

(with intrinsic carrier concentration ni) is not valid anymore and becomes

np¼ n2i expEFn�EFp

kT

� �> n2i , (1.2)

with n and p being electron and hole concentrations, respectively. As both

electron and hole concentrations are increased when the semiconductor is

illuminated, two separate Fermi–Dirac functions for each carrier type have

to be defined, with two resulting Fermi levels EFn and EFp referred to as

quasi-Fermi levels of electrons and holes.

Metal contacts with EF at roughly the same energetic position as for the

majority carriers in the contacted Si region can extract carriers from both

regions. The contact for the p-type region as depicted in Fig. 1.5 is ohmic,

whereas the n-type contact is of Schottky-type (energy barrier for electrons).

Metal p-type Si n-type Si Metal

Energy

Valence band

E

Conduction band

SCR

EF

EF

Electron

Hole

Figure 1.5 Schematic band diagram of a c-Si solar cell with pn-junction, space chargeregion (SCR), photon absorption, charge carrier generation, and separation. Quasi-Fermilevels and EF in the metal contacts are indicated as well.

11State-of-the-Art Industrial Crystalline Silicon Solar Cells

The barrier can be overcome via tunneling, provided it is thin enough and

not too high.

2.2. Solar cell parametersAn ideal solar cell can be described by a 1-diode model and the j–V char-

acteristic of an illuminated diode

j¼ j0 expqV

kT

� ��1

� �� jl, (1.3)

with current density j, saturation current density j0, elementary charge q,

Boltzmann’s constant k, and light-generated current density jl. j0 is defined as

j0¼ qDnn2i

LnNA

+qDpn

2i

LpND

, (1.4)

withDn (Dp) the diffusion constant of electrons (holes),NA (ND) the doping

density of acceptors (donors) and Ln (Lp) the minority charge carrier diffu-

sion length of electrons (holes).

The resulting j–V curve is shown in Fig. 1.6. The maximum current

density at V¼0 is the short circuit current density j jscj¼ jl. The point of

maximum power density (mpp) is also indicated, with the fill factor FF

defined as

Current density/power density

Output power

Voltage

Dar

k cu

rve

Illum

ina

ted

curv

e

Short circuit current density

Open-circuit voltage

Maximum powerpoint (MPP)

VocVmpp

jsc

jmpp

Figure 1.6 Dark and illuminated j–V curve of a solar cell as well as output power independence of voltage.

12 Giso Hahn and Sebastian Joos

FF¼ jmppVmpp

jscVoc

, (1.5)

resulting with the impinging photon power density pphot of photons with

energy Ephot in the efficiency

η¼ jscVocFF

pphot: (1.6)

2.3. Fundamental efficiency limit of an ideal c-Si solar cellIn a semiconductor with band gap Eg (1.12 eV at 25 �C for c-Si), photons

with energy E>Eg can be absorbed, creating electron–hole pairs, while

photons with E<Eg cannot be absorbed and are transmitted, see Fig. 1.7.

Generation of electron–hole pairs by illumination is a non-equilibrium pro-

cess with some of the carriers occupying states high in the conduction band

(electrons) and deep in the valence band (holes) directly after generation

depending on the photon energy. The generated electrons and holes reach

thermal equilibrium via collisions with other charge carriers or phonons

within the femtosecond (fs) range (thermalization). Afterward, they occupy

states close to the band edges according to Fermi–Dirac statistics. The max-

imum voltage reachable (open circuit voltage Voc of the cell) is limited by

splitting of the quasi-Fermi levels for electrons and holes ΔEF, with

1. 2.

Ene

rgy

ΔEF qVmpp

3. 4.

hν hν

Figure 1.7 Fundamental loss mechanisms for an ideal pn-junction based solar cell. 1.Transmission Ephot<Eg, 2. Thermalization Ephot>Eg, 3. Quasi-Fermi level splittingΔEF<Eg, and 4. Voltage at mpp Vmpp<Voc.

13State-of-the-Art Industrial Crystalline Silicon Solar Cells

ΔEF<Eg. As the maximum power point (mpp) of the illuminated j–V curve

(Fig. 1.6) is between V¼0 (maximum j¼ jsc) and j¼0 (maximum V¼Voc),

Vmpp is always<Voc. These four fundamental loss mechanisms limit the

maximum efficiency of an ideal c-Si solar cell under STC to 29.4%

(Richter et al., 2013).

2.4. Two-diode modelA real solar cell can be described by an equivalent circuit containing two

diodes, with the addition of series resistance Rs, shunt resistance Rsh and a

second diode accounting for recombination in the SCRwith an ideality fac-

tor generally assumed to be 2 (Fig. 1.8).

j¼ j01 expq V � jRsð Þ

kT

� ��1

� �+ j02 exp

q V � jRsð Þ2kT

� ��1

� �+

V � jRsð ÞRsh

� jl:

(1.7)

Contributions to Rs are ohmic resistive losses in emitter, base, and met-

allization as well as the contact resistance between semiconductor and metal.

Finite Rsh values are caused by alternative current paths short circuiting the

diode (e.g., around the cell’s edge, by a damaged emitter or current paths

through the SCR).

Apart from ohmic losses, recombination of generated charge carriers can

occur, limiting performance of the solar cell.

2.5. Radiative recombinationRadiative recombination refers to direct band-to-band transitions of an elec-

tron from the conduction band to the valence band while emitting a photon.

It is the inverse process of photon absorption. The generated excess charge

carrier density Δn with

n¼ n0 +Δn and p¼ p0 +Δn (1.8)

j01

jI

j02

RS

RSh

Figure 1.8 Equivalent circuit of a real pn-junction solar cell.

14 Giso Hahn and Sebastian Joos

can be reduced due to recombination of charge carriers with a recombina-

tion rate R defining the lifetime τ of excess charge carriers

τ¼ΔnR

: (1.9)

c-Si is an indirect band gap semiconductor. In addition to an electron (in the

conduction band) and a hole (in the valence band), a phonon is necessary for

the band-to-band transition to occur due to conservation of momentum.

Therefore, this mechanism is not probable and can normally be neglected

in c-Si. With the radiative recombination coefficient crad, the net rate Rrad

for this type of recombination becomes3

Rrad¼ crad np�n2i� �

, (1.10)

resulting for low injection (Δn much lower than doping concentration4) in

the radiative lifetime

τrad¼1

cradp0(1.11)

for p-doped material.

2.6. Auger recombinationInstead of creating a photon, the energy of the recombination process can be

used to excite another existing free charge carrier (an electron in the con-

duction band or a hole in the valence band). This charge carrier thermalizes

after excitation toward the band edge, converting the recombination energy

into phonons. With the Auger recombination coefficients cA,n and cA,p for

electrons and holes, respectively, the Auger recombination rate reads

RA ¼ cA,nn np�n2i� �

+ cA,pp np�n2i� �

: (1.12)

As above, for low injection we obtain the Auger lifetime for p-doped

material

τA ¼ 1

cA,pp20

: (1.13)

3 Note that we are only interested in the recombination rate of the excess charge carriers (therefore

np�ni2, subtracting recombination occurring also in thermal equilibrium).

4 At room temperature, all dopants are assumed to be ionized (NA¼p0 in p-type material), and therefore

Δn�p0 for low injection.

15State-of-the-Art Industrial Crystalline Silicon Solar Cells

Auger recombination as a three-particle process is only relevant for high

doping concentrations >1017 per cm3 in standard industrial solar cells.

2.7. SRH recombinationEnergy levels in the band gap can trap free charge carriers and cause a very

effective recombination mechanism, especially when their energetic posi-

tion is close to mid-gap. This type of recombination was formulated by

Shockley, Read, and Hall (Hall, 1952; Shockley and Read, 1952), using sta-

tistics of capture and emission of free carriers and is therefore referred to as

SRH recombination. Its recombination rate

RSRH¼ np�n2i� �

τp n0 + n1 +Δnð Þ+ τn p0 + p1 +Δnð Þ (1.14)

with

τp ¼ 1

Ntvpσp, τn¼ 1

Ntvnσn,n1¼ niexp

Et�EFi

kT

� �, p1¼ niexp

EFi�Et

kT

� �,

(1.15)

includes the trap densityNt of the energy levels in the band gap, the thermal

velocity of electrons and holes (vn, vp) and the capture cross sections of the

trap for electrons and holes (σn, σp). Et is the energetic position of the trap

level and EFi the position of the Fermi level in intrinsic c-Si. The SRH

lifetime

τSRH ¼ τp n0 + n1 +Δnð Þ+ τn p0 + p1 +Δnð Þp0 + n0 +Δn

(1.16)

for p-type material (p0�n0), low injection (p0�Δn), and trap energy levelat mid-gap (Et¼EFi) reads

τSRH¼ τn¼ 1

Ntvnσn(1.17)

and is inversely proportional to the trap density as well as the thermal veloc-

ity and capture cross section of the minority carriers (electrons in p-type

material).

All recombination channels are acting in parallel, and the resulting bulk

lifetime τb is given by

16 Giso Hahn and Sebastian Joos

1

τb¼ 1

τrad+

1

τA+

1

τSRH

: (1.18)

2.8. Surface recombinationAt the crystal surface, dangling bonds5 are responsible for a multitude of

defect levels distributed throughout the band gap. In analogy to the SRH

recombination formalism in the bulk of the crystal, a lifetime of the charge

carriers at the physical surface can be derived using areal instead of volume

densities of charge carriers and traps. For p-type material in low injection,

this results in

sn¼Ntsvnσn, (1.19)

with the areal density of traps at the surfaceNts, and sn being referred to as the

surface recombination velocity s of electrons (minority carriers in p-type

material) in units of cm/s.

The influence of surface recombination on the observable effective life-

time can be expressed by a surface lifetime τs (Aberle, 1999)

1

τeff¼ 1

τb+

1

τs¼ 1

τb+ α2Dn, (1.20)

with α a solution of the transcendental equation (wafer thickness d)

tanαd2¼ s

αDn

, (1.21)

which can be approximated with (Sinton and Cuevas, 1996)

τs � d

2s+

d2

Dnπ2: (1.22)

For reasonably good surface passivation with s <1000 cm/s, the second

term can be neglected and

1

τeff¼ 1

τb+2s

d: (1.23)

5 Dangling bonds are generally reconstructed bonds where the lengths and angles differ from their stan-

dard values in the c-Si bulk.

17State-of-the-Art Industrial Crystalline Silicon Solar Cells

2.9. Recombination and saturation current densityRecombination reduces the maximum current density jsc of the solar cell, as

only minority charge carriers generated within roughly one diffusion length

on either side of the pn-junction reach the junction and are injected into the

region on the opposite side of the junction. But from Eq. (1.3) also strong

influence of j0 on Voc can be seen, as for j¼0

Voc¼ kT

qln

jl

j0+ 1

� �� kT

qln

jl

j0

� �: (1.24)

As the diffusion lengths of both types of carriers in Eq. (1.4) are linked to

recombination via the lifetime of the minority charge carriers

Ln,p ¼ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiDn,pτeff

p, (1.25)

maximizing the effective lifetimes in emitter and base is crucial for improv-

ing solar cell performance. Effective lifetime is affected by bulk lifetime and

surface recombination velocity (Eq. 1.23), therefore good solar cells should

combine a high τb (low recombination in bulk and emitter) and good surface

passivation on emitter and base to reduce s.

2.10. Optical lossesIf all impinging photons with Ephot>Eg were absorbed in the solar cell, with

all of these photons contributing to the extracted current density, the max-

imum jsc would be around 44 mA/cm2 under STC. Apart from recombina-

tion losses described above, another fraction is lost due to optical losses.

These losses include reflection at the front side (metal grid and ARC),

absorption in the metal and ARC, absorption via free carrier absorption

(FCA)6 and photons not being absorbed in c-Si (mostly long wavelengths

photons7) leaving the cell.

The different loss mechanisms are visualized in Fig. 1.9, where they are

separated into optical and electrical losses.

6 Free carrier absorption is the absorption of a photon by an electron in the conduction band or a hole in

the valence band without generation of additional free carriers. It is important in highly doped areas

(emitter and BSF).7 The absorption coefficient in c-Si with indirect bandgap leads to an absorption coefficient strongly

varying with wavelength, leading for photons with wavelengths >1000 nm to absorptions lengths

>200 μm.

18 Giso Hahn and Sebastian Joos

3. THE BASIC FIRING THROUGH SiNx:H PROCESS

As already mentioned in the introduction, most industrial solar cells

today are fabricated based on a so-called “firing through SiNx:H” process

(Fig. 1.3). Therefore, in this section we will describe this process in its basic

form as it was developed in more detail (compare with, e.g., Neuhaus and

Munzer, 2007; Szlufcik et al., 1997), before alternatives and improvements

will be dealt with in the next sections.

Generally, for every process step there are two options, inline or batch

processing. Inline processing offers the possibility to fabricate solar cells with

a minimum of handling steps and a smaller footprint due to the lack of stor-

age room necessary for partially processed cells. On the other hand, not all

processing steps can easily be performed inline and batch processing allows

for more freedom in optimization. The first example of a complete true

inline processing fabrication of solar cells was RWE Schott Solar’s

SmartSolarFab in 2002. Nowadays, cell processing is normally done by a

mixture of inline and batch processing equipment, as the throughput of

machines used for the different steps is not the same. In addition, if single

machines are not operational or have to be maintained, not the complete

production is halted, but other parts within cell fabrication can continue

to produce. Therefore, often several machines of the same type work in par-

allel to increase throughput and minimize the risk of bottlenecks.

AlBSF

SiNx:H

p-Si

Ag

n+

ARC absorption loss(mainly short wavelengths)

ARC reflection loss(mainly short wavelengths)

Shadowing loss(total reflection on metal)

Free carrierabsorption

Rear absorption loss

Back reflection(mainly long wavelengths)

Carrier loss BSF

Carrier loss bulk

Free carrierabsorption

Final carrierflow jsc/q

Carrier loss emitter & SCR

Incident photon flux Fsolar spectrum AM1.5g

Figure 1.9 Visualization of the conversion of photon flux into carrier flow in a standardindustrial p-type Si solar cell with the optical and electrical losses as indicated.

19State-of-the-Art Industrial Crystalline Silicon Solar Cells

3.1. Wafer washing, texturization, and cleaningAfter crystallization, mono-Si and mc-Si wafers are sliced out of the Si ingot

using wire saws, containing slurry with abrasives for cutting into the Si

(Dold, 2014). This leaves, apart from contaminants, saw damage on both

sides of the Si wafer with a depth in the range of up to 10 μm (depending

on sawing conditions). After wafer washing, this saw damage has to be

removed, as the disturbed region of the crystal (cracks, dislocations) is of

poor electronic quality.

For mono-Si, this is done in an alkaline wet chemical solution of KOH

and isopropyl alcohol (IPA) at temperatures of around 80 �C. The KOH

solution etches the Si while the alcohol masks the surface randomly. Etching

is anisotropic, with the result that the most densely packed crystal planes in

c-Si have the slowest etch rate (the (111)-planes). If the wafer is (100)-

oriented, the four (111) orientations in the diamond lattice of c-Si will ran-

domly form square-based upright pyramids (Fig. 1.10). These pyramids very

effectively reduce the reflectivity of the surface and therefore increase the

incoupling of photons into c-Si. The etching reaction can be summarized as

Si + 2H2O+HO�!HSiO3� +2H2 (1.26)

and consists of oxidation of Si, formation of a solvable salt and dissolving the

salt in water (Neuhaus and Munzer, 2007).

The surface is increased after random pyramid texturing by a factor of

�1.7, which has consequences for surface passivation and saturation current

densities of the emitter and the SCR.

mc-Si does not offer a well-defined grain orientation at the wafer surface,

as the grains are randomly distributed. Therefore, other texturing solutions

had to be developed. Standard is an acidic solution based on HF and HNO3

without further additives (Einhaus et al., 1997; Hauser et al., 2003). The tex-

ture attacks the Si surface first at areas where not all Si bonds are perfectly

saturated. Therefore, the saw damage is needed for a non-uniform attack

of the surface. Existing surface defects like cracks are widened and a

“worm-like” structure is formed (Fig. 1.10). Once the saw damage is etched

away, the textured surface starts to flatten again for prolonged processing

times, as sharp edges are rounded. Four to five micrometer removal of Si

per side is normally enough to remove the saw damage and obtain a low

reflectivity.8 The etching reaction takes place in two steps, an oxidation

8 Note that the maximum depth of saw damage can be up to around 10 μm, but as predominantly the

damaged areas are attacked, less overall removal of Si is needed.

20 Giso Hahn and Sebastian Joos

3Si + 4HNO3! 3SiO2 + 3H2O+4NO (1.27)

followed by etching of the SiO2

3SiO2 + 18HF! 3H2SiF6 + 6H2O: (1.28)

Afterward, the thin porous Si layer at the surface is etched off in (cold)

KOH. The remaining reflectivity is significantly higher than for random

pyramids, therefore it is not used for mono-Si (Fig. 1.11). Acidic texturing

can be done elegantly inline, as texturing time is in the range of only around

2 min (depending on temperature) (Hauser et al., 2004; Neuhaus and

Munzer, 2007).

Figure 1.10 SEM images of textured c-Si surfaces for mono-Si using KOH/IPA (left) andmc-Si using an acidic texture solution (right).

400 600 800 1000 12000.0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

Ref

lect

ance

Wavelength (nm)

Bare SiSi texturedBare Si AR coatedSi textured and AR coated

Figure 1.11 Reflectivity of bare Si and alkaline-textured mono-Si with and withoutSiNx:H ARC.

21State-of-the-Art Industrial Crystalline Silicon Solar Cells

After texturing, the wafers are thoroughly cleaned as the next step is the

diffusion taking place at high temperatures. Impurities present on the wafer

surface could diffuse in to the wafer causing recombination and therefore

lowering τb. Cleaning normally consists of rinsing in deionized (DI) water,

cleaning in HCl, DI water rinsing, etching in HF to form a hydrophobic

surface, followed by a short dip in DI water and drying.

3.2. Phosphorus diffusionIn this step, the heart of the solar cell, the pn-junction, is formed. The two

most common ways to form the P-doped emitter will be described in the

following.

In most cases, the in-diffusion of P into c-Si takes place in a quartz tube

furnace. N2 is directed into a bottle (bubbler) containing POCl3, which is

liquid at room temperature. POCl3 molecules are transported with the N2

flow into the quartz tube, where the wafers are located in quartz containers

(boats) with spacing between thewafers at temperatures around 800–850 �C.O2 is added and on the wafer surface P2O5 is formed according to

4POCl3 + 3O2 ! 2P2O5 + 6Cl2, (1.29)

where the formed Cl2 provides an additional cleaning effect on the wafer

surface. TheO2 flow also oxidizes the Si surface, and the resulting SiO2 layer

together with the P2O5 forms the so-called phosphor silicate glass (PSG)

layer acting as the diffusion source. P diffuses into c-Si and the diffusion

coefficient depends strongly on doping concentration, as the level of EF

determines the amount of vacancies present in the material. For

P concentrations well above 1019 per cm3 at diffusion temperature, a differ-

ent diffusivity is observed due to the existence of double negatively charged

vacancies in large amounts, forming a mobile quasi-particle with ionized P+.

For P concentrations below 1019 per cm3, single negatively charged vacan-

cies dominate the diffusion mechanism. This results in the characteristic

kink-and-tail shaped profile of P diffusion in c-Si whereby the tail is formed

due to the “normal” diffusionmechanism involving vacancies (Fair and Tsai,

1977). During diffusion, time, temperature, and gas flows have an influence

on the diffusion profile formed. To increase (double) the throughput, wafers

are often loaded in the quartz boats back-to-back.

As an alternative to quartz tube POCl3 diffusion, a liquid P-containing

layer can be deposited on the wafer surface (mainly diluted H3PO4), e.g., by

spraying. Wafers then move horizontally through a conveyor belt firing

22 Giso Hahn and Sebastian Joos

furnace. As for this inline technique, the time allowed for diffusion is limited

due to throughput and length of the furnace possible, diffusion temperatures

are normally higher than for POCl3 diffusion, resulting in steeper P doping

profiles. Higher doping concentrations normally result in lower emitter

quality and more Auger recombination, increasing the saturation current

density contribution of the emitter j0e. In addition, surface passivation is

influenced by doping concentration with better passivation quality possible

for lowly doped surfaces (Cuevas et al., 1996).

Only P atoms on Si lattice sites are electrically active dopants. The surface

concentration of P in c-Si for an unlimited source is given by the solubility

limit in the range of 3–61020 per cm3 between 800 and 900 �C with

higher values for higher temperatures (Trumbore, 1960). Apart from the

electrically active P atoms, interstitial P or P-containing clusters can form,

increasing the amount of P present in Si especially close to the surface

(Fig. 1.12) (Bentzen et al., 2006a). The almost flat shape of the P doping

profile with electrically active P concentration above 1020 per cm3 is also

referred to as “dead layer,” as this layer is highly recombination active.

Although the high surface concentration of P close to the surface is limiting

the electronic quality, it seems to be needed for the formation of a good low

resistivity contact with the front metal Ag paste during the firing step.

An important parameter of the emitter is its conductivity, as charge car-

riers have to flow laterally toward the collecting finger grid. As the emitter is

a very thin layer (usually well below 1 μm thick), a sheet resistivity is defined

for a uniformly doped layer as

Figure 1.12 P profiles of identical P diffusions in c-Si measured by ECV (electricallyactive concentration) and SIMS (total concentration). The solubility limit at diffusiontemperature according to Bentzen et al. (2006b) and Solmi et al. (1996) is also indicated.

23State-of-the-Art Industrial Crystalline Silicon Solar Cells

Rsheet¼ ρ

d(1.30)

where ρ is the resistivity of the layer with thickness d.

For non-uniformly doped layers as is the case for a diffusion profile, sheet

resistivity calculates according to

Rsheet ¼ 1Ð d0

1

ρ zð Þdz, (1.31)

with depth z. Typical values ofRsheet for P diffusions are 50–100 Ω/sq. Note

that carrier mobility is a function of doping concentration, therefore also

conductivity is a function of doping density.

3.2.1 Phosphorus diffusion gettering of impuritiesDuring P diffusion, SiO2 is formed at the wafer surface. For the formation of

SiO2 Si, atoms have to leave their lattice sites, and a flux of Si interstitials Sii is

generated. In addition, diffusing P atoms change position with a Si atom on

lattice site (Sis), further increasing the concentration of Sii. These Si inter-

stitials themselves can change position with an impurity atom (M) located at

lattice sites via a “kick-out reaction”

Sii +Ms ! Sis +Mi: (1.32)

In interstitial form, the impurity atom is mobile and can diffuse through

the crystal toward a location with higher solubility. Such a location of high

solubility can, e.g., be the highly doped region containing precipitated

P close to the surface or the PSG (Bentzen et al., 2006a). Such regions

are called getter sinks. Due to the presence of regions with high solubility

for impurity atoms, a concentration gradient is formed toward the sink,

resulting in more and more impurity atoms moving toward the sink, leaving

a cleaner region behind. This self-cleaning process is called gettering of

impurities. Depending on the location of the getter sink we distinguish

between external gettering (e.g., at the crystal surface, where the impurities

can be removed) or internal gettering at extended defects in the Si bulk (e.g.,

at grain boundaries, dislocations, or precipitates). The gettering process in

general can be divided into three phases: (1) freeing the impurity from its

(bonded) position by supplying an activation energy, (2) diffusion of the

impurity in the wafer, (3) capture of the impurity at the gettering location.

Depending on the specific mechanism present, it is distinguished between

24 Giso Hahn and Sebastian Joos

relaxation induced, segregation induced, and injection induced gettering,

where also combinations of these different mechanisms are possible (Kang

and Schr€oter, 1989; Seibt and Kveder, 2012).

It could be shown that for back-to-back diffusion the positive gettering

effect is less pronounced, as only one effective external getter sink is available

(Schneider et al., 2005). The same can be assumed for inline diffusion, as the

diffusion source is applied only on one side.9

3.3. Edge isolationAfter P diffusion, the PSG layer is etched in dilute HF and impurities

gettered toward the PSG are removed.

As the highly doped emitter is still present around the wafer edges and at

the rear side, it will cause a short circuiting of the diode. It either has to be

removed, or the connection between front and rear side has to be inter-

rupted later in the process (e.g., by laser scribing; Emanuel et al., 2001).

An elegant way to remove the rear side emitter is by inline etching of the

rear side with the wafer floating on the etch solution containing H2O,

HF, HNO3, and H2SO4. As the PSG etch can be performed inline as well,

both steps can be combined in a single inline wet bench (Delahaye et al.,

2004; Melnyk et al., 2005). Thereby care has to be taken that the emitter

on the front side is not attacked by the etch solution or the atmosphere con-

taining reactive species.

3.4. SiNx:H depositionTo further minimize reflection losses at the front side, an ARC based on

SiNx:H is deposited on the front.10 For normal incidence of photons,

destructive interference is reached if the thickness d of the ARC is

d¼ λ

4nSiN, (1.33)

with wavelength λ and refractive index of the SiNx:H layer nSiN. Fresnel’s

equations predict a zero reflectivity if

nSiN ¼ ffiffiffiffiffiffiffiffiffiffiffinairnSi

p, (1.34)

9 For back-to-back POCl3 diffusion and inline diffusion, a weak P diffusion is also observed at the rear

side, by transport of P atoms via the gas phase.10 The notation SiNx:H is used, as the silicon nitride layers are not of stoichiometric composition and

contain significant amounts of H.

25State-of-the-Art Industrial Crystalline Silicon Solar Cells

with nair and nSi refractive indices of air and c-Si being the materials above

and below the ARC, respectively. With nSi(600 nm)¼4, on cell level the

optimum refractive index would be nSiN¼2. As the cells are later encapsu-

lated into modules using ethylene vinyl acetate (EVA) with refractive index

around 1.5, a slightly higher nSiN would be optimum for solar cells in mod-

ule application. With Eqs. (1.33) and (1.34) typical ARC thicknesses are

75–80 nm for nSiN¼2, if reflectivity of photons with λ¼600–650 nm

(the maximum in photon flux of the AM1.5g spectrum) should be

minimized.

Apart from the ARC effect, SiNx:H is also suited for surface passivation

of the n++ P-doped emitter. Defects located close to the c-Si/SiNx:H inter-

face in the SiNx:H layer provide fixed positive charges in the order of 1012–

1013 per cm2 (Aberle, 1999; Lamers et al., 2012). The minority charge car-

riers (holes in n-type material) are repelled from the surface due to Coulomb

repulsion while majority carriers are attracted, and therefore recombination

is lowered.11 This surface passivation mechanism is referred to as field effect

passivation in contrast to chemical passivation, where the reconstruction of

chemical bonds lowers the density of energy levels in the bandgap. Chemical

passivation is also present for SiNx:H layers, but remaining defect densities

are usually higher than for SiO2 layers, which in turn have a lower density of

fixed charges.

If the SiNx:H layer contains significant amounts of H, this H can be

released during the firing step and diffuse into the c-Si bulk (Hahn et al.,

2004; Jiang et al., 2003). Here, H can passivate bulk defects and drastically

improve material quality (Duerinckx and Szlufcik, 2002; Hahn et al., 2010).

This is a crucial step especially for mc-Si material with high defect densities.

The most common technology to deposit SiNx:H layers is plasma-

enhanced chemical vapor deposition (PECVD). There are direct and remote

plasma techniques available. A direct plasma system usually operates at low

frequency of 40 kHz. The wafer forming one electrode is in contact with the

plasma, and accelerated ions can bombard the wafer surface leading to a cer-

tain surface damage.12 These systems usually operate in batch mode. In

remote plasma systems, operating usually at high frequencies around

13.56 MHz, the plasma is spatially separated from the wafer, and a linear

plasma source is used with microwaves supplying the excitation. Remote

plasma systems are usually operating in inline geometries with the wafers

11 Note that recombination rate is dependent on np in Eqs. (1.10), (1.12), and (1.14).12 This surface damage is not necessarily negative, as it can provide a reservoir for H.

26 Giso Hahn and Sebastian Joos

lying on trays being transported through the reactor underneath the linear

plasma source. For both techniques, pressure is around 0.1–1 mbar and

deposition temperature is between 300 and 450 �C, depending on technol-

ogy. Precursor gases used are SiH4 and NH3, and the SiH4/NH3 ratio deter-

mines the stoichiometry and therefore refractive index and absorption

coefficient of the resulting SiNx:H. Higher SiH4/NH3 ratios (Si-rich layers)

lead to higher refractive indices and higher absorption (Nagel et al., 1998).

As absorption in the ARC is unwanted, usually a compromise between opti-

mum nSiN (2.3–2.4 for module application) and low absorption is found,

with nSiN(600 nm)¼2.0–2.1.

Before PECVD SiNx:H with high throughput became available for PV

at the end of the 1990s, TiO2 was often used as ARC for industrial c-Si cells.

Compared to SiNx:H, a higher refractive index without significant absorp-

tion was possible, but TiO2 layers showed poor surface passivation qualities

and contained noH needed for bulk passivation. Themethod used for depo-

sition was atmospheric pressure chemical vapor deposition (APCVD).13

3.5. Metallization via screen-printingScreen-printing of metal pastes for PV application is a very robust method

already introduced in 1975 (Ralph, 1975) and can be used as an inline pro-

cess.14 A conveyor belt transports the wafer onto the printing chuck.

A screen consisting of a mesh of wires partly covered with an emulsion is

the mask for the metallization process. Metal paste is printed through the

openings in the emulsion through the mesh of wires onto the wafer lying

under the screen. The screen is positioned on top of the wafer with a

well-defined distance between screen and wafer (the snap-off distance).

The paste is placed on top of the screen and a squeegee moving horizontally

without pressure on the screen fills the openings of the mesh uniformly with

paste. In the next horizontal movement of the squeegee over the screen, it is

pressed onto the screen with a defined pressure, pressing the screen locally

against the wafer surface and pushing the paste from the filled areas onto the

wafer surface. The screen snaps off from the wafer after the passing of the

squeegee because of the screen tension (Fig. 1.13). After printing, the wafer

is transported into a drying furnace for evaporation of the volatile ingredients

of the paste at temperatures of around 150–200 �C to avoid smearing of the

paste when it is flipped over to metallize the other surface. Due to the

13 See Richards (2004) for a review on TiO2 and other dielectrics for use of ARC.14 See also Holmes and Loasby (1976) and Neuhaus and Munzer (2007) for more details.

27State-of-the-Art Industrial Crystalline Silicon Solar Cells

tension put on the screen during every printing step, the lifetime of

the screens is limited to several thousand printing steps as they wear out

with time.

3.5.1 Front side metallizationFor front side metallization, the following criteria have to be met by the

paste used: (1) low contact resistance to c-Si, (2) low specific resistance in

the printed structure, (3) no junction shunting, (4) good aspect ratio (height

to width ratio) of the fingers, (5) good adhesion to c-Si, (6) opening of

SiNx:H layer provided, and (7) solderability for cell interconnection in

the module. Ag containing paste (70–80%weight) is used, as Ag is highly con-

ductive and therefore allows for good conductivity in the printed metal fin-

gers. Additional components are glass frits containing PbO, B2O3, and SiO2

(1–10%weight), which are responsible for locally dissolving the SiNx:H layer

Squeegee

Frame

Solar Cell

Closed meshOpen mesh

Metal paste

Vacuum chuck

Figure 1.13 Screen-printing of metal paste.

28 Giso Hahn and Sebastian Joos

as well as for a good adhesion. Also present are organic binders

(15–30%weight), influencing the rheology of the paste which has to be

low enough to ensure that a continuous finger is formed and high enough

to keep a high aspect ratio (Neuhaus and Munzer, 2007).

During the firing step at temperatures around 800 �C, the electrical con-tact between Ag and c-Si is established. Early detailed studies for Ag front

contact formation by Ballif et al. (2002, 2003) and Schubert et al.

(Schubert, 2006; Schubert et al., 2002, 2004) led to the following picture

(Fig. 1.14). Below 600 �Corganic components burn out (A). At higher tem-

perature, the contact is formed as first the PbO melts, wets, and etches the

SiNx:H layer (B). The Ag particles with sizes of several μm sinter together

and form a conductive film. Then a redox reaction between PbO and Si

forms Pb (C). The liquid Pb starts to melt Ag (D), and the Ag/Pb melt reacts

with Si, etching inverted pyramids locally into the c-Si surface (E). On

cooling down Ag recrystallizes on (111)-Si planes, forming isolated contact

points to the emitter (F). The recrystallized Ag points at the c-Si surface can

either be in direct contact with the sintered Ag layer, or the glass layer iso-

lates them from each other. If there is no direct contact established, contact

resistance depends strongly on the thickness of the glass layer formed in

between. Thin layers can be tunneled through, with small (nanoscale) metal

precipitates of Ag and/or Pb/Bi providing additional hopping sites for elec-

trons. The thickness of the isolating glass layer is a very crucial parameter for

achieving low contact resistance in case of no direct connection between Ag

crystallites and sintered Ag layer. Therefore, firing parameters are very

important, with too high peak temperature resulting in thicker glass layers

and too low peak temperature resulting in not completely opened SiNx:H

layers (Schubert, 2006).

As the contact is not formed everywhere underneath the Ag metalliza-

tion printed onto the wafer, the contact resistance is significantly higher than

for contacts established, e.g., via evaporation of Ag directly on c-Si n+ emit-

ters. Typical values for contact resistance of screen-printed Ag on c-Si are

1–10 mΩ cm2 (Schubert, 2006), while values for evaporated contacts are

in the range of 100–200 μΩ cm2 (Fischer, 1994).

3.5.2 Rear side metallizationFor rear side metallization, Al containing pastes containing Al powder, glass

frit, organic binders, and solvents are used. The lower conductivity of Al

compared to, e.g., expensive Ag does not play a role as long as the contact

is formed on the full area rear side. Another very important advantage of Al is

29State-of-the-Art Industrial Crystalline Silicon Solar Cells

the fact that Al is an acceptor in c-Si and can form a good ohmic rear contact

in combination with a highly p+-doped layer, the BSF (Mandelkorn and

Lamneck, 1972). The BSF is formed by alloying during the firing step after

drying of the paste (L€olgen, 1995).A description of the formation process is given in Huster (2005). The

Al/Si phase diagram depicted in Fig. 1.15 shows the composition of the

Al/Si melt dependent on melt temperature. Upon heating up during the fir-

ing step, Al starts to melt at 660 �C. The Al2O3 shells around the Al spheres

stay in shape, but liquid Al can penetrate through the oxide shell locally and

gets in contact with the c-Si surface and other Al particles. Si is dissolved into

the Al melt at that temperature until according to the phase diagram the melt

contains around 17% Si. As the volume in the stable oxide shells stays con-

stant, the amount of Al leaving the shell covering the c-Si surface corre-

sponds to the volume fraction of Si entering the shells to form the correct

concentration according to the phase diagram. During further increase of

temperature, more and more Si is dissolved in the melt. Assuming a peak

firing temperature of 800 �C, the melt contains around 27% of Si. During

cooling down from peak temperature, a part of the Si has to leave the melt

according to the phase diagram. This Si recrystallizes at the c-Si/melt inter-

face. During recrystallization, a small amount of Al is incorporated into the

recrystallized Si lattice according to the solid solubility of Al in Si at that

- g - g

Silver

A B C

D E F

Silver Silver

SilverSilverSilver

Figure 1.14 Schematic contact formation for Ag screen-printing on n++ emitters. AfterSchubert (2006).

30 Giso Hahn and Sebastian Joos

temperature. This accounts for the p+ doping of the recrystallized Si layer in

the range of 1018–1019 per cm3, the BSF. The recrystallization stops when

the temperature of the melt reaches the eutectic point at 577 �C. The solid-ified Al/Si melt then has eutectic composition with 12% Si. This holds true

for both the solidified melt in the oxide shells as well as for the film directly

on top of the recrystallized c-Si (BSF). As solubility of Al in Si decreases from

peak temperature toward 577 �C, the BSF contains a doping gradient with

higher Al concentration at the p/p+ interface.

The thickness of the resulting BSF in dependence of the amount of Al

deposited can be calculated according to

dBSF¼ gAl

ρSi

F

100�F� E

100�E

� �, (1.35)

with gAl the amount of Al deposited (in g/cm2), ρSi the density of Si, F the

fraction of Si in the Al/Si alloy at peak temperature and E at eutectic tem-

perature in percent (del Alamo et al., 1981).

0 20 40 99.98

400

600

800

1000

1200

1400

T6 eut

T2

T4 peak

T5

T3

12.2%

Liquid Al–Si-phase

L (T ) 1414 °C

577 ± 1 °C

(Al) + (Si)

AI Si

Tem

pera

ture

(°C

)

%at silicon

Solubility of Al in SiLiquidus curve L (T )Solubility of Si in Al

100

SiSi wafer

Aluminium paste

Paste dried T2 = 660 �Cmelting of Alstart of alloying

T3 = 700 �C T4 peak = 825 �C

1. 2. 3. 4.

Al solidAl liquidAlSi liquidBSFAlSi solidT5 = 700 �C T6

<577 �C

5. 6.

Figure 1.15 Phase diagram of Al/Si (top) with characteristic stages during rear side con-tact firing (bottom). Al/Si data from Krause et al. (2011) and solubility data from Murrayand McAlister (1984) and Yoshikawa and Morita (2003). After Huster (2005).

31State-of-the-Art Industrial Crystalline Silicon Solar Cells

The p/p+ interface forms a high/low junction, and similar to the

pn-junction the doping gradient is the source for an electric field causing

slight band bending close to the rear metal contact (see Fig. 1.5). This results

in repelling of electrons (minority carriers) and therefore less recombination

at the semiconductor/metal interface in analogy to surface passivation via the

field effect. But as the BSF region is highly doped, its electronic quality

(minority carrier lifetime and diffusion length) is quite low. The effect of

BSF parameters on surface passivation can be calculated via (Godlewski

et al., 1973)

seff ¼ NA

N +A

D+

L +

sbL+

D++ tanh

dBSF

L +

� �

1+sbL

+

D+tanh

dBSF

L +

� � , (1.36)

with seff the effective back surface recombination velocity at the edge of the

quasi-neutral region of the base, NA+, L+, and D+ the acceptor concentra-

tion, the diffusion length, and the diffusion constant of minority carriers in

the BSF, respectively, and sb the surface recombination at the physical back

surface. It can be seen that for low seff, e.g., a high L+ and a low ratio ofNA/

NA+ (high concentration gradient) are beneficial. Therefore, B can bemixed

to the Al paste to increase p+ doping of the BSF, as B has a higher solubility

in Si compared to Al (Rauer et al., 2013).

As cells have to be interconnected for module integration and the Al rear

side is not solderable, a small fraction of the c-Si rear side is metallized with

Ag or Al/Ag paste pads or busbars. These regions have to be kept as small as

possible to avoid unnecessary recombination, as in these regions no BSF is

formed and seff is significantly higher.15 On the other hand they have to be

large enough to assure reliable soldering.

3.5.3 Co-firing stepContact formation is realized in a conveyor belt furnace with optical

heating. The simultaneous contacting of emitter and base in the so-called

co-firing step is a very critical part of the process, as it has to be optimized

for several purposes. During this step, BSF and rear contact are formed,

while in addition on the front side the Ag metallization has to be fired

through the SiNx:H layer, and H has to be released from the SiNx:H layer

into the c-Si bulk to passivate crystal defects. As optimum parameters for

15 Surface recombination velocity of a pure c-Si/metal contact is in the range of 106 cm/s.

32 Giso Hahn and Sebastian Joos

some of these steps are going in different direction of the parameter space, a

compromise has to be found. Ag and Al paste as well as emitter profile and

SiNx:H layer therefore have to be tuned to match their optimum firing

parameters as good as possible and allow for a good overall end result.

In Fig. 1.16, a typical firing profile is shown. (1) the first plateau visible

refers to the temperature of 660 �C, where Ag starts to melt (latent heat).

The peak temperature of around 800 �C (2) is kept for only a few seconds.

During cooling down, another plateau at the eutectic point of 577 �C can be

seen (heat of crystallization) (3).

If edge isolation was not already performed earlier in the process (by sin-

gle side etching or other methods like, e.g., plasma edge isolation), laser edge

isolation close to the cell’s edge at the front side is another option. Here, the

emitter is locally removed by laser heating, and a groove is formed (Emanuel

et al., 2001; Schneiderl€ochner et al., 2003). Hereby active cell area is lost,

slightly compromising the current and therefore efficiency (Hauser

et al., 2001).

3.6. Solar cell characterizationAfter solar cell processing, the j–V characteristics of every cell are measured,

with Voc, jsc and FF determining the conversion efficiency (Eq. 1.6). From

these, the current density and voltage at mpp are determined and solar cells

are classified into bins according to current density classes under mpp con-

ditions to avoid current mismatch in the string of the module when cells are

Figure 1.16 Typical firing profile. Data from Huster (2005).

33State-of-the-Art Industrial Crystalline Silicon Solar Cells

connected in series. In addition, all cells are inspected visually to assure that

only solar cells with the same color end up in a module to achieve homo-

geneous optical appearance. Also the reverse break through characteristic of

the diode is checked by applying reverse bias of 12–15 V to avoid the for-

mation of hot spots, which might cause dangerous local heating (hot spots)

of the cell. This could happen when, e.g., one cell or part of it is shaded in

the module and current is flowing in reverse direction through the string,

leading to destruction of the cell.

j–V characteristics are normally measured using a halogen flash lamp that

can provide a constant power of 1000 W/m2 for around 50 ms, with the

light intensity checked by a monitor cell. The actual temperature of the

solar cell is measured and the voltage is corrected to the temperature of

STC, 25 �C. As for STC, the spectrum should be AM1.5g, which is never

achieved exactly by the flasher system, certified reference solar cells have to

be used for calibration to minimize the effect of spectral mismatch. The cal-

ibration cell should exhibit an external quantum efficiency (EQE) very sim-

ilar to the cell to be measured to avoid errors, especially when introducing

new cell designs (Herguth et al., 2011). Contacting and measurement are

realized using the four point probe setup, with several probes for each bus-

bar simulating the situation after tabbing of the cells for interconnection in

the module.

Solar cell parameters are normally determined under STC conditions,

but solar modules under realistic operation conditions in the field might

operate at significantly different temperatures. Depending on the location

of operation, solar cell temperatures well above 25 �C are reached, reducing

the efficiency mainly according to the temperature behavior of the voltage.

This should be kept in mind when optimizing not only the solar cell, but the

complete PV system for an optimized energy output.

4. RECENT DEVELOPMENTSON SOLAR CELL FRONT SIDE

4.1. Wafer sawingThe standard technology for sawing of wafers is still slurry-based cutting of

wafers using a steel wire as described in the previous section. As the wire has

a diameter of around 120 μm, resulting in kerf loss of around 140 μm, and

wafer thickness is typically 180 μm, around 40–50% of Si is lost during this

step. The slurry used for cutting and cooling normally contains SiC particles

for cutting and other additives contaminating the Si kerf. Therefore, the

contaminated Si kerf cannot be easily recycled and is lost.

34 Giso Hahn and Sebastian Joos

A lot of effort went into the development of alternative sawing processes,

with diamond wire sawing as the most promising alternative. Here, the wire

is coated with small particles (diamond-plated wire), and the wire itself is the

cutting source. No additional slurry is needed, and water is used as a cooling

agent. In this way, Si kerf can in principle be separated and recycled.

After diamond wire cutting, the surface damage of the wafer is different

compared to slurry-based cutting (Buchwald et al., 2013). The damage is

generally not as deep as for slurry-based cutting, but is less homogeneous.

In addition, the surface exhibits ripples, which might have an influence

on mechanical stability and processing steps following later during solar cell

processing.

4.2. Alkaline wafer texturingWafer texturing based on alkaline solutions with IPA as an additive shows

limitations in throughput, cost, and reliability. As IPA has a boiling point of

82 �C, texture bath temperature is limited to around 80 �C. This causesthroughput issues, as the underlying chemical texture reaction increases with

temperature. In addition, IPA constantly evaporates during texturing.

Therefore, it has to be replenished to assure the correct composition of

the texture bath.

A lot of research was carried out to find alternatives to KOH/IPA texture

solutions with industrial relevance. Some of them try to minimize the con-

sumption of IPA (see Basu et al., 2013 for an overview), others try to avoid it

completely. IPA free texturing recipes/processes (see, e.g., Moynihan et al.,

2010; Ximello et al., 2009) using additives/alcohols with higher molecular

weight have the advantage that higher texture bath temperatures can be

used, speeding up the texturing process and leading to more homogeneous

texturing results. This is of high interest especially for wafers sawn with the

new diamond wire technique or treated with different washing/cleaning

solutions prior to texturing, as standard KOH/IPA texture solutions often

fail to texture these wafers reliably. An alternative to avoiding IPA

completely might be the application of a closed chamber texture bath, with

the texturing process being sped up by application of vacuum pulses and

automatic recycling of evaporated IPA (Ximello et al., 2011).

4.3. Front contact metallizationAlthough screen-printing is still the most reliable and cost-effective way of

forming contacts in solar cell mass production, the standard Ag screen-

printing technology has several drawbacks and challenges.

35State-of-the-Art Industrial Crystalline Silicon Solar Cells

• Poor aspect ratio resulting in shadowing losses

• Saturation current density is drastically increased at the metal/semicon-

ductor interface

• Relatively high contact resistivity between metal and semiconductor

• Series resistance losses increase when solar cell is interconnected in the

module (cell to module losses)

In the following, new developments are presented, addressing the issues

mentioned above.

4.3.1 Double printThe aspect ratio of screen-printed Ag fingers can be improved by using a

screen with narrower openings. This increases the risk of finger interrup-

tions, therefore a second printing step on top of the already existing metal

grid finger line provides continuous metallization and increased finger

height, improving the aspect ratio (Galiazzo et al., 2009). For this approach,

an additional print step is needed.

4.3.2 Dual printThe front metal grid normally consists of the fingers and three collecting

busbars running perpendicular to the fingers. The purpose of the fingers

is to collect the current in the emitter, while the main purpose of the busbars

is to collect the current from the fingers. In standard screen-printing, the

front grid is printed in one step, with the glass frits present in the paste etch-

ing the SiNx:H layer. Therefore, also the area under the busbars has direct

contact to the emitter, as the SiNx:H layer is etched away. In principle, this

additional area is not needed for contacting, but increases the saturation cur-

rent density. For an estimation, 1 mm wide busbars and 70 μm wide fingers

with a finger distance of 2 mm lead to a metal coverage of 5.3% for a

156156 cm2 solar cell, with busbars being responsible for 1.9%. If printing

of fingers and busbars is separated in two separate printing steps, for busbars a

fritless Ag paste can be used, reducing recombination, because underneath

busbars the passivating SiNx:H layer is still present. But here again an addi-

tional printing step is needed.

4.3.3 Stencil printingFor stencil printing (Fig. 1.17) not an elastic screen with a mesh, but a fixed

metal plate with openings is used (de Moor et al., 2012). Advantages are that

the stencil allows for narrower fingers and a better aspect ratio while showing

less wear-out than a screen, which can only be used for a limited amount of

36 Giso Hahn and Sebastian Joos

prints (usually several thousand) before it has to be exchanged. Stencil

printing can, e.g., be combined with dual print for achieving narrow fingers.

Disadvantages are higher costs for the stencil and the fact that not all geo-

metric patterns can be printed in one step. For a comparison of different

new printing options see, e.g., Hannebauer et al. (2013).

4.3.4 DispensingAnother alternative to standard Ag screen-printing for deposition of Ag on

the wafer surface is dispensing (Hanoka, 1989; Hanoka and Danielson,

1991). Here, the paste is pushed through ceramic nozzles, resulting in sig-

nificantly less spreading of the fingers on the wafer, resulting again in better

aspect ratios (Specht et al., 2010). For this application, rheology of the paste

has to be optimized (Pospischil et al., 2011, 2012), but no extra step is

needed, making this technique very interesting for industrial application

Squeegee

Frame

Solar cell

StencilOpening

Metal paste

Vacuum chuck

Figure 1.17 Schematic for stencil printing.

37State-of-the-Art Industrial Crystalline Silicon Solar Cells

(Beutel et al., 2014). A similar extrusion technique has already been used for

metallization of EFG solar cells in the past (Tobias et al., 2003), and as the

technique is putting much less pressure on the wafer than screen-printing, it

is especially well suited for thinner or more fragile wafers.

4.3.5 Paste developmentThe contact formation between emitter and Ag paste is highly dependent on

paste formulation and properties of the Si surface. The goal is to establish

good contact with low contact resistivity on emitters with low P surface

concentration in combination with high conductivity of the Ag finger. This

would enable low series resistance (high FF) and low recombination losses

(good surface passivation with highVoc and jsc). In reality, there is a trade-off

between low surface doping concentration and high contact resistivity.

Nevertheless, over the past years Ag paste formulation was changed by

the suppliers, allowing for higher sheet resistivities16 being reliably contacted

(Cabrera et al., 2013; Carrol, 2013).

The mechanism of contact formation of these newly developed pastes is

still under investigation, but at least for some pastes smaller Ag particles in

combination with a tunneling (or hopping) mechanism of electrons might

explain the lowered contact resistivity on lower doped Si wafer surfaces

(Cabrera et al., 2011; Li et al., 2011). In addition, the thickness of the glass

frit layer between Si and Ag particles in the paste plays an important role,

with very thin layers showing best results. Standard sheet resistance in indus-

try today for homogeneous emitters is around 70–80 Ω/sq.

4.3.6 Seed-and-plateThe application of Ag metal paste for front contact formation is always a

compromise between low contact resistivity, good line conductivity, and

high aspect ratio (low shadowing). An alternative addressing these issues

is the seed-and-plate approach, where first a seed layer is formed, establishing

low contact resistance, but not necessarily showing high conductivity. In a

second step, the contact is thickened by plating of highly conductive metal.

If in the first step a narrow seed layer is formed, high aspect ratios can be

reached after plating. Several methods can be used to form the seed layer.

The first industrial concept related to this approach was the laser grooved

buried contact Saturn solar cell concept from BP Solar (Mason et al., 2004).

16 Rsheet is not a very good characteristic for the quality of the emitter, as emitter quality is more closely

linked to j0e. Nevertheless, sheet resistivity can be measured in an easy way, therefore it is often

referred to.

38 Giso Hahn and Sebastian Joos

Here, electro-less plating of a Ni layer is used, and after sintering forming

nickel silicide low contact resistivity is reached. The following Cu plating

step provides excellent line conductivity (Wenham and Green, 1985). This

concept was used in conjunction with a selective emitter structure based on

two P diffusions and a laser step to form grooves for the fingers to be plated

into. As this concept needed several extra steps compared to the standard

process, it was abandoned.

As an alternative to Ni plating, an adapted Ag paste can be deposited and

used as a seed layer for the following Ag plating step. The Ag seed layer can

be very thin and should form narrow fingers. Deposition can, e.g., be per-

formed via aerosol printing. In this way, the Ag paste formulation can be

optimized toward low contact resistivity and low shadowing. This can be

done by adapting the glass frit content (see, e.g., H€orteis, 2009 for more

details).

The Pluto solar cell concept of Suntech uses also plating for front side

contact formation in combination with a selective emitter (Shi et al., 2009).

4.3.7 Multi-busbar approachesFor optimized power output on cell level, three busbars are normally used

on the screen-printed Ag front metallization grid for cells of 156156 mm2

size. This is the optimum amount of busbars of standard dimensions17 in case

that j–V measurement is performed on solar cell level via three contacting

bars each holding a multitude of current pins and a central voltage pin each

to minimize Rs losses of the busbars. After interconnection of the individual

solar cells using ribbons,18 the Rs loss of the string is significantly different

from the situation of the individual solar cells. Total power loss in the string

Ptot¼Rs, totI2 ¼Rs, tot jAð Þ2 (1.37)

is dependent on total series resistance including the ribbon interconnectors

and the current I squared (depending on the cell area A). Therefore, under

module conditions the optimum amount of busbars is different, as Rs,tot is

increased due to the contribution of the connecting ribbons. Several

approaches have been developed in recent years to address this issue. As

adding more and more screen-printed busbars of standard size would

increase shading losses, only fingers are applied by, e.g., using the standard

17 On top of the busbars Sn coated Cu ribbons are soldered for interconnection of the cells in a string.

Typical dimensions of the ribbons are widths of 1.2–1.5 mm with a thickness of 150–250 μm.18 Referred to as module conditions

39State-of-the-Art Industrial Crystalline Silicon Solar Cells

screen-printing technique. Then a multitude of coated Cu wires are

substituting the screen-printed busbars. The wires could either be connected

to a foil (Schneider et al., 2006) pressed and soldered onto the cell surface, or

could only be soldered to the fingers at the crossings between wire and finger

(Braun et al., 2013a). Choosing the correct amount of wires with given

diameter, higher efficiencies under module conditions can be reached,

because of the new trade-off between shadowing losses and Rs (Braun

et al., 2012). In addition, with negligible contribution of finger line resis-

tance to Rs using more busbars reducing effective finger length, a significant

further reduction of Ag consumption is possible, apart from saving the Ag

used for the screen-printed busbars (Braun et al., 2013a, 2014). This

approach is also well suited to be combined with a seed-and-plate approach,

further reducing the Ag consumption and leading to higher efficiencies

(Braun, 2014; Braun et al., 2013b). It is also an elegant way to interconnect

solar cells fabricated with the heterojunction with intrinsic thin layer (HIT)

concept (Papet et al., 2011).

5. ADVANCED EMITTER FORMATION

The pn-junction can be described as the heart of a c-Si solar cell, as it is

responsible for the separation of charge carriers. For emitter formation

within the standard solar cell process with a B-doped p-type base and a

P-doped n-type emitter several factors have to be considered, the most

important ones are listed in the following.

• j0e should be low enough to allow for high Voc values (see Eq. 1.24)19

• Rsheet should be low enough to provide good conductivity for lateral car-

rier transport toward the grid fingers

• Surface concentration of P atoms should be high enough to allow con-

tacting of the emitter via Ag paste

• Surface concentration of P atoms and dead layer thickness should be low

enough to minimize Auger recombination and increase blue response20

An optimization of emitter quality is therefore not a straightforward task, as

the requirements listed above point in different directions. j0e is normally

measured using symmetrical lifetime samples with the emitter and the

19 j0e is part of the saturation current density j0 (together with contributions from the bulk and the SCR),

j0e is influenced by the surface passivation layer on top of the emitter.20 Spectral response and IQE of short wavelength photons with low penetration depth is reduced when

the very highly (concentration >1020 per cm3) doped layer at the emitter surface is too thick.

40 Giso Hahn and Sebastian Joos

covering surface passivation layer present on both sides. Kane and Swanson

(1985) showed that j0e can be derived from the measured lifetime

1

τeff¼ 1

τb+2s

d¼ 1

τb+2j0e NA +Δnð Þ

dqn2i: (1.38)

Using lowly doped high quality material (FZ Si) and high injection con-

ditions (Δn�NA for p-type material) 1/τb and NA in Eq. (1.38) can be

neglected, and j0e can be easily derived. j0e is influenced by both Auger

recombination in the emitter as well as surface passivation (e.g., the

SiNx:H ARC). There is a trend toward lower j0e with lower P surface con-

centration (Book et al., 2010) and lowerRsheet (Book et al., 2011), butRsheet

alone is not a very reliable parameter for evaluation of emitter quality, as will

be shown in the following.

5.1. Improvement of homogeneous emittersFor not too high P concentration (<1020 per cm3), the electrically active21

P concentration equals the total P concentration. This might not be the case

for concentrations >1020 per cm3, because close to the solubility limit of

P in Si clusters containing P atoms can form. In this case, the electrically

active P concentration can be significantly smaller compared to the total

P concentration (up to one order of magnitude). Electrically inactive

P can form defects, increasing charge carrier recombination in this region.

Therefore, from a recombination point of view a high quality emitter con-

tains all P atoms in electrically active form. Nevertheless, a certain amount of

electrically inactive P might be needed to obtain a low contact resistance for

Ag screen-printed front contacts.

Recently, a lot of effort went into a better understanding of the emitter

formation process and toward a better understanding of the impact of POCl3diffusion parameters on emitter quality for screen-printing metallization. It

could be shown that the ratio of POCl3–N2 to O2 flow (Fig. 1.18) plays a

crucial role for the thickness of the formed PSG (Dastgheib-Shirazi et al.,

2012). P diffusion is a process known from microelectronics for quite some

time, and very good tools for simulation of P diffusion in Si exist. But the

diffusion coefficient of P in the diffusion source (PSG) at diffusion temper-

atures is still not completely understood. Detailed studies of the

P concentration profiles in the PSG (Steyer et al., 2012) showed that the

PSG is not a homogeneous layer, but consists of different regions, indicating

21 P atom on substitutional lattice site, acting as a donor.

41State-of-the-Art Industrial Crystalline Silicon Solar Cells

that part of the PSG is liquid at diffusion temperature, whereas other regions

are solid (Micard et al., 2012). Models for simulation of P diffusion (Wagner

et al., 2011) can be improved with these findings.

Implementing these results into solar cell processing via a design of

experiment approach (Dastgheib-Shirazi et al., 2013a) led to significant

improvement of Voc, jsc, and η of standard industrial Cz solar cells with full

area Al-BSF. Efficiencies of 19.4% could be reached on a 55 Ω/sq emitter

using standard single print screen-printing, while maintaining high FF with

standard commercial Ag paste (Dastgheib-Shirazi et al., 2013b).

5.2. Selective emittersAn elegant way to solve the problem of different needs for different emitter

regions is a selective emitter structure.22 A selective emitter allows

decoupling of the metallized and nonmetallized emitter areas. While the

contacted area via screen-printing a high doping concentration at the surface

and a deep emitter is beneficial because of the resulting lower contact resis-

tance and the wide firing window, the nonmetallized areas need a lower

doping level at the surface resulting in less (Auger) recombination and better

surface passivation. High doping underneath the contacts can result in a

N2N2

N2 O2,N2

Tem

pera

ture

Time

Heat up

Stabilization

Diffusion

Drive in

Cool down

POCl3– N2,O2,N2

Figure 1.18 Schematic visualization of the different stages during POCl3 diffusion withvarying gas flows.

22 Part of the following discussion is based on a review on selective emitter technologies (Hahn et al.,

2010).

42 Giso Hahn and Sebastian Joos

higher FF, and the lower doping in the nonmetallized areas results in better

blue response with higher jsc and higherVoc values due to better surface pas-

sivation (and thinner or negligible dead layer).

Selective emitters have been applied in lab-type processes in order to

reach very high efficiencies for a long time (see e.g., Zhao et al., 1996).

The first integration into an industrial-type process was via the buried con-

tact approach (Wenham, 1993) which was commercialized by BP Solar.

While higher efficiencies than for standard industrial-type screen-printed

cells have been reached, process complexity was a drawback, as extra steps

(e.g., laser groove formation, low pressure (LP) CVD of SiNx, second dif-

fusion at high temperatures, Ni/Cu plating) meant extra costs, and a non-

standard cell fabrication line layout was needed. In addition, the

temperatures during the second P diffusion did not allow for a hydrogena-

tion of bulk defects via a SiNx:H layer due to out-diffusion of H (apart from

the fact that PECVD SiNx:H exhibits pin holes in contrast to the more dense

LPCVD SiNx and can cause parasitic plating). This process was therefore not

suited for the processing of mc-Si solar cells.

From this experience, some conclusions can be drawn. For successful

implementation of a selective emitter process into industrial mass produc-

tion, several aspects have to be considered which form a wish list:

• A minimum of extra steps

• Possibility of implementation into existing cell lines

• No yield losses (high stability and reliability)

• Higher efficiencies (also for mc-Si)

• Higher efficiency not only on cell, but also on module level.

As a rule of thumb, efficiency should be increased by 0.2%abs for every extra

step needed.

Having in mind the points discussed above, several selective emitter

technologies have been developed over the past years for the purpose of

implementation in industrial mass production. Several of them will be pres-

ented, with the restriction to those which are already in production (or have

at least been tested on pilot line level) and for which published academic

information is available. The list therefore might not be complete, but is

intended to serve as an overview of the various possibilities to realize a selec-

tive emitter structure. Further restrictions are the full Al-BSF which allows

compatibility with existing cell technology and the possibility to use screen-

printing for front side contact metallization (although some of the presented

technologies develop their full potential with alternative front side metalli-

zation like plating).

43State-of-the-Art Industrial Crystalline Silicon Solar Cells

5.2.1 Doped Si inksInnovalight Inc. developed a technology based on highly doped Si

nanoparticles which can be deposited onto the Si wafer surface via

screen-printing prior to P diffusion (Antoniadis et al., 2010). Hereby, the

ink is deposited only in the areas where the screen-printed front contact

is located afterward. In the subsequent P diffusion step a lowly doped emitter

is realized in the uncovered areas (80–100 Ω/sq) whereas the areas with the

highly doped Si nanoparticles serve for contacting (30–50 Ω/sq). This tech-nology adds only one additional step to the cell process prior to P diffusion

(see Fig. 1.19).

5.2.2 Oxide mask processCentrotherm presented a selective emitter technology based on a masked

P diffusion, where a thin structured SiO2 layer slows down the diffusion

of P atoms from the surface into the Si bulk underneath the SiO2

(Esturo-Breton et al., 2009). Structuring of the SiO2 is done via laser abla-

tion of the areas where the contacts are formed afterward. A wet chemical

etching step removes the damage induced by the laser. The heavily doped

region (300 μm wide) exhibits a sheet resistance of 45 Ω/sq and the masked

area 110 Ω/sq.This technology offers a certain degree of freedom in emitter formation

and uses technologies already established in PV.

5.2.3 Ion implantation processVarian introduced a new technology for selective emitter formation based

on ion implantation through a mask which reduces the implanted dose in

the areas between the contacts (Low et al., 2010). An annealing step in oxi-

dizing ambient is carried out for crystal damage removal caused during

P-diffusion

P-glass etch

PECVD SiNx:H

Screen-print front

Screen-print rear

Co-firing

SE processExtra step(s)

Extra step(s)

Extra step(s)

Figure 1.19 Standard processing scheme for homogeneous emitter solar cells (right),with extra steps to be added for various selective emitter (SE) approaches.

44 Giso Hahn and Sebastian Joos

implantation and forms a thin SiO2 layer on the wafer surface acting as sur-

face passivation. The process continues with SiNx:H deposition.

Advantages of this approach are the dry processing for emitter formation,

the lack of PSG formation (which normally has to be removed wet chem-

ically) and of junction isolation, as the emitter is formed only on the front

side. In addition, the amount of process steps is not increased.

5.2.4 Etch-back processUniversity of Konstanz, Germany, developed an etch-back process which

removes the dead layer of the heavily diffused regions after screen- or

inkjet-printing of a mask covering the areas where the contacts are formed

afterward (Haverkamp et al., 2008). The etch-back is performed via the for-

mation of porous Si and allows for a very sensitive and controllable removal

of the first tens of nm, as the porous Si formation is slowed down with

increasing layer thickness almost independently of crystal orientation.

This process adds only one new tool for masking, as the porous Si for-

mation as well as etching of porous Si, PSG, and mask can be performed in

the samewet bench already used for edge isolation, by addingmore chemical

baths. In addition, it uses only existing technologies and has been commer-

cialized by Gebr. Schmid.

As this approach of forming a selective emitter currently has the largest

market share of the technologies described in this section (Gabor, 2012),

some more information will be given. Figure 1.20 illustrates the principle

Calculatedsheet resistance:

118 Ω/sq

P c

on

cen

tra

tion

(cm

− 3)

52 Ω/sq

17 Ω/sq

1021

1020

1019

1018

1017

0.0 0.2 0.4 0.6 0.8 1.0

Depth (µm)

2�1020 cm−3

73 Ω/sq

Figure 1.20 Principle of emitter etch-back with removal of the highly doped dead layerand the possibility of tailoring the doping profile by, e.g., etching-back to the same Psurfof 21020 per cm�3 resulting in different values for Rsheet. Data from Book et al. (2009).

45State-of-the-Art Industrial Crystalline Silicon Solar Cells

of the emitter etch-back. The dead layer of a heavily diffused emitter is

etched-back until the desired phosphorous surface concentration Psurf is

achieved. The result is a relatively deep P-profile with a low Psurf but still

relatively low Rsheet, which cannot be reached by direct diffusion. In this

way, Rsheet and Psurf can be decoupled to a certain degree (Fig. 1.21), and

the emitter conductivity does not have to be increased, allowing the same

front grid finger spacing without FF losses due to a higher Rs.

Lowering of Psurf reduces the emitter saturation current density j0e. This

can be seen in Fig. 1.22 where different directly diffused emitters are etched-

back step by step. As a result, very low j0e values can be reached, indepen-

dently of the starting Rsheet because j0e is mainly influenced by Psurf.

As no high temperature steps exceeding the POCl3 diffusion tempera-

ture are involved, the etch-back selective emitter technology is also well

suited for mc-Si. A similar increase in efficiency of up to 0.5%abs has been

observed.

The improvement by etch-back is more pronounced for inline emitter

formation (see Section 3) as compared to POCl3 diffusion, reaching a similar

quality as the homogeneous POCl3 emitter after etch-back (Hahn, 2010).

This is due to the typically higher Psurf of inline emitters due to higher dif-

fusion temperatures and shorter diffusion times compared to POCl3 emit-

ters. Therefore, the blue response is normally lower for inline emitters

after diffusion, and they can benefit more from reducing Psurf during the

Depth (μm)

ND (

cm−3

)

0.0 0.11017

1018

1019

1020

1021

0.2 0.3 0.4 0.5

Calculated Rsheet from all profiles: 106 Ω/sq

Direct diffusion

etch-back from53 Ω/sq

30 Ω/sq

10 Ω/sq

Figure 1.21 Different profiles with the same Rsheet after etch-back for different startingvalues (see Book, 2014).

46 Giso Hahn and Sebastian Joos

etch-back process. But the best performance is still reached for etched-back

POCl3 emitters.

The lower doped part of selective emitters is more sensitive to surface

passivation than a homogeneous emitter, mainly due to lower Psurf. This

effect is demonstrated in Fig. 1.23 by implied Voc values of an emitter

etched-back from 40 Ω/sq. The emitter is covered with two different

40 50 60 70 80 90 100

650

655

660

impl

. Voc

(m

V)

665

670

675

680 nSiNx:H = 2.15

nSiNx:H = 2.0

Rsheet (Ω/sq)

Figure 1.23 Dependence of implied Voc on Rsheet for a POCl3 emitter etched-back from40 Ω/sq. A fired PECVD SiNx:H layer with higher refractive index leads to higher impliedVoc values, especially with increasing Rsheet (lower Psurf). Data from Haverkamp (2009).

R

j e

Figure 1.22 Lowering of j0e with increasing etch-back (open symbols) of directly dif-fused POCl3 emitters (solid symbols). Similarly low values for j0e can be achieved byetching-back from different Rsheet starting values (emitter passivation by SiNx:H andfiring). Data from Book (2014).

47State-of-the-Art Industrial Crystalline Silicon Solar Cells

PECVD SiNx:H layers differing in refractive index. The SiNx:H with

higher refractive index of nSiN¼2.15 leads to higher implied Voc values,

especially for higher Rsheet (lower Psurf). Therefore, a stack system of

PECVD SiNx:H layers with a thin highly refractive and well passivating

layer followed by a thick layer with standard refractive index can further

increase surface passivation and cell performance (Dastgheib-Shirazi

et al., 2009).

5.2.5 Laser doping via P-glassUniversity of Stuttgart, Germany, introduced a laser-based selective emitter

technology, where the P-glass present after a 110 Ω/sq P diffusion acts as

P-source for the following laser process (Eisele et al., 2009; R€oder et al.,2010). The laser with a special line-shaped beam profile melts the surface

region in the areas for later front contact formation, and the recrystallized

region is highly P doped without crystal defects. The resulting profile

(depth, peak surface concentration, and Rsheet) can be tailored through laser

pulse energy density.

This technology adds only one step and is commercialized by Manz. In

addition, centrotherm is working on a similar approach as well (Friess

et al., 2010).

5.2.6 Laser doping via laser chemical processing and NiAglight-induced plating

One of the selective emitter approaches developed at Fraunhofer ISE, now

further studied at RENA, is based on simultaneous ablation of the PECVD

SiNx:H layer and melting of the emitter layer underneath the ablated region

(�120 Ω/sq) using a liquid-guided laser beam (laser chemical processing)

(Kray et al., 2010). The liquid contains P atoms serving as P-source and

heavy doping is reached after recrystallization of the molten Si. The tech-

nology enables self-aligned light-induced plating of the front contact,

e.g., via Ni and Ag.

Only one extra step is added and plating allows for thinner, highly con-

ductive grid lines compared to screen-printed contacts.

5.2.7 Laser doping and platingUniversity of New SouthWales, Australia, developed a process similar to the

one described in the previous section starting with a 100–120 Ω/sq diffusion(Tjahjono et al., 2008). Instead of laser chemical processing, the doping

source can be, e.g., phosphoric acid deposited on the wafer prior to laser

48 Giso Hahn and Sebastian Joos

doping. It allows for self-aligned plating of the front contacts as well. Both

processes insert extra steps after firing of the Al-BSF, which can therefore be

optimized independently of the front contact. In this approach, a plated Ni/

Cu/Ag front contact stack is used.

Two extra steps are added, and the approach allows for thinner,

highly conductive grid lines as well. Roth & Rau are working on

commercialization.

5.2.8 Effect of encapsulation on blue responseSelective emitters show an increase in j–V parameters on solar cell level as

demonstrated above, but the enhanced performance has to occur on module

level after encapsulation under glass as well. As part of the gain in short wave-

length IQE might be lost due to absorption after encapsulation, experiments

have been carried out to investigate this effect.

In Fig. 1.24, transmission curves for pure module glass and EVA under

module glass are shown. It can clearly be seen that the EVA starts to limit

the transmission at around 380 nm, whereas the module glass transmits sig-

nificantly shorter wavelengths. This negative effect of EVA concerning

transmittance could be overcome by the use of alternative materials like sil-

icones (Ketola et al., 2008; Ohl and Hahn, 2008). As shown in Fig. 1.24, the

transmission of silicone under module glass is almost identical to the curve of

the module glass alone. Therefore, encapsulation of solar cells under glass

using silicones would provide a better use of the short wavelength photons.

400 600 800 1000 12000

20

40

60

80

100

Module glassEVA on module glassSilicone on module glass

Tra

nsm

issi

on (

%)

l (nm)

Figure 1.24 Transmission of module glass, EVA under module glass, and silicone undermodule glass. Whereas EVA limits transmittance below 380 nm, silicone has a bettertransmission of short wavelength photons. Data from Ohl and Hahn (2008).

49State-of-the-Art Industrial Crystalline Silicon Solar Cells

Better transmission of silicone results in a calculated gain in jsc of almost

0.4 mA/cm2 as calculated in Ohl and Hahn (2008) for state-of-the-art

homogeneous emitter cells. This effect is demonstrated in Fig. 1.25 where

a homogeneous emitter cell and a cell with selective emitter using etch-back

technology are compared after encapsulation under EVA and under silicone.

The loss in jsc, calculated by the difference in IQE of the silicone and EVA

curves under AM1.5g (around 0.4 mA/cm2 for the homogeneous emitter

cell) is only slightly higher for the selective emitter cell. The difference

between losses of the selective and homogeneous emitter cell can be roughly

visualized by the shaded area and amounts to less than 0.1 mA/cm2. There-

fore, it can be concluded that the additional loss of selective emitter cells by

encapsulation under EVA compared to homogeneous emitter cells is almost

negligible.

5.2.9 Efficiency potential of selective emittersInterestingly, the efficiency potential for all selective emitter technologies

seems to be very similar. In 2010, all technologies presented above reached

efficiencies around 19.0% on large area Cz-Si solar cells with full area

Al-BSF (Hahn, 2010). Compared to standard state-of-the-art solar cells with

homogeneous emitter in 2010, improvement in efficiency on cell level using

a selective emitter was around 0.5%abs, with an increase in Voc of around

10 mV. This can be explained by the fact that for this cell concept the front

300 350 400 450 500 550 6000.0

0.2

0.4

0.6

0.8

1.0

Hom. emitter (EVA)Sel. emitter (EVA)Hom. emitter (silicone)Sel. emitter (silicone)

IQE

l (nm)

Figure 1.25 Effect of encapsulation of homogeneous and selective emitter solar cellsunder EVA and silicone. The shaded area visualizes the additional loss of selective emit-ter solar cells (<0.1 mA/cm2). Data from Hahn (2010).

50 Giso Hahn and Sebastian Joos

side is not the limiting region anymore. The efficiency of these cells is mainly

limited by the recombination at the rear side (full area Al-BSF).

Since 2010 a lot of effort was put into development of new Ag pastes,

allowing for higherRsheet to be contacted. Therefore, part of the motivation

for application of selective emitter structures is weakened. On the other

hand, some benefits of selected selective emitter technologies, like broad fir-

ing windows and better electrical yield due to deeper emitters remain and are

still of importance. In addition, the formation of selective emitters might be

of higher interest again when the solar cell design on the rear side is changed

toward local contacts, decreasing recombination at the rear and putting

emphasis again toward the front side quality.

6. INDUSTRIAL PERC-TYPE SOLAR CELLS

In addition to the improvements of the standard process discussed in

the last section, a lot of effort is spent to implement more radical changes in

cell architecture into the industrial mass production cell process. After opti-

mization of the emitter quality described in the last section, the full area

Al-BSF is now the main reason for limiting efficiency of cells fabricated from

high quality Si material to values below 20% in mass production. Therefore,

different concepts based on locally contacted rear sides in combination with

a dielectric passivation of the largest part of the rear side area have been

developed. Some concepts available for this purpose have been introduced

first on lab-type solar cell processes and are the passivated emitter and rear

cell (PERC, Blakers et al., 1989), the passivated emitter and rear locally dif-

fused (PERL, Wang et al., 1990), and the passivated emitter rear totally dif-

fused (PERT, Zhao et al., 1999) concepts (Fig. 1.26). All of these concepts

have in common that most of the rear side area is dielectrically passivated (by

thermally grown SiO2 in the original lab-type processes) and only local con-

tacts are applied (mainly by photolithography for lab-type processes). The

differences between the mentioned concepts are

• PERC: metal contact directly on Si with moderate base doping

• PERL: locally diffused highly doped area (BSF) in the contacted

areas only

• PERT: rear side totally diffused (full area BSF) with local contacts.

For p-type solar cell concepts, the BSF (locally for PERL or full area for

PERT) was first applied via B diffusion. For all concepts, recombination

of charge carriers at the rear is drastically reduced compared to the standard

process described in the sections above. Efficiencies of up to 25% could be

51State-of-the-Art Industrial Crystalline Silicon Solar Cells

reached on small area cells (Zhao et al., 1999), demonstrating the efficiency

potential. The drawback of these cell concepts was for a long time that the

cell process was very complex, adding many extra steps and therefore calling

its industrial realization into question. In recent years, a lot of effort was put

into development of alternative processing steps allowing for an industrial

realization of a passivated rear side solar cell concept. In the following, pro-

gress toward implementation of these cell concepts into industrial produc-

tion will be reported.

6.1. Dielectric rear side passivationFor lab-type solar cells, rear side passivation was originally realized by long

high temperature thermal oxidation steps to grow SiO2 layers in the range of

100 nm thickness at temperatures above 1000 �C. This type of processing isthought not to be applicable in industrial mass production for reasons of

throughput and material issues.23 Therefore, alternative passivation schemes

AlAl2O3/SiNx:H

SiNx:H

p-Si

Ag

n+n

AlAl2O3/SiNx:H

SiNx:H

p-Si

Ag

n+

p++

n

AlAl2O3/SiNx:H

SiNx:H

p-Si

Ag

n+

p++

n

Figure 1.26 Schematics of Al2O3/SiNx:H passivated rear side concepts with selectiveemitter: PERC (top), PERL (center), and PERT (bottom).

23 Many c-Si materials cannot withstand temperatures above 950 �C because of the underlying defect

structure. This is especially important for mc-Si material.

52 Giso Hahn and Sebastian Joos

had to be developed for industrial solar cell processing. Surface passivation of

p-type surfaces can either be reached by chemical passivation, or by field

effect passivation with layers having negative fixed charges close to the

dielectric/silicon interface. In this case, the negative fixed charges attract

holes (majority carriers) and repel electrons (minority carriers), reducing

the recombination probability. In principle, also positive fixed charges at

the interface as present, e.g., in SiNx:H layers can reduce surface recombi-

nation for p-type silicon, provided that the charge is high enough to bring

the semiconductor in the regime of inversion (then attracted electrons show

a higher density close to the surface than holes, again decreasing recombi-

nation). But it could be shown that such a concept based on an inversion

layer is not very well suited for solar cell production (Agostinelli et al.,

2005; Finck von Finckenstein et al., 2000), as there is a high probability that

the inversion layer will be shunted duringmetallization (Dauwe et al., 2002).

6.1.1 Al2O3 layersIt is known for quite some time that Al2O3 layers can offer a good surface

passivation effect for PV application (Hezel and Jaeger, 1989; Jager and

Hezel, 1985). The reason is the existence of a high amount of fixed negative

charges at the dielectric/silicon interface, allowing for excellent passivation

of p-type silicon surfaces (Agostinelli et al., 2006). The field effect passiv-

ation of the Al2O3 by negative fixed charges has to be activated by temper-

atures of around 400 �C or higher (Hoex et al., 2006). Possible ways for

deposition of Al2O3 layers are, e.g., atomic layer deposition (ALD;

Agostinelli et al., 2006; Hoex et al., 2006), PECVD (Miyajima et al.,

2008), or APCVD (Black and McIntosh, 2012). First large area solar cells

with Al2O3 rear side passivation have been reported in 2009 (Vermang

et al., 2009), but the layers showed poor stability during the high temper-

ature firing step needed for screen-printing contact formation.

6.1.2 Al2O3/SiNx:H stacksThe refractive index of Al2O3 is in the range of 1.6–1.7 (Hoex et al., 2006)

and therefore not optimal for optics. A possible way to improve optics is the

application of a stacked layer system with a thin layer of Al2O3 and a thicker

layer of PECVD SiNx:H with refractive index of around 2.0. This allows for

better optics as well as a sufficiently good firing stability (Dingemans et al.,

2009). Positive fixed charges of the SiNx:H layer have no negative effect on

the passivation quality of the Al2O3, as long as the Al2O3 layer exceeds a

minimum thickness of around 5 nm (Richter, 2014; Schmidt et al., 2010).

53State-of-the-Art Industrial Crystalline Silicon Solar Cells

First large area solar cells with Al2O3/SiNx:H rear side passivation have

been published in 2010 (Lauermann et al., 2010), and reasonably good sur-

face passivation after the firing step could be demonstrated.

6.1.3 SiO2/SiNx:H stacksAn alternative to Al2O3/SiNx:H stack systems is the use of SiO2/SiNx:H sta-

cks. Here, the SiO2 layer can, e.g., be grown by thermal oxidation or by

PECVD, the latter allowing that both layers can be deposited in a single

PECVD run. The SiO2 layer can shield the positive fixed charges of the

SiNx:H and provides a good chemical passivation, subject to the condition

that a sufficient amount of H is present at the SiO2/Si interface. Therefore,

SiO2/SiNx:H stack systems usually gain in surface passivation after the firing

step, whereas the passivation quality of Al2O3/SiNx:H stacks is reduced after

firing.24 Nevertheless, the absolute overall passivation quality of Al2O3/SiNx:

H stacks after firing is usually still higher than for SiO2/SiNx:H stacks.

6.2. Formation of local rear contactsFor local rear contact formation, the formed dielectric layer has to be opened

locally. Different approaches have been developed for this purpose:

• Local firing of the metal through the dielectric layer

• Local application of an etching medium followed by local etching of the

dielectric layer

• Local ablation of the dielectric layer, e.g., by laser.

6.2.1 Laser fired contactsAn elegant way for realizing a local rear side metallization scheme is the for-

mation of laser fired contacts (LFC; Schneiderl€ochner et al., 2002). Here, the

full area Al is deposited on the not yet opened dielectric layer. Afterward, a

laser pulse is applied and locally melts the Al and removes the dielectric. Dur-

ing cooling down, a contact between Al and c-Si is formed. This approach

was first developed for evaporated or sputtered layers of Al, and it could be

shown that during cooling down a thin Al-BSF is formed at least in the cen-

ter of a LFC (Glunz et al., 2003). This approach could also be transferred to

large area cells with screen-printed Al layers, with the LFC formation

applied after the firing step (Hofmann et al., 2008).

24 Compared to layers where the passivation was activated by an annealing step at around 400 �C.

54 Giso Hahn and Sebastian Joos

6.2.2 Etching pasteA medium able to etch through the dielectric layer can be applied locally to

the rear side of the wafer. This could, e.g., be realized via inkjet or screen-

printing of a paste containing phosphoric acid as etching medium (Bahr

et al., 2007). Normally, a thermal treatment is needed after application of

the etching paste to activate the chemical reaction, but the advantage is that

the c-Si underneath the dielectric layer is not damaged.

6.2.3 Laser ablationAnother approach is local ablation of the dielectric layer by using a short laser

pulse. Here, the aim is to remove the dielectric layer locally, with minimal

damage of the c-Si underneath. As the photon energy of the laser pulse

should be absorbed mainly in the dielectric layer, picosecond (ps) laser pulses

with wavelengths of 532 and 355 nm show very good results on planar sur-

faces (Engelhart et al., 2007; Hermann et al., 2010). High photon energy and

density result in most of the pulse energy being absorbed in the dielectric

layer, heating it up and evaporating it immediately. The short pulse length

assures that the thermal heat wave does not penetrate deep into the c-Si

underneath, restricting damage due to, e.g., thermal stresses to surface near

regions.

After local opening via etching or laser ablation, the Al paste is screen-

printed on the rear. During firing in a belt furnace, the Al paste without glass

frit does not etch through the dielectric, but forms only a local contact in the

areas previously opened.

6.2.4 Contact patterns and void formationWhile the LFC approach uses points as contact geometry, for the laser abla-

tion approach a line-shaped contact pattern is advantageous (Lauermann

et al., 2011). This can be understood considering the different formation

mechanisms of the local contacts. For LFC, during the very short laser pulse

no significant diffusion of Si into the Al layer can occur. This situation

changes when the contact is formed during the firing step in a belt furnace.

Here, the situation is similar to the standard full area BSF formation. Above

the eutectic temperature of Al/Si, Si is dissolved into the molten Al. As this

dissolution can only occur locally in the opened areas, the amount of Si dis-

solved into the Al depends on the geometry of the opening (Urrejola et al.,

2011). Depending on the temperature–time profile during firing, different

amounts of Si can diffuse into the Al layer, saturating the molten Al in some

areas, while others further away from the opening show lower Si

55State-of-the-Art Industrial Crystalline Silicon Solar Cells

concentrations below the values predicted by the Al/Si phase diagram

(Urrejola et al., 2010). During cooling down after firing, the BSF starts to

form when Si is repelled from the Al/Si melt, again according to the phase

diagram. For doing so, Si has to diffuse back to the local openings in the

dielectric layer. Depending on the amount of Si dissolved, BSF formation

might start at lower temperatures compared to the case of a full area BSF.

For a detailed model of local BSF formation using laser ablation see

Lauermann et al. (2013).

To reduce the effect of Si being dissolved into Al only to values below

the values according to the phase diagram at peak temperature, Si can be

added to the Al paste, reducing this unwanted effect, and improving BSF

formation (Rauer et al., 2011).

It is often observed that after application of local Al rear contacts voids in

the c-Si are formed in the opened areas (Meemongkolkiat et al., 2006). This

observation is often explained by the Kirkendall effect (Kirkendall, 1942).

These voids can be visualized by cross sectionmicroscopy or in a nondestruc-

tive way, e.g., by scanning acoustic microscopy (Dressler et al., 2012). Not

all voids have a direct negative influence on cell parameters. If a BSF is

formed and is in contact with the Al layer, the void does no harm, whereas

on the other hand a missing BSF is responsible for increased surface recom-

bination, and a noncontacted BSF causes increased Rs.

See also Riegel et al. (2012) for a review of screen-printing metallization

on p-type Si.

6.2.5 Interconnection issuesThe designs for local Al contact formation described above all result in

reduced recombination losses at the rear side. But for module interconnec-

tion ribbons have to be soldered to both rear and front contacts. On the rear

there are no Ag pads as in the case of the standard full Al-BSF cells, and as Al

paste is not solderable alternatives have to be found. One of them is the

deposition of Sn stripes on the rear using ultrasonic soldering (also called

tin pad; von Campe et al., 2012). On these pads interconnection ribbons

can be soldered.

Finally, it has to be mentioned that the cell structure with passivated rear

side and locally alloyed Al contact is often referred to as PERC or industrial

PERC structure. This might be somewhat misleading, as in the original

publications of the PERC solar cell structure, the metal is directly contacting

the base doping, without a highly doped p+ layer in between (Blakers et al.,

1989). The structures described above would therefore more precisely fall in

56 Giso Hahn and Sebastian Joos

the category of PERL cells, with the difference that the p+ areas below the

local metal contacts are not formed by (B) diffusion, but by (Al/B) alloying.

Nevertheless, the term PERC structure is used more frequently.

6.3. Boron–oxygen related degradationWith the front side improved using an optimized homogeneous emitter or a

selective emitter structure and recombination at the rear side reduced by

applying a passivation layer and only local contacts, τb sets the limit of effi-

ciency. For mc-Si, the underlying defect structure (dislocations, grain

boundaries, impurities, like, e.g., transition metals) can be identified as

source for τb limitation. For higher quality Cz-Si, the formation of

boron–oxygen (B–O) related defects plays a crucial role and is known for

a long time (Fischer and Pschunder, 1973). These defects can form at room

temperature in the presence of excess charge carriers, reducing τb signifi-

cantly (Bothe et al., 2003; Weizer et al., 1979). When the solar cell is illu-

minated during operation, B–O related defects formwithin the first hours of

operation of a solar module. The amount of defects formed scales linearly

with substitutional boron concentration Bs (Glunz et al., 2001; Schmidt

and Cuevas, 1999), and quadratically with interstitial O concentration Oi

(Rein et al., 2003; Schmidt and Bothe, 2004). A fundamental lifetime limit

in dependence of Bs and Oi could be found for the degraded state after for-

mation of the B–O related defects (Bothe et al., 2005), restricting τb to

τb ¼ 7:6751045Bs�0:824Oi

�1:748: (1.39)

The recombination active complexes become instable at temperatures

exceeding 140 �C in an anneal step in the dark, therefore the defect is called

metastable (Rein et al., 2001). The behavior of the metastable B–O related

defect can be understood by a conversion of two possible states into each

other (annealed state and degraded state). In the annealed state, the complex

shows negligible recombination activity, but in the presence of charge car-

riers it is transformed into the degraded state again, with a thermally activated

reaction rate.

6.3.1 Strategies to deal with B–O related degradationFor most standard solar cell concepts, bulk resistivities of around 0.5–1 Ω cm

allow for the highest conversion efficiency. With Oi in standard Cz material

in the range of 1018 per cm3 and Bs of 1016 per cm3, bulk lifetime calculated

according to Eq. (1.39) results in only 9 μs for the degraded state. Therefore,

57State-of-the-Art Industrial Crystalline Silicon Solar Cells

strategies to prevent this severe degradation effect have to be considered.

One possibility is to avoid B as a dopant and the usage of another p-type

dopant like Ga (Glunz et al., 2001). Unfortunately, Ga has a segregation

coefficient much smaller than B, resulting in inhomogeneous doping and

therefore variations in bulk resistivity with ingot height (Trumbore, 1960).

Another possibility is to reduce formation of Oi during crystallization.

This can, e.g., be achieved by applying an external magnetic field (Mosel

et al., 2012). Very good results have been achieved (Glunz et al., 2001),

but extra costs have to be considered.

The easiest way is to use a lower Bs, as B is deliberately added to the melt.

This reduces the efficiency potential in the annealed state, but allows for

higher efficiencies in the degraded state after illumination. This approach

is followed in industry today, as 2–5 Ω cm B-doped Cz material is

normally used.

6.3.2 Regeneration of B–O related defectsIn 2006, it was discovered that the degraded state of the B–O related defect

can be transformed into another state, which is stable under illumination and

shows negligible recombination activity (Herguth et al., 2006a,b). This

regenerated state can be reached by slightly elevated temperatures and the

presence of excess charge carriers25 (Herguth et al., 2008). This new state

of the B–O related defect is stable under illumination and room temperature,

and therefore allows for high and stable efficiencies at operating conditions

of a solar cell under illumination. The three states of the defect (annealed,

degraded, and regenerated) are depicted in Fig. 1.27. For higher tempera-

tures >200 �C, the regenerated state can become unstable, and the B–O

related defect is in the annealed state, from where it can degrade again in

the presence of excess charge carriers at lower temperatures. It is still unclear

if the reaction path is directly from state C to state A (destabilization in

Fig. 1.27) or via state B. A model based on reaction constants has been pro-

posed to explain and predict the observed kinetics of the defect in detail

(Herguth and Hahn, 2010).

It could be shown that the presence of H might have an influence for the

regeneration reaction to occur (Munzer, 2009). This could be verified, as

test samples with unfired SiNx:H layers did not show a regeneration effect,

while fired samples did (Wilking et al., 2013a). Also layers inserted between

c-Si and SiNx:H acting as a barrier for H slow down the regeneration

25 Excess charge carriers can be generated via illumination or biasing of the solar cell.

58 Giso Hahn and Sebastian Joos

process, indicating that H in sufficient concentration in the c-Si bulk is a

prerequisite for the regeneration process to work. The firing process plays

a crucial role in adjusting the concentration of H in the final solar cell,

strongly influencing the regeneration kinetics (Wilking et al., 2013b).

Choosing the right firing parameters and regeneration conditions, the

regeneration process can be carried out within seconds (Wilking et al.,

2014), opening a path toward stable efficiencies for p-type B-doped material

with high Oi and bulk resistivities in the range of 1 Ω cm.

6.4. State-of-the-art industrial PERC solar cellsEfficiencies of 20.2% have been demonstrated on large area p-type boron

doped Cz-Si in 2011 using both the LFC technology (Engelhart et al.,

2011) as well as laser ablation for local opening of the dielectric and use

of an etched-back selective emitter (Gassenbauer et al., 2013). Optimiza-

tions led to efficiencies of up to 21.0% for the laser ablation approach in

2013 (Metz et al., 2014; Ramspeck et al., 2012). Applying the regeneration

process, these high efficiencies are stable under illumination.

The efficiencies reported here have been reached with screen-printed

metallization on the front and rear side. Even higher efficiencies of up to

21.3% are possible when plating approaches are used (Metz et al., 2014).

For some of these cells described above, a thin thermal oxide layer is placed

Destabilization

Regeneration

Redegradation

AnnealDegradation

State A“annealed”(inactive)

State C“regenerated”

(inactive)

State B“degraded”

(active)

Figure 1.27 Three state model of the B–O related defect. States A and C are recombi-nation inactive, but only state C is stable under illumination (after Herguth et al., 2006b).

59State-of-the-Art Industrial Crystalline Silicon Solar Cells

between the emitter and the SiNx:H ARC, improving surface passivation.

In addition, optimized emitter structures including an etch-back process are

used (Metz et al., 2014).

Interestingly, the described industrial PERC processes might be easier to

apply to mc-Si instead of Cz-Si. This seems to be counterintuitive, as Cz-Si

might contain fewer defects than mc-Si, resulting in higher material quality,

and therefore the efficiency potential of Cz-Si should be more sensitive for a

lower rear surface recombination. But without application of the regener-

ation process to deactivate the B–O related defects, Cz-Si of higher base

resistivity is used to avoid strong degradation under illumination (see above).

Therefore, the p+/p interface formed between the full area Al-BSF and the

c-Si forms a steeper high/low junction in the case of high bulk resistivity,

lowering seff for Cz-Si to values below the ones for 1 Ω cm mc-Si (see

Eq. 1.36). This means that it is more difficult for Cz-Si of higher bulk resis-

tivity to achieve lower rear surface recombination by dielectric passivation as

compared to full area Al-BSF processing than for mc-Si of lower bulk

resistivity.

7. SUMMARY AND OUTLOOK

Since 2000 the yearly shipment of PV cells and modules increased by a

factor of 100, indicating the tremendous progress that could be achieved.

Interestingly though, the standard industrial solar cell fabrication process

did not change too much over the past one to two decades. B-doped

p-type wafer based Si is still the material of choice, and screen-printing of

metal pastes is used for metallization.

Most of the processing steps have been optimized. Examples are the

development of high Rsheet emitters, resulting in lower j0e. This was only

possible by the parallel development of new Ag pastes, allowing the con-

tacting of these emitter structures without increased contact resistivity.

Advances have also been achieved in front side screen-printing, with typical

Ag finger width in the range of 60–80 μm. Other examples are optimized

front surface texture solutions and Al rear side pastes, co-doped with B.

But also more disruptive changes have been implemented into the stan-

dard cell fabrication process. After introduction of PECVD SiNx:H as ARC

and surface passivation layer, solar cell efficiencies could be significantly

increased, especially for defect-rich mc-Si solar cells. In addition, with

the introduction of acidic surface textures mc-Si now shows a significantly

higher market share as compared to Cz-Si, due to lower wafer fabrication

60 Giso Hahn and Sebastian Joos

costs. Selective emitter structures have been introduced into mass produc-

tion, especially when they fit into the layout of the cell process.26

Altogether, an evolutionary process development was chosen based on

the very robust industrial standard process to minimize the risk of failure.

Especially in times of very dynamic market growth this approach is favored,

as existing solar cell lines can be duplicated adding only slight changes in

equipment or solar cell design. For the introduction of passivated rear sides

with local rear contacts (PERC-type structures), the cell process has to be

adapted more drastically, as several processing steps have to be added or

changed. It remains to be seen if this technology will be the next step to

be introduced into the standard process, or if it will be a parallel approach.

Last but not least, there are many other cell designs under development at

the moment, all introducing more disruptive changes compared to the stan-

dard process. Some of them are already in industrial mass production (or

close to), but most of them are currently used by only a handful of compa-

nies. Therefore, these technologies have not been part of this chapter.

Examples are

• n-type Si wafers

• Rear contacted solar cells (van Kerschaver and Beaucarne, 2006)

• Heterojunction emitter technology (Ballif et al., 2014).

The reason why these very interesting technologies are under investigation

is the fact that they currently show higher efficiency potential. Whether this

can also result in a more cost-effective PV electricity generation compared to

the standard process route still remains to be seen, as many other factors apart

from efficiency play a crucial role (yield, stability of the process, location of

PV installation). It is hard to predict which process route and cell design will

be the most cost-effective in the future. But it can be assumed that within the

next decades there will be several c-Si technologies followed in industrial

production in parallel, with many of them being commercially successful

in the mass market or for niche applications.

Today solar cells and modules are mainly optimized according to STC

(25 �C, 1000 W/m2) as this measurement is fast enough to be included in

a production line and states a good measure for high irradiance environ-

ments. The field conditions for solar cells, however, may be quite different.

Here, higher module temperatures, lower irradiations, and stray light

26 An example is the etch-back selective emitter process, if edge isolation is carried out wet chemically

anyway.

61State-of-the-Art Industrial Crystalline Silicon Solar Cells

conditions are often found. Therefore, an additional optimization of PV

solar systems in terms of generated electricity under these conditions is

desirable.

ACKNOWLEDGMENTSWe like to thank H. Haverkamp and A. Zuschlag for proof-reading and the German

government for continuous funding of projects over the past decades.

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Wilking, S., Herguth, A., Hahn, G., 2014. Influence of bound hydrogen states onBO-regeneration kinetics and consequences for high-speed regeneration processes.Sol. Energ. Mat. Sol. C 131, 2–8.

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72 Giso Hahn and Sebastian Joos

CHAPTER TWO

Amorphous Silicon/CrystallineSilicon Heterojunction Solar CellsChristophe Ballif*,1, Stefaan De Wolf*, Antoine Descoeudres*,Zachary C. Holman†*Photovoltaics and Thin-Film Electronics Laboratory, Institute of Microengineering (IMT), EcolePolytechnique Federale de Lausanne (EPFL), Neuchatel, Switzerland†School of Electrical, Computer, and Energy Engineering, Arizona State University, Tempe, Arizona, USA1Corresponding author: e-mail address: [email protected]

Contents

1. Introduction 742. Passivating c-Si Surfaces with a-Si:H 76

2.1 Recombination at surfaces 782.2 Physics of passivation 792.3 Deposition of high-quality a-Si:H films 792.4 Surface passivation on n- and p-type wafers 82

3. From Passivated Wafers to Complete Solar Cells 833.1 Wafer cleaning and texturing 833.2 Electron and hole collectors: Doped a-Si:H layers 853.3 Transparent conductive oxide layers 863.4 Metallization 903.5 Record cells 92

4. Losses in Silicon Heterojunction Solar Cells 954.1 Voc losses 954.2 FF losses 954.3 Jsc losses 96

5. Industrialization and Commercialization 995.1 General status 995.2 Material requirements 1005.3 Temperature coefficient and energy yield 1025.4 Metallization 1035.5 Tools and production technologies 1035.6 Production costs 107

6. Future Directions and Outlook 108Acknowledgments 110References 110

Semiconductors and Semimetals, Volume 90 # 2014 Elsevier Inc.ISSN 0080-8784 All rights reserved.http://dx.doi.org/10.1016/B978-0-12-388417-6.00003-9

73

1. INTRODUCTION

Silicon wafer-based solar cells have dominated the photovoltaics

market for decades andmaywell continue to do so for years to come. Several

key factors explain the success of this technology: Silicon is a well-studied

semiconductor with known optoelectronic properties; it is abundant and

nontoxic, and the price of multicrystalline silicon has witnessed an unprec-

edented drop in the last few years, partially because of a temporary produc-

tion overcapacity, especially in Asia; and silicon solar cell technology has

greatly benefited from the accumulated knowledge in semiconductor

processing developed by the microelectronics community. An important

strength of the current industrial silicon solar cell technology is its fabrication

simplicity. Only a few steps suffice to fabricate a full device, where each step

often fulfills several roles. Examples of this are the emitter diffusion process,

which simultaneously getters impurities from the bulk of the wafer, and the

metal contact firing through the silicon nitride anti-reflection coating, dur-

ing which bulk hydrogenation of the wafer also occurs. A drawback of this

simplicity is that further improvements in device performance must rely on

the increasing sophistication of existing processes, while fundamental short-

comings of the technology are hard to overcome. One such critical limita-

tion is carrier recombination at the electrical contacts.

Carrier recombination in silicon is a well-understood phenomenon and its

minimization is a key factor in obtaining high-efficiency solar cells. We make

a distinction between intrinsic recombination (Auger and band-to-band

radiative recombination) and deep-defect-mediated recombination

(Richter et al., 2013). Importantly, the latter type of recombination can in

theory be completely eliminated by using perfect crystals, combined with

an “ideal” solar cell architecture. This structure should feature perfectly pas-

sivated surfaces and contacts. Taking a 100-μm-thick wafer, such a solar cell

would yield an open-circuit voltage (Voc) of about 770 mV (Richter et al.,

2013; Tiedje et al., 1984). Note that, with perfect contacts, the Voc represents

the energetic distance between the quasi-Fermi levels, which themselves

express the density of excess charge carriers present in the material as a con-

sequence of shining light on it. An important reason why the Voc can never

equal the bandgap of the absorber—1.12 eV for crystalline silicon (c-Si) at

room temperature—is not only the operating temperature of the device

but also the aforementioned intrinsic recombination losses. Despite this, it

is possible to come close to the 770 mV limit in real devices with excellent

surface and contact passivation.

74 Christophe Ballif et al.

Defect recombination in the bulk of c-Si has been successfully combated

in recent decades, as evidenced by the ever-increasing quality of silicon

wafers on the market. Surface passivation has also improved: A number

of dielectric passivation layers are available that can passivate p-type and

n-type surfaces very well. These include materials like silicon oxides

(Benick et al., 2011; Deal and Grove, 1965; Green, 2009; Schultz et al.,

2004; Zhao et al., 1998), amorphous silicon nitrides (Lanford and Rand,

1978; Lauinger et al., 1996) and aluminum oxide (Agostinelli et al., 2006;

Hezel and Jaeger, 1989; Hoex et al., 2006). Surface passivation can be

accomplished in two fundamentally different ways: Either the surface defect

states are removed, or the excess charge carriers are screened from the surface

defects by an internal electrical field. The former is known as chemical sur-

face passivation and can be obtained by, e.g., hydrogenation of these defects.

The latter is known as field-effect passivation and is usually obtained by

deposition of a fixed-charge dielectric on the surface under study, thereby

repelling minority carriers inside the wafer from the defective surfaces.

Positive-fixed-charge dielectrics repel the positively charged holes inside

the semiconductor from the surfaces, and are ideally suited to passivate

n-type surfaces. A prime example is silicon nitride, which has been used

for the passivation of phosphorus-doped emitters in homojunction technol-

ogy (Lanford andRand, 1978; Lauinger et al., 1996). Negative-fixed-charge

dielectrics repel negatively charged electrons from the surfaces and are

used to passivate p-type surfaces. Here, the most studied dielectric is alumi-

num oxide, which is a material that received significant attention in the

last few years as a potential passivating layer for the rear surface of

homojunction solar cells (Agostinelli et al., 2006; Hezel and Jaeger, 1989;

Hoex et al., 2006). Silicon nitride layers can be relatively easily integrated

into existing c-Si solar cell processing, whereas the successful integration

of aluminum oxide layers into industrial solar cells has proven to be more

of a challenge.

In all cases, contacts are needed to extract carriers from the solar cell. In

standard homojunction solar cell technology, where the junction is fabri-

cated by thermal diffusion or ion implantation, these contacts are usually

defined by locally opening the dielectric passivating layers and making a

direct Ohmic contact between the metal and semiconductor. Whereas

the contact resistances of such contacts can be made low, the minority-

carrier recombination occurring at their surfaces is of significant concern.

This issue is fundamentally resolved by silicon heterojunction technology,

where a thin, wider-bandgap layer is inserted between the metal contact

and the optically active absorber (i.e., the silicon wafer). Qualitatively, this

75Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

type of contact can be considered as a semi-permeable membrane for carrier

extraction. On the one hand, it should prevent generated carriers from being

collected instantaneously, as this will lower the energetic splitting of the

quasi-Fermi levels and thus reduce the voltage of the device. On the other

hand, the contacts should be sufficiently electronically transparent to guar-

antee that carriers can be collected at the device terminals before they

recombine in the wafer due to intrinsic recombination processes. In princi-

ple, such contacts can be fabricated in several ways. Irrespective of the mate-

rials used, passivated contacts should feature excellent (chemical) surface

passivation while also giving charge carriers an incentive to be driven toward

either the electron- or the hole-collecting layers. In this chapter, the focus

will be on heterojunction solar cells with layers fabricated from thin films of

amorphous silicon or related materials.

2. PASSIVATING c-Si SURFACES WITH a-Si:H

For silicon wafer-based devices, thin films of hydrogenated amorphous

silicon (a-Si:H) are particularly appealing candidates for passivated-contact

formation. First, a-Si:H passivates c-Si surfaces very well, with electrical prop-

erties that are on par with the best dielectrics available. The passivation is

mostly chemical, principally due to hydrogenation of surface states. Second,

such layers can be doped relatively well, either n- or p-type, by adding the

appropriate process gasses during deposition. This property enables the fabri-

cation of contacts that are selective for either electron collection (when n-type

a-Si:H is used), or hole collection (when p-type a-Si:H is used). This is of sig-

nificant utility, as it allows us to not simply make passivating contacts but also

to escape the need for a homojunction in the wafer. As the lateral conductivity

of the a-Si:H layers is quite low, transparent electrodes that serve electrical and

optical roles are usually applied. Another important reason for the success of

such layers is the available knowledge regarding thin-film deposition technol-

ogy.Whereas silicon homojunction solar cell technology has benefited greatly

from developments taking place within microelectronics, silicon hetero-

junction technology benefits from the flat-panel and thin-film solar cell indus-

tries, which have developed planar deposition technology with remarkable

uniformity over very large surfaces and with high throughput. Depositions

over areas of several square meters coupled with nanometric precision are

commonplace.

In 1974, Fuhs et al. were the first to study the interface between a c-Si

wafer and an a-Si:H film (Fuhs et al., 1974). A few years later, Pankove

76 Christophe Ballif et al.

reported on the surface passivating properties of such thin films (Pankove

and Tarng, 1979). In the early 1980s, a new type of tandem silicon solar cell

was reported by Hamakawa et al., consisting of a multicrystalline silicon bot-

tom cell and an a-Si:H top cell, the so-called Honeymoon cell. As the emit-

ter of the bottom cell was made from a-Si:H as well, this is likely the first

solar cell incorporating a silicon heterojunction for the emitter formation

(Hamakawa et al., 1983; Okuda et al., 1983). Of notable interest is that

a-Si:H layers are usually deposited at temperatures below 200 �C. Thismakes the heterojunction concept also particularly attractive to fabricate

emitters on substrates that would not withstand the temperatures usually

involved in homojunction solar cell fabrication. This point gave Panasonic

(Sanyo at the time) the motivation to incorporate silicon heterojunctions

into their thin-film multicrystalline silicon solar cells in the late 1980s

(Taguchi et al., 1990). To study the properties of this a-Si:H/multicrystalline

silicon junction, devices were also fabricated on regular silicon wafers. The

first devices resulted in efficiencies close to 12% andwere fabricated by direct

deposition of a thin boron-doped a-Si:H(p) emitter on an n-type c-Si wafer.

These cells were identified to suffer from substantial interface recombina-

tion. A first significant advance was made when a thin intrinsic a-Si:H layer

was inserted between the doped emitter and wafer to alleviate this issue. This

is the so-called heterojunction with intrinsic thin-layer (HIT) structure,

which increased the efficiency up to 14.5% (Taguchi et al., 1990).

A second step toward high-efficiency solar cells was made by using a similar

heterostructure as a passivating back (electron-collecting) contact, bringing

the efficiency to over 18% (Tanaka et al., 1992). From this, it was clear that

both electron- and hole-collecting contacts need to be passivated, and both

can be fabricated by planar heterojunction technology.

In Fig. 2.1, we sketch an a-Si:H/c-Si heterojunction solar cell with front

and rear intrinsic a-Si:H buffer layers, as developed by Panasonic, and its

band diagram. In the last 20 years, Panasonic has increasingly refined the het-

erojunction concept, even though the essential characteristics remained

unchanged. Specific attention has been paid to improve surface passivation,

lower the optical losses, and increase the fill factor (FF) of the devices. This

sustained effort found its culmination in a reported solar cell efficiency of

24.7% in 2013 for a large-area (>100 cm2) device (Taguchi et al., 2014),

using a silicon wafer less than 100 μm thick. This device featured a Voc of

750 mV, a value approaching the theoretical limit, underlining the particular

appeal of this technology. With the interdigitated-back-contact configura-

tion, the same company reduced the current losses at the front of the cell

77Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

while maintaining highVoc and FF. Panasonic recently reached an efficiency

of 25.6% for a 144 cm2 device, the highest 1-sun efficiency ever reported for

a silicon solar cell (Panasonic, 2014a).

2.1. Recombination at surfacesIn a working solar cell, generated carriers are collected at the relevant con-

tacts or they recombine.Whereas the former process constitutes the external

device current, the latter is purely a loss mechanism. Prior to either of these

two processes occurring, the generated carriers reside in the material, where

they contribute to the voltage of the device. In open-circuit conditions,

obviously no current flows, and thus the Voc is directly linked to carrier

recombination processes. Microscopically, in c-Si, bulk recombination is

usually caused by deep defects, which originate from impurities or crystal

defects. Such recombination is usually described by Shockley–Read–Hall

recombination statistics. Deep-defect recombination is also of serious con-

cern at clean silicon surfaces. The reason for this is the fact that the silicon

lattice consists of covalent Si–Si bonds that must be broken at the surface.

Depending on the precise surface orientation, each silicon surface atom will

feature either one (as on the (111) silicon surface) or two (as on the (100)

silicon surface) dangling bonds. These clean surfaces are often not stable

and may reconstruct into lower-energy configurations, which could feature,

e.g., Si–Si dimer bonds. The remaining silicon dangling bonds need to be

passivated, however. The silicon dangling bond is a so-called amphoteric

defect, which implies that it can have three different charge states. In its neu-

tral state, it contains a single electron and its energy level is approximately at

midgap, halfway between the valence band maximum and conduction band

Ag

TCO

TCO

a-Si:H (p+)a-Si:H (i)

a-Si:H (i)a-Si:H (n+)

c-Si (n)

Ag

e−h+

E

x

Figure 2.1 Schematic of a silicon heterojunction solar cell on an n-type wafer, includingits band diagram. Adapted with permission from De Wolf et al. (2012a).

78 Christophe Ballif et al.

minimum. In this state, it can give up its electron (positively charged state) or

it can host a second electron (negatively charged state). The ease with which

the dangling bond can move between these states, accepting either electrons

from the conduction band or holes from the valence band, explains its high

recombination activity and the need for surface passivation.

2.2. Physics of passivationThemicroscopic passivationmechanismof c-Si by a-Si:H ismost likely closely

linked to hydrogenation of surface states, where the hydrogen is supplied from

the passivating film. For good passivation, it is necessary that the interface

between the two materials be atomically sharp, i.e., that no epitaxial growth

has takenplace (DeWolf andKondo,2007a;Olibet et al., 2010).For such films,

low-temperature annealing can also improve the passivation properties. For

isothermal annealing, it was found that, irrespective of the precise deposition

conditions, the electronic properties always obey stretched-exponential laws

over the annealing time (DeWolf et al., 2008).Based on this, it couldbe argued

that the passivation is to a significant extent driven by microscopic

rearrangement of hydrogen close to the interface. Comparison with the bulk

properties of a-Si:H indicated that the dominant defect responsible for

recombination must be the same both in the a-Si:H bulk and at a wafer

surface, and that this defect is likely the silicon dangling bond (De Wolf

et al., 2012b). Quite generally, the passivation properties of a-Si:H films

mimic what occurs in their bulk, which includes effects such as light-induced

degradation (De Wolf et al., 2011) and doping-induced defect generation

(De Wolf and Beaucarne, 2006; De Wolf and Kondo, 2007b, 2009).

2.3. Deposition of high-quality a-Si:H filmsSince the passivating intrinsic a-Si:H layers are of such importance for the

final device, great care has to be taken during their deposition. In particular,

damage of the c-Si surface during deposition has to be limited as much as

possible. The most common way of depositing these very thin layers is

by plasma-enhanced chemical vapor deposition (PECVD), using silane

(SiH4)—often mixed with H2 for an additional source of hydrogen—as

the gas precursor, in a capacitively coupled parallel-plate reactor configura-

tion. 13.56 MHz radio frequency (RF) power is generally used for plasma

excitation (De Wolf and Kondo, 2007a; Munoz et al., 2012; Schulze

et al., 2010; Strahm et al., 2010a), but very high frequencies (VHF) of

40.68 MHz or even 70 MHz have also been applied with success for c-Si

79Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

surface passivation (De Wolf et al., 2008; Descoeudres et al., 2013; Mueller

et al., 2010). VHF PECVD is known to have two main advantages over the

more common RF PECVD: higher deposition rates due to enhanced dis-

sociation of silane molecules, and reduced ion bombardment on the sub-

strate due to lower sheath voltages (Shah, 2010). The effect of ion

bombardment during film growth on the passivation quality is still under

debate, but it likely creates defects in the a-Si:H matrix, reducing the

a-Si:H/c-Si interface passivation (Illiberi et al., 2011). Device-grade

PECVD passivating a-Si:H films are typically deposited at temperatures of

approximately 200 �C, in the 10–100 Pa pressure range, and in the

10–100 mW/cm2 power density range. Even if thickness inhomogeneity

issues can arise in large-area (>1 m2) PECVD systems (even more critical

when using VHF rather than RF) (Howling et al., 2004; Schmitt et al.,

2002), a-Si:H depositions have already been demonstrated in industrial

systems with excellent uniformity and passivation (Strahm et al., 2010b).

The development of such industrial reactors dedicated specifically to silicon

heterojunction solar cell technology undoubtedly benefited from the

knowledge gained in recent years by the thin-film transistor and thin-film

silicon solar cell industries (Shah et al., 2013).

Other relatively similar deposition techniques have also been investi-

gated for c-Si passivation with a-Si:H, such as direct-current PECVD

(Das et al., 2008), inductively coupled PECVD (Zhou et al., 2012), hot-wire

(or catalytic) CVD (Gielis et al., 2008; Schuttauf et al., 2011; Wang et al.,

2010), electron-cyclotron-resonance CVD (Maydell et al., 2006), DC

saddle-field glow discharge (Bahardoust et al., 2010), and expanding thermal

plasma (Illiberi et al., 2010). Although some of these techniques can provide

passivation results comparable to those obtained by RF PECVD (Schuttauf

et al., 2011), the latter remains the most widespread technology at present,

mostly because of its well-proven usability at the industrial scale.

Although the passivation properties of an a-Si:H film can generally be

improved by thermal annealing (De Wolf et al., 2008; Schulze et al.,

2009), excellent passivation with layers in their as-deposited state appears nev-

ertheless to be important, mostly for layer stability over time, but also for prac-

tical reasons in the case of an industrial fabrication process. It has been reported

that device-grade, passivating intrinsic a-Si:H layers are deposited in plasma

regimes close to the amorphous-to-(micro-)crystalline transition

(Descoeudres et al., 2010); this material is similar to that required for the

intrinsic layer in thin-film silicon solar cells (Collins et al., 2003; Guozhen

et al., 2000). Such layers are generally hydrogen rich, and show a low bulk

80 Christophe Ballif et al.

defect density related to a hydrogen bonding configuration dominated by

monohydrides (Si–H) (Kroll et al., 1996, 1998). In silane-based discharges,

this transition is unequivocally determined by the actual SiH4 concentration

in the plasma, cp¼ c(1�D), with c the input SiH4 concentration and D the

SiH4 depletion fraction induced by the discharge (Strahm et al., 2007). With

the aid of plasma diagnostics such as infrared absorption spectroscopy or opti-

cal emission spectroscopy, it is indeed found that the best as-deposited a-Si:H

passivating films are obtainedwith low-cp plasmas, which correspond precisely

to amorphous regimes close to the crystalline transition (Strahm et al., 2007).

These regimes can be produced either with SiH4 plasmas highly diluted with

H2 (Gogolin et al., 2012) or with highly depleted pure SiH4 plasmas

(Descoeudres et al., 2010; Howling et al., 2010). This result underlines again

the clear role of atomic hydrogen, coming from H2 or SiH4, in the micro-

scopic passivation mechanism at the a-Si:H/c-Si interface.

As stated above, epitaxial growth has to be avoided in order to have high

passivation quality. To work in regimes close to the amorphous-to-crystalline

transition is therefore not without risk. A possible way to further approach the

transition without epitaxial growth on the c-Si surface is the use of H2 plasma

treatments, either during (Descoeudres et al., 2011) or after (Mews et al.,

2013) the a-Si:H deposition. Such treatments have several impacts on the

deposited a-Si:H material. Depending on the plasma treatment conditions,

one observes a modification of thematerial structure (either increased disorder

in the silicon network (Descoeudres et al., 2011) or improved film quality,

leading to better film stability with regard to light-induced degradation

(Sakata et al., 1993)), and an increase in the hydrogen content (Fig. 2.2),

which also widens the bandgap. Although treated a-Si:H films may be more

disordered and can contain more recombinative defects than untreated films,

the passivation quality of the crystalline substrate is generally greatly improved

due to the increased hydrogen content in the film. Hydrogen diffuses from the

bulk of the very thin a-Si:H layer toward the a-Si:H/c-Si interface, efficiently

passivating silicon dangling bonds at the interface.

Note that H2 plasma treatments before a-Si:H growth, i.e., directly on the

bare c-Si surface, lead to the creation of persistent defects at the surface and

thus to reduced passivation quality afterwards (Schuttauf et al., 2011). More

generally, the impact of any plasma species impinging on the bare surface at

plasma ignition is, to some extent, detrimental to surface passivation

(Neitzert et al., 1993). This damage created at the very early stage of the

plasma deposition process is then partly recovered by the passivating effect

of the deposited film itself. Similarly, a prolonged H2 treatment on a

81Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

deposited a-Si:H passivating film can lead to undesirable excessive film etch-

ing. Under a critical thickness, the etched passivating layer does not ade-

quately protect the c-Si surface from the H2 plasma, and defects can also

be created underneath at the a-Si:H/c-Si interface (Geissbuhler et al.,

2013). H2 plasma treatments have also been demonstrated as a dry method

to clean the wafer surface and thus a possible alternative to the traditional

hydrofluoric acid (HF) dip before PECVD (Martın et al., 2004).

2.4. Surface passivation on n- and p-type wafersAlthough p-type c-Si is the standard material for diffused-junction solar cells

and therefore largely dominates current industrial photovoltaics production,

n-type monocrystalline silicon appears to be the best candidate for high-

efficiency solar cells and is foreseen to increase its share in c-Si photovoltaics

production in the coming years (International Technology Roadmap for

Photovoltaics, 2013). Indeed, the minority-carrier lifetime in the c-Si bulk

is usually higher in n-type than in p-type material because most metallic

0

0.1

0.2

0.3

0.4

0.5

0.6

0.7

0.8

180019002000210022002300

Wavenumber (cm−1)

Abs

orba

nce

SiH

SiH

2

SiH

2(O

2)

H2 treated layerStandard layer

Figure 2.2 Absorption spectra measured by attenuated total reflectance Fourier-transform infrared spectroscopy of 15-nm-thick H2-plasma-treated and untreateda-Si:H layers deposited on (111) c-Si wafers. Spectra are deconvoluted with twoGaussians, centered at 2000 cm�1 (monohydride bonds, stretching mode) and at2080 cm�1 (higher hydrides bonds, stretching mode). Reproduced with permission fromDescoeudres et al. (2011).

82 Christophe Ballif et al.

point defects have larger capture cross sections for electrons than for holes

(Macdonald and Geerligs, 2004). Moreover, Czochralski (CZ) n-type

wafers do not suffer from light-induced degradation, as is the case for CZ

p-type wafers when a boron–oxygen or boron–iron complex is present

(Lagowski et al., 1993; Schmidt and Cuevas, 1999). Therefore, considering

only the basic bulk properties of c-Si wafers, n-type material is better suited

to reach high conversion efficiencies.

Regarding surface passivation with a-Si:H, fundamental differences exist

between n- and p-type wafers. As with bulk defects, the capture cross sec-

tions of surface defects, i.e., dangling bonds, are larger for electrons than for

holes (Olibet et al., 2010). The same phenomenon occurs for surface defects

with thermally grown silicon dioxide (SiO2) passivation (Aberle et al.,

1992), even though the asymmetry in the respective cross sections is much

more pronounced in this case than for defects at the a-Si:H/c-Si interface. As

a result, the injection-dependent minority-carrier lifetime curves are differ-

ent for the n- and p-type cases (Fig. 2.3). A significant drop in lifetime is

observed at low injection on p-type wafers because electrons (the minority

carriers in p-type c-Si) are more easily lost at the interface than holes via

defect-assisted recombination. This behavior cannot be attributed to bulk

defects, because high-quality float-zone (FZ) wafers were used in this exper-

iment. Notably, this drop in lifetime in the p-type case has a detrimental

effect on the FF of completed solar cells (see Section 4.2). Aluminum oxide

(Al2O3) layers are better adapted to p-type wafer passivation than a-Si:H.

Higher low-injection lifetimes are obtained with such layers, due to the neg-

ative fixed charge present in this material (Hoex et al., 2008).

At high injection, on the other hand, the lifetimes are similar in both

cases, and are limited by unavoidable Auger and radiative recombination.

Thus, there is the potential to reach very high Voc values, characteristic of

the excellent surface passivation of silicon heterojunction solar cells, on both

n- and p-type wafers, as shown by the relatively similar implied Voc values

(Fig. 2.3). Such high-lifetime cells do indeed reach high injection at open

circuit under 1-sun illumination.

3. FROM PASSIVATED WAFERS TO COMPLETESOLAR CELLS

3.1. Wafer cleaning and texturingFor silicon heterojunction solar cells, the wafer of choice is usually a mono-

crystalline silicon CZ wafer that is phosphorus doped and has (100) surface

83Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

orientation. Its thickness may vary from about 200 to 100 μm (Taguchi

et al., 2014), and it is usually pseudo-square with 600 sides if used for industrialsilicon heterojunction solar cells (Papet et al., 2013). Monocrystalline silicon

is usually preferred to multicrystalline silicon because of the higher carrier

lifetimes usually associated with the monocrystalline material. In addition,

the defined crystalline orientation of monocrystalline silicon allows for

random-pyramid texturing. Such pyramids are formed by anisotropic

etching of (100) surfaces, which reveals pyramids with (111) oriented facets

(Bean, 1978). The bases of the pyramids are usually in the range of 5–10 μm,

and the facets can feature steps but are usually quite flat. This flatness is of

considerable importance to deposit thin films of equal thickness during sub-

sequent processing. Such surfaces are almost impossible to obtain on multi-

crystalline wafers. One option for heterojunction technology on cast-silicon

10−3

10−2

1014 1015 1016

n-typep-type

Minority carrier density (cm−3)

Life

time

(s)

Implied Voc = 732 mV

Implied Voc = 730 mV

1 sun

1 sun

MPP

MPP

Auger + radiativerecombination limits

Figure 2.3 Minority-carrier effective lifetimes of silicon heterojunction solar cell precur-sors (textured wafers passivated with co-deposited i-n and i-p a-Si:H stacks) on n- andp-type 4 Ω cm FZ wafers, measured with a quasi-steady-state photoconductance sys-tem (Sinton and Cuevas, 1996). The injection levels corresponding to 1-sun illuminationare marked by solid arrows, and the corresponding implied Voc values are given. Theinjection levels corresponding to the maximum power points (MPPs) of the finisheddevices (under 1-sun illumination) are marked by the dashed arrows. Combined radia-tive and Auger recombination limits are shown by the solid lines (Richter et al., 2012;Schlangenotto et al., 1974). Reproduced with permission from Descoeudres et al. (2013).

84 Christophe Ballif et al.

wafers is to use quasi-monocrystalline silicon wafers ( Jay et al., 2012). How-

ever, suchwafers still require post-wafering processing steps such as gettering

and hydrogenation to bring the bulk carrier lifetime to acceptable levels,

casting doubt on whether this material is well suited for the fabrication of

cost-effective silicon heterojunction solar cells.

The preparation of the wafer surfaces prior to film deposition usually

consists of several steps, some of which can be combined. First, damage cau-

sed by wafer sawing is removed in an alkaline solution. Next, the typical

pyramidal texture is developed, also using an alkaline solution (Bean,

1978; Papet et al., 2006). This process is followed by wafer cleaning. Several

methods exist for this purpose, but usually the philosophy is the same: The

surfaces are wet-chemically oxidized, “encapsulating” impurities present on

the surface, and then the oxide is stripped, usually in a dilute HF bath. Dur-

ing this process, the impurities are removed, while the exposed silicon sur-

face is terminated by hydrogen atoms. This yields chemical passivation, and

can also stabilize the surface for some time following removal of the wafers

from the chemical baths. Despite this, it is usually recommended to swiftly

transfer the wafers into the deposition system.

3.2. Electron and hole collectors: Doped a-Si:H layersTo give carriers generated in the silicon wafer an incentive to be collected,

contacts specifically designed for the collection of electrons and holes must

be designed. In principle, several approaches for forming such carrier-

selective contacts exist; in silicon heterojunction solar cells, this is achieved

by depositing thin doped a-Si:H layers on the passivation layers. For elec-

tron collection, a thin phosphorus-doped a-Si:H(n) film is used, whereas

for hole collection a thin boron-doped a-Si:H(p) film is used. Though

the doping efficiency for these materials may show some asymmetry—

boron doping is well known to be difficult to achieve—the best devices

reported to date rely on this type of contact. An integral part of these con-

tacts is the transparent conductive oxide/metal stacks that are deposited on

them. The precise contact formation, including the effect of the bulk and

interface properties, has been the subject of intense study in recent years

(Bivour et al., 2013, 2014a; Favre et al., 2013; Rossler et al., 2013).

(Note that, apart from directly forming hole and electron collectors

in silicon heterojunction solar cells, highly doped a-Si:H layers can also

be used in c-Si solar cells as a phosphorus or boron dopant source for dif-

fusion into the c-Si substrate (Seiffe et al., 2013)).

85Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

From a practical point of view, doped a-Si:H films are deposited like intrin-

sic films by PECVDwith a SiH4 andH2mixture (see Section 2.3), butwith the

addition of gases containing dopant precursors, highly diluted inH2. These are

usually diborane (B2H6) or trimethylboron (B(CH3)3) for p-type a-Si:H, and

phosphine (PH3) for n-type a-Si:H. As is well known in the thin-film silicon

solar cell community, care has to be taken regarding cross-contamination if

doped and intrinsic a-Si:H layers are successively deposited in a single PECVD

chamber. Boron or phosphorus present in the a-Si:H on the reactor walls or

substrate holder can be unintentionally incorporated into subsequent layers

(Collins, 1988; Roca i Cabarrocas et al., 1989). Such contamination leads to

poor p/i or n/i a-Si:H interface properties and is detrimental to the efficiency

of thin-film silicon solar cells. Similarly, dopant contamination in the intrinsic

a-Si:H passivation layers of silicon heterojunction solar cells leads to reduced

passivation quality and thusVoc (more severely for boron than for phosphorus

contamination). Dopants induce defects in the a-Si:H matrix, which act as

recombination centers (De Wolf and Kondo, 2009; Korte and Schmidt,

2008).To circumvent these boron andphosphorus cross-contamination issues,

several solutions have been developed (apart from using a multi-chamber

PECVD system with chambers dedicated to i-, n-, and p-layer depositions):

the deposition of a thick intrinsic coating on the reactor walls between layer

depositions (Platz et al., 1997; Xiao-Dan et al., 2009), the use of a carbon

dioxide (CO2) (Platz et al., 1997) or H2 plasma treatment (Cubero et al.,

2011; Xiao-Dan et al., 2009), or the use of an ammonia (NH3) (Ballutaud

et al., 2004) or water vapor flush (Kroll et al., 2004).

Recently, more groups have started to investigate the use of specific

electron- and hole-collecting materials that are not necessarily silicon

based. For example, molybdenum oxide (MoOx) has been used in place

of p-type a-Si:H as a hole-collecting layer. MoOx is a wide-bandgapmaterial

with a high work function. Therefore, it displays significantly higher trans-

parency in the UV than p-type a-Si:H while maintaining the role of hole

collector. With this approach, a short-circuit current density (Jsc) gain of

about 1 mA/cm2 was obtained, compared to reference cells using p-type

a-Si:H hole collectors, while maintaining a high Voc (Battaglia et al.,

2014a,b).

3.3. Transparent conductive oxide layersIn diffused-junction solar cells, the diffused emitter has a low sheet resistance

of typically 50–100 Ω/sq because of its high doping density, mobility, and

86 Christophe Ballif et al.

thickness. In silicon heterojunction solar cells, the deposited emitter is made

of low-mobility a-Si:H and it is only 5–10 nm thick. Consequently, low-

resistance lateral transport is not possible in the emitter, and—as in thin-film

solar cells that face the same obstacle—a transparent conductive oxide

(TCO) layer is required at the front side to provide a low-resistance current

path to the metal fingers. Its contribution to the lumped series resistance of

the cell, and thus to power loss through Joule heating, is proportional to its

sheet resistance, given by Rsheet¼1/enμt, where e is the electronic charge, nis the free-electron density, μ is the electron mobility, and t is the layer thick-

ness (Meier and Schroder, 1984). As in diffused-junction solar cells, sheet

resistances of 50–100 Ω/sq are required for a typical finger spacing of

approximately 2 mm if the TCO is not to contribute overwhelmingly to

the lumped series resistance. The thickness of the layer is almost always fixed

at approximately 75 nm since it then conveniently behaves as an excellent

anti-reflection coating with a reflectance minimum at 600 nm. (This is pos-

sible because most TCOs have refractive indices of approximately 2, the

geometric mean of air and silicon.) To reach the desired sheet resistance,

instead of making the TCO layer thicker, the free-electron density is instead

commonly tuned by adjusting the doping density. This approach is effective

but has a negative side effect: Parasitic absorption of infrared light by

free carriers increases with increasing free-electron density, reducing Jsc (dis-

cussed in detail later) (Holman et al., 2013a; Schroder et al., 1978).

Conversely, increasing the electron mobility reduces sheet resistance and

free-carrier absorption (Schroder et al., 1978). High-mobility TCOs are

thus the holy grail of silicon heterojunction TCO research and are an impor-

tant component of Panasonic’s success (Kinoshita et al., 2011; Taguchi et al.,

2009, 2013), but obtaining such layers is challenging.

For bifacial solar cells, the requirements for the rear TCO layer are sim-

ilar to those for the front layer, but higher TCO sheet resistance can often be

tolerated because the rear fingers are frequently closer together and the sheet

resistance that is relevant to the lumped series resistance is that of the wafer

and the rear TCO layer in parallel (assuming a front-emitter cell; for a rear-

emitter cell, this is true for the front TCO layer). For a silicon heterojunction

solar cell with full rear metallization, a TCO layer is not required for lateral

transport—in fact, it is not clear that a TCO layer is required at all. While

Bivour et al. demonstrated a 22.8% efficient rear-emitter cell without a rear

TCO layer, in which a silver rear reflector was deposited directly on a highly

doped p-layer (Bivour et al., 2012), a rear TCO layer is often included to

reduce contact resistance (Holman et al., 2013a). In addition, Holman

87Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

et al. showed that the rear TCO layer can play an important optical role if its

thickness and carrier density are chosen correctly (Holman et al., 2013a,b,

2014). Near-bandgap p-polarized light that arrives at the rear TCO layer

above the critical angle for internal reflection creates an evanescent wave that

can be strongly absorbed in either the TCO layer itself or the subsequent

metal reflector in the form of a surface plasmon polariton. By reducing

the TCO free-electron density to n<1020 cm�3 and increasing the thick-

ness to t>100 nm, both losses are suppressed, increasing the path length

of weakly absorbed light in the wafer and thus increasing Jsc. For an

interdigitated-back-contact (IBC) silicon heterojunction solar cell, the

requirements for the rear TCO layers are the same as for cells with full rear

metallization (though electrical contact needs to be made to both n- and

p-type a-Si:H layers) and no TCO layer is required at the front.

The most commonly used TCO in silicon heterojunction solar cells is

indium tin oxide (ITO) with a tin oxide content of 5–20%. ITO is deposited

by DC or RF sputtering in an argon atmosphere, and oxygen gas is added to

tune the doping of the resulting layers through the density of oxygen vacan-

cies (Buchanan et al., 1980; Holman et al., 2013a). Figure 2.4 shows the

mobility and free-electron density, as determined from Hall-effect measure-

ments, of ITO layers sputtered at room temperature using identical condi-

tions but varying oxygen partial pressures. Two nominal film thicknesses

were investigated (left column: �120 nm; right column: �290 nm) and

the films were measured before and after curing at 200 �C, which is the finalstep in silicon heterojunction fabrication after screen printing. In all cases,

the mobility is relatively constant at a respectable but not impressive

20–40 cm2/Vs, whereas the free-electron density drops by roughly two

orders of magnitude as oxygen vacancies are filled.

To further increase mobility, researchers have explored doping indium

oxide with tungsten (IWO) (Lu et al., 2013), hydrogen (IO:H) (Barraud

et al., 2013; Koida et al., 2007, 2008, 2009, 2010, 2012), or both

(IWOH) (Kobayashi et al., 2012). Lu et al. reported a mobility of

77.8 cm2/Vs for annealed IWO (Lu et al., 2013). Koida et al. achieved

120 cm2/Vs with IO:H sputtered in an atmosphere dosed with water vapor;

they attributed the high mobility to an amorphous layer that crystallized to

form larger grains upon annealing than can be achieved in as-deposited poly-

crystalline layers (Koida et al., 2007). This result was reproduced by Barraud

et al., who fabricated a 22.1% efficient silicon heterojunction solar cell with

an IO:H front TCO layer after they identified and solved a contact resistance

problem between this layer and the screen-printed silver fingers (Barraud

88 Christophe Ballif et al.

et al., 2013). Figure 2.4 displays an IO:H layer in addition to ITO layers.

Because of IO:H’s much higher mobility, switching from the best ITO layer

in Fig. 2.4 to an IO:H layer with identical sheet resistance results in signif-

icantly less parasitic absorption (Fig. 2.5A) and a full 1.0 mA/cm2 gain in Jsc(Fig. 2.5B) (Barraud et al., 2013). Sputtered aluminum-doped zinc oxide

(ZnO) is occasionally used in silicon heterojunction solar cells in place of

indium-based TCOs (Maydell et al., 2006), but it is often too resistive (hard

to achieve high free-electron densities) and does not have particularly high

mobility.

100

120

240270300330

ITO

IO:H

B

Thi

ckne

ss (

nm) A

C

E F

D

100

120

240270300330

10

20

30

40

6080

100

Mob

ility

(cm

2 /Vs)

10

20

30

40

6080100

1018

1019

1020

1021

1018

1019

1020

1021

Thick layers

Uncured200 �C,10 min

200 �C,30 min

Car

rier

dens

ity (

cm−3

)

Plasma O2 content (%)

Thin layers

0 1 2 3 4 5 6 0 1 2 3 4 5 6

Figure 2.4 (A) and (B) Thickness, (C) and (D) mobility, and (E) and (F) free-electron den-sity of ITO and IO:H layers sputtered on glass before and after curing at 200 �C. ITO filmsof the same nominal thickness were deposited with identical conditions but varyingoxygen partial pressure. Characterization was performed with profilometry and Hall-effect measurements.

89Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

3.4. MetallizationAs in diffused-junction solar cells, the front fingers and busbars of silicon het-

erojunction solar cells are typically screen printed; a critical difference, how-

ever, is that the paste must be curable at temperatures below 250 �C to avoid

desorbing hydrogen from the a-Si:H layers, ruining the passivation. The two

types of low-temperature paste are thermoplastic and thermoset (Zicarelli

et al., 2010). The choice of paste depends on the required solderability for

interconnection, on the targeted aspect ratio, and on the application (small

cells for research or large-area devices). Compared to high-temperature fired

paste (ρ¼3 μΩ cm), the best low-temperature paste typically reaches

8–10 μΩ cm. Silver nanopastes reach lower values but are prohibitively

expensive and are hard to print thick enough. For large-area samples

(>100 cm2), this factor of three in resistivity is a major drawback of silicon

heterojunction technology. In other words, to reach similar finger-related

losses as in diffused-junction c-Si cells, three times more paste has to be used.

An easy approach to reduce paste consumption is to increase the number of

0

5

10

15

B

IO:H,43 Ω/sq ITO,38 Ω/sq

Abs

orba

nce

(%)

A

400 600 800 1000 12000

20

40

60

80

100

IO:H, 40.0 mA/cm2

ITO, 39.0 mA/cm2

EQ

E a

nd 1

-ref

lect

ance

(%

)

Wavelength (nm)

Figure 2.5 (A) Absorbance spectra of IO:H and ITO films on glass with the same thick-ness and sheet resistance. (B) External quantum efficiency (solid) and 1-reflectance(dashed) spectra of identical silicon heterojunction solar cells with IO:H and ITO frontTCO layers. Active-area Jsc values are given. Reproduced with permission from Barraudet al. (2013).

90 Christophe Ballif et al.

busbars. An increase from three to five busbars allows, to a first approximation,

a decrease by 52/32�3 of the quantity of silver paste used for all fingers. A five-

busbar silicon heterojunction cell can, hence, have finger-related FF losses

similar to a three-busbar cell fired at high temperature. Three other

approaches to reduce silver consumption are:

1. Low-temperature copper paste: Usually, such pastes include a low-melting-

point alloy surrounding the copper particles. Some preliminary results

were demonstrated (Tokuhisa et al., 2012), but cost and reliability data

are not yet available.

2. Multi-wires: A promising approach is the use of multi-wire arrays, initially

developed by Day4 Energy and now commercialized under the name

“SmartWire.” This technology uses many wires in the place of busbars,

and the wires are “soldered” to the finger paste during the lamination

process (Fig. 2.6). The multi-wire approach is reported to reduce silver

consumption to 40 mg per side of a 600 cell (Soderstrom et al., 2013),

thanks to the relaxed requirements for finger conduction. The process

is also compatible with bifacial cells. A 320 Wmodule with a multi-wire

approach was demonstrated recently (Kobayashi et al., 2013). Addition-

ally, the multi-wire approach opens the possibility of other printing

techniques for contacts, such as inkjet or offset printing, allowing a fur-

ther reduction in silver usage (Hashimoto et al., 2013).

Figure 2.6 (A) Photograph of the multi-wire contacting scheme applied to the front fin-gers of a silicon heterojunction cell. (B) Scanning electron microscope image (preparedby using focussed ion-beammilling) of a nickel/copper finger. Shown below are energy-dispersive X-ray maps of copper, nickel, and indium, and a top-view scanning electronmicroscope image of the finger displayed above. Adapted with permission fromGeissbühler et al. (2014).

91Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

3. Plated contacts: Several groups reported excellent results with copper-

plated contacts (Geissbuhler et al., 2014; Hernandez et al., 2013;

Munoz et al., 2012; Papet et al., 2013), including 24.2% efficient cells

by Kaneka (Hernandez et al., 2013). The ITO layer that is usually used

as the front contact and anti-reflection coating forms a good barrier

against copper diffusion and offers a natural conductor for direct plating.

In some cases, a nickel seed layer was reported to promote good adhesion

of copper fingers on the solar cells (Geissbuhler et al., 2014), as illustrated

in Fig. 2.6B. There are many approaches for creating the pattern or the

seed layer, including inkjet printing of hot-melt wax (Hermans et al.,

2013). In principle, copper metallization allows a large cost decrease

compared to three- or even five-busbar silver-printed cells. However,

it comes with the additional steps required to pattern the cell or to

remove the mask.

3.5. Record cellsIn recent years, several academic groups have started to investigate silicon

heterojunction solar cells. Meanwhile, companies have begun work on this

technology as well. In the following tables we summarize the best reported

results to date. Tables 2.1 and 2.2 show the best results on n- and p-type

wafers, respectively. Table 2.1 clearly reinforces that this technology enables

record values forVoc. Note as well that an increasing number of groups have

come very close to, or have even overcome, the 40 mA/cm2 mark for Jsc.

Additionally, several groups have clearly demonstrated that FF>80% is pos-

sible, despite prior doubts. To put these results in perspective, in Table 2.3

we show the best diffused-junction solar cells.

In Table 2.4, we show solar cells that belong to the family of hetero-

junction solar cells but have slight deviations such as a diffused front-surface

field combined with a heterojunction rear emitter; SiOx tunnel oxides

instead of intrinsic a-Si:H buffer layers; or epitaxial emitters combined with

passivating heterostructure contacts. These results underline the fact that

there are several approaches to fabricate high-efficiency silicon hetero-

junction solar cells.

Table 2.5 shows the emerging trend of combining heterojunction tech-

nology with IBC solar cells. Because no shadow losses are present and no

contacting structures are needed at the front, such a design may offer the

ultimate solution that combines high Voc and high Jsc. In 2013, Sharp pres-

ented exciting results with an IBC structure, the precise processing of which

remains undisclosed. These were followed in 2014 by the spectacular new

92 Christophe Ballif et al.

Table 2.1 Device results on n-type c-Si wafers

Affiliationη(%)

Voc(mV)

Jsc(mA/cm2)

FF(%)

Area(cm2) Statusb Year

Panasonic, Japan

(Taguchi et al., 2014)

24.7 750 39.5 83.2 101.8,

CZ

IC

(AIST)

2013

Kaneka, Japan

(Hernandez et al., 2013)

24.2 738.3 40.02 81.9 171.28,

CZ

IC

(ISE)

2013

RRR, Switzerlanda 23.14 736.7 38.64 81.3 239,

CZ

– 2014

EPFL and CSEM,

Switzerland

(Geissbuhler et al., 2014)

22.4 728 39.15 78.6 4,

FZ

– 2014

CIC, Japan

(Kobayashi et al., 2013)

22.3 733 37.28 81.8 243,

CZ

– 2013

AUO, Taiwan

(Chen et al., 2013)

22.26 724 37.5 81.97 238.9 – 2013

CEA-INES, France

(Munoz et al., 2012)

22.2 730 38.7 78.5 104 IC

(ISE)

2012

Hyundai HI, Korea

(Choi et al., 2011)

21.1 721 36.6 79.9 �220 – 2011

SERIS, Singapore

(Mueller et al., 2012)

21.1 702.2 38.2 78.6 1 – 2012

aThe cell was measured in a multi-wire configuration.bThe status column indicates whether the result was independently confirmed (IC) or appeared in a peer-reviewed publication (PR).

Table 2.2 Device results on p-type c-Si wafers

Affiliationη(%)

Voc(mV)

Jsc(mA/cm2)

FF(%)

Area(cm2) Statusb Year

EPFL, Switzerland

(Descoeudres et al., 2013)

21.4 722 38.4 77.1 4,

FZ

IC

(ISE)

2012

NREL, USA

(Wang et al., 2010)

19.3 678 36.2 78.6 0.9,

FZ

IC

(NREL)

2010

Titech,a Japan

(Irikawa et al., 2011)

19.1 680 36.6 76.9 0.8,

FZ

PR 2011

Julich,a Germany

(Ding et al., 2013)

18.5 664 35.7 78 0.76,

FZ

PR 2013

aActive-area efficiency.bThe status column indicates whether the result was independently confirmed (IC) or appeared in a peer-reviewed publication (PR).

Table 2.3 Best c-Si homojunction solar cells for p- and n-type c-Si wafers

Affiliationη(%)

Voc(mV)

Jsc(mA/cm2)

FF(%)

Area(cm2) Year

UNSW, Australia

(Zhao et al., 1996)

25 706 42.7 82.8 4, FZ, p 1998

SunPower, USA

(Cousins et al., 2010)

24.2 721 40.5 82.9 155, CZ, n 2010

Table 2.4 Notable exceptions on p- and n-type c-Si wafers

Affiliationη(%)

Voc(mV)

Jsc(mA/cm2)

FF(%)

Area(cm2) Type Statusa Year

Fraunhofer

ISE, Germany

(Heng et al.,

2013)

24.4 715 41.5 82.1 4,

FZ,

n

Diffused

front

emitter,

SiOx tunnel

oxide rear

IC

(ISE)

2014

Fraunhofer

ISE, Germany

(Bivour et al.,

2012)

22.8 705 39.9 81.5 4,

FZ,

n

Diffused

front-surface

field, rear

emitter

PR 2012

Silevo, USA

(Heng et al.,

2013)

22.1 728 38.65 78.6 155,

CZ,

n

SiOx tunnel

oxide layers

IC

(Sandia)

2013

IBM, USA

(Hekmatshoar

et al., 2012)

21.9 710 39.3 78.6 0.92,

FZ,

p

Epitaxial

emitter

PR 2012

aThe status column indicates whether the result was independently confirmed (IC) or appeared in a peer-reviewed publication (PR).

Table 2.5 Device results for IBC silicon heterojunction designs

Affiliationη(%)

Voc(mV)

Jsc(mA/cm2)

FF(%)

Area(cm2) Year

Panasonic, Japan

(Panasonic, 2014a)

25.6 740 41.8 82.7 143, n 2014

Sharp, Japan

(Koide et al., 2013)

24.7 730 41.4 81.8 3.7, n 2013

EPFL, Switzerland

(Tomasi et al., 2014)

21.5 724 39.9 74.5 9, FZ, n 2014

LG, Korea

(Lee et al., 2014)

20.5 716 37.5 76.4 221, n 2013

HZB, Germany

(Mingirulli et al., 2011)

20.2 673 39.7 75.7 1, FZ, n 2011

CEA-INES, France

(De Vecchi et al., 2012)

19.0 699 34.6 78.5 25, FZ, n 2012

world record for a 1-sun c-Si cell from Panasonic, with 25.6% on 143 cm2.

EPFL also recently demonstrated a high-efficiency IBC device based on sim-

ple processes (Tomasi et al., 2014). With additional efforts, improved FF

values can likely be obtained, which would open interesting roads toward

commercialization of this technology.

4. LOSSES IN SILICON HETEROJUNCTION SOLAR CELLS

4.1. Voc lossesLosses in Voc are due to recombination. Here, as already argued, the passiv-

ation of c-Si surfaces by a-Si:H films is quite remarkable, eliminating most of

the surface states present. Intrinsic bulk recombination includes Auger

recombination and radiative recombination. For the former, which strongly

depends on carrier density, empirical expressions are available (Kerr and

Cuevas, 2002) and recently have been revised (Richter et al., 2012). Miti-

gation of the remaining defect recombination losses is one obvious way to

obtain higher Voc values. Another is to use thinner wafers combined with

excellent passivated surfaces. In this case, for the same AM1.5 1-sun illumi-

nation, the excess charge carrier density will be higher, thus yielding higher

voltage. A concern when using thinner wafers, however, is infrared light

management.

4.2. FF lossesCauses of FF losses can be difficult to identify and suppress, since they come

from different inter-dependent contributions. Shunts aside, FF losses in solar

cells come from resistance to carrier transport (through each layer and across

each interface) and from carrier recombination.

Some of the transport-related contributions, like those from the

a-Si:H/TCO interfaces, are specific to the structure of the silicon hetero-

junction solar cell. For the p-type a-Si:H/TCO interface especially, due

to the n-type nature of most TCOs, the TCOwork function and the doping

level of the p-type a-Si:H layer critically affect transport via shifts in the band

alignment (Bivour et al., 2013; Lachaume et al., 2013; Lee et al., 2013;

Rossler et al., 2013). In particular, the p-type layer must be heavily doped

and sufficiently thick so as not to be depleted by the adjacent TCO; thicker

layers, however, increase blue parasitic absorption and reduce Jsc. This con-

tact has to act as a band-to-band tunneling junction (Kanevce and Metzger,

2009), and is therefore also very sensitive to intra-band defect states in a-Si:H

(Taguchi et al., 2008). Note that if the work functions of the metallization

95Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

and the doped a-Si:H layer are well matched, the TCO layer can even be

omitted without any loss in FF (Bivour et al., 2012). Another approach to

relax the constraints linked to the aforementioned FF-Jsc tradeoff is to reverse

the classical cell structure and to place the p-n junction at the rear of the cell

(rear-emitter cell). This way, the TCO and p-type a-Si:H layers can be opti-

mized mainly with respect to their electrical properties, since their optical

role in the cell is of less importance (Bivour et al., 2014b). Doing this can

reduce FF losses (Kobayashi et al., 2013). The n-type a-Si:H/TCO interface

is less critical than the p-type a-Si:H/TCO interface. An Ohmic contact for

electrons is needed, and this is relatively simple to realize in practice with

sufficient doping of the n-type a-Si:H and TCO layers.

Band offsets at the a-Si:H/c-Si interfaces also play an important role in car-

rier transport. For typical a-Si:H films, the conduction and valence band offsets

are around 0.15 and 0.45 eV, respectively, roughly independent of substrate

and film doping type (Fuhs et al., 2006; Korte and Schmidt, 2011; Schulze

et al., 2011). Nevertheless, the valence band offset increases with the a-Si:H

hydrogen content, for example, and can reach 0.6 eV (Schulze et al., 2011).

A valence band offset that is too large can have a dramatic effect on hole trans-

port, blocking carriers and reducing FF (Seif et al., 2014).

Based on the lifetime measurements shown in Fig. 2.3, FF losses from

recombinative processes can also be anticipated for heterojunction solar

cells, and are expected to be higher for p-type cells than for n-type cells.

Indeed, the minority-carrier density decreases from high to low values dur-

ing an illuminated current–voltage measurement when moving from open-

circuit to short-circuit conditions. The reduced lifetime at low injection

in the p-type case reduces performance at maximum power point (MPP)

compared to the n-type case, where the lifetime stays constant for decreasing

injection (Fig. 2.3). High Voc values are not sufficient to guarantee high FF

values: Even though n- and p-type heterojunction solar cells have similar

Voc values, cells on p-type wafers are less efficient (Descoeudres et al.,

2013). Since the minority-carrier lifetime at MPP is determined only by sur-

face recombination (provided that high-quality c-Si wafers are used), both

Voc and FF depend fundamentally on the a-Si:H/c-Si interface properties

(Descoeudres et al., 2013; Reusch et al., 2013).

4.3. Jsc lossesLosses in Jsc are caused by reflection and recombination, as well as transmis-

sion if the cell is bifacial or has interdigitated back contacts. Reflection losses

include front-surface reflection at the anti-reflection coating and metal

96 Christophe Ballif et al.

fingers, and escape reflection that results when near-bandgap light that enters

the cell is imperfectly trapped in the cell and exits the front. Jsc loss due to

recombination is called parasitic absorption and refers to light that is

absorbed but does not result in a collected electron–hole pair because the

carriers recombine (or thermalize, in the case of free-carrier absorption)

during transport. Parasitic absorption can occur in the absorber itself if

the diffusion length is short, in highly doped supporting layers that exhibit

free-carrier absorption (e.g., TCO layers), or in supporting layers that are

very defective (e.g., a-Si:H layers). Current loss analysis is conveniently sim-

plified in silicon heterojunction solar cells because their high lifetimes and

consequently long diffusion lengths mean that parasitic absorption is strictly

associated with light not absorbed in the wafer.

Figure 2.7 shows the external quantum efficiency (EQE) and total absor-

bance (1-reflectance) of a 96-μm-thick silicon heterojunction solar cell with

a full silver reflector (Holman et al., 2013c). The blue shaded area indicates

front-surface reflection, the purple area indicates escape reflection, the green

areas indicate parasitic absorption, and the red area indicates successful

charge collection. Though the current loss associated with each area is given,

one must be careful: current lost is not the same as current gained if the loss

mechanism is removed. For example, if infrared parasitic absorption were

removed, Jsc would increase by 1.2 mA/cm2, not 2.4 mA/cm2, because

some of the spared photons would contribute to the escape reflection instead

of to EQE.

400 600 800 1000 12000

10

20

30

40

50

60

70

80

90

100Grid shadowing (2.8 mA/cm2 = 6.1%)

Escape reflection(1.3 mA/cm2 = 2.8%)

IR parasitic absorption(2.4 mA/cm2 = 5.3%)

Blue parasitic absorption(1.5 mA/cm2 = 3.2%)

Front-surface reflection(1.4 mA/cm2 = 3.0%)

EQ

E a

nd 1

-ref

lect

ance

(%

)

Wavelength (nm)

Aperture-area Jsc(36.7 mA/cm2 = 79.8%)

Figure 2.7 EQE and total absorbance of a 96-μm-thick silicon heterojunction solar cellwith a full silver reflector, showing the photons lost to each mechanism and thecorresponding Jsc loss. Reproduced from Holman et al. (2013c).

97Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

Shadowing from the front metal grid creates the largest Jsc loss. Reducing

it by narrowing the finger and busbars improves cell performance only if

they are simultaneously made taller or more conductive so that their con-

tribution to the lumped series resistance does not increase. Stencil printing

is one approach to achieve higher-aspect-ratio metal lines (Zicarelli et al.,

2010), and copper plating is one approach to achieve more conductive lines

(Hernandez et al., 2013); both are described in detail in other sections.

Parasitic absorption of blue light is responsible for the next largest loss,

and is due to absorption in the front a-Si:H layers (Fujiwara and Kondo,

2007; Holman et al., 2012; Jensen et al., 2002; Page et al., 2011; Psych

et al., 2010; Tanaka et al., 1992). All light absorbed in the defective

p-type layer is lost via fast recombination of carriers, as is 70% of light

absorbed in the intrinsic layer; blue absorption in the front TCO layer is

small because of its wide bandgap (Holman et al., 2012). The simplest fix

is to make these layers thinner, but this comes at a price. If the intrinsic layer

thickness drops below approximately 4 nm, it is no longer able to effectively

passivate the surface because the electron wavefunction in the wafer pene-

trates through it and Voc drops (Fujiwara and Kondo, 2007; Holman et al.,

2012; Tanaka et al., 1992). If the p-type layer is made thin, FF falls, which

Bivour et al. have attributed to its becoming depleted by the heavily doped

n-type front TCO, reducing band bending in the wafer (Bivour et al., 2013).

An alternative approach is to make the front a-Si:H layers more transparent

by either widening the bandgap by alloying with oxygen or carbon (Einsele

et al., 2012; Mueller et al., 2010; Seif et al., 2014), or making the bandgap

indirect by growing microcrystalline silicon (μc-Si:H) (Ding et al., 2012;

Olibet et al., 2010). The former approach is challenging because FF often

falls as carrier transport is inhibited by larger band offsets, and the latter

approach is challenging because μc-Si:H often has an amorphous incubation

layer when grown on a-Si:H. Both remain active areas of research, spurred

on by recent success with wide-bandgap layers by Fraunhofer ISE and Silevo

(Feldman et al., 2014; Heng et al., 2013). Yet another approach is to change

the device design so that all of the a-Si:H layers are at the rear (interdigitated

back contacts) or at least the p-layer is at the rear (rear emitter) so that the

n-layer at the front can be very thin without being depleted.

The final large Jsc loss is due to infrared parasitic absorption. This light

bounces around many times in the solar cell, and is absorbed parasitically

by free carriers in both the front and rear TCO layers, as well as in the rear

metal reflector (Holman et al., 2013a,b, 2014). As the front TCO layer must

meet a stringent sheet-resistance requirement while the rear TCO layer can

98 Christophe Ballif et al.

be made resistive and transparent, the front TCO often dominates the losses

and the only route to improvement is higher mobilities (Holman et al.,

2013a). The rear metal reflector is also lossy—even for an excellent reflector

like silver—for p-polarized light arriving at the back surface (with respect to

the appropriate pyramid facet) above the critical angle for internal reflection.

These photons are not totally internally reflected; instead they undergo atten-

uated internal reflection (as in a Fourier transform infrared spectroscopy

measurement performed in the attenuated total reflection mode) because

the evanescent wave interacts with lossy rather than perfectly transparent

media (the TCO and metal layers) (Harrick and Dupre, 1966; Holman

et al., 2013a; Otto, 1968). In particular, if the evanescent wave reaches

the metal reflector it will excite surface plasmon polaritons that absorb

the incident photon energy. This is remedied by displacing the reflector

from the back of the solar cells by at least the evanescent wave’s penetration

depth with a transparent rear TCO layer or a dielectric with local openings

(Holman et al., 2013c).

Imperfect light trapping—taken here to mean the path length enhance-

ment of light in the wafer in the absence of absorption—is not as large a loss

as is commonly thought. The random-pyramid texture that is common in all

industrial monocrystalline silicon solar cells is so effective that only approx-

imately 0.5 mA/cm2 (depending on the wafer thickness) would be gained if

the wafers had perfectly Lambertian surfaces (Yablonovitch, 1982). Never-

theless, Ingenito et al. recently demonstrated a path to come even closer to

the Lambertian limit using periodic arrays of pyramids of different sizes and

shapes at the front and rear surfaces (Ingenito et al., 2014). Front surface

reflectance is also not a particularly large Jsc loss after encapsulation because

the glass and polymer of the module introduce another, intermediate refrac-

tive index. Consequently, double-layer anti-reflection coatings are

seldom used.

5. INDUSTRIALIZATION AND COMMERCIALIZATION

5.1. General statusThe first silicon heterojunction products were sold by Sanyo in 1997. Their

current annual production capacities reached approximately 900 MW at the

end of 2013 (now under Panasonic). Research activities in the field

started at various institutes in 2004–2005, first with the demonstration of

high Voc values (i.e., over 700 mV) (Olibet et al., 2007), and later with dem-

onstrations of devices exceeding 22% efficiency (Bivour et al., 2014b;

99Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

Descoeudres et al., 2013; Munoz et al., 2012; Schulze et al., 2011). At the

same time, the expiration of key Sanyo patents triggered renewed interest

from several industrial actors. Since 2013, companies such as Silevo have

marketed modules with cells based on a silicon heterojunction-like structure

(with the addition of SiOx tunneling layers) and with typical cell efficiencies

of over 21%. Sunpreme offers bifacial modules based on silicon hetero-

junction solar cells on 500 wafers. Choshu Industry Co., Ltd. (CIC) has also

set up a 30 MW production line and has demonstrated 22.3% efficient, 600,full-area, rear-emitter cells. CIC also demonstrated 320 W 60-cell R&D

modules (Kobayashi et al., 2013). CEA-INES is piloting a line with a nom-

inal capacity of 18 MW (Ribeyron, 2014). The equipment maker Roth and

Rau (now underMeyer Burger) has developed PECVD and sputtering tools

specifically for silicon heterojunction cell mass manufacturing, and demon-

strated 22.3% efficient solar cells on 600 CZwafers. They have indicated a takt

time of approximately 90 s for 56 wafers per carrier in production. Several

industrial and research labs have exceeded the 21% efficiency barrier with

devices greater than 100 cm2 in size, and the availability of production

equipment is making the technology available for mass industrialization.

5.2. Material requirementsThe strength of silicon heterojunction solar cells is their high Voc values of

725–750 mV for wafer thicknesses of 100–160 μm. To obtain such high

voltages, minority-carrier bulk lifetimes in the millisecond range are

required. This is typically achieved using n-type CZ material. Some groups

have also reported good results with properly processed n-type quasi-mono

wafers ( Jay et al., 2012, 2014). As discussed previously, n-type c-Si material

is chosen for two reasons: It is generally less sensitive to metal impurities than

p-type c-Si, and it is not sensitive to the boron–oxygen complex (Glunz

et al., 2001; Korte and Schmidt, 2011; Schmidt and Cuevas, 1999). For

p-type c-Si, good devices on FZ p-type wafers with Voc over 720 mV have

also been reported (Descoeudres et al., 2013) but the devices made on CZ

p-type wafers suffered from low lifetimes and possible defects in the space

charge region. Several wafer manufacturers have demonstrated the capabil-

ity to grow full n-type CZ ingots with bulk lifetimes in excess of several mil-

liseconds, even after multiple charge pulling. The company MEMC has

shown that continuous CZ pulling (CCZ) (Li, 2013) allows for the growth

of 9-m-long ingots with lifetimes decreasing from 10 to 2 ms. Figure 2.8

shows the simulated impact of bulk lifetime on the efficiency of typical

100 Christophe Ballif et al.

silicon heterojunction solar cells with thicknesses of 120 μm. The model,

implemented in the one-dimensional device simulator PC1D, is described

in Ballif et al. (2012), and assumes low-mobility doped layers to mimic the

role of a-Si:H heterointerfaces. Above a bulk lifetime of 4 ms, there is only a

marginal difference in efficiency between the three doping levels. The cells

still have above 21% efficiency at 800 μs lifetime (whatever the doping) and

the efficiency saturates at 22.3% for a lifetime above 4 ms. If processed cor-

rectly, the full 9-m-long CCZ ingot pulled by MEMC would lead to an

average cell efficiency of around 22%. All of the values reported here were

obtained with a nominal Voc of 732 mV (for a 4 ms bulk lifetime), Jsc of

37.8 mA/cm2, and FF of 79.9%. Notably, as silicon heterojunction solar

cells operate close to high-injection conditions at MPP and both surfaces

have full-area contacts, the base doping is less critical to the series resistance

than in passivated emitter and rear contact (PERC) cells. Consequently, a

larger doping variation—like that obtained in typical n-type ingot

growth—can be tolerated. Figure 2.9 shows simulated cell efficiency as a

function of doping for an improved device with quasi-perfect passivating

contacts. The results are displayed for various bulk lifetimes and wafer thick-

ness. For a cell with a thickness of 100 μm, a bulk lifetime of 4 ms, and a

wafer resistivity of 3 Ω cm, we anticipate a nominal efficiency of 25%, a

Voc of 755 mV, a Jsc of 39.9 mA/cm2, and a FF of 83.3%, which are in

the range of the best reported results from Panasonic (Taguchi et al.,

2014). The plot shows that, as expected, for quasi-perfect contacts and high

100 1000 10,00017

18

19

20

21

22

23

1 Ωcm 4 Ωcm

10 Ωcm

Cel

l effi

cien

cy (

%)

Bulk lifetime (μs)

Wafer resistivity

Figure 2.8 Efficiency of standard silicon heterojunction cells as a function of bulklifetime. The simulations were performed with PC1D using a model presented inBallif et al. (2012).

101Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

lifetime, the doping and thickness no longer play any role. For reduced bulk

lifetimes, thinner wafers and higher base doping mitigate the losses, leading

to efficiencies between 23.5% and 25.5%. Finally, depending on the initial

quality of the silicon wafer, material improvements can be obtained by

gettering or hydrogenation. CIC also reported the use of a thermal-donor

annealing step.

5.3. Temperature coefficient and energy yieldThe high Voc grants silicon heterojunctions an improved temperature coef-

ficient (Green, 1998), and typical values of �0.2–0.3%/�C at MPP have

been reported (Batzner et al., 2011; Heng et al., 2013; Mishima et al.,

2011; Taguchi et al., 2014). Indeed, coefficients as low as �0.1%/�C(Seif et al., 2014) were reported in the range of 25–55 �C. The discrepanciesbetween the values for cells with equivalent Voc stem from the properties of

the a-Si:H layers and from the temperature dependence of the FF: Transport

through the heterocontacts can be improved by the temperature in some

cases, leading to a stable or even increased FF with the temperature and,

hence, to a more favorable temperature coefficient. Note that in such cases,

however, the efficiency in standard test conditions might also be lower than

for cells without activated transport. In general, the lower temperature coef-

ficient of silicon heterojunction cells should ensure—depending on

the climate—a typical energy gain of 3–5% relative to standard c-Si

1012 1013 1014 1015 1016 101723.0

23.5

24.0

24.5

25.0

25.5

26.0

10 ms, 150 μm10 ms, 100 μm

1 ms, 60 μm1 ms, 100 μm1 ms, 150 μm

Cel

l effi

cien

cy (

%)

Wafer doping density (cm−3)

Bulk lifetime, wafer thickness

Figure 2.9 Efficiency of state-of-the-art silicon heterojunction cells as a function ofbackground doping and for various bulk lifetime and wafer thickness combinations.The simulations were also performed with PC1D.

102 Christophe Ballif et al.

diffused-junction cells with�0.45%/�C. The high efficiency (reduced ther-malization and increased reflection of sub-bandgap light) also translates into a

lower operating temperature of the modules by 2–3 �C, giving an additionalenergy gain of 0.4–0.7% (Kurnik et al., 2011). As silicon heterojunction cells

have no fired contacts and no second-diode current (so-called J02), they

show near-perfect low-illumination behavior, giving a gain of around

1–2% compared to cells with fired contacts. This can increase energy yield

by 4–8%, depending on the location and climate. For building-integrated

photovoltaics (BIPV), where the operating temperature may be 15–20 �Chigher (Kurnik et al., 2011), an additional energy gain of 3–4% can be

expected.

5.4. MetallizationSeveral approaches to metalizing silicon heterojunction solar cells have been

presented previously. For production, screen printing is simple and reliable

and is therefore commonly used. However, the minimum finger width pos-

sible with screen printing is approximately 70 μm, resulting in shadowing

losses of 5–8%, and a lot of paste must be used because of its comparatively

high resistivity. Replacing busbars with multi-wires reduces the silver

required for the finger, but the cost of the low-temperature soldering alloy

might partly offset the reduced silver usage. In the long term, plating may be

the best option for high efficiencies at low cost. However, the additional

process complexity and moderate efficiency improvement, compared to

screen printing, might delay its introduction until silver becomes signifi-

cantly more expensive.

The metallization scheme selected, together with the cells’ contacting

layers (e.g., ITO, silver or nickel vanadium), impacts the choice of both

the interconnection method (soldering or gluing) and the module packaging

materials. In particular, soldering on low-temperature paste is a more

delicate process than on high-temperature paste, and alternative approaches,

e.g., with conductive adhesives, are also used by some companies. Notably,

the packaging of silicon heterojunction modules can benefit from many of

the approaches developed for thin-film technology, in which TCOs and

low-temperature pastes are also present.

5.5. Tools and production technologiesIn its most simple form, silicon heterojunction technology requires a mix of

traditional and new pieces of equipment. We describe here some of the key

103Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

steps for solar cell manufacturing and, when relevant, some features of the

tools. We note that several device configurations are possible. By nature, sil-

icon heterojunction cells can be made with the emitter at the front or at the

rear of the cell, and excellent results have been reported in both configura-

tions (Descoeudres et al., 2013). This translates into an intrinsic bifaciality

that can be employed, e.g., by printing silver lines directly onto the front

and rear of the solar cells.

5.5.1 Wet chemistryAs described in Section 3.1, most reported approaches rely on a standard

saw-damage etch following by random-pyramid texturing (or these pro-

cesses are performed simultaneously) followed by surface cleaning. Immedi-

ately prior to a-Si:H deposition, the wafer is dipped in a diluted HF solution

to strip the oxide. The texturing and cleaning can strongly impact the solar

cell performance, requiring good control of the chemical quality. Though

some cleaning recipes have been reported (Edwards et al., 2008; Page

et al., 2006), most texturing and cleaning processes are proprietary.

5.5.2 a-Si:H layer depositionSeveral deposition techniques have been reported to provide high-quality

a-Si:H passivation layers including microwave PECVD ( Jeon and

Kamisako, 2009), inductively coupled plasmas (Psych et al., 2010; Xiao

et al., 2012), and hot-wire CVD (Branz et al., 2008; Schuttauf et al.,

2011; Schuttauf et al., 2011). For devices with over 21% efficiency, the main

reported techniques are based on parallel-plate capacitively coupled

PECVD. Good results have been reported both at 13.56 and 40.68 MHz

(Descoeudres et al., 2011). An advantage of parallel-plate PECVD is the

direct transfer of knowledge gained from thin-film silicon films for, e.g.,

doped layer deposition.

Achieving homogeneity (5–10% thickness variation) in a large-area

plasma reactor (>1 m2) is a problem that has been solved by the flat-panel

display and thin-film silicon PV industries. Careful PECVD reactor design is

required to ensure uniform gas distribution and a uniform plasma even close

to the electrode edges (Howling et al., 2005). If frequencies of 40 MHz or

higher are used, inhomogeneities should be compensated by “lenses” for

large-area reactors (Sansonnens and Schmitt, 2003; Schmidt et al., 2004).

The typical deposition rate of a-Si:H layers is in the range of

0.2–0.5 nm/s. It can be inferred that process times below 1 min are achiev-

able for each of the four a-Si:H layers (i, n, i, p) deposited in a standard silicon

heterojunction solar cell. As a first approximation, assuming 60 600 wafers per

104 Christophe Ballif et al.

batch, a well-designed production system should have four PECVD cham-

bers. It should process such batches with a takt time of 90–120 s, including

handling, giving a nominal annual capacity of 60–100 MW, depending on

the uptime.

If the samples are transported on carriers, there is the possibility of con-

tamination of the chamber with a reused carrier. Therefore carrier and con-

tamination management can play an important role in achieving good

results. Figure 2.10 is an example of a PECVD tool with a central unit used

to exchange the wafers from carriers.

5.5.3 Front and rear TCO, and rear metallizationPlasma-assisted evaporation (ion-beam plating) (Kobayashi et al., 2012,

2013) and sputtering (Batzner et al., 2011; Descoeudres et al., 2013;

Harrison et al., 2011; Hernandez et al., 2013; Lachenal et al., 2010) have

been reported as effective methods for depositing the front and rear TCO

layers. Sputtering is a well-established method, and the use of a rotary mag-

netron allows for effective target usage (>70%).With open carriers, the front

and rear sides of wafers can be coated in the same run. Most reports have

focused on the use of ITO as a TCO, even though ZnO has also been used

Figure 2.10 Example of a PECVD system with a lateral processing chamber. Each cham-ber has a dedicated carrier. The system has a nominal throughput of 2400 600 wafersper hour. Image courtesy of Meyer Burger/Roth and Rau.

105Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

in silicon heterojunctions (Maydell et al., 2006; Munoz et al., 2011) as both

the front and rear TCO. ZnO deposited by low-pressure CVD was also

reported (Choong et al., 2010). High-efficiency devices require careful opti-

mization of the transparency of the TCO (e.g., with oxygen control) and

proper control of the surface dopant density to ensure good contact with

subsequent metallization (Barraud et al., 2013). The TCO at the rear also

acts as a natural rear reflector. The optical properties of silicon hetero-

junctions have been discussed in detail in previous sections and by

Holman et al. (2012, 2013a,c). In particular, if the rear TCO is strongly

doped, its thickness should be minimized to avoid free-carrier absorption

in it; if it is lightly doped, it should be >100 nm thick to suppress plasmon

excitation in the rear metal reflector. However, in this case, the gain in Jscand hence efficiency may be offset by the additional material and equipment

costs, and implementation of ideal reflectors in industrial cells will depend on

the achievable deposition rates and material costs.

In bifacial and IBC cells with screen-printed silver fingers on the rear

TCO, a white or transparent backsheet can be used. A white rear reflector

exhibits no plasmonic loss (unlike silver) and also promotes high Jsc.

However, if the silver fingers are spaced too far apart, some FF losses

will occur.

5.5.4 Final processingAfter printing, the cells are typically cured at a temperature below 250 �Cfor 10–20 min. This step reduces the finger and busbar line resistance,

can promote a mobility (and thus transparency) increase in the TCO

(Figure 2.4), and anneals the defects induced in the a-Si:H layers by the

sputtering process (Demaurex et al., 2012). After curing, measurement

of cell current–voltage characteristics requires a different setup than that

used for diffused-junction cells. Because of the high Voc and associated dif-

fusion capacitance (Beljean et al., 2011; Feretti et al., 2013), an illumination

length in excess of several hundred milliseconds is preferred, which is too

long for the flashers usually used in production lines. One approach to

properly measure a cell is to use a flasher to measure Jsc only, because tran-

sient effects are limited in short-circuit conditions. To subsequently sweep

the current–voltage curve, continuous (and often monochromatic) LED

lighting is used with an intensity set to provide the same Jsc. A sweep time

of 150–700 ms can be required, depending on the device and on the spe-

cific measurement procedures.

106 Christophe Ballif et al.

5.6. Production costsThe production costs for silicon heterojunction solar cells can be assessed

relatively simply. High-quality n-type CZ material can require some adap-

tation of the pulling process (slower speed) and good-quality feedstock. The

combination of thin wafers (sawn to 140 μm in the foreseeable future with

the potential for 120 and 100 μm farther out) and diamond sawing can lead

to competitive n-type wafer pricing comparable to standard p-type CZ

material. Compared to a diffused-junction production line, the PECVD

and sputtering tools are different, replacing the diffusion furnace, dielectric

(e.g., silicon nitride) coating tool, rear-side etching and edge isolation sta-

tions, and rear-side printer. In a reasonable time frame, the cost for 1 m2

PECVD reactors and TCO or metal coating tools should come down to

€1 to 2 million. Such tools have been heavily developed for the glass-coating

industry, e.g., for flat-panel displays. Thus, in terms of process equipment

capital expenditures, silicon heterojunction production lines should be able

to approach diffused-junction lines that include selective emitters or rear-

side passivation with local openings.

Themajor production costs for siliconheterojunction technology include

the depreciation of the equipment, the targets (especially ITOand silver), and

thematerial costs of themodules. Table 2.6 gives an estimate of the cost of the

transformation of wafers to modules. This model assumes a monocrystalline

600 wafer (240 cm2), a multi-wire interconnection scheme, and cell produc-

tion costs that include 40 mg of silver paste and 80 nm of ITO on both sides.

Table 2.6 Estimated direct manufacturing costs for a typical 500–1000 MW cell andmodule manufacturing lineType of cost Cost in €cts/Wp

Wafer 14–18

Depreciation of equipment and buildings 4–7

Direct personnel costs 1–2

Materials and operation, cells 4–6

Materials and operation, modules 12–16

Electricity 0.2–0.4

Total manufacturing costs 35–49

A high yield of 95% is assumed for the cell and module lines and the average cell efficiency is assumedto be 22%. The exact numbers depend on location, the specific choice of tools, and the metallizationapproach. The depreciation period is assumed to be six years for the production lines and 20 years forthe buildings and facilities.

107Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

Considering the target module efficiency and reduced balance-of-system

costs, together with the expected high energy yield, an ultra-low levelized

cost of electricity (LCOE) is anticipated, typically below 4€cts/kWh in a

sunny country. With potential efficiency improvements, replacement of

ITOwith indium-free materials, and a further decrease in wafer and module

material costs, a further decrease of 10% can be expected in the cost of elec-

tricity production.

6. FUTURE DIRECTIONS AND OUTLOOK

Table 2.7 summarizes some of the strengths and weaknesses of silicon

heterojunction technology. In principle, the limited number of cell

processing steps and the near-infinite possibilities offered by the plasma

processes used to make the passivating layers and electron and hole collec-

tors offer the prospect of a simple and low-cost production technology that

yields high-efficiency cells. 320 W 60-cell modules have already been

demonstrated (Kobayashi et al., 2013) and commercial modules with

19.4% efficiency are commercially available (Panasonic, 2014b). Several

companies are entering production with tens-of-MW lines and many more

are assessing the technology using pilot or advanced R&D tools. Silicon

heterojunction technology has the possibility to rival the more standard

PERC (Blakers et al., 1989) or PERL (Green, 1991) approach in terms

of manufacturing costs, but with an upside potential for high efficiency.

This, coupled with their high energy yield, should allow silicon hetero-

junction modules to achieve reduced LCOE in solar farms. For space-

constrained installations, their higher efficiency translates into higher selling

prices, which should enable companies to generate a higher return on

investment. Silicon heterojunction modules, with their low-temperature

coefficient, could also earn a leading role in the built environment if the

BIPV market realizes its long-awaited growth potential. Most of the per-

ceived challenges, such as unstable processes for contact formation or the

need for high-quality surface cleaning, can be turned into a competitive

advantage in the form of proprietary processes that are not easy to copy.

However, a real challenge for silicon heterojunction cells is to enter into

the market with high enough volume to surpass the existing players. Most

companies prefer to continue with well-established technologies and favor

upgrades of existing standard, diffused-junction lines, which can be depre-

ciated faster and do not have the risk of a technology step. With the clear

potential for 60-cell modules with a power of 320 W (or more), silicon

heterojunction cells, once established, may force companies to adopt

108 Christophe Ballif et al.

similar or other advanced technologies. At the cost of some modified or

added steps, silicon heterojunction cells could also evolve. An attractive

candidate is the IBC cell design, which nearly eliminates parasitic losses

at the front while maintaining ultra-high Voc. Indeed a 25.6% cell effi-

ciency was reported recently using such an approach, taking full advantage

of the concept of passivating contacts (Panasonic, 2014a). More generally,

a-Si:H-based contacts are paving the way for low-temperature and efficient

passivating contacts on all cells—including diffused-junction cells.

Table 2.7 Some of the key features of silicon heterojunction technologiesStrengths Challenges Opportunities

High efficiency in

production, potentially up

to >24%

Requires high-quality

ingots (with

correspondingly higher

cost/kg)

Less sensitive to base

doping level, ideal for thin

wafers

Intrinsic high energy yield,

thanks to temperature

coefficient and low-

illumination behavior

Low levelized cost of

energy, well suited to BIPV

sector

Few process steps Requires good process

control

Proprietary production

processes/differentiation

Low-temperature

processes, no stress

Requires high-quality

surface preparation

Proprietary production

processes

Use of established low cost/

m2 coating technology

Requires quality

production tools

(homogeneity,

repeatability, control)

Potential for low capital

expenditures for

production equipment

Compatible with thin

wafers and diamond sawing

Maintaining high

production yield with

thin wafers

Cell design is intrinsically

bifacial, different products

with minor changes

Basic versions require

ITO, which may

increase costs

Use of ITO as a barrier for

plating, substitute ITO

with other TCOs

By definition, cells are not

subject to potential-

induced degradation

Requires dedicated

encapsulation process

Optimized module lifetime

and reliability, benefitting

from knowledge of thin-

film cells

Potentially low production

costs

Mass manufacturing

experience still limited

to a few manufacturers

Higher market price of

high-efficiency modules

109Amorphous Silicon/Crystalline Silicon Heterojunction Solar Cells

ACKNOWLEDGMENTSThe authors thank B. Demaurex, J. Geissbuhler, J. Seif, and A. Tomasi for support in

manuscript preparation. We also acknowledge support from the EU-FP7 program and the

Swiss Federal Office for Energy.

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CHAPTER THREE

Overview of Thin-Film Solar CellTechnologiesBernhard Dimmler1Manz AG, Reutlingen, Germany1Corresponding author: e-mail address: [email protected]

Contents

1. Introduction 1212. Market Shares of TF in PV 1233. TF Device Efficiencies in Laboratory and Industry 1254. Future Developments of TF Technologies in PV 128References 136

1. INTRODUCTION

Cu(In,Ga)(Se,S)2 (CIGS), CdTe, and amorphous silicon (a-Si) in var-

ious structures are the most interesting thin-film (TF) materials to directly

convert light into electricity. In general, solar cells based on III–V com-

pounds (GaAs and related) with multi-junction devices show much higher

efficiencies. They are commercially applied in space solar cells and in con-

centrated, terrestrial devices due to their inherently large production costs.

This material class is not covered in this review.

CIGS and CdTe are polycrystalline, p-type compound semiconductors

and are fabricated into solar cells via combination with an n-type layer, a

typically nontransparent back contact and a transparent conductive oxide

(TCO) as a front contact. Both materials have been explored since the late

1970s. In the meantime, they have gained maturity and since a few years are

being manufactured in increasingly high volume. With the dynamic and

rapid evolution of the PV market, crystalline silicon (c-Si) continues to play

the dominating role as the most important PVmaterial with an actual market

share around 90%. TF CdTe and CIGS together with amorphous/micro-

crystalline silicon (a-Si/μc-Si) and other structures of a-Si have the inherentadvantage when it comes to fabrication over large area in fully automated

Semiconductors and Semimetals, Volume 90 # 2014 Elsevier Inc.ISSN 0080-8784 All rights reserved.http://dx.doi.org/10.1016/B978-0-12-388417-6.00004-0

121

production lines. The advantages span the full range from feedstock to the

qualified module in one factory. From a technical point of view, solar cells

are fabricated by deposition of the active films on square meter product area

continuously in an inline mode; additionally, micropatterning mainly by

laser scribing gives high flexibility to design optimal electrical behavior of

the modules in application. Very small amounts of material and much less

energy are required to manufacture a TF module when compared to

c-Si. With increasing maturity of technology, all three materials started to

enter the PV market with increasing quantities since about 2005. About

3–5 years ago, the market share of TF PV modules has been estimated to

reach 25–30% by 2012 supported by a fast-growing market and shortage

of adequate quantities of quality solar-grade silicon. However, due to recov-

ery of availability of silicon, construction of huge production volumes and

professional manufacturing, c-Si has gained even more market share in

recent years. Nonetheless, the advantages for TFs remain and significant cost

reductions have been realized. Themajor disadvantage for TFs are (i) the still

lower efficiencies in comparison to c-Si in the large area module, (ii) low

manufacturing scale, and (iii) innovations to be transferred from laboratory

are lagging behind schedule. CIGS and recently CdTe too have demon-

strated cell efficiencies in the laboratory well beyond 20%, but transferring

results from lab to fab has been slow and ineffective in order to catch up with

c-Si until now. Themain lab to fab transfer challenges are relatively complex

processing as well as professional equipment design and factory operation-

related issues. In addition, more investments into CIGS are required to

enable manufacturing maturity to be gained and to realize the superior cost

structure. To date, there are few TF examples where roadmaps have been

realized, i.e., First Solar for CdTe and Solar Frontier for CIGS with

manufacturing capacities at the gigawatt per year scale. Since c-Si continu-

ous to improve, efforts have to be strengthened and focused to bring CIGS

and CdTe into the market place in high volumes. With their demonstrated

potentials and the transfer to high-volumemanufacturing, both TFmaterials

can compete with c-Si already and surpass if the technical and cost targets are

met in due time. In the long term, TFs can gain PV leadership if intensive

R&D is kept ongoing in the short to medium term with effective techno-

logical transfer to industry. The module cost target to produce well below

0.40 US$/W is achievable with existing technologies. Nevertheless, disrup-

tive innovations mainly on the material and packaging side are still not

applied with potential to further reduce costs to below 0.3 US$/W. If this

is executed well, TF can truly start a revolution in the PV market to

122 Bernhard Dimmler

supersede c-Si in the long term. High-volume investments are necessary and

the right technology choice has to be made as well in order to reach this goal.

2. MARKET SHARES OF TF IN PV

From 2004/2005 onward, TF materials have gained a first level of

maturity at high-volume manufacturing in a cost-competitive way. Within

the past 10 years, the market share of TF PV steadily increased by about 50%

per year. Coupled with the rapid growth of c-Si, PV has emerged as a mature

industry and became a real competitor to conventional energy sources. Up

to a couple of years ago, grid parity was thought to be magic rather than

realistic. Forecasts predicted this not to happen before 2015. The evolution

to reach grid parity was mainly driven by regulations set at the political level

to overcome the economic obstacles and pave the way for high-volumemass

production; the latter being the prerequisite to enable cost reductions. How-

ever, nobody foresaw this evolution toward grid parity to happen so fast.

Today, PV has reached grid parity in high- (sun belt) and even medium-

radiation (e.g., middle Europe, Japan, China, or USA) regions and is already

cheaper than energy produced via conventional energy sources. The evolu-

tion of PV in the last 10 years shows mean growth rates around 50% per year;

the increasing market is shown in Fig. 3.1 on the basis of shipments in the

market, including estimations for the next years.

Figure 3.1 Worldwide shipments of PV modules over the last decade with forecastsuntil 2016 (2014–2016: blue (dark gray in the print version), conservative estimate;green (gray in the print version), accelerated estimate). Data derived from EPIA (2014);SPV Market Research (2014); various published market surveys, industry announcement,press releases, and other publicly available information; data from personal experienceand private communications of the author in contact with experts in thin films worldwide.

123Overview of Thin-Film Solar Cell Technologies

While over the past decades mono- andmulti-crystalline silicon were the

first and most advanced materials, TFs gained more and more maturity and

entered the market in higher volumes in the beginning of the last decade. At

that time, it was predicted that TF PV was ready for massive upscaling to

high-volume manufacturing and to rapidly gain market share. The window

of opportunity was aided by a fast-growing market and the shortage of solar-

grade silicon which hindered c-Si to follow the learning curve. Several com-

panies developed and offered turnkey solutions for high-volume production

of a-Si/μc-Si. Within about 2 years’ time, approximately 30–40 factories

were constructed, each with a starting capacity between 30 and

60 MWp/a. The scale-up was based on existing TF equipment for the flat

panel display (FPD) industry. Based on perceived synergies with the FPD

business as well as the promised quality and cost targets for these factories,

the estimated installed capacity for TF Si was expected to lead the TF mar-

ket. Unfortunately, none of the turnkey suppliers could fulfill their promised

efficiency, productivity and cost targets, and most investments got lost. At

the same time, a rapid increase in solar-grade silicon supply and big instal-

lations of new production facilities mainly in Asia for c-Si induced a dramatic

fall of prices for c-Si modules which in consequence made production of

a-Si modules in these turnkey factories noncompetitive.

However, CdTe could meet and even surpass expectations. That was

realized by one company, First Solar, which had a solid technical and eco-

nomic foundation coupled with the right strategic and economic decisions at

that time. In 2006, First Solar already decided to rapidly scale to a capacity

greater than 2 GWp/a until 2011. At that time, First Solar also had cost lead-

ership over all competing PV technologies and continues to do so to date.

However, the margin has been eroded due to disadvantageous product

attributes—relatively low efficiency and small substrate size.

CIGS is the most complex material to produce also gained maturity in

the past decade and is also there to meet the competitive cost expectations

in large volumes. The Japanese company Solar Frontier is running produc-

tion in the gigawatt range adding actually more capacity. A few other CIGS

companies are running production lines in the 100 MWp/a range. Shipment

data for TF modules are shown in Fig. 3.2.

Comparing the data in Figs. 3.1 and 3.2, the share of TF materials in the

worldwide PVmarket was peaking at about 17% in 2009 but—evenwith fur-

ther shipment growth until 2011—lost pace with c-Si in the following years

again. All together, the amount of TF modules installed was 1.3 GW in 2009,

2.3 GW in 2010, and 3.2 GW in 2011. That represents an increase from year

124 Bernhard Dimmler

to year by+78% in 2009, +72% in 2010, and +33% in 2011. From 2012/2013

onward, Solar Frontier and others brought in a total of about 1.5 GWp/a of

new CIGS capacity which is not yet included in Fig. 3.2.

Due to facts of shut down most of the turn key lines and a few remaining

still operated capacities the a-Si/μc-Si share has drastically decreased and is

estimated to be in the range of well below 1 GWp/a of residual and operable

capacity. A further increase of a-Si market share is not expected as efficiency

and cost targets could not been met in a competitive way. Actually, it even

seems to happen that a-Si is leaving the market.

In the years of c-Si overcapacity (2011–2013), due to a lagging market

demand and insecurities of market development, rather no investments for

new capacities for CdTe or CIGS were made. Therefore, the share of TF

even decreased to slightly less than 10% in 2013. A recovery is expected

as all TF companies are improving their productivity and module quality

on the one side and due to technical improvements in the factories on

the other side. At present, the technical and cost roadmaps of TF companies

are modified and shifted to better values with respect to intensified R&D

efforts and recent improvements in quality with laboratory progress.

3. TF DEVICE EFFICIENCIES IN LABORATORY ANDINDUSTRY

Intensive R&D work has been done on TFs within the last decades.

Due to the fact that the number of experts working in the field has been

Figure 3.2 PV module shipments for the main TF materials from 2004 until 2012 (EPIA,2014; SPVMarket Research, 2014; various publishedmarket surveys, industry announce-ment, press releases, and other publicly available information; data from personal expe-rience and private communications of the author in contact with experts in thin filmsworldwide).

125Overview of Thin-Film Solar Cell Technologies

much less than for c-Si which additionally always profited from huge

improvements of knowledge of c-Si technology in the semiconductor area.

More initiatives in TF have been started worldwide as material qualities were

showing competitiveness with c-Si in recent years. The evolution of cham-

pion efficiencies for TFs small cells is depicted in Fig. 3.3.

In the last 2 years, several groups succeeded to surpass the long-lasting

record of 20.4% efficiency for a small multi-crystalline silicon solar cell

(Green et al., 2014). This is also shown for comparison in Table 3.1. Addi-

tionally, best small-sized modules (monolithically integrated minimodules

which size from a few square centimeters up to 30�30 cm2) and full-size

product area modules in the range of 0.7 to bigger than 1 m2 are included

in Table 3.1.

Several research institutes and companies are approaching 21% cell effi-

ciency with CIGS and CdTe. What is remarkable is that more and more

company research led to highest cell and module quality as these companies

are investing in internal R&D to accelerate innovations in order to stay com-

petitive in the future. Additionally, these companies are highly interested

and effective to transfer these champion lab results to module size and pro-

duction site. What is also remarkable that in CIGS there are still different

deposition techniques for the light-absorbing layer applied with similar

device qualities. A one-step inline approach with simultaneous thermal

evaporation of the single elements is still competing with the so-called

Figure 3.3 Evolution of record efficiencies for TF small cells in laboratory (various pub-lished market surveys, industry announcement, press releases, and other publicly avail-able information; data from personal experience and private communications of theauthor in contact with experts in thin films worldwide).

126 Bernhard Dimmler

Table 3.1 Summary of champion thin-film small-cell, minimodule, and full-size modules ranging from 0.7 to 1.2 m2

Solar FrontierSamsungSDI

ZSWStuttgart NREL

SolibroHanergy EMPA HZB First Solar

LG EI stab.eff.

CIGSS CIGSS CIGS CIGS CIGS CIGS CIGS CdTe Thin Si

Efficiency

Lab cell

20.9 20.8 20.6 20.5 20.4 19.4 20.4 14.4

0.5 cm2 0.5 cm2 1 cm2 0.5 cm2

Efficiency

Minimodule

17.8 18.7

30�30 4�4

Efficiency

total area

module

14.6 15.7 Manz 14.2 17.0

14.6

Remark Sequential

Cd-free

Sequential Coevap. Coevap. Coevap. Coevap. Coevap. Sublimation PECVD

stab. eff, stabilized efficiency.Various published market surveys, industry announcement, press releases, and other publicly available information; data from personal experience and private commu-nications of the author in contact with experts in thin films worldwide.

Data from priv. comm. and press releases.

sequential processing separating material deposition and crystallization in

Se/S atmospheres. This fact shows that it is possible to fabricate CIGS in dif-

ferent ways with similar cell qualities; therefore, there seems to be still a lot of

room to improve in the direction of 25% cell efficiency which is expected to

be reached with CIGS-based devices in the next 5 years.

In Tables 3.2 and 3.3, the main companies operating production vol-

umes larger than 30 MWp/a with CIGS and CdTe are listed. Table 3.2

shows the list of European companies, whereas Table 3.3 adds CIGS com-

panies from the rest of the world.

Solar Frontier is the biggest producer in the CIGS field. It has reached

about 1 GWp/a capacity, a level which is necessary to reduce cost via scaling

benefits. Other companies are already in the 10–100 MW range, partially

with new and innovative deposition techniques and materials.

After a few start-up companies in CdTe in the USA (e.g., PrimeStar,

Abound Solar/GE) did not successfully reach a larger scale of operation

in recent years, there remains only First Solar as the biggest TF module

producing company worldwide and—at much lower level of capacity—

Calyxo, a former Q-Cells company, which is located in Germany. Themain

data are collected in Table 3.4.

First Solar is by far the most advanced TF company and had in

2010/2011 a maximum capacity of 2.7 GWp/a spread over several factories

worldwide. Due in part to the large-scale volume, First Solar had the lowest

manufacturing costs, but this advantage has been eroded due to increasing

pressure from Asian c-Si manufacturers and upcoming CIGS players. Actu-

ally, they are running about 2.2 MWp/a after closing their European factory

located in Frankfurt Oder/Germany. Recently, they succeeded to

show—as several CIGS companies—that cell efficiencies well beyond

20% is also possible with CdTe as absorber material. Based on intensive

internal R&D, they have impressive efficiency and cost roadmaps for the

coming years; if realized, they will stay well competitive in the market. First

Solar today is producing CdTe modules in factories in Perrysburg/

Ohio/USA and Malaysia.

4. FUTURE DEVELOPMENTS OF TF TECHNOLOGIES IN PV

As stated above, most of the TF companies are very active doing inter-

nal R&D to stay competitive also in the next 10–20 years’ time frame. Addi-

tionally, several public institutes are making research on a high know-how

and quality level. As competition in the PV market is rather dynamic,

128 Bernhard Dimmler

Table 3.2 List of European-based companies working in pilot operation or already manufacturing in larger volumes serving the marketwith high-quality CIGS modules

ManufacturerDepositiontechnology

Championproductta (%)

CurrentnameplateCapacity(MW/a)

ProductProduct size

Championminimoduleapa (%) Remarks

Avancis (G)

JV(SK)

Hyundai

2-Step: Sputter+Se-

evap.+RTP-cryst./

H2S

14.9 apa

approx.

13.6 taa

30+100

100

Glass–glass CdS (Cd-free)

664�1587 mm2¼1.05 m2Lab:

30�30 cm2

16.6 Cd-free

Temporarily ceased

operation since

mid-2013

In takeover by

CNBM (CN)

Never in full

production

Solibro (G) 1-Stage

coevaporation inline

15.6 apa

approx.

14.3 taa

120 Glass–glass CdS buffer

790�1190 cm2¼0.88 m24�4 cm2

18.7

Overtaken by

Hanergy/China

Not in full operationa

Announced

300 MW/a

Bosch Solar

CISTech (G)

2-Step: Sputter

+Se/S+H2S/H2Se

15.1 apa

approx.

13.4 taa

Approx.

5–10aGlass–glass CdS buffer

500�1200 cm2¼0.6 m2Pilot operation

Solarion (G) 2-Step: Seion beam

supported

Approx.

1–3aPI web, glass–glass flexible Pilot operation small

scale

Product development

Continued

Table 3.2 List of European-based companies working in pilot operation or already manufacturing in larger volumes serving the marketwith high-quality CIGS modules—cont'd

ManufacturerDepositiontechnology

Championproductta (%)

CurrentnameplateCapacity(MW/a)

ProductProduct size

Championminimoduleapa (%) Remarks

Manz

(Wurth) (G)

1-Stage

coevaporation inline

15.9 apa

14.6 ta

30!8

(innoline)

Glass–glass CdS buffer

600�1200 cm2¼0.72 m2Operation in

innovation mode

Only turn key supplier

worldwide

Flisom (CH) 3-Stage

coevaporation

Approx.

0.5aPI web Pilot operation small

scale

Nexcis (F) 2-Step electroplate–

Selenization

13.2 apa Approx.

0.5aGlass–glass 14.2 on

submodule

Pilot operation small

scale

aEstimation of the author.apa, aperture area; ta, total area; PI, polyimide as flexible substrate.Various published market surveys, industry announcement, press releases and other publicly available information; data from personal experience and private commu-nications of the author in contact with experts in thin films worldwide.

Table 3.3 List of US- and Asian-based companies working in pilot operation or already manufacturing in larger volumes servingthe market with high-quality CIGS modules

ManufacturerDepositiontechnology

Championproductta (%)

CurrentnameplateCapacity(MW/a)

ProductProduct size

Championminimoduleapa (%) Remarks

Solar

Frontier ( J)

2-Step: Sputter

+H2Se/H2S-

crystallization

14.6 1000 Glass–glass Cd-free buffer

977�1257 mm2¼1.22 m217.8 on

30�30 cm2

12.6 with

CZTS device

Announced for 2015:

new factory with

+150 MW/a

STION

(USA)

TSMC (TA)

2-Step: Sputter

+H2Se/H2S-

crystallization

14.5

15.7

75+5

pilota

100

Glass–glass CdS buffer

656�1656 mm2¼1.08 m223.2 Tandem

device

MiaSole

(USA)

Reactive sputter 15.7 apa 75a ss web, glass–glass, buffer

CdS sputter

665�1611 mm2¼1.07 m2

Overtaken by Hanergy/

China

Glass–glass module,

prototype flexible

Samsung

SDI (SK)

2-Step: Sputter

+H2Se/H2S-

crystallization

15.7 1a Glass–glass

900�1600 mm2¼1.44 m2CIGS process not clear

small pilot operation

Global Solar

Energy

(USA)

3-Stage

coevaporation

13 40a ss web, glass–glass Overtaken by Hanergy/

China

SIVA Power

(USA)

3-Stage

coevaporation

Glass Lab cell 18.8% Start up in CIGS, small,

rather lab

aEstimation of the author.apa, aperture area; ss, stainless steel flexible substrate.Various published market surveys, industry announcement, press releases, and other publicly available information; data from personal experience and private commu-nications of the author in contact with experts in thin films worldwide.Data from press releases of the companies, status May 2014.

Table 3.4 Companies producing CdTe in larger amounts

ManufacturerDepositiontechnology

Championproduct ta(%)

CurrentnameplateCapacity(MW/a)

ProductProduct size

Champion lab cellactive area (%) Remarks

First Solar

(USA)

Medium vacuum

thermal evaporation

17.0 Approx.

2200

Glass–glass

600�1.200 mm2¼0.72 m220.4 Global player

Production lines in

USA and Malaysia

Calyxo (G) Atmospheric

thermal evaporation

13.4 Approx.

80

Glass–glass

600�1.200 mm2¼0.72 m2

apa, aperture area.Various published market surveys, industry announcement, press releases and other publicly available information; data from personal experience and private commu-nications of the author in contact with experts in thin films worldwide.

Data from press releases of the companies, status May 2014.

technical, and economic progress that has to be realized mainly relies on

quality and productivity features. Overall, fabrication cost of the module

is the major prerequisite for being competitive. Finally, the cost of electricity

produced (LCoE, levelized cost of electricity) is the main driver of compet-

itiveness in the ambient of electricity production also with conventional

sources and other renewable energies. In Table 3.5, the necessary bench-

marks for the numbers to reach are collected.

The depicted data are estimations of the author which are realistic and

necessary to reach in order to stay competitive in the electricity market.

In the long-term champion cell efficiencies will go to 25% and above

whereas mean module efficiency can approach 20% in the long term. Min-

imum total manufacturing cost (CoO) is actually about 0.4€/Wp for

medium-sized production lines of about 150 MWp/a capacity and can be

reduced by another 30–40% with actually known techniques and materials;

finally, the costs are limited by today’s module design which is based on glass

laminates. Together with a cost decrease to be expected also on the BOS side

system cost can go down to a minimum of about 0.5€/Wp with TF mod-

ules. PV systems based on these estimations can come down to an LCoE of

about 5–6€/kWh in middle European climate conditions.

These numbers are optimistic and based on keeping and even enhancing

high-level R&D around the main companies. Collaborative R&D actions

should be decided even together with competitors joining forces to over-

come low market presence of today in competition with c-Si technology.

As bill of materials (material cost) of TF modules is about 50% of total

cost whereas capital expenditure (capex) is in the range of about 20–30%,

Table 3.5 Numbers to be reached in the short, medium, and long term for thin-filmPV champion cells and modules as well as cost of ownership (CoO), total system cost,and levelized cost of electricity (LCoE)

Lab cell eff. act.area (%)

Av. prod. moduleeff. ta (%)

CoO(€/W)

Systemcost (€/W)

LCoE in middleEurope (€/kWh)

Short term

5 a

23 16 0.35 <1 8

Medium

term

10 a

25 18 0.3 0.8 6

Long term

15–20 a

>25 20 0.25 0.6 5

133Overview of Thin-Film Solar Cell Technologies

these cost categories are most important to work on. Other costs of person-

nel are about 5% and electricity about 6–8% (database Manz AG).

Electricity will become an important factor due to overall sustainability

of PV in the longer term. Energy payback times for TF modules—equal for

all materials—are with large volume manufacturing already in the range of

about 8 months for middle European climate and with further improve-

ments in overall qualities that will remain a main advantage in comparison

to c-Si. For the energy payback time of c-Si wafer technology is it not pos-

sible to come down below the range of 18–24 months due to the high

energy consumption for material cleaning and crystallization.

Therefore, the main aspects in order to reduce fabrication costs and the

most important topics for R&D for TF in the future are mainly by reducing

• material cost by

• using less pure feedstock materials

• increasing material utilization during deposition

• reducing active layer thicknesses

• minimization of interconnection losses

• on-site glass production at high line capacities �500 MWp/a

• replacement of glass by cheap but highly transparent webs with high

barrier characteristics

• capex by improvements in

• throughput/tact time per unit per equipment

• process and manufacturing yield

• equipment availability/uptime

Module area will be increased for next-generation TF PVmodules up to the

order of 1.5–2 m2 by next generation and standardization of equipment;

throughput will be increased by a factor of 5–10 in comparison to today.

Higher maturity of equipment and more professional operation will opti-

mize production yields and availability.

As it is clear for TF PV technology, there are still high cost reduction and

quality improvement potentials not yet applied to large volume production

lines; so to say that TF technology with first large volume manufacturing of

only two main players as First Solar for CdTe and Solar Frontier for CIGS is

just entering the learning curve which is of the order of about 20% lower

than c-Si productions. The shape of the learning curve will be steeper

due to implementation of upgrades in production lines in a professional

way during at least the next 10–20 years.

TF PV has the chance to become the main player in PV materials.

In order to reach that level, some aspects to follow are listed in the following:

134 Bernhard Dimmler

• acceleration of transfer results and know-how from lab to fab; more

focused lab R&D to manufacturing needs and conditions with a closer

link of laboratories to factories and setting priorities including more col-

laborative work to accelerate development by joining forces

• topics in fundamental R&D:

• better understanding of device physics, improving device quality

• long-term replacement of scarce and high cost elements like indium

or tellurium

• improved material quality, reduced thickness, gradient, and band gap

modifications (esp. with CIGS with, e.g., Ga content up)

• improvement and modifications of contact and buffer layers to

increase overall absorption and to enhance the useful portion of

the light spectrum

• optimization of contacts to reduce carrier losses

• use of novel or modified materials, multispectral devices (tandem and

triple band gap devices), up- and down conversion layers, improve-

ment of optics by reducing reflectivity and parasitic light absorption

in TCO layers

• use of combinations with organic layers and c-Si materials

• applied R&D:

• reduction of interconnect and module edge areas

• modification of patterning techniques, combination of laser scribing

with printing techniques

• other interconnect schemes, combination of scribing, printing, and

bus bars

• all back contact devices

• other glasses than soda lime sheet glass, speciality glasses (higher soft-

ening temperature, higher strength, lower thickness, and weight)

• flexible and thin substrate like stainless steel or PI webs of very thin,

flexible speciality glasses

• high isolation barrier coatings to avoid second glass lamination

• nonvacuum, atmospheric pressure deposition techniques like

printing, etc.

• introduction and prequalification of new inline metrology tools

• modifications of devices for further reduction of temperature

coefficients

• improvement of device quality, sealing components, and materials to

enhance stable operation beyond 30 years

• environmentally sustainable materials and recycling issues

135Overview of Thin-Film Solar Cell Technologies

• industrial R&D, introduction of prequalified materials and processes:

• increase of module efficiency and stability, introducing results from

laboratory to volume production

• increase of throughput by higher deposition rates and shorter heating

and cooling cycles

• next-generation equipment for bigger substrate sizes

• improvement of factory layouts and logistics applying, e.g., automo-

tive and semiconductor concepts to increase factory yield and

availability

• integration of better metrology tools for quality assurance

• standardization of equipment, materials, and components

• minimization of energy needed for materials and production

This list of topics is for sure not complete; nevertheless, it covers the main

features for future improvement for competiveness in the PV market. The

key and decisive factor is scaling to high volumes in order to profit from cost

reductions by reduction of capital expenditure of equipment and infrastruc-

ture and by purchasing high quantities of materials at lower cost.

Fulfilling these tasks and aspects for continuous improvement of module

qualities and manufacturing productivity to reduce cost of modules together

with a reduction in BOS, TF PVmaterials have a good chance getting bigger

in size and market share and becoming even more competitive in the long-

time frame. There are still a lot of potentials to gain, but there has to be

developed the right industrial strategy supported by an adequate industry

policy.

REFERENCESEPIA, 2014. Global Market Outlook 2014–2018. EPIA, Intersolar, Munich.Green, M.A., Emery, K., Hishikawa, Y., Warta, W., Dunlop, E.D., 2014. Solar cell effi-

ciency tables (version 43). Prog. Photovolt. Res. Appl. 22, 1–9.Manz AG. Data from Manz internal CIGS database. Reutlingen, Germany.SPVMarket Research, 2014. PhotovoltaicManufacturer Shipments: Capacity, Price &Rev-

enues 2013/2014: Report SPV-Supply2, SPV Market Research, April 2014, PaulaMints.

136 Bernhard Dimmler

INDEX

Note: Page numbers followed by “f ” indicate figures and “t” indicate tables.

AAmphoteric defect, 78–79

a-Si:H. See Hydrogenated amorphous

silicon (a-Si:H)

Atmospheric pressure chemical vapor

deposition (APCVD), 27

Auger recombination, 15–16

BBack surface field (BSF), 9

Boron-doped a-Si:H film, 85, 86

Building-integrated photovoltaics (BIPV),

102–103

CCalyxo, 128

Carrier recombination, silicon

defect recombination, 74, 75, 78–79, 95

intrinsic recombination, 74, 75–76

CdTe, 121–123

cell efficiency research, 126–128

First Solar, 124, 128

large volume manufacturing, 134

manufacturer, 132t

Chemical surface passivation, 75–76

CIGS. See Cu(In,Ga)(Se,S)2 (CIGS)

Continuous CZ pulling (CCZ), 100–102

Crystalline silicon (c-Si)

a-Si:H/c-Si heterojunction solar cells

(see Silicon heterojunction solar cells)

defect recombination, 75

industrial c-Si solar cell (see Industrial

crystalline Si (c-Si) solar cell)

passivating contacts, 75–76

TF PV materials, 121–123

energy payback time, 134

large volume production lines, 134

R&D work, 125–126

turnkey solutions, 124

Cu(In,Ga)(Se,S)2 (CIGS), 121–123

cell efficiency research, 126–128

European-based companies, 129t

First Solar, 128

large volume manufacturing, 134

Solar Frontier, 124, 128

US- and Asian-based companies, 131t

DDeep-defect recombination, 78–79

Diffused-junction solar cells

best cells, 92, 94t

cell current–voltage characteristics, 106

diffused emitter, 86–87

metallization, 90–92

p-doped c-Si, 82–83

production costs, 107

temperature coefficient, 102–103

Doped a-Si:H films

carrier selective contacts, 85

cross-contamination, 86

molybdenum oxide (MoOx), 86

PECVD, 86

EEdge-defined film-fed growth (EFG), 8

Ethylene vinyl acetate (EVA), 49, 49f, 50f

FField-effect passivation, 75

Fill factor (FF) losses, 95–96

First Solar, 124, 128

HHeterojunction with intrinsic thin layer

(HIT) concept, 6–7, 39–40

Honeymoon cell, 76–77

Hydrogenated amorphous silicon (a-Si:H)

as-deposited polycrystalline layers, 80–81

carrier recombination, 78–79

doped a-Si:H films

carrier selective contacts, 85

cross-contamination, 86

molybdenum oxide (MoOx), 86

PECVD, 86

137

Hydrogenated amorphous silicon (a-Si:H)

(Continued )

epitaxial growth, 81

honeymoon cell, 76–77

H2 plasma treatments, 81–82, 82f

isothermal annealing, 79

mechanism, 79

n- and p-type wafers, 82–83

Panasonic, 77–78

PECVD, 79–80, 104–105, 105f

planar deposition technology, 76–77

solar cell efficiency, 76–78, 102–103

TCO layers (see Transparent conductive

oxide (TCO) layers)

IIBC solar cells. See Interdigitated-back-

contacted (IBC) solar cells

Indium tin oxide (ITO), 88–89

absorbance spectra, 90f

external quantum efficiency and

1-reflectance spectra, 90f

thickness, mobility and free-electron

density, 89f

Industrial crystalline Si (c-Si) solar cell

alkaline wafer texturing, 35

Auger recombination, 15–16

band diagram, 10–12, 11f

basic structure of, 9–10, 9f

complex processing scheme, 5

cost reduction, 5–7

1-diode model, 12

efficiency of, 5

emitter formation

homogeneous emitters, 41–42, 42f

selective emitters (see Selective emitter

(SE))

firing through SiNx:H process

edge isolation, 25

inline/batch processing, 19

P diffusion, 22–25, 23f

screen-printing metallization

(see Screen printing)

SiNx:H deposition, 25–27

wafer washing, texturization, and

cleaning, 20–22, 21f

front contact metallization

dispensing, 37–38

double print, 36

drawbacks and challenges, 35–36

dual print, 36

multi-busbar approaches, 39–40

paste development, 38

seed-and-plate, 38–39

stencil printing, 36–37, 37f

fundamental loss mechanisms, 13–14, 13f

heterojunction emitter technology, 61

IBC-HIT approach, 6–7

j–V characteristics, 12–13, 12f, 33–34

n-type Si wafers, 61

optical and electrical losses, 18, 19f

output power, 12–13, 12f

PERC-type solar cells (see Passivated

emitter and rear cell (PERC))

PERL, 51, 52f

PERT, 51, 52f

photovoltaic (PV)

German PV market, 7–8

market share of, 8, 8f

solar modules, yearly production/

shipment of, 7–8, 7f

in space/terrestrial applications, 4–5

wafer and module costs, 9, 10f

radiative recombination, 14–15

rear contacted solar cells, 61

saturation current density, 18

SRH recombination, 16–17

surface recombination, 17

two-diode model, 14, 14f

wafer sawing, 34–35

Interdigitated-back-contacted (IBC) solar

cells, 6–7, 92–95, 94t

Intrinsic recombination, 74, 75–76

LLaser fired contacts (LFC), 54

MMolybdenum oxide (MoOx), 86

Monocrystalline Si (mono-Si), 6

Multicrystalline Si (mc-Si), 6

OOpen-circuit voltage (Voc) losses, 95

PPassivated emitter and rear cell (PERC)

boron–oxygen related degradation

138 Index

metastable, 57

regenerated state, 58–59, 59f

strategies, 57–58

dielectric rear side passivation

Al2O3 layers, 53

Al2O3/SiNx:H stacks, 53–54

SiO2/SiNx:H stacks, 54

efficiencies of, 59–60

local rear contact formation

contact patterns and void formation,

55–56

etching paste, 55

interconnection ribbons, soldering of,

56–57

laser fired contacts, 54

local ablation, 55

Phosphor silicate glass (PSG), 22

Phosphorus-doped a-Si:H film, 85, 86

Plasma-enhanced chemical vapor deposition

(PECVD), 26–27, 79–80, 86,

104–105, 105f

SScreen printing, 28f, 90–92, 103

co-firing step, 32–33, 33f

front side metallization, 28–29, 30f

inline process, 27–28

lifetime of, 27–28

rear side metallization, 29–32, 31f

Seed-and-plate approach, 38–39

Selective emitter (SE)

buried contact approach, 43

doped Si inks, 44

efficiency potential of, 50–51

etch-back process, 45–48, 45f, 46f, 47f

EVA and silicone, encapsulation, 49–50,

49f, 50f

ion implantation process, 44–45

laser doping

laser chemical processing, 48

NiAg light-induced plating, 48

P-glass, 48

and plating, 48

oxide mask process, 44, 44f

restrictions, 43

Shockley–Read–Hall recombination

statistics, 16–17, 78–79

Short-circuit current density ( Jsc) losses

blue absorption, 98

full silver reflector, 97, 97f

infrared parasitic absorption, 98–99

Lambertian surfaces, 99

recombination losses, 96–97

reflection losses, 96–97

Silicon

carrier recombination

defect recombination, 74, 75, 78–79, 95

intrinsic recombination, 74, 75–76

emitter diffusion process, 74

Silicon dangling bond, 78–79

Silicon heterojunction solar cells

a-Si:H, surface passivation

as-deposited polycrystalline layers,

80–81

carrier recombination, 78–79

epitaxial growth, 81

honeymoon cell, 76–77

H2 plasma treatments, 81–82, 82f

isothermal annealing, 79

mechanism, 79

n- and p-type wafers, 82–83

Panasonic, 77–78

PECVD, 79–80, 104–105, 105f

planar deposition technology, 76–77

solar cell efficiency, 76–78, 102–103

band diagram, 77–78, 78f

CEAINES, 99–100

cell current–voltage characteristics, 106

challenges, 108–109, 109t

chemical surface passivation, 76

Choshu Industry, 99–100

curing process, 106

current annual production capacities,

99–100

deposited emitter, 86–87

device configurations, 103–104

efficiency vs. bulk lifetime, 100–102, 101f

electron and hole collectors, 85–86

energy yield, 102–103

fill factor (FF) losses, 95–96

front TCO layers, 86–87, 105–106

IBC solar cells, 92–95, 94t

low-temperature copper paste, 91

low-temperature soldering, 103

material requirements, 100–102

minority-carrier effective lifetimes, 84f

monocrystalline silicon CZ wafer, 83–85

multi-wire contacting scheme, 91, 91f

139Index

Silicon heterojunction solar cells (Continued )

open-circuit voltage (Voc) losses, 95

opportunities, 109t

parallel-plate PECVD, 104

PC1D simulations, 100–102, 101f, 102f

plated contacts, 92, 103

production costs, 107–108

random-pyramid texturing, 83–85

rear TCO layers, 87–88, 105–106

research activities, 99–100

Sanyo patents, 99–100

screen printing, 90–92, 103

short-circuit current density ( Jsc) losses

blue absorption, 98

full silver reflector, 97, 97f

infrared parasitic absorption, 98–99

Lambertian surfaces, 99

recombination losses, 96–97

reflection losses, 96–97

Silevo, 99–100

strengths, 108–109, 109t

Sunpreme, 99–100

temperature coefficient, 102–103

thin-film deposition technology, 76

vs. silicon homojunction solar cell

technology, 76–77

wafer cleaning and texturing, 85, 104

wafer doping density vs. efficiency,

100–102, 102f

wet chemistry, 104

Solar Frontier, 128

Stencil printing, 36–37, 37f

Surface passivation, silicon heterojunction

solar cells

as-deposited polycrystalline layers, 80–81

carrier recombination, 78–79

epitaxial growth, 81

honeymoon cell, 76–77

H2 plasma treatments, 81–82, 82f

isothermal annealing, 79

mechanism, 79

n- and p-type wafers, 82–83

Panasonic, 77–78

PECVD, 79–80, 104–105, 105f

planar deposition technology, 76–77

solar cell efficiency, 76–78, 102–103

TThin-film photovoltaic (TF PV) modules

applied R&D, 135

Calyxo, 128

capital expenditure, 133–134

CdTe (see CdTe)

cell efficiency, 125–128, 126f

CIGS (see Cu(In,Ga)(Se,S)2 (CIGS))

collaborative R&D actions, 133

cost of ownership (CoO), 133, 133t

c-Si (see Crystalline silicon (c-Si))

energy payback time, 134

First Solar, 128

full-size module champion, 127t

fundamental R&D, 135

grid parity, 123

industrial R&D, 136

large volume production lines, 134

levelized cost of electricity, 128–133,

133t

long-term champion companies, cost

estimations of, 128–133

market share, 121–125

material cost, 133–134

minimodule champion, 127t

module area and throughput, 134

shipped modules vs. year, 125f

small-cell module champion, 127t

Solar Frontier, 128

total system cost, 133, 133t

turnkey solutions, 124

worldwide shipments, 123f

Transparent conductive oxide (TCO) layers

front layers, 86–87, 105–106

ITO and IO:H layer, 88–89

absorbance spectra, 90f

external quantum efficiency and

1-reflectance spectra, 90f

thickness, mobility and free-electron

density, 89f

rear layers, 87–88, 105–106

Two-diode model, 14, 14f

UUpgraded metallurgical grade (UMG), 5–6

140 Index

CONTENTS OF VOLUMES IN THIS SERIES

Volume 1 Physics of III–V Compounds

C. Hilsum, Some Key Features of III–V Compounds

F. Bassani, Methods of Band Calculations Applicable to III–V Compounds

E. O. Kane, The k-p Method

V. L. Bonch–Bruevich, Effect of Heavy Doping on the Semiconductor Band Structure

D. Long, Energy Band Structures of Mixed Crystals of III–V Compounds

L. M. Roth and P. N. Argyres, Magnetic Quantum Effects

S. M. Puri and T. H. Geballe, Thermomagnetic Effects in the Quantum Region

W. M. Becker, Band Characteristics near Principal Minima from Magnetoresistance

E. H. Putley, Freeze-Out Effects, Hot Electron Effects, and Submillimeter Photoconductivity in InSb

H. Weiss, Magnetoresistance

B. Ancker-Johnson, Plasma in Semiconductors and Semimetals

Volume 2 Physics of III–V Compounds

M. G. Holland, Thermal Conductivity

S. I. Novkova, Thermal Expansion

U. Piesbergen, Heat Capacity and Debye Temperatures

G. Giesecke, Lattice Constants

J. R. Drabble, Elastic Properties

A. U. Mac Rae and G. W. Gobeli, Low Energy Electron Diffraction Studies

R. Lee Mieher, Nuclear Magnetic Resonance

B. Goldstein, Electron Paramagnetic Resonance

T. S. Moss, Photoconduction in III–V Compounds

E. Antoncik and J. Tauc, Quantum Efficiency of the Internal Photoelectric Effect in InSb

G. W. Gobeli and I. G. Allen, Photoelectric Threshold and Work Function

P. S. Pershan, Nonlinear Optics in III–V Compounds

M. Gershenzon, Radiative Recombination in the III–V Compounds

F. Stern, Stimulated Emission in Semiconductors

Volume 3 Optical Properties of III–V Compounds

M. Hass, Lattice Reflection

W. G. Spitzer, Multiphonon Lattice Absorption

D. L. Stierwalt and R. F. Potter, Emittance Studies

H. R. Philipp and H. Ehrenveich, Ultraviolet Optical Properties

M. Cardona, Optical Absorption Above the Fundamental Edge

E. J. Johnson, Absorption Near the Fundamental Edge

J. O. Dimmock, Introduction to the Theory of Exciton States in Semiconductors

141

B. Lax and J. G. Mavroides, Interband Magnetooptical Effects

H. Y. Fan, Effects of Free Carries on Optical Properties

E. D. Palik and G. B. Wright, Free-Carrier Magnetooptical Effects

R. H. Bube, Photoelectronic Analysis

B. O. Seraphin and H. E. Benett, Optical Constants

Volume 4 Physics of III–V Compounds

N. A. Goryunova, A. S. Borchevskii and D. N. Tretiakov, Hardness

N. N. Sirota, Heats of Formation and Temperatures and Heats of Fusion of Compounds of AIIIBV

D. L. Kendall, Diffusion

A. G. Chynoweth, Charge Multiplication Phenomena

R. W. Keyes, The Effects of Hydrostatic Pressure on the Properties of III–V Semiconductors

L. W. Aukerman, Radiation Effects

N. A. Goryunova, F. P. Kesamanly, and D. N. Nasledov, Phenomena in Solid Solutions

R. T. Bate, Electrical Properties of Nonuniform Crystals

Volume 5 Infrared Detectors

H. Levinstein, Characterization of Infrared Detectors

P. W. Kruse, Indium Antimonide Photoconductive and Photoelectromagnetic Detectors

M. B. Prince, Narrowband Self-Filtering Detectors

I. Melngalis and T. C. Hannan, Single-Crystal Lead-Tin Chalcogenides

D. Long and J. L. Schmidt, Mercury-Cadmium Telluride and Closely Related Alloys

E. H. Putley, The Pyroelectric Detector

N. B. Stevens, Radiation Thermopiles

R. J. Keyes and T. M. Quist, Low Level Coherent and Incoherent Detection in the Infrared

M. C. Teich, Coherent Detection in the Infrared

F. R. Arams, E. W. Sard, B. J. Peyton and F. P. Pace, Infrared Heterodyne Detection with Gigahertz IF

Response

H. S. Sommers, Jr., Macrowave-Based Photoconductive Detector

R. Sehr and R. Zuleeg, Imaging and Display

Volume 6 Injection Phenomena

M. A. Lampert and R. B. Schilling, Current Injection in Solids: The Regional Approximation Method

R. Williams, Injection by Internal Photoemission

A. M. Barnett, Current Filament Formation

R. Baron and J. W. Mayer, Double Injection in Semiconductors

W. Ruppel, The Photoconductor-Metal Contact

142 Contents of Volumes in this Series

Volume 7 Application and Devices

Part A

J. A. Copeland and S. Knight, Applications Utilizing Bulk Negative Resistance

F. A. Padovani, The Voltage-Current Characteristics of Metal-Semiconductor Contacts

P. L. Hower, W. W. Hooper, B. R. Cairns, R. D. Fairman, and D. A. Tremere, The GaAs Field-Effect

Transistor

M. H. White, MOS Transistors

G. R. Antell, Gallium Arsenide Transistors

T. L. Tansley, Heterojunction Properties

Part B

T. Misawa, IMPATT Diodes

H. C. Okean, Tunnel Diodes

R. B. Campbell and Hung-Chi Chang, Silicon Junction Carbide Devices

R. E. Enstrom, H. Kressel, and L. Krassner, High-Temperature Power Rectifiers of GaAs1�xPx

Volume 8 Transport and Optical Phenomena

R. J. Stirn, Band Structure and Galvanomagnetic Effects in III–V Compounds with Indirect Band Gaps

R. W. Ure, Jr., Thermoelectric Effects in III–V Compounds

H. Piller, Faraday Rotation

H. Barry Bebb and E. W. Williams, Photoluminescence I: Theory

E. W. Williams and H. Barry Bebb, Photoluminescence II: Gallium Arsenide

Volume 9 Modulation Techniques

B. O. Seraphin, Electroreflectance

R. L. Aggarwal, Modulated Interband Magnetooptics

D. F. Blossey and Paul Handler, Electroabsorption

B. Batz, Thermal and Wavelength Modulation Spectroscopy

I. Balslev, Piezooptical Effects

D. E. Aspnes and N. Bottka, Electric-Field Effects on the Dielectric Function of Semiconductors and

Insulators

Volume 10 Transport Phenomena

R. L. Rhode, Low-Field Electron Transport

J. D. Wiley, Mobility of Holes in III–V Compounds

C. M. Wolfe and G. E. Stillman, Apparent Mobility Enhancement in Inhomogeneous Crystals

R. L. Petersen, The Magnetophonon Effect

143Contents of Volumes in this Series

Volume 11 Solar Cells

H. J. Hovel, Introduction; Carrier Collection, Spectral Response, and Photocurrent; Solar Cell Electrical

Characteristics; Efficiency; Thickness; Other Solar Cell Devices; Radiation Effects; Temperature

and Intensity; Solar Cell Technology

Volume 12 Infrared Detectors (II)

W. L. Eiseman, J. D. Merriam, and R. F. Potter, Operational Characteristics of Infrared Photodetectors

P. R. Bratt, Impurity Germanium and Silicon Infrared Detectors

E. H. Putley, InSb Submillimeter Photoconductive Detectors

G. E. Stillman, C. M. Wolfe, and J. O. Dimmock, Far-Infrared Photoconductivity in High Purity GaAs

G. E. Stillman and C. M. Wolfe, Avalanche Photodiodes

P. L. Richards, The Josephson Junction as a Detector of Microwave and Far-Infrared Radiation

E. H. Putley, The Pyroelectric Detector – An Update

Volume 13 Cadmium Telluride

K. Zanio, Materials Preparations; Physics; Defects; Applications

Volume 14 Lasers, Junctions, Transport

N. Holonyak, Jr., and M. H. Lee, Photopumped III–V Semiconductor Lasers

H. Kressel and J. K. Butler, Heterojunction Laser Diodes

A. Van der Ziel, Space-Charge-Limited Solid-State Diodes

P. J. Price, Monte Carlo Calculation of Electron Transport in Solids

Volume 15 Contacts, Junctions, Emitters

B. L. Sharma, Ohmic Contacts to III–V Compounds Semiconductors

A. Nussbaum, The Theory of Semiconducting Junctions

J. S. Escher, NEA Semiconductor Photoemitters

Volume 16 Defects, (HgCd)Se, (HgCd)Te

H. Kressel, The Effect of Crystal Defects on Optoelectronic Devices

C. R.Whitsett, J. G. Broerman, and C. J. Summers, Crystal Growth and Properties of Hg1�xCdx Se Alloys

M. H. Weiler, Magnetooptical Properties of Hg1�x Cdx Te Alloys

P. W. Kruse and J. G. Ready, Nonlinear Optical Effects in Hg1�x Cdx Te

Volume 17 CW Processing of Silicon and Other Semiconductors

J. F. Gibbons, Beam Processing of Silicon

A. Lietoila, R. B. Gold, J. F. Gibbons, and L. A. Christel, Temperature Distributions and Solid Phase

Reaction Rates Produced by Scanning CW Beams

144 Contents of Volumes in this Series

A. Leitoila and J. F. Gibbons, Applications of CW Beam Processing to Ion Implanted Crystalline Silicon

N. M. Johnson, Electronic Defects in CW Transient Thermal Processed Silicon

K. F. Lee, T. J. Stultz, and J. F. Gibbons, Beam Recrystallized Polycrystalline Silicon: Properties,

Applications, and Techniques

T. Shibata, A. Wakita, T. W. Sigmon and J. F. Gibbons, Metal-Silicon Reactions and Silicide

Y. I. Nissim and J. F. Gibbons, CW Beam Processing of Gallium Arsenide

Volume 18 Mercury Cadmium Telluride

P. W. Kruse, The Emergence of (Hg1�x Cdx) Te as a Modern Infrared Sensitive Material

H. E. Hirsch, S. C. Liang, and A. G. White, Preparation of High-Purity Cadmium, Mercury, and

Tellurium

W. F. H. Micklethwaite, The Crystal Growth of Cadmium Mercury Telluride

P. E. Petersen, Auger Recombination in Mercury Cadmium Telluride

R. M. Broudy and V. J. Mazurczyck, (HgCd) Te Photoconductive Detectors

M. B. Reine, A. K. Soad, and T. J. Tredwell, Photovoltaic Infrared Detectors

M. A. Kinch, Metal-Insulator-Semiconductor Infrared Detectors

Volume 19 Deep Levels, GaAs, Alloys, Photochemistry

G. F. Neumark and K. Kosai, Deep Levels in Wide Band-Gap III–V Semiconductors

D. C. Look, The Electrical and Photoelectronic Properties of Semi-Insulating GaAs

R. F. Brebrick, Ching-Hua Su, and Pok-Kai Liao, Associated SolutionModel for Ga-In-Sb and Hg-Cd-Te

Y. Ya. Gurevich and Y. V. Pleskon, Photoelectrochemistry of Semiconductors

Volume 20 Semi-Insulating GaAs

R. N. Thomas, H. M. Hobgood, G. W. Eldridge, D. L. Barrett, T. T. Braggins, L. B. Ta, and S. K. Wang,

High-Purity LEC Growth and Direct Implantation of GaAs for Monolithic Microwave Circuits

C. A. Stolte, Ion Implantation and Materials for GaAs Integrated Circuits

C. G. Kirkpatrick, R. T. Chen, D. E. Holmes, P. M. Asbeck, K. R. Elliott, R. D. Fairman, and J. R. Oliver,

LEC GaAs for Integrated Circuit Applications

J. S. Blakemore and S. Rahimi, Models for Mid-Gap Centers in Gallium Arsenide

Volume 21 Hydrogenated Amorphous Silicon

Part A

J. I. Pankove, Introduction

M. Hirose, Glow Discharge; Chemical Vapor Deposition

Y. Uchida, di Glow Discharge

T. D. Moustakas, Sputtering

I. Yamada, Ionized-Cluster Beam Deposition

B. A. Scott, Homogeneous Chemical Vapor Deposition

145Contents of Volumes in this Series

F. J. Kampas, Chemical Reactions in Plasma Deposition

P. A. Longeway, Plasma Kinetics

H. A. Weakliem, Diagnostics of Silane Glow Discharges Using Probes and Mass Spectroscopy

L. Gluttman, Relation between the Atomic and the Electronic Structures

A. Chenevas-Paule, Experiment Determination of Structure

S. Minomura, Pressure Effects on the Local Atomic Structure

D. Adler, Defects and Density of Localized States

Part B

J. I. Pankove, Introduction

G. D. Cody, The Optical Absorption Edge of a-Si: H

N. M. Amer and W. B. Jackson, Optical Properties of Defect States in a-Si: H

P. J. Zanzucchi, The Vibrational Spectra of a-Si: H

Y. Hamakawa, Electroreflectance and Electroabsorption

J. S. Lannin, Raman Scattering of Amorphous Si, Ge, and Their Alloys

R. A. Street, Luminescence in a-Si: H

R. S. Crandall, Photoconductivity

J. Tauc, Time-Resolved Spectroscopy of Electronic Relaxation Processes

P. E. Vanier, IR-Induced Quenching and Enhancement of Photoconductivity and Photoluminescence

H. Schade, Irradiation-Induced Metastable Effects

L. Ley, Photoelectron Emission Studies

Part C

J. I. Pankove, Introduction

J. D. Cohen, Density of States from Junction Measurements in Hydrogenated Amorphous Silicon

P. C. Taylor, Magnetic Resonance Measurements in a-Si: H

K. Morigaki, Optically Detected Magnetic Resonance

J. Dresner, Carrier Mobility in a-Si: H

T. Tiedje, Information About Band-Tail States from Time-of-Flight Experiments

A. R. Moore, Diffusion Length in Undoped a-S: H

W. Beyer and J. Overhof, Doping Effects in a-Si: H

H. Fritzche, Electronic Properties of Surfaces in a-Si: H

C. R. Wronski, The Staebler-Wronski Effect

R. J. Nemanich, Schottky Barriers on a-Si: H

B. Abeles and T. Tiedje, Amorphous Semiconductor Superlattices

Part D

J. I. Pankove, Introduction

D. E. Carlson, Solar Cells

G. A. Swartz, Closed-Form Solution of I–V Characteristic for a s-Si: H Solar Cells

I. Shimizu, Electrophotography

S. Ishioka, Image Pickup Tubes

P. G. Lecomber and W. E. Spear, The Development of the a-Si: H Field-Effect Transistor and its Possible

Applications

146 Contents of Volumes in this Series

D. G. Ast, a-Si: H FET-Addressed LCD Panel

S. Kaneko, Solid-State Image Sensor

M. Matsumura, Charge-Coupled Devices

M. A. Bosch, Optical Recording

A. D’Amico and G. Fortunato, Ambient Sensors

H. Kulkimoto, Amorphous Light-Emitting Devices

R. J. Phelan, Jr., Fast Decorators and Modulators

J. I. Pankove, Hybrid Structures

P. G. LeComber, A. E. Owen,W. E. Spear, J. Hajto, andW. K. Choi, Electronic Switching in Amorphous

Silicon Junction Devices

Volume 22 Lightwave Communications Technology

Part A

K. Nakajima, The Liquid-Phase Epitaxial Growth of InGaAsP

W. T. Tsang, Molecular Beam Epitaxy for III–V Compound Semiconductors

G. B. Stringfellow, Organometallic Vapor-Phase Epitaxial Growth of III–V Semiconductors

G. Beuchet, Halide and Chloride Transport Vapor-Phase Deposition of InGaAsP and GaAs

M. Razeghi, Low-Pressure, Metallo-Organic Chemical Vapor Deposition of GaxIn1�xAsP1�y Alloys

P. M. Petroff, Defects in III–V Compound Semiconductors

Part B

J. P. van der Ziel, Mode Locking of Semiconductor Lasers

K. Y. Lau and A. Yariv, High-Frequency Current Modulation of Semiconductor Injection Lasers

C. H. Henry, Special Properties of Semi Conductor Lasers

Y. Suematsu, K. Kishino, S. Arai, and F. Koyama, Dynamic Single-Mode Semiconductor Lasers with a

Distributed Reflector

W. T. Tsang, The Cleaved-Coupled-Cavity (C3) Laser

Part C

R. J. Nelson and N. K. Dutta, Review of InGaAsP InP Laser Structures and Comparison of Their

Performance

N. Chinone and M. Nakamura, Mode-Stabilized Semiconductor Lasers for 0.7–0.8- and 1.1–1.6-μmRegions

Y. Horikoshi, Semiconductor Lasers with Wavelengths Exceeding 2 μmB. A. Dean and M. Dixon, The Functional Reliability of Semiconductor Lasers as Optical Transmitters

R. H. Saul, T. P. Lee, and C. A. Burus, Light-Emitting Device Design

C. L. Zipfel, Light-Emitting Diode-Reliability

T. P. Lee and T. Li, LED-Based Multimode Lightwave Systems

K. Ogawa, Semiconductor Noise-Mode Partition Noise

Part D

F. Capasso, The Physics of Avalanche Photodiodes

T. P. Pearsall and M. A. Pollack, Compound Semiconductor Photodiodes

147Contents of Volumes in this Series

T. Kaneda, Silicon and Germanium Avalanche Photodiodes

S. R. Forrest, Sensitivity of Avalanche Photodetector Receivers for High-Bit-Rate

Long-Wavelength Optical Communication Systems

J. C. Campbell, Phototransistors for Lightwave Communications

Part E

S. Wang, Principles and Characteristics of Integrable Active and Passive Optical Devices

S. Margalit and A. Yariv, Integrated Electronic and Photonic Devices

T. Mukai, A. Yamamoto, and T. Kimura, Optical Amplification by Semiconductor Lasers

Volume 23 Pulsed Laser Processing of Semiconductors

R. F. Wood, C. W. White and R. T. Young, Laser Processing of Semiconductors: An Overview

C. W. White, Segregation, Solute Trapping and Supersaturated Alloys

G. E. Jellison, Jr., Optical and Electrical Properties of Pulsed Laser-Annealed Silicon

R. F. Wood and G. E. Jellison, Jr., Melting Model of Pulsed Laser Processing

R. F. Wood and F. W. Young, Jr., Nonequilibrium Solidification Following Pulsed Laser Melting

D. H. Lawndes and G. E. Jellison, Jr., Time-Resolved Measurement During Pulsed Laser Irradiation of

Silicon

D. M. Zebner, Surface Studies of Pulsed Laser Irradiated Semiconductors

D. H. Lowndes, Pulsed Beam Processing of Gallium Arsenide

R. B. James, Pulsed CO2 Laser Annealing of Semiconductors

R. T. Young and R. F. Wood, Applications of Pulsed Laser Processing

Volume 24 Applications of Multiquantum Wells, Selective Doping, and

Superlattices

C. Weisbuch, Fundamental Properties of III–V Semiconductor Two-Dimensional Quantized Structures:

The Basis for Optical and Electronic Device Applications

H. Morkoc and H. Unlu, Factors Affecting the Performance of (Al,Ga)As/GaAs and (Al,Ga)As/InGaAs

Modulation-Doped Field-Effect Transistors: Microwave and Digital Applications

N. T. Linh, Two-Dimensional Electron Gas FETs: Microwave Applications

M. Abe et al., Ultra-High-Speed HEMT Integrated Circuits

D. S. Chemla, D. A. B. Miller and P. W. Smith, Nonlinear Optical Properties of Multiple QuantumWell

Structures for Optical Signal Processing

F. Capasso, Graded-Gap and Superlattice Devices by Band-Gap Engineering

W. T. Tsang, Quantum Confinement Heterostructure Semiconductor Lasers

G. C. Osbourn et al., Principles and Applications of Semiconductor Strained-Layer Superlattices

Volume 25 Diluted Magnetic Semiconductors

W. Giriat and J. K. Furdyna, Crystal Structure, Composition, and Materials Preparation of Diluted

Magnetic Semiconductors

148 Contents of Volumes in this Series

W.M. Becker, Band Structure andOptical Properties ofWide-Gap AII1�xMnxBIV Alloys at ZeroMagnetic

Field

S. Oseroff and P. H. Keesom, Magnetic Properties: Macroscopic Studies

T. Giebultowicz and T. M. Holden, Neutron Scattering Studies of theMagnetic Structure and Dynamics of

Diluted Magnetic Semiconductors

J. Kossut, Band Structure and Quantum Transport Phenomena in Narrow-Gap Diluted Magnetic

Semiconductors

C. Riquaux, Magnetooptical Properties of Large-Gap Diluted Magnetic Semiconductors

J. A. Gaj, Magnetooptical Properties of Large-Gap Diluted Magnetic Semiconductors

J. Mycielski, Shallow Acceptors in Diluted Magnetic Semiconductors: Splitting, Boil-off, Giant Negative

Magnetoresistance

A. K. Ramadas and R. Rodriquez, Raman Scattering in Diluted Magnetic Semiconductors

P. A. Wolff, Theory of Bound Magnetic Polarons in Semimagnetic Semiconductors

Volume 26 III–V Compound Semiconductors and Semiconductor

Properties of Superionic Materials

Z. Yuanxi, III–V Compounds

H. V. Winston, A. T. Hunter, H. Kimura, and R. E. Lee, InAs-Alloyed GaAs Substrates for Direct

Implantation

P. K. Bhattacharya and S. Dhar, Deep Levels in III–V Compound Semiconductors Grown by MBE

Y. Ya. Gurevich and A. K. Ivanov-Shits, Semiconductor Properties of Supersonic Materials

Volume 27 High Conducting Quasi-One-Dimensional Organic Crystals

E. M. Conwell, Introduction to Highly Conducting Quasi-One-Dimensional Organic Crystals

I. A. Howard, A Reference Guide to the Conducting Quasi-One-Dimensional Organic Molecular

Crystals

J. P. Pouqnet, Structural Instabilities

E. M. Conwell, Transport Properties

C. S. Jacobsen, Optical Properties

J. C. Scolt, Magnetic Properties

L. Zuppiroli, Irradiation Effects: Perfect Crystals and Real Crystals

Volume 28 Measurement of High-Speed Signals in Solid State Devices

J. Frey and D. Ioannou, Materials and Devices for High-Speed and Optoelectronic Applications

H. Schumacher and E. Strid, Electronic Wafer Probing Techniques

D. H. Auston, Picosecond Photoconductivity: High-Speed Measurements of Devices and Materials

J. A. Valdmanis, Electro-Optic Measurement Techniques for Picosecond Materials, Devices and

Integrated Circuits

J. M. Wiesenfeld and R. K. Jain, Direct Optical Probing of Integrated Circuits and High-Speed Devices

G. Plows, Electron-Beam Probing

A. M. Weiner and R. B. Marcus, Photoemissive Probing

149Contents of Volumes in this Series

Volume 29 Very High Speed Integrated Circuits: Gallium Arsenide LSI

M. Kuzuhara and T. Nazaki, Active Layer Formation by Ion Implantation

H. Hasimoto, Focused Ion Beam Implantation Technology

T. Nozaki and A. Higashisaka, Device Fabrication Process Technology

M. Ino and T. Takada, GaAs LSI Circuit Design

M. Hirayama, M. Ohmori, and K. Yamasaki, GaAs LSI Fabrication and Performance

Volume 30 Very High Speed Integrated Circuits: Heterostructure

H. Watanabe, T. Mizutani, and A. Usui, Fundamentals of Epitaxial Growth and Atomic Layer Epitaxy

S. Hiyamizu, Characteristics of Two-Dimensional Electron Gas in III–V Compound Heterostructures

Grown by MBE

T. Nakanisi, Metalorganic Vapor Phase Epitaxy for High-Quality Active Layers

T. Nimura, High Electron Mobility Transistor and LSI Applications

T. Sugeta and T. Ishibashi, Hetero-Bipolar Transistor and LSI Application

H. Matsuedo, T. Tanaka, and M. Nakamura, Optoelectronic Integrated Circuits

Volume 31 Indium Phosphide: Crystal Growth and Characterization

J. P. Farges, Growth of Discoloration-Free InP

M. J. McCollum and G. E. Stillman, High Purity InP Grown by Hydride Vapor Phase Epitaxy

I. Inada and T. Fukuda, Direct Synthesis and Growth of Indium Phosphide by the Liquid Phosphorous

Encapsulated Czochralski Method

O. Oda, K. Katagiri, K. Shinohara, S. Katsura, Y. Takahashi, K. Kainosho, K. Kohiro, and R. Hirano, InP

Crystal Growth, Substrate Preparation and Evaluation

K. Tada, M. Tatsumi, M. Morioka, T. Araki, and T. Kawase, InP Substrates: Production and Quality

Control

M. Razeghi, LP-MOCVD Growth, Characterization, and Application of InP Material

T. A. Kennedy and P. J. Lin-Chung, Stoichiometric Defects in InP

Volume 32 Strained-Layer Superlattices: Physics

T. P. Pearsall, Strained-Layer Superlattices

F. H. Pollack, Effects of Homogeneous Strain on the Electronic and Vibrational Levels in Semiconductors

J. Y. Marzin, J. M. Gerard, P. Voisin, and J. A. Brum, Optical Studies of Strained III–V Heterolayers

R. People and S. A. Jackson, Structurally Induced States from Strain and Confinement

M. Jaros, Microscopic Phenomena in Ordered Superlattices

Volume 33 Strained-Layer Superlattices: Material Science and

Technology

R. Hull and J. C. Bean, Principles and Concepts of Strained-Layer Epitaxy

150 Contents of Volumes in this Series

W. J. Shaff, P. J. Tasker, M. C. Foisy, and L. F. Eastman, Device Applications of Strained-Layer Epitaxy

S. T. Picraux, B. L. Doyle, and J. Y. Tsao, Structure and Characterization of Strained-Layer Superlattices

E. Kasper and F. Schaffer, Group IV Compounds

D. L. Martin, Molecular Beam Epitaxy of IV–VI Compounds Heterojunction

R. L. Gunshor, L. A. Kolodziejski, A. V. Nurmikko, and N. Otsuka, Molecular Beam Epitaxy of I–VI

Semiconductor Microstructures

Volume 34 Hydrogen in Semiconductors

J. I. Pankove and N. M. Johnson, Introduction to Hydrogen in Semiconductors

C. H. Seager, Hydrogenation Methods

J. I. Pankove, Hydrogenation of Defects in Crystalline Silicon

J. W. Corbett, P. Deak, U. V. Desnica, and S. J. Pearton, Hydrogen Passivation of Damage Centers in

Semiconductors

S. J. Pearton, Neutralization of Deep Levels in Silicon

J. I. Pankove, Neutralization of Shallow Acceptors in Silicon

N. M. Johnson, Neutralization of Donor Dopants and Formation of Hydrogen-Induced Defects in

n-Type Silicon

M. Stavola and S. J. Pearton, Vibrational Spectroscopy of Hydrogen-Related Defects in Silicon

A. D. Marwick, Hydrogen in Semiconductors: Ion Beam Techniques

C. Herring and N. M. Johnson, Hydrogen Migration and Solubility in Silicon

E. E. Haller, Hydrogen-Related Phenomena in Crystalline Germanium

J. Kakalios, Hydrogen Diffusion in Amorphous Silicon

J. Chevalier, B. Clerjaud, and B. Pajot, Neutralization of Defects and Dopants in III–V Semiconductors

G. G. DeLeo and W. B. Fowler, Computational Studies of Hydrogen-Containing Complexes in

Semiconductors

R. F. Kiefl and T. L. Estle, Muonium in Semiconductors

C. G. Van de Walle, Theory of Isolated Interstitial Hydrogen and Muonium in Crystalline

Semiconductors

Volume 35 Nanostructured Systems

M. Reed, Introduction

H. van Houten, C. W. J. Beenakker, and B. J. Wees, Quantum Point Contacts

G. Timp, When Does a Wire Become an Electron Waveguide?

M. Buttiker, The Quantum Hall Effects in Open Conductors

W. Hansen, J. P. Kotthaus, and U. Merkt, Electrons in Laterally Periodic Nanostructures

Volume 36 The Spectroscopy of Semiconductors

D. Heiman, Spectroscopy of Semiconductors at Low Temperatures and High Magnetic Fields

A. V. Nurmikko, Transient Spectroscopy by Ultrashort Laser Pulse Techniques

151Contents of Volumes in this Series

A. K. Ramdas and S. Rodriguez, Piezospectroscopy of Semiconductors

O. J. Glembocki and B. V. Shanabrook, Photoreflectance Spectroscopy of Microstructures

D. G. Seiler, C. L. Littler, and M. H. Wiler, One- and Two-Photon Magneto-Optical Spectroscopy of

InSb and Hg1�xCdx Te

Volume 37 The Mechanical Properties of Semiconductors

A.-B. Chen, A. Sher, and W. T. Yost, Elastic Constants and Related Properties of Semiconductor

Compounds and Their Alloys

D. R. Clarke, Fracture of Silicon and Other Semiconductors

H. Siethoff, The Plasticity of Elemental and Compound Semiconductors

S. Guruswamy, K. T. Faber, and J. P. Hirth, Mechanical Behavior of Compound Semiconductors

S. Mahajan, Deformation Behavior of Compound Semiconductors

J. P. Hirth, Injection of Dislocations into Strained Multilayer Structures

D. Kendall, C. B. Fleddermann, and K. J. Malloy, Critical Technologies for the Micromatching of Silicon

J. Matsuba and K. Mokuya, Processing and Semiconductor Thermoelastic Behavior

Volume 38 Imperfections in III/V Materials

U. Scherz and M. Scheffler, Density-Functional Theory of sp-Bonded Defects in III/V Semiconductors

M. Kaminska and E. R. Weber, E12 Defect in GaAs

D. C. Look, Defects Relevant for Compensation in Semi-Insulating GaAs

R. C. Newman, Local Vibrational Mode Spectroscopy of Defects in III/V Compounds

A. M. Hennel, Transition Metals in III/V Compounds

K. J. Malloy and K. Khachaturyan, DX and Related Defects in Semiconductors

V. Swaminathan and A. S. Jordan, Dislocations in III/V Compounds

K. W. Nauka, Deep Level Defects in the Epitaxial III/V Materials

Volume 39 Minority Carriers in III–V Semiconductors:

Physics and Applications

N. K. Dutta, Radiative Transition in GaAs and Other III–V Compounds

R. K. Ahrenkiel, Minority-Carrier Lifetime in III–V Semiconductors

T. Furuta, High Field Minority Electron Transport in p-GaAs

M. S. Lundstrom, Minority-Carrier Transport in III–V Semiconductors

R. A. Abram, Effects of Heavy Doping and High Excitation on the Band Structure of GaAs

D. Yevick and W. Bardyszewski, An Introduction to Non-Equilibrium Many-Body Analyses of Optical

Processes in III–V Semiconductors

Volume 40 Epitaxial Microstructures

E. F. Schubert, Delta-Doping of Semiconductors: Electronic, Optical and Structural Properties of

Materials and Devices

A. Gossard, M. Sundaram, and P. Hopkins, Wide Graded Potential Wells

152 Contents of Volumes in this Series

P. Petroff, Direct Growth of Nanometer-Size Quantum Wire Superlattices

E. Kapon, Lateral Patterning of Quantum Well Heterostructures by Growth of Nonplanar Substrates

H. Temkin, D. Gershoni, and M. Panish, Optical Properties of Ga1�xInxAs/InP Quantum Wells

Volume 41 High Speed Heterostructure Devices

F. Capasso, F. Beltram, S. Sen, A. Pahlevi, and A. Y. Cho, Quantum Electron Devices: Physics and

Applications

P. Solomon, D. J. Frank, S. L. Wright and F. Canora, GaAs-Gate Semiconductor-Insulator-

Semiconductor FET

M. H. Hashemi and U. K. Mishra, Unipolar InP-Based Transistors

R. Kiehl, Complementary Heterostructure FET Integrated Circuits

T. Ishibashi, GaAs-Based and InP-Based Heterostructure Bipolar-Transistors

H. C. Liu and T. C. L. G. Sollner, High-Frequency-Tunneling Devices

H. Ohnishi, T. More, M. Takatsu, K. Imamura, and N. Yokoyama, Resonant-Tunneling Hot-Electron

Transistors and Circuits

Volume 42 Oxygen in Silicon

F. Shimura, Introduction to Oxygen in Silicon

W. Lin, The Incorporation of Oxygen into Silicon Crystals

T. J. Schaffner and D. K. Schroder, Characterization Techniques for Oxygen in Silicon

W. M. Bullis, Oxygen Concentration Measurement

S. M. Hu, Intrinsic Point Defects in Silicon

B. Pajot, Some Atomic Configuration of Oxygen

J. Michel and L. C. Kimerling, Electrical Properties of Oxygen in Silicon

R. C. Newman and R. Jones, Diffusion of Oxygen in Silicon

T. Y. Tan and W. J. Taylor, Mechanisms of Oxygen Precipitation: Some Quantitative Aspects

M. Schrems, Simulation of Oxygen Precipitation

K. Simino and I. Yonenaga, Oxygen Effect on Mechanical Properties

W. Bergholz, Grown-in and Process-Induced Effects

F. Shimura, Intrinsic/Internal Gettering

H. Tsuya, Oxygen Effect on Electronic Device Performance

Volume 43 Semiconductors for Room Temperature Nuclear

Detector Applications

R. B. James and T. E. Schlesinger, Introduction and Overview

L. S. Darken and C. E. Cox, High-Purity Germanium Detectors

A. Burger, D. Nason, L. Van den Berg, and M. Schieber, Growth of Mercuric Iodide

X. J. Bao, T. E. Schlesinger, and R. B. James, Electrical Properties of Mercuric Iodide

X. J. Bao, R. B. James, and T. E. Schlesinger, Optical Properties of Red Mercuric Iodide

M. Hage-Ali and P. Siffert, Growth Methods of CdTe Nuclear Detector Materials

M. Hage-Ali and P. Siffert, Characterization of CdTe Nuclear Detector Materials

153Contents of Volumes in this Series

M. Hage-Ali and P. Siffert, CdTe Nuclear Detectors and Applications

R. B. James, T. E. Schlesinger, J. Lund, and M. Schieber, Cd1�x Znx Te Spectrometers for Gamma and

X-Ray Applications

D. S. McGregor, J. E. Kammeraad, Gallium Arsenide Radiation Detectors and Spectrometers

J. C. Lund, F. Olschner, and A. Burger, Lead Iodide

M. R. Squillante and K. S. Shah, Other Materials: Status and Prospects

V. M. Gerrish, Characterization and Quantification of Detector Performance

J. S. Iwanczyk and B. E. Patt, Electronics for X-ray and Gamma Ray Spectrometers

M. Schieber, R. B. James and T. E. Schlesinger, Summary and Remaining Issues for Room Temperature

Radiation Spectrometers

Volume 44 II–IV Blue/Green Light Emitters: Device Physics

and Epitaxial Growth

J. Han and R. L. Gunshor, MBE Growth and Electrical Properties of Wide Bandgap ZnSe-based

II–VI Semiconductors

S. Fujita and S. Fujita, Growth and Characterization of ZnSe-based II–VI Semiconductors by MOVPE

E. Ho and L. A. Kolodziejski, Gaseous Source UHV Epitaxy Technologies for Wide Bandgap II–VI

Semiconductors

C. G. Van de Walle, Doping of Wide-Band-Gap II–VI Compounds – Theory

R. Cingolani, Optical Properties of Excitons in ZnSe-Based Quantum Well Heterostructures

A. Ishibashi and A. V. Nurmikko, II–VI Diode Lasers: A Current View of Device Performance and Issues

S. Guha and J. Petruzello, Defects and Degradation in Wide-Gap II–VI-based Structure and Light

Emitting Devices

Volume 45 Effect of Disorder and Defects in Ion-Implanted

Semiconductors: Electrical and Physiochemical Characterization

H. Ryssel, Ion Implantation into Semiconductors: Historical Perspectives

You-Nian Wang and Teng-Cai Ma, Electronic Stopping Power for Energetic Ions in Solids

S. T. Nakagawa, Solid Effect on the Electronic Stopping of Crystalline Target and Application to Range

Estimation

G. Miller, S. Kalbitzer, and G. N. Greaves, Ion Beams in Amorphous Semiconductor Research

J. Boussey-Said, Sheet and Spreading Resistance Analysis of Ion Implanted and Annealed Semiconductors

M. L. Polignano and G. Queirolo, Studies of the Stripping Hall Effect in Ion-Implanted Silicon

J. Sroemenos, Transmission Electron Microscopy Analyses

R. Nipoti and M. Servidori, Rutherford Backscattering Studies of Ion Implanted Semiconductors

P. Zaumseil, X-ray Diffraction Techniques

Volume 46 Effect of Disorder and Defects in Ion-Implanted

Semiconductors: Optical and Photothermal Characterization

M. Fried, T. Lohner, and J. Gyulai, Ellipsometric Analysis

A. Seas and C. Christofides, Transmission and Reflection Spectroscopy on Ion Implanted Semiconductors

154 Contents of Volumes in this Series

A. Othonos and C. Christofides, Photoluminescence and Raman Scattering of Ion Implanted

Semiconductors. Influence of Annealing

C. Christofides, Photomodulated Thermoreflectance Investigation of Implanted Wafers. Annealing

Kinetics of Defects

U. Zammit, Photothermal Deflection Spectroscopy Characterization of Ion-Implanted and Annealed

Silicon Films

A.Mandelis, A. Budiman, and M. Vargas, Photothermal Deep-Level Transient Spectroscopy of Impurities

and Defects in Semiconductors

R. Kalish and S. Charbonneau, Ion Implantation into Quantum-Well Structures

A. M. Myasnikov and N. N. Gerasimenko, Ion Implantation and Thermal Annealing of III–V Compound

Semiconducting Systems: Some Problems of III–V Narrow Gap Semiconductors

Volume 47 Uncooled Infrared Imaging Arrays and Systems

R. G. Buser and M. P. Tompsett, Historical Overview

P. W. Kruse, Principles of Uncooled Infrared Focal Plane Arrays

R. A. Wood, Monolithic Silicon Microbolometer Arrays

C. M. Hanson, Hybrid Pyroelectric-Ferroelectric Bolometer Arrays

D. L. Polla and J. R. Choi, Monolithic Pyroelectric Bolometer Arrays

N. Teranishi, Thermoelectric Uncooled Infrared Focal Plane Arrays

M. F. Tompsett, Pyroelectric Vidicon

T. W. Kenny, Tunneling Infrared Sensors

J. R. Vig, R. L Filler, and Y. Kim, Application of Quartz Microresonators to Uncooled Infrared Imaging

Arrays

P. W. Kruse, Application of Uncooled Monolithic Thermoelectric Linear Arrays to Imaging

Radiometers

Volume 48 High Brightness Light Emitting Diodes

G. B. Stringfellow, Materials Issues in High-Brightness Light-Emitting Diodes

M. G. Craford, Overview of Device Issues in High-Brightness Light-Emitting Diodes

F. M. Steranka, AlGaAs Red Light Emitting Diodes

C. H. Chen, S. A. Stockman, M. J. Peanasky, and C. P. Kuo, OMVPE Growth of AlGaInP for High

Efficiency Visible Light-Emitting Diodes

F. A. Kish and R. M. Fletcher, AlGaInP Light-Emitting Diodes

M. W. Hodapp, Applications for High Brightness Light-Emitting Diodes

J. Akasaki and H. Amano, Organometallic Vapor Epitaxy of GaN for High Brightness Blue Light Emitting

Diodes

S. Nakamura, Group III–V Nitride Based Ultraviolet-Blue-Green-Yellow Light-Emitting Diodes and

Laser Diodes

Volume 49 Light Emission in Silicon: from Physics to Devices

D. J. Lockwood, Light Emission in Silicon

G. Abstreiter, Band Gaps and Light Emission in Si/SiGe Atomic Layer Structures

155Contents of Volumes in this Series

T. G. Brown and D. G. Hall, Radiative Isoelectronic Impurities in Silicon and Silicon-GermaniumAlloys

and Superlattices

J. Michel, L. V. C. Assali, M. T. Morse, and L. C. Kimerling, Erbium in Silicon

Y. Kanemitsu, Silicon and Germanium Nanoparticles

P. M. Fauchet, Porous Silicon: Photoluminescence and Electroluminescent Devices

C. Delerue, G. Allan, and M. Lannoo, Theory of Radiative and Nonradiative Processes in Silicon

Nanocrystallites

L. Brus, Silicon Polymers and Nanocrystals

Volume 50 Gallium Nitride (GaN)

J. I. Pankove and T. D. Moustakas, Introduction

S. P. DenBaars and S. Keller, Metalorganic Chemical Vapor Deposition (MOCVD) of Group III Nitrides

W. A. Bryden and T. J. Kistenmacher, Growth of Group III–A Nitrides by Reactive Sputtering

N. Newman, Thermochemistry of III–N Semiconductors

S. J. Pearton and R. J. Shul, Etching of III Nitrides

S. M. Bedair, Indium-based Nitride Compounds

A. Trampert, O. Brandt, and K. H. Ploog, Crystal Structure of Group III Nitrides

H. Morkoc, F. Hamdani, and A. Salvador, Electronic and Optical Properties of III–V Nitride based

Quantum Wells and Superlattices

K. Doverspike and J. I. Pankove, Doping in the III-Nitrides

T. Suski and P. Perlin, High Pressure Studies of Defects and Impurities in Gallium Nitride

B. Monemar, Optical Properties of GaN

W. R. L. Lambrecht, Band Structure of the Group III Nitrides

N. E. Christensen and P. Perlin, Phonons and Phase Transitions in GaN

S. Nakamura, Applications of LEDs and LDs

I. Akasaki and H. Amano, Lasers

J. A. Cooper, Jr., Nonvolatile Random Access Memories in Wide Bandgap Semiconductors

Volume 51A Identification of Defects in Semiconductors

G. D. Watkins, EPR and ENDOR Studies of Defects in Semiconductors

J.-M. Spaeth, Magneto-Optical and Electrical Detection of Paramagnetic Resonance in Semiconductors

T. A. Kennedy and E. R. Claser, Magnetic Resonance of Epitaxial Layers Detected by Photoluminescence

K.H. Chow, B. Hitti, and R. F. Kiefl, μSRonMuonium in Semiconductors and Its Relation toHydrogen

K. Saarinen, P. Hautojarvi, and C. Corbel, Positron Annihilation Spectroscopy of Defects in

Semiconductors

R. Jones and P. R. Briddon, TheAb InitioCluster Method and the Dynamics of Defects in Semiconductors

Volume 51B Identification Defects in Semiconductors

G. Davies, Optical Measurements of Point Defects

P. M. Mooney, Defect Identification Using Capacitance Spectroscopy

156 Contents of Volumes in this Series

M. Stavola, Vibrational Spectroscopy of Light Element Impurities in Semiconductors

P. Schwander, W. D. Rau, C. Kisielowski, M. Gribelyuk, and A. Ourmazd, Defect Processes in

Semiconductors Studied at the Atomic Level by Transmission Electron Microscopy

N. D. Jager and E. R. Weber, Scanning Tunneling Microscopy of Defects in Semiconductors

Volume 52 SiC Materials and Devices

K. Jarrendahl and R. F. Davis, Materials Properties and Characterization of SiC

V. A. Dmitiriev and M. G. Spencer, SiC Fabrication Technology: Growth and Doping

V. Saxena and A. J. Steckl, Building Blocks for SiCDevices: Ohmic Contacts, Schottky Contacts, and p-n

Junctions

M. S. Shur, SiC Transistors

C. D. Brandt, R. C. Clarke, R. R. Siergiej, J. B. Casady, A.W.Morse, S. Sriram, and A. K. Agarwal, SiC for

Applications in High-Power Electronics

R. J. Trew, SiC Microwave Devices

J. Edmond, H. Kong, G. Negley, M. Leonard, K. Doverspike, W. Weeks, A. Suvorov, D. Waltz, and

C. Carter, Jr., SiC-Based UV Photodiodes and Light-Emitting Diodes

H. Morkoc, Beyond Silicon Carbide! III–V Nitride-Based Heterostructures and Devices

Volume 53 Cumulative Subjects and Author Index Including Tables

of Contents for Volumes 1–50

Volume 54 High Pressure in Semiconductor Physics I

W. Paul, High Pressure in Semiconductor Physics: A Historical Overview

N. E. Christensen, Electronic Structure Calculations for Semiconductors Under Pressure

R. J. Neimes andM. I. McMahon, Structural Transitions in the Group IV, III–V and II–VI Semiconductors

Under Pressure

A. R. Goni and K. Syassen, Optical Properties of Semiconductors Under Pressure

P. Trautman, M. Baj, and J. M. Baranowski, Hydrostatic Pressure and Uniaxial Stress in Investigations of

the EL2 Defect in GaAs

M. Li and P. Y. Yu, High-Pressure Study of DX Centers Using Capacitance Techniques

T. Suski, Spatial Correlations of Impurity Charges in Doped Semiconductors

N. Kuroda, Pressure Effects on the Electronic Properties of Diluted Magnetic Semiconductors

Volume 55 High Pressure in Semiconductor Physics II

D. K. Maude and J. C. Portal, Parallel Transport in Low-Dimensional Semiconductor Structures

P. C. Klipstein, Tunneling Under Pressure: High-Pressure Studies of Vertical Transport in

Semiconductor Heterostructures

E. Anastassakis and M. Cardona, Phonons, Strains, and Pressure in Semiconductors

157Contents of Volumes in this Series

F. H. Pollak, Effects of External Uniaxial Stress on the Optical Properties of Semiconductors and

Semiconductor Microstructures

A. R. Adams, M. Silver, and J. Allam, Semiconductor Optoelectronic Devices

S. Porowski and I. Grzegory, The Application of HighNitrogen Pressure in the Physics and Technology of

III–N Compounds

M. Yousuf, Diamond Anvil Cells in High Pressure Studies of Semiconductors

Volume 56 Germanium Silicon: Physics and Materials

J. C. Bean, Growth Techniques and Procedures

D. E. Savage, F. Liu, V. Zielasek, and M. G. Lagally, Fundamental Crystal Growth Mechanisms

R. Hull, Misfit Strain Accommodation in SiGe Heterostructures

M. J. Shaw and M. Jaros, Fundamental Physics of Strained Layer GeSi: Quo Vadis?

F. Cerdeira, Optical Properties

S. A. Ringel and P. N. Grillot, Electronic Properties and Deep Levels in Germanium-Silicon

J. C. Campbell, Optoelectronics in Silicon and Germanium Silicon

K. Eberl, K. Brunner, and O. G. Schmidt, Si1�yCy and Si1�x�yGe2Cy Alloy Layers

Volume 57 Gallium Nitride (GaN) II

R. J. Molnar, Hydride Vapor Phase Epitaxial Growth of III–V Nitrides

T. D. Moustakas, Growth of III–V Nitrides by Molecular Beam Epitaxy

Z. Liliental-Weber, Defects in Bulk GaN and Homoepitaxial Layers

C. G. Van de Walk and N. M. Johnson, Hydrogen in III–V Nitrides

W. Götz and N. M. Johnson, Characterization of Dopants and Deep Level Defects

in Gallium Nitride

B. Gil, Stress Effects on Optical Properties

C. Kisielowski, Strain in GaN Thin Films and Heterostructures

J. A. Miragliotta and D. K. Wickenden, Nonlinear Optical Properties of Gallium Nitride

B. K. Meyer, Magnetic Resonance Investigations on Group III–Nitrides

M. S. Shur and M. Asif Khan, GaN and AIGaN Ultraviolet Detectors

C. H. Qiu, J. I. Pankove, and C. Rossington, II–V Nitride-Based X-ray Detectors

Volume 58 Nonlinear Optics in Semiconductors I

A. Kost, Resonant Optical Nonlinearities in Semiconductors

E. Garmire, Optical Nonlinearities in Semiconductors Enhanced by Carrier Transport

D. S. Chemla, Ultrafast Transient Nonlinear Optical Processes in Semiconductors

M. Sheik-Bahae and E. W. Van Stryland, Optical Nonlinearities in the Transparency Region of Bulk

Semiconductors

J. E. Millerd, M. Ziari, and A. Partovi, Photorefractivity in Semiconductors

158 Contents of Volumes in this Series

Volume 59 Nonlinear Optics in Semiconductors II

J. B. Khurgin, Second Order Nonlinearities and Optical Rectification

K. L. Hall, E. R. Thoen, and E. P. Ippen, Nonlinearities in Active Media

E. Hanamura, Optical Responses of Quantum Wires/Dots and Microcavities

U. Keller, Semiconductor Nonlinearities for Solid-State Laser Modelocking and Q-Switching

A. Miller, Transient Grating Studies of Carrier Diffusion and Mobility in Semiconductors

Volume 60 Self-Assembled InGaAs/GaAs Quantum Dots

Mitsuru Sugawara, Theoretical Bases of the Optical Properties of Semiconductor Quantum Nano-

Structures

Yoshiaki Nakata, Yoshihiro Sugiyama, and Mitsuru Sugawara, Molecular Beam Epitaxial Growth of Self-

Assembled InAs/GaAs Quantum Dots

Kohki Mukai, Mitsuru Sugawara, Mitsuru Egawa, and Nobuyuki Ohtsuka, Metalorganic Vapor Phase

Epitaxial Growth of Self-Assembled InGaAs/GaAs Quantum Dots Emitting at 1.3 μmKohki Mukai and Mitsuru Sugawara, Optical Characterization of Quantum Dots

Kohki Mukai and Milsuru Sugawara, The Photon Bottleneck Effect in Quantum Dots

Hajime Shoji, Self-Assembled Quantum Dot Lasers

Hiroshi Ishikawa, Applications of Quantum Dot to Optical Devices

Mitsuru Sugawara, Kohki Mukai, Hiroshi Ishikawa, Koji Otsubo, and Yoshiaki Nakata, The Latest News

Volume 61 Hydrogen in Semiconductors II

Norbert H. Nickel, Introduction to Hydrogen in Semiconductors II

Noble M. Johnson and Chris G. Van de Walle, Isolated Monatomic Hydrogen in Silicon

Yurij V. Gorelkinskii, Electron Paramagnetic Resonance Studies of Hydrogen and Hydrogen-Related

Defects in Crystalline Silicon

Norbert H. Nickel, Hydrogen in Polycrystalline Silicon

Wolfhard Beyer, Hydrogen Phenomena in Hydrogenated Amorphous Silicon

Chris G. Van de Walle, Hydrogen Interactions with Polycrystalline and Amorphous Silicon–Theory

Karen M. McManus Rutledge, Hydrogen in Polycrystalline CVD Diamond

Roger L. Lichti, Dynamics of Muonium Diffusion, Site Changes and Charge-State Transitions

Matthew D. McCluskey and Eugene E. Haller, Hydrogen in III–V and II–VI Semiconductors

S. J. Pearton and J. W. Lee, The Properties of Hydrogen in GaN and Related Alloys

Jörg Neugebauer and Chris G. Van de Walle, Theory of Hydrogen in GaN

Volume 62 Intersubband Transitions in Quantum Wells:

Physics and Device Applications I

Manfred Helm, The Basic Physics of Intersubband Transitions

Jerome Faist, Carlo Sirtori, Federico Capasso, Loren N. Pfeiffer, Ken W. West, Deborah L. Sivco, and Alfred Y.

Cho, Quantum Interference Effects in Intersubband Transitions

H. C. Liu, Quantum Well Infrared Photodetector Physics and Novel Devices

S. D. Gunapala and S. V. Bandara, Quantum Well Infrared Photodetector (QWIP) Focal Plane Arrays

159Contents of Volumes in this Series

Volume 63 Chemical Mechanical Polishing in Si Processing

Frank B. Kaufman, Introduction

Thomas Bibby and Karey Holland, Equipment

John P. Bare, Facilitization

Duane S. Boning and Okumu Ouma, Modeling and Simulation

Shin Hwa Li, Bruce Tredinnick, and Mel Hoffman, Consumables I: Slurry

Lee M. Cook, CMP Consumables II: Pad

Francois Tardif, Post-CMP Clean

Shin Hwa Li, Tara Chhatpar, and Frederic Robert, CMP Metrology

Shin Hwa Li, Visun Bucha, and Kyle Wooldridge, Applications and CMP-Related Process Problems

Volume 64 Electroluminescence I

M. G. Craford, S. A. Stockman, M. J. Peansky, and F. A. Kish, Visible Light-Emitting Diodes

H. Chui, N. F. Gardner, P. N. Grillot, J. W. Huang, M. R. Krames, and S. A. Maranowski, High-Efficiency

AIGaInP Light-Emitting Diodes

R. S. Kern, W. Gotz, C. H. Chen, H. Liu, R. M. Fletcher, and C. P. Kuo, High-Brightness Nitride-Based

Visible-Light-Emitting Diodes

Yoshiharu Sato, Organic LED System Considerations

V. Bulovic, P. E. Burrows, and S. R. Forrest, Molecular Organic Light-Emitting Devices

Volume 65 Electroluminescence II

V. Bulovic and S. R. Forrest, Polymeric and Molecular Organic Light Emitting Devices: A Comparison

Regina Mueller-Mach and Gerd O. Mueller, Thin Film Electroluminescence

Markku Leskela, Wei-Min Li, and Mikko Ritala, Materials in Thin Film Electroluminescent Devices

Kristiaan Neyts, Microcavities for Electroluminescent Devices

Volume 66 Intersubband Transitions in Quantum Wells:

Physics and Device Applications II

Jerome Faist, Federico Capasso, Carlo Sirtori, Deborah L. Sivco, and Alfred Y. Cho, Quantum Cascade Lasers

Federico Capasso, Carlo Sirtori, D. L. Sivco, and A. Y. Cho, Nonlinear Optics in Coupled-Quantum-Well

Quasi-Molecules

Karl Unterrainer, Photon-Assisted Tunneling in Semiconductor Quantum Structures

P. Haring Bolivar, T. Dekorsy, and H. Kurz, Optically Excited Bloch Oscillations–Fundamentals and

Application Perspectives

Volume 67 Ultrafast Physical Processes in Semiconductors

Alfred Leitenstorfer and Alfred Laubereau, Ultrafast Electron-Phonon Interactions in Semiconductors:

Quantum Kinetic Memory Effects

160 Contents of Volumes in this Series

Christoph Lienau and Thomas Elsaesser, Spatially and Temporally Resolved Near-Field Scanning Optical

Microscopy Studies of Semiconductor Quantum Wires

K. T. Tsen, Ultrafast Dynamics in Wide Bandgap Wurtzite GaN

J. Paul Callan, Albert M.-T. Kim, Christopher A. D. Roeser, and Eriz Mazur, Ultrafast Dynamics and Phase

Changes in Highly Excited GaAs

Hartmut Hang, Quantum Kinetics for Femtosecond Spectroscopy in Semiconductors

T. Meier and S. W. Koch, Coulomb Correlation Signatures in the Excitonic Optical Nonlinearities of

Semiconductors

Roland E. Allen, Traian Dumitrica, and Ben Torralva, Electronic and Structural Response of Materials to

Fast, Intense Laser Pulses

E. Gornik and R. Kersting, Coherent THz Emission in Semiconductors

Volume 68 Isotope Effects in Solid State Physics

Vladimir G. Plekhanov, Elastic Properties; Thermal Properties; Vibrational Properties; Raman Spectra of

Isotopically Mixed Crystals; Excitons in LiH Crystals; Exciton–Phonon Interaction; Isotopic Effect

in the Emission Spectrum of Polaritons; Isotopic Disordering of Crystal Lattices; Future

Developments and Applications; Conclusions

Volume 69 Recent Trends in Thermoelectric Materials Research I

H. Julian Goldsmid, Introduction

Terry M. Tritt and Valerie M. Browning, Overview of Measurement and Characterization Techniques for

Thermoelectric Materials

Mercouri G. Kanatzidis, The Role of Solid-State Chemistry in the Discovery of New Thermoelectric

Materials

B. Lenoir, H. Scherrer, and T. Caillat, An Overview of Recent Developments for BiSb Alloys

Citrad Uher, Skutterudities: Prospective Novel Thermoelectrics

George S. Nolas, Glen A. Slack, and Sandra B. Schujman, Semiconductor Clathrates: A Phonon Glass

Electron Crystal Material with Potential for Thermoelectric Applications

Volume 70 Recent Trends in Thermoelectric Materials Research II

Brian C. Sales, David G. Mandrus, and Bryan C. Chakoumakos, Use of Atomic Displacement Parameters in

Thermoelectric Materials Research

S. Joseph Poon, Electronic and Thermoelectric Properties of Half-Heusler Alloys

Terry M. Tritt, A. L. Pope, and J. W. Kolis, Overview of the Thermoelectric Properties of Quasicrystalline

Materials and Their Potential for Thermoelectric Applications

Alexander C. Ehrlich and Stuart A. Wolf, Military Applications of Enhanced Thermoelectrics

David J. Singh, Theoretical and Computational Approaches for Identifying and Optimizing Novel

Thermoelectric Materials

Terry M. Tritt and R. T. Littleton, IV, Thermoelectric Properties of the Transition Metal Pentatellurides:

Potential Low-Temperature Thermoelectric Materials

161Contents of Volumes in this Series

Franz Freibert, Timothy W. Darling, Albert Miglori, and Stuart A. Trugman, Thermomagnetic Effects and

Measurements

M. Bartkowiak and G. D. Mahan, Heat and Electricity Transport Through Interfaces

Volume 71 Recent Trends in Thermoelectric Materials Research III

M. S. Dresselhaus, Y.-M. Lin, T. Koga, S. B. Cronin, O. Rabin, M. R. Black, and G. Dresselhaus, Quantum

Wells and Quantum Wires for Potential Thermoelectric Applications

D. A. Broido and T. L. Reinecke, Thermoelectric Transport in Quantum Well and Quantum Wire

Superlattices

G. D. Mahan, Thermionic Refrigeration

Rama Venkatasubramanian, Phonon Blocking Electron Transmitting Superlattice Structures as Advanced

Thin Film Thermoelectric Materials

G. Chen, Phonon Transport in Low-Dimensional Structures

Volume 72 Silicon Epitaxy

S. Acerboni, ST Microelectronics, CFM-AGI Department, Agrate Brianza, Italy

V.-M. Airaksinen, Okmetic Oyj R&D Department, Vantaa, Finland

G. Beretta, ST Microelectronics, DSG Epitaxy Catania Department, Catania, Italy

C. Cavallotti, Dipartimento di Chimica Fisica Applicata, Politecnico di Milano, Milano, Italy

D. Crippa, MEMC Electronic Materials, Epitaxial and CVD Department, Operations Technology

Division, Novara, Italy

D. Dutartre, ST Microelectronics, Central R&D, Crolles, France

Srikanth Kommu, MEMC Electronic Materials inc., EPI Technology Group, St. Peters, Missouri

M. Masi, Dipartimento di Chimica Fisica Applicata, Politecnico di Milano, Milano, Italy

D. J. Meyer, ASM Epitaxy, Phoenix, Arizona

J. Murota, Research Institute of Electrical Communication, Laboratory for Electronic Intelligent Systems,

Tohoku University, Sendai, Japan

V. Pozzetti, LPE Epitaxial Technologies, Bollate, Italy

A. M. Rinaldi, MEMC Electronic Materials, Epitaxial and CVD Department, Operations Technology

Division, Novara, Italy

Y. Shiraki, Research Center for Advanced Science and Technology (RCAST), University of Tokyo,

Tokyo, Japan

Volume 73 Processing and Properties of Compound Semiconductors

S. J. Pearton, Introduction

Eric Donkor, Gallium Arsenide Heterostructures

Annamraju Kasi Viswanatli, Growth and Optical Properties of GaN

D. Y. C. Lie and K. L. Wang, SiGe/Si Processing

S. Kim and M. Razeghi, Advances in Quantum Dot Structures

Walter P. Gomes, Wet Etching of III–V Semiconductors

162 Contents of Volumes in this Series

Volume 74 Silicon-Germanium Strained Layers and Heterostructures

S. C. Jain and M. Willander, Introduction; Strain, Stability, Reliability and Growth; Mechanism of Strain

Relaxation; Strain, Growth, and TED in SiGeC Layers; Bandstructure and Related Properties;

Heterostructure Bipolar Transistors; FETs and Other Devices

Volume 75 Laser Crystallization of Silicon

Norbert H. Nickel, Introduction to Laser Crystallization of Silicon

Costas P. Grigoropoidos, Seung-Jae Moon and Ming-Hong Lee, Heat Transfer and Phase Transformations in

Laser Melting and Recrystallization of Amorphous Thin Si Films

Robert Cerny and Petr Prikryl, Modeling Laser-Induced Phase-Change Processes: Theory and

Computation

Paulo V. Santos, Laser Interference Crystallization of Amorphous Films

Philipp Lengsfeld and Norbert H. Nickel, Structural and Electronic Properties of Laser-Crystallized Poly-Si

Volume 76 Thin-Film Diamond I

X. Jiang, Textured and Heteroepitaxial CVD Diamond Films

Eberhard Blank, Structural Imperfections in CVD Diamond Films

R. Kalish, Doping Diamond by Ion-Implantation

A. Deneuville, Boron Doping of Diamond Films from the Gas Phase

S. Koizumi, n-Type Diamond Growth

C. E. Nebel, Transport and Defect Properties of Intrinsic and Boron-Doped Diamond

Milos Nesladek, Ken Haenen and Milan Vanecek, Optical Properties of CVD Diamond

Rolf Sauer, Luminescence from Optical Defects and Impurities in CVD Diamond

Volume 77 Thin-Film Diamond II

Jacques Chevallier, Hydrogen Diffusion and Acceptor Passivation in Diamond

J€urgen Ristein, Structural and Electronic Properties of Diamond Surfaces

John C. Angus, Yuri V. Pleskov and Sally C. Eaton, Electrochemistry of Diamond

Greg M. Swain, Electroanalytical Applications of Diamond Electrodes

Werner Haenni, Philippe Rychen, Matthyas Fryda and Christos Comninellis, Industrial Applications of

Diamond Electrodes

Philippe Bergonzo and Richard B. Jackman, Diamond-Based Radiation and Photon Detectors

Hiroshi Kawarada, Diamond Field Effect Transistors Using H-Terminated Surfaces

Shinichi Shikata and Hideaki Nakahata, Diamond Surface Acoustic Wave Device

Volume 78 Semiconducting Chalcogenide Glass I

V. S. Minaev and S. P. Timoshenkov, Glass-Formation in Chalcogenide Systems and Periodic System

A. Popov, Atomic Structure and Structural Modification of Glass

163Contents of Volumes in this Series

V. A. Funtikov, Eutectoidal Concept of Glass Structure and Its Application in Chalcogenide

Semiconductor Glasses

V. S. Minaev, Concept of Polymeric Polymorphous-Crystalloid Structure of Glass and Chalcogenide

Systems: Structure and Relaxation of Liquid and Glass

Volume 79 Semiconducting Chalcogenide Glass II

M. D. Bal’makov, Information Capacity of Condensed Systems

A. Cesnys, G. Juska and E. Montrimas, Charge Carrier Transfer at High Electric Fields in Noncrystalline

Semiconductors

Andrey S. Glebov, The Nature of the Current Instability in Chalcogenide Vitreous Semiconductors

A. M. Andriesh, M. S. Iovu and S. D. Shutov, Optical and Photoelectrical Properties of Chalcogenide

Glasses

V. Val. Sobolev and V. V. Sobolev, Optical Spectra of Arsenic Chalcogenides in a Wide Energy Range of

Fundamental Absorption

Yu. S. Tver’yanovich, Magnetic Properties of Chalcogenide Glasses

Volume 80 Semiconducting Chalcogenide Glass III

Andrey S. Glebov, Electronic Devices and Systems Based on Current Instability in Chalcogenide

Semiconductors

Dumitru Tsiulyanu, Heterostructures on Chalcogenide Glass and Their Applications

E. Bychkov, Yu. Tveryanovich and Yu. Vlasov, Ion Conductivity and Sensors

Yu. S. Tver’yanovich and A. Tverjanovich, Rare-earth Doped Chalcogenide Glass

M. F. Churbanov and V. G. Plotnichenko, Optical Fibers from High-purity Arsenic Chalcogenide Glasses

Volume 81 Conducting Organic Materials and Devices

Suresh C. Jain,Magnus Willander and Vikram Kumar, Introduction; Polyacetylene; Optical and Transport

Properties; Light Emitting Diodes and Lasers; Solar Cells; Transistors

Volume 82 Semiconductors and Semimetals

MaikenH.Mikkelsen, Roberto C.Myers, Gregory D. Fuchs, and David D. Awschalom, Single Spin Coherence

in Semiconductors

Jairo Sinova and A. H. MacDonald, Theory of Spin–Orbit Effects in Semiconductors

K. M. Yu, T. Wojtowicz, W. Walukiewicz, X. Liu, and J. K. Furdyna, Fermi Level Effects on Mn

Incorporation in III–Mn–V Ferromagnetic Semiconductors

T. Jungwirth, B. L. Gallagher, and J.Wunderlich, Transport Properties of Ferromagnetic Semiconductors

F. Matsukura, D. Chiba, and H. Ohno, Spintronic Properties of Ferromagnetic Semiconductors

C. Gould, G. Schmidt, and L. W. Molenkamp, Spintronic Nanodevices

164 Contents of Volumes in this Series

J. Cibert, L. Besombes, D. Ferrand, and H. Mariette, Quantum Structures of II–VI Diluted Magnetic

Semiconductors

Agnieszka Wolos and Maria Kaminska, Magnetic Impurities in Wide Band-gap III–V Semiconductors

Tomasz Dietl, Exchange Interactions and Nanoscale Phase Separations in Magnetically Doped

Semiconductors

Hiroshi Katayama-Yoshida, Kazunori Sato, Tetsuya Fukushima, Masayuki Toyoda, Hidetoshi Kizaki, and An

van Dinh, Computational Nano-Materials Design for the Wide Band-Gap and High-TC

Semiconductor Spintronics

Masaaki Tanaka, Masafumi Yokoyama, PhamNamHai, and Shinobu Ohya, Properties and Functionalities of

MnAs/III–V Hybrid and Composite Structures

Volume 83 Semiconductors and Semimetals

T. Scholak, F. Mintert, T. Wellens, and A. Buchleitner, Transport and Entanglement

P. Nalbach andM. Thorwart, QuantumCoherence and Entanglement in Photosynthetic Light-Harvesting

Complexes

Richard J. Cogdell and J€urgen Köhler, Sunlight, Purple Bacteria, and Quantum Mechanics: How Purple

Bacteria Harness Quantum Mechanics for Efficient Light Harvesting

Volume 84 Semiconductors and Semimetals

David Z.-Y. Ting, Alexander Soibel, Linda Höglund, Jean Nguyen, Cory J. Hill, Arezou Khoshakhlagh, and

Sarath D. Gunapala, Type-II Superlattice Infrared Detectors

S. D. Gunapala, S. V. Bandara, S. B. Rafol, and D. Z. Ting, QuantumWell Infrared Photodetectors

Ajit V. Barve and Sanjay Krishna, Quantum Dot Infrared Photodetectors

J. C. Cao and H. C. Liu, Terahertz Semiconductor Quantum Well Photodetectors

A. G. U. Perera, Homo- and Heterojunction InterfacialWorkfunction Internal Photo-Emission

Detectors from UV to IR

David R. Rhiger, HgCdTe Long-Wave Infrared Detectors

Volume 85 Semiconductors and Semimetals

Darius Abramavicius, Vytautas Butkus, and Leonas Valkunas, Interplay of Exciton Coherence and

Dissipation in Molecular Aggregates

Oliver K€uhn and Stefan Lochbrunner, Quantum Dynamics and Spectroscopy of Excitons in Molecular

Aggregates

Carsten Olbrich and Ulrich Kleinekathöfer, From Atomistic Modeling to Electronic Properties of Light-

Harvesting Systems

AlexW. Chin, Susana F. Huelga, and Martin B. Plenio, Chain Representations of Open Quantum Systems

and Their Numerical Simulation with Time-Adaptive Density Matrix Renormalisation Group

Methods

Avinash Kolli and Alexandra Olaya-Castro, Electronic Excitation Dynamics in a Framework of Shifted

Oscillators

165Contents of Volumes in this Series

E. Lifshitz, R. Vaxenburg, G. I. Maikov, D. Yanover, A. Brusilovski, J. Tilchin, and A. Sashchiuk,

The Significance of Alloy Colloidal Quantum Dots

Elizabeth von Hauff, The Role of Molecular Structure and Conformation in Polymer Electronics

Koen Vandewal, Kristofer Tvingstedt, and Olle Inganas, Charge Transfer States in Organic Donor–Acceptor

Solar Cells

Carsten Deibel, Photocurrent Generation in Organic Solar Cells

Volume 86 Advances in Semiconductor Lasers

Joseph P. Donnelly, Paul W. Juodawlkis, Robin Huang, Jason J. Plant, Gary M. Smith, Leo J. Missaggia,

William Loh, Shawn M. Redmond, Bien Chann, Michael K. Connors, Reuel B. Swint, and George W.

Turner, High-Power Slab-Coupled Optical Waveguide Lasers and Amplifiers

P. Crump, O. Brox, F. Bugge, J. Fricke, C. Schultz, M. Spreemann, B. Sumpf, H. Wenzel, and G. Erbert,

High-Power, High-Efficiency Monolithic Edge-Emitting GaAs-Based Lasers with

Narrow Spectral Widths

E. A. Avrutin and E. U. Rafailov, Advances in Mode-Locked Semiconductor Lasers

K. M. Kelchner, S. P. DenBaars, and J. S. Speck, GaN Laser Diodes on Nonpolar and Semipolar Planes

Eric Tournie and Alexei N. Baranov, Mid-Infrared Semiconductor Lasers: A Review

Dominic F. Siriani and Kent D. Choquette, Coherent Coupling of Vertical-Cavity Surface-Emitting Laser

Arrays

Anne C. Tropper, Adrian H. Quarterman, and Keith G. Wilcox, Ultrafast Vertical-External-Cavity Surface-

Emitting Semiconductor Lasers

Soon-Hong Kwon, Hong-Gyu Park, and Yong-Hee Lee, Photonic Crystal Lasers

Martin T. Hill, Metallic and Plasmonic Nanolasers

Mark T. Crowley, Nader A. Naderi, Hui Su, Frederic Grillot, and Luke F. Lester, GaAs-Based Quantum Dot

Lasers

Philip Poole, InP-Based Quantum Dot Lasers

C. Z. Ning, Semiconductor Nanowire Lasers

Volume 87 Advances in Photovoltaics: Volume 1

Hans-Josef Fell, Foreword

Eicke R. Weber and Gerhard P. Willeke, Introduction

Gerhard P. Willeke and Armin Rauber, On The History of Terrestrial PV Development: With a Focus

on Germany

Paula Mints, Overview of Photovoltaic Production, Markets, and Perspectives

Gregory F. Nemet and Diana Husmann, PV Learning Curves and Cost Dynamics

Martin A. Green, Photovoltaic Material Resources

Laszlo Fabry and Karl Hesse, Crystalline Silicon Feedstock Preparation and Analysis

Volume 88 Oxide Semiconductors

John L. Lyons, Anderson Janotti, and Chris G. Van de Walle, Theory and Modeling of Oxide

Semiconductors

166 Contents of Volumes in this Series

Filip Tuomisto, Open Volume Defects: Positron Annihilation Spectroscopy

Lasse Vines and Andrej Kuznetsov, Bulk Growth and Impurities

Leonard J. Brillson, Surfaces and Interfaces of Zinc Oxide

Tadatsugu Minami, Transparent Conductive Oxides for Transparent Electrode Applications

Bruno K.Meyer, Angelika Polity, Daniel Reppin, Martin Becker, Philipp Hering, Benedikt Kramm, Peter J. Klar,

Thomas Sander, Christian Reindl, Christian Heiliger, Markus Heinemann, Christian M€uller, and Carsten

Ronning, The Physics of Copper Oxide (Cu2O)

Cheng Song and Feng Pan, Transition Metal-Doped Magnetic Oxides

Katharina Grossmann, Udo Weimar, and Nicolae Barsan, Semiconducting Metal Oxides Based Gas Sensors

John F. Wager and Bao Yeh, Oxide Thin-Film Transistors: Device Physics

Volume 89 Advances in Photovoltaics: Part 2

Otwin Breitenstein, The Physics of Industrial Crystalline Silicon Solar Cells

Matthias Heuer, Metallurgical Grade and Metallurgically Refined Silicon for Photovoltaics

Harry Wirth, Crystalline Silicon PV Module Technology

Ulf Blieske and Gunther Stollwerck, Glass and Other Encapsulation Materials

Karsten Bothe and David Hinken, Quantitative Luminescence Characterization of Crystalline Silicon Solar

Cells

167Contents of Volumes in this Series