; thomas sequist, md, mph ; daniel slater, md€¦ · department of medicine, brigham and women’s...

29
1 Do Weight Management Programs Involving Health Coaches Improve Body Mass Index and Parent Empowerment for Children with Obesity or Who Are Overweight? Elsie M. Taveras, MD, MPH 1,2 ; Richard Marshall, MD 3 ; Mona Sharifi, MD, MPH 4 ; Earlene Avalon, PhD 5 ; Lauren Fiechtner, MD, MPH 1,6 ; Christine Horan, MPH 1 ; Monica Gerber, MPH 1 ; John Orav, PhD 7 ; Sarah N. Price, MPH 1 ; Thomas Sequist, MD, MPH 8 ; Daniel Slater, MD 3 1 Division of General Academic Pediatrics, Department of Pediatrics, Massachusetts General Hospital for Children, Boston, Massachusetts 2 Department of Nutrition, Harvard School of Public Health; Boston, Massachusetts 3 Department of Pediatrics, Harvard Vanguard Medical Associates, Boston, Massachusetts 4 Section of General Pediatrics, Department of Pediatrics, Yale University School of Medicine, New Haven, Connecticut 5 Boston Children’s Hospital, Boston, Massachusetts 6 Division of Gastroenterology and Nutrition, Department of Pediatrics, Mass General Hospital for Children, Boston, Massachusetts 7 Department of Medicine, Brigham and Women’s Hospital, Boston, Massachusetts 8 Partners HealthCare System, Inc., Boston, Massachusetts Original Project Title: Improving Childhood Obesity Outcomes: Testing Best Practices of Positive Outliers PCORI Project ID: IH-1304-6739 HSRProj: HSRP20143558 ClinicalTrials.gov: NCT02124460 _______________________________ To cite this document, please use: Taveras E, MD, Marshall R, Sharifi M, et al. 2018. Do Weight Management Programs Involving Health Coaches Improve Body Mass Index and Parent Empowerment for Children with Obesity or Who Are Overweight? Washington, DC: Patient- Centered Outcomes Research Institute (PCORI). https://doi.org/10.25302/3.2018.IH.13046739

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Page 1: ; Thomas Sequist, MD, MPH ; Daniel Slater, MD€¦ · Department of Medicine, Brigham and Women’s Hospital, Boston, Massachusetts . 8 . Partners HealthCare System, Inc., Boston,

1

Do Weight Management Programs Involving Health Coaches Improve Body Mass Index and Parent Empowerment for Children with Obesity or Who Are Overweight?

Elsie M. Taveras, MD, MPH1,2; Richard Marshall, MD3; Mona Sharifi, MD, MPH4; Earlene Avalon, PhD5; Lauren Fiechtner, MD, MPH1,6; Christine Horan, MPH1; Monica Gerber, MPH1; John Orav, PhD7; Sarah N.

Price, MPH1; Thomas Sequist, MD, MPH8; Daniel Slater, MD3

1 Division of General Academic Pediatrics, Department of Pediatrics, Massachusetts General Hospital for Children, Boston, Massachusetts 2 Department of Nutrition, Harvard School of Public Health; Boston, Massachusetts 3 Department of Pediatrics, Harvard Vanguard Medical Associates, Boston, Massachusetts 4 Section of General Pediatrics, Department of Pediatrics, Yale University School of Medicine, New Haven, Connecticut 5 Boston Children’s Hospital, Boston, Massachusetts 6 Division of Gastroenterology and Nutrition, Department of Pediatrics, Mass General Hospital for Children, Boston, Massachusetts 7 Department of Medicine, Brigham and Women’s Hospital, Boston, Massachusetts 8 Partners HealthCare System, Inc., Boston, Massachusetts

Original Project Title: Improving Childhood Obesity Outcomes: Testing Best Practices of Positive OutliersPCORI Project ID: IH-1304-6739 HSRProj: HSRP20143558ClinicalTrials.gov: NCT02124460

_______________________________

To cite this document, please use: Taveras E, MD, Marshall R, Sharifi M, et al. 2018. Do Weight Management Programs Involving Health Coaches Improve Body Mass Index and Parent Empowerment for Children with Obesity or Who Are Overweight? Washington, DC: Patient-Centered Outcomes Research Institute (PCORI). https://doi.org/10.25302/3.2018.IH.13046739

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Table of Contents

ABSTRACT ................................................................................................................................................. 2

BACKGROUND .......................................................................................................................................... 3

ROLE OF THE PATIENT AND STAKEHOLDER ............................................................................................................... 4

METHODS .................................................................................................................................................. 6

Study Overview ......................................................................................................................................................... 6

Eligibility and Recruitment ........................................................................................................................................ 6

Enrollment ................................................................................................................................................................. 9

Blinding ...................................................................................................................................................................... 7

Intervention ............................................................................................................................................................... 7

Outcome Measures ................................................................................................................................................... 9

Statistical Analysis ................................................................................................................................................... 10

RESULTS ................................................................................................................................................. 10

Baseline Characteristics ........................................................................................................................................... 10

Body Mass Index Outcomes .................................................................................................................................... 13

Family-centered Outcomes ..................................................................................................................................... 13

Intervention Feasibility, Acceptability, and Unintended Consequences ................................................................. 18

DISCUSSION ........................................................................................................................................... 18

CONCLUSION ......................................................................................................................................... 21

REFERENCES .......................................................................................................................................... 22

APPENDIX .............................................................................................................................................. 26

Page 3: ; Thomas Sequist, MD, MPH ; Daniel Slater, MD€¦ · Department of Medicine, Brigham and Women’s Hospital, Boston, Massachusetts . 8 . Partners HealthCare System, Inc., Boston,

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Abstract

Background: Novel approaches to care delivery that leverage clinical and community resources could

improve body mass index (BMI) and family-centered outcomes.

Objective: To examine the extent to which 2 clinical–community interventions improved child BMI z-

score, parent sense of empowerment, and child health-related quality of life (HR-QoL).

Methods: We conducted a 2-arm, randomized controlled trial from June 2014 to June 2016 with

measures at baseline and 1 year. We enrolled 721 children ages 2-12 years with a BMI ≥ 85th percentile

from 6 primary care practices of Atrius Health. Children were randomized to 1 of 2 arms: (1) enhanced

primary care (eg, electronic alerts and clinical decision support tools for pediatric weight management,

educational materials, a Neighborhood Resource Guide, and monthly text messages promoting behavior

change) or (2) enhanced primary care plus contextually tailored, individual health coaching (twice-

weekly text messages and 6 telephone or video contacts) to support behavior change and link families

to community resources. In intent-to-treat analyses, we used multiple imputation and linear repeated

measures models to examine 1-year changes in age- and sex-specific BMI z-score, HR-QoL as measured

by the Pediatric Quality of Life Inventory(PedsQL) version 4.0, and parent sense of empowerment.

Results: At 1 year, we obtained BMI z-scores from 664 children (92%) and parent-reported outcomes

from 657 parents (91%). Baseline mean (SD) child age was 8.0 (3.0) years; 35% were white, 33% black,

22% Hispanic, and 10% other; 44% lived in households with annual incomes < $50,000. We observed

significant improvements in BMI z-score in both the enhanced primary care group (–0.06 units; 95% CI:

–0.10, –0.02) and the enhanced primary care plus coaching group (–0.09 units; 95% CI: –0.13, –0.05)

but no statistically significant difference between the 2 arms (–0.02 units; 95% CI: –0.08, 0.03). Both

intervention arms also significantly improved parent sense of empowerment. Parents in the enhanced

primary care plus coaching group, but not in the enhanced care group, reported improvements in their

child’s HR-QoL (1.53 units; 95% CI: 0.51, 2.56). However, there were no significant differences between

the arms in either family-centered outcome.

Conclusions: Two interventions that included high-quality clinical care for obesity and linkages to

community resources resulted in improved family-centered outcomes for childhood obesity and

improvements in child BMI from baseline to 1 year, but there were no significant differences between

the 2 interventions.

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BACKGROUND

Childhood overweight and obesity place a significant burden on morbidity and quality of life. As

of 2012, in the United States, the prevalence of childhood overweight and obesity appears to have

plateaued and may even be decreasing among 2- to 5-year old children.1 Yet, overall prevalence remains

at historically high levels and substantial racial/ethnic disparities continue to persist, and, in the case of

Hispanic children, may even be widening.2-4 Health care system–based interventions to reduce obesity

have been somewhat effective but are often of limited effectiveness due to myriad social and

environmental barriers that impede improvement in obesity-related behaviors.5,6

An important but often overlooked aspect of interventions to improve obesity and reduce

disparities is the careful consideration of the socioenvironmental context in which decisions related to

health behaviors are being made—and in which behavior change is expected to occur. Neighborhood

socioeconomic characteristics and built-environment factors including food and physical activity can

significantly influence health behaviors and may contribute to disparities in childhood obesity.7-11

Understanding community levels of poverty and unemployment as well as individual, health-related

social problems could assist health practitioners in providing targeted resources and selecting referrals

to local health and social service agencies.12 Sophisticated geographic information systems (GIS)

analyses can provide community-level data on access to food establishments that could assist in meal-

planning discussions with families. GIS methods and community mapping could also provide information

about recreational spaces and playgrounds as well as transportation availability that might influence

parents’ decision making regarding their child’s physical activity options. Thus, characterizing the

environment can assist in developing a tailored clinical–community intervention that could be adapted

to an individual’s environment and needs.

Another underused approach to obesity management and disparities reduction is to identify

innovative strategies from positive outliers (also referred to in the literature as positive deviants).

Positive outliers are defined as individuals who have succeeded where many others have not to change

their health behaviors, reduce their body mass index (BMI), and develop resilience in the context of

adverse built and social environments.13,14 The premise of this positive outlier approach is that solutions

to problems that face a community often exist within that community, and that these successful

members of the community possess strategies that can be generalized and promoted to improve the

outcomes of others. Such individuals could help guide intervention development for other families in

their same neighborhoods who have struggled with behavior change.

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We designed the Connect for Health randomized controlled trial to leverage clinical and

community resources to improve obesity and family-centered outcomes. The intervention was built

upon practices of positive outlier families as well as strategies recommended by a diverse group of

stakeholders representing parents, children, pediatric clinicians, and community/public health

providers.15,16 We hypothesized that children randomized to the intervention arm to receive enhanced

primary care plus a contextually tailored intervention delivered by trained health coaches would have

greater reductions in BMI z-score compared with children randomized to a control group to receive

enhanced primary care plus nontailored health coaching. In this report, we summarize the main

outcomes of Connect for Health.

ROLE OF THE PATIENT AND STAKEHOLDER

Stakeholder Engagement

The design and implementation of Connect for Health was informed by a diverse group of

stakeholders representing clinicians, community and public health providers, parents, and children.

Members of the research and clinical team have long-standing collaborative relationships from

developing previous obesity interventions,17 and thus a key activity in preparation for this study was to

build a strong network of cross-collaboration among stakeholders who had not yet worked with each

other.

Using established methods on engagement18 and the Patient-Centered Outcome Research

Institute’s (PCORI’s) Methodology Standards,19 we worked with our clinician team to identify positive

outlier children and families who would be interested in participating in focus group discussions about

their experiences.15,16 Several children and parents from these focus groups were already participating

as ongoing members of our Parent and Youth Advisory Boards. Leaders and staff of youth-serving

community-based organizations, including the YMCA, provided critical input on the ideas and activities

we ultimately implemented. Based on principles of engagement, the research team delineated the role

of stakeholder participants as well as discussed, the relevance and importance of the work being

developed and the ways in which input from all stakeholders would be utilized. Keys to successful

implementation, incorporation of study activities into practice, and sustainability of project activities

rely on engagement of stakeholders at several critical points before and during the intervention. The

research and stakeholder group met on a monthly basis after the start of the study to discuss barriers

and facilitators to implementation.

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Parent and Youth Advisory Boards

Patient advisory committees have been increasingly used in health care systems to gather

patient-centered input on a variety of health care processes and to accelerate improvement.20 Engaging

patients as active participants in designing and conducting health care research is increasingly

recognized as critical to ensuring that the research questions posed and outcomes measured are

relevant and important to patients.21-23 In this study, we convened Parent and Youth Advisory Boards to

inform the study development. The Parent Board consisted of 11 parents whose children received care

in the participating pediatric practices and was led by a parent whose children received their care at 1 of

the practices. The Youth Board consisted of their children, who were between 10 and 12 years old. We

recruited board members from among focus group and interview participants in our formative work

with positive outlier children and their parents. Board members provided in-depth information about

their own successful strategies that could be generalized and promoted to improve the outcomes of

other families, advised the research team on the perspectives of potential trial participants, and

provided feedback on specific components of the study. The Board met in person 1 to 2 times in each

study year and communicated as needed more regularly to discuss study methods and implementation,

including recruitment, informed consent, outcome measures, data collection, incentives, retention, and

intervention design. Parents and youth on the advisory boards received a modest stipend for their

participation.

Learning From Positive Outliers

Prior to the start of the study, we conducted 5 focus groups with parents (n = 41) and 4 focus

groups with children (n = 21) who were identified from their electronic health record to have reduced or

maintained their BMI despite having had a history of a BMI ≥ 95th percentile. We have previously

published the methods and results of this formative work.12,13 Parents reported several practices that

facilitated their ability to help their child improve his or her BMI. Among them were (1) making changes

as a family rather than solely for the child; (2) implementing limits and rules around snacking, screen

time, and activity, and maintaining consistency around those rules; (3) being involved in the decision

making with their health care providers about their child’s weight management; (4) using more

immediate rather than long-term outcomes of weight management to motivate change; and (5)

maximally leveraging community resources to support behavior change. Children emphasized the value

of positive support from their family and the importance of their peer relationships in motivating their

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behavior change. Parents and children outlined a number of outcomes that mattered most to them

related to weight management, including not being bullied or teased, feeling good about oneself, fitting

into age-appropriate clothing, and being able to keep up with other children during a physical activity.

As a result, our intervention included an emphasis on social and emotional wellness. The feedback we

received specifically informed our outcome measures, the neighborhood resources we included in our

intervention, the youth-serving community-based organizations that we partnered with, and our

approach to coaching (eg, shared decision making and family-centered care were key training topics for

the health coaches).

METHODS

Study Overview

Connect for Health was conducted within 6 pediatric practices of Harvard Vanguard Medical

Associates (HVMA), a multispecialty group practice in eastern Massachusetts with many years of

experience with an electronic health record system and advanced team-based care model. The Connect

for Health study design, eligibility, and recruitment have been described in detail elsewhere.24 We

randomly assigned patients to 1 of 2 arms: (1) enhanced primary care or (2) enhanced primary care plus

contextually tailored, individual health coaching. The enhanced primary care group served as the control

arm even though these patients received some intervention previously incorporated into standard

practice at HVMA. The primary outcomes included improvements in child BMI z-score in addition to

family-centered outcomes that matter to parents and children, including pediatric health-related quality

of life and parental resource empowerment. All study activities were approved by the Institutional

Review Board at Partners Health Care System. The Connect for Health trial has been recorded in the

clinicaltrials.gov national registry of randomized trials.

Eligibility and Recruitment

Eligibility for Connect for Health included (1) child age 2.0-12.9 years old, (2) child BMI ≥ 85th

percentile for age and sex, and (3) family was not planning to leave HVMA within the study time frame.

Recruitment began in June 2014 and ended March 2015; follow-up ended for all participants in March

2016. At the time of a visit with a child between the ages of 2 and 12 years with a BMI > 85th percentile,

HVMA clinicians received a BestPractice® alert in the electronic health record that contained a link to

electronically refer the patient to the Connect for Health study (Appendix A). After receiving the referral,

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study staff sent each family a letter providing more information about the study and inviting the family

to participate. Research assistants then called parents to establish eligibility, explain the study, obtain

verbal consent, and complete a telephone survey. We then randomized participants and mailed parents

an enrollment letter informing them of their child’s intervention group.

Randomization

We randomized study participants from each of the participating pediatric practices in the order

they were enrolled, organizing the lists into blocks of 4 in order to maintain balance between the 2 study

arms in each of the practices. The lists were generated by the study biostatistician (JO) and maintained

by the study project manager (CH). Allocation concealment was preserved by central allocation by the

study program manager. Only the study project manager (CH) and study biostatistician (JO) had access

to the randomization lists—the study project manager to allocate participants to the proper

intervention and the study biostatistician to provide blinded reports of study progress and safety data.

Blinding

All study participants, referring pediatricians, and research staff performing assessments were

blinded to specific study hypotheses and to intervention assignment. Health coaches delivering the

intervention were not blinded but only worked with participants in the intervention arm.

Intervention

All pediatric primary care providers received a computerized clinical decision support (CDS) alert

during primary care visits identifying 2- to 12-year-old children with a BMI ≥ 85th percentile and 2

additional CDS tools to assist in the management and follow-up of children with overweight or

obesity.17,24,25 Clinicians also provided parents a comprehensive set of educational materials focusing on

specified behavioral targets to support self-guided behavior change. Both the CDS tools and educational

materials were based on the STAR trial and have been shown to be effective in improving child BMI.17

The materials focused primarily on decreases in screen time and sugar-sweetened beverages, improving

diet quality, increases in moderate and vigorous physical activity, and improvement of sleep duration

and quality. Based on our qualitative work with positive outlier families and feedback from our Parent

and Youth Advisory Boards, we also developed materials to promote social and emotional wellness.

Enhanced Primary Care (Control)

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Participants randomized to the enhanced primary care group were exposed to the clinical best

practices described above. In addition, participants received monthly text messages that contained links

to publicly available resources to support behavior change (eg, links to the Let’s Move! program).26

Participants also received a Neighborhood Resource Guide listing places that support healthy living in

their community and surrounding areas.

Enhanced Primary Care Plus Health Coaching

In the enhanced primary care plus coaching arm, families received individualized health

coaching tailored to their socioenvironmental context. Three trained health coaches contacted families

every other month for 1 year via telephone, videoconference (using Vidyo®, a HIPAA-compliant,

password-protected software offered for free to families), or in-person visits, according to parent

preference. These contacts were approximately 15 to 20 minutes in duration. Prior to the start of the

intervention, the 2 health coaches received training from a senior health educator (S.P.) in behavior

change theory and counseling, childhood obesity risk factors and management, providing family-

centered care,27 motivational interviewing,28,29 and shared decision making.30,31 Details of the health

coach training and quality assurance have been previously described.24 Families also received twice-

weekly text messages or emails in addition to monthly mailings.

Health coaches used a motivational interviewing style of counseling and shared decision-making

techniques30,31 to provide family-centered care in addressing childhood obesity risk factors and

management. At each contact, health coaches used an online community resource map developed for

the study32 to identify resources within each family’s community that could support behavior change,

including nutritional support (i.e., local farmers markets, supermarkets); places for physical activity (i.e.,

Boys and Girls Clubs, swimming pools, recreation centers, ice rinks, and YMCAs); and social support

services (i.e., Supplemental Nutrition Program for Women, Infants, and Children offices). In addition,

through a partnership with the YMCA, health coaches offered families a 1-month free family

membership to area YMCAs to encourage physical activity and community connections. Families were

also offered the opportunity to take part in 1 of 12 healthy grocery shopping programs throughout the

course of the intervention led by a community partner, Cooking Matters®, empowering families to cook

healthy meals and to learn ways to shop and eat well on a limited budget.

To engage parents and children in setting behavior change goals, health coaches used a

behavior change decision aid tool developed by our study team that helped families identify outcomes

that mattered most to them and potential motivators for engaging in behavior change. The tool

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facilitated shared decision making to determine parents’ goals and set the agenda for health coaching.

Following each contact, the health coach mailed the family a packet that included issues of a healthy

cooking magazine for children, handouts for parents about behavior change goals, and materials

designed specifically for children. Intervention materials for children were developmentally appropriate.

Parents also received interactive text messages twice weekly during the 1-year period. These messages

were based on the well-received text message campaign implemented in the STAR trial.33

Outcome Measures

We obtained height and weight from children’s electronic health record at baseline and at 1

year. In routine practice standardized across all 6 study sites, medical assistants measured children’s

weight, without shoes, using electronic, calibrated scales, and height using a stadiometer. We calculated

BMI, age- and sex-specific BMI z-scores, and BMI categories (BMI < 85th, BMI 85th through < 95th, BMI

> 95th through < 120% of 95th percentile, and BMI ≥ 120% of the 95th percentile).34

Parent-reported outcomes were assessed using telephone surveys at baseline and at 1 year.

Parents reported their child’s health-related quality of life using the 4 subscales of the PedsQL-4.0

(physical, emotional, social, and school).35,36 We also assessed parents’ sense of empowerment

(hereafter referred to as parental resource empowerment) using the child weight management subscale

of the Parent Resource Empowerment Scale.25 The 5 items in the scale assessed parents’ perceived

knowledge of resources, ability to access resources, comfort with accessing resources, knowledge of

how to find resources, and ability to acquire resources related to child weight management. For each

question, parents responded “strongly disagree,” “disagree,” “agree,” or “strongly agree,” which were

worth 1 to 4 points, respectively. Items were averaged to create a summary parental resource

empowerment score (range = 1-4). Cronbach’s α for this score was 0.87.37

Other Measures

Using questionnaires at baseline and at 1 year, we obtained each child’s race/ethnicity as well as

each parent’s educational attainment and height and weight, from which we calculated BMI. We also

assessed annual household income. To assess the feasibility of the study and parents’ acceptance of and

satisfaction with the intervention components, we asked parents to rate how satisfied they were with

several aspects of the program, including the text messages and information on community resources.

To assess unintended consequences, we also asked parents if their participation in the program affected

their satisfaction with their child’s health care services HVMA.

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Statistical Analysis

We performed analysis from June 2016 to October 2016. We analyzed distributions of

participant characteristics across the 2 study arms using t-test and chi-square tests and found them to

be balanced at baseline (p > 0.05). We anticipated that 338 children per arm would complete the study,

which would allow us to detect to detect a difference between arms in the change in BMI as small as

0.24 and to detect a difference between arms in the change in PedsQL of 2.5 points, with 90% power

and 5% type I error. As suggested by the recent US Preventive Service Task Force Draft Evidence Review

of childhood obesity management, BMI z-score changes in the range of 0.15 to 0.20 are considered to

constitute a clinically important benefit for many children.38 We performed multiple imputations using

chained equations to impute missing outcomes for the approximately 8% of the 721 enrollees who did

not have BMI outcomes at 1-year follow-up. In intent-to-treat analyses, we assessed the effect of the

intervention on BMI z-score, PedsQL-4.0 summary score, and the Parent Resource Empowerment score

using generalized linear repeated measure models to account for clustering by study site and within

each participant over time. We used analogous logistic repeated measures models to model the effect

of the intervention on the odds of being in a lower BMI category at follow-up compared with baseline.

We adjusted all models for HVMA site. We implemented the models using the GLIMMIX and GENMOD

procedures in SAS, version 9.4 (Cary, NC: SAS Institute).

RESULTS

Baseline Characteristics

Primary care clinicians referred 1752 children from 6 pediatric practices to the Connect for

Health study over a 9-month recruitment period. We attempted to contact the parents of 1545 children

to assess eligibility. We enrolled 721 children in the study; 361 participants were randomized to the

enhanced primary care group, and 360 families were assigned to the enhanced primary care plus

coaching group (Figure 1). During the intervention period, 1 participant withdrew from the study, citing

a lack of time for the study activities. At 1 year, we obtained follow-up BMI data from 664 children

(92.0%) and parent survey data from 667 parents (92.5%). Table 1 shows the characteristics of the study

sample. Baseline mean (SD) age was 8.0 (3.0) years; 35.0% were white, 33.3% black, 21.8% Hispanic, and

9.9% other; 45.4% lived in households with annual incomes < $50,000. There were no significant

differences in any baseline characteristics between the patients randomized to each intervention arm.

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Table 1. Baseline Characteristics of Participants in the Connect for Health Study, Overall and by Intervention Assignment

Child Characteristics

Overall

(N = 721)

Enhanced

Primary Care

(N = 361)

Enhanced Primary

Care + Coaching (N

= 360)

p-

Value†

Mean (SD) or N (%)

Age, years (SD) 8.0 (3.0) 8.0 (3.0) 8.1 (3.0) 0.45

Gender, female 368 (51.0) 188 (52.1) 180 (50.0) 0.63

Race/ethnicity 0.22

Non-Hispanic white 252 (35.0) 134 (37.1) 118 (32.9)

Non-Hispanic black 240 (33.3) 110 (30.5) 130 (36.2)

Hispanic 157 (21.8) 85 (23.5) 72 (20.1)

Other 71 (–9.9) 32 (8.9) 39 (10.9)

Body mass index, kg/m2 (SD) 22.9 (4.8) 22.8 (4.6) 23.0 (4.9) 0.67

Body mass index, z-score (SD) 1.88 (0.5) 1.91 (0.5) 1.87 (0.5) 0.40

Body mass index category 0.65

85th to < 95th percentile 263 (36.5) 126 (34.9) 137 (38.1)

95th to < severe obesity* 303 (42.0) 157 (43.5) 146 (40.6)

Severe obesity 155 (21.5) 78 (21.6) 77 (21.4)

Parent and Household

Parent age, years (SD) 38.4 (7.2) 38.7 (7.3) 38.1 (7.1) 0.29

Parent body mass index category 0.90

BMI < 25 kg/m2 161 (22.8) 79 (22.6) 82 (23.1)

BMI 25 through 29 kg/m2 236 (33.5) 120 (34.3) 116 (32.7)

BMI ≥ 30 kg/m2 308 (43.7) 151 (43.1) 157 (44.2)

Parent educational

attainment, l ess than

college graduate

356 (49.3)

186 (51.5)

170 (47.2)

0.25

Annual household income,

< $50,000

327 (45.4)

150 (41.6)

177 (49.2)

0.07

* Severe obesity is defined as a body mass index ≥ 120% of the age- and sex-specific 95th percentile. † p-Values are derived from t-tests for continuous variables and chi-square tests for categorical variables.

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Body Mass Index Outcomes

Table 2 shows participants’ unadjusted and adjusted changes in BMI z-score and in BMI category

(ie, being in a lower category from baseline to 1-year follow-up). We observed significant changes in BMI

z-score in both the enhanced primary care group (–0.06 units; 95% CI: –0.10, –0.02) and the enhanced

primary care plus coaching group (–0.09 units; 95% CI: –0.13, –0.05). Although we observed slightly

more improvement in BMI z-score among the enhanced primary care plus coaching group compared

with the enhanced primary care group alone, there were no statistically significant differences between

the 2 intervention arms (–0.02 units; 95% CI: –0.08, 0.03).

At 1-year follow-up, we found that 9.3% of children in the enhanced primary group and 11.6% of

children in the enhanced primary care plus coaching group no longer had a BMI in the overweight or

obese range. Overall, we observed higher odds in both the enhanced primary care group (OR: 1.18; 95%

CI: 1.03, 1.35) and the enhanced primary care plus coaching group (1.23; 95% CI: 1.08, 1.40) of being in a

lower BMI category than participants were at baseline; however, there was no statistically significant

difference in odds between the 2 intervention arms (p = 0.70).

We conducted post hoc analyses to examine whether our observations of improved BMI z-score

in both intervention arms could be explained by an underlying temporal trend toward improvement.

Among 560 children with BMI z-scores available 1 year prior to baseline, at baseline, and at 1-year

follow-up, we found that BMI z-score was increasing in the year prior to enrollment in the enhanced

primary care group (0.23 units; 95% CI: 0.18, 0.29) and the enhanced primary care plus coaching group

(0.16 units; 95% CI: 0.11, 0.22) and then decreased in both groups in the year following enrollment

(Figure 2).

Family-centered Outcomes

Table 3 shows changes in participants’ health-related quality of life and in parental resource

empowerment during the 1-year intervention. Parents in the enhanced primary care plus coaching

group (1.53 units; 95% CI: 0.51, 2.56), but not in the enhanced care alone group (0.65 units; 95% CI: –

0.38, 1.67), reported improvements in their child’s health-related quality of life, but the clinical

significance of this magnitude of improvement is uncertain. Parental resource empowerment increased

in both intervention arms (Table 3); however, there were no statistically significant differences in either

family-centered outcome between the 2 intervention arms.

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Table 2. Changes in Body Mass Index Z-Score and Categories From Baseline to 1 Year, by Intervention Assignment (N = 721)

Body Mass Index Outcomes

Baseline 1-Year

Follow-up

Adjusted

Mean Change

P Adjusted

Difference**

P

Adjusted Mean (SD) β (95% CI)

BMI z-score, units

Enhanced primary care 1.91 (0.56) 1.85 (0.58) –0.06 (–0.10, –0.02) < .01 Reference

Enhanced primary care + coaching 1.87 (0.56) 1.79 (0.58) –0.09 (–0.13, –0.05) < .01 –0.02 (–0.08, 0.03) 0.39

Baseline

1-Year

Follow-up

Adjusted Odds of Being at

a Lower Category at

Follow-up

P Difference in ORs P

BMI Category, % % OR (95% CI)

Enhanced primary care

< 85th percentile 0 9.3

1.18 (1.03, 1.35)

0.02

Reference

85th to < 95th percentile 34.9 28.4

95th to < severe obesity 43.4 39.4

≥ Severe obesity 21.6 22.8

Enhanced primary care + coaching

< 85th percentile 0 11.6

1.23 (1.08, 1.40)

0.002

1.04 (0.86, 1.25)

0.70

85th to < 95th percentile 38.1 28.5

95th to < severe obesity 40.6 37.4

≥ Severe obesity 21.4 22.5

** Adjusted estimates from repeated measures model. Adjusted for pediatric practice site.

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Table 3. Changes in Pediatric Health-related Quality of Life and Parental Resource Empowerment From Baseline to 1 Year, by Intervention Assignment (N = 721)

Child Health-related

Quality of Life Outcomes*

Baseline 1-year

Follow-up

Adjusted

Mean Change

P Adjusted

Difference

P

Adjusted Mean (SD) β (95% CI)

PedsQL summary score, units

Enhanced primary care 86.0 (11.2) 86.6 (11.4) 0.65 (–0.38, 1.67) 0.21 Reference

Enhanced primary care + coaching 85.3 (11.2) 86.9 (11.4) 1.53 (0.51, 2.56) < .01 0.89 (–0.56, 2.33) 0.23

PedsQL psychosocial score,** units

Enhanced primary care 83.7 (12.7) 84.8 (13.2) 1.05 (–0.15, 2.25) 0.09 Reference

Enhanced primary care + coaching 83.1 (12.7) 84.9 (13.0) 1.80 (0.62, 2.98) < .01 0.75 (–0.93, 2.43) 0.38

PedsQL physical score, units

Enhanced primary care 90.3 (12.5) 90.0 (13.2) –0.29 (–1.61, 1.03) 0.67 Reference

Enhanced primary care + coaching 89.7 (12.8) 90.5 (13.3) 0.76 (–0.58, 2.09) 0.27 1.04 (–0.82, 2.91) 0.27

Parent-centered outcome

Parental resource empowerment, units

Enhanced primary care 2.9 (0.5) 3.1 (0.6) 0.29 (0.22, 0.35) < 0.01 Reference

Enhanced primary care + coaching 3.0 (0.5) 3.2 (0.6) 0.22 (0.15, 0.28) < 0.01 0.07 (–0.02, 0.16) 0.14

* All PedsQL scores have a possible range of 0 to 100. Higher scores indicate better health-related quality of life. ** To create the psychosocial health score (15 items), the mean is computed as the sum of the items divided by the number of items answered

in the Emotional, Social, and School Functioning Scale.

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Table 4. Parents’ Perceptions of the Feasibility and Acceptability of the Connect for Health ( C 4 H )

Interventions

Parent Perception % of Respondents

Feasibility and Acceptability Measures in Both Intervention Arms (n = 657)

Parent very satisfied with overall experience in C4H program, %

Enhanced primary care 43

Enhanced primary care + health coaching 73

Increased satisfaction with care at HVMA*, %

Enhanced primary care 48

Enhanced primary care + health coaching 63

Would recommend C4H to friends and family, %

Enhanced primary care 80

Enhanced primary care + health coaching 93

Received text messages or emails from C4H, %

Enhanced primary care 91

Enhanced primary care + health coaching 100

Parent very satisfied with content of C4H text messages or emails, %

Enhanced primary care 53

Enhanced primary care + health coaching 72

Received information from C4H about resources in the community

Enhanced primary care 60

Enhanced primary care + health coaching 96

Parent very satisfied with information he or she received about resources in the community

Enhanced primary care 66

Enhanced primary care + health coaching 76

Feasibility and Acceptability Measures in Enhanced Primary Care + Health Coaching Arm (n = 325)

Met with health coach (in person or via phone or video) 96

Received materials via email or mail from health coach 98

Attend a Cooking Matters Healthy Shopping program 18

Tried a new YMCA membership 23

Received copies of Chop Chop magazine 87

Completed all 6 visits** 65

Participated in a video visit** 28

* Harvard Vanguard Medical Associates (HVMA) is the group practice where study participants received primary care.

** n = 360 (all participants who were randomized).

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Intervention Feasibility, Acceptability, and Unintended Consequences

We aimed for participants in the enhanced primary care group to receive monthly text messages

and a Neighborhood Resource Guide. In follow-up interviews, 91% of parents reported that they

received the text messages and 53% were satisfied with their content. Although we mailed the

Neighborhood Resource Guide to 100% of participants, only 60% remembered receiving it, and of them,

66% reported being very satisfied with its content.

For the enhanced primary care plus coaching group, we aimed to deliver biweekly text

messages, 6 contacts with a health coach, and tailored information about community resources from

the health coach. Participants were also invited to join their local YMCA (with a free 1-month

membership) and attend a Cooking Matters workshop at their health center. In follow-up interviews,

100% of participants reported receiving the text messages and 72% were very satisfied with their

content. Among the 360 participants in the enhanced primary plus health coaching group, 65%

completed all 6 visits with a health coach; 96% of participants reported receiving neighborhood resource

information and 76% were very satisfied with the information. Based on follow-up interviews, 81

parents (23%) reported joining their local YMCA and 64 parents (18%) reported attending 1 of the

Cooking Matters workshops.

Overall, 48% of participants in the enhanced primary care arm and 63% of participants in the

enhanced primary care plus health coaching arm reported that participation in Connect for Health

increased their satisfaction with their child’s health care services. Only 7 (1.1%) participants reported

that their participation in the Connect for Health program decreased their satisfaction with their child’s

health care services, and there were no differences across study arms.

DISCUSSION

Decisional Context

In this randomized controlled trial, we found that 2 interventions that delivered enhanced

primary care and leveraged clinical and community resources for childhood obesity support resulted in

modest improvements in child BMI z-score and greater resolution of elevated BMIs. While the

magnitude of reduction in BMI z-score was higher in the intervention group that additionally received

interactive, contextually tailored health coaching, the difference compared with the group exposed to

enhanced care alone was not statistically or clinically significant. Both interventions also led to improved

family-centered outcomes including child health-related quality of life and parental resource

empowerment; however, there were no statistically significant differences in either family-centered

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outcome between the 2 intervention groups. Overall, the intervention components were feasible to

deliver, acceptable to parents, and did not have adverse effects on parent’s perceptions of their child’s

health care services.

Comparison of Intervention Groups

The Connect for Health study was designed with the hypothesis that the intervention group

receiving both enhanced primary care and health coaching tailored to children’s community resources

and social context would be more effective than the group receiving enhanced primary care alone. Yet,

our findings did not support this hypothesis, and there are several potential reasons. First, the enhanced

primary care group was not a typical “usual care” control group. The practices where we delivered the

study had already made several updates to their electronic health record to include clinical decision

support tools and to provide families with educational materials for self-guided behavior change

support. It would have been unethical to undo these practice changes once they were already

established and after evidence supported their effectiveness in improving child BMI.17 Second, based on

feedback from our Parent and Youth Advisory Boards, we made the decision to add content on social

and emotional wellness to existing parent educational materials and to provide passive information in

the form of a booklet on neighborhood resources. Both of these enhancements to the materials

available to the group that did not receive health coaching could have further strengthened the effects

of the control group on improving BMI. Third, it is possible that the number of contacts, frequency, or

content of the health coaching provided in the enhanced primary care plus coaching group was

insufficient to produce greater effects than that of the enhanced primary care group alone.

While our findings did not support the original hypothesis of a greater intervention effect among

the group that was individually coached, our findings do suggest that both intervention groups

experienced improved BMI. Without a traditional control group, our results could be attributed to

temporal trends or regression to the mean. Post hoc analyses of BMI changes prior to and after

enrollment in the trial suggest, however, that the temporal trend was for BMI z-score to continue

increasing after enrollment. Thus, our results are unlikely due to secular trends, but regression toward

the mean may still be a possibility.

Study Results in Context

The magnitudes of effect on BMI z-score in our study (e.g., –0.06 to –0.09 units) are similar and

only modestly higher than those previously summarized (–0.04 units) in a metaanalysis of brief

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interventions in primary care.39 While interventions with these magnitudes of effect appear to have

interrupted the increasing BMI trends in our population, questions remain about their clinical

significance. There is currently a lack of direct evidence for any specific weight loss threshold that has

clinical significance.38 An expert panel in Germany has suggested that a BMI z-score reduction of 0.20

units is associated with clinically significant improvement.40 Other studies suggest that changes of 0.15

BMI z-score units led to more healthful cardio-metabolic profiles.38 As suggested by the recent US

Preventive Service Task Force Draft Evidence Review of childhood obesity management, regardless of

the threshold of clinical significance chosen, simply arresting gain in excess BMI likely constitutes a

clinically important benefit for many children.38

In addition to BMI, this study examined family-centered outcomes of importance to parents and

children and informed by a Parent Advisory Board and a Youth Advisory Board. We found that parent-

reported child health-related quality of life improved by 1.53 units among the enhanced primary care

plus coaching group and appeared to be driven by large improvements—comparably higher than

previous pediatric obesity trials39—in the psychosocial score of the PedsQL. These effects in the health

coaching group were not significantly greater than those of the enhanced primary care group. These

findings suggest that the educational content delivered in both intervention arms related to social and

emotional wellness, including content on stress reduction, positive thinking, and bullying, may have

driven the observed improvements in child quality of life. Both interventions also improved parents’

perception of empowerment related to their child’s weight management—a novel, family-centered

measure that has been shown to drive changes in food intake, physical activity, and screen-related

parenting among parents of children with obesity.41,42

Implementation

Given the positive temporal trends across both intervention groups but lack of superiority of the

enhanced primary care plus coaching group, pediatric primary practices may want to consider

implementing just the intervention components in the enhanced primary care group. These included

computerized, clinical decision support tools for primary care providers in the electronic health record, a

comprehensive set of educational materials focused on specified behavioral targets to support family

self-guided behavior change, text messages, and a list of neighborhood resources that support healthy

living in the community. Implementation of these components would require (1) clinician education and

academic detailing that could be delivered through a learning collaborative on the clinical decision

support tools and educational materials, (2) clinical informatics support to program the clinical decision

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support tools into the electronic health records locally or centrally, (3) use of a platform to enroll

families in a text messaging campaign and deliver automated messages, and (4) development of an

inventory of local neighborhood resources that could support family behavior change.

Limitations and Generalizability

As in any study, this one is subject to potential limitations. First, as previously described, our

post hoc analyses showing an increasing trend in BMI z-score prior to intervention enrollment suggest

either that we were successful in reversing an upward trend or that our results reflect regression to the

mean; we are unable to rule out the possibility of the latter. Second, the study setting—a multisite

delivery system with a robust electronic health record—may not be representative of many smaller

pediatric practices in the United States and beyond. However, as a relatively large medical group, HVMA

is a typical primary care setting for many children. Moreover, meaningful use incentives are promoting

increases in electronic health record adoption in both large and small pediatric practices.43 Thus the

Connect for Health interventions are likely to generalize to more and more pediatric settings in the

future.

Subpopulations Considerations

Our intervention did not appear to decrease the percentage of children with severe obesity.

Previous studies have suggested that the magnitude of decreases in net daily energy intake necessary

for children with severe obesity to achieve a healthy weight is considerably greater than is feasible with

the pediatric weight management that can be delivered in primary care–based interventions such as

Connect for Health.44,45 Our findings support the urgent recommendation for evidence-based, more

aggressive weight management approaches for children with severe obesity.45

CONCLUSION

Two interventions that included a package of high-quality clinical care for obesity and linkages to

community resources resulted in improved parent-reported outcomes for childhood obesity and

improvements in child BMI. While individualized health coaching led to improvements in health-related

quality of life, it did not have significantly greater effects on child BMI than did enhanced primary care

alone.

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Appendix A.

BestPractice® alert in the electronic health record that contained a link to electronically refer the

patient to the Connect for Health study.

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Appendix B. Connect 4 Health Intervention Text Messages

Self-monitoring questions

C4H: How many hours did your child sleep last night? *Please text back your response* Thanks! C4H: How many hours or minutes did your child watch or use screen media yesterday? *Please text back your response* Thanks! C4H: How many hours or minutes did your child do physical activity yesterday? *Please text back your response* Thanks! C4H: How many sugary drinks did your child have yesterday? *Please text back your response* Thanks! C4H: In the past week, have you been concerned about your child feeling nervous, sad, or worried? Please text back yes or no. Thank you. C4H: About how many times in the last week did your child eat fast food? *Please text back your response*Thanks!

Feedback messages

C4H: Well-rested kids make for happier parents, more sleep makes for better moods. 2 yr olds need 13 hrs, 3-4 yr olds 11-13 hrs & 6-12 yr olds 10+ hrs of sleep. C4H: Your child’s doctor suggests less than 2 hours a day of screentime. This is time on TV, DVDs, movies, computer & video games. Handheld devices count too! C4H: There are 1,440 minutes in a day. Head outside and run around for 60 of them. You can split that time up through the day, or do it all at once. C4H: Aim for zero! Drinking 0 sugary drinks is best for kids. Give water when they are thirsty and a choice of water or lowfat white milk with meals. C4H: Make time to relax and breathe. With your child, take long, slow, deep breaths in while counting to 3. Then let the breath out slowly, counting to 3. C4H: Limiting fast food is good for everyone. If it’s a regular part of your family’s diet, think how to cut back on the times per month you eat it. C4H: Have you explored community resources that support your family’s healthy living? Check out the Y, farmers market & more! Ask your health coach for ideas. C4H: Frozen, fresh, canned? For fruits & veggies, they’re all good! Take 30 seconds and learn more: http://cookingmatters.org/tips/video-fresh-frozen-or-canned

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Copyright© 2018 Massachusetts General Hospital. All Rights Reserved

Disclaimer:

The [views, statements, opinions] presented in this report are solely the responsibility of the author(s) and do not necessarily represent

the views of the Patient-Centered Outcomes Research Institute® (PCORI®), its Board of Governors or Methodology Committee.

Acknowledgement:

Research reported in this report was [partially] funded through a Patient-Centered Outcomes Research Institute® (PCORI®) Award (IH-

1304-6739).